UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-2652
NAME OF REGISTRANT: VANGUARD INDEX FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: DECEMBER 31
DATE OF REPORTING PERIOD: JULY 1, 2015 - JUNE 30, 2016
FUND: VANGUARD TOTAL STOCK MARKET INDEX FUND
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ISSUER: 1347 Property Insurance Holdings, Inc.
TICKER: PIH CUSIP: 68244P107
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO CHRISTOPHER ISSUER YES FOR FOR
SAENGER, III
PROPOSAL #1.3: ELECT DIRECTOR DENNIS A. WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 1-800-FLOWERS.COM, Inc.
TICKER: FLWS CUSIP: 68243Q106
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE CALCANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 1st Constitution Bancorp
TICKER: FCCY CUSIP: 31986N102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 1st Source Corporation
TICKER: SRCE CUSIP: 336901103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL B. FITZPATRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAJEEB A. KHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. MURPHY, ISSUER YES FOR FOR
IV
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 22nd Century Group, Inc.
TICKER: XXII CUSIP: 90137F103
MEETING DATE: 4/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALEXANDER DUNN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORA B. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: 2U, Inc.
TICKER: TWOU CUSIP: 90214J101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL LEWIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CORETHA M. RUSHING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: 3D Systems Corporation
TICKER: DDD CUSIP: 88554D205
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. HUMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIM D. KEVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. WALTER LOEWENBAUM, ISSUER YES FOR FOR
II
PROPOSAL #1.7: ELECT DIRECTOR KEVIN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. VAN RIPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAREN E. WELKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: 3M Company
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SONDRA L. BARBOUR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS 'TONY' K. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT J. ULRICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETINGS
PROPOSAL #6: EXCLUDE THE IMPACT OF STOCK BUYBACK SHAREHOLDER YES AGAINST FOR
PROGRAMS ON THE FINANCIAL METRICS ON WHICH CEO PAY IS
BASED
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ISSUER: 8x8, Inc.
TICKER: EGHT CUSIP: 282914100
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIKRAM VERMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN POTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASWINDER PAL SINGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VLADIMIR JACIMOVIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: A. H. Belo Corporation
TICKER: AHC CUSIP: 001282102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. CALDERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. PUERNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICOLE G. SMALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: A. M. Castle & Co.
TICKER: CAS CUSIP: 148411101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: A. O. Smith Corporation
TICKER: AOS CUSIP: 831865209
MEETING DATE: 4/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLOSTER B. CURRENT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. GREUBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES AGAINST AGAINST
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ISSUER: A. Schulman, Inc.
TICKER: SHLM CUSIP: 808194104
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EUGENE R. ALLSPACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY T. BARMORE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID G. BIRNEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. GINGO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE D. MEYER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR IRVIN D. REID ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BERNARD RZEPKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: A10 Networks, Inc.
TICKER: ATEN CUSIP: 002121101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER Y. CHUNG AND ROBERT ISSUER YES FOR FOR
COCHRAN
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAC Holdings, Inc.
TICKER: AAC CUSIP: 000307108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY D. BOSTELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCIUS E. BURCH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRELL S. FREEMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. KLOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD E. RAGSDALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAON, Inc.
TICKER: AAON CUSIP: 000360206
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL K. LACKEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A.H. MCELROY, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA E. KOUPLEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAR CORP.
TICKER: AIR CUSIP: 000361105
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BOYCE �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Aaron's, Inc.
TICKER: AAN CUSIP: 002535300
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW E. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY T. BETTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS L. DOMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER G. EHMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUBERT L. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT H. YANKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abaxis, Inc.
TICKER: ABAX CUSIP: 002567105
MEETING DATE: 10/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AbbVie Inc.
TICKER: ABBV CUSIP: 00287Y109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H.L. BURNSIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT J. HART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. RAPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLICIES FOR SAFE DISPOSAL OF SHAREHOLDER YES ABSTAIN AGAINST
PRESCRIPTION DRUGS BY USERS
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Abeona Therapeutics Inc.
TICKER: ABEO CUSIP: 00289Y107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. AHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK J. ALVINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: 002896207
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BONNIE R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TERRY L. BURMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL E. GREENLEES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARCHIE M. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHANIE M. SHERN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG R. STAPLETON ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-ASSOCIATE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: ABIOMED, Inc.
TICKER: ABMD CUSIP: 003654100
MEETING DATE: 8/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRI A. TERMEER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: ABM Industries Incorporated
TICKER: ABM CUSIP: 000957100
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUKE S. HELMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUDHAKAR KESAVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURALEE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
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ISSUER: Abraxas Petroleum Corporation
TICKER: AXAS CUSIP: 003830106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY J. LANGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN L. MELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Acacia Research Corporation
TICKER: ACTG CUSIP: 003881307
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRED A. DE BOOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Acadia Healthcare Company, Inc.
TICKER: ACHC CUSIP: 00404A109
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
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ISSUER: Acadia Healthcare Company, Inc.
TICKER: ACHC CUSIP: 00404A109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. GRIECO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEY A. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REEVE B. WAUD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #6: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACADIA Pharmaceuticals Inc.
TICKER: ACAD CUSIP: 004225108
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acadia Realty Trust
TICKER: AKR CUSIP: 004239109
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. DAVID ZOBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accelerate Diagnostics, Inc.
TICKER: AXDX CUSIP: 00430H102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE MEHREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK SCHULER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK J.M. TEN BRINK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acceleron Pharma Inc.
TICKER: XLRN CUSIP: 00434H108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOM MANIATIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. POPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH S. ZAKRZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLPA S AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES H. GIANCARLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FRANK K. TANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #7A: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR
PROPOSALS
PROPOSAL #7B: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #8A: AMEND ARTICLES - BOARD RELATED ISSUER YES FOR FOR
PROPOSAL #8B: ESTABLISH RANGE FOR SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE OPEN-MARKET PURCHASES OF ISSUER YES �� FOR FOR
CLASS A ORDINARY SHARES
PROPOSAL #12: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. KODY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. RANDOLPH BABBITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACCO Brands Corporation
TICKER: ACCO CUSIP: 00081T108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE V. BAYLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BUZZARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHLEEN S. DVORAK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BORIS ELISMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PRADEEP JOTWANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT J. KELLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS KROEGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL NORKUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. MARK RAJKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accuray Incorporated
TICKER: ARAY CUSIP: 004397105
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH DÁVILA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMAD RIZK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Accuride Corporation
TICKER: ACW CUSIP: 00439T206
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN J. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD F. DAUCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS M. KLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. RISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES R. RULSEH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACE Limited
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON SHARES ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO CHUBB LIMITED ISSUER YES FOR FOR
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT SHEILA P. BURKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JAMES I. CASH, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT LAWRENCE W. KELLNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT JAMES M. ZIMMERMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
PROPOSAL #A: AUTHORIZE INDEPENDENT REPRESENTATIVE TO ISSUER YES AGAINST AGAINST
VOTE ON ANY AMENDMENT TO PREVIOUS RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACELRX PHARMACEUTICALS, INC.
TICKER: ACRX CUSIP: 00444T100
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA P. PALMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aceto Corporation
TICKER: ACET CUSIP: 004446100
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALVATORE GUCCIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS C. NOETZLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATASHA GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN G. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL B. YAROSH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Achaogen, Inc.
TICKER: AKAO CUSIP: 004449104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. HILLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY STEA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Achillion Pharmaceuticals, Inc.
TICKER: ACHN CUSIP: 00448Q201
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID I. SCHEER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK VERWIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ACI Worldwide, Inc.
TICKER: ACIW CUSIP: 004498101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET O. ESTEP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. MCGRODDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. PETERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. SHAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAN H. SUWINSKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS W. WARSOP, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aclaris Therapeutics, Inc.
TICKER: ACRS CUSIP: 00461U105
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL WALKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT CHA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acme United Corporation
TICKER: ACU CUSIP: 004816104
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER C. JOHNSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHMOND Y. HOLDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. OLSCHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVENSON E. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN H. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR REX L. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acorda Therapeutics, Inc.
TICKER: ACOR CUSIP: 00484M106
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEDER K. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA PANEM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actinium Pharmaceuticals, Inc.
TICKER: ATNM CUSIP: 00507W107
MEETING DATE: 12/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDESH SETH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGIO TRAVERSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GBH CPAS, PC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Active Power, Inc.
TICKER: ACPW CUSIP: 00504W308
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. CLEARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. PATRICK KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN SAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Activision Blizzard, Inc.
TICKER: ATVI CUSIP: 00507V109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CORTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENDRIK HARTONG, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY MEYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MORGADO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER NOLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CASEY WASSERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELAINE WYNN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actua Corporation
TICKER: ACTA CUSIP: 005094107
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS A. DECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H. RICHARD HAVERSTICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR PETER K. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER �� YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Actuant Corporation
TICKER: ATU CUSIP: 00508X203
MEETING DATE: 1/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. ARZBAECHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JAMES FERLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. ALAN HUNTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acuity Brands, Inc.
TICKER: AYI CUSIP: 00508Y102
MEETING DATE: 1/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERNON J. NAGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acura Pharmaceuticals, Inc.
TICKER: ACUR CUSIP: 00509L703
MEETING DATE: 8/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acura Pharmaceuticals, Inc.
TICKER: ACUR CUSIP: 00509L802
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IMMANUEL THANGARAJ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRUCE F. WESSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SKELLY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GEORGE K. ROSS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Acxiom Corporation
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. BATTELLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adamas Pharmaceuticals, Inc.
TICKER: ADMS CUSIP: 00548A106
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY T. WENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BOOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adamis Pharmaceuticals Corporation
TICKER: ADMP CUSIP: 00547W208
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. CARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DENBY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. MARGUGLIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. ROTHERMEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY RESTRICTED STOCK GRANTS TO ISSUER YES FOR FOR
INDEPENDENT DIRECTORS OF THE COMPANY
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY MAYER HOFFMAN MCCANN PC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adams Resources & Energy, Inc.
TICKER: AE CUSIP: 006351308
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. C. REINAUER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOWNES G. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY E. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHELLE A. EARLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY E. BRASSEUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. JENNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. R. SCOFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AdCare Health Systems, Inc.
TICKER: ADK CUSIP: 00650W300
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM MCBRIDE, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. KNAUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. TENWICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRENT MORRISON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALLAN J. RIMLAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Addus HomeCare Corporation
TICKER: ADUS CUSIP: 006739106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIMON A. BACHLEDA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADDvantage Technologies Group, Inc.
TICKER: AEY CUSIP: 006743306
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. CHYMIAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FRANZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MCGILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SPARKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGAN TAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adeptus Health Inc.
TICKER: ADPT CUSIP: 006855100
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS S. HALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD COVERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN V. NAPOLITANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL W. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY W. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFERY S. VENDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN M. MENGERT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adesto Technologies Corp
TICKER: IOTS CUSIP: 00687D101
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH CRANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADMA Biologics, Inc.
TICKER: ADMA CUSIP: 000899104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERROLD B. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE P. GUIHEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adobe Systems Incorporated
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK A. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. DALEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA B. DESMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES M. GESCHKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL L. ROSENSWEIG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADTRAN, Inc.
TICKER: ADTN CUSIP: 00738A106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. MARKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROY J. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aduro Biotech, Inc.
TICKER: ADRO CUSIP: 00739L101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN T. ISAACS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. GREENMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advance Auto Parts, Inc.
TICKER: AAP CUSIP: 00751Y106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRAD W. BUSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FIONA P. DIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. GRECO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIANA KARABOUTIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EUGENE I. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. OGLESBY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR REUBEN E. SLONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE ONE YEAR HOLDING PERIOD REQUIREMENT FOR
STOCKHOLDERS TO CALL A SPECIAL MEETING
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Energy Industries, Inc.
TICKER: AEIS CUSIP: 007973100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT H. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD C. GRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YUVAL WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Micro Devices, Inc.
TICKER: AMD CUSIP: 007903107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE L. CLAFLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NORA M. DENZEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH A. HOUSEHOLDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. INGLIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR AHMED YAHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advaxis, Inc.
TICKER: ADXS CUSIP: 007624208
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. PATTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI A. APPEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MCKEARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID SIDRANSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMIR N. KHLEIF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY T. MAYES ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AECOM
TICKER: ACM CUSIP: 00766T100
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. FORDYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA GRIEGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. TISHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegerion Pharmaceuticals, Inc.
TICKER: AEGR CUSIP: 00767E102
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID I. SCHEER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD K. STERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY T. SZELA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegion Corporation
TICKER: AEGN CUSIP: 00770F104
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER B. CURTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHANIE A. CUSKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED L. WOODS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILLIP D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aehr Test Systems
TICKER: AEHR CUSIP: 00760J108
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHEA J. POSEDEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYN ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM W.R. ELDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD T. SLAYEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aemetis, Inc.
TICKER: AMTX CUSIP: 00770K202
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC A. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS P. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN W. HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAROLD SORGENTI ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE RIGHT TO ACT BY WRITTEN ISSUER YES AGAINST AGAINST
CONSENT
PROPOSAL #4: APPROVE ISSUANCE OF WARRANTS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AEP Industries Inc.
TICKER: AEPI CUSIP: 001031103
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRENDAN BARBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerie Pharmaceuticals, Inc.
TICKER: AERI CUSIP: 00771V108
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD D. CAGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CROARKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AeroCentury Corp.
TICKER: ACY CUSIP: 007737109
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EVAN M. WALLACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerohive Networks, Inc.
TICKER: HIVE CUSIP: 007786106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONWAY 'TODD' RULON- ISSUER YES FOR FOR
MILLER
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerojet Rocketdyne Holdings, Inc.
TICKER: AJRD CUSIP: 007800105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN P. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AeroVironment, Inc.
TICKER: AVAV CUSIP: 008073108
MEETING DATE: 10/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1.: ELECT DIRECTOR TIMOTHY E. CONVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARNOLD L. FISHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aethlon Medical, Inc.
TICKER: AEMD CUSIP: 00808Y208
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. JOYCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RODNEY S. KENLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FRANKLYN S. BARRY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. BROENNIMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHETAN S. SHAH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 10/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aetna Inc.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND POLICY TO DISCLOSE PAYMENTS TO SHAREHOLDER YES AGAINST FOR
TAX-EXEMPT ORGANIZATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Affiliated Managers Group, Inc.
TICKER: AMG CUSIP: 008252108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL T. BYRNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DWIGHT D. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN EARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NIALL FERGUSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SEAN M. HEALEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TRACY P. PALANDJIAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK T. RYAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JIDE J. ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Affymetrix, Inc.
TICKER: AFFX CUSIP: 00826T108
MEETING DATE: 3/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aflac Incorporated
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL S. AMOS, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. PAUL BOWERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TOSHIHIKO FUKUZAWA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELIZABETH J. HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. KENNY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES B. KNAPP ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH L. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AG Mortgage Investment Trust, Inc.
TICKER: MITT CUSIP: 001228105
MEETING DATE: 5/4/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR AINSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LAMANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK STADELMAIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGCO Corporation
TICKER: AGCO CUSIP: 001084102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY V. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WOLFGANG DEML ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIZ F. FURLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MALLIKA SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIKUS VISSER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agenus Inc.
TICKER: AGEN CUSIP: 00847G705
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN CORVESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agile Therapeutics, Inc.
TICKER: AGRX CUSIP: 00847L100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN HONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agilent Technologies, Inc.
TICKER: A CUSIP: 00846U101
MEETING DATE: 3/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL N. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agilysys, Inc.
TICKER: AGYS CUSIP: 00847J105
MEETING DATE: 9/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH M. KOLERUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agios Pharmaceuticals, Inc.
TICKER: AGIO CUSIP: 00847X104
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. SCHENKEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. NELSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGL Resources Inc.
TICKER: GAS CUSIP: 001204106
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGREE REALTY CORPORATION
TICKER: ADC CUSIP: 008492100
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL AGREE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. RUBENFAER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEON M. SCHURGIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND CHARTER TO PROHIBIT THE BOARD OF ISSUER YES FOR FOR
DIRECTORS FROM CLASSIFYING OR RECLASSIFYING SHARES OF
COMMON STOCK INTO SHARES OF PREFERRED STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AgroFresh Solutions, Inc.
TICKER: AGFS CUSIP: 00856G109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARC LASRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aimmune Therapeutics, Inc.
TICKER: AIMT CUSIP: 00900T107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. DILLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. IWICKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Lease Corporation
TICKER: AL CUSIP: 00912X302
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. MILTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IAN M. SAINES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Methods Corporation
TICKER: AIRM CUSIP: 009128307
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. DAVID KIKUMOTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JESSICA L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Products and Chemicals, Inc.
TICKER: APD CUSIP: 009158106
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN K. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES I. COGUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEIFI GHASEMI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID H. Y. HO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air T, Inc.
TICKER: AIRT CUSIP: 009207101
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH G. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. FOUDRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY S. KOHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW L. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. REEVES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW J. STUMPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS J. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT, RENEW OR AMEND SHAREHOLDER RIGHTS ISSUER YES FOR FOR
PLAN (POISON PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Transport Services Group, Inc.
TICKER: ATSG CUSIP: 00922R105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BAUDOUIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH C. HETE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR J. LICHTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDY D. RADEMACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY J. VORHOLT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aircastle Limited
TICKER: AYR CUSIP: G0129K104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YUKIHIKO MATSUMURA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RON WAINSHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airgas, Inc.
TICKER: ARG CUSIP: 009363102
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. HOVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airgas, Inc.
TICKER: ARG CUSIP: 009363102
MEETING DATE: 2/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERI H. EDISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK G. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. GERBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES A. THOMSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VICENTE WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akamai Technologies, Inc.
TICKER: AKAM CUSIP: 00971T101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akebia Therapeutics, Inc.
TICKER: AKBA CUSIP: 00972D105
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANUPAM DALAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akers Biosciences, Inc.
TICKER: AKER CUSIP: 00973E102
MEETING DATE: 8/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND F. AKERS JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS KNOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRANDON KNOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MORISONCOGEN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alamo Group Inc.
TICKER: ALG CUSIP: 011311107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN W. CORNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alarm.com Holdings, Inc.
TICKER: ALRM CUSIP: 011642105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH PANERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alaska Air Group, Inc.
TICKER: ALK CUSIP: 011659109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARION C. BLAKEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DHIREN R. FONSECA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JESSIE J. KNIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS F. MADSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HELVI K. SANDVIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHERINE J. SAVITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alaska Communications Systems Group, Inc.
TICKER: ALSK CUSIP: 01167P101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD (NED) J. HAYES, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR MARGARET L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. LEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANAND VADAPALLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH G. MORONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany Molecular Research, Inc.
TICKER: AMRI CUSIP: 012423109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. D'AMBRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. DEMING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERARDO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albemarle Corporation
TICKER: ALB CUSIP: 012653101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #2.1: ELECT DIRECTOR JIM W. NOKES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LUTHER C. KISSAM, IV ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR J. KENT MASTERS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR JAMES J. O' BRIEN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR JOHN SHERMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR GERALD A. STEINER ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HARRIETT TEE TAGGART ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ALEJANDRO WOLFF ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alcoa Inc.
TICKER: AA CUSIP: 013817101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROL L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alder BioPharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEEPA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aldeyra Therapeutics, Inc.
TICKER: ALDX CUSIP: 01438T106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY PHILLIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NEAL WALKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alere Inc.
TICKER: ALR CUSIP: 01449J105
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG J. POWERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAKAN BJORKLUND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEOFFREY S. GINSBURG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CAROL R. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN A. MARKISON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS FULTON WILSON ISSUER YES FOR FOR
MCKILLOP
PROPOSAL #1h: ELECT DIRECTOR JOHN A. QUELCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES ROOSEVELT, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NAMAL NAWANA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELE K. SAITO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. DIBENEDETTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY A. SILVERSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexandria Real Estate Equities, Inc.
TICKER: ARE CUSIP: 015271109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN R. HASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. ATKINS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. CAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIA C. FREIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexion Pharmaceuticals, Inc.
TICKER: ALXN CUSIP: 015351109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX J. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. HALLAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MOLLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. DOUGLAS NORBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALVIN S. PARVEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREAS RUMMELT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANN M. VENEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alico, Inc.
TICKER: ALCO CUSIP: 016230104
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GREG EISNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN D. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. ANDREW KRUSEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY R. SLACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR REMY W. TRAFELET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAYTON G. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Align Technology, Inc.
TICKER: ALGN CUSIP: 016255101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH LACOB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. RAYMOND LARKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE J. MORROW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. PRESCOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREG J. SANTORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WARREN S. THALER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alimera Sciences, Inc.
TICKER: ALIM CUSIP: 016259103
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. PIZZO, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alkermes plc
TICKER: ALKS CUSIP: G01767105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BREYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE GRANT TO ISSUE SHARES UNDER ISSUER YES FOR FOR
IRISH LAW
PROPOSAL #6a: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
ADDRESS THE ADOPTION OF THE IRISH COMPANIES ACT 2014
PROPOSAL #6b: AMEND MEMORANDUM OF ASSOCIATION TO ISSUER YES FOR FOR
ADDRESS THE ADOPTION OF THE IRISH COMPANIES ACT 2014
PROPOSAL #7: AUTHORIZE THE BOARD TO OPT-OUT THE ISSUER YES FOR FOR
STATUTORY PRE-EMPTIONS RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alleghany Corporation
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAREN BRENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN G. FOOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegheny Technologies Incorporated
TICKER: ATI CUSIP: 01741R102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA S. JEREMIAH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. TURNER ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiance Bancshares, Inc.
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARYL D. BOHLS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW H. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR P. MICHAEL MANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UMESH (MIKE) JAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiant Travel Company
TICKER: ALGT CUSIP: 01748X102
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MONTIE BREWER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY ELLMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MAURICE J. GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECT DIRECTOR LINDA A. MARVIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES W. POLLARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOHN REDMOND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegion plc
TICKER: ALLE CUSIP: G0176J109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CHESSER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARLA CICO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID D. PETRATIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEAN I. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4A: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4B: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5A: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR
ELECTIONS
PROPOSAL #5B: AMEND ARTICLES OF ASSOCIATION TO GRANT ISSUER YES FOR FOR
THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE
ITS SIZE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allergan plc
TICKER: AGN CUSIP: G0177J108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NESLI BASGOZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BLOEM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER W. BODINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE M. KLEMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRENTON L. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRED G. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4A: AMEND ARTICLES OF ASSOCIATION TO MAKE ISSUER YES FOR FOR
CERTAIN ADMINISTRATIVE AMENDMENTS
PROPOSAL #4B: AMEND ARTICLES OF ASSOCIATION TO MAKE ISSUER YES FOR FOR
CERTAIN ADMINISTRATIVE AMENDMENTS
PROPOSAL #5A: AMEND ARTICLES OF ASSOCIATION TO ISSUER YES FOR FOR
PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT
OF A CONTESTED ELECTION
PROPOSAL #5B: ESTABLISH RANGE FOR SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALLETE, Inc.
TICKER: ALE CUSIP: 018522300
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SIDNEY W. EMERY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE G. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. HAINES, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN R. HODNIK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. HOOLIHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HEIDI E. JIMMERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MADELEINE W. LUDLOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS C. NEVE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEONARD C. RODMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance Data Systems Corporation
TICKER: ADS CUSIP: 018581108
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. KEITH COBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MINICUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE A. TUCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance HealthCare Services, Inc.
TICKER: AIQ CUSIP: 018606301
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BARTOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD L. SAMEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAO ZHANG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance One International, Inc.
TICKER: AOI CUSIP: 018772103
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL L. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK W. KEHAYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN R. WADE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliant Energy Corporation
TICKER: LNT CUSIP: 018802108
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH B. DUNIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRYL B. HAZEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Healthcare Products, Inc.
TICKER: AHPI CUSIP: 019222108
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDITH T. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH E. ROOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DR. WILLIAM A. PECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EARL R. REFSLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. WEIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RUBINBROWN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Motion Technologies Inc.
TICKER: AMOT CUSIP: 019330109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD D. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GERALD J. (BUD) LABER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES J. TANOUS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL R. WINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied World Assurance Company Holdings, AG
TICKER: AWH CUSIP: H01531104
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PATRICIA L. GUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT FIONA E. LUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied World Assurance Company Holdings, AG
TICKER: AWH CUSIP: H01531104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BARBARA T. ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT SCOTT A. CARMILANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT BART FRIEDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT PATRICIA L. GUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT FIONA E. LUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT PATRICK DE SAINT-AIGNAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.7: ELECT ERIC S. SCHWARTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT SAMUEL J. WEINHOFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT SCOTT A. CARMILANI AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #3.1: APPOINT BARBARA T. ALEXANDER AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #3.2: APPOINT FIONA E. LUCK AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #3.3: APPOINT BART FRIEDMAN AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #3.4: APPOINT PATRICK DE SAINT-AIGNAN AS ISSUER YES FOR FOR
MEMBER OF THE COMPENSATION COMMITTEE
PROPOSAL #3.5: APPOINT ERIC S. SCHWARTZ AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #3.6: APPOINT SAMUEL J. WEINHOFFAS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE BUIS BUERGI AG AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #5: APPROVE THE 2016 COMPENSATION FOR ISSUER YES FOR FOR
EXECUTIVES AS REQUIRED UNDER SWISS LAW
PROPOSAL #6: APPROVE THE 2016 COMPENSATION FOR ISSUER YES FOR FOR
DIRECTORS AS REQUIRED UNDER SWISS LAW
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #9: APPROVE RETENTION OF DISPOSABLE PROFITS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REDUCTION IN SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: AMEND ARTICLES RE: AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL FOR GENERAL PURPOSES
PROPOSAL #14: APPOINT DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITOR AND DELOITTE AG AS STATUTORY
AUDITOR
PROPOSAL #15: APPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITOR
PROPOSAL #16: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #17: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliqua BioMedical, Inc.
TICKER: ALQA CUSIP: 019621200
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WINSTON KUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LEONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY RESTANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY SKLAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK WAGNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEROME ZELDIS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allison Transmission Holdings, Inc.
TICKER: ALSN CUSIP: 01973R101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. STAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY GARRISON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YANCEY L. SPRUILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVE B. STEVENS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RALPH H. "RANDY" THURMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALLY FINANCIAL INC.
TICKER: ALLY CUSIP: 02005N100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN W. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN A. BREAKIRON- ISSUER YES FOR FOR
EVANS
PROPOSAL #1.4: ELECT DIRECTOR MAYREE C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN A. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. STACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. STEIB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almost Family, Inc.
TICKER: AFAM CUSIP: 020409108
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. YARMUTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. BING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD G. MCCLINTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TYREE G. WILBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. EARL REED, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY M. ALTMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alnylam Pharmaceuticals, Inc.
TICKER: ALNY CUSIP: 02043Q107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY W. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. STARR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alon USA Energy, Inc.
TICKER: ALJ CUSIP: 020520102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EZRA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILAN COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASSAF GINZBURG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDEREC GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RON W. HADDOCK �� ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZALMAN SEGAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AVIGAL SOREQ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANKLIN R. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID WIESSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha and Omega Semiconductor Limited
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYE-LAWS TO UPDATE AND CLARIFY ISSUER YES FOR FOR
ADVANCE NOTICE REQUIREMENTS
PROPOSAL #3: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha Pro Tech, Ltd.
TICKER: APT CUSIP: 020772109
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER W. MILLAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN RITOTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL MANOCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANNY MONTGOMERY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DAVID R. GARCIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY TANNER LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alphabet Inc.
TICKER: GOOGL CUSIP: 02079K305
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN R. MULALLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMENDED AND RESTATED CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION OF GOOGLE INC.
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: REPORT ON GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altera Corporation
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alteva, Inc.
TICKER: ALTV CUSIP: 02153V102
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR JEFFREY D. ALARIO ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR DOUGLAS B. BENEDICT ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR KELLY C. BLOSS ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR BRIAN J. KELLEY ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR EDWARD J. MOREA ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Asset Management Corporation
TICKER: AAMC CUSIP: 02153X108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL T. BOSSIDY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICARDO C. BYRD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DALE KURLAND ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR NATHANIEL REDLEAF ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMO VATTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. MICHAEL LINN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND ATWELL S.A R.L.
AS CERTIFIED AUDITOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' SPECIAL REPORTS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Residential Corporation
TICKER: RESI CUSIP: 02153W100
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. REINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. ERUZIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #1.1: ELECT DIRECTOR ANDREW L. PLATT SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD PRESS SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR JOSHUA E. SCHECHTER SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altra Industrial Motion Corp.
TICKER: AIMC CUSIP: 02208R106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL R. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE G. GANSKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. LIPSCOMB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. WOODWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altria Group, Inc.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. BARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. LEO KIELY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN B. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON HEALTH IMPACTS OF ADDITIVES SHAREHOLDER YES AGAINST FOR
AND CHEMICALS IN PRODUCTS
PROPOSAL #5: PARTICIPATE IN OECD MEDIATION FOR HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMAG Pharmaceuticals, Inc.
TICKER: AMAG CUSIP: 00163U106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA DEPTULA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. FALLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: A-Mark Precious Metals, Inc.
TICKER: AMRK CUSIP: 00181T107
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL R. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEVERLEY LEPINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN ('JAY') U. ISSUER YES FOR FOR
MOORHEAD
PROPOSAL #1.7: ELECT DIRECTOR JESS M. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDITH A. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES AGAINST FOR
GOALS
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambac Financial Group, Inc.
TICKER: AMBC CUSIP: 023139884
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. HAFT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID HERZOG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. JAMES PRIEUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NADER TAVAKOLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK ARNOLD SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE ALEXANDER D. GREENE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE IAN D. HAFT SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE DAVID HERZOG SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE C. JAMES PRIEUR SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE NADER TAVAKOLI SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambarella, Inc.
TICKER: AMBA CUSIP: G037AX101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHENMING C. HU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FENG-MING (FERMI) WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambassadors Group, Inc.
TICKER: EPAX CUSIP: 023177108
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF DISSOLUTION AND ISSUER YES FOR FOR
LIQUIDATION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amber Road, Inc.
TICKER: AMBR CUSIP: 02318Y108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHO YING DAVY HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMC Entertainment Holdings, Inc.
TICKER: AMC CUSIP: 00165C104
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LIN (LINCOLN) ZHANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ADAM ARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK Q. GAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMC Networks Inc.
TICKER: AMCX CUSIP: 00164V103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD TOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. VAN ZANDT ISSUER YES �� FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMCON Distributing Company
TICKER: DIT CUSIP: 02341Q205
MEETING DATE: 12/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEREMY W. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY MAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedica Corporation
TICKER: AMDA CUSIP: 023435100
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MANTYLA MCREYNOLDS LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedica Corporation
TICKER: AMDA CUSIP: 023435209
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. TRUETZEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. STOOKEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MANTYLA MCREYNOLDS LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedisys, Inc.
TICKER: AMED CUSIP: 023436108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL B. KUSSEROW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD A. LABORDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR JAKE L. NETTERVILLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE D. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. RIDEOUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NATHANIEL M. ZILKHA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERCO
TICKER: UHAL CUSIP: 023586100
MEETING DATE: 8/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. SHOEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. ACRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES J. BAYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BROGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. DODDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL R. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL J. SHOEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AND AFFIRM THE DECISIONS AND SHAREHOLDER YES AGAINST AGAINST
ACTIONS TAKEN BY THE BOARD OF DIRECTORS AND EXECUTIVE
OFFICERS FOR FISCAL 2015
PROPOSAL #5: RECOMMEND THE BOARD AND MANAGEMENT ACT SHAREHOLDER YES AGAINST FOR
EXPEDITIOUSLY TO EFFECTUATE AN IPO AND SUBSEQUENT
REIT CONVERSION OF THE REAL ESTATE AND SELF-STORAGE
BUSINESSES
PROPOSAL #6: DECLARE AND ISSUE DIVIDEND OF SEVEN SHAREHOLDER YES AGAINST N/A
SHARES OF NONVOTING COMMON STOCK FOR EACH COMMON
SHARE HELD TO ALL AMERCO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERCO
TICKER: UHAL CUSIP: 023586100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SERIAL COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE NON-DIRECTORS TO SERVE ON BOARD ISSUER YES AGAINST AGAINST
COMMITTEES
PROPOSAL #4: AMEND ARTICLES TO CONFORM DIRECTOR AND ISSUER YES FOR FOR
OFFICER LIABILITY PROVISION TO NEVADA LAW
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameren Corporation
TICKER: AEE CUSIP: 023608102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE S. BRUNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAFAEL FLORES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GAYLE P.W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ANALYZING RENEWABLE ENERGY SHAREHOLDER YES ABSTAIN AGAINST
ADOPTION
PROPOSAL #5: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES ABSTAIN AGAINST
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameresco, Inc.
TICKER: AMRC CUSIP: 02361E108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS I. FOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER L. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameriana Bancorp
TICKER: ASBI CUSIP: 023613102
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Airlines Group Inc.
TICKER: AAL CUSIP: 02376R102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. ALBAUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. EMBLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN D. KRONICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Apparel, Inc.
TICKER: APP CUSIP: 023850100
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA A. LEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNDON LEA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: 024013104
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Axle & Manufacturing Holdings, Inc.
TICKER: AXL CUSIP: 024061103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH A. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Campus Communities, Inc.
TICKER: ACC CUSIP: 024835100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BAYLESS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENNIS G. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR OLIVER LUCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. PATRICK OLES, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WINSTON W. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Capital Agency Corp.
TICKER: AGNC CUSIP: 02503X105
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. FLAX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY K. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY KAIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Capital Mortgage Investment Corp.
TICKER: MTGE CUSIP: 02504A104
MEETING DATE: 4/19/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY KAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. FLAX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALVIN N. PURYEAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MORRIS A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY K. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PRUE B. LAROCCA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American DG Energy Inc.
TICKER: ADGE CUSIP: 025398108
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. HATSOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEANNA M. PETERSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN ROWE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOAN GIACINTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIAS SAMARAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE M. KLASKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Eagle Outfitters, Inc.
TICKER: AEO CUSIP: 02553E106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. KETTELER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Electric Power Company, Inc.
TICKER: AEP CUSIP: 025537101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARNIE BEASLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH D. CROSBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIONEL L. NOWELL ,III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR OLIVER G. RICHARD, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Electric Technologies, Inc.
TICKER: AETI CUSIP: 025576109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. DAUBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL M. DIKEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER MENIKOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. HOKE PEACOCK, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAM, LANGSTON & BREZINA, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: 025676206
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER M. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MATOVINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. MATULA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD D. NEUGENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RALPH DE LA VEGA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE L. LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON BOARD OVERSIGHT OF PRIVACY AND SHAREHOLDER YES AGAINST FOR
DATA SECURITY AND REQUESTS FOR CUSTOMER INFORMATION
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Farmland Company
TICKER: AFCO CUSIP: 02589Y100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. DIXON BOARDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S.T. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEOFFREY M. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORTON ALLAN COHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERTO A. DE ISSUER YES FOR FOR
GUARDIOLA, JR.
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY ALLEN KRAMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Financial Group, Inc.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. BERDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. (JEFF) ISSUER YES FOR FOR
CONSOLINO
PROPOSAL #1.6: ELECT DIRECTOR VIRGINIA 'GINA' C. ISSUER YES FOR FOR
DROSOS
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Homes 4 Rent
TICKER: AMH CUSIP: 02665T306
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. WAYNE HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. SINGELYN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN 'JACK' CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANN V. ANGELOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW J. HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN SWANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American International Group, Inc.
TICKER: AIG CUSIP: 026874784
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER R. FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER D. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN A. PAULSON ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR THERESA M. STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American National Bankshares Inc.
TICKER: AMNB CUSIP: 027745108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED A. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK C. CRIST, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY V. HALEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. LOVE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONDA M. PENN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CLAUDE B. OWEN, JR. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Public Education, Inc.
TICKER: APEI CUSIP: 02913V103
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC C. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALLACE E. BOSTON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA G. FAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN C. HALLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARBARA 'BOBBI' KURSHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY J. LANDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WESTLEY MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM G. ROBINSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Railcar Industries, Inc.
TICKER: ARII CUSIP: 02916P103
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR JAMES C. PONTIOUS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR J. MIKE LAISURE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR JONATHAN FRATES ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Residential Properties, Inc.
TICKER: ARPI CUSIP: 02927E303
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American River Bankshares
TICKER: AMRB CUSIP: 029326105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY A. BOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES D. FITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. ROBOTHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID T. TABER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN H. WAKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Science and Engineering, Inc.
TICKER: ASEI CUSIP: 029429107
MEETING DATE: 9/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES P. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMILTON W. HELMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON R. KANIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT N. SHADDOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER L. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Software, Inc.
TICKER: AMSWA CUSIP: 029683109
MEETING DATE: 8/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DENNIS HOGUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. JARVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American States Water Company
TICKER: AWR CUSIP: 029899101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANA M. BONTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD E. ROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. SPROWLS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Superconductor Corporation
TICKER: AMSC CUSIP: 030111207
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM S. BUDHRAJA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL P. MCGAHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. OLIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. VANDER SANDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Tower Corporation
TICKER: AMT CUSIP: 03027X100
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. HORMATS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID E. SHARBUTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES D. TAICLET, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Vanguard Corporation
TICKER: AVD CUSIP: 030371108
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. BASKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE S. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA F. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MORTON D. ERLICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALFRED F. INGULLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. KILLMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC G. WINTEMUTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR M. ESMAIL ZIRAKPARVAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Water Works Company, Inc.
TICKER: AWK CUSIP: 030420103
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JULIE A. DOBSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. EVANSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTHA CLARK GOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD R. GRIGG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Woodmark Corporation
TICKER: AMWD CUSIP: 030506109
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BRANDT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA M. DALLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES G. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. CARY DUNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENT B. GUICHARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America's Car-Mart, Inc.
TICKER: CRMT CUSIP: 03062T105
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNY GUNDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE L. HIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN DAVID SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT CAMERON SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameriprise Financial, Inc.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DIANNE NEAL BLIXT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMY DIGESO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN W. HORTMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL B. JETER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. STERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERISAFE, Inc.
TICKER: AMSF CUSIP: 03071H100
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARED A. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERI FONTENOT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmeriServ Financial, Inc.
TICKER: ASRV CUSIP: 03074A102
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL R. DEVOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. DUKE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG G. FORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIM W. KUNKLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS PC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REMOVE AGE RESTRICTION FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmerisourceBergen Corporation
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORNELLA BARRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN H. COLLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS R. CONANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN W. HYLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ames National Corporation
TICKER: ATLO CUSIP: 031001100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. BENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD O. PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN L. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMETEK, Inc.
TICKER: AME CUSIP: 031100100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUBY R. CHANDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. KOHLHAGEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amgen Inc.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCOIS DE CARBONNEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amicus Therapeutics, Inc.
TICKER: FOLD CUSIP: 03152W109
MEETING DATE: 6/9/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET G. MCGLYNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. RAAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN P. SBLENDORIO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. ZUG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMN Healthcare Services, Inc.
TICKER: AHS CUSIP: 001744101
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. JEFFREY HARRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW M. STERN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ampco-Pittsburgh Corporation
TICKER: AP CUSIP: 032037103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD M. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE E. PAUL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNEST G. SIDDONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. FREDRIK STROMHOLM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amphastar Pharmaceuticals, Inc.
TICKER: AMPH CUSIP: 03209R103
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JACK YONGFENG ZHANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD PRINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN B. SHOHET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amphenol Corporation
TICKER: APH CUSIP: 032095101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY L. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. FALCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. JEPSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDALL D. LEDFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN H. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. LORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. ADAM NORWITT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA G. REARDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ampio Pharmaceuticals, Inc.
TICKER: AMPE CUSIP: 03209T109
MEETING DATE: 12/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MACALUSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BAR-OR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. GILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amplify Snack Brands, Inc.
TICKER: BETR CUSIP: 03211L102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CHRIST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAMELA NETZKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS ELSHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmpliPhi Biosciences Corporation
TICKER: APHB CUSIP: 03211P202
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS DRAPEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. PERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR VIJAY B. SAMANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. GRINT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
WASHINGTON TO DELAWARE
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #6: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMREP Corporation
TICKER: AXR CUSIP: 032159105
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD B. CLOUES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmSurg Corp.
TICKER: AMSG CUSIP: 03232P405
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. DEAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN I. GERINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAIRE M. GULMI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMTECH SYSTEMS, INC.
TICKER: ASYS CUSIP: 032332504
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONG S. WHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FOKKO PENTINGA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. AVERICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EGBERT J. G. GOUDENA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUKESH MOHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL J. VAN DER WANSEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTrust Financial Services, Inc.
TICKER: AFSI CUSIP: 032359309
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTrust Financial Services, Inc.
TICKER: AFSI CUSIP: 032359309
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN C. FISCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ABRAHAM GULKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amyris, Inc.
TICKER: AMRS CUSIP: 03236M101
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
AUTHORIZED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amyris, Inc.
TICKER: AMRS CUSIP: 03236M101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE BOISSEAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anacor Pharmaceuticals, Inc.
TICKER: ANAC CUSIP: 032420101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PAUL L. BERNS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LUCY SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WENDELL WIERENGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anadarko Petroleum Corporation
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY R. CHASE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN GOURLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK C. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERIC D. MULLINS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON PLANS TO ADDRESS STRANDED SHAREHOLDER YES ABSTAIN AGAINST
CARBON ASSET RISKS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT T. ROCHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE R. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD H. FRANK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. HODGSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: 032657207
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD C. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. BLACK �� ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. GREEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL T. MODIC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRED B. PARKS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SOPHIE V. VANDEBROEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anavex Life Sciences Corp.
TICKER: AVXL CUSIP: 032797300
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER U. MISSLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ATHANASIOS SKARPELOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BERND METZNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLIOT FAVUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEFFEN THOMAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anchor BanCorp Wisconsin Inc.
TICKER: ABCW CUSIP: 03283P106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angie's List, Inc.
TICKER: ANGI CUSIP: 034754101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE D. BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA R. HICKS BOWMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. KAPNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. SANDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngioDynamics, Inc.
TICKER: ANGO CUSIP: 03475V101
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BURGSTAHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WESLEY E. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. LAPORTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANI Pharmaceuticals, Inc.
TICKER: ANIP CUSIP: 00182C103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR S. PRZYBYL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED HOLUBOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER A. LANKAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY L. MARSHBANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. PENN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL RAYNOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. LAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN R. LARSEN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anixter International Inc.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MU├▒OZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT R. PEPPET ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALARIE L. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANN INC.
TICKER: ANN CUSIP: 035623107
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Annaly Capital Management, Inc.
TICKER: NLY CUSIP: 035710409
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN G. KEYES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN P. BRADY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. WAYNE NORDBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANSYS, Inc.
TICKER: ANSS CUSIP: 03662Q105
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD W. HOVSEPIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL C. THURK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antares Pharma, Inc.
TICKER: ATRS CUSIP: 036642106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. APPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. GARRITY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES GONELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antero Resources Corporation
TICKER: AR CUSIP: 03674X106
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN A. HARDESTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthem, Inc.
TICKER: ANTM CUSIP: 036752103
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthem, Inc.
TICKER: ANTM CUSIP: 036752103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE A. SCHAEFER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH R. SWEDISH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anthera Pharmaceuticals, Inc.
TICKER: ANTH CUSIP: 03674U201
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID E. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anworth Mortgage Asset Corporation
TICKER: ANH CUSIP: 037347101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE A. AULT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK S. MARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. MCADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aon plc
TICKER: AON CUSIP: G0408V102
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESTER B. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FULVIO CONTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL A. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES W. LENG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. NOTEBAERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLORIA SANTONA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AON'S ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS U.K. ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: AUTHORISE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #9: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITH PRE-EMPTIVE RIGHTS
PROPOSAL #10: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #11: APPROVE POLITICAL DONATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apache Corporation
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANNELL R. BAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN J. CHRISTMANN, IV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CHANSOO JOUNG ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM C. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APARTMENT INVESTMENT AND MANAGEMENT COMPANY
TICKER: AIV CUSIP: 03748R101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. KELTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NINA A. TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apigee Corporation
TICKER: APIC CUSIP: 03765N108
MEETING DATE: 1/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PROMOD HAQUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHET KAPOOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apogee Enterprises, Inc.
TICKER: APOG CUSIP: 037598109
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARA L. HAYS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD V. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID E. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Commercial Real Estate Finance, Inc.
TICKER: ARI CUSIP: 03762U105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. GAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. KASDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT S. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART A. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. SALVATI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Education Group, Inc.
TICKER: APOL CUSIP: 037604105
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Appfolio Inc.
TICKER: APPF CUSIP: 03783C100
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREAS VON BLOTTNITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANET KERR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Hospitality REIT, Inc.
TICKER: APLE CUSIP: 03784Y200
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON A. FOSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN G. KNIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.2: REQUIRE A MAJORITY VOTE FOR ALL ISSUER YES FOR FOR
CHARTER AMENDMENTS
PROPOSAL #4.3: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT FOR AFFILIATED TRANSACTIONS
PROPOSAL #4.4: AMEND CHARTER TO ELIMINATE PROVISIONS ISSUER YES FOR FOR
THAT ARE NO LONGER APPLICABLE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOB IGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ART LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RON SUGAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUE WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: CREATE FEASIBILITY PLAN FOR NET-ZERO GHG SHAREHOLDER YES AGAINST FOR
EMISSIONS, INCLUDING FOR MAJOR SUPPLIERS
PROPOSAL #6: ADOPT POLICY TO INCREASE DIVERSITY OF SHAREHOLDER YES AGAINST FOR
SENIOR MANAGEMENT AND BOARD OF DIRECTORS
PROPOSAL #7: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES AGAINST FOR
SELECTION
PROPOSAL #8: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied DNA Sciences, Inc.
TICKER: APDN CUSIP: 03815U201
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. HAYWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BITZER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. CECCOLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES S. RYAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SANFORD R. SIMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Genetic Technologies Corporation
TICKER: AGTC CUSIP: 03820J100
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT KOENIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IVANA MAGOVCEVIC- ISSUER YES FOR FOR
LIEBISCH
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Industrial Technologies, Inc.
TICKER: AIT CUSIP: 03820C105
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. DORSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT K. PETRELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Materials, Inc.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLEM P. ROELANDTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR XUN (ERIC) CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY E. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ADRIANNA C. MA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Micro Circuits Corporation
TICKER: AMCC CUSIP: 03822W406
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR CESARATTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PARAMESH GOPI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL R. GRAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRED SHLAPAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT F. SPROULL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DUSTON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER ZEPF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Optoelectronics, Inc.
TICKER: AAOI CUSIP: 03823U102
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHIH-HSIANG (THOMPSON) ISSUER YES FOR FOR
LIN
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIN-CHU (MIKE) CHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Approach Resources Inc.
TICKER: AREX CUSIP: 03834A103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.ROSS CRAFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VEAN J. GREGG, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apricus Biosciences, Inc.
TICKER: APRI CUSIP: 03832V109
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ISSUANCE OF SHARES INCLUDING ISSUER YES FOR FOR
UPON THE EXERCISE OF WARRANTS
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apricus Biosciences, Inc.
TICKER: APRI CUSIP: 03832V109
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KLEANTHIS G. ISSUER YES FOR FOR
XANTHOPOULOS
PROPOSAL #1.2: ELECT DIRECTOR PAUL V. MAIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AptarGroup, Inc.
TICKER: ATR CUSIP: 038336103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAIN CHEVASSUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GIOVANNA KAMPOURI ISSUER YES FOR FOR
MONNAS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AQUA AMERICA, INC.
TICKER: WTR CUSIP: 03836W103
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN J. BURKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LON R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL F. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLEN T. RUFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aralez Pharmaceuticals Inc.
TICKER: ARLZ CUSIP: 03852X100
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADRIAN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL F. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROB HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR S. KIRSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH B. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SETH A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR F. MARTIN THRASHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARAMARK
TICKER: ARMK CUSIP: 03852U106
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC J. FOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE-OLIVIER BECKERS- ISSUER YES FOR FOR
VIEUJANT
PROPOSAL #1.5: ELECT DIRECTOR LISA G. BISACCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD DREILING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SANJEEV K. MEHRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN A. QUELCH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aratana Therapeutics, Inc.
TICKER: PETX CUSIP: 03874P101
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN ST. PETER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arbor Realty Trust, Inc.
TICKER: ABR CUSIP: 038923108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCHIE R. DYKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH MARTELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY KREITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST AND YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arbor Realty Trust, Inc.
TICKER: ABR CUSIP: 038923108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Document Solutions, Inc.
TICKER: ARC CUSIP: 00191G103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM ISSUER YES FOR FOR
('SURI') SURIYAKUMAR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FORMOLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK W. MEALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL J. PEREZ DE LA ISSUER YES FOR FOR
MESA
PROPOSAL #1.7: ELECT DIRECTOR ERIBERTO R. SCOCIMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Group Worldwide, Inc.
TICKER: ARCW CUSIP: 00213H105
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON T. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. WALLIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDDIE W. NEELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TODD A. GRIMM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DREW M. KELLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCA biopharma, Inc.
TICKER: ABIO CUSIP: 00211Y407
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LINDA GRAIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcadia Biosciences, Inc.
TICKER: RKDA CUSIP: 039014105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F.J. GOSBEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. REIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcBest Corporation
TICKER: ARCB CUSIP: 03937C105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. ALLARDYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN D. MCELLIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Capital Group Ltd.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN L. BUNCE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YIORGOS LILLIKAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEANNA M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR MESHARY AL-JUDAIMI AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2b: ELECT DIRECTOR TALAL AL-TAWARI AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2c: ELECT DIRECTOR ANTHONY ASQUITH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2d: ELECT DIRECTOR EDGARDO BALOIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2e: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2f: ELECT DIRECTOR DOMINIC BRANNIGAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2g: ELECT DIRECTOR IAN BRITCHFIELD AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2h: ELECT DIRECTOR PIERRE-ANDRE CAMPS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2i: ELECT DIRECTOR PAUL COLE AS DESIGNATED ISSUER YES FOR FOR
COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2j: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2k: ELECT DIRECTOR MICHAEL CONSTANTINIDES ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2l: ELECT DIRECTOR WILLIAM J. COONEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2m: ELECT DIRECTOR STEPHEN J. CURLEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2n: ELECT DIRECTOR NICK DENNISTON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2o: ELECT DIRECTOR MICHAEL FEETHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2p: ELECT DIRECTOR STEPHEN FOGARTY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2q: ELECT DIRECTOR STEVE FRANKLIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2r: ELECT DIRECTOR JANN GARDNER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2s: ELECT DIRECTOR GIULIANO GIOVANNETTI AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2t: ELECT DIRECTOR MARC GRANDISSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2u: ELECT DIRECTOR AMALIA HADJIPAPA AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2v: ELECT DIRECTOR YIANNIS HADJIPAPAS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2w: ELECT DIRECTOR MICHAEL HAMMER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2x: ELECT DIRECTOR PET HARTMAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2y: ELECT DIRECTOR DAVID W. HIPKIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2z: ELECT DIRECTOR W. PRESTON HUTCHINGS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aa: ELECT DIRECTOR CONSTANTINE IORDANOU AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ab: ELECT DIRECTOR WOLBERT H. KAMPHUIJS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ac: ELECT DIRECTOR CATHERINE KELLY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ad: ELECT DIRECTOR MICHAEL H. KIER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ae: ELECT DIRECTOR JASON KITTINGER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2af: ELECT DIRECTOR GERALD KONIG AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ag: ELECT DIRECTOR LIN LI-WILLIAMS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ah: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ai: ELECT DIRECTOR PATRICK MAILLOUX AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aj: ELECT DIRECTOR ANDREAS MARANGOS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ak: ELECT DIRECTOR PAUL MARTIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2al: ELECT DIRECTOR ROBERT MCDOWELL AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2am: ELECT DIRECTOR DAVID H. MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2an: ELECT DIRECTOR ROMMEL MERCADO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ao: ELECT DIRECTOR FRANCOIS MORIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ap: ELECT DIRECTOR DAVID J. MULHOLLAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aq: ELECT DIRECTOR MARK NOLAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ar: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2as: ELECT DIRECTOR MICHAEL PRICE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2at: ELECT DIRECTOR ELISABETH QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2au: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2av: ELECT DIRECTOR ANDREW T. RIPPERT AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2aw: ELECT DIRECTOR CARLA SANTAMARIA-SE├▒A ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2ax: ELECT DIRECTOR ARTHUR SCACE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ay: ELECT DIRECTOR SOREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2az: ELECT DIRECTOR BUDHI SINGH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2ba: ELECT DIRECTOR DAMIAN SMITH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bb: ELECT DIRECTOR WILLIAM A. SOARES AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bc: ELECT DIRECTOR SCOTT STIRLING AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bd: ELECT DIRECTOR HUGH STURGESS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2be: ELECT DIRECTOR RICHARD SULLIVAN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bf: ELECT DIRECTOR RYAN TAYLOR AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bg: ELECT DIRECTOR ROSS TOTTEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bh: ELECT DIRECTOR RIK VAN VELZEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #2bi: ELECT DIRECTOR JAMES R. WEATHERSTONE ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2bj: ELECT DIRECTOR GERALD WOLFE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: REQUIRE MAJORITY VOTE FOR THE ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUAN R. LUCIANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL NETO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCISCO SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archrock Inc.
TICKER: AROC CUSIP: 03957W106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. BRADLEY CHILDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J.W.G. "WILL" ISSUER YES FOR FOR
HONEYBOURNE
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arctic Cat Inc.
TICKER: ACAT CUSIP: 039670104
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM A. BRINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. PUISHYS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardelyx, Inc.
TICKER: ARDX CUSIP: 039697107
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID MOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL RAAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: 040047102
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC P. BEHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT H. BICE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY F. HIXSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE A. WHITE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ares Commercial Real Estate Corporation
TICKER: ACRE CUSIP: 04013V108
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. JARDINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argan, Inc.
TICKER: AGX CUSIP: 04010E109
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY A. CRUMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA A. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER W. GETSINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. LEIMKUHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W.G. CHAMPION MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. SHERRAS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argo Group International Holdings, Ltd.
TICKER: AGII CUSIP: G0464B107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT F. SEDGWICK BROWNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT KATHLEEN A. NEALON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT JOHN H. TONELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argos Therapeutics, Inc.
TICKER: ARGS CUSIP: 040221103
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUBERT BIRNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CAREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARI Network Services, Inc.
TICKER: ARIS CUSIP: 001930205
MEETING DATE: 1/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD J. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. LUDEN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WIPFLI LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARIAD Pharmaceuticals, Inc.
TICKER: ARIA CUSIP: 04033A100
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HARVEY J. BERGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arista Networks, Inc.
TICKER: ANET CUSIP: 040413106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES GIANCARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL SCHEINMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ark Restaurants Corp.
TICKER: ARKR CUSIP: 040712101
MEETING DATE: 4/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT STEWART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARCIA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE R. LEWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT PASCAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR STAINMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN NOVICK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY COHN REZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arlington Asset Investment Corp.
TICKER: AI CUSIP: 041356205
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC F. BILLINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY P. NADER, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. ROCK TONKEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND ARTICLES BOARD-RELATED SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.1: ELECT DIRECTORS SCOTT R. ARNOLD SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS W. BRIAN MAILLIAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTORS RAYMOND C. MIKULICH SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTORS DONALD H. PUTNAM SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTORS BARRY L. KASOFF SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: AMEND ARTICLES BOARD-RELATED SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armada Hoffler Properties, Inc.
TICKER: AHH CUSIP: 04208T108
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS S. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. HOFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. RUSSELL KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARMOUR Residential REIT, Inc.
TICKER: ARR CUSIP: 042315507
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS K. GUBA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. HAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOLLIHAN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEWART J. PAPERIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armstrong World Industries, Inc.
TICKER: AWI CUSIP: 04247X102
MEETING DATE: 7/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. ESPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. GAFFNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY LIAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY P. SPIVY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. WENZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arotech Corporation
TICKER: ARTX CUSIP: 042682203
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN ESSES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH W. CAPPELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArQule, Inc.
TICKER: ARQL CUSIP: 04269E107
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. LOBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Array BioPharma Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GWEN A. FYFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrhythmia Research Technology, Inc.
TICKER: HRT CUSIP: 042698308
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. P. MARINOS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SALVATORE EMMA, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrhythmia Research Technology, Inc.
TICKER: HRT CUSIP: 042698308
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCO F. BENEDETTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL F. WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARRIS Group, Inc.
TICKER: ARRS CUSIP: 04270V106
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARRIS International plc
TICKER: ARRS CUSIP: G0551A103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEX B. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. TIMOTHY BRYAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. CHIDDIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. HELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEONG KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. WOODLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ERNST & YOUNG LLP AS STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Electronics, Inc.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. F. 'FRAN' KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Financial Corporation
TICKER: AROW CUSIP: 042744102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TENEE R. CASACCIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY C. DAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. HOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR COLIN L. READ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrowhead Research Corporation
TICKER: ARWR CUSIP: 042797209
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ANZALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURO FERRARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD W. FRYKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLASS GIVEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. PERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ROSE, SNYDER & JACOBS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arthur J. Gallagher & Co.
TICKER: AJG CUSIP: 363576109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM L. BAX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. JOHN COLDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK E. ENGLISH, JR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR ELBERT O. HAND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAY W. MCCURDY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RALPH J. NICOLETTI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NORMAN L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Artisan Partners Asset Management Inc.
TICKER: APAM CUSIP: 04316A108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW R. BARGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH W. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC R. COLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE G. DIMARCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Art's-Way Manufacturing Co., Inc.
TICKER: ARTW CUSIP: 043168103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC H. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WARD MCCONNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. BUFFAMANTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. CASTLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. DANCY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASB Bancorp, Inc.
TICKER: ASBB CUSIP: 00213T109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUZANNE S. DEFERIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE B. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WYATT S. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH J. WRENCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asbury Automotive Group, Inc.
TICKER: ABG CUSIP: 043436104
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL ALSFINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP F. MARITZ ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN USDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Capital Group, Inc.
TICKER: ASCMA CUSIP: 043632108
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PHILIP J. HOLTHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Solar Technologies, Inc.
TICKER: ASTI CUSIP: 043635309
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK PURSUANT TO THE CONVERTIBLE NOTE PURCHASE
AGREEMENT DATED SEPTEMBER 4, 2015
PROPOSAL #2: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK PURSUANT TO THE SERIES E PREFERRED STOCK
PURCHASE AGREEMENT DATED NOVEMBER 4, 2015
PROPOSAL #3: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK PURSUANT TO THE EQUITY LINE PURCHASE AGREEMENT
DATED NOVEMBER 10, 2015
PROPOSAL #4: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES FOR FOR
STOCK AND OPTIONS PURSUANT TO THE CONSULTING
AGREEMENT DATED OCTOBER 23, 2015
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Solar Technologies, Inc.
TICKER: ASTI CUSIP: 043635309
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM J. HUNTLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR G. THOMAS MARSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Hospitality Prime, Inc.
TICKER: AHP CUSIP: 044102101
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEFANI D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS B. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. MICHAEL MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW D. RINALDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW L. STRONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMISH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP S. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Inc.
TICKER: AINC CUSIP: 044104107
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACQUIRE CERTAIN ASSETS OF ANOTHER ISSUER YES AGAINST AGAINST
COMPANY
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Inc.
TICKER: AINC CUSIP: 044104107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRELL T. HAIL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J. ROBISON HAYS, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD J. REIHSEN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashland Inc.
TICKER: ASH CUSIP: 044209104
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDAN M. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROGER W. HALE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VADA O. MANAGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE A. SCHAEFER, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JANICE J. TEAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Aerogels, Inc.
TICKER: ASPN CUSIP: 04523Y105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. HUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK L. NOETZEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Insurance Holdings Limited
TICKER: AHL CUSIP: G05384105
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD PRESSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON IRELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL MAYR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Technology, Inc.
TICKER: AZPN CUSIP: 045327103
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. HAROIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO J. PIETRI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assembly Biosciences, Inc.
TICKER: ASMB CUSIP: 045396108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. ALTIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK AUERBACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD DIMARCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON Z. HOLUBIAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM RINGO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEREK SMALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Banc-Corp
TICKER: ASB CUSIP: 045487105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTH M. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JAY GERKEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. JEFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EILEEN A. KAMERICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. LOMMEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CORY L. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN T. VAN LITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN (JAY) B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Capital Group, Inc.
TICKER: AC CUSIP: 045528106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. BREADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SALVATORE F. SODANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Estates Realty Corporation
TICKER: AEC CUSIP: 045604105
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN B. COLBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELYSE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assured Guaranty Ltd.
TICKER: AGO CUSIP: G0585R106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT FRANCISCO L. BORGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT G. LAWRENCE BUHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT BONNIE L. HOWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT THOMAS W. JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT PATRICK W. KENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT ALAN J. KRECZKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT SIMON W. LEATHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT MICHAEL T. O'KANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT YUKIKO OMURA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4aa: ELECT HOWARD W. ALBERT AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4ab: ELECT ROBERT A. BAILENSON AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4ac: ELECT RUSSELL B. BREWER, II AS ISSUER YES FOR FOR
DIRECTOR OF ASSURED GUARANTY RE LTD
PROPOSAL #4ad: ELECT GARY BURNET AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4ae: ELECT STEPHEN DONNARUMMA AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4af: ELECT DOMINIC J. FREDERICO AS DIRECTOR ISSUER YES FOR FOR
OF ASSURED GUARANTY RE LTD
PROPOSAL #4ag: ELECT JAMES M. MICHENER AS DIRECTOR OF ISSUER YES FOR FOR
ASSURED GUARANTY RE LTD
PROPOSAL #4B: RATIFY PWC AS AG RE'S AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asta Funding, Inc.
TICKER: ASFI CUSIP: 046220109
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY STERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD CELANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARVEY LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. PICCOLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WEISERMAZARS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asta Funding, Inc.
TICKER: ASFI CUSIP: 046220109
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY STERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD CELANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARVEY LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. PICCOLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WEISERMAZARS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astec Industries, Inc.
TICKER: ASTE CUSIP: 046224101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. NORMAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. SANSOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN G. BROCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asterias Biotherapeutics, Inc.
TICKER: AST CUSIP: 04624N107
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. LEBUHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEDRO LICHTINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. PEABODY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDITH SEGALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asterias Biotherapeutics, Inc.
TICKER: AST CUSIP: 04624N107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ARNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DON M. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. CARTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD T. LEBUHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ADITYA MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR HOWARD I. SCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY OUM & CO., LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astoria Financial Corporation
TICKER: AF CUSIP: 046265104
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astro-Med, Inc.
TICKER: ALOT CUSIP: 04638F108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRAEME MACLETCHIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR APRIL L. ONDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVERETT V. PIZZUTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAROLD SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERMANN VIETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY A. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE COMPANY NAME TO ASTRONOVA, INC. ISSUER YES FOR FOR
PROPOSAL #4: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MCKENNA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED CLASS B STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433207
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MCKENNA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED CLASS B STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astrotech Corporation
TICKER: ASTC CUSIP: 046484101
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. PICKENS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. OLIVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHA-CHELLE MANNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. READDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL T. RUSSLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD (RON) W. ISSUER YES FOR FOR
CANTWELL
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL R. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asure Software, Inc.
TICKER: ASUR CUSIP: 04649U102
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SANDBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADRIAN PERTIERRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW K. BEHRENT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. RANDALL WATERFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T Inc.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DI PIAZZA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW K. ROSE �� ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CYNTHIA B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURA D'ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON INDIRECT POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atara Biotherapeutics, Inc.
TICKER: ATRA CUSIP: 046513107
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
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ISSUER: athenahealth, Inc.
TICKER: ATHN CUSIP: 04685W103
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEV ITTYCHERIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. KANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athersys, Inc.
TICKER: ATHX CUSIP: 04744L106
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL VAN BOKKELEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE E. BABISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISMAIL KOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JORDAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic American Corporation
TICKER: AAME CUSIP: 048209100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARK E. PREISINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIETT J. ROBINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. SCHEERER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT G. THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR D. KEEHLN WHEELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Capital Bancshares, Inc.
TICKER: ACBI CUSIP: 048269203
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. "SONNY" ISSUER YES FOR FOR
DERISO, JR.
PROPOSAL #1.2: ELECT DIRECTOR HENCHY R. ENDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. FOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS J. HERTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADAM G. HURWICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN D. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. MICHAEL KRAMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. LEVEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. CHARLES SHUFELDT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARIETTA EDMUNDS ZAKAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Coast Financial Corporation
TICKER: ACFC CUSIP: 048426100
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE BHASIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. DOLAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Power Corporation
TICKER: AT CUSIP: 04878Q863
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING R. GERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. FOSTER DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT S. PALTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERESA M. RESSEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Tele-Network, Inc.
TICKER: ATNI CUSIP: 049079205
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN L. BUDD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD J. BULKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORNELIUS B. PRIOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. PRIOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES J. ROESSLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlanticus Holdings Corporation
TICKER: ATLC CUSIP: 04914Y102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID G. HANNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEAL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACK F. MATTINGLY ISSUER YES �� FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS G. ROSENCRANTS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Air Worldwide Holdings, Inc.
TICKER: AAWW CUSIP: 049164205
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. AGNEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. HALLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK MCCORKLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Financial Holdings, Inc.
TICKER: AFH CUSIP: G06207115
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT D. WOLLNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JORDAN M. KUPINSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LARRY G. SWETS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN T. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atmel Corporation
TICKER: ATML CUSIP: 049513104
MEETING DATE: 4/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR �� FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atmos Energy Corporation
TICKER: ATO CUSIP: 049560105
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. BEST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIM R. COCKLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD W. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RUBEN E. ESQUIVEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. GRABLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL E. HAEFNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS C. MEREDITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY K. QUINN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD A. SAMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN R. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RICHARD WARE II ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atossa Genetics Inc.
TICKER: ATOS CUSIP: 04962H100
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN C. QUAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. WEAVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AtriCure, Inc.
TICKER: ATRC CUSIP: 04963C209
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. CARREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT W. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. HOOVEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH D. KRELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK R. LANNING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN R. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atrion Corporation
TICKER: ATRI CUSIP: 049904105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER F. STEBBING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. STUPP, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atwood Oceanics, Inc.
TICKER: ATW CUSIP: 050095108
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE S. DOTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. SALTIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHIL D. WEDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: aTyr Pharma, Inc.
TICKER: LIFE CUSIP: 002120103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMIR H. NASHAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL SCHIMMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autobytel Inc.
TICKER: ABTL CUSIP: 05275N205
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET M. THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autodesk, Inc.
TICKER: ADSK CUSIP: 052769106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAWFORD W. BEVERIDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFF CLARKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT FERGUSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD (RICK) S. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARY T. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BETSY RAFAEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STACY J. SMITH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BISSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoNation, Inc.
TICKER: AN CUSIP: 05329W102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK L. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOMAGO COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. EDELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAREN C. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAVEH KHOSROWSHAHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. MIKE MIKAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALISON H. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AutoZone, Inc.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUE E. GOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ENDERSON GUIMARAES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS AND SHAREHOLDER YES AGAINST FOR
LOBBYING EXPENDITURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AV Homes, Inc.
TICKER: AVHI CUSIP: 00234P102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELVIN L. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROGER W. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL HACKWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA L. NASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN M. PERTCHIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. PROFENIUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AARON D. RATNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL M. SIMON ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avago Technologies Limited
TICKER: AVGO CUSIP: Y0486S104
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avalanche Biotechnologies, Inc.
TICKER: AAVL CUSIP: 05337G107
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR JOHN P. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN D. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AvalonBay Communities, Inc.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. BUCKELEW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avangrid, Inc.
TICKER: AGR CUSIP: 05351W103
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IGNACIO SANCHEZ GALAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BALDACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PEDRO AZAGRA BLAZQUEZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ARNOLD L. CHASE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALFREDO ELIAS AYUB ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CAROL L. FOLT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANTIAGO MARTINEZ ISSUER YES WITHHOLD AGAINST
GARRIDO
PROPOSAL #1.9: ELECT DIRECTOR JUAN CARLOS REBOLLO ISSUER YES WITHHOLD AGAINST
LICEAGA
PROPOSAL #1.10: ELECT DIRECTOR JOSE SAINZ ARMADA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR ALAN D. SOLOMONT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR JAMES P. TORGERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avenue Financial Holdings, Inc.
TICKER: AVNU CUSIP: 05358K102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVEO Pharmaceuticals, Inc.
TICKER: AVEO CUSIP: 053588109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. BATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRI A. TERMEER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avery Dennison Corporation
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MITCHELL BUTIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID E. I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JULIA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviat Networks, Inc.
TICKER: AVNW CUSIP: 05366Y102
MEETING DATE: 11/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. HASLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. PANGIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. PEARSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. QUICKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aviat Networks, Inc.
TICKER: AVNW CUSIP: 05366Y102
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avid Technology, Inc.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. BAKISH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAULA E. BOGGS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LOUIS HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avinger, Inc.
TICKER: AVGR CUSIP: 053734109
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. SIMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. SOINSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avis Budget Group, Inc.
TICKER: CAR CUSIP: 053774105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALUN CATHCART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. CHOI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. DE SHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HARDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYNN KROMINGA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR F. ROBERT SALERNO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STENDER E. SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SANOKE VISWANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avista Corporation
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIK J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANNE BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD C. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN F. KELLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REBECCA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT L. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HEIDI B. STANLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. JOHN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JANET D. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR SPECIFIED MATTERS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avnet, Inc.
TICKER: AVT CUSIP: 053807103
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. AMELIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD P. HAMADA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR AVID MODJTABAI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR �� FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. SCHUMANN, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avon Products, Inc.
TICKER: AVP CUSIP: 054303102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERI MCCOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHY D. ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVX Corporation
TICKER: AVX CUSIP: 002444107
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SARVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GORO YAMAGUCHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH STACH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aware, Inc.
TICKER: AWRE CUSIP: 05453N100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT P. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. STAFFORD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axalta Coating Systems Ltd.
TICKER: AXTA CUSIP: G0750C108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREAS C. KRAMVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY S. LEDFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN W. SUMNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axcelis Technologies, Inc.
TICKER: ACLS CUSIP: 054540109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. FAUBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JOHN FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR L. GEORGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH P. KEITHLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KURTZWEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA J. LUNDBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY G. PUMA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axiall Corporation
TICKER: AXLL CUSIP: 05463D100
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY MANN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. GERVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MCGARRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK L. NOETZEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. BLANK SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. CAMPBELL SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. CREW, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR RUTH I. DREESSEN SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ANGELA A. MINAS SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. REEVES SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. SWENT ,III SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR GARY L. WHITLOCK SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: ELECT DIRECTOR RANDY G. WOELFEL SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER NO N/A N/A
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE BOISSEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SIR ANDREW LARGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALICE YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE LTD., HAMILTON, BERMUDA ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS Capital Holdings Limited
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT A. BENCHIMOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER V. GREETHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE A. KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE DELOITTE LTD., HAMILTON, BERMUDA ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AxoGen, Inc.
TICKER: AXGN CUSIP: 05463X106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY G. FREITAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMIE M. GROOMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUIDO J. NEELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH MANDATO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. RUDELIUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN ZADEREJ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY LURIE, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axsome Therapeutics, Inc.
TICKER: AXSM CUSIP: 05464T104
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROGER JEFFS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXT, Inc.
TICKER: AXTI CUSIP: 00246W103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEONARD J. LEBLANC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aytu BioScience, Inc.
TICKER: AYTU CUSIP: 054754106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOSHUA R. DISBROW ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR JARRETT T. DISBROW ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR MICHAEL MACALUSO ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR CARL C. DOCKERY ISSUER YES AGAINST AGAINST
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: RATIFY EKS&H, LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AZZ incorporated
TICKER: AZZ CUSIP: 002474104
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN C. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. KIRK DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER A. HEGEDUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVERN R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO AZZ INC. ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B&G Foods, Inc.
TICKER: BGS CUSIP: 05508R106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEANN L. BRUNTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. CANTWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. MARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN C. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. WENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B/E Aerospace, Inc.
TICKER: BEAV CUSIP: 073302101
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD G. HAMERMESH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Babcock & Wilcox Enterprises, Inc.
TICKER: BW CUSIP: 05614L100
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA S. DUBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Badger Meter, Inc.
TICKER: BMI CUSIP: 056525108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD H. DIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL A. LIONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MEEUSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW J. POLICANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD J. TESKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baker Hughes Incorporated
TICKER: BHI CUSIP: 057224107
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTIN S. CRAIGHEAD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES W. STEWART ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balchem Corporation
TICKER: BCPC CUSIP: 057665200
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINO A. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW D. WINEINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baldwin & Lyons, Inc.
TICKER: BWINB CUSIP: 057755100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART D. BILTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. DEVITO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR OTTO N. FRENZEL, IV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GARY W. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PHILIP V. MOYLES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. O'MARA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. PIGOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR KENNETH D. SACKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NATHAN SHAPIRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR NORTON SHAPIRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR ROBERT SHAPIRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR STEVEN A. SHAPIRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR ARSHAD R. ZAKARIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4.1: PROVIDE DIRECTORS MAY BE REMOVED WITH ISSUER YES FOR FOR
OR WITHOUT CAUSE
PROPOSAL #4.2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ball Corporation
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANNO C. FIEDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ballantyne Strong, Inc.
TICKER: BTN CUSIP: 058516105
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. KYLE CERMINARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL C. FREITAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES T. LANKTREE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. GERBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. SHAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NDAMUKONG SUH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEWIS M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. ROSCHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banc of California, Inc.
TICKER: BANC CUSIP: 05990K106
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONAH F. SCHNEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancFirst Corporation
TICKER: BANF CUSIP: 05945F103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C.L. CRAIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. FORD DRUMMOND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK KEATING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. RALPH MCCALMONT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TOM H. MCCASLAND, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD J. NORICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR PAUL B. ODOM, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR H.E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.16: ELECT DIRECTOR NATALIE SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR MICHAEL K. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR GREGORY G. WEDEL ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR G. RAINEY WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancorp of New Jersey, Inc.
TICKER: BKJ �� CUSIP: 059915108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. DAILY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY E. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY M. LOCONTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARMELO LUPPINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSARIO LUPPINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancorpSouth, Inc.
TICKER: BXS CUSIP: 059692103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUS J. BLASS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHANNON A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. G. HOLLIMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY G. KIRK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUY W. MITCHELL, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. ROLLINS, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Mutual Corporation
TICKER: BKMU CUSIP: 063750103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BAUMGARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. HERR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MIKE I. SHAFIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BYLAW AMENDMENT TO PERMIT BOARD ISSUER YES FOR FOR
TO DETERMINE LEADERSHIP STRUCTURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PIERRE J.P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS D. WOODS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PWC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Commerce Holdings
TICKER: BOCH CUSIP: 06424J103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORIN N. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. BURKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL S. ESLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH Q. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON W. HALFHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA J. MILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERENCE J. STREET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYLE L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Hawaii Corporation
TICKER: �� BOH CUSIP: 062540109
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. HAUNANI APOLIONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY G. F. BITTERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. BURAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLINTON R. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER S. HO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT HURET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENT T. LUCIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VICTOR K. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA J. TANABE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAYMOND P. VARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT W. WO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Marin Bancorp
TICKER: BMRC CUSIP: 063425102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL A. COLOMBO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMA J. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN R. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. MCDEVITT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR MICHAELA K. RODENO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOEL SKLAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN M. SOBEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. DIETRICH STROEH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of the Ozarks, Inc.
TICKER: OZRK CUSIP: 063904106
MEETING DATE: 1/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES �� FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of the Ozarks, Inc.
TICKER: OZRK CUSIP: 063904106
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE GLEASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD CISNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT EAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE B. FREEDBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSS WHIPPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA GLEASON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER KENNY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT PROOST ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM KOEFOED, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HENRY MARIANI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PAULA CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR WALTER J. ('JACK') ISSUER YES FOR FOR
MULLEN, III
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankFinancial Corporation
TICKER: BFIN CUSIP: 06643P104
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN R. WHERFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankrate, Inc.
TICKER: RATE CUSIP: 06647F102
MEETING DATE: 8/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTINE PETERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. PINOLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankrate, Inc.
TICKER: RATE CUSIP: 06647F102
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH S. ESTEROW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. KELLY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SREE KOTAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR SETH BRODY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankUnited, Inc.
TICKER: BKU CUSIP: 06652K103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. KANAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJINDER P. SINGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERE BLANCA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE F. DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. DOWLING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS J. PAULS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. GAIL PRUDENTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJIV SOBTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. ROBERT TOWBIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LYNNE WINES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankwell Financial Group, Inc.
TICKER: BWFG CUSIP: 06654A103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK R. AFRAGOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD CASTIGLIONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. DALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FIEBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER R. GRUSEKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TODD LAMPERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR VICTOR S. LISS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RAYMOND PALUMBO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL M. PORTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITTLESEY & HADLEY, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banner Corporation
TICKER: BANR CUSIP: 06652V208
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONNIE R. COLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY SIRMON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENT A. ORRICO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SPENCER C. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOYLE L. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. GILLFILLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bar Harbor Bankshares
TICKER: BHB CUSIP: 066849100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW L. CARAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. COLTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA T. DUDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURI E. FERNALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAINA H. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLYDE H. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE C. SHEA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CURTIS C. SIMARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SCOTT G. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID B. WOODSIDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes & Noble, Inc.
TICKER: BKS CUSIP: 067774109
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM DILLARD, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes Group Inc.
TICKER: B CUSIP: 067806109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS O. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIJAH K. BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HASSELL H. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOANNA L. SOHOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barracuda Networks, Inc.
TICKER: CUDA CUSIP: 068323104
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. PERONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON L. STITT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrett Business Services, Inc.
TICKER: BBSI CUSIP: 068463108
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ELICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON L. JUSTESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY MEEKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basic Energy Services, Inc.
TICKER: BAS CUSIP: 06985P100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CHILES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. FULTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO O. GARZA, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bassett Furniture Industries, Incorporated
TICKER: BSET CUSIP: 070203104
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA CASHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD H. HAWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR J. WALTER MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DALE C. POND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. WAMPLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. WARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxalta Incorporated
TICKER: BXLT CUSIP: 07177M103
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN D. FORSYTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CAROLE J. SHAPAZIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baylake Corp.
TICKER: BYLK CUSIP: 072788102
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 10/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. HAWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JARED KOPF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T Corporation
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR I. PATRICIA HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC C. KENDRICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LOUIS B. LYNN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD C. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES A. PATTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM J. REUTER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR TOLLIE W. RICH, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHRISTINE SEARS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR EDWIN H. WELCH ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beacon Roofing Supply, Inc.
TICKER: BECN CUSIP: 073685109
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. ISABELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FROST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN GERSHENHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER M. GOTSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP W. KNISELY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NATHAN K. SLEEPER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bear State Financial, Inc.
TICKER: BSF CUSIP: 073844102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DABBS CAVIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR K. AARON CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT T. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. BROCK GEARHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR O. FITZGERALD HILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. HORTON ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR IAN R. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. GHIRARDELLI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK A. MCFATRIDGE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beasley Broadcast Group, Inc.
TICKER: BBGI CUSIP: 074014101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRUCE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CAROLINE BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRIAN E. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOE B. COX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALLEN B. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MARK S. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERBERT W. MCCORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q881
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH S. ACTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURENT ALPERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. BEAZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER G. LEEMPUTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN P. MERRILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NORMA A. PROVENCIO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY T. SOLARI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT NEW NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bebe stores, inc.
TICKER: BEBE CUSIP: 075571109
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MANNY MASHOUF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRETT BREWER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CORRADO FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM WIGGETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Becton, Dickinson and Company
TICKER: BDX CUSIP: 075887109
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE M. BURZIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. FORLENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAIRE M. FRASER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY A. MECKLENBURG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. ORR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR CLAIRE POMEROY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bed Bath & Beyond Inc.
TICKER: BBBY CUSIP: 075896100
MEETING DATE: 7/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN EISENBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEONARD FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. TEMARES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STANLEY F. BARSHAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERALDINE T. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KLAUS EPPLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK R. GASTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JORDAN HELLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VICTORIA A. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bel Fuse Inc.
TICKER: BELFB CUSIP: 077347201
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GILBERT ISSUER �� YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belden Inc.
TICKER: BDC CUSIP: 077454106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LANCE C. BALK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDY L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRYAN C. CRESSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN C. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. MONTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellerophon Therapeutics, Inc.
TICKER: BLPH CUSIP: 078771102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANN CLOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENS LUEHRING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL TASSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellicum Pharmaceuticals, Inc.
TICKER: BLCM CUSIP: 079481107
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. SLAWIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BELMOND LTD.
TICKER: BEL CUSIP: G1154H107
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL C. HOCHBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUTH A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IAN LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL REBUCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. ROELAND VOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bemis Company, Inc.
TICKER: BMS CUSIP: 081437105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. FLOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADELE M. GULFO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HAFFNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARUN NAYAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD N. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID T. SZCZUPAK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benchmark Electronics, Inc.
TICKER: BHE CUSIP: 08160H101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION TO ISSUER NO N/A N/A
PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR
ELECTIONS
PROPOSAL #2.1: ELECT DIRECTOR DAVID W. SCHEIBLE ISSUER NO N/A N/A
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL R. DAWSON ISSUER NO N/A N/A
PROPOSAL #2.3: ELECT DIRECTOR GAYLA J. DELLY ISSUER NO N/A N/A
PROPOSAL #2.4: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER NO N/A N/A
PROPOSAL #2.5: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER NO N/A N/A
PROPOSAL #2.6: ELECT DIRECTOR BERNEE D. L. STROM ISSUER NO N/A N/A
PROPOSAL #2.7: ELECT DIRECTOR PAUL J. TUFANO ISSUER NO N/A N/A
PROPOSAL #2.8: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR PLURALITY VOTING IN CONTESTED DIRECTOR
ELECTIONS
PROPOSAL #2.1: ELECT DIRECTOR ROBERT K. GIFFORD SHAREHOLDER YES AGAINST FOR
PROPOSAL #2.2: ELECT DIRECTOR JEFFREY S. MCCREARY SHAREHOLDER YES FOR AGAINST
PROPOSAL #2.3: ELECT DIRECTOR BRENDAN B. SPRINGSTUBB SHAREHOLDER YES AGAINST FOR
PROPOSAL #2.4: MANAGEMENT NOMINEE DAVID W. SCHEIBLE SHAREHOLDER YES FOR FOR
PROPOSAL #2.5: MANAGEMENT NOMINEE GAYLA J. DELLY SHAREHOLDER YES FOR FOR
PROPOSAL #2.6: MANAGEMENT NOMINEE DOUGLAS G. DUNCAN SHAREHOLDER YES FOR FOR
PROPOSAL #2.7: MANAGEMENT NOMINEE KENNETH T. LAMNECK SHAREHOLDER YES FOR FOR
PROPOSAL #2.8: MANAGEMENT NOMINEE PAUL J. TUFANO SHAREHOLDER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beneficial Bancorp, Inc.
TICKER: BNCL CUSIP: 08171T102
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD F. GAYHARDT, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN DOUGHERTY ISSUER YES FOR FOR
BUCHHOLZ
PROPOSAL #1.5: ELECT DIRECTOR ROY D. YATES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benefitfocus, Inc.
TICKER: BNFT CUSIP: 08180D106
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS A. DENNERLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS J. PELZER, V ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670108
MEETING DATE: 4/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON INSURANCE DIVISION'S RESPONSE SHAREHOLDER YES ABSTAIN AGAINST
TO CLIMATE CHANGE RISKS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 4/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON INSURANCE DIVISION'S RESPONSE SHAREHOLDER YES ABSTAIN AGAINST
TO CLIMATE CHANGE RISKS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hills Bancorp, Inc.
TICKER: BHLB CUSIP: 084680107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. DAVIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY C. DIMOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE NORTON MOFFATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. WILLIAR DUNLAEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berry Plastics Group, Inc.
TICKER: BERY CUSIP: 08579W103
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IDALENE F. KESNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL J. 'RICK' ISSUER YES FOR FOR
RICKERTSEN
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Best Buy Co., Inc.
TICKER: BBY CUSIP: 086516101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA M. CAPUTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUSSELL P. FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHY J. HIGGINS VICTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN A. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS L. "TOMMY" ISSUER YES FOR FOR
MILLNER
PROPOSAL #1i: ELECT DIRECTOR CLAUDIA F. MUNCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERARD R. VITTECOQ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BG Medicine, Inc.
TICKER: BGMD CUSIP: 08861T107
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NOUBAR AFEYAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HARRISON M. BAINS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BGC Partners, Inc.
TICKER: BGCP CUSIP: 05541T101
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD W. LUTNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. DALTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN T. CURWOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. MORAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. BELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED CLASS B COMMON STOCK ISSUER YES AGAINST AGAINST
AND ISSUE ONLY TO CERTAIN AFFILIATED ENTITIES OR
RELATED PERSONS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big 5 Sporting Goods Corporation
TICKER: BGFV CUSIP: 08915P101
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CERTAIN SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT IN CHARTER AND BYLAWS
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR SANDRA N. BANE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR VAN B. HONEYCUTT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big Lots, Inc.
TICKER: BIG CUSIP: 089302103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. CAMPISI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARLA C. GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL E. SOLT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. MASTRIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RUTH J. PERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bill Barrett Corporation
TICKER: BBG CUSIP: 06846N104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMUND P. SEGNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY I. STEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOT WOODALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIND Therapeutics, Inc.
TICKER: BIND CUSIP: 05548N107
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC ROWINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bioanalytical Systems, Inc.
TICKER: BASI �� CUSIP: 09058M103
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY S. BOULET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. CHARLENE SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biocept, Inc.
TICKER: BIOC CUSIP: 09072V105
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. HALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. NALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. FAYE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH B. LEE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioDelivery Sciences International, Inc.
TICKER: BDSI CUSIP: 09060J106
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK E. O'DONNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. SEARS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY I. FEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioDelivery Sciences International, Inc.
TICKER: BDSI CUSIP: 09060J106
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. SIRGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. D'ALONZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biogen Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIOLASE, Inc.
TICKER: BIOL CUSIP: 090911108
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL N. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. FLYNN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN T. LORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERIC H. MOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. TALEVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioLife Solutions, Inc.
TICKER: BLFS CUSIP: 09062W204
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL RICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW HINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH SCHICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICK STEWART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS GIRSCHWEILER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMarin Pharmaceutical Inc.
TICKER: BMRN CUSIP: 09061G101
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAINE J. HERON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MEIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID PYOTT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS J. SLAMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioMed Realty Trust, Inc.
TICKER: BMR CUSIP: 09063H107
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Path Holdings, Inc.
TICKER: BPTH CUSIP: 09057N102
MEETING DATE: 12/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER H. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HEATH W. CLEAVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMY P. SING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS P. MORRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MANTYLA MCREYNOLDS LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Rad Laboratories, Inc.
TICKER: BIO CUSIP: 090572207
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS DRAPEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. MALCHIONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Reference Laboratories, Inc.
TICKER: BRLI CUSIP: 09057G602
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioScrip, Inc.
TICKER: BIOS CUSIP: 09069N108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BRONFEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRICIA H. NGUYEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioSpecifics Technologies Corp.
TICKER: BSTC CUSIP: 090931106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE GOULD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SCHAMROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JYRKI MATTILA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bio-Techne Corporation
TICKER: TECH CUSIP: 09073M104
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ROBERT V. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR CHARLES A. DINARELLO ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR KAREN A. HOLBROOK ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR ROGER C. LUCAS ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR ROELAND NUSSE ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR RANDOLPH C. STEER ISSUER YES FOR FOR
PROPOSAL #2i: ELECT DIRECTOR HAROLD J. WIENS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTelemetry, Inc.
TICKER: BEAT CUSIP: 090672106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REBECCA W. RIMEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. RUBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 7/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. CARTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID SCHLACHET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH SEGALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID SCHLACHET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Birner Dental Management Services, Inc.
TICKER: BDMS CUSIP: 091283200
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. VALUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BJ's Restaurants, Inc.
TICKER: BJRI CUSIP: 09180C106
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER 'PETE' A. BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. BOUTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES 'JIM' A. DAL ISSUER YES FOR FOR
POZZO
PROPOSAL #1.4: ELECT DIRECTOR GERALD 'JERRY' W. ISSUER YES FOR FOR
DEITCHLE
PROPOSAL #1.5: ELECT DIRECTOR NOAH A. ELBOGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WESLEY A. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEA ANNE S. OTTINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Box Corporation
TICKER: BBOX CUSIP: 091826107
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS W. GOLONSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN S. HELLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MCANDREW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOEL T. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Diamond, Inc.
TICKER: BDE CUSIP: 09202G101
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN B. KANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. SCHILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD L. HOUSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS SOKOLOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Diamond, Inc.
TICKER: BDE CUSIP: 09202G101
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN B. KANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. SCHILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS SOKOLOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Hills Corporation
TICKER: BKH CUSIP: 092113109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. PECHOTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. SCHOBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. ZELLER ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE INCREASE IN INDEBTEDNESS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Knight Financial Services, Inc.
TICKER: BKFS CUSIP: 09214X100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID K. HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackbaud, Inc.
TICKER: BLKB CUSIP: 09227Q100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH E. NASH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. GIANONI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackhawk Network Holdings, Inc.
TICKER: HAWK CUSIP: 09238E104
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM Y. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackRock, Inc.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURENCE D. FINK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FABRIZIO FREDA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES GROSFELD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. KAPITO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID H. KOMANSKY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DERYCK MAUGHAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHERYL D. MILLS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR GORDON M. NIXON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR THOMAS H. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR MARCO ANTONIO SLIM DOMIT ISSUER YES FOR FOR
PROPOSAL #1r: ELECT DIRECTOR JOHN S. VARLEY ISSUER YES FOR FOR
PROPOSAL #1s: ELECT DIRECTOR SUSAN L. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON PROXY VOTING AND EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackstone Mortgage Trust, Inc.
TICKER: BXMT CUSIP: 09257W100
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD W. COTTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY N. NASSAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN L. POLLACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bloomin' Brands, Inc.
TICKER: BLMN CUSIP: 094235108
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TARA WALPERT LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blount International, Inc.
TICKER: BLT CUSIP: 095180105
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blucora, Inc.
TICKER: BCOR CUSIP: 095229100
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H.S. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER W. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Bird Corporation
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Bird Corporation
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAN W. GALBATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. HENNESSY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Buffalo Pet Products, Inc.
TICKER: BUFF CUSIP: 09531U102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. ECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCES FREI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KURT SCHMIDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Capital Reinsurance Holdings Ltd.
TICKER: BCRH CUSIP: G1190F107
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM G. SZAKMARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LEMIEUX ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG, LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Earth, Inc.
TICKER: BBLU CUSIP: 095428108
MEETING DATE: 7/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAIRD Q. CAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHNNY R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. POTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM (BILL) ISSUER YES WITHHOLD AGAINST
RICHARDSON
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL W. ALLMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
TO INDEPENDENT DIRECTORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 9/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. LEARY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD K. PERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY (BUD) LACAVA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE E. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. PARENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. POWERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Nile, Inc.
TICKER: NILE CUSIP: 09578R103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS BRUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARVEY KANTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE LANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bluebird bio, Inc.
TICKER: BLUE CUSIP: 09609G100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY DIXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES MANDELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID SCHENKEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlueLinx Holdings Inc.
TICKER: BXC CUSIP: 09624H109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. GRANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. MAYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. RICHARD WARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blueprint Medicines Corp
TICKER: BPMC CUSIP: 09627Y109
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS LYDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluerock Residential Growth REIT, Inc.
TICKER: BRG CUSIP: 09627J102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. RAMIN KAMFAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY T. KACHADURIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN D. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR I. BOBBY MAJUMDER �� ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROMANO TIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC Stock Holdings, Inc.
TICKER: STCK CUSIP: 05591B109
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER C. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARL R. VERTUCA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNC Bancorp
TICKER: BNCN CUSIP: 05566T101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LENIN J. PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. RAMSEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. VANN WILLIFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABNEY S. BOXLEY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bob Evans Farms, Inc.
TICKER: BOBE CUSIP: 096761101
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEAD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BofI Holding, Inc.
TICKER: BOFI CUSIP: 05566U108
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY GARRABRANTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UZAIR DADA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boingo Wireless, Inc.
TICKER: WIFI CUSIP: 09739C102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES BOESENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRELL JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #1.1: ELECT DIRECTOR KAREN FINERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY STEWART SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boise Cascade Company
TICKER: BCC CUSIP: 09739D100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KAREN E. GOWLAND ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bojangles', Inc.
TICKER: BOJA CUSIP: 097488100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ALDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. CURRIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. DOUBRAVA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STARLETTE B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOK Financial Corporation
TICKER: BOKF CUSIP: 05561Q201
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. FRED BALL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SHARON J. BELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BOYLAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. BRADSHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHESTER E. CADIEUX, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH W. CRAFT, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. BURNS HARGIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS D. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KIMBERLEY D. HENRY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR E. CAREY JOULLIAN, IV ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR GEORGE B. KAISER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.15: ELECT DIRECTOR ROBERT J. LAFORTUNE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR STANLEY A. LYBARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.17: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR E.C. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR MICHAEL C. TURPEN ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonanza Creek Energy, Inc.
TICKER: BCEI CUSIP: 097793103
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY P. RAIH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. WATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Books-A-Million, Inc.
TICKER: BAMM CUSIP: 098570104
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boot Barn Holdings, Inc.
TICKER: BOOT CUSIP: 099406100
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BETTINELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD J. BRUTOCAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. FREDERICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER STARRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HORACIO D. ROZANSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRETCHEN W. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN FUJIYAMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK GAUMOND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BorgWarner Inc.
TICKER: BWA CUSIP: 099724106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD O. SCHAUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES R. VERRIER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Private Financial Holdings, Inc.
TICKER: BPFH CUSIP: 101119105
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON G. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH F. KUENSTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MORTON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL P. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY S. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONNA C. WELLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIZABETH H. ZLATKUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Properties, Inc.
TICKER: BXP CUSIP: 101121101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL B. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS T. LINDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN J. PATRICOF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OWEN D. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. TWARDOCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Scientific Corporation
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. ROUX ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bottomline Technologies (de), Inc.
TICKER: EPAY CUSIP: 101388106
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. ZILINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bovie Medical Corporation
TICKER: BVX CUSIP: 10211F100
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW MAKRIDES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. GERSHON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. ROBERT SARON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GERAGHTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES T. ORSATTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. ANDRES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FRAZIER & DEETER, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Box, Inc.
TICKER: BOX CUSIP: 10316T104
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN LEVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY REINER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSH STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boyd Gaming Corporation
TICKER: BYD CUSIP: 103304101
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brainstorm Cell Therapeutics Inc.
TICKER: BCLI CUSIP: 10501E201
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRIT ARBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORDECHAI FRIEDMAN �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALON PINKAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHEN SCHOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT SHORR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM TAUB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR URI YABLONKA ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BRIGHTMAN ALMAGOR ZOHAR & CO. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brainstorm Cell Therapeutics Inc.
TICKER: BCLI CUSIP: 10501E201
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRIT ARBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MORDECHAI FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALON PINKAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHEN SCHOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT SHORR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM TAUB ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR URI YABLONKA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BRIGHTMAN ALMAGOR ZOHAR & CO. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brandywine Realty Trust
TICKER: BDN CUSIP: 105368203
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER D'ALESSIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL G. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. DIGGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WYCHE FOWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. NICHOLS, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERARD H. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bravo Brio Restaurant Group, Inc.
TICKER: BBRG CUSIP: 10567B109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALTON F. (RICK) DOODY, ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HAROLD O. ROSSER, II ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR FORTUNATO N. VALENTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Breeze-Eastern Corporation
TICKER: BZC CUSIP: 106764103
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
PROVIDE THE CHAIRMAN OF THE BOARD THE DECIDING VOTE
IN CERTAIN CIRCUMSTANCES WHERE A VOTE OF THE
COMPANY'S BOARD OF DIRECTORS IS EQUALLY DIVIDED
PROPOSAL #2.1: ELECT DIRECTOR ROBERT J. KELLY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NELSON OBUS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WILLIAM J. RECKER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR CHARLES A. VEHLOW ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WILLIAM M. SHOCKLEY ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FREDERICK WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BRAD PEDERSEN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR WILLIAM T. CROSBY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridge Bancorp, Inc.
TICKER: BDGE CUSIP: 108035106
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN C. YEGEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL RUBIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCIA Z. HEFTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EMANUEL ARTURI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUDOLPH J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD H. NOLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgeline Digital, Inc.
TICKER: BLIN CUSIP: 10807Q304
MEETING DATE: 9/23/2015 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONI KAHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS MASSIE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgeline Digital, Inc.
TICKER: BLIN CUSIP: 10807Q304
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH GALAZNIK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT LANDERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE ISSUANCE OF SHARES UPON ISSUER YES AGAINST AGAINST
CONVERSION OF OUTSTANDING TERM NOTES AND ISSUANCE OF
WARRANTS TO PURCHASE SHARES OF THE COMPANY'S COMMON
STOCK AND ISSUANCE SHARES OF COMMON STOCK ISSUABLE
UPON EXERCISE OF SUCH WARRANTS
PROPOSAL #5: APPROVE ISSUANCE OF SHARES OF COMMON ISSUER YES AGAINST AGAINST
STOCK UPON CONVERSION OF OUTSTANDING CONVERTIBLE
PROPOSAL #6: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgepoint Education, Inc.
TICKER: BPI CUSIP: 10807M105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN CRAIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR K. NICHOLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRIGGS & STRATTON CORPORATION
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK M. JAEHNERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES I. STORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bright Horizons Family Solutions Inc.
TICKER: BFAM CUSIP: 109194100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE ALLEVA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGUERITE KONDRACKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightcove Inc.
TICKER: BCOV CUSIP: 10921T101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH BESEMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT KURNIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID ORFAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brinker International, Inc.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE M. BOLTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. GILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE PROFIT SHARING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristol-Myers Squibb Company
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GIOVANNI CAFORIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR TOGO D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristow Group Inc.
TICKER: BRS CUSIP: 110394103
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. AMONETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. FLICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORI A. GOBILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IAN A. GODDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID C. GOMPERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATHEW MASTERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE H. STOVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brixmor Property Group Inc.
TICKER: BRX CUSIP: 11120U105
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY W. DEERING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. RAHM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadcom Corporation
TICKER: BRCM CUSIP: 111320107
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadcom Limited
TICKER: AVGO CUSIP: Y09827109
MEETING DATE: 4/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOCK E. TAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES V. DILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS C. EGGEBRECHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH Y. HAO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUSTINE F. LIEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. MARKS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY S. SAMUELI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LUCIEN Y. K. WONG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES WITH OR ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE CASH COMPENSATION TO DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadridge Financial Solutions, Inc.
TICKER: BR CUSIP: 11133T103
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT N. DUELKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD J. HAVILAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRETT A. KELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STUART R. LEVINE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. PERNA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BroadSoft, Inc.
TICKER: BSFT CUSIP: 11133B409
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. GAVIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW M. GEISSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Broadwind Energy, Inc.
TICKER: BWEN CUSIP: 11161T207
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES H. BEYNON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERENCE P. FOX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHANIE K. KUSHNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. REILAND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brocade Communications Systems, Inc.
TICKER: BRCD CUSIP: 111621306
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD A. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENATO A. DIPENTIMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM C. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR L. WILLIAM KRAUSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID E. ROBERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SANJAY VASWANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookdale Senior Living Inc.
TICKER: BKD CUSIP: 112463104
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JACKIE M. CLEGG ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM G. PETTY, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES R. SEWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookline Bancorp, Inc.
TICKER: BRKL CUSIP: 11373M107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. HALL, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSAMOND B. VAULE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brooks Automation, Inc.
TICKER: BRKS CUSIP: 114340102
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBYN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISHNA G. PALEPU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED WOOLLACOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brown & Brown, Inc.
TICKER: BRO CUSIP: 115236101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. HYATT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL P. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUGH M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY CURREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. HOEPNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY R.M. MAIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDELL S. REILLY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHILTON D. VARNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRT Realty Trust
TICKER: BRT CUSIP: 055645303
MEETING DATE: 3/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. GOULD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS C. GRASSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISRAEL ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY RUBIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bruker Corporation
TICKER: BRKR CUSIP: 116794108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK H. LAUKIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ORNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. PACKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA M. FRIEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brunswick Corporation
TICKER: BC CUSIP: 117043109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bryn Mawr Bank Corporation
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA F. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNN B. MCKEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BSB Bancorp, Inc.
TICKER: BLMT CUSIP: 05573H108
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. FOUGERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAL R. TOVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BSQUARE Corporation
TICKER: BSQR CUSIP: 11776U300
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENDRA A. VANDERMEULEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buffalo Wild Wings, Inc.
TICKER: BWLD CUSIP: 119848109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE M. APPLEQUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. DAMIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN E. MACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. OLIVER MAGGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERRY R. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Build-A-Bear Workshop, Inc.
TICKER: BBW CUSIP: 120076104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY KILPIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Builders FirstSource, Inc.
TICKER: BLDR CUSIP: 12008R107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL AGROSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. KRUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FLOYD F. SHERMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunge Limited
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PAUL CORNET DE WAYS- ISSUER YES FOR FOR
RUART
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM ENGELS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR L. PATRICK LUPO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SOREN SCHRODER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burlington Stores, Inc.
TICKER: BURL CUSIP: 122017106
MEETING DATE: 7/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. KINGSBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK COOPER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Burlington Stores, Inc.
TICKER: BURL CUSIP: 122017106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRICIA PATRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BWX Technologies, Inc.
TICKER: BWXT CUSIP: 05605H100
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FEES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBB A. LEMASTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP ISSUER YES FOR FOR
('DELOITTE') AS AUDITORS
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&F Financial Corporation
TICKER: CFFI CUSIP: 12466Q104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUDREY D. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. NAPIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&J Energy Services Ltd.
TICKER: CJES CUSIP: G3164Q101
MEETING DATE: 2/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&J Energy Services Ltd.
TICKER: CJES CUSIP: G3164Q101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL MCMULLEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON ERIKSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C. R. Bard, Inc.
TICKER: BCR CUSIP: 067383109
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC C. BRESLAWSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL K. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN H. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTHONY WELTERS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT EZRILOV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WAYNE M. FORTUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR REBECCA KOENIG ROLOFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN P. SHORT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES B. STAKE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN P. WIEHOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C1 FINANCIAL, INC.
TICKER: BNK CUSIP: 12591N109
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA, Inc.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JENS ALDER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GARY J. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL P. GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JEFFREY G. KATZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR RENATO (RON) ZAMBONINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cable ONE, Inc.
TICKER: CABO CUSIP: 12685J105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRAD D. BRIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHARINE B. WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Corporation
TICKER: CBT CUSIP: 127055101
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK C. G. MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE H. RATAJ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHIAS L. WOLFGRUBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Microelectronics Corporation
TICKER: CCMP CUSIP: 12709P103
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOROTHY M. ABLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT S. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT KELLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CADENCE DESIGN SYSTEMS, INC.
TICKER: CDNS CUSIP: 127387108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERTO SANGIOVANNI- ISSUER YES FOR FOR
VINCENTELLI
PROPOSAL #1.5: ELECT DIRECTOR GEORGE M. SCALISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER S. SIBONI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOUNG K. SOHN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadiz Inc.
TICKER: CDZI CUSIP: 127537207
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BRACKPOOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. COURTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEOFFREY GRANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WINSTON HICKOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRAY H. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND J. PACINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT S. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Acquisition Company
TICKER: CACQ CUSIP: 12768T103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ROWAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DHIREN FONSECA �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNN SWANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FRED KLEISNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CafePress Inc.
TICKER: PRSS CUSIP: 12769A103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED E. DURHAM III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAI International, Inc.
TICKER: CAI CUSIP: 12477X106
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MASAAKI (JOHN) ISSUER YES WITHHOLD AGAINST
NISHIBORI
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. REMINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caladrius Biosciences, Inc.
TICKER: CLBS CUSIP: 128058104
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN S. MYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. PRETI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER G. TRABER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES �� AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caladrius Biosciences, Inc.
TICKER: CLBS CUSIP: 640650404
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calamos Asset Management, Inc.
TICKER: CLMS CUSIP: 12811R104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. EGGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH M. SCHAPPERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CalAmp Corp.
TICKER: CAMP CUSIP: 128126109
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A.J. 'BERT' MOYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY ALEXY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMAL JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORGE TITINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY WOLFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CalAtlantic Group, Inc.
TICKER: CAA CUSIP: 128195104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN J. METCALFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY T. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER SCHOELS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLOTTE ST. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SCOTT D. STOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calavo Growers, Inc.
TICKER: CVGW CUSIP: 128246105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LECIL E. COLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GEORGE H. BARNES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. HELIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DONALD M. SANDERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARC L. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. DIGREGORIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT VAN DER KAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR J. LINK LEAVENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DORCAS H. THILLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. HUNT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR EGIDIO CARBONE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HAROLD EDWARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR STEVEN HOLLISTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caleres, Inc.
TICKER: CAL CUSIP: 129500104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARD M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. KORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. PATRICK MCGINNIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calgon Carbon Corporation
TICKER: CCC CUSIP: 129603106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. RICH ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS S. MASSIMO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD C. TEMPLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California First National Bancorp
TICKER: CFNB CUSIP: 130222102
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. PADDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GLEN T. TSUMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. LOWRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS RAVINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANILO CACCIAMATTA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Resources Corporation
TICKER: CRC CUSIP: 13057Q107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. SINNOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Water Service Group
TICKER: CWT CUSIP: 130788102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRY P. BAYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARTIN A. KROPELNICKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS M. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD P. MAGNUSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER C. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LESTER A. SNOW ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE A. VERA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calithera Biosciences, Inc.
TICKER: CALA CUSIP: 13089P101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN G. DRACHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEEPA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calix, Inc.
TICKER: CALX CUSIP: 13100M509
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL EVERETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON LISTWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callaway Golf Company
TICKER: ELY CUSIP: 131193104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLIVER G. (CHIP) ISSUER YES FOR FOR
BREWER, III
PROPOSAL #1.2: ELECT DIRECTOR RONALD S. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CUSHMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD L. ROSENFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LINDA B. SEGRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY S. THORNLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callidus Software Inc.
TICKER: CALD CUSIP: 13123E500
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK A. CULHANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MURRAY D. RODE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callon Petroleum Company
TICKER: CPE CUSIP: 13123X102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. FINCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cal-Maine Foods, Inc.
TICKER: CALM CUSIP: 128030202
MEETING DATE: 10/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LETITIA C. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. POOLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE W. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FROST, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calpine Corporation
TICKER: CPN CUSIP: 131347304
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. FUSCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. (THAD) HILL, ISSUER YES FOR FOR
III
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HOFMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR �� FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambium Learning Group, Inc.
TICKER: ABCD CUSIP: 13201A107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. BAINBRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WALTER G. BUMPHUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD K. CHIU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN GETRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS KALINSKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAROLD O. LEVY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. STEVENSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOE WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambrex Corporation
TICKER: CBM CUSIP: 132011107
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSINA B. DIXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAES GLASSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN RUDIE HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEON J. HENDRIX, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER G. TOMBROS �� ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden National Corporation
TICKER: CAC CUSIP: 133034108
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden National Corporation
TICKER: CAC CUSIP: 133034108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. PAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN A. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN W. STANLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden Property Trust
TICKER: CPT CUSIP: 133131102
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. CAMPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS A. LEVEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. MCGUIRE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. KEITH ODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES ALDRICH ISSUER YES FOR FOR
SEVILLA-SACASA
PROPOSAL #1.9: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameron International Corporation
TICKER: CAM CUSIP: 13342B105
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Campbell Soup Company
TICKER: CPB CUSIP: 134429109
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT DORRANCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY ALICE DORRANCE ISSUER YES FOR FOR
MALONE
PROPOSAL #1.5: ELECT DIRECTOR SARA MATHEW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. BARRY RAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICK SHREIBER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TRACEY T. TRAVIS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ARCHBOLD D. VAN BEUREN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Campus Crest Communities, Inc.
TICKER: CCG CUSIP: 13466Y105
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR RANDALL H. BROWN ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR LAURO GONZALEZ-MORENO ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR RICHARD S. KAHLBAUGH ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR JAMES W. MCCAUGHAN ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR DENIS MCGLYNN ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR CURTIS MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR RAYMOND MIKULICH ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR DANIEL L. SIMMONS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cantel Medical Corp.
TICKER: CMN CUSIP: 138098108
MEETING DATE: 1/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK N. DIKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA L. FORESE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW A. KRAKAUER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE SLOVIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cape Bancorp, Inc.
TICKER: CBNJ CUSIP: 139209100
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capella Education Company
TICKER: CPLA CUSIP: 139594105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RITA D. BROGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW W. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. LINTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. LOMAX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JODY G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN G. SHANK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DARRELL R. TUKUA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Bank Financial Corp.
TICKER: CBF CUSIP: 139794101
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Bank Financial Corp.
TICKER: CBF CUSIP: 139794101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA M. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. DEMARTINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. HODGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OSCAR A. KELLER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. WARD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital City Bank Group, Inc.
TICKER: CCBG CUSIP: 139674105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN G. BENSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CADER B. COX, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. SAMPLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER THOMAS KILLALEA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Senior Living Corporation
TICKER: CSU CUSIP: 140475104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED GRIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitol Federal Financial, Inc.
TICKER: CFFN CUSIP: 14057J101
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. DICUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capricor Therapeutics, Inc.
TICKER: CAPR CUSIP: 14070B101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK LITVACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LINDA MARBAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. MUSKET ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. DUNBAR, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LOUIS MANZO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LOUIS J. GRASMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EARL M. (DUKE) COLLIER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR JOSHUA A. KAZAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ROSE, SNYDER & JACOBS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstead Mortgage Corporation
TICKER: CMO CUSIP: 14067E506
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. 'JACK' BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW F. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY KEISER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER W. MAHOWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. WHITING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstone Turbine Corporation
TICKER: CPST CUSIP: 14067D102
MEETING DATE: 8/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD K. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARREN R. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOAM LOTAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY J. MAYO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIOT G. PROTSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DARRELL J. WILK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cara Therapeutics, Inc.
TICKER: CARA CUSIP: 140755109
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. IVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN SLAGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARBO Ceramics Inc.
TICKER: CRR CUSIP: 140781105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. KOLSTAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. E. LENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDY L. LIMBACHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. RUBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carbonite, Inc.
TICKER: CARB CUSIP: 141337105
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES KANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN MUNFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carbylan Therapeutics, Inc.
TICKER: CBYL CUSIP: 141384107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT CHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUY P. NOHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. SAUL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardica, Inc.
TICKER: CRDC CUSIP: 14141R101
MEETING DATE: 1/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AFZAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. CASCIARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. MICHAEL KLEINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL E. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIAN N. NIKOLCHEV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. YOUNGER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Financial Corporation
TICKER: CFNL CUSIP: 14149F109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALICE M. STARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVE M. WILTSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. ISSUER YES FOR FOR
("YHB") AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardinal Health, Inc.
TICKER: CAH CUSIP: 14149Y108
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN F. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. HEMINGWAY ISSUER YES FOR FOR
HALL
PROPOSAL #1.8: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardiovascular Systems, Inc.
TICKER: CSII CUSIP: 141619106
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT BARTOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AUGUSTINE LAWLOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardtronics, Inc.
TICKER: CATM CUSIP: 14161H108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JULIE GARDNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. RATHGABER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK ROSSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardtronics, Inc.
TICKER: CATM CUSIP: 14161H108
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
DELAWARE TO U.K.
PROPOSAL #2: AMEND ARTICLES TO INCLUDE ANTITAKEOVER ISSUER YES FOR FOR
PROVISION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care Capital Properties, Inc.
TICKER: CCP CUSIP: 141624106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN S. GATES, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care.com, Inc.
TICKER: CRCM CUSIP: 141633107
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN SWETTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHET KAPOOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareDx, Inc.
TICKER: CDNA CUSIP: 14167L103
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. HAGSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Career Education Corporation
TICKER: CECO CUSIP: 141665109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGORY L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR THOMAS B. LALLY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TODD S. NELSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD D. WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareTrust REIT, Inc.
TICKER: CTRE CUSIP: 14174T107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON D. KLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. LINDAHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlisle Companies Incorporated
TICKER: CSL CUSIP: 142339100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBIN J. ADAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. CHRISTIAN KOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CarMax, Inc.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN B. COLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAKESH GANGWAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ROBERT GRAFTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDGAR H. GRUBB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARCELLA SHINDER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MITCHELL D. STEENROD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM R. TIEFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carmike Cinemas, Inc.
TICKER: CKEC CUSIP: 143436400
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLAND C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK R. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN T. ERWIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. DAVID PASSMAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT JONATHON BAND AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: RE-ELECT ARNOLD W. DONALD AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT RICHARD J. GLASIER AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #5: RE-ELECT DEBRA KELLY-ENNIS AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: RE-ELECT JOHN PARKER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: RE-ELECT STUART SUBOTNICK AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT LAURA WEIL AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT RANDALL J. WEISENBURGER AS ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE REMUNERATION REPORT OF ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #12: REAPPOINT THE UK FIRM OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR
FOR CARNIVAL CORPORATION
PROPOSAL #13: AUTHORIZE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC
PROPOSAL #14: RECEIVE UK ACCOUNTS AND REPORTS OF THE ISSUER YES FOR FOR
DIRECTORS AND AUDITORS OF CARNIVAL PLC
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Bank Holdings, Inc.
TICKER: CLBH CUSIP: 143785103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN ALT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRASWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ELLIOTT DAVIS DECOSIMO, PLLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. SCOTT BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY L. DEAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL H. ISAAC, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. LEDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMPSON E. 'THOM' ISSUER YES FOR FOR
PENNEY
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ELLIOTT DAVIS DECOSIMO, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carpenter Technology Corporation
TICKER: CRS CUSIP: 144285103
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL G. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carriage Services, Inc.
TICKER: CSV CUSIP: 143905107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. FINGERHUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN D. LEIBMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrizo Oil & Gas, Inc.
TICKER: CRZO CUSIP: 144577103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S.P. JOHNSON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT F. FULTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER A. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK A. WOJTEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARROLS RESTAURANT GROUP, INC.
TICKER: TAST CUSIP: 14574X104
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DANIEL T. ACCORDINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carter's, Inc.
TICKER: CRI CUSIP: 146229109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VANESSA J. CASTAGNA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. MONTGORIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID PULVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cartesian, Inc.
TICKER: CRTN CUSIP: 146534102
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CURREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. TRINGALI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICKY K. WOO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER H. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAS Medical Systems, Inc.
TICKER: CASM CUSIP: 124769209
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. MILINAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. MOLLOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. PATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY P. RAINEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN A. TUNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. WEISSHAAR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cascade Bancorp
TICKER: CACB CUSIP: 147154207
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROL E. ANDRES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHRIS C. CASCIATO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CONNOLLY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANNETTE G. ELG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. LAMONT KEEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. LOCKHART, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA L. MOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RYAN R. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS M. WELLS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERRY E. ZINK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CASCADE MICROTECH, INC.
TICKER: CSCD CUSIP: 147322101
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cascadian Therapeutics, Inc.
TICKER: CASC CUSIP: 682324108
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED W. LOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GWEN FYFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casella Waste Systems, Inc.
TICKER: CWST CUSIP: 147448104
MEETING DATE: 11/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CASELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. HULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS BRETT W. FRAZIER SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS JAMES C. PAPPAS SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE - JAMES E. O'CONNOR SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casey's General Stores, Inc.
TICKER: CASY CUSIP: 147528103
MEETING DATE: 9/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KIMBALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. WILKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cash America International, Inc.
TICKER: CSH CUSIP: 14754D100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK R. DAUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. MICALLEF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. BRENT STUART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CASI Pharmaceuticals, Inc.
TICKER: CASI CUSIP: 14757U109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES HUANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR QUAN ZHOU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cass Information Systems, Inc.
TICKER: CASS CUSIP: 14808P109
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE A. COLLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. LINDEMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castle Brands Inc.
TICKER: ROX CUSIP: 148435100
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. ANDREWS, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BEAUDETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP FROST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castlight Health, Inc.
TICKER: CSLT CUSIP: 14862Q100
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. SINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catabasis Pharmaceuticals Inc.
TICKER: CATB CUSIP: 14875P107
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JILL C. MILNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL D. KISHBAUCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalent, Inc.
TICKER: CTLT CUSIP: 148806102
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN CHIMINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. BRUCE MCEVOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK STAHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Biosciences, Inc.
TICKER: CBIO CUSIP: 14888D109
MEETING DATE: 12/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Biosciences, Inc.
TICKER: CBIO CUSIP: 14888D109
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEPHEN A. HILL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR AUGUSTINE LAWLOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Pharmaceuticals, Inc.
TICKER: CPRX CUSIP: 14888U101
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MCENANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. DENKHAUS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catamaran Corporation
TICKER: CTRX CUSIP: 148887102
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CatchMark Timber Trust, Inc.
TICKER: CTT CUSIP: 14912Y202
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY BARAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. GOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIS J. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. RASOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS D. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. ZIGTEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CatchMark Timber Trust, Inc.
TICKER: CTT CUSIP: 14912Y202
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY BARAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIS J. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. RASOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS D. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. ZIGTEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caterpillar Inc.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE J. GREENE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MILES D. WHITE ISSUER �� YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay General Bancorp
TICKER: CATY CUSIP: 149150104
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY L. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNSON K. CHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C.T. CHIU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C.H. POON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cavco Industries, Inc.
TICKER: CVCO CUSIP: 149568107
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN G. BUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK HANNA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cavium, Inc.
TICKER: CAVM CUSIP: 14964U108
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYED B. ALI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY S. THORNLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CB Financial Services, Inc.
TICKER: CBFV CUSIP: 12479G101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD B. BOYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH N. HEADLEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK G. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBIZ, Inc.
TICKER: CBZ CUSIP: 124805102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK L. BURDICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME P. GRISKO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENAREE PRATT WILEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVTIZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. BRYENTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. NAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBOE Holdings, Inc.
TICKER: CBOE CUSIP: 12503M108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BORIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK E. ENGLISH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANET P. FROETSCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JILL R. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. EDEN MARTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CAROLE E. STONE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR EUGENE S. SUNSHINE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR EDWARD T. TILLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBRE Group, Inc.
TICKER: CBG CUSIP: 12504L109
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRANDON B. BOZE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CURTIS F. FEENY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER T. JENNY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FREDERIC V. MALEK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAULA R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RAY WIRTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCA INDUSTRIES, INC.
TICKER: CAW CUSIP: 124867102
MEETING DATE: 8/13/2015 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD KORNHAUSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HEIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPHINE BELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CCA INDUSTRIES, INC.
TICKER: CAW CUSIP: 124867102
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LANCE T. FUNSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HEIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. DAVID FINEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDI Corp.
TICKER: CDI CUSIP: 125071100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. CARLINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. EMMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT J. FREIDHEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER R. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. KOZICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNA M. SEAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARTON J. WINOKUR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDK Global, Inc.
TICKER: CDK CUSIP: 12508E101
MEETING DATE: 11/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. ANENEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMY J. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN P. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN A. MILES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. RADWAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK S. SOWINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CDW Corporation
TICKER: CDW CUSIP: 12514G108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNDA M. CLARIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. SWEDISH ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEB Inc.
TICKER: CEB CUSIP: 125134106
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. MONAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGOR S. BAILAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN M. CARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON J. COBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN A. CORBET ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. KEVIN COX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL O. LEEMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STACEY S. RAUCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY R. TARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER �� YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 9/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON DEZWIREK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY LANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIO A. MANNARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN POLLACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SETH RUDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VALERIE GENTILE SACHS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS SADLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cedar Realty Trust, Inc.
TICKER: CDR CUSIP: 150602209
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABRAHAM EISENSTAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA N. HOOTKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE J. SCHANZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celadon Group, Inc.
TICKER: CGI CUSIP: 150838100
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE LANGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL WILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT LONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celanese Corporation
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY V. IHLENFELD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK C. ROHR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FARAH M. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celgene Corporation
TICKER: CELG CUSIP: 151020104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HUGIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. ALLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. BARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIA A. HALLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GILLA S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES J. LOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celladon Corporation
TICKER: CLDN CUSIP: 15117E107
MEETING DATE: 3/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO EIGER ISSUER YES FOR FOR
BIOPHARMACEUTICALS, INC.
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celldex Therapeutics, Inc.
TICKER: CLDX CUSIP: 15117B103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY ELLBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY S. MARUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERBERT J. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE O. ELSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY H. PENNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN L. SHOOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. VAN DEN ISSUER YES FOR FOR
BROEK
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cellectar Biosciences, Inc.
TICKER: CLRB CUSIP: 15117F203
MEETING DATE: 11/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celsion Corporation
TICKER: CLSN CUSIP: 15117N404
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. TARDUGNO ISSUER YES �� FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD P. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREAS VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cempra, Inc.
TICKER: CEMP CUSIP: 15130J109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOV A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centene Corporation
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centene Corporation
TICKER: CNC CUSIP: 15135B101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORLANDO AYALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterPoint Energy, Inc.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT J. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE F. POUND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT M. PROCHAZKA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILLIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterState Banks, Inc.
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. ROBERT BLANCHARD, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR C. DENNIS CARLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRIFFIN A. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. TIERSO NUNEZ, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERNEST S. PINNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM K. POU, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSHUA A. SNIVELY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL F. CIFERRI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DANIEL R. RICHEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Garden & Pet Company
TICKER: CENTA CUSIP: 153527106
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. BALOUSEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID N. CHICHESTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BROOKS M. PENNINGTON ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.6: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. RANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR M. BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE K. KAMITAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LANCE A. MIZUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. CATHERINE NGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAEDENE K. OTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Valley Community Bancorp
TICKER: CVCY CUSIP: 155685100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN S. DARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. T. 'TOMMY' ELLIOTT, ISSUER YES FOR FOR
IV
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM S. SMITTCAMP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH B. WEIRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centrus Energy Corp.
TICKER: LEU CUSIP: 15643U104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DIAMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSBERT HOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. THOMAS JAGODINSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA J. JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SULEMAN E. LUNAT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. MADIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL P. MORRELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL B. PONEMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 9/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW J. CAPLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TERENCE A. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Casinos, Inc.
TICKER: CNTY CUSIP: 156492100
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. EICHBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DINAH CORBACI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Communities, Inc.
TICKER: CCS CUSIP: 156504300
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenturyLink, Inc.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA H. BEJAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. BRUCE HANKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY L. LANDRIEU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OWENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARVEY P. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLEN F. POST, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURIE A. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cenveo, Inc.
TICKER: CVO CUSIP: 15670S105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BURTON, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD S. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. BURTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN HERBST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cepheid
TICKER: CPHD CUSIP: 15670R107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS L. GUTSHALL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRISTINA H. KEPNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID H. PERSING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerner Corporation
TICKER: CERN CUSIP: 156782104
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD E. BISBEE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA M. DILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerulean Pharma Inc.
TICKER: CERU CUSIP: 15708Q105
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. CRANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID R. PARKINSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID R. WALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLPA S AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CERUS CORPORATION
TICKER: CERS CUSIP: 157085101
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL SCHULZE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE M. CORASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cesca Therapeutics Inc.
TICKER: KOOL CUSIP: 157131103
MEETING DATE: 10/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cesca Therapeutics Inc.
TICKER: KOOL CUSIP: 157131103
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAHENDRA S. RAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENIS MICHAEL RHEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN C. STRACEY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEVA, Inc.
TICKER: CEVA CUSIP: 157210105
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIYAHU AYALON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZVI LIMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. MANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER MCMANAMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SVEN-CHRISTER NILSSON ISSUER �� YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS SILVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GIDEON WERTHEIZER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CF Industries Holdings, Inc.
TICKER: CF CUSIP: 125269100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT C. ARZBAECHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM DAVISSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN A. FURBACHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN J. HAGGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT G. KUHBACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD A. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THERESA E. WAGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR W. ANTHONY WILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chambers Street Properties
TICKER: CSG CUSIP: 157842105
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2.1: ELECT DIRECTOR CHARLES E. BLACK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JAMES M. ORPHANIDES ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARTIN A. REID ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR LOUIS P. SALVATORE ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChannelAdvisor Corporation
TICKER: ECOM CUSIP: 159179100
MEETING DATE: 5/6/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARIS A. BUINEVICIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. SPITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY V. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charles & Colvard, Ltd.
TICKER: CTHR CUSIP: 159765106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE M. BUTLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NEAL I. GOLDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAQUI LIVIDINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE T. MIGLUCCI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLLIN B. SYKES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charles River Laboratories International, Inc.
TICKER: CRL CUSIP: 159864107
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. CHUBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH T. KOCHEVAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE M. MILNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. RICHARD REESE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chart Industries, Inc.
TICKER: GTLS CUSIP: 16115Q308
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL F. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DOUGLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH G. SPOMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Communications, Inc.
TICKER: CHTR CUSIP: 16117M305
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE CLASS A SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ISSUE CLASS B SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #4: APPROVE INVESTMENT AGREEMENT WITH ISSUER YES FOR FOR
LIBERTY BROADBAND
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMT SPECIAL APPROVAL REQUIREMENTS FOR CERTAIN
BUSINESS COMBINATION
PROPOSAL #7: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
SET SIZE AND COMPOSITION REQUIREMENTS
PROPOSAL #8: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #9: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE CERTAIN VOTE RESTRICTIONS ON LIBERTY
PROPOSAL #10: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Communications, Inc.
TICKER: CHTR CUSIP: 16117M305
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR W. LANCE CONN ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR MICHAEL P. HUSEBY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CRAIG A. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR JOHN C. MALONE ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THOMAS M. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ERIC L. ZINTERHOFER ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Financial Corporation
TICKER: CHFN CUSIP: 16122W108
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTI M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chase Corporation
TICKER: CCF CUSIP: 16150R104
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVERETT CHADWICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM P. CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY CLAIRE CHASE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. DERBY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEWIS P. GACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE M. HUGHES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR CHAD A. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANA MOHLER-FARIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chatham Lodging Trust
TICKER: CLDT CUSIP: 16208T102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. GERALD GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLF E. RUHFUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT PERLMUTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Checkpoint Systems, Inc.
TICKER: CKP CUSIP: 162825103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chegg, Inc.
TICKER: CHGG CUSIP: 163092109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY HOUSENBOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN YORK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chembio Diagnostics, Inc.
TICKER: CEMI CUSIP: 163572209
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER KISSINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY MELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. SPERZEL, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemed Corporation
TICKER: CHE CUSIP: 16359R103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL F. GEMUNDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK P. GRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. HUTTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER L. KREBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA R. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD E. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE J. WALSH, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK E. WOOD ISSUER YES FOR FOR
PROPOSAL #2: AMEND BUNDLED COMPENSATION PLANS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. FITTERLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. LIEVENSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. PELIZZARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. RAMAKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANKLIN C. WHEATLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChemoCentryx, Inc.
TICKER: CCXI CUSIP: 16383L106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemtura Corporation
TICKER: CHMT CUSIP: 163893209
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. DOVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemung Financial Corporation
TICKER: CHMG CUSIP: 164024101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DALRYMPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLOVER M. DRINKWATER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. SWAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN B. TULLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheniere Energy, Inc.
TICKER: LNG CUSIP: 16411R208
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. ANDREA BOTTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL A. SHEAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID I. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. KILPATRICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD F. ROBILLARD, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR HEATHER R. ZICHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherokee Inc.
TICKER: CHKE CUSIP: 16444H102
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY EWING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH HULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESS RAVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK TWORECKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY STUPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherry Hill Mortgage Investment Corporation
TICKER: CHMI CUSIP: 164651101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY C. MIDDLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. LOWN, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN KISLAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH P. MURIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINA M. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Energy Corporation
TICKER: CHK CUSIP: 165167107
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT D. (DOUG) LAWLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. (JACK) LIPINSKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MERRILL A. (PETE) ISSUER YES FOR FOR
MILLER, JR.
PROPOSAL #1g: ELECT DIRECTOR KIMBERLY K. QUERREY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: CEASE USING OIL AND GAS RESERVE METRICS SHAREHOLDER YES AGAINST FOR
FOR SENIOR EXECUTIVE'S COMPENSATION
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Lodging Trust
TICKER: CHSP CUSIP: 165240102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS W. VICARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. NATELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY D. NUECHTERLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROVIDE SHAREHOLDERS THE RIGHT TO SHAREHOLDER YES FOR AGAINST
INITIATE BYLAW AMENDMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE H. BAYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL L. MADDOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. MCMASTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheviot Financial Corp.
TICKER: CHEV CUSIP: 16677X105
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chevron Corporation
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALICE P. GAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN S. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES AGAINST FOR
PRODUCTS AND OPERATIONS
PROPOSAL #7: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #8: ANNUALLY REPORT RESERVE REPLACEMENTS IN SHAREHOLDER YES AGAINST FOR
BTUS
PROPOSAL #9: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS
PROPOSAL #10: REPORT ON THE RESULT OF EFFORTS TO SHAREHOLDER YES AGAINST FOR
MINIMIZE HYDRAULIC FRACTURING IMPACTS
PROPOSAL #11: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #12: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiasma, Inc.
TICKER: CHMA CUSIP: 16706W102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK LEUCHTENBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID STACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. SCARLETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR DEBORAH M. FRETZ ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF $0.28 PER SHARE
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICAGO RIVET & MACHINE CO.
TICKER: CVR CUSIP: 168088102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER W. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM T. DIVANE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BOURG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENT H. COONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD L. CHOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. SHOWEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimera Investment Corporation
TICKER: CIM CUSIP: 16934Q208
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DENNIS M. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL A. KEENAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimera Investment Corporation
TICKER: CIM CUSIP: 16934Q208
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW LAMBIASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimerix, Inc.
TICKER: CMRX CUSIP: 16934W106
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE L. GILLISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chipotle Mexican Grill, Inc.
TICKER: CMG CUSIP: 169656105
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AL BALDOCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARLENE FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. CHARLESWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIMBAL MUSK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MONTGOMERY F. (MONTY) ISSUER YES FOR FOR
MORAN
PROPOSAL #1.6: ELECT DIRECTOR NEIL FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN GILLETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVE ELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER TO REMOVE PROVISION ISSUER YES FOR FOR
ALLOWING ONLY THE BOARD AND CHAIRMAN TO CALL SPECIAL
MEETINGS
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES AGAINST AGAINST
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PERMIT SHAREHOLDERS HOLDING 10% OR MORE SHAREHOLDER YES AGAINST FOR
OF THE OUTSTANDING SHARES OF COMMON STOCK TO CALL A
SPECIAL MEETING
PROPOSAL #9: REPORT ON SUSTAINABILITY, INCLUDING SHAREHOLDER YES AGAINST FOR
QUANTITATIVE GOALS
PROPOSAL #10: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Choice Hotels International, Inc.
TICKER: CHH CUSIP: 169905106
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEWART W. BAINUM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN P. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MONTE J. M. KOCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LIZA K. LANDSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. RENSCHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERVIN R. SHAMES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GORDON A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Christopher & Banks Corporation
TICKER: CBK CUSIP: 171046105
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JONATHAN DUSKIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SETH R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KENT A. KLEEBERGER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM F. SHARPE, III ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LUANN VIA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LAURA A. WEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chubb Limited
TICKER: CB CUSIP: H1467J104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ALLOCATE DISPOSABLE PROFIT ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
LEGAL RESERVES THROUGH CAPITAL CONTRIBUTIONS RESERVE
SUBACCOUNT
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: RATIFY PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR
(ZURICH) AS AUDITORS
PROPOSAL #4.2: RATIFY PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
(UNITED STATES) AS INDEPENDENT REGISTERED ACCOUNTING
FIRM AS AUDITORS
PROPOSAL #4.3: RATIFY BDO AG (ZURICH) AS SPECIAL ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.1: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR MICHAEL G. ATIEH ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR JAMES I. CASH ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR MARY A. CIRILLO ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR JOHN EDWARDSON ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #5.10: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #5.11: ELECT DIRECTOR KIMBERLY ROSS ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT DIRECTOR ROBERT SCULLY ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT DIRECTOR EUGENE B. SHANKS, JR. ISSUER YES FOR FOR
PROPOSAL #5.14: ELECT DIRECTOR THEODORE E. SHASTA ISSUER YES FOR FOR
PROPOSAL #5.15: ELECT DIRECTOR DAVID SIDWELL ISSUER YES FOR FOR
PROPOSAL #5.16: ELECT DIRECTOR OLIVIER STEIMER ISSUER YES FOR FOR
PROPOSAL #5.17: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT EVAN G. GREENBERG AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.1: APPOINT MICHAEL P. CONNORS AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.2: APPOINT MARY A. CIRILLO AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7.3: APPOINT ROBERT M. HERNANDEZ AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7.4: APPOINT ROBERT SCULLY AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7.5: APPOINT JAMES M. ZIMMERMAN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE HOMBURGER AG AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9: ISSUE SHARES WITHOUT PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #11.1: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF DIRECTORS
PROPOSAL #11.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 44 MILLION FOR FISCAL
2017
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Church & Dwight Co., Inc.
TICKER: CHD CUSIP: 171340102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADLEY C. IRWIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PENRY W. PRICE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Churchill Downs Incorporated
TICKER: CHDN CUSIP: 171484108
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. CARSTANJEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. DUCHOSSOIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. ALEX RANKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chuy's Holdings, Inc.
TICKER: CHUY CUSIP: 171604101
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STARLETTE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUG SCHMICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ciber, Inc.
TICKER: CBR CUSIP: 17163B102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FLOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOBBY G. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cidara Therapeutics, Inc.
TICKER: CDTX CUSIP: 171757107
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ROCKLAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ciena Corporation
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. ROWNY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIFC Corp.
TICKER: CIFC CUSIP: 12547R105
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION TRANSACTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cigna Corporation
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISAIAH HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE E. HENNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA F. ZARCONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimarex Energy Co.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD R. LOGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MONROE W. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ERIC C. OLSEN TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #2: ELECT KATRYN S. BLAKE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ELECT DONALD R. NELSON TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 6.5 ISSUER YES FOR FOR
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
AND RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #11: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PURSUANT TO THE 2016 PERFORMANCE EQUITY PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Bell Inc.
TICKER: CBB CUSIP: 171871106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. ECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CRAIG F. MAIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSSEL P. MAYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN J. YUDKOVITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN M. ZRNO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THEODORE H. TORBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Financial Corporation
TICKER: CINF CUSIP: 172062101
MEETING DATE: 4/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA W. CLEMENT-HOLMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK J. DEBBINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH C. LICHTENDAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID P. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GRETCHEN W.PRICE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS R. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DOUGLAS S. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KENNETH W. STECHER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN F. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR LARRY R. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cinedigm Corp.
TICKER: CIDM CUSIP: 172406100
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. MCGURK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK W. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN B. O'CONNOR, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZVI M. RHINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY SCHUON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA NISONGER SIMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BLAIR M. WESTLAKE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES �� FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cinemark Holdings, Inc.
TICKER: CNK CUSIP: 17243V102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN D. CHERESKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE ROY MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. SYUFY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cintas Corporation
TICKER: CTAS CUSIP: 172908105
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD S. ADOLPH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN F. BARRETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELANIE W. BARSTAD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD T. FARMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. FARMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIRCOR International, Inc.
TICKER: CIR CUSIP: 17273K109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HELMUTH LUDWIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER M. WILVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cirrus Logic, Inc.
TICKER: CRUS CUSIP: 172755100
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CARTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON P. RHODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. SCHUELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. SHERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIT Group Inc.
TICKER: CIT CUSIP: 125581801
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. MNUCHIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR R. BRAD OATES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN J. OROS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GERALD ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN R. RYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER J. TOBIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #6: AMEND CHARTER TO REMOVE NOL PROVISION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citi Trends, Inc.
TICKER: CTRN CUSIP: 17306X102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. LUPO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citigroup Inc.
TICKER: C CUSIP: 172967424
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. CORBAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN M. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUNCAN P. HENNES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANZ B. HUMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RENEE J. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH RODIN �� ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR ERNESTO ZEDILLO PONCE DE ISSUER YES FOR FOR
LEON
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: DEMONSTRATE NO GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: APPOINT A STOCKHOLDER VALUE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens & Northern Corporation
TICKER: CZNC CUSIP: 172922106
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. BRUCE HANER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN E. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEO F. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD SIMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens Financial Group, Inc.
TICKER: CFG CUSIP: 174610105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. CUMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DI LORIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. HANNA, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. ('LEE') HIGDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES J. ('BUD') KOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR F. RYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDY A. WATSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens First Corporation
TICKER: CZFC CUSIP: 17462Q107
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT FURLONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE MARCUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK SHEIDLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens, Inc.
TICKER: CIA CUSIP: 174740100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. DEAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN F. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY T. TIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citrix Systems, Inc.
TICKER: CTXS CUSIP: 177376100
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NANCI E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSE A. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT D. DALEO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MURRAY J. DEMO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER J. SACRIPANTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GRAHAM V. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GODFREY R. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KIRILL TATARINOV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Holding Company
TICKER: CHCO CUSIP: 177835105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES W. FAIRCHILDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. FILE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY W. HYLTON, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DALLAS KAYSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON H. ROWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK C. GRANEY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Office REIT, Inc.
TICKER: CIO CUSIP: 178587101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCLERNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FARRAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL BELZBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM FLATT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK MURSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN SHRAIBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civeo Corporation
TICKER: CVEO CUSIP: 17878Y108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND VOTE REQUIREMENTS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MARTIN A. LAMBERT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR RICHARD A. NAVARRE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civista Bancshares Inc.
TICKER: CIVB CUSIP: 178867107
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civitas Solutions, Inc.
TICKER: CIVI CUSIP: 17887R102
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. MUNDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GREGORY S. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY SANSONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CLARCOR Inc.
TICKER: CLC CUSIP: 179895107
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. BURGSTAHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GIACOMINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clayton Williams Energy, Inc.
TICKER: CWEI CUSIP: 969490101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON W. WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR DAVIS L. FORD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Diesel Technologies, Inc.
TICKER: CDTI CUSIP: 18449C401
MEETING DATE: 2/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Diesel Technologies, Inc.
TICKER: CDTI CUSIP: 18449C401
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW BEALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TILL BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LON E. BELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MUNGO PARK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Energy Fuels Corp.
TICKER: CLNE CUSIP: 184499101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN I. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. BOONE PICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SCULLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH M. SOCHA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VINCENT C. TAORMINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Harbors, Inc.
TICKER: CLH CUSIP: 184496107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAUREN C. STATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clear Channel Outdoor Holdings, Inc.
TICKER: CCO CUSIP: 18451C109
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAIR E. HENDRIX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearfield, Inc.
TICKER: CLFD CUSIP: 18482P103
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL BERANEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES N. HAYSSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD R. HAYWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClearOne, Inc.
TICKER: CLRO CUSIP: 18506U104
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEYNEP 'ZEE' HAKIMOGLU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD R. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY R. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT M. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC. L ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClearOne, Inc.
TICKER: CLRO CUSIP: 18506U104
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEYNEP 'ZEE' HAKIMOGLU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD R. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY R. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY TANNER LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClearSign Combustion Corporation
TICKER: CLIR CUSIP: 185064102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LON E. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT P. ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. OTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN J. HUNT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM D. LARSSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleveland BioLabs, Inc.
TICKER: CBLI CUSIP: 185860202
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. ANTAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNA EVDOKIMOVA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YULIA LEBEDINA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD S. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXEY NECHAEV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IVAN PERSIYANOV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEA VERNY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MEADEN & MOORE, LTD AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CHARTER TO ALLOW REMOVAL OF ISSUER YES AGAINST AGAINST
DIRECTORS WITH OR WITHOUT CAUSE BY MAJORITY VOTE
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
RENDER INAPPLICABLE SECTION 203 OF THE DELAWARE
GENERAL CORPORATION LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cliffs Natural Resources Inc.
TICKER: CLF CUSIP: 18683K101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT P. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURENCO GONCALVES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN M. GREEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH A. RUTKOWSKI, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES S. SAWYER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL D. SIEGAL ISSUER YES FOR FOR
PROPOSAL #h: ELECT DIRECTOR GABRIEL STOLIAR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clifton Bancorp Inc.
TICKER: CSBK CUSIP: 186873105
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. PETO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloud Peak Energy Inc.
TICKER: CLD CUSIP: 18911Q102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK CONDON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM OWENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER �� YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clovis Oncology, Inc.
TICKER: CLVS CUSIP: 189464100
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL H. KLINGENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClubCorp Holdings, Inc.
TICKER: MYCC CUSIP: 18948M108
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC L. AFFELDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BECKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHUPINDER S. GILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY S. BITSBERGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANA DUTRA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LARRY G. GERDES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DANIEL R. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEO MELAMED ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM P. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES E. OLIFF ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALEX J. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN F. SANDNER ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR TERRY L. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1p: ELECT DIRECTOR WILLIAM R. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1q: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMS Energy Corporation
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH H. BUTLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM D. HARVEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP R. LOCHNER, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICIA K. POPPE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN G. SZNEWAJS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNB FINANCIAL CORPORATION
TICKER: CCNE CUSIP: 126128107
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. GRESLICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR DENNIS L. MERREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH DICK PONTZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS N. SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS X. STRAUB, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER C. VARISCHETTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD J. BONACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY R. (NINA) HENDERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES J. JACKLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
RELATED TO NOL PROTECTIVE AMENDMENT
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coach, Inc.
TICKER: COH CUSIP: 189754104
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID DENTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREA GUERRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN KROPF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICTOR LUIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR IVAN MENEZES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM NUTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JIDE ZEITLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coastway Bancorp, Inc.
TICKER: CWAY CUSIP: 190632109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. DISANTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNDA DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP KYDD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM G. CHACE JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cobalt International Energy, Inc.
TICKER: CIE CUSIP: 19075F106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoBiz Financial Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BANGERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. BURGAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN MAKOVSKY ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. MONFORT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS L. POLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY K. RHINEHART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL N. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE H. SCHROFFEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY J. TRAVIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY BETH VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY M. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Bottling Co. Consolidated
TICKER: COKE CUSIP: 191098102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. FRANK HARRISON, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER B. CUMMINGS, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR SHARON A. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORGAN H. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY W. FLINT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. HELVEY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR UMESH M. KASBEKAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. MURREY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUE ANNE H. WELLS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Enterprises, Inc.
TICKER: CCE CUSIP: 19122T109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN BENNINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORRIN H. INGRAM, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VERONIQUE MORALI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARRY WATTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CURTIS R. WELLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Enterprises, Inc.
TICKER: CCE CUSIP: 19122T109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codexis, Inc.
TICKER: CDXS CUSIP: 192005106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON L. DORGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID V. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS P. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coeur Mining, Inc.
TICKER: CDE CUSIP: 192108504
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEBASTIAN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDOLPH E. GRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coffee Holding Co., Inc.
TICKER: JVA CUSIP: 192176105
MEETING DATE: 4/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD DECAPUA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE F. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogent Communications Holdings, Inc.
TICKER: CCOI CUSIP: 19239V302
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. BROOKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY WEINGARTEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. LIEBHABER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BLAKE BATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC MONTAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogentix Medical, Inc.
TICKER: CGNT CUSIP: 19243A104
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH H. PAULUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN H. ROCHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogentix Medical, Inc.
TICKER: CGNT CUSIP: 19243A104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS C. PELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A POLICY REGARDING INDEPENDENCE OF ISSUER YES FOR FOR
CHAIR OF BOARD OF DIRECTORS
PROPOSAL #5: ADOPT A POLICY REGARDING SEPARATION OF ISSUER YES FOR FOR
CHIEF EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL
OFFICER/PRINCIPAL ACCOUNTING OFFICER
PROPOSAL #1.1: ELECT DIRECTORS LEWIS C. PELL SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS HOWARD I. ZAUBERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTORS JAMES A. D'ORTA SHAREHOLDER NO N/A N/A
PROPOSAL #2: APPROVE THE REPEALING OF AMENDMENTS TO ISSUER NO N/A N/A
THE BY-LAWS
PROPOSAL #3: APPROVE THE REPEALING OF ANY ACTION ISSUER NO N/A N/A
TAKEN BY THE BOARD RELATING TO THE COMPOSITION OF THE
BOARD APPROVED ON OR AFTER MARCH 28, 2016
PROPOSAL #4: REMOVE ANY PERSON ELECTED, APPOINTED OR ISSUER NO N/A N/A
DESIGNATED BY THE BOARD OF DIRECTORS OTHER THAN THE
PERSONS ELECTED ON OR AFTER MARCH 28, 2016
PROPOSAL #5: AMEND BYLAWS TO REQUIRE THE POSITION OF ISSUER NO N/A N/A
CHAIRMAN OF THE BOARD BE HELD BY AN INDIVIDUAL
WITHOUT A CHIEF EXECUTIVE OFFICER POSITION IN COMPANY
PROPOSAL #6: AMEND BYLAWS TO REQUIRE THE POSITIONS ISSUER NO N/A N/A
OF PRINCIPAL ACCOUNTING OFFICER/PRINCIPAL FINANCIAL
OFFICER OF THE COMPANY BE HELD BY AN INDIVIDUAL
WITHOUT A CHIEF EXECUTIVE OFFICER POSITION IN COMPANY
PROPOSAL #7: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COGNEX CORPORATION
TICKER: CGNX CUSIP: 192422103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. SHILLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY SUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. WILLETT ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER: CTSH CUSIP: 192446102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN CHADWICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANCISCO D'SOUZA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEO S. MACKAY, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAKSHMI NARAYANAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL PATSALOS-FOX ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT E. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS M. WENDEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Steers, Inc.
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR FRANK T. CONNOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coherent, Inc.
TICKER: COHR CUSIP: 192479103
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. AMBROSEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY T. FLATLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. WILLIAM (BILL) ISSUER YES FOR FOR
KRAUSE
PROPOSAL #1.5: ELECT DIRECTOR GARRY W. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE SKAGGS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDEEP VIJ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coherus BioSciences, Inc.
TICKER: CHRS CUSIP: 19249H103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY T. SZELA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ALI J. SATVAT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BILODEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. DONAHUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colfax Corporation
TICKER: CFX CUSIP: 194014106
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATTHEW L. TREROTOLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SAN W. ORR, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR A. CLAYTON PERFALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAJIV VINNAKOTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collectors Universe, Inc.
TICKER: CLCT CUSIP: 19421R200
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.J. "BERT" MOYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VAN D. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collegium Pharmaceutical, Inc.
TICKER: COLL CUSIP: 19459J104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. FREUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colony Capital, Inc.
TICKER: CLNY CUSIP: 19624R106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G. C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. SOMERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. STEFFENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY A. CURTIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colony Starwood Homes
TICKER: SFR CUSIP: 19625X102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BEST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUSTIN T. CHANG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. FASCITELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. KNAPP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN L. STEFFENS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. RONALD TERWILLIGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoLucid Pharmaceuticals, Inc.
TICKER: CLCD CUSIP: 19716T101
MEETING DATE: 5/10/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN L. WHITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALISON LAWTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MELANIE J. DRESSEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG D. EERKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FORD ELSAESSER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK A. FINKELSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN P. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELIZABETH SEATON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM T. WEYERHAEUSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Pipeline Group, Inc.
TICKER: CPGX CUSIP: 198280109
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Property Trust, Inc.
TICKER: CXP CUSIP: 198287203
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. NELSON MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROBB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE W. SANDS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Sportswear Company
TICKER: COLM CUSIP: 198516106
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERTRUDE BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH A. BANY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURREY R. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. BABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD S. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER T. KLENZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD E. NELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbus McKinnon Corporation
TICKER: CMCO CUSIP: 199333105
MEETING DATE: 7/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST R. VEREBELYI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY T. TEVENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN RABINOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LIAM G. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HEATH A. MITTS ISSUER YES�� FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CombiMatrix Corporation
TICKER: CBMX CUSIP: 20009T303
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CombiMatrix Corporation
TICKER: CBMX CUSIP: 20009T501
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT GOTTLIEB ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR R. JUDD JESSUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JEREMY M. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARK MCDONOUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LALE WHITE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MADELINE S. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES AGAINST FOR
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N200
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comerica Incorporated
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUELINE P. KANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD G. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. TAUBMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REGINALD M. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comfort Systems USA, Inc.
TICKER: FIX CUSIP: 199908104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED J. GIARDINELLI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN E. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Command Security Corporation
TICKER: MOC CUSIP: 20050L100
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG P. COY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET L. STEINMAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY D'ARCANGELO & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Bancshares, Inc.
TICKER: CBSH CUSIP: 200525103
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL H. DEVANNY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN F. RASSIEUR, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR TODD R. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Union Bancshares, Inc.
TICKER: CUBN CUSIP: 200828101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOMAYOUN AMINMADANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES TRIMBLE (TRIM) ISSUER YES FOR FOR
BEASLEY
PROPOSAL #1.3: ELECT DIRECTOR DON RICHARD SLOAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAGGART & ASSOCIATES, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Metals Company
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Vehicle Group, Inc.
TICKER: CVGI CUSIP: 202608105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. ARVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER FIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. SNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommScope Holding Company, Inc.
TICKER: COMM CUSIP: 20337X109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN 'EDDIE' S. ISSUER YES FOR FOR
EDWARDS, JR.
PROPOSAL #1.3: ELECT DIRECTOR CLAUDIUS 'BUD' E. ISSUER YES FOR FOR
WATTS, IV
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY T. YATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Communications Sales & Leasing, Inc.
TICKER: CSAL CUSIP: 20341J104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS X. ("SKIP") ISSUER YES FOR FOR
FRANTZ
PROPOSAL #1c: ELECT DIRECTOR KENNETH A. GUNDERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID L. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Communications Systems, Inc.
TICKER: JCS CUSIP: 203900105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUELLA G. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER H.D. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD D. PINT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. PRIMUTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS A. SAMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RANDALL D. SAMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bank System, Inc.
TICKER: CBU CUSIP: 203607106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BOLUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. DICERBO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD S. MUCENSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Health Systems, Inc.
TICKER: CYH CUSIP: 203668108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. CLERICO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM NORRIS JENNINGS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. MITCHELL WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR H. JAMES WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Healthcare Trust Incorporated
TICKER: CHCT CUSIP: 20369C106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT Z. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED LUMSDAINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Trust Bancorp, Inc.
TICKER: CTBI CUSIP: 204149108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN R. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MCGHEE, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. LYNN PARRISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY W. ST. CHARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community West Bancshares
TICKER: CWBC CUSIP: 204157101
MEETING DATE: 5/26/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. BARTLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN W. BLOIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. ILLGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. LOKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHEREEF MOHARRAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM R. PEEPLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN E. PLOURD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KIRK B. STOVESAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommunityOne Bancorp
TICKER: COB CUSIP: 20416Q108
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommVault Systems, Inc.
TICKER: CVLT CUSIP: 204166102
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. ROBERT HAMMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH GEESLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Minerals International, Inc.
TICKER: CMP CUSIP: 20451N101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC FORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS J. MALECHA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Programs and Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BOYD DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Sciences Corporation
TICKER: CSC CUSIP: 205363104
MEETING DATE: 8/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BARRAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIK BRYNJOLFSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE B. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK FOSTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SACHIN LAWANDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. MICHAEL LAWRIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN PATRICK MACDONALD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SEAN O'KEEFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Task Group, Incorporated
TICKER: CTG CUSIP: 205477102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VALERIE RAHMANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. HELVEY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CompX International Inc.
TICKER: CIX CUSIP: 20563P101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BOWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ELISABETH C. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN MANIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BOBBY D. O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN L. WATSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: comScore, Inc.
TICKER: SCOR CUSIP: 20564W105
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: comScore, Inc.
TICKER: SCOR CUSIP: 20564W105
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comstock Mining Inc.
TICKER: LODE CUSIP: 205750102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CORRADO DE GASPERIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL W. KAPPES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. KOPPLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. NANCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. RESEIGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comstock Resources, Inc.
TICKER: CRK CUSIP: 205768203
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH B. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLAND O. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID K. LOCKETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CECIL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERIC D. SEWELL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comtech Telecommunications Corp.
TICKER: CMTL CUSIP: 205826209
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. PAUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. WALDMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConAgra Foods, Inc.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/25/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS K. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conatus Pharmaceuticals Inc.
TICKER: CNAT CUSIP: 20600T108
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. HALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. MENTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD VAN WART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concert Pharmaceuticals, Inc.
TICKER: CNCE CUSIP: 206022105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEGHAN FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDELL WIERENGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concho Resources Inc.
TICKER: CXO CUSIP: 20605P101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY A. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAY M. POAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concurrent Computer Corporation
TICKER: CCUR CUSIP: 206710402
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES BLACKMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK J. ELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. ENTERLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. SHELTON JAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVE G. NUSSRALLAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. PONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DILIP SINGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConforMIS, Inc.
TICKER: CFMS CUSIP: 20717E101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH FALLON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MEELIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conifer Holdings, Inc.
TICKER: CNFR CUSIP: 20731J102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH D. SARAFA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JAMISON WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONMED Corporation
TICKER: CNMD CUSIP: 207410101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. FARKAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JO ANN GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CURT R. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIRK M. KUYPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEROME J. LANDE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Connecticut Water Service, Inc.
TICKER: CTWS CUSIP: 207797101
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC W. THORNBURG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConnectOne Bancorp, Inc.
TICKER: CNOB CUSIP: 20786W107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SORRENTINO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK W. BAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER A. BOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK HUTTLE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS MINOIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH PARISI, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HAROLD SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Connecture, Inc.
TICKER: CNXR CUSIP: 20786J106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR A. JOHN ANSAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conn's, Inc.
TICKER: CONN CUSIP: 208242107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES H. HAWORTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KELLY M. MALSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOUGLAS H. MARTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NORMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM E. SAUNDERS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM 'DAVID' SCHOFMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ODED SHEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARJUN N. MURTI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADJUST EXECUTIVE COMPENSATION PROGRAM SHAREHOLDER YES AGAINST FOR
FOR RESERVE WRITE-DOWNS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL Energy Inc.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS J. DELULIIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVIN R. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN E. LALLY-GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY A. LANHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH P. PLATT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWIN S. ROBERSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM N. THORNDIKE, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Communications Holdings, Inc.
TICKER: CNSL CUSIP: 209034107
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. GERKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DALE E. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Edison, Inc.
TICKER: ED CUSIP: 209115104
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VINCENT A. CALARCO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. DEL GIUDICE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN MCAVOY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. FREDERICK SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated-Tomoka Land Co.
TICKER: CTO CUSIP: 210226106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ALBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY B. FUQUA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. OLIVARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD C. SERKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. CHESTER SKINNER, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. WARLOW, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST N/A
PROPOSAL #5: APPROVE ISSUANCE OF SHARES UPON THE ISSUER YES FOR FOR
CONVERSION OF CONVERTIBLE SENIOR NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constant Contact, Inc.
TICKER: CTCT CUSIP: 210313102
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSTELLATION BRANDS, INC.
TICKER: STZ CUSIP: 21036P108
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY A. FROMBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNESTO M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. LOCKE, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RICHARD SANDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT SANDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUDY A. SCHMELING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consumer Portfolio Services, Inc.
TICKER: CPSS CUSIP: 210502100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN J. RAYHILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY S. WASHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contango Oil & Gas Company
TICKER: MCF CUSIP: 21075N204
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ROMANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN D. KEEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR B.A. BERILGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LON MCCAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES M. REIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Building Products, Inc.
TICKER: CBPX CUSIP: 211171103
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES W. BACHMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Materials Corporation
TICKER: CUO CUSIP: 211615307
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #a1: ELECT DIRECTOR WILLIAM D. ANDREWS ISSUER YES FOR FOR
PROPOSAL #a2: ELECT DIRECTOR BETSY R. GIDWITZ ISSUER YES FOR FOR
PROPOSAL #a3: ELECT DIRECTOR JAMES G. GIDWITZ ISSUER YES FOR FOR
PROPOSAL #b: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #c: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #d: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Resources, Inc.
TICKER: CLR CUSIP: 212015101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD G. HAMM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. MCNABB, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON STEPS TAKEN TO INCREASE BOARD SHAREHOLDER YES ABSTAIN AGAINST
DIVERSITY
PROPOSAL #4: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON THE RESULT OF EFFORTS TO SHAREHOLDER YES ABSTAIN AGAINST
MINIMIZE HYDRAULIC FRACTURING IMPACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ContraFect Corporation
TICKER: CFRX CUSIP: 212326102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISAAC BLECH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID N. LOW, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. OTTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER J. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARY W. SUCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ContraVir Pharmaceuticals, Inc.
TICKER: CTRV CUSIP: 21234W103
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SAPIRSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER MCGUIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY BLOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARNOLD LIPPA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Control4 Corporation
TICKER: CTRL CUSIP: 21240D107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN PLAEHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convergys Corporation
TICKER: CVG CUSIP: 212485106
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. DEVENUTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. MONAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper Tire & Rubber Company
TICKER: CTB CUSIP: 216831107
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY V. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. MEIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY S. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. SHUEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT D. WELDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN R. AUGUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN O. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Copart, Inc.
TICKER: CPRT CUSIP: 217204106
MEETING DATE: 12/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIS J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. JAYSON ADAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATT BLUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN D. COHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. MEEKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT W. MITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corbus Pharmaceuticals Holdings, Inc.
TICKER: CRBP CUSIP: 21833P103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUVAL COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOLMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. HOCHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RENU GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AVERY W. CATLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corcept Therapeutics Incorporated
TICKER: CORT CUSIP: 218352102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. LEONARD BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH K. BELANOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK G. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES N. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cordia Bancorp Inc.
TICKER: BVA CUSIP: 218513109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD S. THOMSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID ZLATIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR O.R. (ED) BARHAM, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core Laboratories N.V.
TICKER: CLB CUSIP: N22717107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT CHARLES L. DUNLAP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT LUCIA VAN GEUNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT MICHAEL STRAUGHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT MARTHA Z. CARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #6: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #9: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core Molding Technologies, Inc.
TICKER: CMT CUSIP: 218683100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CELLITTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH O. HELLMOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. JAUCHIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. SIMONTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ANDREW O. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreLogic, Inc.
TICKER: CLGX CUSIP: 21871D103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DAVID CHATHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANAND NALLATHAMBI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #1.8: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY LEE WIDENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core-Mark Holding Company, Inc.
TICKER: CORE CUSIP: 218681104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART W. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT G. GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS B. PERKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARVEY L. TEPNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDOLPH I. THORNTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. MICHAEL WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorEnergy Infrastructure Trust, Inc.
TICKER: CORR CUSIP: 21870U502
MEETING DATE: 5/18/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE A. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD C. GREEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreSite Realty Corporation
TICKER: COR CUSIP: 21870Q105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. STUCKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. RAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. DAVID THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corindus Vascular Robotics, Inc.
TICKER: CVRS CUSIP: 218730109
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE/RESTRICT RIGHT TO ACT BY ISSUER YES AGAINST AGAINST
WRITTEN CONSENT
PROPOSAL #4: ADOPT OR INCREASE SUPERMAJORITY VOTE ISSUER YES AGAINST AGAINST
REQUIREMENT FOR AMENDMENTS
PROPOSAL #5.1: ELECT DIRECTOR HILLEL BACHRACH ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR DAVID R. WHITE ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR GERARD WINKELS ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR JEFFREY G. GOLD ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR CAMPBELL D. ROGERS ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR JEFFREY C. LIGHTCAP ISSUER YES FOR FOR
PROPOSAL #5.7: ELECT DIRECTOR MICHAEL Y. MASHAAL ISSUER YES FOR FOR
PROPOSAL #5.8: ELECT DIRECTOR MARK J. TOLAND ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corium International, Inc.
TICKER: CORI CUSIP: 21887L107
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC H. BJERKHOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHYLLIS GARDNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. GREENWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorMedix Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 1/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorMedix Inc.
TICKER: CRMD CUSIP: 21900C100
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET M. DILLIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. GEORGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MYRON KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAUNIA MARKVICKA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RANDY MILBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cornerstone OnDemand, Inc.
TICKER: CSOD CUSIP: 21925Y103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BURLINGAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES MCGEEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL P. HUTTENLOCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corporate Office Properties Trust
TICKER: OFC CUSIP: 22002T108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS F. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. DENTON, SR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH A. HIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. JACOBSTEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN D. KESLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. TAYLOR PICKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD SZAFRANSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corrections Corporation of America
TICKER: CXW CUSIP: 22025Y407
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAMON T. HININGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES L. OVERBY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN R. PRANN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorVel Corporation
TICKER: CRVL CUSIP: 221006109
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR V. GORDON CLEMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HAMERSLAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. HOOPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JUDD JESSUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN H. MACINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cosi, Inc.
TICKER: COSI CUSIP: 22122P200
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEMILIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.J. DOURNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL COLLINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoStar Group, Inc.
TICKER: CSGP CUSIP: 22160N109
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW C. FLORANCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. GLOSSERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WARREN H. HABER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA COX KAPLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costco Wholesale Corporation
TICKER: COST CUSIP: 22160K105
MEETING DATE: 1/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAMILTON E. JAMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CRAIG JELINEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY A. (MAGGIE) ISSUER YES FOR FOR
WILDEROTTER
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coty Inc.
TICKER: COTY CUSIP: 222070203
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAMBERTUS J.H. BECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOACHIM FABER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLIVIER GOUDET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER HARF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PAUL S. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERHARD SCHOEWEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT SINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK STAHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cousins Properties Incorporated
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM G. CHARLESWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE L. ISSUER YES FOR FOR
GELLERSTEDT, III
PROPOSAL #1.4: ELECT DIRECTOR LILLIAN C. GIORNELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. TAYLOR GLOVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. DARY STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covanta Holding Corporation
TICKER: CVA CUSIP: 22282E102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. BROGLIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LINDA J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covenant Transportation Group, Inc.
TICKER: CVTI CUSIP: 22284P105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM T. ALT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY A. MOLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT J. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covisint Corporation
TICKER: COVS CUSIP: 22357R103
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOMAIRA AKBARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE DAVID HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL M. INMAN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP F. LAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Group, Inc.
TICKER: COWN CUSIP: 223622101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS A. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPI Aerostructures, Inc.
TICKER: CVU CUSIP: 125919308
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS MCCROSSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FABER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPI Card Group Inc.
TICKER: PMTS CUSIP: 12634H101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE FULTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN MONTROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS PEARCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT PEARCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS PETERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID ROWNTREE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRADLEY SEAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRA International, Inc.
TICKER: CRAI CUSIP: 12618T105
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HOLTHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cracker Barrel Old Country Store, Inc.
TICKER: CBRL CUSIP: 22410J106
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN A. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Craft Brew Alliance, Inc.
TICKER: BREW CUSIP: 224122101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC J. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. LORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRANE CO.
TICKER: CR CUSIP: 224399105
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER O. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES L.L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crawford & Company
TICKER: CRD.B CUSIP: 224633107
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE C. CRAWFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER A. S. DAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES D. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cray Inc.
TICKER: CRAY CUSIP: 225223304
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRITHVIRAJ (PRITH) ISSUER YES FOR FOR
BANERJEE
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. HOMLISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. KIELY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SALLY G. NARODICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL C. REGIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAX L. SCHIRESON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN V. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER J. UNGARO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Acceptance Corporation
TICKER: CACC CUSIP: 225310101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. FOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENDA J. FLANAGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRETT A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS N. TRYFOROS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. SWOBODA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCO PLASTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. REPLOGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crocs, Inc.
TICKER: CROX CUSIP: 227046109
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN M. BICKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOREEN A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK PERLBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crossroads Systems, Inc.
TICKER: CRDS CUSIP: 22765D209
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANNAH M. BIBLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD K. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON PEARCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. PEARSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GALEN VETTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PMB HELIN DONOVAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Castle International Corp.
TICKER: CCI CUSIP: 22822V101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR P. ROBERT BARTOLO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CINDY CHRISTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARI Q. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. GARRISON II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DALE N. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE W. HOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. HUTCHESON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT F. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crown Crafts, Inc.
TICKER: CRWS CUSIP: 228309100
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZENON S. NIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CROWN HOLDINGS, INC.
TICKER: CCK CUSIP: 228368106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HANS J. LOLIGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEF M. MULLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS A. RALPH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAESAR F. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM S. URKIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRYOLIFE, INC.
TICKER: CRY CUSIP: 228903100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. BEVEVINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD C. ELKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD D. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON W. SALVESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crystal Rock Holdings, Inc.
TICKER: CRVP CUSIP: 22940F103
MEETING DATE: 4/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER K. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARTIN A. DYTRYCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. LAPIDES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS S. RAPAPORT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LORI J. SCHAFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE S. MACDONALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD H. COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANICE I. OBUCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD B. REED ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSP Inc.
TICKER: CSPI CUSIP: 126389105
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR DELLOVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES BLACKMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISMAIL "IZZY" AZERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. SHELTON JAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARILYN T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSS Industries, Inc.
TICKER: CSS CUSIP: 125906107
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BEAUMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAM M. HITCHNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA C. MATTHIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. MUNYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CST Brands, Inc.
TICKER: CST CUSIP: 12646R105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE INCANDELA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN SCHOENBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR COMPENSATION ISSUER YES FOR FOR
POLICY
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSX Corporation
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTI BioPharma Corp.
TICKER: CTIC CUSIP: 12648L106
MEETING DATE: 9/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BIANCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN IGNAGNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. LOVE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARY O. MUNDINGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK W. TELLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTI BioPharma Corp.
TICKER: CTIC CUSIP: 12648L106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. BIANCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. LOVE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP M. NUDELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. PERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK W. TELLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR REED V. TUCKSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTI Industries Corporation
TICKER: CTIB CUSIP: 125961300
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. SCHWAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. MERRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY M. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRET TAYNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN I. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. KLIMEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTS Corporation
TICKER: CTS CUSIP: 126501105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER S. CATLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. CIANCIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIERAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CU Bancorp
TICKER: CUNB CUSIP: 126534106
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERTO E. BARRAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. BEAUREGARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH J. COSGROVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR K. BRIAN HORTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC S. KENTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY J. LEITZINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID I. RAINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY A. SALTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL F. SELLECK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES H. SWEETMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KAVEH VARJAVAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CubeSmart
TICKER: CUBE CUSIP: 229663109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. ISSUER YES FOR FOR
DIEFENDERFER, III
PROPOSAL #1.2: ELECT DIRECTOR PIERO BUSSANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH R. SALZBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY F. ROGATZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. FAIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cubic Corporation
TICKER: CUB CUSIP: 229669106
MEETING DATE: 2/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER C. ZABLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE G. BLAKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY H. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANICE M. HAMBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WARNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CUI Global, Inc.
TICKER: CUI CUSIP: 126576206
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW M. MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN P. ROONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COREY A. LAMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. MILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PERKINS & COMPANY, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cullen/Frost Bankers, Inc.
TICKER: CFR CUSIP: 229899109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DENNY ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS AVERY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROYCE S. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAWFORD H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUBEN M. ESCOBEDO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK B. FROST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. HAEMISEGGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD M. KLEBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.12: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR IDA CLEMENT STEEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HORACE WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JACK WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Culp, Inc.
TICKER: CFI CUSIP: 230215105
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK B. FLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. LARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN N. SAXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cumberland Pharmaceuticals Inc.
TICKER: CPIX CUSIP: 230770109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A.J. KAZIMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN E. CEARNAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON R. BERNARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cummins Inc.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANKLIN R. CHANG DIAZ ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BRUNO V. DI LEO ALLEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #14: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cumulus Media Inc.
TICKER: CMLS CUSIP: 231082108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY G. BERNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEWIS W. DICKEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH B. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXIS GLICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. TOLLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curis, Inc.
TICKER: CRIS CUSIP: 231269101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL R. PASSERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC RUBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curtiss-Wright Corporation
TICKER: CW CUSIP: 231561101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MARCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR �� FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN A. KOZINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. NATHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. RIVET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Customers Bancorp, Inc.
TICKER: CUBI CUSIP: 23204G100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. ROTHERMEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK B. BURKEY AS THE ISSUER YES FOR FOR
SUBSTITUTE NOMINEE FOR JOHN R. MILLER
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cutera, Inc.
TICKER: CUTR CUSIP: 232109108
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY P. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE A. BORBA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. DEL GUERCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. JACOBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTINA M. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER D. MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND V. O'BRIEN III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAL W. OSWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVD Equipment Corporation
TICKER: CVV CUSIP: 126601103
MEETING DATE: 11/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD A. ROSENBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. TEITELBAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONRAD J. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE T. SWAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KELLY S. WALTERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE D. FIRESTONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS AND ADVISORS, P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVR Energy, Inc.
TICKER: CVI CUSIP: 12662P108
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN FRATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CARL C. ICAHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. LIPINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN MONGILLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. STROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS Health Corporation
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALECIA A. DECOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NANCY-ANN M. DEPARLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL CONTRIBUTIONS
PROPOSAL #5: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyan, Inc.
TICKER: CYNI CUSIP: 23247W104
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PROMOD HAQUE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL L. HATFIELD ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR M. NIEL RANSOM ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyanotech Corporation
TICKER: CYAN CUSIP: 232437301
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH K. CARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD R. CYSEWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER B. MENZEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. VIED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyberonics, Inc.
TICKER: CYBX CUSIP: 23251P102
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberOptics Corporation
TICKER: CYBE CUSIP: 232517102
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEX B. CIMOCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUBODH KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE M. QUALTERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M. SELZER, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cyclacel Pharmaceuticals, Inc.
TICKER: CYCC CUSIP: 23254L306
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BANHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL L. BARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CymaBay Therapeutics, Inc.
TICKER: CBAY CUSIP: 23257D103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT VON EMSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN A. STEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. TRUEX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAROLD E. VAN WART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. WILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cynosure, Inc.
TICKER: CYNO CUSIP: 232577205
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARINA HATSOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM O. FLANNERY ISSUER YES FOR FOR
PROPOSAL #2a: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2b: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR REMOVAL OF DIRECTORS WITH OR WITHOUT
PROPOSAL #2c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT
PROPOSAL #2d: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE INOPERATIVE PROVISIONS RELATED TO PREVIOUS
DUAL-CLASS COMMON STOCK CAPITAL STRUCTURE AND A
FORMER CONTROLLING STOCKHOLDER
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cypress Semiconductor Corporation
TICKER: CY CUSIP: 232806109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T.J. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. KISPERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR O.C. KWON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILBERT VAN DEN HOEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. WISHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyrusOne Inc.
TICKER: CONE CUSIP: 23283R100
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY J. WOJTASZEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. FERDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GAMBLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR T. TOD NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYS Investments, Inc.
TICKER: CYS CUSIP: 12673A108
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. GRANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN HAMMOND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY P. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. JONAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND A. ISSUER YES FOR FOR
REDLINGSHAFER, JR.
PROPOSAL #1.7: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. STERN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. TYSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytec Industries Inc.
TICKER: CYT CUSIP: 232820100
MEETING DATE: 11/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytokinetics, Incorporated
TICKER: CYTK CUSIP: 23282W605
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANTO J. COSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR B. LYNNE PARSHALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytomX Therapeutics, Inc.
TICKER: CTMX CUSIP: 23284F105
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SEAN A. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytori Therapeutics, Inc.
TICKER: CYTX CUSIP: 23283K105
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. RICKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. HAWRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY A. LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAIL K. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF WARRANTS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytori Therapeutics, Inc.
TICKER: CYTX CUSIP: 23283K105
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. RICKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. HAWRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY A. LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAIL K. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytoSorbents Corporation
TICKER: CTSO CUSIP: 23283X206
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP P. CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL W. KRAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD R. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. BATOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN D. SOBEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WITHUMSMITH+BROWN, PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.R. Horton, Inc.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRAD S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daily Journal Corporation
TICKER: DJCO CUSIP: 233912104
MEETING DATE: 2/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.P. GUERIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daktronics, Inc.
TICKER: DAKT CUSIP: 234264109
MEETING DATE: 9/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REECE A. KURTENBACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. FRIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Holding Corporation
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES K. KAMSICKAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH C. MUSCARI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. SCHULZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danaher Corporation
TICKER: DHR CUSIP: 235851102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. EHRLICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA HEFNER FILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. JOYCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERI LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. LOHR, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL P. RALES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RALES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELIAS A. ZERHOUNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: AMEND BYLAWS - CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darden Restaurants, Inc.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY D. BLUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EUGENE (GENE) I. LEE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES (CHUCK) M. ISSUER YES FOR FOR
SONSTEBY
PROPOSAL #1.12: ELECT DIRECTOR ALAN N. STILLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO REMOVE DIRECTORS
PROPOSAL #7: REMOVE BUSINESS COMBINATION/FAIR PRICE ISSUER YES FOR FOR
PROVISION FROM THE CHARTER, AND OPT IN TO THE STATE
BUSINESS COMBINATION/FAIR PRICE PROVISION
PROPOSAL #8: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #9: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darling Ingredients Inc.
TICKER: DAR CUSIP: 237266101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL C. STUEWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. EUGENE EWING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIRK KLOOSTERBOER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY R. KORBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA PHARR LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY W. MIZE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUSTINUS J.G.M. ISSUER YES FOR FOR
SANDERS
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL URBUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Data I/O Corporation
TICKER: DAIO CUSIP: 237690102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN T. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. GALLENBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datalink Corporation
TICKER: DTLK CUSIP: 237934104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT G. BLACKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL F. LIDSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG R. MELAND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR J. PATRICK O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. OUSLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERCEDES A. WALTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. ZUCCO, JR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Datawatch Corporation
TICKER: DWCH CUSIP: 237917208
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY SEIDL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY W. POTTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER T. COX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOAN C. MCARDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD DE J. OSBORNE SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR RANDY SEIDL SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. KELLY SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR TERRY W. POTTER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER T. COX SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. MAHONEY SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. MORRISON SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR JOAN C. MCARDLE SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. FRIEDMAN SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dave & Buster's Entertainment, Inc.
TICKER: PLAY CUSIP: 238337109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN J. LACY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN M. MAILENDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA H. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER STORMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DaVita HealthCare Partners Inc.
TICKER: DVA CUSIP: 23918K108
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES G. BERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL ANTHONY ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR BARBARA J. DESOER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER T. GRAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN M. NEHRA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENT J. THIRY ISSUER �� YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROGER J. VALINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dawson Geophysical Company
TICKER: DWSN CUSIP: 239360100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG W. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN T. MCINNES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TED R. NORTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE A. WHITENER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAXOR CORPORATION
TICKER: DXR CUSIP: 239467103
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH FELDSCHUH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FELDSCHUH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD FEUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES LOMBARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNHARD SAXE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN S. WOLPOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ROTENBERG MERIL SOLOMON BERTIGER ISSUER YES FOR FOR
& GUTTILLA, PC AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCT Industrial Trust Inc.
TICKER: DCT CUSIP: 233153204
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHILIP L. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS F. AUGUST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN S. GATES, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND B. GREER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TRIPP H. HARDIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE L. WARWICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DDR Corp.
TICKER: DDR CUSIP: 23317H102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRANCE R. AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. AUGUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS FINNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. GIDEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTOR B. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. OAKES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEXANDER OTTO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. ROULSTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARRY A. SHOLEM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGG A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON RISK OF GENETIC ENGINEERING IN SHAREHOLDER YES ABSTAIN AGAINST
ORDER TO WORK WITH REGULATORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURI M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BONITA C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deere & Company
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL O. JOHANNS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DMITRI L. STOCKTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4a: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #4b: CREATE FEASIBILITY PLAN FOR NET-ZERO SHAREHOLDER YES ABSTAIN AGAINST
GHG EMISSIONS
PROPOSAL #4c: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Frisco's Restaurant Group, Inc.
TICKER: DFRG CUSIP: 245077102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAN R. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Taco Restaurants, Inc.
TICKER: TACO CUSIP: 245496104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI B. LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J.B. MURPHY, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R.J. MELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 246647101
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EZRA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. JORDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES H. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY M. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHLOMO ZOHAR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delphi Automotive plc
TICKER: DLPH CUSIP: G27823106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT JOSEPH S. CANTIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT KEVIN P. CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT GARY L. COWGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT NICHOLAS M. DONOFRIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT MARK P. FRISSORA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RAJIV L. GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT J. RANDALL MACDONALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT SEAN O. MAHONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TIMOTHY M. MANGANELLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT BETHANY J. MAYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT THOMAS W. SIDLIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BERND WIEDEMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LAWRENCE A. ZIMMERMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Air Lines, Inc.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID G. DEWALT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. DONILON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE N. MATTSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DOUGLAS R. RALPH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SERGIO A.L. RIAL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR KENNETH B. WOODROW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Apparel, Inc.
TICKER: DLA CUSIP: 247368103
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRADLEY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAM P. CORTEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH J. GATEWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. JAY GOGUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE B. RUDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. STATON, SR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR A. ALEXANDER TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Natural Gas Company, Inc.
TICKER: DGAS CUSIP: 247748106
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR LINDA K. BREATHITT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JACOB P. CLINE, III ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHAEL J. KISTNER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RODNEY L. SHORT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deltic Timber Corporation
TICKER: DEL CUSIP: 247850100
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. HUNTER PIERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. THURSTON ROACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LENORE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deluxe Corporation
TICKER: DLX CUSIP: 248019101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. HAGGERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHERYL E. MAYBERRY ISSUER YES FOR FOR
MCKISSACK
PROPOSAL #1.4: ELECT DIRECTOR DON J. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL J. METVINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN P. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY ANN O'DWYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTYN R. REDGRAVE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEE J. SCHRAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Demand Media, Inc.
TICKER: DMD CUSIP: 24802N208
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FREDRIC W. HARMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SEAN MORIARTY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES R. QUANDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Demandware, Inc.
TICKER: DWRE CUSIP: 24802Y105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. EBLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JITENDRA SAXENA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHIL RYKHOEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WIELAND F. WETTSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denny's Corporation
TICKER: DENN CUSIP: 24869P104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG R. DEDRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE W. HAYWOOD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBRA SMITHART-OGLESBY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAYSHA WARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR F. MARK WOLFINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DENTSPLY International Inc.
TICKER: XRAY CUSIP: 249030107
MEETING DATE: 1/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADOPT SECOND AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DENTSPLY SIRONA Inc.
TICKER: XRAY CUSIP: 24906P109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL C. ALFANO ISSUER YES FOR �� FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID K. BEECKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS JETTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR D. KOWALOFF ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HARRY M. JANSEN KRAEMER, ISSUER YES FOR FOR
JR.
PROPOSAL #1i: ELECT DIRECTOR FRANCIS J. LUNGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JEFFREY T. SLOVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BRET W. WISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 9/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CONSENT TO GRANT HORIZON PHARMA, INC. A SHAREHOLDER NO N/A N/A
PROXY TO REQUEST THE REMOVAL AND BYLAW AMENDMENTS
SPECIAL MEETING BUT WILL NOT GRANT HORIZON PHARMA
AUTHORITY TO VOTE ON ANY MATTER PRESENTED AT THE
REMOVAL AND BYLAW AMENDMENTS SPECIAL MEETING
PROPOSAL #1: CONSENT TO GRANT HORIZON PHARMA, INC. A SHAREHOLDER NO N/A N/A
PROXY TO REQUEST THE ELECTION SPECIAL MEETING BUT
WILL NOT GRANT HORIZON PHARMA AUTHORITY TO VOTE ON
ANY MATTER PRESENTED AT THE ELECTION SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL R. SAKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. SCHOENECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID B. ZENOFF ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Derma Sciences, Inc.
TICKER: DSCI CUSIP: 249827502
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN T. WILLS �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SRINI CONJEEVARAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. MOUSSA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRETT D. HEWLETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL E. NAVARRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dermira, Inc.
TICKER: DERM CUSIP: 24983L104
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE A. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED B. CRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination Maternity Corporation
TICKER: DEST CUSIP: 25065D100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. BLITZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARRY ERDOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MELISSA PAYNER-GREGOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY M. ROMANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR B. ALLEN WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination XL Group, Inc.
TICKER: DXLG CUSIP: 25065K104
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE CHOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE T. PORTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IVY ROSS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devon Energy Corporation
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA M. BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BETHANCOURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HAGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MOSBACHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REVIEW PUBLIC POLICY ADVOCACY ON CLIMATE SHAREHOLDER YES AGAINST FOR
CHANGE
PROPOSAL #5: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: CEASE USING OIL AND GAS RESERVE METRICS SHAREHOLDER YES AGAINST FOR
FOR SENIOR EXECUTIVE'S COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeVry Education Group Inc.
TICKER: DV CUSIP: 251893103
MEETING DATE: 11/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. HAMBURGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN G. MERTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERNANDO RUIZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DexCom, Inc.
TICKER: DXCM CUSIP: 252131107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN R. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA E. KAHN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAY S. SKYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DHI Group, Inc.
TICKER: DHX CUSIP: 23331S100
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. BARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BURTON M. GOLDFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOT W. MELLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN (SKIP) SCHIPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Foods, Inc.
TICKER: DMND CUSIP: 252603105
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Hill Investment Group, Inc.
TICKER: DHIL CUSIP: 25264R207
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. H. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH J. FORTENER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. LAIRD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL A. REEDER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY C. SHOUP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Offshore Drilling, Inc.
TICKER: DO CUSIP: 25271C102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES S. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR MARC EDWARDS ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JOHN R. BOLTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES L. FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL G. GAFFNEY, II ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD GREBOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HERBERT C. HOFMANN ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR KENNETH I. SIEGEL ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR CLIFFORD M. SOBEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1k: ELECT DIRECTOR RAYMOND S. TROUBH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Resorts International, Inc.
TICKER: DRII CUSIP: 25272T104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. CLOOBECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT WOLF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKIE SUE DEL PAPA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamondback Energy, Inc.
TICKER: FANG CUSIP: 25278X109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS D. STICE ISSUER YES �� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. CROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiamondRock Hospitality Company
TICKER: DRH CUSIP: 252784301
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. CHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN L. MCAVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE D. WARDINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. BRUGGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER TO ALLOW BOTH DIRECTORS ISSUER YES FOR FOR
AND STOCKHOLDERS TO AMEND COMPANY BY-LAWS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dicerna Pharmaceuticals, Inc.
TICKER: DRNA CUSIP: 253031108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. FAMBROUGH, ISSUER YES FOR FOR
III
PROPOSAL #1b: ELECT DIRECTOR BRIAN K. HALAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID M. MADDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRUCE A. PEACOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Dick's Sporting Goods, Inc.
TICKER: DKS CUSIP: 253393102
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK J. BARRENECHEA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN R. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diebold, Incorporated
TICKER: DBD CUSIP: 253651103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREAS W. MATTES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAJESH K. SOIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HENRY D. G. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digi International Inc.
TICKER: DGII CUSIP: 253798102
MEETING DATE: 2/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPIRO C. LAZARAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AHMED NAWAZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digimarc Corporation
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. KING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digirad Corporation
TICKER: DRAD CUSIP: 253827109
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW G. MOLCHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIMITRIOS J. ANGELIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. CLIMACO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES M. GILLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. SAYWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. CUNNION ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Ally, Inc.
TICKER: DGLY CUSIP: 25382P208
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANTON E. ROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY C. RICHIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. HUTCHINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ELLIOT M. KAPLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. CAULFIELD ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Realty Trust, Inc.
TICKER: DLR CUSIP: 253868103
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DENNIS E. SINGLETON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LAURENCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KATHLEEN EARLEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR A. WILLIAM STEIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT H. ZERBST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMPG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digital Turbine, Inc.
TICKER: APPS CUSIP: 25400W102
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT DEUTSCHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG FORMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY KARISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOHAN S. GYANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM G. STONE, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DigitalGlobe, Inc.
TICKER: DGI CUSIP: 25389M877
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR NICK S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR L. ROGER MASON, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JEFFREY R. TARR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dillard's, Inc.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK R. MORI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR REYNIE RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dime Community Bancshares, Inc.
TICKER: DCOM CUSIP: 253922108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT F. PALAGIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK E. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OMER S.J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dimension Therapeutics, Inc.
TICKER: DMTX CUSIP: 25433V105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. COLOWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGES GEMAYEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DineEquity, Inc.
TICKER: DIN CUSIP: 254423106
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD M. BERK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. BRESTLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLINE W. NAHAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diodes Incorporated
TICKER: DIOD CUSIP: 254543101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.H. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.P. HSU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEH-SHEW LU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND SOONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. STICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K.C. TSAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dipexium Pharmaceuticals, Inc.
TICKER: DPRX CUSIP: 25456J104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. DELUCCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. LUCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK H. DEAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. DUFFY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. MCSHERRY, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR BARRY KAGAN ISSUER YES FOR FOR
PROPOSAL #2: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
ALLOW BOARD OF DIRECTORS TO MAKE, ALTER, AMEND, OR
REPEAL THE BYLAWS OF THE COMPANY
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diplomat Pharmacy, Inc.
TICKER: DPLO CUSIP: 25456K101
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN WOLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH O. KLEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discover Financial Services
TICKER: DFS CUSIP: 254709108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. ARONIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY C. CASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH F. EAZOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS G. MAHERAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL H. MOSKOW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID W. NELMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK A. THIERER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Communications, Inc.
TICKER: DISCA CUSIP: 25470F104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. GOULD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR M. LAVOY ROBISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON STEPS TAKEN TO INCREASE BOARD SHAREHOLDER YES AGAINST FOR
DIVERSITY
PROPOSAL #4: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Discovery Laboratories, Inc.
TICKER: DSCO CUSIP: 254668403
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR �� FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DISH Network Corporation
TICKER: DISH CUSIP: 25470M109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES DEFRANCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANTEY M. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN R. GOODBARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LILLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AFSHIN MOHEBBI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID K. MOSKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diversicare Healthcare Services, Inc.
TICKER: DVCR CUSIP: 255104101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR WILLIAM C. O'NEIL, JR. ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT Z. HENSLEY ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ROBERT A. MCCABE, JR. ISSUER YES FOR FOR
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diversified Restaurant Holdings, Inc.
TICKER: SAUC CUSIP: 25532M105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. MICHAEL ANSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY ALAN DUSENBERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH M. NOWICKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY J. STEVENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DLH Holdings Corp.
TICKER: DLHC CUSIP: 23335Q100
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. ALDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZACHARY C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK G. WASSERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AUSTIN J. YERKS, III ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY WITHUMSMITH+BROWN, PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Document Security Systems, Inc.
TICKER: DSS CUSIP: 25614T101
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. FAGENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY RONALDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. BZDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA A. GREENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN HURWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dolby Laboratories, Inc.
TICKER: DLB CUSIP: 25659T107
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN YEAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DOLBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS DONATIELLO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR N. WILLIAM JASPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SIMON SEGARS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AVADIS TEVANIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dollar General Corporation
TICKER: DG CUSIP: 256677105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN F. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL M. CALBERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICIA D. FILI-KRUSHEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TODD J. VASOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dollar Tree, Inc.
TICKER: DLTR CUSIP: 256746108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD S. BARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY M. BRIDGEFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MACON F. BROCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. RAY COMPTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONRAD M. HALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BOB SASSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS A. SAUNDERS, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CARL P. ZEITHAML ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dominion Resources, Inc.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. FARRELL, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA J. ROYAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POTENTIAL IMPACT OF DENIAL OF SHAREHOLDER YES AGAINST FOR
A CERTIFICATE FOR NORTH ANNA 3
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #8: REPORT ON FINANCIAL AND PHYSICAL RISKS SHAREHOLDER YES AGAINST FOR
OF CLIMATE CHANGE
PROPOSAL #9: REPORT ON PLANS TO ADAPT TO DISTRIBUTED SHAREHOLDER YES AGAINST FOR
ENERGY GENERATION AND ENERGY EFFICIENCY CHANGES IN
SECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domino's Pizza, Inc.
TICKER: DPZ CUSIP: 25754A201
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANDREW BALLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW B. BALSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON PLAN TO ADDRESS SUPPLY CHAIN SHAREHOLDER YES AGAINST FOR
IMPACTS ON DEFORESTATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domtar Corporation
TICKER: UFS CUSIP: 257559203
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. APPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS P. GIGNAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMENIC PILLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. STEACY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENIS TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donaldson Company, Inc.
TICKER: DCI CUSIP: 257651109
MEETING DATE: 12/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW CECERE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRUDY A. RAUTIO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donegal Group Inc.
TICKER: DGICA CUSIP: 257701201
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BERLUCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. TREZEVANT MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorman Products, Inc.
TICKER: DORM CUSIP: 258278100
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATHIAS J. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDGAR W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. MICHAEL STAKIAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Dynamics, Inc.
TICKER: PLOW CUSIP: 25960R105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD W. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Emmett, Inc.
TICKER: DEI CUSIP: 25960P109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN A. EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDAN L. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. PANZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE E. BIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. O'HERN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. SIMON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIRGINIA A. MCFERRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dover Corporation
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANE C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL B. STUBBS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN M. TODD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN K. WAGNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOVER DOWNS GAMING & ENTERTAINMENT, INC.
TICKER: DDE CUSIP: 260095104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. HORNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr Pepper Snapple Group, Inc.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTONIO CARRILLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: ADOPT COMPREHENSIVE RECYCLING STRATEGY SHAREHOLDER YES AGAINST FOR
FOR BEVERAGE CONTAINERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DreamWorks Animation SKG, Inc.
TICKER: DWA CUSIP: 26153C103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY KATZENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARRY 'SKIP' BRITTENHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. FRESTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MELLODY HOBSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JASON KILAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY AGNES 'MAGGIE' ISSUER YES FOR FOR
WILDEROTTER
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drew Industries Incorporated
TICKER: DW CUSIP: 26168L205
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GERO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEIGH J. ABRAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK B. HEGI, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. REED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. LOWE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON D. LIPPERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDAN J. DEELY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK J. CRESPO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIERAN M. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TRACY D. GRAHAM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dril-Quip, Inc.
TICKER: DRQ CUSIP: 262037104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER P. SHUKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE B. JUPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DS Healthcare Group, Inc.
TICKER: DSKX CUSIP: 23336Q109
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL KHESIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL POPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANNE ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL SWEIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSP Group, Inc.
TICKER: DSPG CUSIP: 23332B106
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OFER ELYAKIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABI SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAIR SEROUSSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN P. TAFFE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK TANGUY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DST Systems, Inc.
TICKER: DST CUSIP: 233326107
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH C. ANTONELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN C. HOOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSW Inc.
TICKER: DSW CUSIP: 23334L102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE J. EISENMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOANNA T. LAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTE Energy Company
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. FRANK FOUNTAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. PRYOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSUE ROBLES, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES H. VANDENBERGHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #5: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES AGAINST FOR
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTS, Inc.
TICKER: DTSI CUSIP: 23335C101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG S. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. GREGORY BALLARD ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ducommun Incorporated
TICKER: DCO CUSIP: 264147109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. DUCOMMUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY L. HABERLAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Energy Corporation
TICKER: DUK CUSIP: 26441C204
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. FORSGREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MAYNARD GRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN T. HERRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. HYLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR E. MARIE MCKEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES W. MOORMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARLOS A. SALADRIGAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duke Realty Corporation
TICKER: DRE CUSIP: 264411505
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM CAVANAUGH, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN H. COHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES B. CONNOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NGAIRE E. CUNEO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES R. EITEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELANIE R. SABELHAUS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER M. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JACK R. SHAW ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dunkin' Brands Group, Inc.
TICKER: DNKN CUSIP: 265504100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY DINOVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DuPont Fabros Technology, Inc.
TICKER: DFT CUSIP: 26613Q106
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAMMOT J. DU PONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER P. ELDREDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERIC V. MALEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. ROBERTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY M. STYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. TOOLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DURECT Corporation
TICKER: DRRX CUSIP: 266605104
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FELIX THEEUWES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON X. BENITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE F. BLASCHKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXP Enterprises, Inc.
TICKER: DXPE CUSIP: 233377407
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLETUS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. HALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dyax Corp.
TICKER: DYAX CUSIP: 26746E103
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 11/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN E. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DYNAMIC MATERIALS CORPORATION
TICKER: BOOM CUSIP: 267888105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ALDOUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YVON PIERRE CARIOU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FERRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. LONGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERARD MUNERA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynasil Corporation of America
TICKER: DYSL CUSIP: 268102100
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG DUNHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM HAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID KRONFELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS LEONARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN LEVINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SULICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDDIE GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynegy Inc.
TICKER: DYN CUSIP: 26817R108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. FLEXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HILARY E. ACKERMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL M. BARBAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD LEE KUERSTEINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. STEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. SULT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynex Capital, Inc.
TICKER: DX CUSIP: 26817Q506
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. AKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON L. BOSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY A. IGDALOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VALERIE A. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES C. WHEAT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: e Plus inc.
TICKER: PLUS CUSIP: 294268107
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP G. NORTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. THOMAS FAULDERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA A. HUNT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. CALLIES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E*TRADE Financial Corporation
TICKER: ETFC CUSIP: 269246401
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. CARBONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES P. HEALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL T. IDZIK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK W. KANNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES LAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHELLEY B. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR REBECCA SAEGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH L. SCLAFANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY H. STERN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONNA L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. du Pont de Nemours and Company
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAMBERTO ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES L. GALLOGLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ULF M. ('MARK') ISSUER YES FOR FOR
SCHNEIDER
PROPOSAL #1j: ELECT DIRECTOR LEE M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK J. WARD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: CREATE EMPLOYEE ADVISORY POSITION FOR SHAREHOLDER YES AGAINST FOR
BOARD
PROPOSAL #6: REPORT ON SUPPLY CHAIN IMPACT ON SHAREHOLDER YES AGAINST FOR
DEFORESTATION
PROPOSAL #7: REPORT ON ACCIDENT REDUCTION EFFORTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp Montana, Inc.
TICKER: EBMT CUSIP: 26942G100
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK F. HAYS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN J. RUDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHAVON CAPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TANYA CHEMODUROW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DAVIS, KINARD & CO, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY C. DWORKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY M. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. PAUL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT P. PINCUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN R. POZEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY STEGMAN & COMPANY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A127
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY H. RYAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Materials Inc.
TICKER: EXP CUSIP: 26969P108
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR F. WILLIAM BARNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD BECKWITT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ED H. BOWMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID W. QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EAGLE PHARMACEUTICALS, INC.
TICKER: EGRX CUSIP: 269796108
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. PERNOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL GRAVES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ALAIN SCHREIBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EarthLink Holdings Corp.
TICKER: ELNK CUSIP: 27033X101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN D. BOWICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH F. EAZOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHY S. LANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARRY K. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR R. GERARD SALEMME ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. TUREK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East West Bancorp, Inc.
TICKER: EWBC CUSIP: 27579R104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOLLY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRIS S. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUDOLPH I. ESTRADA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL H. IRVING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERMAN Y. LI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK C. LIU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LESTER M. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Easterly Government Properties, Inc.
TICKER: DEA CUSIP: 27616P103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. TRIMBLE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRELL W. CRATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. IBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. BINNIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMIL W. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. MEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastern Virginia Bankshares, Inc.
TICKER: EVBS CUSIP: 277196101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. RAND COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. L. GARRETT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. BIAGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. GERALD COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL E. FIORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BORIS M. GUTIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR IRA C. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. LESLIE KILDUFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOE A. SHEARIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LESLIE E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAY T. THOMPSON, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY YOUNT, HYDE & BARBOUR, P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EastGroup Properties, Inc.
TICKER: EGP CUSIP: 277276101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR D. PIKE ALOIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H.C. BAILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HAYDEN C. EAVES, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LELAND R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Chemical Company
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUMBERTO P. ALFONSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT D. BEGEMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. COSTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN R. DEMERITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULIE F. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RENEE J. HORNBAKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEWIS M. KLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID W. RAISBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Kodak Company
TICKER: KODK CUSIP: 277461406
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES V. CONTINENZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. JANITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JASON NEW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEREK SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eaton Corporation plc
TICKER: ETN CUSIP: G29183103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEBORAH L. MCCOY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #2A: AMEND COMPANY'S ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
IN CONNECTION WITH RECENT CHANGES IN IRISH LAW AND
FOR GENERAL ADMINISTRATIVE REASONS
PROPOSAL #2B: AMEND COMPANY'S MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION IN CONNECTION WITH RECENT CHANGES IN
IRISH LAW
PROPOSAL #3: AMEND COMPANY'S ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE
ITS SIZE WITHIN THE FIXED LIMITS IN ARTICLES
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVAL OF OVERSEAS MARKET PURCHASES OF ISSUER YES FOR FOR
THE COMPANY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRED D. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY J. BATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BONNIE S. HAMMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN C. MITIC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PIERRE M. OMIDYAR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL S. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEVIN N. WENIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON GENDER PAY GAP SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ebix, Inc.
TICKER: EBIX CUSIP: 278715206
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANS U. BENZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAVAN BHALLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROLF HERTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HANS UELI KELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE W. HEBARD,III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN RAINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH R. WRIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echelon Corporation
TICKER: ELON CUSIP: 27874N105
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echelon Corporation
TICKER: ELON CUSIP: 27874N303
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BETSY RAFAEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echo Global Logistics, Inc.
TICKER: ECHO CUSIP: 27875T101
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID HABIGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL LOEB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echo Therapeutics, Inc.
TICKER: ECTE CUSIP: 27876L206
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echo Therapeutics, Inc.
TICKER: ECTE CUSIP: 27876L206
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. HOLLANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAZER R. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHEPARD M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EchoStar Corporation
TICKER: SATS CUSIP: 278768106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. STANTON DODGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. ERGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRADMAN P. KAUL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TOM A. ORTOLF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. MICHAEL SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclipse Resources Corporation
TICKER: ECR CUSIP: 27890G100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER K. HULBURT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. ZORICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecolab Inc.
TICKER: ECL CUSIP: 278865100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA J. BECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. BILLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL M. CASALE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JERRY A. GRUNDHOFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID W. MACLENNAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TRACY B. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSE COOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ecology and Environment, Inc.
TICKER: EEI CUSIP: 278878103
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. CELLINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. BETRUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT TO THE COMPANY'S AMENDED BY LAWS, EXCEPT
FOR THE AMENDMENT TO ARTICLE V, SECTION 2
PROPOSAL #3: APPROVAL OF THE AMENDMENT TO ARTICLE V, ISSUER YES FOR FOR
SECTION 2 OF THE COMPANY'S AMENDED BY LAWS
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eco-Stim Energy Solutions, Inc.
TICKER: ESES CUSIP: 27888D101
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BJARTE BRUHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON CHRISTOPHER BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD STOLTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER KRUMMEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR AHMAD AL-SATI ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LAP WAI CHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEONEL NAREA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edge Therapeutics, Inc.
TICKER: EDGE CUSIP: 279870109
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT CONTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LIAM RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edgewater Technology, Inc.
TICKER: EDGW CUSIP: 280358102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN BOVA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL E. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL GUZZI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL R. LOEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY WHELAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edgewell Personal Care Company
TICKER: EPC CUSIP: 28035Q102
MEETING DATE: 1/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL J. HEINRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLA C. HENDRA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edison International
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Education Realty Trust, Inc.
TICKER: EDR CUSIP: 28140H203
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONTE J. BARROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. CAHILL, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY K. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS TRUBIANA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDELL W. WEAKLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Educational Development Corporation
TICKER: EDUC CUSIP: 281479105
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD T. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARA GAE NEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edwards Lifesciences Corporation
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. MUSSALLEM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN T. CARDIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eGain Corporation
TICKER: EGAN CUSIP: 28225C806
MEETING DATE: 11/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHUTOSH ROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUNJAN SINHA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHIROZ P. DARUKHANAVALA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRETT SHOCKLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Egalet Corporation
TICKER: EGLT CUSIP: 28226B104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. WALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY WEAVER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT N. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Paso Electric Company
TICKER: EE CUSIP: 283677854
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ROBERT BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. CICCONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY E. KIPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS V. SHOCKLEY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Pollo Loco Holdings, Inc.
TICKER: LOCO CUSIP: 268603107
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. SATHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. MASELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Pollo Loco Holdings, Inc.
TICKER: LOCO CUSIP: 268603107
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN C. KEHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eldorado Resorts, Inc.
TICKER: ERI CUSIP: 28470R102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. PEGRAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. REEG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. TOMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELECTRO RENT CORPORATION
TICKER: ELRC CUSIP: 285218103
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY Y. BEKAVAC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN J. CURTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE E. GUTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. KEARNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES S. PIGNATELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electro Scientific Industries, Inc.
TICKER: ESIO CUSIP: 285229100
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MEDICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND A. LINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE E. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID NIERENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electromed, Inc.
TICKER: ELMD CUSIP: 285409108
MEETING DATE: 11/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. CRANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. ECKLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STAN K. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE A. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN S. SKARVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. WINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electronic Arts Inc.
TICKER: EA CUSIP: 285512109
MEETING DATE: 8/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. HUBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VIVEK PAUL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE F. PROBST, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUIS A. UBINAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENISE F. WARREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELECTRONICS FOR IMAGING, INC.
TICKER: EFII CUSIP: 286082102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILL COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY GECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KASHNOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN MAYDAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electro-Sensors, Inc.
TICKER: ELSE CUSIP: 285233102
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SCOTT A. GABBARD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DAVID L. KLENK ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOSEPH A. MARINO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JEFFREY D. PETERSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MICHAEL C. ZIPOY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BOULAY PLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elephant Talk Communications Corp.
TICKER: ETAK CUSIP: 286202205
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HAROLD (HAL) ISSUER YES FOR FOR
TURNER
PROPOSAL #1.2: ELECT DIRECTOR YVES VAN SANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODERICK DE GREEF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT SKAFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR, MILNER, PETERSON, MIRANDA ISSUER YES FOR FOR
& WILLIAMSON, LLP AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN R. LUCIANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANKLYN G. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES AGAINST FOR
SELECTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elizabeth Arden, Inc.
TICKER: RDEN CUSIP: 28660G106
MEETING DATE: 12/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. SCOTT BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED BERENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURA J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM M. TATHAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellie Mae, Inc.
TICKER: ELLI CUSIP: 28849P100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL BUCCELLATO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR A. BARR DOLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARINA LEVINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellington Residential Mortgage REIT
TICKER: EARN CUSIP: 288578107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. VRANOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE PENN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. ALLARDICE, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MENES O. CHEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eMagin Corporation
TICKER: EMAN CUSIP: 29076N206
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BRODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL CRONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE G. POLGAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW G. SCULLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN M. SEAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JILL J. WITTELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA J. SEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Insurance Group Inc.
TICKER: EMCI CUSIP: 268664109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN A. CRANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN R. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT L. HOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE G. KELLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRETCHEN H. TEGELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCOR Group, Inc.
TICKER: EME CUSIP: 29084Q100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. ALTMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN W. BERSHAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID A.B. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD F. HAMM, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H. LAIDLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JERRY E. RYAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL T. YONKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCORE Corporation
TICKER: EMKR CUSIP: 290846203
MEETING DATE: 3/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY RITTICHIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUAD EL-HIBRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD B. RICHARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent Capital, Inc.
TICKER: EMG CUSIP: 29102N105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL CROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW DAKOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD HELLERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTONY MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GILBERT NATHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. A. H. BOERSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. B. BOLTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Radio Corp.
TICKER: MSN CUSIP: 291087203
MEETING DATE: 3/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN HOWARD BATCHELOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LIONEL CHOONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUNCAN HON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GREGORY WILLIAM HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK MANSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREEM E. SETHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERENCE A. SNELLINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emmis Communications Corporation
TICKER: EMMS CUSIP: 291525103
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN B. BAYH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. KASEFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK M. WALSH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emmis Communications Corporation
TICKER: EMMS CUSIP: 291525103
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION TO ADD ISSUER YES FOR FOR
PROVISION TO CAUSE MANDATORY CONVERSION OF
OUTSTANDING PREFERRED STOCK INTO CLASS A COMMON STOCK
AT RATIO OF 2.80 TO 1
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
CHANGE CONVERSION RATIO FOR OPTIONAL CONVERSIONS OF
OUTSTANDING PREFERRED STOCK INTO CLASS A COMMON STOCK
TO 2.80 TO 1
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Resorts, Inc.
TICKER: NYNY CUSIP: 292052206
MEETING DATE: 11/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. D'AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL R. PEARLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDMUND MARINUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY A. PALUMBO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GREGG POLLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Resources, Inc.
TICKER: ERS CUSIP: 29206E100
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM SPIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NATHAN KAHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SANDRA KAHN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR HARVEY WRUBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JACK BENDHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER G. HOWARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS KASS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN MAZUREK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR MORRIS J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire State Realty Trust, Inc.
TICKER: ESRT CUSIP: 292104106
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. MALKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. CONNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. MICHAEL GILIBERTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES D. ROBINSON, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Employers Holdings, Inc.
TICKER: EIG CUSIP: 292218104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. KRONER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. MCSALLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enanta Pharmaceuticals, Inc.
TICKER: ENTA CUSIP: 29251M106
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNST-GUNTER AFTING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN BUCKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Capital Group, Inc.
TICKER: ECPG CUSIP: 292554102
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHWINI GUPTA �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY HANNAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. MONACO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURA NEWMAN OLLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS E. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. SREDNICKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH A. VECCHIONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Wire Corporation
TICKER: WIRE CUSIP: 292562105
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. COURTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. THOMAS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endo International plc
TICKER: ENDP CUSIP: G30401106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAJIV DE SILVA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL HYATT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JILL D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM F. SPENGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS S. INGRAM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TODD B. SISITSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EndoChoice Holdings, Inc.
TICKER: GI CUSIP: 29272U103
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. ENQUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. MOWRY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endocyte, Inc.
TICKER: ECYT CUSIP: 29269A102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR P. RON ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC D. KOZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRED A. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endologix, Inc.
TICKER: ELGX CUSIP: 29266S106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY D. 'GREG' ISSUER YES FOR FOR
WALLER
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. 'TOM' WILDER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. 'TOM' ZENTY, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance International Group Holdings, Inc.
TICKER: EIGI CUSIP: 29272B105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH DISABATO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES NEARY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HARI RAVICHANDRAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance Specialty Holdings Ltd.
TICKER: ENH CUSIP: G30397106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JOHN T. BAILY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT NORMAN BARHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT GALEN R. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT WILLIAM H. BOLINDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT PHILIP M. BUTTERFIELD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.6: ELECT STEVEN W. CARLSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JOHN R. CHARMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT MORGAN W. DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT SUSAN S. FLEMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT NICHOLAS C. MARSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT SCOTT D. MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT WILLIAM J. RAVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT ROBERT A. SPASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT LAN M. WINCHESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energen Corporation
TICKER: EGN CUSIP: 29265N108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. MICHAEL GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energizer Holdings, Inc.
TICKER: ENR CUSIP: 29272W109
MEETING DATE: 2/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PATRICK MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. HOSKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. HUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energous Corporation
TICKER: WATT CUSIP: 29272C103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. RIZZONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL LEABMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. GAULDING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. GRIFFIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES AGAINST AGAINST
STOCK PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Focus, Inc.
TICKER: EFOI CUSIP: 29268T300
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON CHENG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENDA DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC J. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIANGANG LUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. RAMELOT ISSUER YES �� FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES TU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Focus, Inc.
TICKER: EFOI CUSIP: 29268T300
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON CHENG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENDA DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC J. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIANGANG LUO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. RAMELOT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES TU ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Recovery, Inc.
TICKER: ERII CUSIP: 29270J100
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARVE HANSTVEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS PETER MICHELET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy XXI Ltd
TICKER: EXXI CUSIP: G10082140
MEETING DATE: 12/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT HILL FEINBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT JAMES LACHANCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerNOC, Inc.
TICKER: ENOC CUSIP: 292764107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY HEALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID BREWSTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerSys
TICKER: ENS CUSIP: 29275Y102
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HWAN-YOON F. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR T. KATSAROS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT MAGNUS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29286C107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. TOBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRYLL J. PINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. KERKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. DENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENGlobal Corporation
TICKER: ENG CUSIP: 293306106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. COSKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. GENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL B. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. ROUSSEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN M. PALMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ennis, Inc.
TICKER: EBF CUSIP: 293389102
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GODFREY M. LONG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEJANDRO QUIROZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enova International, Inc.
TICKER: ENVA CUSIP: 29357K103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. GRAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGG A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK P. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK A. TEBBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENPHASE ENERGY, INC.
TICKER: ENPH CUSIP: 29355A107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MORA ISSUER�� YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnPro Industries, Inc.
TICKER: NPO CUSIP: 29355X107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FELIX M. BRUECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. BERNARD BURNS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. HARNETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEES VAN DER GRAAF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: RE-ELECT J. RODERICK CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: RE-ELECT ROXANNE J. DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: RE-ELECT MARY E. FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: RE-ELECT C. CHRISTOPHER GAUT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1e: RE-ELECT GERALD W. HADDOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: RE-ELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: RE-ELECT KEITH O. RATTIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: RE-ELECT PAUL E. ROWSEY, III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1i: RE-ELECT CARL G. TROWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITH PRE-EMPTIVE RIGHTS
PROPOSAL #3: RATIFY KPMG LLP AS US INDEPENDENT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #4: APPOINT KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enstar Group Limited
TICKER: ESGR CUSIP: G3075P101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUMIT RAJPAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AUDIT AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT SUBSIDIARY DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnSync, Inc.
TICKER: ESNC CUSIP: 29359T102
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. ABDOO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MANFRED E. BIRNBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegra Financial Corp.
TICKER: ENFC CUSIP: 29363J108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. BEALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. MATT DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STAN M. JEFFRESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER D. PLEMENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegris, Inc.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN D. BURKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. NICHOLAS BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL W. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. GENTILCORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL L. H. OLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entellus Medical, Inc.
TICKER: ENTL CUSIP: 29363K105
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. BAKEWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. MILNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL HOLLANDER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOSEPH M. FIELD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DAVID J. FIELD ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARK R. LANEVE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DAVID LEVY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entergy Corporation
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAUREEN SCANNEL BATEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK J. CONDON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEO P. DENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIRKLAND H. DONALD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP L. FREDERICKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BLANCHE LAMBERT LINCOLN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN A. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR W.J. 'BILLY' TAUZIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES ABSTAIN AGAINST
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnteroMedics Inc.
TICKER: ETRM CUSIP: 29365M208
MEETING DATE: 12/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnteroMedics Inc.
TICKER: ETRM CUSIP: 29365M307
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK B. KNUDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS L. TETI, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Bancorp, Inc.
TICKER: EBTC CUSIP: 293668109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE L. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC W. HANSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JACQUELINE F. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS M. PEDROSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. PUTZIGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL L. REID ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. SPINELLI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Financial Services Corp
TICKER: EFSC CUSIP: 293712105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER F. BENOIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN Q. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. DECOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. EULICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. GUEST, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. HAVEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH S. HEETER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL R. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entravision Communications Corporation
TICKER: EVC CUSIP: 29382R107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER F. ULLOA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. ZEVNIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT R. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUAN SALDíVAR VON ISSUER YES FOR FOR
WUTHENAU
PROPOSAL #1.6: ELECT DIRECTOR MARTHA ELENA DIAZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDSON BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANIL ARORA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUIS A. AGUILAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAYLE CROWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnviroStar, Inc.
TICKER: EVI CUSIP: 29414M100
MEETING DATE: 11/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY M. NAHMAD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. STEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR VENERANDO J. INDELICATO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID BLYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HAL M. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN M. GRUNSPAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TODD ORETSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envision Healthcare Holdings, Inc.
TICKER: EVHC CUSIP: 29413U103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. SANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envivio, Inc.
TICKER: ENVI CUSIP: 29413T106
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCEL GANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY D. KRAMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enzo Biochem, Inc.
TICKER: ENZ CUSIP: 294100102
MEETING DATE: 1/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY M. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOV PERLYSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS DIMITRIOS J. ANGELIS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS JOHN M. CLIMACO SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enzon Pharmaceuticals, Inc.
TICKER: ENZN CUSIP: 293904108
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ODYSSEAS KOSTAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER I. MCNEALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. LEIGHTON STEWARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EP Energy Corporation
TICKER: EPE CUSIP: 268785102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. HIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAEGU NAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAKESH WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPAM Systems, Inc.
TICKER: EPAM CUSIP: 29414B104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARL ROBB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MICHAEL MAYORAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epiq Systems, Inc.
TICKER: EPIQ CUSIP: 26882D109
MEETING DATE: 7/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOM W. OLOFSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES C. CONNELY, IV ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. CONNOLLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. GASTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL PELOFSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN L. ROBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. BRYAN SATTERLEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRAD D. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epizyme, Inc.
TICKER: EPZM CUSIP: 29428V104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. POPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPR Properties
TICKER: EPR CUSIP: 26884U109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRETT BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EQT Corporation
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. BEHRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. BURKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. BRAY CARY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET K. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. PORGES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE T. TODD, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equifax Inc.
TICKER: EFX CUSIP: 294429105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. DALEO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK L. FEIDLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT D. MARCUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN A. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD F. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK B. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equinix, Inc.
TICKER: EQIX CUSIP: 29444U700
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCI CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY HROMADKO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM LUBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IRVING LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER VAN CAMP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Bancshares, Inc.
TICKER: EQBK CUSIP: 29460X109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. BULLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. DOWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHAWN D. PENNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE CHIZEK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Commonwealth
TICKER: EQC CUSIP: 294628102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAM ZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. CORL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN L. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD A. GLICKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID HELFAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. LOZIER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY JANE ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH SHEA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES A. STAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity LifeStyle Properties, Inc.
TICKER: ELS CUSIP: 29472R108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP CALIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID CONTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOBROWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAO HUANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGUERITE NADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity One, Inc.
TICKER: EQY CUSIP: 294752100
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH AZRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL FLANZRAICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORDAN HELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHAIM KATZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID LUKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GALIA MAOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DORI SEGAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Residential
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR B. JOSEPH WHITE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Era Group Inc.
TICKER: ERA CUSIP: 26885G109
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN FAIRBANKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BLAINE V. ('FIN') FOGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YUEPING SUN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ERBA Diagnostics, Inc.
TICKER: ERB CUSIP: 29490B101
MEETING DATE: 12/15/2015 FOR/AGAINST
�� PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KISHORE "KRIS" DUDANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE GADAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD GALLWAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SURESH VAZIRANI ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Erickson Incorporated
TICKER: EAC CUSIP: 29482P100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Escalade, Incorporated
TICKER: ESCA CUSIP: 296056104
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE SAVITSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. BAALMANN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. FETHERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER P. GLAZER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Escalon Medical Corp.
TICKER: ESMC CUSIP: 296074305
MEETING DATE: 12/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DEPIANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. TODD TRUSK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESCO Technologies Inc.
TICKER: ESE CUSIP: 296315104
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEON J. OLIVIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR L. RICHEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. STOLZE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY, INCLUDING GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESH Hospitality, Inc.
TICKER: N/A CUSIP: 30224P211
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER K. DANIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KEVIN W. DINNIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LISA PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TY E. WALLACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esperion Therapeutics, Inc.
TICKER: ESPR CUSIP: 29664W105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT BRAUNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOV A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER S. NEWTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Espey Mfg. & Electronics Corp.
TICKER: ESP CUSIP: 296650104
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL HELMETAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD PINSLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALVIN O. SABO ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PATRICK T. ENRIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� ESSA Bancorp, Inc.
TICKER: ESSA CUSIP: 29667D104
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. VIECHNICKI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essendant Inc.
TICKER: ESND CUSIP: 296689102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN J. RILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. SCHMELKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEX D. ZOGHLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essent Group Ltd.
TICKER: ESNT CUSIP: G3198U102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GLANVILLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADOLFO F. MARZOL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essex Property Trust, Inc.
TICKER: ESS CUSIP: 297178105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING F. LYONS, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE M. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ISSIE N. RABINOVITCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BYRON A. SCORDELIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE L. SEARS ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esterline Technologies Corporation
TICKER: ESL CUSIP: 297425100
MEETING DATE: 2/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL V. HAACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS C. REUSSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ethan Allen Interiors Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. FAROOQ KATHWARI ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. CARLSON ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CLINTON A. CLARK ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. DOONER, JR. ISSUER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR DOMENICK J. ESPOSITO ISSUER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR TARA I. STACOM ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: APPROVE INCENTIVE PERFORMANCE COMPONENTS ISSUER NO N/A N/A
OF EMPLOYMENT AGREEMENT WITH M. FAROOQ KATHWARI
PROPOSAL #6: AMEND ARTICLES TO DELETE ARTICLE FIFTH ISSUER NO N/A N/A
AND ELIMINATE THE REQUIREMENT THAT BUSINESS
COMBINATIONS BE APPROVED BY A MAJORITY OF THE
CONTINUING DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR EDWARD GLICKMAN SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY HERBERT SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MANSOURI SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANNELISE OSBORNE SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.5: ELECT DIRECTOR KEN PILOT SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER WOLF SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE INCENTIVE PERFORMANCE COMPONENTS ISSUER YES FOR FOR
OF EMPLOYMENT AGREEMENT WITH M. FAROOQ KATHWARI
PROPOSAL #6: AMEND ARTICLES TO DELETE ARTICLE FIFTH ISSUER YES FOR FOR
AND ELIMINATE THE REQUIREMENT THAT BUSINESS
COMBINATIONS BE APPROVED BY A MAJORITY OF THE
CONTINUING DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Etsy, Inc.
TICKER: ETSY CUSIP: 29786A106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JONATHAN D. KLEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARGARET M. SMYTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronet Worldwide, Inc.
TICKER: EEFT CUSIP: 298736109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. JEANNINE STRANDJORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EverBank Financial Corp
TICKER: EVER CUSIP: 29977G102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BLAKE WILSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. HINKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERRICK R. KLEEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. RADFORD LOVETT, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARRINGTON H. MIXON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. MYLOD, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUSSELL B. NEWTON, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM SANFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SCOTT M. STUART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evercore Partners Inc.
TICKER: EVR CUSIP: 29977A105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCOIS DE SAINT ISSUER YES FOR FOR
PHALLE
PROPOSAL #1.4: ELECT DIRECTOR GAIL B. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURT HESSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR RALPH L. SCHLOSSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everest Re Group, Ltd.
TICKER: RE CUSIP: G3223R108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. ADDESSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. AMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. DUNNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GALTNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. GRAF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERRI LOSQUADRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER M. SINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH V. TARANTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everi Holdings Inc.
TICKER: EVRI CUSIP: 30034T103
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFF JUDGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. RUMBOLZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD CONGEMI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eversource Energy
TICKER: ES CUSIP: 30040W108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS A. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL A. LA CAMERA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. VAN FAASEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FREDERICA M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everyday Health, Inc.
TICKER: EVDY CUSIP: 300415106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA L. EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HABIB KAIROUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EVINE Live Inc.
TICKER: EVLV CUSIP: 300487105
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT ROSENBLATT �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BEERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LANDEL C. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOWELL W. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED R. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA LETIZIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: RATIFY NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evoke Pharma, Inc.
TICKER: EVOK CUSIP: 30049G104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALCOLM R. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN D. RHOADS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolent Health, Inc.
TICKER: EVH CUSIP: 30050B101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID FARNER ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR MICHAEL KIRSHBAUM ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR NORMAN PAYSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE SECTION 11.03
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolution Petroleum Corporation
TICKER: EPM CUSIP: 30049A107
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DOZIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY W. LOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GENE G. STOEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolving Systems, Inc.
TICKER: EVOL CUSIP: 30049R209
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THADDEUS DUPPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. NICOL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. OROS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. RAMLALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JULIAN D. SINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW STECKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS THEKKETHALA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FRIEDMAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exa Corporation
TICKER: EXA CUSIP: 300614500
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FUSCO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN WILLIAM PODUSKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. REMONDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exact Sciences Corporation
TICKER: EXAS CUSIP: 30063P105
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. CAREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. LEVANGIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. WYZGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exactech, Inc.
TICKER: EXAC CUSIP: 30064E109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BINCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. LOCANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. PETTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXAR CORPORATION
TICKER: EXAR CUSIP: 300645108
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEHROOZ ABDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IZAK BENCUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS DINARDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE GUILBAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN HILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. LEZA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY MEYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Excel Trust, Inc.
TICKER: EXL CUSIP: 30068C109
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXCO Resources, Inc.
TICKER: XCO CUSIP: 269279402
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. SEROTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. STILLWELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF COMMON STOCK AND ISSUER YES FOR FOR
WARRANTS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
INCLUDE A WAIVER OF THE DUTY OF DIRECTORS TO PRESENT
CORPORATE OPPORTUNITIES TO EXCO RESOURCES, INC.
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXCO Resources, Inc.
TICKER: XCO CUSIP: 269279402
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO LIMIT THE WAIVER OF THE ISSUER YES FOR FOR
DUTY OF DIRECTORS TO PRESENT CORPORATE OPPORTUNITIES
TO THE COMPANY SOLELY TO C. JOHN WILDER
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXCO Resources, Inc.
TICKER: XCO CUSIP: 269279402
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. SEROTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. STILLWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. JOHN WILDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelixis, Inc.
TICKER: EXEL CUSIP: 30161Q104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL B. FELDBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. GARBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT T. MARCHESI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelon Corporation
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER M. CRANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY L. GIOIA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. JOJO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ExlService Holdings, Inc.
TICKER: EXLS CUSIP: 302081104
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE MINTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROHIT KAPOOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. DUBOIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN P. KOURKOUMELIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. MUSSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L.K. WANG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAY YOSHITANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exponent, Inc.
TICKER: EXPO CUSIP: 30214U102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. GAULKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. RIGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXPRESS SCRIPTS HOLDING COMPANY
TICKER: ESRX CUSIP: 30219G108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAURA C. BREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELDER GRANGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS J. LAHOWCHIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK MERGENTHALER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WOODROW A. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM L. ROPER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SEYMOUR STERNBERG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIMOTHY WENTWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 30219E103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extended Stay America, Inc.
TICKER: STAY CUSIP: 30224P200
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BARR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. KUSSELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. RAHM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exterran Corporation
TICKER: EXTN CUSIP: 30227H106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. GOUIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK R. SOTIR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD R. STEWART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW J. WAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IEDA GOMES YELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extra Space Storage Inc.
TICKER: EXR CUSIP: 30225T102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. WOOLLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER F. KIRK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL HAAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE OLMSTEAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K. FRED SKOUSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extreme Networks, Inc.
TICKER: EXTR CUSIP: 30226D106
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. KISPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES CARINALLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJ KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD B. MEYERCORD, ISSUER YES FOR FOR
III
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exxon Mobil Corporation
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR REX W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DARREN W. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL EXPERIENCE
PROPOSAL #6: SEEK SALE OF COMPANY/ASSETS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #8: DISCLOSE PERCENTAGE OF FEMALES AT EACH SHAREHOLDER YES AGAINST FOR
PERCENTILE OF COMPENSATION
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #10: INCREASE RETURN OF CAPITAL TO SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS IN LIGHT OF CLIMATE CHANGE RISKS
PROPOSAL #11: ADOPT POLICY ACKNOWLEDGING THE SHAREHOLDER YES AGAINST FOR
IMPERATIVE FOR 2 DEGREE LIMIT
PROPOSAL #12: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES AGAINST FOR
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #13: ANNUALLY REPORT RESERVE REPLACEMENTS IN SHAREHOLDER YES AGAINST FOR
BTUS
PROPOSAL #14: REPORT ON THE RESULT OF EFFORTS TO SHAREHOLDER YES AGAINST FOR
MINIMIZE HYDRAULIC FRACTURING IMPACTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EyeGate Pharmaceuticals, Inc.
TICKER: EYEG CUSIP: 30233M107
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL CHANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD MALFROY-CAMINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F.N.B. Corporation
TICKER: FNB CUSIP: 302520101
MEETING DATE: 1/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F.N.B. Corporation
TICKER: FNB CUSIP: 302520101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. CHIAFULLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT J. DELIE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA E. ELLSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN J. GURGOVITS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. HORMELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. STEPHEN MARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. MCCARTHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK C. MENCINI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. MOTLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GARY L. NALBANDIAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HEIDI A. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN S. STANIK ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR WILLIAM J. STRIMBU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CHANGE STATE OF INCORPORATION [FROM ISSUER YES FOR FOR
FLORIDA TO PENNSYLVANIA]
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F5 Networks, Inc.
TICKER: FFIV CUSIP: 315616102
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. GARY AMES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANDRA E. BERGERON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH L. BEVIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN C. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN J. HIGGINSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER S. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fabrinet
TICKER: FN CUSIP: G3323L100
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID T. (TOM) MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES FOR FOR
HELLMANN
PROPOSAL #1.4: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAN KOUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY THE GRANT OF RESTRICTED STOCK ISSUER YES FOR FOR
UNITS TO NON-EMPLOYEE DIRECTORS
PROPOSAL #5: RATIFY THE GRANT OF RESTRICTED STOCK ISSUER YES FOR FOR
UNITS TO NON-EMPLOYEE DIRECTORS
PROPOSAL #6: APPROVE ANNUAL COMPENSATION PROGRAM FOR ISSUER YES FOR FOR
NON-EMPLOYEE DIRECTORS
PROPOSAL #7A: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE
CERTAIN CLARIFYING CHANGES
PROPOSAL #7B: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #7C: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE EQUAL TREATMENT OF SHARES OF CLASS A COMMON
STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL
PROPOSAL #7D: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR ADDITIONAL EVENTS
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #10: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #11: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #12: ESTABLISH INTERNATIONAL POLICY BOARD SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #13: REPORT ON GENDER PAY GAP SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FactSet Research Systems Inc.
TICKER: FDS CUSIP: 303075105
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BILLEADEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP A. HADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURIE SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. PHILIP SNOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. ZIMMEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fair Isaac Corporation
TICKER: FICO CUSIP: 303250104
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A. GEORGE BATTLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREG R. GIANFORTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADEN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES D. KIRSNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. LANSING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. MCMORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOANNA REES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. REY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairmount Santrol Holdings Inc.
TICKER: FMSA CUSIP: 30555Q108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CONWAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. HADDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. SAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FairPoint Communications, Inc.
TICKER: FRP CUSIP: 305560302
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. AQUINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS J. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. GINGOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL K. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL H. SUNU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP ('BDO') AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairway Group Holdings Corp.
TICKER: FWM CUSIP: 30603D109
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FalconStor Software, Inc.
TICKER: FALC CUSIP: 306137100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY QUINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Famous Dave's of America, Inc.
TICKER: DAVE CUSIP: 307068106
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPT OUT OF STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Famous Dave's of America, Inc.
TICKER: DAVE CUSIP: 307068106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAND D. GALA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN P. LENNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRYAN L. WOLFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM J. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmer Bros. Co.
TICKER: FARM CUSIP: 307675108
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDY E. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEANNE FARMER GROSSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers Capital Bank Corporation
TICKER: FFKT CUSIP: 309562106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR R. TERRY BENNETT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR LLOYD C. HILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WILLIAM C. NASH ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmland Partners Inc.
TICKER: FPI CUSIP: 31154R109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY BARTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS A. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. PITTMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARELL D. SARFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FARO Technologies, Inc.
TICKER: FARO CUSIP: 311642102
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN DONOFRIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fastenal Company
TICKER: FAST CUSIP: 311900104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLARD D. OBERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ANCIUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN L. EASTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL L. FLORNESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR SCOTT A. SATTERLEE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REYNE K. WISECUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fate Therapeutics, Inc.
TICKER: FATE CUSIP: 31189P102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. SCOTT WOLCHKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBL Financial Group, Inc.
TICKER: FFG CUSIP: 30239F106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER K. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. LARSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBR & Co.
TICKER: FBRC CUSIP: 30247C400
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REENA AGGARWAL ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HENDRIX ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HYNES, JR. ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. KRAEMER ISSUER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ALLISON M. LEOPOLD ISSUER NO N/A N/A
TILLEY
PROPOSAL #1.6: ELECT DIRECTOR MARK R. PATTERSON ISSUER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR J. REIMERS ISSUER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM F. STROME ISSUER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MCCONNELL SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DANIEL PLANTS SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.4: MANAGEMENT NOMINEE REENA AGGARWAL SHAREHOLDER YES FOR FOR
PROPOSAL #1.5: MANAGEMENT NOMINEE RICHARD J. HENDRIX SHAREHOLDER YES FOR FOR
PROPOSAL #1.6: MANAGEMENT NOMINEE RICHARD A. KRAEMER SHAREHOLDER YES FOR FOR
PROPOSAL #1.7: MANAGEMENT NOMINEE ALLISON M. LEOPOLD SHAREHOLDER YES FOR FOR
TILLEY
PROPOSAL #1.8: MANAGEMENT NOMINEE MARK R. PATTERSON SHAREHOLDER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FCB Financial Holdings, Inc.
TICKER: FCB CUSIP: 30255G103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. CONSTANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. MACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERIC SALERNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Agricultural Mortgage Corporation
TICKER: AGM CUSIP: 313148108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. ENGEBRETSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS A. EVERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHELL A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLARK B. MAXWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Realty Investment Trust
TICKER: FRT CUSIP: 313747206
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTIN GAMBLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Signal Corporation
TICKER: FSS CUSIP: 313855108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BONNIE C. LIND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federated National Holding Company
TICKER: FNHC CUSIP: 31422T101
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. WILCOX, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FedEx Corporation
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIMBERLY A. JABAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT POLICY PROHIBITING TAX PAYMENTS ON SHAREHOLDER YES AGAINST FOR
RESTRICTED STOCK AWARDS
PROPOSAL #6: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #10: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEI Company
TICKER: FEIC CUSIP: 30241L109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOMA BAHRAMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARIE HUIJSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON R. KANIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAN C. LOBBEZOO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMI K. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FelCor Lodging Trust Incorporated
TICKER: FCH CUSIP: 31430F101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA L. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANA HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. HARTUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. LEDSINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. LUTZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fenix Parts, Inc.
TICKER: FENX CUSIP: 31446L100
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY BEAGELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN DAYTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL MCFALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SETH MYONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAYTON TRIER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferro Corporation
TICKER: FOE CUSIP: 315405100
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. LORBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY K. PISTELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. VARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferroglobe plc
TICKER: GSM CUSIP: G33856108
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE INCENTIVE PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT ALAN KESTENBAUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JAVIER LOPEZ MADRID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DONALD BARGER JR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: ELECT BRUCE CROCKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT STUART EIZENSTAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT TOMAS GARCIA MADRID AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT GREGER HAMILTON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT JAVIER MONZON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: ELECT JUAN VILLAR-MIR DE FUENTES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES AGAINST AGAINST
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES AGAINST AGAINST
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL GENERAL ISSUER YES FOR FOR
MEETING WITH TWO WEEKS' NOTICE
PROPOSAL #19: APPROVE DIVIDEND RECTIFICATION ISSUER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fibrocell Science, Inc.
TICKER: FCSC CUSIP: 315721209
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC MAZUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINE ST.CLARE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS J. SWIRSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FibroGen, Inc.
TICKER: FGEN CUSIP: 31572Q808
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RORY B. RIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JORMA ROUTTI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERTO PEDRO ROSENKRANZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Financial, Inc.
TICKER: FNF CUSIP: 31620R303
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET KERR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL D. (RON) LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARY H. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Financial, Inc.
TICKER: FNF CUSIP: 31620R402
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET KERR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL D. (RON) LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARY H. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity National Information Services, Inc.
TICKER: FIS CUSIP: 31620M106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM P. FOLEY, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEITH W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID K. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK R. MARTIRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LESLIE M. MUMA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY A. NORCROSS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity Southern Corporation
TICKER: LION CUSIP: 316394105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BOCKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WM. MILLARD CHOATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD A. HARP, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN S. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM C. LANKFORD, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. CLYDE SHEPHERD, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANKIN M. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FieldPoint Petroleum Corporation
TICKER: FPP CUSIP: 316570100
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL W. REIMERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP H. ROBERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIESTA RESTAURANT GROUP, INC.
TICKER: FRGI CUSIP: 31660B101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. TAFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACEY RAUCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Street Asset Management Inc.
TICKER: FSAM CUSIP: 31679P109
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. ARTHUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL AUGUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER C. FRANK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD M. TANNENBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. VELGOT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Third Bancorp
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. EVAN BAYH, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE B. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG D. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Engines, Inc.
TICKER: FNGN CUSIP: 317485100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEIDI K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. GRUNDFEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Institutions, Inc.
TICKER: FISI CUSIP: 317585404
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN K. BIRMINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL M. GULLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM E. VANGELDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. WYCKOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS JOHNNY GUERRY SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS TERRELL T. PHILEN, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE MARTIN K. SHAREHOLDER NO N/A N/A
BIRMINGHAM
PROPOSAL #1.4: MANAGEMENT NOMINEE JAMES H. WYCKOFF SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finisar Corporation
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 9/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. CHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER C. FERGUSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finjan Holdings, Inc.
TICKER: FNJN CUSIP: 31788H303
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL CHINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL SOUTHWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FireEye, Inc.
TICKER: FEYE CUSIP: 31816Q101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E. F. CODD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN R. MANDIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Acceptance Corporation
TICKER: FAC CUSIP: 318457108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHODES R. BOBBITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARVEY B. CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEREMY B. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TOM C. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYNDON L. OLSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH D. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. SHIPP, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First American Financial Corporation
TICKER: FAF �� CUSIP: 31847R102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARKER S. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. OMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bancorp
TICKER: FBNC CUSIP: 318910106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL T. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY CLARA CAPEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CRAWFORD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR O. TEMPLE SLOAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK L. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIRGINIA C. THOMASSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ELLIOTT DAVIS DECOSIMO, PLLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First BanCorp.
TICKER: FBP CUSIP: 318672706
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR AURELIO ALEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JUAN ACOSTA REBOYRAS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LUZ A. CRESPO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT T. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR THOMAS M. HAGERTY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MICHAEL P. HARMON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JOSE MENENDEZ-CORTADA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bank
TICKER: FRBA CUSIP: 31931U102
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK M. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELBERT G. BASOLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. CIMINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. HALSTEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY S. HOFING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH HANSON ISSUER YES FOR FOR
IMPERATORE
PROPOSAL #1.9: ELECT DIRECTOR MARIA K. JINKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN M. JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL D. MARRAZZO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR RAYMOND F. NISIVOCCIA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN E. STRYDESKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383204
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT AND ISSUANCE OF ISSUER YES FOR FOR
SHARES IN CONNECTION WITH MERGER
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383204
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VAN A. DUKEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN V. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. PHILLIPS KNOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR V. B. LEISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY B. LYKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AUGUST C. MEYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE T. SHAPLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS G. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JON D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHYLLIS M. WISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Business Financial Services, Inc.
TICKER: FBIZ CUSIP: 319390100
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN A. EDDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. SILSETH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEAN W. VOEKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Capital Bancorp, Inc.
TICKER: FCVA CUSIP: 319438107
MEETING DATE: 12/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Cash Financial Services, Inc.
TICKER: FCFS CUSIP: 31942D107
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JORGE MONTA├▒O ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Citizens BancShares, Inc.
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR E. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. BRISTOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOPE H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT R. HOPPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUCIUS S. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FLOYD L. KEELS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT E. MASON, IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES M. PARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Commonwealth Financial Corporation
TICKER: FCF CUSIP: 319829107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BARONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAY T. CHARLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY R. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. DAHLMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHNSTON A. GLASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JON L. GORNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID W. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR T. MICHAEL PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURIE STERN SINGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Community Bancshares, Inc.
TICKER: FCBC CUSIP: 31983A103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL L. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BUCCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. CARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN S. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Data Corporation
TICKER: FDC CUSIP: 32008D106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BISIGNANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY R. KRAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Defiance Financial Corp.
TICKER: FDEF CUSIP: 32006W106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. BOOKMYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. BOOMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. SMALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. REINEKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WICKLIFFE ACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA O. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORINNE R. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER E. GEIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURPH KNAPKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN L. KNUST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY D. MEYER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN T. NEIGHBOURS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. OLSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARIBETH S. RAHE ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bankshares, Inc.
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. BEAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RON GIDDIENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROSS H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Corporation
TICKER: THFF CUSIP: 320218100
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. CURTIS BRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. KRIEBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. RICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Northwest, Inc.
TICKER: FFNW CUSIP: 32022K102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY F. FAULL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOANN E. LEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. PADRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER H. MOLVAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Foundation Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES BRAKKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTORIA COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WARREN FIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY VAVRINEK, TRINE, DAY & CO. LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Horizon National Corporation
TICKER: FHN CUSIP: 320517105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CORYDON J. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. BRYAN JORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT M. NISWONGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CECELIA D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LUKE YANCY, III ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Internet Bancorp
TICKER: INBK CUSIP: 320557101
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. KEACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. LOVEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH R. WHITNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Interstate BancSystem, Inc.
TICKER: FIBK CUSIP: 32055Y201
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. CRUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. EBZERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN R. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Merchants Corporation
TICKER: FRME CUSIP: 320817109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. HOWARD HALDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. RECHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. SCHALLIOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Midwest Bancorp, Inc.
TICKER: FMBI CUSIP: 320867104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES GAFFNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. SCUDDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. STEPHEN VANDERWOUDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Niagara Financial Group, Inc.
TICKER: FNFG CUSIP: 33582V108
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Northwest Bancorp
TICKER: FNWB CUSIP: 335834107
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CINDY H. FINNIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. FLODSTROM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD J. EISENMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA D. BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. OLIVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURENCE J. HUETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER ZACCARDO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NORMAN J. TONINA, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CRAIG A. CURTIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Potomac Realty Trust
TICKER: FPO CUSIP: 33610F109
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. CHESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN G. MERTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT MILKOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY L. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Republic Bank
TICKER: FRC CUSIP: 33616C100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAMES H. HERBERT, II ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #2.3: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #2.5: ELECT DIRECTOR L. MARTIN GIBBS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR BORIS GROYSBERG ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SANDRA R. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR PAMELA J. JOYNER ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR REYNOLD LEVY ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Savings Financial Group, Inc.
TICKER: FSFG CUSIP: 33621E109
MEETING DATE: 2/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CECILE A. BLAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. YORK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. LAWSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK N. CZESCHIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MONROE SHINE & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Security Group, Inc.
TICKER: FSGI CUSIP: 336312202
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Solar, Inc.
TICKER: FSLR CUSIP: 336433107
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. AHEARN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. ("CHIP") ISSUER YES FOR FOR
HAMBRO
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. POST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL T. SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First United Corporation
TICKER: FUNC CUSIP: 33741H107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. KATHRYN BURKEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR I. ROBERT RUDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. STUCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. ANDREW WALLS, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstEnergy Corp.
TICKER: FE CUSIP: 337932107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM T. COTTLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. HEISLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES E. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TED J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS N. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTOPHER D. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LUIS A. REYES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GEORGE M. SMART ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON FINANCIAL RISKS OF STRANDED SHAREHOLDER YES AGAINST FOR
CARBON ASSETS
PROPOSAL #8: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #9: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstMerit Corporation
TICKER: FMER CUSIP: 337915102
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiserv, Inc.
TICKER: FISV CUSIP: 337738108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER M. FLINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL P. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIM M. ROBAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JD SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS C. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fitbit, Inc.
TICKER: FIT CUSIP: 33812L102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC N. FRIEDMAN ISSUER YES FOR �� FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN D. CALLAGHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEVEN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Below, Inc.
TICKER: FIVE CUSIP: 33829M101
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CATHERINE E. BUGGELN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DANIEL J. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RICHARD L. MARKEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Oaks Investment Corp.
TICKER: OAKS CUSIP: 33830W106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. HOULIHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER C. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID OSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Prime Therapeutics, Inc.
TICKER: FPRX CUSIP: 33830X104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANKLIN M. BERGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM RINGO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEWIS T. "RUSTY" ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Star Quality Care, Inc.
TICKER: FVE CUSIP: 33832D106
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BRUCE M. GANS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five9, Inc.
TICKER: FIVN CUSIP: 338307101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID DEWALT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID WELSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930705
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALESSANDRO P. DINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. LEWIS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. NYBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flanigan's Enterprises, Inc.
TICKER: BDL CUSIP: 338517105
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. KASTNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. FLANIGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR M.E. BETSY BENNETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FleetCor Technologies, Inc.
TICKER: FLT CUSIP: 339041105
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD F. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. FARRELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MACCHIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: REPORT ON PLANS TO INCREASE BOARD SHAREHOLDER YES AGAINST N/A
DIVERSITY
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fleetmatics Group Public Limited Company
TICKER: FLTX CUSIP: G35569105
MEETING DATE: 8/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES F. KELLIHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES M. TRAVERS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEX PHARMA, INC.
TICKER: FLKS CUSIP: 33938A105
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC KOZIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODERICK MACKINNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE STACY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexion Therapeutics, Inc.
TICKER: FLXN CUSIP: 33938J106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT A. CANUTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR SAMUEL D. COLELLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexsteel Industries, Inc.
TICKER: FLXS CUSIP: 339382103
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY C. BOTTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC S. RANGEN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXTRONICS INTERNATIONAL LTD.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT LAY KOON TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: REELECT WILLIAM D. WATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT LAWRENCE A. ZIMMERMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE REAPPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #S1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLIR Systems, Inc.
TICKER: FLIR CUSIP: 302445101
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM W. CROUCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CATHERINE A. HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANGUS L. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CATHY A. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW C. TEICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN E. WYNNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
REGARDING THE REMOVAL OF DIRECTORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
REGARDING THE ALTERATION, AMENDMENT, REPEAL OR
ADOPTION OF CERTAIN PROVISIONS OF THE ARTICLES OF
INCORPORATION
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH T. HERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L.V. 'BUD' MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN S. REILAND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flowers Foods, Inc.
TICKER: FLO CUSIP: 343498101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE E. DEESE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RHONDA GASS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD LAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AMOS R. MCMULLIAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. V. SHIELDS, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES T. SPEAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flowserve Corporation
TICKER: FLS CUSIP: 34354P105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEIF E. DARNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. FRIEDERY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOE E. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluidigm Corporation
TICKER: FLDM CUSIP: 34385P108
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERHARD F. BURBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluor Corporation
TICKER: FLR CUSIP: 343412102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROSEMARY T. BERKERY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DEBORAH D. MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ARMANDO J. OLIVERA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOSEPH W. PRUEHER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR NADER H. SULTAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR LYNN C. SWANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flushing Financial Corporation
TICKER: FFIC CUSIP: 343873105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN R. BURAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES D. BENNETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALFRED A. DELLIBOVI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS S. GULOTTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FMC Corporation
TICKER: FMC CUSIP: 302491303
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDUARDO E. CORDEIRO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR G. PETER D'ALOIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR K'LYNNE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT C. PALLASH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VINCENT R. VOLPE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FMC Technologies, Inc.
TICKER: FTI CUSIP: 30249U101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELEAZAR DE CARVALHO ISSUER YES FOR FOR
FILHO
PROPOSAL #1c: ELECT DIRECTOR C. MAURY DEVINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAIRE S. FARLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN T. GREMP ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS M. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER MELLBYE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OOSTERVEER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD A. PATTAROZZI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KAY G. PRIESTLY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fogo De Chao, Inc.
TICKER: FOGO CUSIP: 344177100
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR NEIL MOSES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonar Corporation
TICKER: FONR CUSIP: 344437405
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND V. DAMADIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAUDETTE J. V. CHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. JANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES N. O'DATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD G. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foot Locker, Inc.
TICKER: FL CUSIP: 344849104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAXINE CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAROBIN GILBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONA D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ford Motor Company
TICKER: F CUSIP: 345370860
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDSEL B. FORD, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. HELMAN, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest City Enterprises, Inc.
TICKER: FCE.A CUSIP: 345550107
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION TO FACILITATE ISSUER YES FOR FOR
TRANSITION TO REIT STATUS
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ADD ISSUER YES FOR FOR
PROVISIONS NECESSARY TO AUTHORIZE FOREST CITY TO
DECLARE AND PAY A SPECIAL DIVIDEND PART IN STOCK AND
PART IN CASH IN A MANNER IN WHICH SHAREHOLDERS MAY
RECEIVE THE DIVIDEND IN DIFFERENT FORMS
PROPOSAL #3: AMEND REIT CHARTER TO INCREASE OR ISSUER YES FOR FOR
DECREASE THE AGGREGATE NUMBER OF SHARES OF REIT STOCK
OR THE NUMBER OF SHARES ANY CLASS OR SERIES OF
SHARES OF REIT STOCK THAT THE REIT IS AUTHORIZED TO
PROPOSAL #4: APPROVE PROVISION IN THE REIT CHARTER ISSUER YES FOR FOR
AND PROVISION IN THE AMENDED AND RESTATED REIT BYLAWS
TO GRANT THE REIT BOARD OF DIRECTORS, WITH CERTAIN
LIMITED EXCEPTIONS AND EXCLUSIVE POWER TO AMEND THE
REIT BYLAWS
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forest City Realty Trust, Inc.
TICKER: FCE.A CUSIP: 345605109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. ESPOSITO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR STAN ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forestar Group Inc.
TICKER: FOR CUSIP: 346233109
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. ASHTON HUDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP J. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FormFactor, Inc.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLEY STEVEN-WAISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. ZELLNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forrester Research, Inc.
TICKER: FORR CUSIP: 346563109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENK W. BROEDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE R. HORNIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortinet, Inc.
TICKER: FTNT CUSIP: 34959E109
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MING HSIEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER B. PAISLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Biotech, Inc.
TICKER: FBIO CUSIP: 34960Q109
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIMMIE HARVEY, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR MALCOLM HOENLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOV KLEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. JAY LOBELL ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Biotech, Inc.
TICKER: FBIO CUSIP: 34960Q109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIMMIE HARVEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MALCOLM HOENLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOV KLEIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. JAY LOBELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortune Brands Home & Security, Inc.
TICKER: FBHS CUSIP: 34964C106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN S. KILSBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER J. KLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forum Energy Technologies, Inc.
TICKER: FET CUSIP: 34984V100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forward Air Corporation
TICKER: FWRD CUSIP: 349853101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ROBERT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. JOHN LANGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY D. LEINWEBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. MICHAEL LYNCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS M. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R. CRAIG CARLOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fossil Group, Inc.
TICKER: FOSL CUSIP: 34988V106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE B. AGATHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY N. BOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM B. CHIASSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURIA A. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANE L. NEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK D. QUICK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Medicine, Inc.
TICKER: FMI CUSIP: 350465100
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXIS BORISY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SANDRA HORNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL O'DAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL PELLINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID SCHENKEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL VARNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA YESHWANT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Four Corners Property Trust, Inc.
TICKER: FCPT CUSIP: 35086T109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. HANSEN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fox Chase Bancorp, Inc.
TICKER: FXCB CUSIP: 35137T108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fox Factory Holding Corp.
TICKER: FOXF CUSIP: 35138V102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY L. ENTERLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIAS SABO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Francesca's Holding Corporation
TICKER: FRAN CUSIP: 351793104
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD EMMETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD KUNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Covey Co.
TICKER: FC CUSIP: 353469109
MEETING DATE: 1/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON M. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS G. HEINER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL C. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. WHITMAN ISSUER YES �� FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Electric Co., Inc.
TICKER: FELE CUSIP: 353514102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RENEE J. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Financial Network, Inc.
TICKER: FSB CUSIP: 35352P104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY W. BROCKMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. KEMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA J. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MELODY J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY E. WALDRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BENJAMIN P. WYND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SETH H. WAUGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS �� ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON AND ASSESS PROXY VOTING SHAREHOLDER YES ABSTAIN AGAINST
POLICIES IN RELATION TO CLIMATE CHANGE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Street Properties Corp.
TICKER: FSP CUSIP: 35471R106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN N. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS J. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fred's, Inc.
TICKER: FRED CUSIP: 356108100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EISENMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. TASHJIAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. MARY MCNABB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY A. SHORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN R. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freeport-McMoRan Inc.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW LANGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE.
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: REPORT ON ACTIONS TO REDUCE IMPACT OF SHAREHOLDER YES ABSTAIN AGAINST
ENHANCED OIL RECOVERY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freescale Semiconductor, Ltd.
TICKER: FSL CUSIP: G3727Q101
MEETING DATE: 7/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FreightCar America, Inc.
TICKER: RAIL CUSIP: 357023100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. GEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. SCHMITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frequency Electronics, Inc.
TICKER: FEIM CUSIP: 358010106
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN B. BLOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL GIRSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR S. ROBERT FOLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresh Del Monte Produce Inc.
TICKER: FDP CUSIP: G36738105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMIR ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SALVATORE H. ALFIERO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD L. BOYKIN ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freshpet, Inc.
TICKER: FRPT CUSIP: 358039105
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARYL G. BREWSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Friedman Industries, Incorporated
TICKER: FRD CUSIP: 358435105
MEETING DATE: 8/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DURGA D. AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN M. RAUCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAX REICHENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL SPIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOE L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frisch's Restaurants, Inc.
TICKER: FRS CUSIP: 358748101
MEETING DATE: 8/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontier Communications Corporation
TICKER: FTR CUSIP: 35906A108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEROY T. BARNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD FRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD L. SCHROTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRAINE D. SEGIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MYRON A. WICK, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRP Holdings, Inc.
TICKER: FRPH CUSIP: 30292L107
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMPSON S. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. COMMANDER, ISSUER YES FOR FOR
III
PROPOSAL #1.4: ELECT DIRECTOR H.W. SHAD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. WALTON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FS Bancorp, Inc.
TICKER: FSBW CUSIP: 30263Y104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK H. TUEFFERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH A. COCHRANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED A. LEECH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARINA COFER-WILDSMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTD Companies, Inc.
TICKER: FTD CUSIP: 30281V108
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. APATOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT BERGLASS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUE ANN R. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTI Consulting, Inc.
TICKER: FCN CUSIP: 302941109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAUDIO COSTAMAGNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON ELLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuel Systems Solutions, Inc.
TICKER: FSYS CUSIP: 35952W103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTORS' RESTRICTED ISSUER YES FOR FOR
STOCK AWARDS
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuel Systems Solutions, Inc.
TICKER: FSYS CUSIP: 35952W103
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTORS' RESTRICTED ISSUER YES FOR FOR
STOCK AWARDS
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuel Tech, Inc.
TICKER: FTEK CUSIP: 359523107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT J. ARNONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. GRANT GREGORY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS L. ZEITLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FuelCell Energy, Inc.
TICKER: FCEL CUSIP: 35952H502
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR A. BOTTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL F. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES HERBERT ENGLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW F. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. ROLLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOGO DENNIS WEST, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Full House Resorts, Inc.
TICKER: FLL CUSIP: 359678109
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH R. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL G. BRAUNLICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W.H. BAIRD GARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLIS LANDAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY M. TIRPAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PIERCY BOWLER TAYLOR & KERN AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FULTON FINANCIAL CORPORATION
TICKER: FULT CUSIP: 360271100
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. FREER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT MORRISON, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES R. MOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. SCOTT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD H. SPAIR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK F. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ERNEST J. WATERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR E. PHILIP WENGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Furmanite Corporation
TICKER: FRM CUSIP: 361086101
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FutureFuel Corp.
TICKER: FF CUSIP: 36116M106
MEETING DATE: 8/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. NOVELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL G. LORENZINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DALE E. COLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RUBINBROWN LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FXCM Inc.
TICKER: FXCM CUSIP: 302693106
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FXCM Inc.
TICKER: FXCM CUSIP: 302693205
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM AHDOUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR GRUEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC LEGOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DROR (DREW) NIV ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRYAN REYHANI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID SAKHAI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RYAN SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDUARD YUSUPOV ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G&K Services, Inc.
TICKER: GK CUSIP: 361268105
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. GRECO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. MILROY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. RICHTER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaiam, Inc.
TICKER: GAIA CUSIP: 36268Q103
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIRKA RYSAVY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LYNN POWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES ARGYROPOULOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTIN FRANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS JAEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WENDY SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL ZIMMERMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaiam, Inc.
TICKER: GAIA CUSIP: 36268Q103
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIRKA RYSAVY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LYNN POWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KRISTIN FRANK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRIS JAEB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID MAISEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WENDY SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL SUTHERLAND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 11/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER SUGDEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH SCHENK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER W. CALHOUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. AVANSINO, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE POTENTIAL ISSUANCE OF CLASS A ISSUER YES AGAINST AGAINST
SHARES TO MARIO J. GABELLI
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GameStop Corp.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. DEMATTEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAUL RAINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS N. KELLY JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHANE S. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN R. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHANIE M. SHERN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD R. SZCZEPANSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHY P. VRABECK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaming and Leisure Properties, Inc.
TICKER: GLPI CUSIP: 36467J108
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaming and Leisure Properties, Inc.
TICKER: GLPI CUSIP: 36467J108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER M. CARLINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaming Partners International Corporation
TICKER: GPIC CUSIP: 36467A107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC P. ENDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY S. GRONAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES R. HENRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN-FRANCOIS LENDAIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN THIEFFRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gannett Co., Inc.
TICKER: GCI CUSIP: 36473H104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN W. COLL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. DICKEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LILA IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE (LARRY) S. ISSUER YES FOR FOR
KRAMER
PROPOSAL #1g: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TONY A. PROPHET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHLOE R. SLADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Garmin Ltd.
TICKER: GRMN CUSIP: H2906T109
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ANDREW ETKIND ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6.1: ELECT DIRECTOR DONALD H. ELLER ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT DIRECTOR MIN H. KAO ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT DIRECTOR CLIFTON A. PEMBLE ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT DIRECTOR REBECCA R. TILDEN ISSUER YES FOR FOR
PROPOSAL #7: ELECT MIN KAO AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #8.1: APPOINT DONALD H. ELLER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT JOSEPH J. HARTNETT AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT CHARLES W. PEFFER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.4: APPOINT REBECCA R. TILDEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE REISS + PREUSS LLP AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #10: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE FISCAL YEAR 2017 MAXIMUM ISSUER YES FOR FOR
AGGREGATE COMPENSATION FOR THE EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE MAXIMUM AGGREGATE COMPENSATION ISSUER YES FOR FOR
FOR THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE
2016 AGM AND THE 2017 AGM
PROPOSAL #14: REDUCE PAR VALUE OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #15: CANCELLATION OF FORMATION SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gartner, Inc.
TICKER: IT CUSIP: 366651107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BINGLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. BRESSLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAUL E. CESAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN E. DYKSTRA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EUGENE A. HALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN G. PAGLIUCA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gas Natural Inc.
TICKER: EGAS CUSIP: 367204104
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD K. GREAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gastar Exploration Inc.
TICKER: GST CUSIP: 36729W202
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. CASSELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. HOLDITCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. PENNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. RUSSELL PORTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GATX Corporation
TICKER: GMT CUSIP: 361448103
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE L. ARVIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERNST A. HÄBERLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES B. REAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASEY J. SYLLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL G. YOVOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gencor Industries, Inc.
TICKER: GENC CUSIP: 368678108
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CORT J. DONDERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Generac Holdings Inc.
TICKER: GNRC CUSIP: 368736104
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BOWLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AARON P. JAGDFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW G. LAMPEREUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SALLIE B. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD ('NED') CHILDS ISSUER YES FOR FOR
HALL, III
PROPOSAL #1c: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL T. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK M. PREVOST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. WELSH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Communication, Inc.
TICKER: GNCMA CUSIP: 369385109
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT M. FISHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM P. GLASGOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Dynamics Corporation
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUDY F. DELEON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. FRICKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES N. MATTIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LAURA J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AND ISSUE GENERAL PAYOUT POLICY SHAREHOLDER YES AGAINST FOR
REGARDING SHARE REPURCHASES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Electric Company
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR SEBASTIEN M. BAZIN ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #A4: ELECT DIRECTOR FRANCISCO D' SOUZA ISSUER YES FOR FOR
PROPOSAL #A5: ELECT DIRECTOR MARIJN E. DEKKERS ISSUER YES FOR FOR
PROPOSAL #A6: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #A7: ELECT DIRECTOR SUSAN J. HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #A8: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #A9: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #A10: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #A11: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #A12: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #A13: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #A14: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #A15: ELECT DIRECTOR MARY L. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #A16: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #B1: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #B2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C1: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #C2: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #C3: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #C4: RESTORE OR PROVIDE FOR CUMULATIVE SHAREHOLDER YES AGAINST FOR
VOTING
PROPOSAL #C5: PERFORMANCE-BASED AND/OR TIME-BASED SHAREHOLDER YES AGAINST FOR
EQUITY AWARDS
PROPOSAL #C6: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES AGAINST FOR
SELECTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Finance Corporation
TICKER: GFN CUSIP: 369822101
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. BARIBAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. TASHJIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RONALD F. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Growth Properties, Inc.
TICKER: GGP CUSIP: 370023103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD B. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. BRUCE FLATT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN K. HALEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN W. KINGSTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANDEEP MATHRANI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Mills, Inc.
TICKER: GIS CUSIP: 370334104
MEETING DATE: 9/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. CORDANI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL DANOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HENRIETTA H. FORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVE ODLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DOROTHY A. TERRELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Moly, Inc.
TICKER: GMO CUSIP: 370373102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. LETTES ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Motors Company
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ASHTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JANE L. MENDILLO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL G. MULLEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesco Inc.
TICKER: GCO CUSIP: 371532102
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANNA BARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW C. DIAMOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN P. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesee & Wyoming Inc.
TICKER: GWR CUSIP: 371559105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR OIVIND LORENTZEN, III ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR MARK A. SCUDDER ISSUER YES FOR FOR
PROPOSAL #1b.4: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1b.5: ELECT DIRECTOR JOSEPH H. PYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesis Healthcare, Inc.
TICKER: GEN CUSIP: 37185X106
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HARTMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA HAUSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES V. MCKEON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID REIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genie Energy Ltd.
TICKER: GNE CUSIP: 372284208
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. COURTER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. WESLEY PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN B. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN SASS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ESTABLISH BOARD COMMITTEE ON OPERATIONS SHAREHOLDER YES AGAINST FOR
IN ISRAELI-OCCUPIED TERRITORY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GenMark Diagnostics, Inc.
TICKER: GNMK CUSIP: 372309104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA M. GILES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. KAGNOFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genocea Biosciences, Inc.
TICKER: GNCA CUSIP: 372427104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATRINE BOSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN HOFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genomic Health, Inc.
TICKER: GHDX CUSIP: 37244C101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY J. POPOVITS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX J. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED E. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDALL S. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genpact Limited
TICKER: G CUSIP: G3922B107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT N.V. TYAGARAJAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT ROBERT SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT AMIT CHANDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT LAURA CONIGLIARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DAVID HUMPHREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JAMES MADDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT ALEX MANDL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT CECELIA MORKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT MARK NUNNELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT HANSPETER SPEK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT MARK VERDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentex Corporation
TICKER: GNTX CUSIP: 371901109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY GOODE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETE HOEKSTRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES HOLLARS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MULDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERICK SOTOK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentherm Incorporated
TICKER: THRM CUSIP: 37253A103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. COKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SOPHIE DESORMIERE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MAURICE E.P. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YVONNE HAO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD HUNDZINSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR OSCAR B. MARX, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BYRON T. SHAW, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genuine Parts Company
TICKER: GPC CUSIP: 372460105
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY B. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. 'ROBIN' ISSUER YES FOR FOR
LOUDERMILK, JR.
PROPOSAL #1.10: ELECT DIRECTOR WENDY B. NEEDHAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JERRY W. NIX ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GenVec, Inc.
TICKER: GNVC CUSIP: 37246C307
MEETING DATE: 11/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WAYNE T. HOCKMEYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS J. SWIRSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL RICHMAN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY STEGMAN & COMPANY AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELINA E. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN R. NICHOLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geospace Technologies Corporation
TICKER: GEOS CUSIP: 37364X109
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR EDGAR R. GIESINGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM H. MOODY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GARY D. OWENS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WALTER R. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: German American Bancorp, Inc.
TICKER: GABC CUSIP: 373865104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LONNIE D. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC D. FINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DAVID LETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. SEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS A. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS A. BAWEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: GERON CORPORATION
TICKER: GERN CUSIP: 374163103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOYOUNG HUH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Getty Realty Corp.
TICKER: GTY CUSIP: 374297109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEO LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER J. CONSTANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD E. MONTAG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOWARD B. SAFENOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gevo, Inc.
TICKER: GEVO CUSIP: 374396208
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANDY MARSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gibraltar Industries, Inc.
TICKER: ROCK CUSIP: 374689107
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON M. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. HINDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. NISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE MATERIAL TERMS OF THE SPECIAL ISSUER YES FOR FOR
PERFORMANCE STOCK UNIT GRANT
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE MATERIAL TERMS OF THE ANNUAL ISSUER YES FOR FOR
PERFORMANCE STOCK UNIT GRANT
PROPOSAL #6: APPROVE NON-EMPLOYEE DIRECTOR STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gigamon Inc.
TICKER: GIMO CUSIP: 37518B102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. KISPERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOAN A. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GigOptix, Inc.
TICKER: GIG CUSIP: 37517Y103
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. LAZZARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLY D.C. TRAPP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G-III Apparel Group, Ltd.
TICKER: GIII CUSIP: 36237H101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMMY AARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BROSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN FELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEANETTE NOSTRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALLEN SIRKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLEM VAN BOKHORST ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHERYL L. VITALI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gilead Sciences, Inc.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BLODNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL M. CHESLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK J. SEMMENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gladstone Commercial Corporation
TICKER: GOOD CUSIP: 376536108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID GLADSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. ADELGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. OUTLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gladstone Land Corporation
TICKER: LAND CUSIP: 376549101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN D. MERRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glaukos Corporation
TICKER: GKOS CUSIP: 377322102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Blood Therapeutics, Inc.
TICKER: GBT CUSIP: 37890U108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED W. LOVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES HOMCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN F. PIERCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brass and Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. MARSH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF SAGANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY E. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Indemnity plc
TICKER: GBLI CUSIP: G39319101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAPHAEL L. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH G. GERSCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN H. HOWES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRUCE LEDERMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LARRY N. PORT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #2a.1: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.2: ELECT TERRENCE J. POWER AS DIRECTOR ISSUER YES FOR FOR
OF GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.3: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.4: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF GLOBAL INDEMNITY REINSURANCE COMPANY,
PROPOSAL #2a.5: ELECT GRAINNE RICHMOND AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2b: RATIFY ERNST & YOUNG, LTD., HAMILTON, ISSUER YES FOR FOR
BERMUDA AS AUDITORS
PROPOSAL #3: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4: APPROVE ERNST & YOUNG GLOBAL LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378102
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM M. KAHANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR P. SUE PERROTTY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD G. RENDELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ABBY M. WENZEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Payments Inc.
TICKER: GPN CUSIP: 37940X102
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM I JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlobalSCAPE, Inc.
TICKER: GSB CUSIP: 37940G109
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK M. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. HICKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PADGETT, STRATEMANN & CO., L.L.P. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globalstar, Inc.
TICKER: GSAT CUSIP: 378973408
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PATRICK MCINTYRE ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. ROBERTS ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globe Specialty Metals, Inc.
TICKER: GSM CUSIP: 37954N206
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GLOBEIMMUNE, INC.
TICKER: GBIM CUSIP: 37957B100
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. RODELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WILLIAM FREYTAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AUGUSTINE J. LAWLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. EDWARD TORRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globus Medical, Inc.
TICKER: GMED CUSIP: 379577208
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID C. PAUL ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR DANIEL T. LEMAITRE ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glowpoint, Inc.
TICKER: GLOW CUSIP: 379887201
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH ARCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID GIANGANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER HOLST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK J. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. LUSK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glu Mobile Inc.
TICKER: GLUU CUSIP: 379890106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICCOLO M. DE MASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG BRANDEAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlycoMimetics, Inc.
TICKER: GLYC CUSIP: 38000Q102
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. HENOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL K. KING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlycoMimetics, Inc.
TICKER: GLYC CUSIP: 38000Q102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. MAGNANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ARCHBOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GoDaddy Inc.
TICKER: GDDY CUSIP: 380237107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE J. IRVING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. ROBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN I. PARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gogo Inc.
TICKER: GOGO CUSIP: 38046C109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES C. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gold Resource Corporation
TICKER: GORO CUSIP: 38068T105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL M. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON D. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Enterprises, Inc.
TICKER: GLDC CUSIP: 381010107
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANN F. BASHINSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. BATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARK W. MCCUTCHEON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. MCKLEROY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM B. MORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. WALLACE NALL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR EDWARD R. PASCOE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. WAYNE PATE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. P. SAMFORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN S. STEIN, III ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Entertainment, Inc.
TICKER: GDEN CUSIP: 381013101
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE L. SARTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. COPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. LIPPARELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. MIODUNSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL I. SELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY PIERCY BOWLER TAYLOR & KERN, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Minerals Company
TICKER: AUMN CUSIP: 381119106
MEETING DATE: 1/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Minerals Company
TICKER: AUMN CUSIP: 381119106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY G. CLEVENGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN M. REHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DURAND EPPLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN MASTERTON-HUME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN R. MORANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW N. PULLAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID H. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H, LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Good Times Restaurants Inc.
TICKER: GTIM CUSIP: 382140879
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOYD E. HOBACK ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GARY J. HELLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC W. REINHARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. STETSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN A. TERAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GoPro, Inc.
TICKER: GPRO CUSIP: 38268T103
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY BATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD GILHULY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER GOTCHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER LURIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MARKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gordmans Stores, Inc.
TICKER: GMAN CUSIP: 38269P100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. SCOTT KING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASEY C. LANZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DONALD V. ROACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GP Strategies Corporation
TICKER: GPX CUSIP: 36225V104
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARVEY P. EISEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. FRIEDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARSHALL S. GELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT N. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURA L. GURSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. KOONIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR A. MARVIN STRAIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graco Inc.
TICKER: GGG CUSIP: 384109104
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graham Corporation
TICKER: GHM CUSIP: 384556106
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN FORTIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. LINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA M. SCHNORR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graham Holdings Company
TICKER: GHC CUSIP: 384637104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gramercy Property Trust
TICKER: GPT CUSIP: 385002100
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON F. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN J. BAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUIS P. SALVATORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gramercy Property Trust Inc.
TICKER: GPT CUSIP: 38489R605
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grand Canyon Education, Inc.
TICKER: LOPE CUSIP: 38526M106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN E. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JACK A. HENRY ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY A. CASPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN F. WARREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SARA R. DIAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Granite Construction Incorporated
TICKER: GVA CUSIP: 387328107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM G. DOREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAES G. BJORK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL F. MCNALLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graphic Packaging Holding Company
TICKER: GPK CUSIP: 388689101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD R. LOGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gray Television, Inc.
TICKER: GTN CUSIP: 389375106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HOWELL W. NEWTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. BOGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR T.L. (GENE) ELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. (BETH) ISSUER YES WITHHOLD AGAINST
NEUHOFF
PROPOSAL #1.7: ELECT DIRECTOR HUGH E. NORTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR HARRIETT J. ROBINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Ajax Corp.
TICKER: AJX CUSIP: 38983D300
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL SCHAUB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CONDAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN BRADFORD ISSUER YES FOR FOR
HANDLEY, JR.
PROPOSAL #1.6: ELECT DIRECTOR DANIEL HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR J. KIRK OGREN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Lakes Dredge & Dock Corporation
TICKER: GLDD CUSIP: 390607109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL A. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN W. BERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Plains Energy Incorporated
TICKER: GXP CUSIP: 391164100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY BASSHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. BODDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL C. FERGUSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS D. HYDE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. SHERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Southern Bancorp, Inc.
TICKER: GSBC CUSIP: 390905107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE TURNER BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL A. STEINERT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM V. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Western Bancorp, Inc.
TICKER: GWB CUSIP: 391416104
MEETING DATE: 2/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES SPIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN KARELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greatbatch, Inc.
TICKER: GB CUSIP: 39153L106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. DZIEDZIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN HOBBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. CRAIG MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM B. SUMMERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO INTEGER HOLDINGS ISSUER YES FOR FOR
CORPORATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN EISENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. LERNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MANUEL J. MEHOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Brick Partners, Inc.
TICKER: GRBK CUSIP: 392709101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY BRANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH K. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID EINHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. PRESS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. FARRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Dot Corporation
TICKER: GDOT CUSIP: 39304D102
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY R. GREENLEAF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MORITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN W. STREIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR FOR
OF DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR SATURNINO 'NINO' FANLO SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. GRESHAM SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. LIVINGSTON SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER NO N/A N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Plains Inc.
TICKER: GPRE CUSIP: 393222104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON GLADE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GreenHunter Resources, Inc.
TICKER: GRH CUSIP: 39530A104
MEETING DATE: 12/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY C. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY E. EASLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RESTRICTED STOCK GRANTS TO ISSUER YES AGAINST AGAINST
INDEPENDENT DIRECTORS OF THE COMPANY
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenlight Capital Re, Ltd.
TICKER: GLRE CUSIP: G4095J109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT ALAN BROOKS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DAVID EINHORN AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT LEONARD GOLDBERG AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT BARTON HEDGES AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT IAN ISAACS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT FRANK LACKNER AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT BRYAN MURPHY AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOSEPH PLATT AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT ALAN BROOKS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2b: ELECT DAVID EINHORN AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2c: ELECT LEONARD GOLDBERG AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2d: ELECT BARTON HEDGES AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2e: ELECT IAN ISAACS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2f: ELECT FRANK LACKNER AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2g: ELECT BRYAN MURPHY AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2h: ELECT JOSEPH PLATT AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3a: ELECT PHILIP HARKIN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT BARTON HEDGES AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT FRANK LACKNER AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT BRENDAN TUOHY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO CAYMAN LTD. AS AUDITORS OF ISSUER YES FOR FOR
GREENLIGHT RE
PROPOSAL #6: RATIFY BDO, REGISTERED AUDITORS IN ISSUER YES FOR FOR
IRELAND AS AUDITORS OF GRIL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffon Corporation
TICKER: GFF CUSIP: 398433102
MEETING DATE: 1/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. ALPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BLAINE V. FOGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. WALDORF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Group 1 Automotive, Inc.
TICKER: GPI CUSIP: 398905109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOYLE L. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINCOLN PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAX P. WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupon, Inc.
TICKER: GRPN CUSIP: 399473107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICH WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC LEFKOFSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER BARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT BASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY HOUSENBOLD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN �� ISSUER YES FOR FOR
PROPOSAL #6: END PROMOTIONS INVOLVING ANIMALS USED SHAREHOLDER YES ABSTAIN AGAINST
FOR ENTERTAINMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GrubHub Inc.
TICKER: GRUB CUSIP: 400110102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN L. SADRIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN SPERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSE Systems, Inc.
TICKER: GVP CUSIP: 36227K106
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYLE J. LOUDERMILK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. SORRELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSI Group Inc.
TICKER: GSIG CUSIP: 36191C205
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN W. BERSHAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY L. BOSCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. FORTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA J. LAMEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOMINIC A. ROMEO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ROUSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS N. SECOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: CHANGE COMPANY NAME TO NOVANTA INC. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSI Technology, Inc.
TICKER: GSIT CUSIP: 36241U106
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE-LEAN SHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. THOMAS HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAYDN HSIEH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUEY L. LU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR O. WHIPPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT YAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTT Communications, Inc.
TICKER: GTT CUSIP: 362393100
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. CALDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOSEPH BRUNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RHODRIC C. HACKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICK ADAMO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH SATIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTx, Inc.
TICKER: GTXI CUSIP: 40052B108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancorp
TICKER: GBNK CUSIP: 40075T607
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR EDWARD B. CORDES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KEITH R. FINGER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEPHEN D. JOYCE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GAIL H. KLAPPER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR STEPHEN G. MCCONAHEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ALBERT C. YATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guess?, Inc.
TICKER: GES CUSIP: 401617105
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY CHIDONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH GROMEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL MARCIANO ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES FOR AGAINST
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guidance Software, Inc.
TICKER: GUID CUSIP: 401692108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REYNOLDS C. BISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX CARNECCHIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK DENNIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WADE LOO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT VAN SCHOONENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN P. COLBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS �� SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guidewire Software, Inc.
TICKER: GWRE CUSIP: 40171V100
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GASSNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL LAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS S. RYU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gulf Island Fabrication, Inc.
TICKER: GIFI CUSIP: 402307102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. FLICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. CHILES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MURRAY W. BURNS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GulfMark Offshore, Inc.
TICKER: GLF CUSIP: 402629208
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER I. BIJUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. BUTTERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHELDON S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR QUINTIN V. KNEEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN W. KOHLHAGEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REX C. ROSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES K. VALUTAS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gulfport Energy Corporation
TICKER: GPOR CUSIP: 402635304
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG GROESCHEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. DOUG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT E. STRELLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gyrodyne, LLC
TICKER: GYRO CUSIP: 403829104
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL L. LAMB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&E Equipment Services, Inc.
TICKER: HEES CUSIP: 404030108
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ENGQUIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL N. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE C. BRUCKMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK L. EDSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAWYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&R Block, Inc.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM C. COBB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID BAKER LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TOM D. SEIP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES F. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.B. Fuller Company
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. VAN RODEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haemonetics Corporation
TICKER: HAE CUSIP: 405024100
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD G. GELBMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. MEELIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halliburton Company
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABDULAZIZ F. AL KHAYYAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSE C. GRUBISICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hallmark Financial Services, Inc.
TICKER: HALL CUSIP: 40624Q203
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT T. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. PAPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halozyme Therapeutics, Inc.
TICKER: HALO CUSIP: 40637H109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONNIE L. MATSUI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN I. TORLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halyard Health, Inc.
TICKER: HYH CUSIP: 40650V100
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. BYRNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE SHIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Bancorp, Inc.
TICKER: HBK CUSIP: 407015106
MEETING DATE: 8/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. DEALMEIDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. FARNUM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBI R. MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY STEGMAN & COMPANY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hancock Holding Company
TICKER: HBHC CUSIP: 410120109
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. ESTABROOK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARDY B. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL W. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SONYA C. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC J. NICKELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. ROSEBERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Handy & Harman Ltd.
TICKER: HNH CUSIP: 410315105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT FRANKFURT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. MCNAMARA, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK A. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAREN W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. SVOBODA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanesbrands Inc.
TICKER: HBI CUSIP: 410345102
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JESSICA T. MATHEWS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANCK J. MOISON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD A. NOLL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID V. SINGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANN E. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanmi Financial Corporation
TICKER: HAFC CUSIP: 410495204
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. AHN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTIE K. CHU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HARRY CHUNG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL SEON-HONG KIM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. G. KUM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOON HYUNG LEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH K. RHO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. ROSENBLUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
TICKER: HASI CUSIP: 41068X100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ECKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA M. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. CIRILLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES M. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hardinge Inc.
TICKER: HDNG CUSIP: 412324303
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN L. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harley-Davidson, Inc.
TICKER: HOG CUSIP: 412822108
MEETING DATE: 4/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. JOHN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW S. LEVATICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA L. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. NORLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOCHEN ZEITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harman International Industries, Incorporated
TICKER: HAR CUSIP: 413086109
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ADRIANE M. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. DIERCKSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN MCLAUGHLIN ISSUER YES FOR FOR
KOROLOGOS
PROPOSAL #1d: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT NAIL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DINESH C. PALIWAL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ABRAHAM N. REICHENTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KENNETH M. REISS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK S. SKLARSKY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY G. STEEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harmonic Inc.
TICKER: HLIT CUSIP: 413160102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITZI REAUGH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. REDDERSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIKOS THEODOSOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harris Corporation
TICKER: HRS CUSIP: 413875105
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM M. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER W. CHIARELLI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS A. DATTILO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN KATEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID B. RICKARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. STOFFEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORY T. SWIENTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harsco Corporation
TICKER: HSC CUSIP: 415864107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. EARL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY G. EDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. NICHOLAS GRASBERGER, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR TERRY D. GROWCOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harte Hanks, Inc.
TICKER: HHS CUSIP: 416196103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. FARLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harvard Bioscience, Inc.
TICKER: HBIO CUSIP: 416906105
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harvest Natural Resources, Inc.
TICKER: HNR CUSIP: 41754V103
MEETING DATE: 9/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR STEPHEN D. CHESEBRO' ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR OSWALDO CISNEROS ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR FRANCISCO D'AGOSTINO ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR JAMES A. EDMISTON ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR ROBERT E. IRELAN ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR EDGARD LEAL ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR PATRICK M. MURRAY ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Hasbro, Inc.
TICKER: HAS CUSIP: 418056107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH A. BRONFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. BURNS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRISPIN H. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA GERSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN D. GOLDNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN G. HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD M. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA K. ZECHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hatteras Financial Corp.
TICKER: HTS CUSIP: 41902R103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN M. HOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA G. KAWALLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICKI MCELREATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM V. NUTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS D. WREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haverty Furniture Companies, Inc.
TICKER: HVT CUSIP: 419596101
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. ALLISON DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKI R. PALMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED L. SCHUERMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haverty Furniture Companies, Inc.
TICKER: HVT CUSIP: 419596200
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. GLOVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAWSON HAVERTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK S. MCGAUGHEY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLARENCE H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AL TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Hawaiian Electric Industries, Inc.
TICKER: HE CUSIP: 419870100
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. MAURICE MYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES K. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Electric Industries, Inc.
TICKER: HE CUSIP: 419870100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELVIN H. TAKETA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY N. WATANABE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK B. DUNKERLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PLEASE VOTE FOR IF STOCK IS OWNED OF ISSUER YES FOR N/A
RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR VOTE
AGAINST IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Telcom Holdco, Inc.
TICKER: HCOM CUSIP: 420031106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. JALKUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN C. OLDHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MEREDITH J. CHING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. BARBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR N. JOHN FONTANA, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT B. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawkins, Inc.
TICKER: HWKN CUSIP: 420261109
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MCKEON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK H. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. FAULCONBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE M. JERGENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARYL I. SKAAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haynes International, Inc.
TICKER: HAYN CUSIP: 420877201
MEETING DATE: 3/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK M. COMERFORD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN C. COREY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT H. GETZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR TIMOTHY J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL L. SHOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HC2 Holdings, Inc.
TICKER: HCHC CUSIP: 404139107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP A. FALCONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN H. GFELLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT V. LEFFLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
PROVIDE HOLDERS OF COMMON STOCK SHALL NOT BE ENTITLED
TO VOTE RELATING TO ONE OR MORE SERIES OF PREFERRED
STOCK
PROPOSAL #4: AMEND CERTIFICATE OF DESIGNATION FOR THE ISSUER YES FOR FOR
SERIES A PREFERRED STOCK
PROPOSAL #5: AMEND CERTIFICATE OF DESIGNATION FOR THE ISSUER YES FOR FOR
SERIES A-1 PREFERRED STOCK
PROPOSAL #6: AMEND CERTIFICATE OF DESIGNATION FOR THE ISSUER YES FOR FOR
SERIES A-2 PREFERRED STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCA Holdings, Inc.
TICKER: HCA CUSIP: 40412C101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. MILTON JOHNSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY-ANN DEPARLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM R. FRIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANN H. LAMONT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAY O. LIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WAYNE J. RILEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCC Insurance Holdings, Inc.
TICKER: HCC CUSIP: 404132102
MEETING DATE: 9/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCI Group, Inc.
TICKER: HCI CUSIP: 40416E103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE APOSTOLOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY POLITIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCP, Inc.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURALEE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HD Supply Holdings, Inc.
TICKER: HDS CUSIP: 40416M105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK R. MCNAMEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. PEFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Headwaters Incorporated
TICKER: HW CUSIP: 42210P102
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R SAM CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MALYN K. MALQUIST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Insurance Innovations, Inc.
TICKER: HIIQ CUSIP: 42225K106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. KOSLOSKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK R. MCNAMEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE A. TELKAMP ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Net, Inc.
TICKER: HNT CUSIP: 42222G108
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Realty Trust Incorporated
TICKER: HR CUSIP: 421946104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. EMERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY H. AGEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES RAYMOND ISSUER YES FOR FOR
FERNANDEZ
PROPOSAL #1.4: ELECT DIRECTOR PETER F. LYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWIN B. MORRIS, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN KNOX SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTANN M. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAN S. WILFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Services Group, Inc.
TICKER: HCSG CUSIP: 421906108
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FROME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DINO D. OTTAVIANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THEODORE WAHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. MCBRYAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANE S. CASEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JUDE VISCONTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Trust of America, Inc.
TICKER: HTA CUSIP: 42225P501
MEETING DATE: 7/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. PETERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY BLAIR, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MAURICE J. DEWALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER N. FOSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LARRY L. MATHIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVE W. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GARY T. WESCOMBE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthEquity, Inc.
TICKER: HQY CUSIP: 42226A107
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. NEELEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. CORVINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVELYN DILSAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK T. MEDICI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MANU RANA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthSouth Corporation
TICKER: HLS CUSIP: 421924309
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthStream, Inc.
TICKER: HSTM CUSIP: 42222N103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMPSON S. DENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE POLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. STEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH TAYLOR TATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthways, Inc.
TICKER: HWAY CUSIP: 422245100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY JANE ENGLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARCHELLE GEORGIOU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CONAN J. LAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Express, Inc.
TICKER: HTLD CUSIP: 422347104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE D. CROUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAHIRA K. HIRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Financial USA, Inc.
TICKER: HTLF CUSIP: 42234Q102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. FALB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Payment Systems, Inc.
TICKER: HPY CUSIP: 42235N108
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HeartWare International, Inc.
TICKER: HTWR CUSIP: 422368100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHADWICK CORNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS GODSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SETH HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN OESTERLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT STOCKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heat Biologics, Inc.
TICKER: HTBX CUSIP: 42237K102
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY WOLF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL BELSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS C. BOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL KHARITONOV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hecla Mining Company
TICKER: HL CUSIP: 422704106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED CRUMLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY V. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. STANLEY ISSUER YES FOR FOR
PROPOSAL #2: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR CERTAIN PROVISIONS
PROPOSAL #3: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEICO Corporation
TICKER: HEI CUSIP: 422806109
MEETING DATE: 3/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS S. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL L. HIGGINBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WOLFGANG MAYRHUBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEICO Corporation
TICKER: HEI CUSIP: 422806208
MEETING DATE: 3/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS S. CULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADOLFO HENRIQUES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL L. HIGGINBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK H. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WOLFGANG MAYRHUBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURANS A. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICTOR H. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIE NEITZEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. SCHWITTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heidrick & Struggles International, Inc.
TICKER: HSII CUSIP: 422819102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH L. AXELROD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLARE M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. FAZIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JILL KANIN-LOVERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY E. KNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TRACY R. WOLSTENCROFT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helen of Troy Limited
TICKER: HELE CUSIP: G4388N106
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY B. ABROMOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. BUTTERWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY F. MEEKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIEN R. MININBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. SUSETKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DARREN G. WOODY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND HELEN OF TROY LIMITED 2008 OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helix Energy Solutions Group, Inc.
TICKER: HLX CUSIP: 42330P107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OWEN KRATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. LOVOI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN RASK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helmerich & Payne, Inc.
TICKER: HP CUSIP: 423452101
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDY A. FOUTCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HANS HELMERICH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN W. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA MARSHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. PETRIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD F. ROBILLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCIS ROONEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN D. ZEGLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemisphere Media Group, Inc.
TICKER: HMTV CUSIP: 42365Q103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. SOKOL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VINCENT L. SADUSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNESTO VARGAS GUAJARDO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemispherx Biopharma, Inc.
TICKER: HEB CUSIP: 42366C103
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS K. EQUELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. MITCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR IRAJ E. KIANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PETER W. RODINO, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hennessy Advisors, Inc.
TICKER: HNNA CUSIP: 425885100
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL J. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA M. NILSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. STEADMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY HANSEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN A. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL G. LIBARLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RODGER OFFENBACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. SEAVEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN W. POMILIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Henry Schein, Inc.
TICKER: HSIC CUSIP: 806407102
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARRY J. ALPERIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE S. BACOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GERALD A. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STANLEY M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES P. BRESLAWSKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL BRONS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HERRING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD J. KABAT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KURT P. KUEHN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK E. MLOTEK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CAROL RAPHAEL ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR E. DIANNE REKOW ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herbalife Ltd.
TICKER: HLF CUSIP: G4412G101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. BERMINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEDRO CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH COZZA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HUNTER C. GARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JESSE A. LYNN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL MONTELONGO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIA OTERO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN TARTOL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hercules Offshore, Inc.
TICKER: HEROQ CUSIP: 427093307
MEETING DATE: 7/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: THE PLAN ISSUER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIANNE M. BIAGINI- ISSUER YES FOR FOR
KOMAS
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. BISCEGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK W. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PHILIP DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR STEVEN L. HALLGRIMSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER T. KACZMAREK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. MOLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURA RODEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RANSON W. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Financial Corporation
TICKER: HFWA CUSIP: 42722X106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHODA L. ALTOM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. CHARNESKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY B. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. CLEES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK D. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIMBERLY T. ELLWANGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY S. LYON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GRAGG E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTHONY B. PICKERING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT T. SEVERNS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BRIAN L. VANCE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANN WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WIDDICOMBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PANAGIOTIS (PETE) ISSUER YES FOR FOR
APOSTOLOU
PROPOSAL #1.4: ELECT DIRECTOR IRINI BARLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TRIFON HOUVARDAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES MASIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS PAPPAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH VATTAMATTAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VIJAY WALVEKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Oaks Bancorp
TICKER: HEOP CUSIP: 42724R107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BEHRMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. FUGATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD N. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEE LACEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIMONE F. LAGOMARSINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. O'HARE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL E. PFAU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALEXANDER F. SIMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN P. YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage-Crystal Clean, Inc.
TICKER: HCCI CUSIP: 42726M106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN RECATTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. SCHALLIOL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herman Miller, Inc.
TICKER: MLHR CUSIP: 600544100
MEETING DATE: 10/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS D. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. HOKE III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HEIDI J. MANHEIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heron Therapeutics, Inc.
TICKER: HRTX CUSIP: 427746102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY D. QUART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. POYHONEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hersha Hospitality Trust
TICKER: HT CUSIP: 427825500
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY H. SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. HUTCHISON, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD J. LANDRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. LEVEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42805T105
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42805T105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN N. EVERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. BARNES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN P. TAGUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heska Corporation
TICKER: HSKA CUSIP: 42805E306
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR G. IRWIN GORDON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CAROL A. WRENN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hess Corporation
TICKER: HES CUSIP: 42809H107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE J. CHECKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RISA LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. MULLIN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM G. SCHRADER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FINANCIAL RISKS OF STRANDED SHAREHOLDER YES ABSTAIN AGAINST
CARBON ASSETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett Packard Enterprise Company
TICKER: HPE CUSIP: 42824C109
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL AMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAYMOND E. OZZIE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LIP-BU TAN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hexcel Corporation
TICKER: HXL CUSIP: 428291108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK L. STANAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. BECKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA M. EGNOTOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. KIM FOSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GUY C. HACHEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID C. HILL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. PUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HF Financial Corp.
TICKER: HFFC CUSIP: 404172108
MEETING DATE: 11/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. HORAZDOVSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. VEKICH ISSUER YES FOR FOR
PROPOSAL #2: REMOVE AGE RESTRICTION FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY EIDE BAILLY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HF Financial Corp.
TICKER: HFFC CUSIP: 404172108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HFF, Inc.
TICKER: HF CUSIP: 40418F108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH H. MCANENY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN E. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: hhgregg, Inc.
TICKER: HGG CUSIP: 42833L108
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY M. BETTINELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE P. CASTELLANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN D. GEIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE A. LANGHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS L. MAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. ROTH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER M. STARRETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN C. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DARELL E. ZINK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES AGAINST AGAINST
DELAWARE TO INDIANA
PROPOSAL #4: AMEND ARTICLES TO REQUIRE ACTION BY ISSUER YES FOR FOR
STOCKHOLDER WRITTEN CONSENT BE UNANIMOUS AS REQUIRED
UNDER INDIANA STATE LAW
PROPOSAL #5: APPROVE THE ELIMINATION OF STOCKHOLDER ISSUER YES AGAINST AGAINST
RIGHT TO AMEND THE COMPANY'S NEW BY-LAWS AS PERMITTED
UNDER INDIANA STATE LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hibbett Sports, Inc.
TICKER: HIBB CUSIP: 428567101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALTON E. YOTHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Higher One Holdings, Inc.
TICKER: ONE CUSIP: 42983D104
MEETING DATE: 4/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Highwoods Properties, Inc.
TICKER: HIW CUSIP: 431284108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. HARTZELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR O. TEMPLE SLOAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hill International, Inc.
TICKER: HIL CUSIP: 431466101
MEETING DATE: 8/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAMILLE S. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN W. CLYMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: AMEND TERMS OF EXISTING POISON PILL SHAREHOLDER YES AGAINST FOR
PROPOSAL #1.1: ELECT DIRECTORS ANDREW DAKOS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS PHILLIP GOLDSTEIN SHAREHOLDER NO N/A N/A
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER NO N/A N/A
PROPOSAL #3: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER NO N/A N/A
PROPOSAL #4: AMEND TERMS OF EXISTING POISON PILL SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hillenbrand, Inc.
TICKER: HI CUSIP: 431571108
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. DELUZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOY M. GREENWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hill-Rom Holdings, Inc.
TICKER: HRC CUSIP: 431475102
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF A. CLASSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. GREISCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. KUCHEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STACY ENXING SENG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilltop Holdings, Inc.
TICKER: HTH CUSIP: 432748101
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLOTTE JONES ISSUER YES FOR FOR
ANDERSON
PROPOSAL #1.2: ELECT DIRECTOR RHODES R. BOBBITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY A. BOLT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JORIS BRINKERHOFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. TAYLOR CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HILL A. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEREMY B. FORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. MARKHAM GREEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM T. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES R. HUFFINES ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LEE LEWIS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR W. ROBERT NICHOLS, III ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR C. CLIFTON ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR KENNETH D. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR A. HAAG SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR ROBERT C. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR ALAN B. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hilton Worldwide Holdings Inc.
TICKER: HLT CUSIP: 43300A104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. NASSETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN D. GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDITH A. MCHALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hingham Institution for Savings
TICKER: HIFS CUSIP: 433323102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD M. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN W. GAUGHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIO R. HERNANDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT K. SHERIDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD L. SPARDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT COMPANY CLERK JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Histogenics Corporation
TICKER: HSGX CUSIP: 43358V109
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM GRIDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL LEWIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMG/Courtland Properties, Inc.
TICKER: HMG CUSIP: 404232100
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. WIENER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. ARADER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR R. WIENER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR C. DUSSEAU ISSUER YES FOR FOR
PROPOSAL #2: REAPPROVE INVESTMENT ADVISORY AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS Holdings Corp.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL N. MENDELSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM F. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD H. STOWE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS Holdings Corp.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. LUCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BART M. SCHWARTZ ISSUER �� YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HNI Corporation
TICKER: HNI CUSIP: 404251100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY K.W. JONES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HollyFrontier Corporation
TICKER: HFC CUSIP: 436106108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE J. DAMIRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. KEVIN HARDAGE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT J. KOSTELNIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL E. ROSE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TOMMY A. VALENTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hologic, Inc.
TICKER: HOLX CUSIP: 436440101
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT T. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE M. LEVY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL MERKSAMER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR CHRISTIANA STAMOULIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
COUGHLIN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. MARAIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. BOURGEOIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DALE A. BRUNS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY M. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS J. LONGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Federal Bancorp, Inc. of Louisiana
TICKER: HFBL CUSIP: 43708L108
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE D. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS STEEN TRAWICK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY W. WILHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY LAPORTE, A PROFESSIONAL ISSUER YES FOR FOR
ACCOUNTING AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Properties, Inc.
TICKER: HME CUSIP: 437306103
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeStreet, Inc.
TICKER: HMST CUSIP: 43785V102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK K. MASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR H. INDIEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeTrust Bancshares, Inc.
TICKER: HTBI CUSIP: 437872104
MEETING DATE: 11/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY A. BIESECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DINSMORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY S. MCDEVITT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PEGGY C. MELVILLE ISSUER YES FOR FOR
PROPOSAL #2: AMENDMENT OF TAX BENEFITS PRESERVATION ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Honeywell International Inc.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM S. AYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CLIVE HOLLICK ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR ROBIN L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hooker Furniture Corporation
TICKER: HOFT CUSIP: 439038100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. TOMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHRISTOPHER BEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. GREGORY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. LARRY RYDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID G. SWEET ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. WILLIAMSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HopFed Bancorp, Inc.
TICKER: HFBC CUSIP: 439734104
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. WOOLFOLK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RAYBURN, BATES & FITZGERALD, P.C. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horace Mann Educators Corporation
TICKER: HMN CUSIP: 440327104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL A. DOMENECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. HASENMILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD J. HELOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BEVERLEY J. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR H. WADE REECE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT STRICKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN O. SWYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Bancorp
TICKER: HBNC CUSIP: 440407104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN D. AARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY N. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SWINEHART ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Global Corp.
TICKER: HZN CUSIP: 44052W104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. MARK ZEFFIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. SIEBERT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Pharma plc
TICKER: HZNP CUSIP: G4617B105
MEETING DATE: 11/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES AGAINST AGAINST
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Pharma plc
TICKER: HZNP CUSIP: G4617B105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFF HIMAWAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD PAULI ISSUER YES FOR FOR
PROPOSAL #2: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hormel Foods Corporation
TICKER: HRL CUSIP: 440452100
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. ETTINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN S. FORBES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN M. LACY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN L. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELSA A. MURANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. NAKASONE ISSUER YES FOR �� FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAKOTA A. PIPPINS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1.13: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES P. SNEE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR STEVEN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hornbeck Offshore Services, Inc.
TICKER: HOS CUSIP: 440543106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BERNIE W. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hortonworks, Inc.
TICKER: HDP CUSIP: 440894103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN FINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY ROSSITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELANGELO VOLPI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hospitality Properties Trust
TICKER: HPT CUSIP: 44106M102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA D. FRAICHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS TO OPT-OUT OF ANTITAKEOVER SHAREHOLDER YES FOR AGAINST
PROVISION(S) AND REQUIRE SHAREHOLDER VOTE TO OPT BACK
IN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Host Hotels & Resorts, Inc.
TICKER: HST CUSIP: 44107P104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHEILA C. BAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN MCLAUGHLIN ISSUER YES FOR FOR
KOROLOGOS
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. MARRIOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON H. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE SHAREHOLDERS AND THE BOARD WITH ISSUER YES FOR FOR
THE CONCURRENT POWER TO AMEND THE BYLAWS
PROPOSAL #5: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houghton Mifflin Harcourt Company
TICKER: HMHC CUSIP: 44157R109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILL A. GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. ROGERS NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA K. ZECHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houston Wire & Cable Company
TICKER: HWCC CUSIP: 44244K109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. POKLUDA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR I. STEWART FARWELL ISSUER �� YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. RUELLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. GARY YETMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487203
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487302
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HARTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL I. LATTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA HILL STATON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GARY R. BOZEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY STEGMAN & COMPANY AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HP Inc.
TICKER: HPQ CUSIP: 40434L105
MEETING DATE: 4/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES V. BERGH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STACY BROWN-PHILPOT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STACEY MOBLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUBRA SURESH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DION J. WEISLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 7/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CURTIS A. GLOVIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. MAURA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE/AMEND SECURITIES TRANSFER ISSUER YES FOR FOR
RESTRICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSN, Inc.
TICKER: HSNI CUSIP: 404303109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM COSTELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FOLLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MINDY GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE KUGELMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN SARNOFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR COURTNEE CHUN ULRICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hub Group, Inc.
TICKER: HUBG CUSIP: 443320106
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. YEAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. MALTBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. EPPEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. KENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. REAVES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hubbell Incorporated
TICKER: HUB.B CUSIP: 443510102
MEETING DATE: 12/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hubbell Incorporated
TICKER: HUB.B CUSIP: 443510201
MEETING DATE: 12/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hubbell Incorporated
TICKER: HUBB CUSIP: 443510607
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. MALLOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH F. MARKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID G. NORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN R. SHAWLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HubSpot, Inc.
TICKER: HUBS CUSIP: 443573100
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORRIE NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DHARMESH SHAH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID SKOK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Global, Inc.
TICKER: HSON CUSIP: 443787106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD K. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY E. EBERWEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN V. NASH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN A. NOLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Pacific Properties, Inc.
TICKER: HPP CUSIP: 444097109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. FRIED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN M. GLASER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. HARRIS, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK D. LINEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT M. MORAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL NASH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY A. PORTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Technologies, Inc.
TICKER: HDSN CUSIP: 444144109
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT P. ABBATECOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN F. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OTTO C. MORCH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Humana Inc.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 10/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Humana Inc.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN ('TANNY') B. CRANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. KIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN A. LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDDIE R. MUNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. PORTEOUS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHLEEN H. RANSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Bancshares Incorporated
TICKER: HBAN CUSIP: 446150104
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. WELCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntsman Corporation
TICKER: HUN CUSIP: 447011107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER R. HUNTSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MARGETTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: SHAREHOLDERS MAY CALL SPECIAL MEETING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hurco Companies, Inc.
TICKER: HURC CUSIP: 447324104
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY C. LONGBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW NINER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD PORTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANAKI SIVANESAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD STRACKBEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huron Consulting Group Inc.
TICKER: HURN CUSIP: 447462102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MCCARTNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hutchinson Technology Incorporated
TICKER: HTCH CUSIP: 448407106
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AN INCREASE IN THE CONVERSION ISSUER YES FOR FOR
RATE OF THE CONVERTIBLE NOTES
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyatt Hotels Corporation
TICKER: H CUSIP: 448579102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. HOPLAMAZIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. ROCCA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM WRIGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyster-Yale Materials Handling, Inc.
TICKER: HY CUSIP: 449172105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAIBORNE R. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EUGENE WONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: I.D. Systems, Inc.
TICKER: IDSY CUSIP: 449489103
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH BRAKEBILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH S. EHRMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RON KONEZNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY TROUSSET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IBERIABANK Corporation
TICKER: IBKC CUSIP: 450828108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE D. ABELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGUS R. COOPER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. FENSTERMAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICK E. MAPLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iBio, Inc.
TICKER: IBIO CUSIP: 451033104
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. KAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR Y. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iCAD, Inc.
TICKER: ICAD CUSIP: 44934S206
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE HOWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH FERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RACHEL BREM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY ECOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN RAPPAPORT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW SASSINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SOMU SUBRAMANIAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ELLIOT SUSSMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICF International, Inc.
TICKER: ICFI CUSIP: 44925C103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANJAY GUPTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. SCHULTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. PETER CUNEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY EMANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. MARCUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICU Medical, Inc.
TICKER: ICUI CUSIP: 44930G107
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK JAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. SAUCEDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SWINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDACORP, Inc.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREL T. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CARLILE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. LAMONT KEEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. TINSTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ideal Power Inc.
TICKER: IPWR CUSIP: 451622104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DANIEL BRDAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK L. BAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LON E. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. EISENHAURE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Identiv, Inc.
TICKER: INVE CUSIP: 45170X205
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. OUSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY KREMEN ISSUER YES AGAINST AGAINST
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUDHIR AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOUSSEF EL ZEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEX Corporation
TICKER: IEX CUSIP: 45167R104
MEETING DATE: 4/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST J. MROZEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. PARRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIVINGSTON L. ISSUER YES FOR FOR
SATTERTHWAITE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEXX Laboratories, Inc.
TICKER: IDXX CUSIP: 45168D104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN W. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDI, Inc.
TICKER: IDI CUSIP: 44938L108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BRAUSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEREK DUBNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RYAN SCHULKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER BENZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT N. FRIED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DONALD MATHIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ROBERT SWAYMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE RESTRICTED STOCK UNITS TO ISSUER YES AGAINST AGAINST
EXECUTIVE CHAIRMAN
PROPOSAL #4: APPROVE RESTRICTED STOCK UNITS TO VICE ISSUER YES AGAINST AGAINST
CHAIRMAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDT Corporation
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IEC Electronics Corp.
TICKER: IEC CUSIP: 44949L105
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. HADEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN J. HARTRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW M. LAURENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEREMY R. NOWAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY T. SCHLARBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC B. SINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IF Bancorp, Inc.
TICKER: IROQ CUSIP: 44951J105
MEETING DATE: 11/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS C. WITTENBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ignite Restaurant Group, Inc.
TICKER: IRG CUSIP: 451730105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: ELECT DIRECTOR ROBERT S. MERRITT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PAUL R. VIGANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.3: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ANN IVERSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JOSEPH N. STEIN ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHAUNA R. KING ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ignyta, Inc.
TICKER: RXDX CUSIP: 451731103
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER CASDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FREDDO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IHS Inc.
TICKER: IHS CUSIP: 451734107
MEETING DATE: 4/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER HOLTBACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-PAUL MONTUPET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH DOYLE MCWHINNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: II-VI Incorporated
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 11/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC Y.E. PELAEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD H. XIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VINCENT D. MATTERA, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IKONICS Corporation
TICKER: IKNX CUSIP: 45172K102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID O. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD W. SIMONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. ULLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOCKWOOD CARLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNEST M. HARPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL B. LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY D. ENGBRECHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARIANNE BOHREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illinois Tool Works Inc.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. BRUTTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEVIN M. WARREN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANRE D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: EXCLUDE THE IMPACT OF STOCK BUYBACK SHAREHOLDER YES AGAINST FOR
PROGRAMS ON THE FINANCIAL METRICS ON WHICH CEO PAY IS
BASED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illumina, Inc.
TICKER: ILMN CUSIP: 452327109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCES ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCIS A. DESOUZA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KARIN EASTHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY SUPERMAJORITY ISSUER YES AGAINST AGAINST
VOTING PROVISIONS IN CERTIFICATE OF INCORPORATION AND
BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Image Sensing Systems, Inc.
TICKER: ISNS CUSIP: 45244C104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE E. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BRACKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA B. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. BERGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL F. LIDSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imation Corp.
TICKER: IMN CUSIP: 45245A107
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT SEARING ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ALEX SPIRO ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immersion Corporation
TICKER: IMMR CUSIP: 452521107
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SUGISHITA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN VESCHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmuCell Corporation
TICKER: ICCC CUSIP: 452525306
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. BRIGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH H. CRABB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA RHODES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN E. ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. TOMSCHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL R. WAINMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Design Corp.
TICKER: IMDZ CUSIP: 45252L103
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEWIS COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER SVENNILSON ISSUER �� YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Pharmaceuticals Inc.
TICKER: IMNP CUSIP: 45254C101
MEETING DATE: 8/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Pharmaceuticals Inc.
TICKER: IMNP CUSIP: 45254C101
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Pharmaceuticals Inc.
TICKER: IMNP CUSIP: 45254C101
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3.1: ELECT DIRECTOR CAMERON DURRANT ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.2: ELECT DIRECTOR ELLIOT M. MAZA ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoCellular Therapeutics, Ltd.
TICKER: IMUC CUSIP: 452536105
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoCellular Therapeutics, Ltd.
TICKER: IMUC CUSIP: 452536105
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. TITUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW GENGOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAHUL SINGHVI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN S. YU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG A. LAPOINTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK A. SCHLOSSBERG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoGen, Inc.
TICKER: IMGN CUSIP: 45253H101
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOSEPH J. VILLAFRANCA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NICOLE ONETTO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DANIEL M. JUNIUS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOWARD H. PIEN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MARK GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immunomedics, Inc.
TICKER: IMMU CUSIP: 452907108
MEETING DATE: 12/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. GOLDENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA L. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR S. KIRSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN A. MARKISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY E. PAETZOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DON C. STARK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMPAC MORTGAGE HOLDINGS, INC.
TICKER: IMH CUSIP: 45254P508
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. TOMKINSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. ASHMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHAN R. PEERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LEIGH J. ABRAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY SQUAR, MILNER, PETERSON, MIRANDA ISSUER YES FOR FOR
& WILLIAMSON, LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impax Laboratories, Inc.
TICKER: IPXL CUSIP: 45256B101
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impax Laboratories, Inc.
TICKER: IPXL CUSIP: 45256B101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE Z. BENET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BURR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN CHAO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY K. PENDERGAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. TERRERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANET S. VERGIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. FREDERICK WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperva, Inc.
TICKER: IMPV CUSIP: 45321L100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY BETTENCOURT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALDINE ELLIOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imprimis Pharmaceuticals, Inc.
TICKER: IMMY CUSIP: 45323A201
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK L. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. KAMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. NELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN G. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY J. PRINCIPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KMJ CORBIN AND COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imprivata, Inc.
TICKER: IMPR CUSIP: 45323J103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL MAEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN BLAESER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMS Health Holdings, Inc.
TICKER: IMS CUSIP: 44970B109
MEETING DATE: 4/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN G. DANHAKL ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYAN M. TAYLOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INC Research Holdings, Inc.
TICKER: INCR CUSIP: 45329R109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT W. BRECKON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID F. BURGSTAHLER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR TERRY WOODWARD ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Income Opportunity Realty Investors, Inc.
TICKER: IOT CUSIP: 452926108
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. JAKUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED R. MUNSELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SWALM & ASSOCIATES, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: inContact, Inc.
TICKER: SAAS CUSIP: 45336E109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE STERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL JARMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVE BARNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. EMKJER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE O. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL F. KOEPPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAMID AKHAVAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Incyte Corporation
TICKER: INCY CUSIP: 45337C102
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. BROOKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. CLANCY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY L. DIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERVE HOPPENOT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Contract Drilling, Inc.
TICKER: ICD CUSIP: 453415309
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR EINAV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD S. JACOB, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL F. MCNEASE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIGHE A. NOONAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Realty Trust, Inc.
TICKER: IRT CUSIP: 45378A106
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Realty Trust, Inc.
TICKER: IRT CUSIP: 45378A106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT F. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DUNKELBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. MCCADDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACK D. PRIDGEN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR SHARON M. TSAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corp.
TICKER: INDB CUSIP: 453836108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EILEEN C. MISKELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL RIBEIRO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. SPURR, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. VENABLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corporation
TICKER: IBCP CUSIP: 453838609
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOAN A. BUDDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES C. VAN LOAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Group, Inc.
TICKER: IBTX CUSIP: 45384B106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. BRIAN AYNESWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. CIFU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. WEBB JENNINGS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INDUSTRIAL SERVICES OF AMERICA, INC.
TICKER: IDSA CUSIP: 456314103
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORSON OLIVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT A. COZZI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD STRECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN GARBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCE TYRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM YARMUTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOUNTJOY CHILTON MEDLEY LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinera Corporation
TICKER: INFN CUSIP: 45667G103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. DAANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCEL GANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. WEGLEITNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Pharmaceuticals, Inc.
TICKER: INFI CUSIP: 45665G303
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE BASELGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC S. LANDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADELENE Q. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN C. SELBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IAN F. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL C. VENUTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Property and Casualty Corporation
TICKER: IPCC CUSIP: 45665Q103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR T. ADAMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA BROCK-KYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA A. CANIDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. GOBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAROLD E. LAYMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. ROBERT MEANEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES L. WEIDNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. WEINHOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infoblox Inc.
TICKER: BLOX CUSIP: 45672H104
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESPER ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA C. CONIGLIARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED M. GERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Information Services Group, Inc.
TICKER: III CUSIP: 45675Y104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINE PUTUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InfoSonics Corporation
TICKER: IFON CUSIP: 456784107
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH RAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL P. MARX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. PICOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIRK A. WALDRON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InfraREIT, Inc.
TICKER: HIFR CUSIP: 45685L100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STORROW M. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRUDY A. HARPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingersoll-Rand plc
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MYLES P. LEE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES
PROPOSAL #5: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES FOR CASH
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #8A: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #8B: AMEND MEMORANDUM ISSUER YES FOR FOR
PROPOSAL #9A: ADOPT PLURALITY VOTING FOR CONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #9B: AMEND ARTICLES TO GRANT THE BOARD SOLE ISSUER YES FOR FOR
AUTHORITY TO DETERMINE ITS SIZE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingles Markets, Incorporated
TICKER: IMKTA CUSIP: 457030104
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA S. TUDOR ISSUER YES FOR FOR
PROPOSAL #2: ESTABLISH DIRECTOR STOCK OWNERSHIP SHAREHOLDER YES AGAINST FOR
REQUIREMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingram Micro Inc.
TICKER: IM CUSIP: 457153104
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE STONE HEISZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE R. LAURANCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA FAYNE LEVINSON �� ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL G. MILLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WADE OOSTERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingram Micro Inc.
TICKER: IM CUSIP: 457153104
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingredion Incorporated
TICKER: INGR CUSIP: 457187102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS ARANGUREN-TRELLEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID B. FISCHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RHONDA L. JORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VICTORIA J. REICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JORGE A. URIBE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inland Real Estate Corporation
TICKER: IRC CUSIP: 457461200
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING �� ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InnerWorkings, Inc.
TICKER: INWK CUSIP: 45773Y105
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ERIC D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES K. BOBRINSKOY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DANIEL M. FRIEDBERG ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4R: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innophos Holdings, Inc.
TICKER: IPHS CUSIP: 45774N108
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY CAPPELINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA MYRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN OSAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN STEITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES ZALLIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT ZATTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innospec Inc.
TICKER: IOSP CUSIP: 45768S105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. PADFIELD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID F. LANDLESS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innovative Solutions and Support, Inc.
TICKER: ISSC CUSIP: 45769N105
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT H. RAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innoviva, Inc.
TICKER: INVA CUSIP: 45781M101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. AGUIAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE J. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL PEPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. WALTRIP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO, ISSUER YES FOR FOR
AMONG OTHER THINGS, REMOVE PROVISIONS THAT ARE OUT-
OF-DATE, OBSOLETE OR INOPERATIVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inogen, Inc.
TICKER: INGN CUSIP: 45780L104
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER RIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inogen, Inc.
TICKER: INGN CUSIP: 45780L104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOREN MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN ANDERSON-RAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inotek Pharmaceuticals Corporation
TICKER: ITEK CUSIP: 45780V102
MEETING DATE: 6/23/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARSTEN BOESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovalon Holdings, Inc.
TICKER: INOV CUSIP: 45781D101
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. DUNLEAVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRE S. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM J. TEUBER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovalon Holdings, Inc.
TICKER: INOV CUSIP: 45781D101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. DUNLEAVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDRE S. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM J. TEUBER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovio Pharmaceuticals, Inc.
TICKER: INO CUSIP: 45773H201
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVTAR S. DHILLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR J. JOSEPH KIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON X. BENITO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MORTON COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ADEL A. F. MAHMOUD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ANGEL CABRERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. WEINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY J. WYSENSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inphi Corporation
TICKER: IPHI CUSIP: 45772F107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHENMING C. HU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELISSA MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAM S. SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENNETT DORRANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE COURAGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE W. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insignia Systems, Inc.
TICKER: ISIG CUSIP: 45765Y105
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS J. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR F. PETER ZABALLOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN R. ZENZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED F. ALTOMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEINAR J. ENGELSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. LEWIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insperity, Inc.
TICKER: NSP CUSIP: 45778Q107
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD G. RAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. MORPHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Installed Building Products, Inc.
TICKER: IBP CUSIP: 45780R101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE A. HILSHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET E. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insteel Industries, Inc.
TICKER: IIIN CUSIP: 45774W108
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. HANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RICHARD VAUGHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. RUTKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Institutional Financial Markets, Inc.
TICKER: IFMI CUSIP: 45779L107
MEETING DATE: 12/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. COSTELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK J. DIMAIO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK HARABURDA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER RICCIARDI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL S. SUBIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Instructure, Inc.
TICKER: INST CUSIP: 45781U103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA L. COATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BYRON B. DEETER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ELLEN LEVY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADAM D. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LLOYD G. WATERHOUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insulet Corporation
TICKER: PODD CUSIP: 45784P101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA HOPFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID LEMOINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insys Therapeutics, Inc.
TICKER: INSY CUSIP: 45824V209
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK P. FOURTEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. KAPOOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE H. STANLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integra LifeSciences Holdings Corporation
TICKER: IART CUSIP: 457985208
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. CARUSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LLOYD W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD E. MOREL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND G. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTIAN S. SCHADE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. WATERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR UMESH PADVAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON PARNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT RANGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NORMAN TAFFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Electrical Services, Inc.
TICKER: IESC CUSIP: 45811E301
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. DOWLING, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. GENDELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOE D. KOSHKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD L. LUKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Electrical Services, Inc.
TICKER: IESC CUSIP: 45811E301
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO IES HOLDINGS, ISSUER YES FOR FOR
INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANEEL BHUSRI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inteliquent, Inc.
TICKER: IQNT CUSIP: 45825N107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RIAN J. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. HYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE M. INGENERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. SAMPLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAUREN F. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intelsat SA
TICKER: I CUSIP: L5140P101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE COOPTATION OF STEPHEN SPENGLER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7a: REELECT JOHN DIERCKSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: REELECT EDWARD KANGAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7c: REELECT SIMON PATTERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE SHARE REPURCHASE ISSUER YES AGAINST AGAINST
PROPOSAL #11: INCREASE POOL OF SHARES UNDER THE 2013 ISSUER YES AGAINST AGAINST
EQUITY INCENTIVE PLAN
PROPOSAL #12: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter Parfums, Inc.
TICKER: IPAR CUSIP: 458334109
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN MADAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BENACIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIPPE SANTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCOIS HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK CHOEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHEL DYENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interactive Brokers Group, Inc.
TICKER: IBKR CUSIP: 45841N107
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS PETERFFY ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR EARL H. NEMSER ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECT DIRECTOR MILAN GALIK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL J. BRODY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAWRENCE E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HANS R. STOLL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WAYNE H. WAGNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RICHARD GATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interactive Intelligence Group, Inc.
TICKER: ININ CUSIP: 45841V109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. HEIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercept Pharmaceuticals, Inc.
TICKER: ICPT CUSIP: 45845P108
MEETING DATE: 11/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCA BENATTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAOLO FUNDARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK PRUZANSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN SBLENDORIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN T. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KLAUS VEITINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterCloud Systems, Inc.
TICKER: ICLD CUSIP: 458488202
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL L. ORISTANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intercontinental Exchange, Inc.
TICKER: ICE CUSIP: 45866F104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-MARC FORNERI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THE RT. HON. THE LORD ISSUER YES FOR FOR
HAGUE OF RICHMOND
PROPOSAL #1d: ELECT DIRECTOR FRED W. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY C. SPRECHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY, INCLUDING SHAREHOLDER YES AGAINST FOR
QUANTITATIVE GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterDigital, Inc.
TICKER: IDCC CUSIP: 45867G101
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY K. BELK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. KRITZMACHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM J. MERRITT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KAI O. OISTAMO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. ROATH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interface, Inc.
TICKER: TILE CUSIP: 458665304
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL I. GABLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY D. GOULD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K. DAVID KOHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHERYL D. PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intermolecular, Inc.
TICKER: IMI CUSIP: 45882D109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Internap Corporation
TICKER: INAP CUSIP: 45885A300
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. RUFFOLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Bancshares Corporation
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAVIER DE ANDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DAVID GUERRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IMELDA NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PEGGY J. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS E. NIXON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY A. NORTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERTO R. RESENDEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEONARDO SALINAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANTONIO R. SANCHEZ, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Business Machines Corporation
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID N. FARR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FIELDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VIRGINIA M. ROMETTY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SIDNEY TAUREL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR PETER R. VOSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Flavors & Fragrances Inc.
TICKER: IFF CUSIP: 459506101
MEETING DATE: 5/2/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCELLO V. BOTTOLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LINDA BUCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. DUCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. FERGUSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANDREAS FIBIG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTINA GOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHERINE M. HUDSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DALE F. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Game Technology PLC
TICKER: IGT CUSIP: G4863A108
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORISE SHARES FOR MARKET PURCHASE ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Paper Company
TICKER: IP CUSIP: 460146103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BRONCZEK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMET C. DORDUNCU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ILENE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STACEY J. MOBLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOAN E. SPERO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK S. SUTTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN L. TOWNSEND, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM G. WALTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RAY G. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL SPEEDWAY CORPORATION
TICKER: ISCA CUSIP: 460335201
MEETING DATE: 4/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: TO ELECT THREE (3) DIRECTORS OF THE ISSUER NO N/A N/A
CORPORATION.
PROPOSAL #2: TO TRANSACT SUCH OTHER BUSINESS AS MAY ISSUER NO N/A N/A
PROPERLY COME BEFORE THE MEETING.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersect ENT, Inc.
TICKER: XENT CUSIP: 46071F103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA L. LUCCHESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA G. MEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERIC H. MOLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CASEY M. TANSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersections Inc.
TICKER: INTX CUSIP: 460981301
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. STANFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ALBERTINE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. AMATO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. STEPHEN BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES L. KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS L. KEMPNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BRUCE L. LEV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. MCGOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHAN J. ROETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersil Corporation
TICKER: ISIL CUSIP: 46069S109
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SOHAIL KHAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY LANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERNEST MADDOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FORREST E. NORROD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NECIP SAYINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interval Leisure Group, Inc.
TICKER: IILG CUSIP: 46113M108
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: inTEST Corporation
TICKER: INTT CUSIP: 461147100
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALYN R. HOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. MATTHIESSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. DEWS ,IV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM KRAUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intevac, Inc.
TICKER: IVAC CUSIP: 461148108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN H. POND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL T. BLONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. BENHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW A. DRAPKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. DURY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F, SCHAEFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BURR PILGER MAYER, INC . AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTL FCStone Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. GRZYBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARYL K. HENZE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE W. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intra-Cellular Therapies, Inc.
TICKER: ITCI CUSIP: 46116X101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON MATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RORY B. RIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. VAN NOSTRAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intralinks Holdings, Inc.
TICKER: IL CUSIP: 46118H104
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HABIB KAIROUZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. WACK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrawest Resorts Holdings, Inc.
TICKER: SNOW CUSIP: 46090K109
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. GEORGI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. MARANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrepid Potash, Inc.
TICKER: IPI CUSIP: 46121Y102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARTH E. WHITHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrexon Corporation
TICKER: XON CUSIP: 46122T102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RANDAL J. KIRK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEVEN R. FRANK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR �� FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT B. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IntriCon Corporation
TICKER: IIN CUSIP: 46121H109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. GORDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuit Inc.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVE BURTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. DALZELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFF WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG H. BARRATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH R. LEONARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. RUBASH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LONNIE M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE STALK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inuvo, Inc.
TICKER: INUV CUSIP: 46122W204
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. POPE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. WILLIAM CONNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C.AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invacare Corporation
TICKER: IVC CUSIP: 461203101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC M. GIBELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES L. JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DALE C. LAPORTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW E. MONAGHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLIFFORD D. NASTAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BAIJU R. SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InvenSense, Inc.
TICKER: INVN CUSIP: 46123D205
MEETING DATE: 9/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON OLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMIT SHAH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YUNBEI 'BEN' YU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inventergy Global, Inc.
TICKER: INVT CUSIP: 46123X102
MEETING DATE: 9/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT A. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inventergy Global, Inc.
TICKER: INVT CUSIP: 46123X409
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. FRANK KING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARSHALL PHELPS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inventure Foods, Inc.
TICKER: SNAK CUSIP: 461212102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHTON D. ASENSIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. COLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MACON BRYCE EDMONSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. LAPADAT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TERRY MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. MEYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND THE CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
TO EFFECT THE ELIMINATION OF ARTICLE EIGHTH
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Ltd.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. CANION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN L. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ROBERT HENRIKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEN F. JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD P. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NIGEL SHEINWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Mortgage Capital Inc.
TICKER: IVR CUSIP: 46131B100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BALLOUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN DUNN KELLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. HARDIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. LIENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY G. MCGREEVEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
('PWC') AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investar Holding Corporation
TICKER: ISTR CUSIP: 46134L105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. BESSELMAN, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BOYCE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. BOYCE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. HIDALGO, SR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON H. JOFFRION, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. LUKINOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE O. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREW C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL R. SCHNEIDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANK L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY POSTLETHWAITE & NETTERVILLE APAC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MINDER CHENG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JARRETT LILIEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. KELLEY MILLET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE M. SHAVEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCIS J. TROISE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Bancorp, Inc.
TICKER: ISBC CUSIP: 46146L101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. ALBANESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMENICK A. CAMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. GARIBALDI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. WARD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. CAIRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRANCE P. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY P. MIHALICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA J. MORET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN L. STENEHJEM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. STEWART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY K. WOODBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Title Company
TICKER: ITIC CUSIP: 461804106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ALLEN FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. SPEED, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InVivo Therapeutics Holdings Corp.
TICKER: NVIV CUSIP: 46186M209
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DANIEL R. MARSHAK ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invuity, Inc.
TICKER: IVTY CUSIP: 46187J205
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP SAWYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. LUCIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ION Geophysical Corporation
TICKER: IO CUSIP: 462044108
MEETING DATE: 2/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ION Geophysical Corporation
TICKER: IO CUSIP: 462044207
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ionis Pharmaceuticals, Inc.
TICKER: IONS CUSIP: 462222100
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY T. CROOKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH KLEIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LOSCALZO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iPass Inc.
TICKER: IPAS CUSIP: 46261V108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAMIEN J. PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY A. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID E. PANOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. TEDESCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUSTIN R. SPENCER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IPC Healthcare, Inc.
TICKER: IPCM CUSIP: 44984A105
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IPG Photonics Corporation
TICKER: IPGP CUSIP: 44980X109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VALENTIN P. GAPONTSEV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE SCHERBAKOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IGOR SAMARTSEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. CHILD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM S. HURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC MEURICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. PEELER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS J. SEIFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IRADIMED CORPORATION
TICKER: IRMD CUSIP: 46266A109
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER SUSI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MONTY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY VUOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IRIDEX Corporation
TICKER: IRIX CUSIP: 462684101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANFORD FITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUEDIGER NAUMANN- ISSUER YES FOR FOR
ETIENNE
PROPOSAL #1.4: ELECT DIRECTOR SCOTT A. SHUDA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE MARCELLINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iridium Communications Inc.
TICKER: IRDM CUSIP: 46269C102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. CANFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. DESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE L. HARMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PARKER W. RUSH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRIK O. SCHLIEMANN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR S. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY J. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iRobot Corporation
TICKER: IRBT CUSIP: 462726100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHAMAD ALI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR WILLEM MESDAG SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE S. PEIROS SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER NO N/A N/A
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iron Mountain Incorporated
TICKER: IRM CUSIP: 46284V101
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iron Mountain Incorporated
TICKER: IRM CUSIP: 46284V101
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNIFER ALLERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TED R. ANTENUCCI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLARKE H. BAILEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NEIL CHATFIELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KENT P. DAUTEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL F. DENINGER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PER-KRISTIAN HALVORSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM L. MEANEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WENDY J. MURDOCK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WALTER C. RAKOWICH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALFRED J. VERRECCHIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ironwood Pharmaceuticals, Inc.
TICKER: IRWD CUSIP: 46333X108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARSHA H. FANUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRANCE G. MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. OWENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER T. WALSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isle of Capri Casinos, Inc.
TICKER: ISLE CUSIP: 464592104
MEETING DATE: 10/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE BIUMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY D. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA MCDOWELL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IsoRay, Inc.
TICKER: ISR CUSIP: 46489V104
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. LAVOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN HOFFMANN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DECORIA, MAICHEL & TEAGUE, P.S. ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iSTAR INC.
TICKER: STAR CUSIP: 45031U101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD DE SOUZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. HOLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY W. RIDINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITC Holdings Corp.
TICKER: ITC CUSIP: 465685105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT ERNST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. JEPSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAZEL R. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. BENNETT STEWART, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITC Holdings Corp.
TICKER: ITC CUSIP: 465685105
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iteris, Inc.
TICKER: ITI CUSIP: 46564T107
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD CHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. DALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY A. MINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GERARD M. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT Corporation
TICKER: ITT CUSIP: 450911201
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ORLANDO D. ASHFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. PETER D'ALOIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GERAUD DARNIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD DEFOSSET, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD P. LAVIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR REBECCA A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER �� YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT Educational Services, Inc.
TICKER: ESI CUSIP: 45068B109
MEETING DATE: 7/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR C. DAVID BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOANNA T. LAU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL L. ODLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT Educational Services, Inc.
TICKER: ESI CUSIP: 45068B109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ixia
TICKER: XXIA CUSIP: 45071R109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENT ASSCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILAN DASKAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN FRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERROL GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BETHANY MAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IXYS Corporation
TICKER: IXYS CUSIP: 46600W106
MEETING DATE: 8/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. FEUCHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL KORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOON LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UZI SASSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. THORBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH D. WONG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J & J SNACK FOODS CORP.
TICKER: JJSF CUSIP: 466032109
MEETING DATE: 2/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER G. STANLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY T. JANSZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD B. MAGGARD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. C. Penney Company, Inc.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN C. BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. PAUL RAINES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.B. Hunt Transport Services, Inc.
TICKER: JBHT CUSIP: 445658107
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE GARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHARILYN S. GASAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY C. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BRYAN HUNT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN N. ROBERTS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KIRK THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.W. Mays, Inc.
TICKER: MAYS CUSIP: 578473100
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L ECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEAN L. RYDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LLOYD J. SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY D'ARCANGELO & CO., LLP, AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: j2 Global, Inc.
TICKER: JCOM CUSIP: 48123V102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. CRESCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. BRIAN KRETZMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. RESSLER ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jabil Circuit, Inc.
TICKER: JBL CUSIP: 466313103
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANOUSHEH ANSARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK T. MONDELLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK A. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. PLANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack Henry & Associates, Inc.
TICKER: JKHY CUSIP: 426281101
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. PRIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUE R. FIEGEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. WIMSETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA G. KELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHRUTI S. MIYASHIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESLEY A. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack in the Box Inc.
TICKER: JACK CUSIP: 466367109
MEETING DATE: 2/12/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD A. COMMA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON P. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. MYERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. WYATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jacksonville Bancorp, Inc.
TICKER: JAXB CUSIP: 469249205
MEETING DATE: 3/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE THE RIGHT OF HOLDERS OF NONVOTING COMMON
STOCK TO RECEIVE NONVOTING SECURITIES OF ABCB
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jacobs Engineering Group Inc.
TICKER: JEC CUSIP: 469814107
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUAN JOSE SUAREZ COPPEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT C. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. DEMETRIOU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NOEL G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OUTSIDE DIRECTOR STOCK AWARDS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jaguar Animal Health, Inc.
TICKER: JAGX CUSIP: 47008L106
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BOCHNOWSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LISA A. CONTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAKKS Pacific, Inc.
TICKER: JAKK CUSIP: 47012E106
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN G. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURRAY L. SKALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REX H. POULSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. SITRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FERGUS MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER SHOGHI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jamba, Inc.
TICKER: JMBA CUSIP: 47023A309
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID A. PACE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD L. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL A. DEPATIE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LORNA C. DONATONE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES C. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: James River Group Holdings, Ltd.
TICKER: JRVR CUSIP: G5005R107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY R. MASTERS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANET COWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR OLLIE L. SHERMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Janus Capital Group Inc.
TICKER: JNS CUSIP: 47102X105
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEFFREY J. DIERMEIER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EUGENE FLOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR J. RICHARD FREDERICKS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DEBORAH R. GATZEK ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR LAWRENCE E. KOCHARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ARNOLD A. PINKSTON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR GLENN S. SCHAFER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR RICHARD M. WEIL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR BILLIE I. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR TATSUSABURO YAMAMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jarden Corporation
TICKER: JAH CUSIP: 471109108
MEETING DATE: 4/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jason Industries, Inc.
TICKER: JASN CUSIP: 471172106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jazz Pharmaceuticals plc
TICKER: JAZZ CUSIP: G50871105
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER GRAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH W. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELMAR SCHNEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CATHERINE A. SOHN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG, DUBLIN AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jernigan Capital, Inc.
TICKER: JCAP CUSIP: 476405105
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN JERNIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK O. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL J. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARRY J. THIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID CHECKETTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STANLEY MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetPay Corporation
TICKER: JTPY CUSIP: 477177109
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN M. LUBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BIPIN C. SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jive Software, Inc.
TICKER: JIVE CUSIP: 47760A108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ('STEVE') R. ISSUER YES FOR FOR
DARCY
PROPOSAL #1.2: ELECT DIRECTOR PHILIP KOEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIELLE TOLEDANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Joe's Jeans Inc.
TICKER: JOEZ CUSIP: 47777N101
MEETING DATE: 1/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT DIRECTOR SAMUEL J. FURROW ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT DIRECTOR JOANNE CALABRESE ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.3: ELECT DIRECTOR KELLY HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.4: ELECT DIRECTOR SUHAIL R. RIZVI ISSUER YES WITHHOLD AGAINST
PROPOSAL #6.5: ELECT DIRECTOR KENT SAVAGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #7: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #8: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John B. Sanfilippo & Son, Inc.
TICKER: JBSS CUSIP: 800422107
MEETING DATE: 10/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM R. EDGAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Bean Technologies Corporation
TICKER: JBT CUSIP: 477839104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD (TED) L. DOHENY, ISSUER YES FOR FOR
II
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Wiley & Sons, Inc.
TICKER: JW.A CUSIP: 968223206
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARI J. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. MCDANIEL, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR KALPANA RAINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY C. BECKERLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON POLICIES FOR SAFE DISPOSAL OF SHAREHOLDER YES AGAINST FOR
PRESCRIPTION DRUGS BY USERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Controls, Inc.
TICKER: JCI CUSIP: 478366107
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATALIE A. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE L. BUSHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND L. CONNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. LACY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEX A. MOLINAROLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUAN PABLO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1.10: ELECT DIRECTOR MARK P. VERGNANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Outdoors Inc.
TICKER: JOUT CUSIP: 479167108
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. FAHEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Energy, Inc.
TICKER: JONE CUSIP: 48019R108
MEETING DATE: 5/4/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN D. BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. MYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Lang LaSalle Incorporated
TICKER: JLL CUSIP: 48020Q107
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HUGO BAGUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL A. DI PIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR COLIN DYER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEANNE JULIUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MING LU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANN MARIE PETACH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHAILESH RAO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIAN ULBRICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Journal Media Group, Inc.
TICKER: JMG CUSIP: 48114A109
MEETING DATE: 3/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Joy Global Inc.
TICKER: JOY CUSIP: 481165108
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD L. DOHENY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. GLIEBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. GREMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN NILS HANSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. LOYND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR P. ERIC SIEGERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. TATE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES ABSTAIN AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #7: APPOINT COMMITTEE TO EXPLORE THE SHAREHOLDER YES AGAINST FOR
FEASIBLY TO DIVEST NON-CORE BANKING SEGMENTS
PROPOSAL #8: CLAWBACK AMENDMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ADOPT EXECUTIVE COMPENSATION PHILOSOPHY SHAREHOLDER YES AGAINST FOR
WITH SOCIAL FACTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Networks, Inc.
TICKER: JNPR CUSIP: 48203R104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY DAICHENDT ISSUER YES �� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES DOLCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT KRIENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAHUL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAMI RAHIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PRADEEP SINDHU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. STENSRUD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juniper Pharmaceuticals, Inc.
TICKER: JNP CUSIP: 48203L107
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VALERIE L. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK C. CONDELLA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRISTINA CSIMMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. GERAGHTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD H. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIKIN PATEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Juno Therapeutics, Inc.
TICKER: JUNO CUSIP: 48205A109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAL V. BARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. KLAUSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. NELSEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K12 Inc.
TICKER: LRN CUSIP: 48273U102
MEETING DATE: 12/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUILLERMO BRON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDDA J. CASSELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM L. COHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN B. FINK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON Q. REYNOLDS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K2M Group Holdings, Inc.
TICKER: KTWO CUSIP: 48273J107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT BRODNAX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN KOSTUIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN TRAYNOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kadant Inc.
TICKER: KAI CUSIP: 48282T104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN W. PAINTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. RAINVILLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaiser Aluminum Corporation
TICKER: KALU CUSIP: 483007704
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALFRED E. OSBORNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK QUINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. VAN LEEUWEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KaloBios Pharmaceuticals, Inc.
TICKER: KBIO CUSIP: 48344T100
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. BAFFI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE GILBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED W. LOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY LYONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD A. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURIE SMALDONE ALSUP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND M. WITHY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaman Corporation
TICKER: KAMN CUSIP: 483548103
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL J. KEATING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansas City Life Insurance Company
TICKER: KCLI CUSIP: 484836101
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: GOING DARK TRANSACTION ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE FORWARD STOCK SPLIT ISSUER�� YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kansas City Southern
TICKER: KSU CUSIP: 485170302
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LU M. CORDOVA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO O. GARZA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID GARZA-SANTOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. STARLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KapStone Paper and Packaging Corporation
TICKER: KS CUSIP: 48562P103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. BAHASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN R. GAMACHE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KAR Auction Services, Inc.
TICKER: KAR CUSIP: 48238T109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TODD F. BOURELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DONNA R. ECTON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES P. HALLETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARK E. HILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR J. MARK HOWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LYNN JOLLIFFE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL T. KESTNER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN P. LARSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR STEPHEN E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karyopharm Therapeutics Inc.
TICKER: KPTI CUSIP: 48576U106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN G. BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MIKAEL DOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kate Spade & Company
TICKER: KATE CUSIP: 485865109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE S. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAUL J. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH B. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH P. KOPELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH J. LLOYD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS MACK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAN SINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOREEN A. TOBEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR
NOMINATIONS
PROPOSAL #6: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #7: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Home
TICKER: KBH CUSIP: 48666K109
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY W. FINCHEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELISSA LORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. MEZGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. PATTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART J. B. BRADIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY E. CURTISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR UMBERTO DELLA SALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN D. PICKARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KCG Holdings, Inc.
TICKER: KCG CUSIP: 48244B100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBRA J. CHRAPATY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. HALDEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RENE M. KERN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES T. MILDE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN C. (HANS) MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALASTAIR RAMPELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL F. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAURIE M. SHAHON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG L. MONTANARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEOPOLD W. MONTANARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. HOPKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kellogg Company
TICKER: K CUSIP: 487836108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA HARDIN MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN TASTAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOEL WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: EXPRESS SUPPORT FOR ANIMAL WELFARE SHAREHOLDER YES FOR FOR
IMPROVEMENTS IN THE COMPANY'S SUPPLY CHAIN
PROPOSAL #5: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEMET Corporation
TICKER: KEM CUSIP: 488360207
MEETING DATE: 7/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILFRIED BACKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PER-OLOF LÖÖF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kemper Corporation
TICKER: KMPR CUSIP: 488401100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GEORGE N. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KATHLEEN M. CRONIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. JOYCE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOSEPH P. LACHER, JR. ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CHRISTOPHER B. SAROFIM ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KemPharm, Inc.
TICKER: KMPH CUSIP: 488445107
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRAVIS C. MICKLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANNY L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennametal Inc.
TICKER: KMT CUSIP: 489170100
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. DEFEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE W. ISSUER YES FOR FOR
STRANGHOENER
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHY HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY R. ZAX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keryx Biopharmaceuticals, Inc.
TICKER: KERX CUSIP: 492515101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVE C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY P. MADISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL P. REGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keurig Green Mountain, Inc.
TICKER: GMCR CUSIP: 49271M100
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kewaunee Scientific Corporation
TICKER: KEQU CUSIP: 492854104
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. SHUMAKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Key Technology, Inc.
TICKER: KTEC CUSIP: 493143101
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. PELO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES H. STONECIPHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. WOLF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK L.A. ZWERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Key Tronic Corporation
TICKER: KTCC CUSIP: 493144109
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BEAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD F. KLAWITTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK SWEENEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2a: PROPOSAL TO APPROVE A PROVISION ISSUER YES FOR FOR
RELATING TO THE MECHANICS AND TIMING OF PREFERRED
SHAREHOLDERS' RIGHTS TO CALL SPECIAL MEETINGS
PROPOSAL #2b: PROPOSAL TO APPROVE A PROVISION ISSUER YES FOR FOR
REQUIRING THE APPROVAL BY PREFERRED SHAREHOLDERS OF
AMENDMENTS OF KEYCORP'S ARTICLES OR REGULATIONS THAT
WOULD ADVERSELY AFFECT THEIR VOTING POWERS, RIGHTS OR
PREFERENCES
PROPOSAL #2c: PROPOSAL TO APPROVE A PROVISION ISSUER YES FOR FOR
REQUIRING THE APPROVAL BY PREFERRED SHAREHOLDERS OF
COMBINATIONS, MAJORITY SHARE ACQUISITIONS, MERGERS OR
CONSOLIDATIONS
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KeyCorp
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BROUSSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM G. GISEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keysight Technologies, Inc.
TICKER: KEYS CUSIP: 49338L103
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kforce Inc.
TICKER: KFRC CUSIP: 493732101
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD W. SUTTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH E. STRUZZIERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kilroy Realty Corporation
TICKER: KRC CUSIP: 49427F108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN KILROY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD BRENNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOLIE HUNT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY STEVENSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER STONEBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBALL ELECTRONICS, INC.
TICKER: KE CUSIP: 49428J109
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. CHARRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLEEN C. REPPLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. LAMPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBALL INTERNATIONAL, INC.
TICKER: KBAL CUSIP: 494274103
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. TISCHHAUSER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimberly-Clark Corporation
TICKER: KMB CUSIP: 494368103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FABIAN T. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimco Realty Corporation
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD G. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CONOR C. FLYNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOE GRILLS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK LOURENSO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COLOMBE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinder Morgan, Inc.
TICKER: KMI CUSIP: 49456B101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. KEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD L. KUEHN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH A. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL C. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR C. REICHSTETTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FAYEZ SAROFIM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOEL V. STAFF ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR PERRY M. WAUGHTAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON CAPITAL EXPENDITURE STRATEGY SHAREHOLDER YES ABSTAIN AGAINST
WITH RESPECT TO CLIMATE CHANGE POLICY
PROPOSAL #4: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON SUSTAINABILITY, INCLUDING SHAREHOLDER YES ABSTAIN AGAINST
HUMAN RIGHTS
PROPOSAL #6: REPORT ON STEPS TAKEN TO INCREASE BOARD SHAREHOLDER YES ABSTAIN AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Biosciences, Inc.
TICKER: KIN CUSIP: 494577109
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD CHIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Healthcare, Inc.
TICKER: KND CUSIP: 494580103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOEL ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN D. BLUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN A. BREIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS P. COOPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HEYWARD R. DONIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD GOODMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTOPHER T. HJELM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHARAD MANSUKANI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PHYLLIS R. YALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingstone Companies, Inc.
TICKER: KINS CUSIP: 496719105
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY B. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY M. HAFT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JACK D. SEIBALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FLOYD R. TUPPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirby Corporation
TICKER: KEX CUSIP: 497266106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. SEAN DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. WATERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirkland's, Inc.
TICKER: KIRK CUSIP: 497498105
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN S. LANIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. MICHAEL MADDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLIE PLEAS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kite Pharma, Inc.
TICKER: KITE CUSIP: 49803L109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FARAH CHAMPSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY DOUMANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAN NUSSBAUM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kite Realty Group Trust
TICKER: KRG CUSIP: 49803T300
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. KITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. BINDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALD W. GRUPE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID R. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARTON R. PETERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. WURTZEBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLA-Tencor Corporation
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EMIKO HIGASHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIRAN M. PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. RANGO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLA-Tencor Corporation
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 2/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXTENSION OF OUTSIDE DIRECTOR ISSUER YES FOR FOR
ACCELERATED VESTING POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLX Inc.
TICKER: KLXI CUSIP: 482539103
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIN J. KHOURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER V. DEL PRESTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KMG Chemicals, Inc.
TICKER: KMG CUSIP: 482564101
MEETING DATE: 1/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD G. ERMENTROUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER T. FRASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. GENTILCORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT HARRER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRED C. LEONARD, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KNIGHT TRANSPORTATION, INC.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SYNOWICKI, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ELECT DIRECTOR ROBERTA "SISSIE" ROBERTS ISSUER YES FOR FOR
SHANK
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. MAYPOLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN G. BRADLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knowles Corporation
TICKER: KN CUSIP: 49926D109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-PIERRE M. ERGAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMANN EUL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD MACLEOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kohl's Corporation
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. SCHLIFSKE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kona Grill, Inc.
TICKER: KONA CUSIP: 50047H201
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCUS E. JUNDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD M. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY L. WINCZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kopin Corporation
TICKER: KOPN CUSIP: 500600101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C.C. FAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. BROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW H. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHI CHIA HSIEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LANDINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koppers Holdings Inc.
TICKER: KOP CUSIP: 50060P106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON FENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS L. TESTONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. TRITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. MICHAEL YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korn/Ferry International
TICKER: KFY CUSIP: 500643200
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. BURNISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY P. LEAMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARRY L. YOU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koss Corporation
TICKER: KOSS CUSIP: 500692108
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. DOERR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. KOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN A. LEVEEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THEODORE H. NIXON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM J. SWEASY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraft Foods Group, Inc.
TICKER: KRFT CUSIP: 50076Q106
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraton Performance Polymers, Inc.
TICKER: KRA CUSIP: 50077C106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAN F. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kratos Defense & Security Solutions, Inc.
TICKER: KTOS CUSIP: 50077B207
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BANDEL CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HOGLUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOT JARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL LIBERATORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY ZEGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kronos Worldwide, Inc.
TICKER: KRO CUSIP: 50105F105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOBBY D. O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. WATSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR C. KERN WILDENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KULICKE AND SOFFA INDUSTRIES, INC.
TICKER: KLIC CUSIP: 501242101
MEETING DATE: 2/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN R. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MUI SUNG YEO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kura Oncology, Inc.
TICKER: KURA CUSIP: 50127T109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FAHEEM HASNAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS MALLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KVH Industries, Inc.
TICKER: KVHI CUSIP: 482738101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. KITS VAN ISSUER YES FOR FOR
HEYNINGEN
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. TRIMBLE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KYTHERA Biopharmaceuticals, Inc.
TICKER: KYTH CUSIP: 501570105
MEETING DATE: 9/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Brands, Inc.
TICKER: LB CUSIP: 501797104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS S. HERSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE H. WEXNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L.B. Foster Company
TICKER: FSTR CUSIP: 350060109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE B. FOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIRK JUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE B. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PURGASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. RACKOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. VIZI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CLAUDE R. CANIZARES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS KRAMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL T. STRIANESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REORGANIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Jolla Pharmaceutical Company
TICKER: LJPC CUSIP: 503459604
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. TANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LAURA L. DOUGLASS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Quinta Holdings Inc.
TICKER: LQ CUSIP: 50420D108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. ABRAHAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN ALBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT O. BERGREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY G. CISNEROS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH A. CLINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GIOVANNI CUTAIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN KIM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITESH B. SHAH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY M. SUMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laboratory Corporation of America Holdings
TICKER: LH CUSIP: 50540R409
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-LUC BELINGARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. GARY GILLILAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR PETER M. NEUPERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ADAM H. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. SANDERS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REPORT ON ZIKA VIRUS CONTROLS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRIMATES AND EMPLOYEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladder Capital Corp
TICKER: LADR CUSIP: 505743104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN BILZIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Bancorp, Inc.
TICKER: LBAI CUSIP: 511637100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. SHARA ISSUER �� YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN R. TILTON, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE R. INSERRA, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Financial Corporation
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. HIATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES E. NIEMIER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EMILY E. PICHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN D. ROSS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Industries, Inc.
TICKER: LAKE CUSIP: 511795106
MEETING DATE: 7/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN M. BACHELDER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY WEISERMAZARS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Industries, Inc.
TICKER: LAKE CUSIP: 511795106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. MCATEER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WEISERMAZARS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakes Entertainment, Inc.
TICKER: LACO CUSIP: 51206P208
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. COPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL I. SELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY M. MOBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY C. BARENBAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PIERCY BOWLER TAYLOR & KERN, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS
PROPOSAL #4: OPT OUT OF STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #5: ADOPT, RENEW OR AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
(NOL PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN B. ANSTICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE A. HECKART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA C. SARASWAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ABHIJIT Y. TALWALKAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lam Research Corporation
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 2/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lamar Advertising Company
TICKER: LAMR CUSIP: 512816109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MAXWELL HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. MUMBLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS V. REIFENHEISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNA REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN P. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lancaster Colony Corporation
TICKER: LANC CUSIP: 513847103
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEELI BENDAPUDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. CARTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landauer, Inc.
TICKER: LDR CUSIP: 51476K103
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL T. LEATHERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID E. MEADOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landec Corporation
TICKER: LNDC CUSIP: 514766104
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT D. BOLLES ISSUER YES�� FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONIA PANKOPF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT TOBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS TOMPKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOLLY A. HEMMETER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landmark Bancorp, Inc.
TICKER: LARK CUSIP: 51504L107
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK L. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM W. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. SCHEOPNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE CHIZEK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lands' End, Inc.
TICKER: LE CUSIP: 51509F105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH DARST LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FEDERICA MARCHIONNI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIGNESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONAH STAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landstar System, Inc.
TICKER: LSTR CUSIP: 515098101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOMAIRA AKBARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY J. THOELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lannett Company, Inc.
TICKER: LCI CUSIP: 516012101
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY FARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR P. BEDROSIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. MAHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DRABIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL TAVEIRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERT PAONESSA, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantheus Holdings, Inc.
TICKER: LNTH CUSIP: 516544103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANNE HEINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL LENO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DERACE L. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantronix, Inc.
TICKER: LTRX CUSIP: 516548203
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNHARD BRUSCHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT F. BUSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HOSHI PRINTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laredo Petroleum, Inc.
TICKER: LPI CUSIP: 516806106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA S. PIERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B.Z. (BILL) PARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCIS ROONEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Las Vegas Sands Corp.
TICKER: LVS CUSIP: 517834107
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELDON G. ADELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN CHAFETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENISE M. COLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. FOLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRYL HARTLEY-LEONARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lattice Semiconductor Corporation
TICKER: LSCC CUSIP: 518415104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARIN G. BILLERBECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN A. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN BOURGOIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT R. HERB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK E. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR D. JEFFREY RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lawson Products, Inc.
TICKER: LAWS CUSIP: 520776105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ERRANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE S. HILLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. DECATA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Layne Christensen Company
TICKER: LAYN CUSIP: 521050104
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A.B. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CALIEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. SAMUEL BUTLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NELSON OBUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT R. GILMORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. NESSER, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lazard Ltd
TICKER: LAZ CUSIP: G54050102
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT RICHARD N. HAASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT JANE L. MENDILLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT RICHARD D. PARSONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La-Z-Boy Incorporated
TICKER: LZB CUSIP: 505336107
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID K. HEHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. GEORGE LEVY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LDR Holding Corporation
TICKER: LDRH CUSIP: 50185U105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHE LAVIGNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LeapFrog Enterprises, Inc.
TICKER: LF CUSIP: 52186N106
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BARBOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CHIASSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. KALINSKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STANLEY E. MARON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. STANTON MCKEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOANNA REES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDY O. RISSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CADEN C. WANG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN M. YOUNGWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lear Corporation
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. BOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY LOU JEPSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN A. LIGOCKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD L. RUNKLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MATTHEW J. SIMONCINI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HENRY D. G. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lee Enterprises, Incorporated
TICKER: LEE CUSIP: 523768109
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY E. JUNCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MOLONEY, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. MOWBRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LegacyTexas Financial Group, Inc.
TICKER: LTXB CUSIP: 52471Y106
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. GREG WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ANGELICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL ANTHONY ('JOHN') ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1.3: ELECT DIRECTOR BARRY W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. KASS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL GORDON KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. MYERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. ALLEN REED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARGARET MILNER ISSUER YES FOR FOR
RICHARDSON
PROPOSAL #1.10: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH A. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leggett & Platt, Incorporated
TICKER: LEG CUSIP: 524660107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MATTHEW C. FLANIGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KARL G. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH W. MCCLANATHAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDY C. ODOM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LeMaitre Vascular, Inc.
TICKER: LMAT CUSIP: 525558201
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. LEMAITRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. (HANS) MORRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingTree, Inc.
TICKER: TREE CUSIP: 52603B107
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEAL DERMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER HORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS LEBDA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN OZONIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SARAS SARASVATHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG TROYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057104
MEETING DATE: 4/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. "TIG" GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennar Corporation
TICKER: LEN CUSIP: 526057302
MEETING DATE: 4/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING BOLOTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THERON I. "TIG" GILLIAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY LAPIDUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERI P. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARMANDO OLIVERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY SONNENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lennox International Inc.
TICKER: LII CUSIP: 526107107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM K. W. RUCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY D. STINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leucadia National Corporation
TICKER: LUK CUSIP: 527288104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCISCO L. BORGES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. PATRICK CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. JOYAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY C. KEIL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. O'KANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STUART H. REESE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Level 3 Communications, Inc.
TICKER: LVLT CUSIP: 52729N308
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFF K. STOREY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN T. CLONTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SPENCER B. HAYS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEVIN W. MOONEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER SEAH LIM HUAT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PETER VAN OPPEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexicon Pharmaceuticals, Inc.
TICKER: LXRX CUSIP: 528872302
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DEBBANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. LEFKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN S. NIES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD J. ROUSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE L. GRAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLAIRE A. KOENEMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEVIN W. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexmark International, Inc.
TICKER: LXK CUSIP: 529771107
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH E. GOMORY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. MAPLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN R. HARDIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. FIELDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LGI Homes, Inc.
TICKER: LGIH CUSIP: 50187T106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN EDONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LIPAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN SANSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT VAHRADIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. INDEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD T. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W.J. "BILLY" TAUZIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH E. THORPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Libbey Inc.
TICKER: LBY CUSIP: 529898108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLOS V. DUNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GINGER M. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberator Medical Holdings, Inc.
TICKER: LBMH CUSIP: 53012L108
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. LIBRATORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEANNETTE M. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TYLER WICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUBEN J. KING-SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP SPRINKLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberator Medical Holdings, Inc.
TICKER: LBMH CUSIP: 53012L108
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Broadband Corporation
TICKER: LBRDK CUSIP: 530307107
MEETING DATE: 9/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Broadband Corporation
TICKER: LBRDK CUSIP: 530307107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: LMCA CUSIP: 531229102
MEETING DATE: 4/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE TRADING STOCK PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE THE RECAPITALIZATION PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE GROUP DISPOSITION PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: LMCA CUSIP: 531229300
MEETING DATE: 4/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE TRADING STOCK PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE THE RECAPITALIZATION PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE GROUP DISPOSITION PROPOSAL ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Property Trust
TICKER: LPT CUSIP: 531172104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK F. BUCHHOLZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. DELOACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE ELIZABETH ISSUER YES FOR FOR
DIETZE
PROPOSAL #1.4: ELECT DIRECTOR ANTONIO F. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. HANKOWSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. LINGERFELT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDRIC J. TOMCZYK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 9/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. GAREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN IBBOTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSS N. LONGFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE T. ROBSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tripadvisor Holdings, Inc.
TICKER: LTRPA CUSIP: 531465102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY E. ROMRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LifeLock, Inc.
TICKER: LOCK CUSIP: 53224V100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LifePoint Health, Inc.
TICKER: LPNT CUSIP: 53219L109
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANA R. SCHREUDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REED V. TUCKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD SHIFTAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. JEARY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN KOEGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERRIE NANNINGA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS E. REAVES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SARA GENSTER ROBLING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM U. WESTERFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LifeVantage Corporation
TICKER: LFVN CUSIP: 53222K106
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BEINDORFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. MANOVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARRY MAURO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE E. METZGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD OKUMOTO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES�� FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifeway Foods, Inc.
TICKER: LWAY CUSIP: 531914109
MEETING DATE: 12/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RENZO BERNARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL LEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIANO LOZANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON SCHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR POL SIKAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIE SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LUDMILA SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifeway Foods, Inc.
TICKER: LWAY CUSIP: 531914109
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RENZO BERNARDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SUSIE HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANO LOZANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JASON SCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR POL SIKAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LUDMILA SMOLYANSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P. C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ligand Pharmaceuticals Incorporated
TICKER: LGND CUSIP: 53220K504
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. LAMATTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUNIL PATEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN L. SABBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lightbridge Corporation
TICKER: LTBR CUSIP: 53224K104
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH GRAE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS GRAHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR E. ALESSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN KENNEDY ISSUER YES FOR FOR
TOWNSEND
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. MAGRAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lightbridge Corporation
TICKER: LTBR CUSIP: 53224K104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH GRAE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS GRAHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR E. ALESSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN KENNEDY ISSUER YES FOR FOR
TOWNSEND
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. MAGRAW ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LightPath Technologies, Inc.
TICKER: LPTH CUSIP: 532257805
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIL KHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN BRUECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. SCOTT FARIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lilis Energy, Inc.
TICKER: LLEX CUSIP: 532403102
MEETING DATE: 12/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ABRAHAM MIRMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MERRILL MCPEAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. ORMAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. TYLER RUNNELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limelight Networks, Inc.
TICKER: LLNW CUSIP: 53261M104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. PETERSCHMIDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. LENTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limoneira Company
TICKER: LMNR CUSIP: 532746104
MEETING DATE: 3/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LECIL E. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON E. KIMBALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT S. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Educational Services Corporation
TICKER: LINC CUSIP: 533535100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALVIN O. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. BURKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CELIA H. CURRIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. HARBOUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. BARRY MORROW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. SHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Electric Holdings, Inc.
TICKER: LECO CUSIP: 533900106
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS E. ESPELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. HILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN JO LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. MACDONALD, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln National Corporation
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. LEANNE LACHMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM PORTER PAYNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK S. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ISAIAH TIDWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindblad Expeditions Holdings, Inc.
TICKER: LIND CUSIP: 535219109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD W. ARONSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK AWARD PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindsay Corporation
TICKER: LNN CUSIP: 535555106
MEETING DATE: 1/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. NAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. WELSH II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Linear Technology Corporation
TICKER: LLTC CUSIP: 535678106
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT H. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR C. AGNOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID S. LEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD M. MOLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS S. VOLPE ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LinkedIn Corporation
TICKER:�� LNKD CUSIP: 53578A108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. GEORGE "SKIP" BATTLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MORITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON PLANS TO INCREASE BOARD SHAREHOLDER YES ABSTAIN N/A
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lion Biotechnologies, Inc.
TICKER: LBIO CUSIP: 53619R102
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELMA HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANFORD J. HILLSBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAY VENKATESAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN MAYNARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lionbridge Technologies, Inc.
TICKER: LIOX CUSIP: 536252109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD A. BLECHSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GUY L. DE CHAZAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. QUELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lions Gate Entertainment Corp.
TICKER: LGF CUSIP: 535919203
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR EVRENSEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON FELTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK GIUSTRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARALD LUDWIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. SCOTT PATERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DARYL SIMM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHYLLIS YAFFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lipocine Inc.
TICKER: LPCN CUSIP: 53630X104
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHESH V. PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY A. FINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. HIGUCHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD DANA ONO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liquidity Services, Inc.
TICKER: LQDT CUSIP: 53635B107
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. ANGRICK, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. KOLODZIESKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lithia Motors, Inc.
TICKER: LAD CUSIP: 536797103
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN O. CAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHAU-WAI LAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. ROBINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Littelfuse, Inc.
TICKER: LFUS CUSIP: 537008104
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TZAU-JIN (T. J.) CHUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY GRILLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD L. SCHUBEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Live Nation Entertainment, Inc.
TICKER: LYV CUSIP: 538034109
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK CARLETON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN DOLGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARIEL EMANUEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT TED ENLOE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES IOVINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARGARET 'PEGGY' ISSUER YES FOR FOR
JOHNSON
PROPOSAL #1.8: ELECT DIRECTOR JAMES S. KAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RANDALL T. MAYS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL RAPINO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LiveDeal, Inc.
TICKER: LIVE CUSIP: 538144304
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON ISAAC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS (DE) GAO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TYLER SICKMEYER ISSUER YES FOR FOR
PROPOSAL #2: AMEND CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ANTON & CHIA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LivePerson, Inc.
TICKER: LPSN CUSIP: 538146101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM G. WESEMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LKQ Corporation
TICKER: LKQ CUSIP: 501889208
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUKHPAL SINGH AHLUWALIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. HANSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GUHAN SUBRAMANIAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT L. WAGMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM M. WEBSTER, IV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LMI Aerospace, Inc.
TICKER: LMIA CUSIP: 502079106
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL G. KORTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. ROEDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN K. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. LOY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE S. BACOW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KEN MILLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ANTHONY WELTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LogMeIn, Inc.
TICKER: LOGM CUSIP: 54142L109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY W. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN MATZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loral Space & Communications Inc.
TICKER: LORL CUSIP: 543881106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR L. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. STENBIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. EMBREE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LIZANNE C. GOTTUNG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR COLIN D. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURIE Z. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BERTRAM L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY, INCLUDING SHAREHOLDER YES AGAINST FOR
QUANTITATIVE GOALS
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loxo Oncology, Inc.
TICKER: LOXO CUSIP: 548862101
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BONITA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH T. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORI KUNKEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LPL Financial Holdings Inc.
TICKER: LPLA CUSIP: 50212V100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. CASADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIET D. DINH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARCO (MICK) W. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES S. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LRAD Corporation
TICKER: LRAD CUSIP: 50213V109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. ANCHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA M. CLAGUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. COBURN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL H. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. OSGOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSB Industries, Inc.
TICKER: LXU CUSIP: 502160104
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN S. BOBB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK E. GOLSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD S. SANDERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSI Industries Inc.
TICKER: LYTS CUSIP: 50216C108
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BEECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY P. KREIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS B. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILFRED T. O'GARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. SERRIANNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. SFERRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS W. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luby's, Inc.
TICKER: LUB CUSIP: 549282101
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUDITH B. CRAVEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK MARKANTONIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR ROJAS EMERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GASPER MIR, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J.S.B. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOE C. MCKINNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRIS J. PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER TROPOLI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GERALD W. BODZY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: lululemon athletica inc.
TICKER: LULU CUSIP: 550021109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHRYN HENRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON MCNEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumber Liquidators Holdings, Inc.
TICKER: LL CUSIP: 55003T107
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. STEPHEN CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. PRESLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luminex Corporation
TICKER: LMNX CUSIP: 55027E102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR NACHUM 'HOMI' SHAMIR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT J. CRESCI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumos Networks Corp.
TICKER: LMOS CUSIP: 550283105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. AQUINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. ASKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY G. BILTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GUTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHAWN F. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. PRUELLAGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL T. SICOLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JERRY E. VAUGHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luna Innovations Incorporated
TICKER: LUNA CUSIP: 550351100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. WILLIAMSON, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lydall, Inc.
TICKER: LDL CUSIP: 550819106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE G. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN BURDETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. LESLIE DUFFY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. GURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE HAMMETT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR S. CARL SODERSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LyondellBasell Industries NV
TICKER: LYB CUSIP: N53745100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT JACQUES AIGRAIN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #1b: ELECT LINCOLN BENET TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #1c: ELECT NANCE K. DICCIANI TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #1d: ELECT BRUCE A. SMITH TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #2a: ELECT THOMAS AEBISCHER TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #2b: ELECT DAN COOMBS TO MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #2c: ELECT JAMES D. GUILFOYLE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
ACCOUNTANTS N.V. AS AUDITORS
PROPOSAL #8: APPROVE DIVIDENDS OF USD 3.12 PER SHARE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. GROSSI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NEWTON P.S. MERRILL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENIS J. SALAMONE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M.D.C. Holdings, Inc.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT T. BUCHWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY A. MIZEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M/A-COM Technology Solutions Holdings, Inc.
TICKER: MTSI CUSIP: 55405Y100
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER CHUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GIL VAN LUNSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M/I Homes, Inc.
TICKER: MHO CUSIP: 55305B101
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRIEDRICH K.M. BOHM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macatawa Bank Corporation
TICKER: MCBC CUSIP: 554225102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES A. GEENEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. HERR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL K. LE ROY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. WESHOLSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mack-Cali Realty Corporation
TICKER: CLI CUSIP: 554489104
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVIN D. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN LITT ISSUER YES FOR �� FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macquarie Infrastructure Corporation
TICKER: MIC CUSIP: 55608B105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. CARMANY, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H.E. (JACK) LENTZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR OUMA SANANIKONE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MacroGenics, Inc.
TICKER: MGNX CUSIP: 556099109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAULO COSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD HURWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macy's, Inc.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. BRYANT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL C. VARGA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ANNIE YOUNG-SCRIVNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Health, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. DIAMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Petroleum Corporation
TICKER: MPET CUSIP: 559091301
MEETING DATE: 7/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maiden Holdings, Ltd.
TICKER: MHLD CUSIP: G5753U112
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT BARRY D. ZYSKIND AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.2: ELECT SIMCHA G. LYONS AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.3: ELECT RAYMOND M. NEFF AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #1.4: ELECT YEHUDA L. NEUBERGER AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN HOLDINGS, LTD.
PROPOSAL #1.5: ELECT STEVEN H. NIGRO AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN HOLDINGS, LTD.
PROPOSAL #2.6: ELECT PATRICK J. HAVERON AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN REINSURANCE LTD.
PROPOSAL #2.7: ELECT DAVID A. LAMNECK AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN REINSURANCE LTD.
PROPOSAL #2.8: ELECT LAWRENCE F. METZ AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN REINSURANCE LTD.
PROPOSAL #2.9: ELECT ARTURO M. RASCHBAUM AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN REINSURANCE LTD.
PROPOSAL #2.10: ELECT KAREN L. SCHMITT AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN REINSURANCE LTD.
PROPOSAL #3.11: ELECT PATRICK J. HAVERON AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #3.12: ELECT LAWRENCE F. METZ AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #3.13: ELECT ARTURO M. RASCHBAUM AS DIRECTOR ISSUER YES FOR FOR
OF MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #3.14: ELECT MAXWELL REID AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #3.15: ELECT KAREN L. SCHMITT AS DIRECTOR OF ISSUER YES FOR FOR
MAIDEN GLOBAL HOLDINGS, LTD.
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MainSource Financial Group, Inc.
TICKER: MSFG CUSIP: 56062Y102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN L. BARDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM G. BARRON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT A. BERTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARCHIE M. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D.J. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIN P. HOEFLINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE R. RUEFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN G. SEALE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES J. THAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malibu Boats, Inc.
TICKER: MBUU CUSIP: 56117J100
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP S. ESTES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER E. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mallinckrodt plc
TICKER: MNK CUSIP: G5785G107
MEETING DATE: 3/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELVIN D. BOOTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY S. LURKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VIRGIL D. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH A. ZACCAGNINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malvern Bancorp, Inc.
TICKER: MLVF CUSIP: 561409103
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH K. PACKARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manhattan Associates, Inc.
TICKER: MANH CUSIP: 562750109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. HUNTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. HEYMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manhattan Bridge Capital, Inc.
TICKER: LOAN CUSIP: 562803106
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASSAF RAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERAN GOLDSHMIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK ALHADEFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYRON BENTOVIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOBERMAN & LESSER, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manhattan Bridge Capital, Inc.
TICKER: LOAN CUSIP: 562803106
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASSAF RAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERAN GOLDSHMIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYRON BENTOVIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HOBERMAN & LESSER, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manitex International, Inc.
TICKER: MNTX CUSIP: 563420108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. GIGLIOTTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK B. KNOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. LANGEVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN B. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. TOBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mannatech, Incorporated
TICKER: MTEX CUSIP: 563771203
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. STANLEY FREDRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC W. SCHRIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Manning & Napier, Inc.
TICKER: MN CUSIP: 56382Q102
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM MANNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA GOODSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. PETTINELLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD BARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEOFFREY ROSENBERGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MannKind Corporation
TICKER: MNKD CUSIP: 56400P201
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. PFEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. SHANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. CONSIGLIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENT KRESA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID H. MACCALLUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY L. NORDHOFF ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManpowerGroup Inc.
TICKER: MAN CUSIP: 56418H100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GINA R. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CARI M. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM DOWNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN F. FERRARO ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR PATRICIA HEMINGWAY HALL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERTO MENDOZA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JONAS PRISING ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR PAUL READ ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ELIZABETH P. SARTAIN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR JOHN R. WALTER ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR EDWARD J. ZORE ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManTech International Corporation
TICKER: MANT CUSIP: 564563104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. PEDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY G. CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WALTER R. FATZINGER, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. KERR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Oil Corporation
TICKER: MRO CUSIP: 565849106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHADWICK C. DEATON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE M. TILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Patent Group, Inc.
TICKER: MARA CUSIP: 56585W203
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD TYLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD KOVALIK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. SEMPLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON EHS INCIDENTS AND WORKER SHAREHOLDER YES ABSTAIN AGAINST
FATIGUE POLICIES
PROPOSAL #6: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marchex, Inc.
TICKER: MCHX CUSIP: 56624R108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE DEVEREUX-MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICOLAS HANAUER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARK KOKICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. WAYNE WISEHART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marcus & Millichap, Inc.
TICKER: MMI CUSIP: 566324109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE M. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DON C. WATTERS ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marin Software Incorporated
TICKER: MRIN CUSIP: 56804T106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BARRESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN LEINWAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER LIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marine Products Corporation
TICKER: MPX CUSIP: 568427108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA H. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarineMax, Inc.
TICKER: HZO CUSIP: 567908108
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HILLIARD M. EURE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. WATTERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN S. WOODMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marinus Pharmaceuticals, Inc.
TICKER: MRNS CUSIP: 56854Q101
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAND MEHRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICOLE VITULLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. ALFRED BROADDUS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. BRUCE CONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS C. EBY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEWART M. KASEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN I. KIRSHNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANTHONY F. MARKEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN A. MARKEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DARRELL D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL O'REILLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL J. SCHEWEL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAY M. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarketAxess Holdings Inc.
TICKER: MKTX CUSIP: 57060D108
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. MCVEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN P. CASPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANE CHWICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM F. CRUGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID G. GOMACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CARLOS M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD M. HERSCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN STEINHARDT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marketo, Inc.
TICKER: MKTO CUSIP: 57063L107
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP M. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMBRIA DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAE HEA NAHM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marlin Business Services Corp.
TICKER: MRLN CUSIP: 571157106
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CALAMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT HEIMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott International, Inc.
TICKER: MAR CUSIP: 571903202
MEETING DATE: 4/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott International, Inc.
TICKER: MAR CUSIP: 571903202
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.W. MARRIOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH MARRIOTT ISSUER YES FOR FOR
HARRISON
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK A. 'FRITZ' ISSUER YES FOR FOR
HENDERSON
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR W. MITT ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott Vacations Worldwide Corporation
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND L. GELLEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. HUTCHISON, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR DIANNA F. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marrone Bio Innovations, Inc.
TICKER: MBII CUSIP: 57165B106
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD ROMINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marrone Bio Innovations, Inc.
TICKER: MBII CUSIP: 57165B106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACHARY S. WOCHOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE H. KERCKHOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marsh & McLennan Companies, Inc.
TICKER: MMC CUSIP: 571748102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OSCAR FANJUL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL S. GLASER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. EDWARD HANWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARIA SILVIA BASTOS ISSUER �� YES FOR FOR
MARQUES
PROPOSAL #1f: ELECT DIRECTOR STEVEN A. MILLS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MORTON O. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LLOYD M. YATES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marten Transport, Ltd.
TICKER: MRTN CUSIP: 573075108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH L. MARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY B. HAGNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WINKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY M. BAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. DEMOREST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. LARRY OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD R. BOOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Martha Stewart Living Omnimedia, Inc.
TICKER: MSO CUSIP: 573083102
MEETING DATE: 12/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Martin Marietta Materials, Inc.
TICKER: MLM CUSIP: 573284106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAREE E. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS L. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masco Corporation
TICKER: MAS CUSIP: 574599106
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR REGINALD M. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masimo Corporation
TICKER: MASI CUSIP: 574795100
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CRAIG REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masonite International Corporation
TICKER: DOOR CUSIP: 575385109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY L. BILNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER R. DACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN C. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mast Therapeutics, Inc.
TICKER: MSTX CUSIP: 576314108
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN M. CULLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD C. DITTRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MATTHEW PAULS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID A. RAMSAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasTec, Inc.
TICKER: MTZ CUSIP: 576323109
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE R. MAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN VAN HEUVELEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasTec, Inc.
TICKER: MTZ CUSIP: 576323109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. DWYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE S. SORZANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAVIER PALOMAREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mastech Holdings, Inc.
TICKER: MHH CUSIP: 57633B100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ASHOK TRIVEDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR VIVEK GUPTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasterCard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL:�� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OKI MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1l: ELECT DIRECTOR JACKSON TAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matador Resources Company
TICKER: MTDR CUSIP: 576485205
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG T. BURKERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN W. OHNIMUS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Match Group, Inc.
TICKER: MTCH CUSIP: 57665R106
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY R. BLATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SONALI DE RYCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANN L. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA S. SEYMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK STEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR GREGG WINIARSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR SAM YAGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Materion Corporation
TICKER: MTRN CUSIP: 576690101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARLENE J. S. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matrix Service Company
TICKER: MTRX CUSIP: 576853105
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. HEWITT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR I. EDGAR (ED) HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL K. LACKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOM E. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matson, Inc.
TICKER: MATX CUSIP: 57686G105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY N. WATANABE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattel, Inc.
TICKER: MAT CUSIP: 577081102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN LEWNES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOMINIC NG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VASANT M. PRABHU ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHRISTOPHER A. SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DIRK VAN DE PUT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHY WHITE LOYD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattersight Corporation
TICKER: MATR CUSIP: 577097108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP R. DUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY J. FEINBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. STALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matthews International Corporation
TICKER: MATW CUSIP: 577128101
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON W. QUIGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALVARO GARCIA-TUNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. TURNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattress Firm Holding Corp.
TICKER: MFRM CUSIP: 57722W106
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANIL SEETHARAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mattson Technology, Inc.
TICKER: MTSN CUSIP: 577223100
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maui Land & Pineapple Company, Inc.
TICKER: MLP CUSIP: 577345101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN M. CASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN H. HARUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUNCAN MACNAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. TAKITANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR C. TOKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ACCUITY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxim Integrated Products, Inc.
TICKER: MXIM CUSIP: 57772K101
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR B. KIPLING HAGOPIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUNC DOLUCA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. R. FRANK WAZZAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAXIMUS, Inc.
TICKER: MMS CUSIP: 577933104
MEETING DATE: 3/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. POND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MaxPoint Interactive, Inc.
TICKER: MXPT CUSIP: 57777M102
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEVIN DULSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxwell Technologies, Inc.
TICKER: MXWL CUSIP: 577767106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BURKHARD GOESCHEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SCHLOTTERBECK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND CERTIFICATION OF INCORPORATION TO ISSUER YES FOR FOR
DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE THAT
DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. BOLGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL FEIGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES J. GRIES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES N. HALLENE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. HOLMSTROM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KAREN J. MAY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD D. SANTO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JENNIFER W. STEANS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RENEE TOGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA Inc.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARYANN BRUCE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH D. CURRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LOIS A. SCOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THEODORE SHASTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERICH KAESER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY P. LUQUETTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. SCHUMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.8: ELECT DIRECTOR MARY L. SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDonald's Corporation
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD DEAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN EASTERBROOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT ECKERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARGARET GEORGIADIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEANNE JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD LENNY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALTER MASSEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHEILA PENROSE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MILES WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: ADOPT POLICY TO BAN NON-THERAPEUTIC USE SHAREHOLDER YES ABSTAIN AGAINST
OF ANTIBIOTICS IN MEAT SUPPLY CHAIN
PROPOSAL #8: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL CONTRIBUTIONS
PROPOSAL #9: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES ABSTAIN AGAINST
VALUES AND POLITICAL ACTIVITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGrath RentCorp
TICKER: MGRC CUSIP: 580589109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. FETTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. HOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS C. KAKURES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS P. STRADFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McKesson Corporation
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR N. ANTHONY COLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALTON F. IRBY, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. CHRISTINE JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID M. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDC Partners Inc.
TICKER: MDCA CUSIP: 552697104
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE COPELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY KRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNE MARIE O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDU Resources Group, Inc.
TICKER: MDU CUSIP: 552690109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS EVERIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN B. FAGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. GOODIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. HELLERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. BART HOLADAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. MCCRACKEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA L. MOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARRY J. PEARCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN K. WILSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mead Johnson Nutrition Company
TICKER: MJN CUSIP: 582839106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN M. ALTSCHULER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD B. BERNICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CELESTE A. CLARK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN W. GOLSBY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER KASPER JAKOBSEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER G. RATCLIFFE ISSUER YES FOR �� FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL A. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ELLIOTT SIGAL ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ROBERT S. SINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MedAssets, Inc.
TICKER: MDAS CUSIP: 584045108
MEETING DATE: 1/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medgenics, Inc.
TICKER: MDGN CUSIP: 58436Q203
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE A. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ISAAC BLECH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALASTAIR CLEMOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. COLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILBUR H. (BILL) GANTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH J. GRANO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Media General, Inc.
TICKER: MEG CUSIP: 58441K100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medical Properties Trust, Inc.
TICKER: MPW CUSIP: 58463J304
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD K. ALDAG, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEVEN DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN HAMNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRY A. KELLETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. MCKENZIE ISSUER YES FOR FOR
(GIL)
PROPOSAL #1.7: ELECT DIRECTOR D. PAUL SPARKS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOPPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MediciNova, Inc.
TICKER: MNOV CUSIP: 58468P206
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUTAKA KOBAYASHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YOSHIO ISHIZAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medidata Solutions, Inc.
TICKER: MDSO CUSIP: 58471A105
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAREK A. SHERIF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN M. DE VRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL M. KURTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE W. MCCULLOCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medifast, Inc.
TICKER: MED CUSIP: 58470H101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES P. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE J. HALLQUIST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORGENE K. HARTWIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL E. SASSANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. SCHLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medivation, Inc.
TICKER: MDVN CUSIP: 58501N101
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM D. BLICKENSTAFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY L. YARNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medley Management Inc.
TICKER: MDLY CUSIP: 58503T106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BROOK TAUBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SETH TAUBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY TONKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY T. LEEDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUY ROUNSAVILLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP K. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDNAX, Inc.
TICKER: MD CUSIP: 58502B106
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #2: APPROVE NONQUALIFIED STOCK PURCHASE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDNAX, Inc.
TICKER: MD CUSIP: 58502B106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREY D. BARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALDEMAR A. CARLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PASCAL J. GOLDSCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER J. MEDEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONNA E. SHALALA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ENRIQUE J. SOSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic plc
TICKER: MDT CUSIP: G5960L103
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDALL J. HOGAN, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH G. NABEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PREETHA REDDY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MeetMe, Inc.
TICKER: MEET CUSIP: 585141104
MEETING DATE: 8/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN ABBOTT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN CLIFTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEOFFREY COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERNESTO CRUZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SPENCER RHODES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JASON WHITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEI Pharma, Inc.
TICKER: MEIP CUSIP: 55279B202
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES V. BALTIC, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS R. GLOVER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MELA Sciences, Inc.
TICKER: MELA CUSIP: 55277R308
MEETING DATE: 9/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY F. O'DONNELL, ISSUER YES WITHHOLD AGAINST
SR.
PROPOSAL #1b: ELECT DIRECTOR MICHAEL R. STEWART ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL E. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID K. STONE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN SWINTEK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR LUANN VIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1g: ELECT DIRECTOR R. ROX ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE SPECIAL BOARD COMPENSATION TO ISSUER YES AGAINST AGAINST
TRANSACTION COMMITTEE MEMBERS
PROPOSAL #7: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melrose Bancorp, Inc.
TICKER: MELR CUSIP: 585553100
MEETING DATE: 11/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN F. WHITNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, P. A., LLC ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melrose Bancorp, Inc.
TICKER: MELR CUSIP: 585553100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELIZABETH MCNELIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN NOYES AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Memorial Resource Development Corp.
TICKER: MRD CUSIP: 58605Q109
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TONY R. WEBER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JAY C. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT A. GIESELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR KENNETH A. HERSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR ROBERT A. INNAMORATI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL LEE O'NEILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mentor Graphics Corporation
TICKER: MENT CUSIP: 587200106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH L. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER L. BONFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. DANIEL MCCRANIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALDEN C. RHINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL L. SHAVERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY M. STAFEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercantile Bank Corporation
TICKER: MBWM CUSIP: 587376104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CASSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD B. GRANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL H. PRICE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS R. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merchants Bancshares, Inc.
TICKER: MBVT CUSIP: 588448100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN J. DANAHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEOFFREY R. HESSLINK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD R. CHASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL B. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLICIES FOR SAFE DISPOSAL OF SHAREHOLDER YES AGAINST FOR
PRESCRIPTION DRUGS BY USERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCURY GENERAL CORPORATION
TICKER: MCY CUSIP: 589400100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA E. MARCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD R. SPUEHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN S. SCHAFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD P. NEWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN G. NACKEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. CURTIUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GABRIEL TIRADOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES G. ELLIS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCURY SYSTEMS, INC.
TICKER: MRCY CUSIP: 589378108
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT VITTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE K. MUELLNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK S. NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meredith Corporation
TICKER: MDP CUSIP: 589433101
MEETING DATE: 11/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD C. BERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merge Healthcare Incorporated
TICKER: MRGE CUSIP: 589499102
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARILYN A. CENSULLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. GAVEGNANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD L. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY F. NATALUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA R. DIMARIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOMENIC A. GAMBARDELLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. GUNNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bioscience, Inc.
TICKER: VIVO CUSIP: 589584101
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT E. ELLINGWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. KRAEUTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. MCILWRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE A. SAZDANOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merit Medical Systems, Inc.
TICKER: MMSI CUSIP: 589889104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. STILLABOWER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. ANN MILLNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritage Homes Corporation
TICKER: MTH CUSIP: 59001A102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND OPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. BURKE, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA C. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEB HENRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. PAJONAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328100
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. MULROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mesa Laboratories, Inc.
TICKER: MLAB CUSIP: 59064R109
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. STUART CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. DWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN C. GUILLEMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. SCHMIEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP ("EKS&H") AS AUDITORS ISSUER YES FOR �� FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 1/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. TYLER HAAHR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY C. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH G. HOOPLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3a: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE A NEW CLASS OF COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metabolix, Inc.
TICKER: MBLX CUSIP: 591018882
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER N. KELLOGG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELESTE BEEKS MASTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. VAN NOSTRAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metaldyne Performance Group Inc.
TICKER: MPG CUSIP: 59116R107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK BHAMBRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOREN EASTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM JACKSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY CERTAIN GRANTS OF EQUITY AWARDS ISSUER YES FOR FOR
FOR PURPOSES OF SEC RULE 16B-3
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metalico, Inc.
TICKER: MEA CUSIP: 591176102
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methode Electronics, Inc.
TICKER: MEI CUSIP: 591520200
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER J. ASPATORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WARREN L. BATTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DARREN M. DAWSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD W. DUDA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN F. GATES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ISABELLE C. GOOSSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER J. HORNUNG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL G. SHELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE B. SKATOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MetLife, Inc.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. KENNARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENISE M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LULU C. WANG ISSUER YES FOR FOR
PROPOSAL #2: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metro Bancorp, Inc.
TICKER: METR CUSIP: 59161R101
MEETING DATE: 1/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mettler-Toledo International Inc.
TICKER: MTD CUSIP: 592688105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SPOERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAH-HUI CHU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCIS A. CONTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OLIVIER A. FILLIOL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE L. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HANS ULRICH MAERKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MFA Financial, Inc.
TICKER: MFA CUSIP: 55272X102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALAN L. GOSULE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MFRI, Inc.
TICKER: MFRI CUSIP: 552721102
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BARRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY E. MAUTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME T. WALKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. ZORKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGC Diagnostics Corporation
TICKER: MGCD CUSIP: 552768103
MEETING DATE: 3/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. SHEFFERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. BAUDHUIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE W. BUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY D. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. MUNZENRIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENDRIK STRUIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. CURTIS HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. POSSIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. BUGHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. ARRIGONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASSANDRA C. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. EDWARD CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY A. POLINER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICK SINKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGM Resorts International
TICKER: MGM CUSIP: 552953101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. BIBLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CHRIS GAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROLAND HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY MANDEKIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROSE MCKINNEY-JAMES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. MURREN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY M. SPIERKEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DANIEL J. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGP Ingredients, Inc.
TICKER: MGPI CUSIP: 55303J106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BAREUTHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. COLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. FOGLIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUGUSTUS C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE W. PAGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARYL R. SCHALLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN L. SEABERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR M. JEANNINE STRANDJORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Michael Kors Holdings Limited
TICKER: KORS CUSIP: G60754101
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. WILLIAM BENEDETTO ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. REITMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JEAN TOMLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micrel, Incorporated
TICKER: MCRL CUSIP: 594793101
MEETING DATE: 8/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microchip Technology Incorporated
TICKER: MCHP CUSIP: 595017104
MEETING DATE: 8/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE SANGHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW W. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.B. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ESTHER L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE F. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micronet Enertec Technologies, Inc.
TICKER: MICT CUSIP: 595117102
MEETING DATE: 10/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID LUCATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHEZY OFIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY P. BIALOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACOB BERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIKI BALIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ZIV HAFT, A BDO MEMBER FIRM, AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSEMI CORPORATION
TICKER: MSCC CUSIP: 595137100
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS R. LEIBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. BENDUSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 12/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. GATES, LLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERI L. LIST-STOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. MASON MORFIT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SATYA NADELLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN W. STANTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PADMASREE WARRIOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN X. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroVision, Inc.
TICKER: MVIS CUSIP: 594960304
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. COWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SLADE GORTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEANETTE HORAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PERRY MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER Y. TOKMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mid-America Apartment Communities, Inc.
TICKER: MAA CUSIP: 59522J103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES K. LOWDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. LOWDER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MONICA MCGURK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAUDE B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP W. NORWOOD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM B. SANSOM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GARY SHORB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middleburg Financial Corporation
TICKER: MBRG CUSIP: 596094102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD M. ARMFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY F. ATHERTON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH L. BOLING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHILDS F. BURDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER G. GREEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. LEE, IV ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH W. MEURLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. RUST ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GARY R. SHOOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARY LEIGH MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlesex Water Company
TICKER: MSEX CUSIP: 596680108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIM C. HANEMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY B. MANSUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALTER G. REINHARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidSouth Bancorp, Inc.
TICKER: MSL CUSIP: 598039105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD Q. 'PETE' ISSUER YES FOR FOR
ABINGTON
PROPOSAL #1.2: ELECT DIRECTOR WILL CHARBONNET, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH V. TORTORICE, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PORTER KEADLE MOORE, LLC ('PKM') ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidWest One Financial Group, Inc.
TICKER: MOFG CUSIP: 598511103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRACY S. MCCORMICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEVIN W. MONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. SCOTT ZAISER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milacron Holdings Corp
TICKER: MCRN CUSIP: 59870L106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WATERS S. DAVIS, IV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. GOEKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milestone Scientific Inc.
TICKER: MLSS CUSIP: 59935P209
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD OSSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD M. SCHILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LESLIE BERNHARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GIAN DOMENICO TROMBETTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD J. ZELNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miller Industries, Inc.
TICKER: MLR CUSIP: 600551204
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. ASHFORD, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR A. RUSSELL CHANDLER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MiMedx Group, Inc.
TICKER: MDXG CUSIP: 602496101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. TERRY DEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY W. PAPASAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PARKER H. PETIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINDBODY, Inc.
TICKER: MB CUSIP: 60255W105
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEREMY LEVINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH C. MUSCARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA R. SMITH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD C. WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minerva Neurosciences, Inc.
TICKER: NERV CUSIP: 603380106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REMY LUTHRINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCESCO DE RUBERTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FOUZIA LAGHRISSI-THODE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Mirati Therapeutics, Inc.
TICKER: MRTX CUSIP: 60468T105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RODNEY W. LAPPE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM R. RINGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Mirna Therapeutics, Inc.
TICKER: MIRN CUSIP: 60470J103
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PERRY NISEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW WINKLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER S. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: MISONIX, INC.
TICKER: MSON CUSIP: 604871103
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. GUY MINETTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS M. PATTON ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. GILDEA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES MINER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STAVROS G. ISSUER YES FOR FOR
VIZIRGIANAKIS
PROPOSAL #1.7: ELECT DIRECTOR PATRICK A. MCBRAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mistras Group, Inc.
TICKER: MG CUSIP: 60649T107
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. FORESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. LANGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL N. STAMATAKIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SOTIRIOS J. VAHAVIOLOS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. CURTIS WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitcham Industries, Inc.
TICKER: MIND CUSIP: 606501104
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILLY F. MITCHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER H. BLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. CAPPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. DEAN LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. SCHWALBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ALBERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitek Systems, Inc.
TICKER: MITK CUSIP: 606710200
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. THORNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. DEBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM K. 'BILL' AULET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINTON P. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE E. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEX W. 'PETE' HART ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MKS INSTRUMENTS, INC.
TICKER: MKSI CUSIP: 55306N104
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. CHUTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUELINE F. MOLONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Mini, Inc.
TICKER: MINI CUSIP: 60740F105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY S. GOBLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES J. MARTELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN A. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERICK G. MCNAMEE, ISSUER YES FOR FOR
III
PROPOSAL #1e: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE TRACHTENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MobileIron, Inc.
TICKER: MOBL CUSIP: 60739U204
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TAE HEA NAHM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FRANK MARSHALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR AAREF HILALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
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ISSUER: MOCON, Inc.
TICKER: MOCO CUSIP: 607494101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. DEMOREST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD N. DEMORETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY D. GOSKOWICZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN P. IVERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TOM C. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. WARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL R. ZELLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Model N, Inc.
TICKER: MODN CUSIP: 607525102
MEETING DATE: 2/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZACK RINAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES ROBEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Modine Manufacturing Company
TICKER: MOD CUSIP: 607828100
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SURESH V. GARIMELLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER W. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE Y. YAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ModusLink Global Solutions, Inc.
TICKER: MLNK CUSIP: 60786L206
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN M. KASSAN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moelis & Company
TICKER: MC CUSIP: 60786M105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH MOELIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAVID MAHMOODZADEGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY RAICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC CANTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR J. RICHARD LEAMAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YVONNE GREENSTREET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH L. SHROPSHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Mohawk Industries, Inc.
TICKER: MHK CUSIP: 608190104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. ONORATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. RUNGE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. CHRISTOPHER WELLBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molina Healthcare, Inc.
TICKER: MOH CUSIP: 60855R100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES Z. FEDAK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN C. MOLINA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molson Coors Brewing Company
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER G. EATON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. SANFORD RILEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. KOESTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH STONER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monarch Casino & Resort, Inc.
TICKER: MCRI CUSIP: 609027107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN FARAHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monarch Financial Holdings, Inc.
TICKER: MNRK CUSIP: 60907Q100
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Mondelez International, Inc.
TICKER: MDLZ CUSIP: 609207105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEWIS W.K. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JORGE S. MESQUITA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTIANA S. SHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEAN-FRANçOIS M. L. VAN ISSUER YES FOR FOR
BOXMEER
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PARTICIPATE IN OECD MEDIATION FOR HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ALEXANDER HOLMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PEGGY VAUGHAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA T. CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL D. CRONHEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT L. ROBINSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monogram Residential Trust, Inc.
TICKER: MORE CUSIP: 60979P105
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. AISNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. ALFIERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID D. FITCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAMMY K. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN L. KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. BENJAMIN MORELAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E. ALAN PATTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY J. PIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monolithic Power Systems, Inc.
TICKER: MPWR CUSIP: 609839105
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. HSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT CHANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGEN ELMIGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monotype Imaging Holdings Inc.
TICKER: TYPE CUSIP: 61022P100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAY W. GADDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER J. HEINEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monro Muffler Brake, Inc.
TICKER: MNRO CUSIP: 610236101
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. GROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monsanto Company
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANICE L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HUGH GRANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR H. HARPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA K. IPSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARCOS M. LUTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. STEVEN MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JON R. MOELLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM U. PARFET ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GEORGE H. POSTE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT J.STEVENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PATRICIA VERDUIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON EFFECTIVENESS AND RISKS OF SHAREHOLDER YES AGAINST FOR
GLYPHOSATE USE
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 61174X109
MEETING DATE: 8/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN C. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAROLD C. TABER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Beverage Corporation
TICKER: MNST CUSIP: 61174X109
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. SACKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILTON H. SCHLOSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN C. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY P. FAYARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BENJAMIN M. POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SYDNEY SELATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAROLD C. TABER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHY N. WALLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK S. VIDERGAUZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monster Worldwide, Inc.
TICKER: MWW CUSIP: 611742107
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY T. YATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN GAULDING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. MCVEIGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GILLIAN MUNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY F. RAYPORT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERTO TUNIOLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moody's Corporation
TICKER: MCO CUSIP: 615369105
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORGE A. BERMUDEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRELL DUFFIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EWALD KIST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND W. MCDANIEL, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR HENRY A. MCKINNELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE VAN SAUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moog Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 1/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R. BRADLEY LAWRENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgan Stanley
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALISTAIR DARLING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NOBUYUKI HIRANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMI MISCIK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RYOSUKE TAMAKOSHI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR PERRY M. TRAQUINA ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #6: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morgans Hotel Group Co.
TICKER: MHGC CUSIP: 61748W108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW BROAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH E. CRUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON T. KALISMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADFORD B. NUGENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. OLSHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHELLE S. RUSSO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ADAM STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Morningstar, Inc.
TICKER: MORN CUSIP: 617700109
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOE MANSUETO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DON PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBIN DIAMONTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHERYL FRANCIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVE KAPLAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAIL LANDIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BILL LYONS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JACK NOONAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL STURM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HUGH ZENTMYER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoSys, Inc.
TICKER: MOSY CUSIP: 619718109
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY ENG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHI-PING HSU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. DOMENIK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LEONARD PERHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorcar Parts of America, Inc.
TICKER: MPAA CUSIP: 620071100
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELWYN JOFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEL MARKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT ADELSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUDOLPH BORNEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP GAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY MIRVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorola Solutions, Inc.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH C. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EGON P. DURBAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL V. HAYDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY K. MONDRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE R. PRAMAGGIORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR �� FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Movado Group, Inc.
TICKER: MOV CUSIP: 624580106
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET HAYES ADAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. BRIDGMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EFRAIM GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD ISSERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAURICE REZNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRC Global Inc.
TICKER: MRC CUSIP: 55345K103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW R. LANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD M. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARD P. KRANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CORNELIS A. LINSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H.B. WEHRLE, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRV Communications, Inc.
TICKER: MRVC CUSIP: 553477407
MEETING DATE: 12/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SALE OF TECNONET S.P.A. AND ISSUER YES FOR FOR
THE SHARES PURCHASE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRV Communications, Inc.
TICKER: MRVC CUSIP: 553477407
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. PONS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK J. BONNEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEANNIE H. DIEFENDERFER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY TUDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSA Safety Incorporated
TICKER: MSA CUSIP: 553498106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALVARO GARCIA-TUNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REBECCA B. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSC Industrial Direct Co., Inc.
TICKER: MSM CUSIP: 553530106
MEETING DATE: 1/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIK GERSHWIND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN BYRNES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUISE GOESER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENIS KELLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN PALADINO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PHILIP PELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSCI Inc.
TICKER: MSCI CUSIP: 55354G100
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN F. DUPONT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WAYNE EDMUNDS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR D. ROBERT HALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALICE W. HANDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA H. RIEFLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEORGE W. SIGULER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PATRICK TIERNEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RODOLPHE M. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSG Networks Inc.
TICKER: MSGN CUSIP: 553573106
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE F. DEMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. LITVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTS Systems Corporation
TICKER: MTSC CUSIP: 553777103
MEETING DATE: 2/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY J. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARB J. SAMARDZICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUN HUNG (KENNETH) YU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Industries, Inc.
TICKER: MLI CUSIP: 624756102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENNARO J. FULVIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. GLADSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY HERMANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Water Products, Inc.
TICKER: MWA CUSIP: 624758108
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY E. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH B. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multi-Color Corporation
TICKER: LABL CUSIP: 625383104
MEETING DATE: 8/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI J. BENACERRAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. MOHR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIMON T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NIGEL A. VINECOMBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW M. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multi-Fineline Electronix, Inc.
TICKER: MFLX CUSIP: 62541B101
MEETING DATE: 6/17/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR REZA MESHGIN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy Oil Corporation
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. JAY COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAIBORNE P. DEMING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE R. DICKERSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER W. JENKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES V. KELLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALENTIN MIROSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY W. NOLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CAROLINE G. THEUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Murphy USA Inc.
TICKER: MUSA CUSIP: 626755102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. MADISON MURPHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. ANDREW CLYDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPH KELLER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MutualFirst Financial, Inc.
TICKER: MFSF CUSIP: 62845B104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. HEETER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD C. LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. MARIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. SCHRECONGOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DAVID BANYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. CROWE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. JACK LIEBAU, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE SCACCETTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan N.V.
TICKER: MYL CUSIP: N59465109
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HEATHER BRESCH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WENDY CAMERON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. CINDRICH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. COURY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOELLEN LYONS DILLON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR NEIL DIMICK ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MELINA HIGGINS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DOUGLAS J. LEECH ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RAJIV MALIK ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOSEPH C. MAROON ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR RODNEY L. PIATT ISSUER YES FOR FOR
PROPOSAL #1M: ELECT DIRECTOR RANDALL L. (PETE) ISSUER YES FOR FOR
VANDERVEEN
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INSTRUCTION TO DELOITTE ACCOUNTANTS B.V. ISSUER YES FOR FOR
FOR THE AUDIT OF THE COMPANY'S DUTCH STATUTORY
ANNUAL ACCOUNTS FOR FISCAL YEAR 2016
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan NV
TICKER: MYL CUSIP: N59465109
MEETING DATE: 8/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE MYLAN N.V. SHARES IN CONNECTION ISSUER YES FOR FOR
WITH ACQUISITION OF PERRIGO COMPANY PLC
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mylan NV
TICKER: MYL CUSIP: N59465109
MEETING DATE: 1/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROPOSED RESOLUTION TO REDEEM ALL ISSUED ISSUER YES FOR FOR
PREFERRED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MyoKardia, Inc.
TICKER: MYOK CUSIP: 62857M105
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNIL AGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN STARR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MYR Group Inc.
TICKER: MYRG CUSIP: 55405W104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY F. ALTENBAUMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. KOERTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. SCHAUERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myriad Genetics, Inc.
TICKER: MYGN CUSIP: 62855J104
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. LOUISE PHANSTIEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nabors Industries Ltd.
TICKER: NBR CUSIP: G6359F103
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. CRANE ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. KOTTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. LINN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY G. PETRELLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAG SKATTUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD WOLF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN YEARWOOD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NACCO Industries, Inc.
TICKER: NC CUSIP: 629579103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. RATNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID F. TAPLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DAVID B.H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NANOMETRICS INCORPORATED
TICKER: NANO CUSIP: 630077105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. THOMAS BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. RHINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER �� YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nanosphere, Inc.
TICKER: NSPH CUSIP: 63009F204
MEETING DATE: 9/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL K. MCGARRITY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENE CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIK HOLMLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISTOPHER A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoString Technologies, Inc.
TICKER: NSTG CUSIP: 63009R109
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY NORDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. WAITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoViricides, Inc.
TICKER: NNVC CUSIP: 630087203
MEETING DATE: 1/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANIL DIWAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MILTON BONIUK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MUKUND S. KULKARNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNER AMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NantKwest, Inc.
TICKER: NK CUSIP: 63016Q102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK SOON-SHIONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVE GORLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL BLASZYK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD KUSSEROW ISSUER YES FOR �� FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. THOMAS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAPCO Security Technologies, Inc.
TICKER: NSSC CUSIP: 630402105
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL STEPHEN BEEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY B. BLAUSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONNA A. SOLOWAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nasdaq, Inc.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN D. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BORJE E. EKHOLM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS A. KLOET ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ELLYN A. MCCOLGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LARS R. WEDENBORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natera, Inc.
TICKER: NTRA CUSIP: 632307104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES I. HEALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD C. DRISCOLL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATHAN'S FAMOUS, INC.
TICKER: NATH CUSIP: 632347100
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. EIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC GATOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY LEISTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE NORBITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. F. PETROCELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES RAICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National American University Holdings, Inc.
TICKER: NAUH CUSIP: 63245Q105
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BUCKINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. GALLENTINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. SHAPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THERESE K. CRANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. SABAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD L. HALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. BERZINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. ROWAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank Holdings Corporation
TICKER: NBHC CUSIP: 633707104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. TIMOTHY LANEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHO F. SPRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BURNEY S. WARREN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bankshares, Inc.
TICKER: NKSH CUSIP: 634865109
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK M. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. RAKES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Beverage Corp.
TICKER: FIZZ CUSIP: 635017106
MEETING DATE: 10/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH G. CAPORELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL C. HATHORN, JR. ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National CineMedia, Inc.
TICKER: NCMI CUSIP: 635309107
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER B. BRANDOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE ROY MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CRAIG R. RAMSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Commerce Corporation
TICKER: NCOM CUSIP: 63546L102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. HOLCOMB, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD MURRAY, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. MATTHEWS, V ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BOBBY A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. HOLMAN HEAD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY D. KIMBROUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. PHILLIP MCWANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR G. RUFFNER PAGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN A. SEVIGNY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TEMPLE W. TUTWILER, ISSUER YES FOR FOR
III
PROPOSAL #1.12: ELECT DIRECTOR RUSSELL H. VANDEVELDE, ISSUER YES FOR FOR
IV
PROPOSAL #1.13: ELECT DIRECTOR DONALD F. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Fuel Gas Company
TICKER: NFG CUSIP: 636180101
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH N. JAGGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID F. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG G. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY APPROVAL OF NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES AGAINST FOR
AND REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National General Holdings Corp.
TICKER: NGHC CUSIP: 636220303
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EPHRAIM BRECHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK FALLON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL KARFUNKEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARRY KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA PARIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. JOBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National HealthCare Corporation
TICKER: NHC CUSIP: 635906100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. LAROCHE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE C. TUCKER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Instruments Corporation
TICKER: NATI CUSIP: 636518102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. TRUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. BERRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Interstate Corporation
TICKER: NATL CUSIP: 63654U100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD J. BRICHLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR I. JOHN CHOLNOKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. DENZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANTHONY J. MERCURIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN R. SPACHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Penn Bancshares, Inc.
TICKER: NPBC CUSIP: 637138108
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Presto Industries, Inc.
TICKER: NPK CUSIP: 637215104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. CARDOZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372202
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD M. BERWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL L. WARDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372301
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD M. BERWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL L. WARDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATIONAL RETAIL PROPERTIES, INC.
TICKER: NNN CUSIP: 637417106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. FICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. FRITSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN B. HABICHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. LEGLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG MACNAB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAM L. SUSSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Storage Affiliates Trust
TICKER: NSA CUSIP: 637870106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARLEN D. NORDHAGEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL W. HYLBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHAD L. MEISINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC M. PALAZZO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK VAN MOURICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Western Life Group, Inc.
TICKER: NWLI CUSIP: 638517102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BOONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GLASGOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR E. J. PEDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROY A. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Alternatives International, Inc.
TICKER: NAII CUSIP: 638842302
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. LEDOUX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Gas Services Group, Inc.
TICKER: NGS CUSIP: 63886Q109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Grocers by Vitamin Cottage, Inc.
TICKER: NGVC CUSIP: 63888U108
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD HALLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Health Trends Corp.
TICKER: NHTC CUSIP: 63888P406
MEETING DATE: 4/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE K. BROADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YIU T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIN Y. CHUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RANDALL A. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS T. SHARNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST �� AGAINST
PROPOSAL #5: RATIFY LANE GORMAN TRUBITT, PLLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nature's Sunshine Products, Inc.
TICKER: NATR CUSIP: 639027101
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LI DONGJIU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT R. DOWDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINE F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT B. MERCER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY L. PROBERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA L. STEINFORT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY D. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FEE SHIFTING BYLAW ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natus Medical Incorporated
TICKER: BABY CUSIP: 639050103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. GUNST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Naugatuck Valley Financial Corporation
TICKER: NVSL CUSIP: 63906P107
MEETING DATE: 10/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nautilus, Inc.
TICKER: NLS CUSIP: 63910B102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. CAZENAVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CARL JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE G. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARVIN G. SIEGERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navidea Biopharmaceuticals, Inc.
TICKER: NAVB CUSIP: 63937X103
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER F. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON A. TROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navient Corporation
TICKER: NAVI CUSIP: 63938C108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN K. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNA ESCOBEDO CABRAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. DIEFENDERFER, ISSUER YES FOR FOR
III
PROPOSAL #1e: ELECT DIRECTOR DIANE SUITT GILLELAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHERINE A. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LINDA A. MILLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARRY A. MUNITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN F. REMONDI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navigant Consulting, Inc.
TICKER: NCI CUSIP: 63935N107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL L. TIPSORD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RANDY H. ZWIRN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navistar International Corporation
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY A. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL N. HAMMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KEYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY A. MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMUEL J. MERKSAMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL SIRIGNANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. DIETRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD AND AMEND BYLAWS TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO REMOVE A DIRECTOR WITHOUT
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN A. DIETRICH ISSUER �� YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY E. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. SANTANGELO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LOWELL A. SEIFTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. FORBES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN L. ZREBIEC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI, Inc.
TICKER: NCIT CUSIP: 62886K104
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL V. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CINDY E. MORAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES K. NARANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AUSTIN J. YERKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR Corporation
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD 'PETE' BOYKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCR Corporation
TICKER: NCR CUSIP: 62886E108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD 'PETE' BOYKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neenah Paper, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SEAN T. ERWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY S. LUCAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN F. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neff Corporation
TICKER: NEFF CUSIP: 640094207
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH DEIGNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nektar Therapeutics
TICKER: NKTR CUSIP: 640268108
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LUTZ LINGNAU ISSUER �� YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nelnet, Inc.
TICKER: NNI CUSIP: 64031N108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL S. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. BUTTERFIELD ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAMES P. ABEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. CINTANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN A. FARRELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID S. GRAFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS E. HENNING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KIMBERLY K. RATH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL D. REARDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neogen Corporation
TICKER: NEOG CUSIP: 640491106
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. CROWDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. CHARLES FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD D. GREEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoGenomics, Inc.
TICKER: NEO CUSIP: 64049M209
MEETING DATE: 12/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoGenomics, Inc.
TICKER: NEO CUSIP: 64049M209
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. VANOORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAYMOND R. HIPP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. ROBISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LYNN A. TETRAULT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALISON L. HANNAH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KIERAN P. MURPHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neonode Inc.
TICKER: NEON CUSIP: 64051M402
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN REARDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KMJ CORBIN AND COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoPhotonics Corporation
TICKER: NPTN CUSIP: 64051T100
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. ABBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BANDEL L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. SOPHIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoPhotonics Corporation
TICKER: NPTN CUSIP: 64051T100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAJIV RAMASWAMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IHAB TARAZI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neos Therapeutics, Inc.
TICKER: NEOS CUSIP: 64052L106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN HELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYANT FONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Net Element, Inc.
TICKER: NETE CUSIP: 64111R102
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Net Element, Inc.
TICKER: NETE CUSIP: 64111R102
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLEG FIRER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENGES RAKISHEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM HEALY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES CAAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DREW J. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD ASH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: APPROVE ISSUANCE OF RESTRICTED SHARES OF ISSUER YES FOR FOR
COMMON STOCK TO OLEG FIRER
PROPOSAL #6: APPROVE ISSUANCE OF RESTRICTED SHARES OF ISSUER YES AGAINST AGAINST
COMMON STOCK TO OLEG FIRER
PROPOSAL #7: APPROVE ISSUANCE OF RESTRICTED SHARES OF ISSUER YES AGAINST AGAINST
COMMON STOCK TO STEVEN WOLBERG
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetApp, Inc.
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFRY R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TOR R. BRAHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE KURIAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT T. WALL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Netflix, Inc.
TICKER: NFLX CUSIP: 64110L106
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE KILGORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NETGEAR, Inc.
TICKER: NTGR CUSIP: 64111Q104
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK C.S. LO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOCELYN E. CARTER- ISSUER YES FOR FOR
MILLER
PROPOSAL #1.3: ELECT DIRECTOR RALPH E. FAISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEF T. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY J. ROSSMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRADY K. SUMMERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Netlist, Inc.
TICKER: NLST CUSIP: 64118P109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHUN K. HONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES F. CARGILE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JUN S. CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VINCENT SHEERAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE A. WELCHER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetScout Systems, Inc.
TICKER: NTCT CUSIP: 64115T104
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR A. DEMARINES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT J. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. LICO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetSol Technologies, Inc.
TICKER: NTWK CUSIP: 64115A402
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NAJEEB GHAURI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAEEM GHAURI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGEN BECKERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHAHID J. BURKI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK CATON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KABANI & COMPANY, INC. ('KABANI') ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetSuite Inc.
TICKER: N CUSIP: 64118Q107
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BEANE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES MCGEEVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD ZANDER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neuralstem Inc.
TICKER: CUR CUSIP: 64127R302
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM OLDAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STANLEY WESTREICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY STEGMAN & COMPANY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neurocrine Biosciences, Inc.
TICKER: NBIX CUSIP: 64125C109
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CORINNE H. NEVINNY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. POPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeuStar, Inc.
TICKER: NSR CUSIP: 64126X201
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL D. BALLEW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA A. HOOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nevada Gold & Casinos, Inc.
TICKER: UWN CUSIP: 64126Q206
MEETING DATE: 10/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS M. RICCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nevro Corp.
TICKER: NVRO CUSIP: 64157F103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALI BEHBAHANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAMI ELGHANDOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILFRED E. JAEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Jersey Resources Corporation
TICKER: NJR CUSIP: 646025106
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE R. CODEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURENCE M. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED C. KOEPPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Media Investment Group Inc.
TICKER: NEWM CUSIP: 64704V106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. JANULIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES�� FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Relic, Inc.
TICKER: NEWR CUSIP: 64829B100
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH FRIAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM MESSINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Residential Investment Corp.
TICKER: NRZ CUSIP: 64828T201
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS L. JACOBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Senior Investment Group Inc.
TICKER: SNR CUSIP: 648691103
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN GIVENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York & Company, Inc.
TICKER: NWY CUSIP: 649295102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BODIL M. ARLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORI H. GREELEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTY HAUBEGGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHELLE PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ARTHUR E. REINER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. LEVINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD A. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAWRENCE J. SAVARESE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN M. TSIMBINOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Mortgage Trust, Inc.
TICKER: NYMT CUSIP: 649604501
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. HAINEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. MUMMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. NORCUTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewBridge Bancorp
TICKER: NBBC CUSIP: 65080T102
MEETING DATE: 2/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newcastle Investment Corp.
TICKER: NCT CUSIP: 65105M603
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. RIIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newell Rubbermaid Inc.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 4/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR THOMAS E. CLARKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SCOTT S. COWEN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MICHAEL T. COWHIG ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MICHAEL B. POLK ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR STEVEN J. STROBEL ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MICHAEL A. TODMAN ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newfield Exploration Company
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. NANCE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER B. PLANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA M. ROMANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN W. SCHANCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. KENT WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWLINK GENETICS CORPORATION
TICKER: NLNK CUSIP: 651511107
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. EDICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH B. SALURI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS N. VAHANIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewMarket Corporation
TICKER: NEU CUSIP: 651587107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS L. COTHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK M. GAMBILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. HITER HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newmont Mining Corporation
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE R. BROOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. KOFI BUCKNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT A. CALARCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NOREEN DOYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY J. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE NELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newpark Resources, Inc.
TICKER: NR CUSIP: 651718504
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR G. STEPHEN FINLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL L. HOWES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RODERICK A. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY L. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newport Corporation
TICKER: NEWP CUSIP: 651824104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: News Corporation
TICKER: NWS CUSIP: 65249B208
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. THOMSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSE MARIA AZNAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NATALIE BANCROFT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER L. BARNES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN ELKANN ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR JOEL I. KLEIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANA PAULA PESSOA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MASROOR SIDDIQUI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES N. BRALVER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN L.P. FALLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK R. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAUREEN P. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. SCHMIDT- ISSUER YES WITHHOLD AGAINST
FELLNER
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NexPoint Residential Trust, Inc.
TICKER: NXRT CUSIP: 65341D102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES DONDERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN MITTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD CONSTANTINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR LAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CHARTER TO REMOVE A PROVISION ISSUER YES FOR FOR
REQUIRING THE COMPANY TO COMPLY WITH CERTAIN DIRECTOR
INDEPENDENCE REQUIREMENTS OF THE 1940 ACT
PROPOSAL #4: AMEND CHARTER TO REMOVE A PROVISION ISSUER YES FOR FOR
REQUIRING THAT ANY ADVISORY AGREEMENT WE ENTER INTO
COMPLY WITH CERTAIN REQUIREMENTS OF THE 1940 ACT
PROPOSAL #5: AMEND CHARTER TO REMOVE A PROVISION ISSUER YES FOR FOR
REQUIRING THAT CERTAIN FUTURE AMENDMENTS TO OUR
CHARTER BE APPROVED IN ACCORDANCE WITH THE 1940 ACT
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND INVESTMENT ADVISORY AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nexstar Broadcasting Group, Inc.
TICKER: NXST CUSIP: 65336K103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR LISBETH MCNABB ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR C. THOMAS MCMILLEN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NextEra Energy, Inc.
TICKER: NEE CUSIP: 65339F101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHERRY S. BARRAT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES L. CAMAREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH B. DUNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NAREN K. GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES L. ROBO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUDY E. SCHUPP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: REPORT ON RISKS AND COSTS OF SEA LEVEL SHAREHOLDER YES AGAINST FOR
RISE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIC Inc.
TICKER: EGOV CUSIP: 62914B100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY H. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ART N. BURTSCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VENMAL (RAJI) ARASU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN S. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS C. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. BRAD HENRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. LYONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nicholas Financial, Inc.
TICKER: NICK CUSIP: 65373J209
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT FINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN J. HASTINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nielsen Holdings PLC
TICKER: NLSN CUSIP: G6518L108
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. ATTWOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MITCH BARNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN M. HOGUET ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT POZEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVEK RANADIVE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ERNST & YOUNG LLP AS UK ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #4: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE UK STATUTORY AUDITORS
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
COMPENSATION REPORT
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIKE, Inc.
TICKER: NKE CUSIP: 654106103
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. GRAF, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. PELUSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHYLLIS M. WISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nimble Storage, Inc.
TICKER: NMBL CUSIP: 65440R101
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. 'BJ' ISSUER YES FOR FOR
JENKINS, JR.
PROPOSAL #1.3: ELECT DIRECTOR PING LI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NiSource Inc.
TICKER: NI CUSIP: 65473P105
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. ABDOO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARISTIDES S. CANDRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE S. DEVEYDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH HAMROCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. JESANIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nivalis Therapeutics, Inc.
TICKER: NVLS CUSIP: 65481J109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL SEKHRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NL Industries, Inc.
TICKER: NL CUSIP: 629156407
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN L. WATSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NMI Holdings, Inc.
TICKER: NMIH CUSIP: 629209305
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EMBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN BRANDON OSMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. OZANNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SCHEID ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NN, Inc.
TICKER: NNBR CUSIP: 629337106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM DRIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID K. FLOYD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nobilis Health Corp.
TICKER: HLTH CUSIP: 65500B103
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEVE OZONIAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR DONALD KRAMER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JENNIFER HAUSER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR THOMAS FOSTER ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MICHAEL C. NICHOLS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD GANLEY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR PETER HORAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Corporation plc
TICKER: NE CUSIP: G65431101
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ASHLEY ALMANZA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SCOTT D. JOSEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID W. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
STATUTORY AUDITOR
PROPOSAL #11: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF STATUTORY AUDITORS
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
COMPENSATION REPORT
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOBLE ENERGY, INC.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. CRADDOCK ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC P. GRUBMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KIRBY L. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. STOVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MOLLY K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON IMPACTS OF AND PLANS TO ALIGN SHAREHOLDER YES ABSTAIN AGAINST
WITH GLOBAL CLIMATE CHANGE POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noodles & Company
TICKER: NDLS CUSIP: 65540B105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT DAHNKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEVIN REDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVE BOENNIGHAUSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noranda Aluminum Holding Corporation
TICKER: NOR CUSIP: 65542W107
MEETING DATE: 8/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordson Corporation
TICKER: NDSN CUSIP: 655663102
MEETING DATE: 3/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH W. CARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR L. RICHEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordstrom, Inc.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TANYA L. DOMIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BLAKE W. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIK B. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER E. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GORDON A. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR B. KEVIN TURNER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norfolk Southern Corporation
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN H. NESBITT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES A. SQUIRES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nortech Systems Incorporated
TICKER: NSYS CUSIP: 656553104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN IVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. KUNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH D. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN MCMANUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM V. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD W. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD G. WASIELEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nortek, Inc.
TICKER: NTK CUSIP: 656559309
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. ARCURI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northeast Bancorp
TICKER: NBN CUSIP: 663904209
MEETING DATE: 11/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW B. BOTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL LYNN DORSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER W. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Oil and Gas, Inc.
TICKER: NOG CUSIP: 665531109
MEETING DATE: 5/26/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL REGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA BROMILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT GRABB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DELOS CY JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Technologies International Corporation
TICKER: NTIC CUSIP: 665809109
MEETING DATE: 1/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. COLWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOO-KEONG KOH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUNGGYU LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. PATRICK LYNCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMANI NARAYAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KONSTANTIN VON ISSUER YES FOR FOR
FALKENHAUSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northern Trust Corporation
TICKER: NTRS CUSIP: 665859104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEAN M. HARRISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID H.B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES A. TRIBBETT, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR FREDERICK H. WADDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. PATAFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrim BanCorp, Inc.
TICKER: NRIM CUSIP: 666762109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. BEEDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY S. CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK G. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY DRABEK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARL L. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH M. SCHIERHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. MCCAMBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KRYSTAL M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN C. SWALLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LINDA C. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID G. WIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrop Grumman Corporation
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIANNE C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GARY ROUGHEAD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES S. TURLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthStar Realty Finance Corp.
TICKER: NRF CUSIP: 66704R803
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID T. HAMAMOTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH A. HANNAWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY D. MINAMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS J. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY Z. RUSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. SCHOENHERR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Bancshares, Inc.
TICKER: NWBI CUSIP: 667340103
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. CAMPANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. MEEGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY B. FANNIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. PAUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Biotherapeutics, Inc.
TICKER: NWBO CUSIP: 66737P600
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA F. POWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NAVID MALIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Natural Gas Company
TICKER: NWN CUSIP: 667655104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOD R. HAMACHEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH THRASHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Pipe Company
TICKER: NWPX CUSIP: 667746101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES DECLUSIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY DEMOREST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthWestern Corporation
TICKER: NWE CUSIP: 668074305
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. ADIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOROTHY M. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. LINN DRAPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA J. DYKHOUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAN R. HORSFALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwegian Cruise Line Holdings Ltd.
TICKER: NCLH CUSIP: G66721104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVE MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. DEL RIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHAD A. LEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nova LifeStyle, Inc.
TICKER: NVFY CUSIP: 66979P102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YA MING WONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEN CHING HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THANH H. LAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. VIOTTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHUNG SHING YAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER KAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BIN LIU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH (HK) CPA LIMITED AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NovaBay Pharmaceuticals, Inc.
TICKER: NBY CUSIP: 66987P102
MEETING DATE: 9/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NovaBay Pharmaceuticals, Inc.
TICKER: NBY CUSIP: 66987P102
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR �� FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NovaBay Pharmaceuticals, Inc.
TICKER: NBY CUSIP: 66987P201
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. FREIMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GAIL MADERIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR XIAOYAN (HENRY) LIU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatel Wireless, Inc.
TICKER: MIFI CUSIP: 66987M604
MEETING DATE: 8/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novatel Wireless, Inc.
TICKER: MIFI CUSIP: 66987M604
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES LEDWITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUE SWENSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOW Inc.
TICKER: DNOW CUSIP: 67011P100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL FRAZIER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. WAYNE RICHARDS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Energy, Inc.
TICKER: NRG CUSIP: 629377508
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRBYJON H. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE S. COBEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD E. COSGROVE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY G. DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL W. HOBBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD R. MULLER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE C. SCHAUMBURG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EVAN J. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WALTER R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR N/A
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD.A CUSIP: 62942X306
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE BY MAJORITY VOTE
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD.A CUSIP: 62942X405
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE BY MAJORITY VOTE
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTELOS Holdings Corp.
TICKER: NTLS CUSIP: 67020Q305
MEETING DATE: 11/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR DAVID A. CHORNEY ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR RODNEY D. DIR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR STEPHEN C. DUGGAN ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MICHAEL GOTTDENKER ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR DANIEL J. HENEGHAN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MICHAEL HUBER ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR RUTH SOMMERS ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ELLEN O'CONNOR VOS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTN Buzztime, Inc.
TICKER: NTN CUSIP: 629410309
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAM KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY BETH LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE MITGANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY UPHOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL YANOVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT FOLLOWED BY ISSUER YES FOR FOR
FORWARD STOCK SPLIT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nu Skin Enterprises, Inc.
TICKER: NUS CUSIP: 67018T105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEVIN N. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL W. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. TRUMAN HUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW D. LIPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. LUND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL H. OFFEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. PISANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWINA D. WOODBURY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nuance Communications, Inc.
TICKER: NUAN CUSIP: 67020Y100
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL A. RICCI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. FINOCCHIO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FRANKENBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRETT ICAHN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM H. JANEWAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK R. LARET ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHARINE A. MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID S. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nucor Corporation
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. FERRIOLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARD L. KASRIEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutraceutical International Corporation
TICKER: NUTR �� CUSIP: 67060Y101
MEETING DATE: 1/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK W. GAY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY M. BENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutrisystem, Inc.
TICKER: NTRI CUSIP: 67069D108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BERNSTOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL GUYARDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY HERRATTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. MANGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN P. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NuVasive, Inc.
TICKER: NUVA CUSIP: 670704105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD J. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL J. WOLTERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV5 Global, Inc.
TICKER: NVEE CUSIP: 62945V109
MEETING DATE: 6/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICKERSON WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER A. HOCKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD C. ALFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. LISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. SALONTAI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCOIS TARDAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVE Corporation
TICKER: NVEC CUSIP: 629445206
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE W. GLARNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. KRAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA Corporation
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PERSIS S. DRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY C. JONES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL G. MCCAFFERY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVR, Inc.
TICKER: NVR CUSIP: 62944T105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED E. FESTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ED GRIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MEL MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. MORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID A. PREISER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. GRADY ROSIER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DWIGHT C. SCHAR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NXP Semiconductors NV
TICKER: NXPI CUSIP: N6596X109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2d: APPROVE DISCHARGE OF BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #3a: REELECT RICHARD L. CLEMMER AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: REELECT PETER BONFIELD AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: REELECT JOHANNES P. HUTH AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3d: REELECT KENNETH A. GOLDMAN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3e: REELECT MARION HELMES AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: REELECT JOSEPH KAESER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3g: REELECT I. LORING AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3h: REELECT ERIC MEURICE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3i: REELECT PETER SMITHAM AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3j: REELECT JULIE SOUTHERN AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3k: REELECT GREGORY SUMME AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3l: REELECT RICK TSAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF AUDIT, ISSUER YES FOR FOR
NOMINATING AND COMPENSATION COMMITTEE
PROPOSAL #5a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #5b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 5A
PROPOSAL #6: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CANCELLATION OF ORDINARY SHARES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NxStage Medical, Inc.
TICKER: NXTM CUSIP: 67072V103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FUNARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. GIANNINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN K. MIXER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REID S. PERPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY M. STRAUBE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nxt-ID, Inc.
TICKER: NXTD CUSIP: 67091J107
MEETING DATE: 9/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINO M. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAJOR GENERAL DAVID R. ISSUER YES FOR FOR
GUST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. D'ALMADA- ISSUER YES WITHHOLD AGAINST
REMEDIOS
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. SHARKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AS KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oasis Petroleum Inc.
TICKER: OAS CUSIP: 674215108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. NUSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocata Therapeutics, Inc.
TICKER: OCAT CUSIP: 67457L100
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL WOTTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN SHAPIRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZOHAR LOSHITZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GREGORY D. PERRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. HEFFERNAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Occidental Petroleum Corporation
TICKER: OXY CUSIP: 674599105
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENE L. BATCHELDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VICKI A. HOLLUB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELISSE B. WALTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REVIEW AND ASSESS MEMBERSHIP OF LOBBYING SHAREHOLDER YES ABSTAIN AGAINST
ORGANIZATIONS
PROPOSAL #5: ANNUALLY ASSESS PORTFOLIO IMPACTS OF SHAREHOLDER YES ABSTAIN AGAINST
POLICIES TO MEET 2 DEGREE SCENARIO
PROPOSAL #6: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON METHANE AND FLARING EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
MANAGEMENT AND REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocean Bio-Chem, Inc.
TICKER: OBCI CUSIP: 674631106
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BAROCAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SONIA B. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANA MAZUELOS CONARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGOR M. DORNAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PETER G. DORNAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM W. DUDMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. KOLISCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GOLDSTEIN SCHECHTER KOCH P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocean Shore Holding Co.
TICKER: OSHC CUSIP: 67501R103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oceaneering International, Inc.
TICKER: OII CUSIP: 675232102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PAUL B. MURPHY, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER D. MAHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN E. WALSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OCERA THERAPEUTICS, INC.
TICKER: OCRX CUSIP: 67552A108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ECKARD WEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA S. GRAIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN P. JAMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NINA KJELLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL POWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE M. VANLENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL WIERENGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oclaro, Inc.
TICKER: OCLR CUSIP: 67555N206
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARISSA PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREG DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocular Therapeutix, Inc.
TICKER: OCUL CUSIP: 67576A100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASWINDER CHADNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oculus Innovative Sciences, Inc.
TICKER: OCLS CUSIP: 67575P207
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON BARBARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RUSSELL HARRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES J. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD M. FARIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROL J. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEFOREST B. SOARIES, JR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odyssey Marine Exploration, Inc.
TICKER: OMEX CUSIP: 676118201
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. ABBOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK B. JUSTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. PIGNATELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON D. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY P. STEMM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY FERLITA, WALSH, GONZALEZ & ISSUER YES FOR FOR
RODRIGUEZ, P.A. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 67103X102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE R. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NESTOR DE JESUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OGE Energy Corp.
TICKER: OGE CUSIP: 670837103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BOZICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. BRANDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN D. GROENDYKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT O. LORENZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SEAN TRAUSCHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES ABSTAIN AGAINST
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ohr Pharmaceutical, Inc.
TICKER: OHRP CUSIP: 67778H200
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRA GREENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ORIN HIRSCHMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil States International, Inc.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil-Dri Corporation of America
TICKER: ODC CUSIP: 677864100
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. STEVEN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. NEMEROFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. SUCKOW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE E. WASHOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Dominion Freight Line, Inc.
TICKER: ODFL CUSIP: 679580100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL E. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. CONGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. CONGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY R. GABOSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK D. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. KASARDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEO H. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. MICHAEL WRAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. CORNELSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLA HARGROVE MCGILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. RIVEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old National Bancorp
TICKER: ONB CUSIP: 680033107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NIEL C. ELLERBROOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW E. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROME F. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHELPS L. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR H. MCELWEE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANDALL T. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR REBECCA S. SKILLMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELLY N. STANLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DERRICK J. STEWART ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KATHERINE E. WHITE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR LINDA E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Republic International Corporation
TICKER: ORI CUSIP: 680223104
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY A. DEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. DIXON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS P. VAN MIEGHEM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Second Bancorp, Inc.
TICKER: OSBC CUSIP: 680277100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD BONIFAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. SKOGLUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE SUITS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olin Corporation
TICKER: OLN CUSIP: 680665205
MEETING DATE: 9/15/2015 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olin Corporation
TICKER: OLN CUSIP: 680665205
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. ROBERT BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL W. LARRIMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. B. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. WEIDEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ollie's Bargain Outlet Holdings, Inc.
TICKER: OLLI CUSIP: 681116109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS CAHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH SCHARFENBERGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olympic Steel, Inc.
TICKER: ZEUS CUSIP: 68162K106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. WOLFORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH M. DELLA RATTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD L. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OM Group, Inc.
TICKER: OMG CUSIP: 670872100
MEETING DATE: 8/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Flex, Inc.
TICKER: OFLX CUSIP: 682095104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. NICHOLAS FILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEREK W. GLANVILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. KLINK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 7/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FRANKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARD J. KORMAN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Healthcare Investors, Inc.
TICKER: OHI CUSIP: 681936100
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BERNARD J. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD LOWENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEN W. PERKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Protein Corporation
TICKER: OME CUSIP: 68210P107
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRET D. SCHOLTES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY J. ERMERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. CLARKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #1.1: ELECT DIRECTORS MICHAEL N. SHAREHOLDER NO N/A N/A
CHRISTODOLOU
PROPOSAL #1.2: MANAGEMENT NOMINEE DAVID H. CLARKE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE BRET D. SCHOLTES SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER NO N/A N/A
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omeros Corporation
TICKER: OMER CUSIP: 682143102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY ASPIRI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARNOLD C. HANISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJIV SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicare, Inc.
TICKER: OCR CUSIP: 681904108
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicell, Inc.
TICKER: OMCL CUSIP: 68213N109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES T. JUDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY S. PETERSMEYER �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBORAH J. KISSIRE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OmniVision Technologies, Inc.
TICKER: OVTI CUSIP: 682128103
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OmniVision Technologies, Inc.
TICKER: OVTI CUSIP: 682128103
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH JENG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMNOVA Solutions Inc.
TICKER: OMN CUSIP: 682129101
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. D'ANTONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. PERCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN R. ROTHWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #6: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: On Assignment, Inc.
TICKER: ASGN CUSIP: 682159108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. CALLAGHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN A. SHERIDAN, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: On Deck Capital, Inc.
TICKER: ONDK CUSIP: 682163100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ON Semiconductor Corporation
TICKER: ON CUSIP: 682189105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILLES DELFASSY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMMANUEL T. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. DANIEL MCCRANIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERESA M. RESSEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OncoCyte Corporation
TICKER: OCX CUSIP: 68235C107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM ANNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW J. LAST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAVAN REDMOND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OncoGenex Pharmaceuticals, Inc.
TICKER: OGXI CUSIP: 68230A106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT CORMACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL CLENDENINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN MATTINGLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEWART PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OncoMed Pharmaceuticals, Inc.
TICKER: OMED CUSIP: 68234X102
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK W. LASERSOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEEPA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN D. ROOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Onconova Therapeutics, Inc.
TICKER: ONTX CUSIP: 68232V108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY S. BIENEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROME E. GROOPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAMESH KUMAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VIREN MEHTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. PREMKUMAR REDDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. STOVER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OncoSec Medical Incorporated
TICKER: ONCS CUSIP: 68234L207
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVTAR DHILLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY MAIDA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. DEMESA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PUNIT DHILLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONE Gas, Inc.
TICKER: OGS CUSIP: 68235P108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERCE H. NORTON, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: One Liberty Properties, Inc.
TICKER: OLP CUSIP: 682406103
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GOULD ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. ROBERT LOVEJOY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneBeacon Insurance Group, Ltd.
TICKER: OB CUSIP: G67742109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOIS W. GRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR T. MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOWNDES A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENT D. URNESS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTORS CHRISTOPHER G. GARROD, ISSUER YES FOR FOR
SARAH A. KOLAR, KEVIN PEARSON AND JOHN C. TREACY TO
THE BOARD OF DIRECTORS OF SPLIT ROCK INSURANCE, LTD
PROPOSAL #3: ELECT DIRECTORS SARAH A. KOLAR, JONAH ISSUER YES FOR FOR
PFEFFER AND DAVINIA SMITH TO THE BOARD OF DIRECTORS
OF GRAND MARAIS CAPITAL LIMITED
PROPOSAL #4: ELECT SUBSIDIARY DIRECTORS PAUL H. ISSUER YES FOR FOR
MCDONOUGH, JOHN C. TREACY, KEVIN PEARSON AND SARAH A.
KOLAR TO ANY NEW DESIGNATED SUBSIDIARY
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneMain Holdings, Inc.
TICKER: OMF CUSIP: 68268W103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY R. EDENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RONALD M. LOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONEOK, Inc.
TICKER: OKE CUSIP: 682680103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN L. DERKSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL J. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY D. PARKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERRY K. SPENCER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Onvia, Inc.
TICKER: ONVI CUSIP: 68338T403
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BRILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. VAN SKILLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY G. RINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ooma, Inc.
TICKER: OOMA CUSIP: 683416101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. GOETTNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC B. STANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opexa Therapeutics, Inc.
TICKER: OPXA CUSIP: 68372T202
MEETING DATE: 8/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: DIRECTOR TIMOTHY BARABE ISSUER YES FOR FOR
PROPOSAL #1.2: DIRECTOR HANS-PETER HARTUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: DIRECTOR GAIL J. MADERIS ISSUER YES FOR FOR
PROPOSAL #1.4: DIRECTOR MICHAEL RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.5: DIRECTOR SCOTT B. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.6: DIRECTOR NEIL K. WARMA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opexa Therapeutics, Inc.
TICKER: OPXA CUSIP: 68372T301
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY BARABE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS-PETER HARTUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GAIL J. MADERIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT B. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL K. WARMA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opgen, Inc.
TICKER: OPGN CUSIP: 68373L109
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EVAN JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRIAN G. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY J. D'ANDREA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J.R. HARRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR LAURENCE R. MCCARTHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MISTI USHIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS TO EVAN ISSUER YES AGAINST AGAINST
JONES
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ophthotech Corporation
TICKER: OPHT CUSIP: 683745103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. GUYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DYRBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OPKO Health, Inc.
TICKER: OPK CUSIP: 68375N103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP FROST ISSUER �� YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE H. HSIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. BARON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. BEIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DMITRY KOLOSOV ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. PAGANELLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD C. PFENNIGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR ALICE LIN-TSING YU ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Opower, Inc.
TICKER: OPWR CUSIP: 68375Y109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARCUS RYU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opus Bank
TICKER: OPB CUSIP: 684000102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MEYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN B. RICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LEON E. PANETTA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES ABSTAIN AGAINST
GOALS
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: APPROVE QUANTIFIABLE PERFORMANCE METRICS SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND CORPORATE GOVERNANCE GUIDELINES SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: PROXY VOTING DISCLOSURE, SHAREHOLDER YES AGAINST FOR
CONFIDENTIALITY, AND TABULATION
PROPOSAL #10: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oragenics, Inc.
TICKER: OGEN CUSIP: 684023203
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK W. TELLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. KOSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE L. KOSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES L. POPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN W. DUNTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OraSure Technologies, Inc.
TICKER: OSUR CUSIP: 68554V108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EAMONN P. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN S. TANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORBCOMM Inc.
TICKER: ORBC CUSIP: 68555P100
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIDIER DELEPINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY H. RITONDARO ISSUER YES �� FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orbital ATK, Inc.
TICKER: OA CUSIP: 68557N103
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. DEYOUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN C. FAGA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LENNARD A. FISK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. HANISEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIG H. KREKEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JANICE I. OBUCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES G. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR HARRISON H. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DAVID W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR SCOTT L. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orbital ATK, Inc.
TICKER: OA CUSIP: 68557N103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN C. FAGA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LENNARD A. FISK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT M. HANISEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TIG H. KREKEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JANICE I. OBUCHOWSKI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES G. ROCHE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR HARRISON H. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR DAVID W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SCOTT L. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orchid Island Capital, Inc.
TICKER: ORC CUSIP: 68571X103
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. CAULEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. HUNTER HAAS, IV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W COLEMAN BITTING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN B. VAN HEUVELEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AVA L. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORCHIDS PAPER PRODUCTS COMPANY
TICKER: TIS CUSIP: 68572N104
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIO ARMANDO GARCIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. GUTTILLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. HAILEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELAINE MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK H. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. SCHOEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: O'Reilly Automotive, Inc.
TICKER: ORLY CUSIP: 67103H107
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID O'REILLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES H. O'REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY O'REILLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROSALIE O'REILLY WOOTEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS T. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD RASHKOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Organovo Holdings, Inc.
TICKER: ONVO CUSIP: 68620A104
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH MURPHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK MALLOY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Energy Systems, Inc.
TICKER: OESX CUSIP: 686275108
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK C. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. ALTSCHAEFL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY L. OTTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRYG C. JACOBSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Marine Group, Inc.
TICKER: ORN CUSIP: 68628V308
MEETING DATE: 5/19/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN J. SHANFELTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GENE G. STOEVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oritani Financial Corp.
TICKER: ORIT CUSIP: 68633D103
MEETING DATE: 11/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. DEBERNARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. HEKEMIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ormat Technologies, Inc.
TICKER: ORA CUSIP: 686688102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILLON BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN FALK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orthofix International N.V.
TICKER: OFIX CUSIP: N6748L102
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUKE FAULSTICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY J. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY F. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY R. MASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LILLY MARKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD MATRICARIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL E. PAOLUCCI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS (VOTING)
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oshkosh Corporation
TICKER: OSK CUSIP: 688239201
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH J. ALLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILSON R. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN C. MIZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN D. NEWLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG P. OMTVEDT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUNCAN J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD G. SIM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OSI Systems, Inc.
TICKER: OSIS CUSIP: 671044105
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AJAY MEHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEYER LUSKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. BALLHAUS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otelco Inc.
TICKER: OTEL CUSIP: 688823301
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN C. FROST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD J. HAUG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN A. ROSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS L. GARNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN P. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. SOUZA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otonomy, Inc.
TICKER: OTIC CUSIP: 68906L105
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAU Q. KHUONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY LICHTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otter Tail Corporation
TICKER: OTTR CUSIP: 689648103
MEETING DATE: 4/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN L. FRITZE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN O. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OUTFRONT Media Inc.
TICKER: OUT CUSIP: 69007J106
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NICOLAS BRIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OvaScience, Inc.
TICKER: OVAS CUSIP: 69014Q101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARALD F. STOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN HOWE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC KOZIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS �� ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overseas Shipholding Group, Inc.
TICKER: OSG CUSIP: 69036R301
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN T. BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL H. NORTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD STEGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHAD L. VALERIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overseas Shipholding Group, Inc.
TICKER: OSG CUSIP: 69036R400
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN T. BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMUEL H. NORTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD STEGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHAD L. VALERIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRTHI KALYANAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. TABACCO, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens & Minor, Inc.
TICKER: OMI CUSIP: 690732102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID S. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CRAIG R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens Corning
TICKER: OC CUSIP: 690742101
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRIAN FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH F. HAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. MCMONAGLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. HOWARD MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. THAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE ASBESTOS PERSONAL INJURY TRUST AND
BANKRUPTCY RELATED LANGUAGE
PROPOSAL #7: AMEND BYLAWS PRINCIPALLY TO ELIMINATE ISSUER YES FOR FOR
ASBESTOS PERSONAL INJURY TRUST AND BANKRUPTCY RELATED
LANGUAGE
PROPOSAL #8: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens Realty Mortgage, Inc.
TICKER: ORM CUSIP: 690828108
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. OWENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS G. SCHMAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens-Illinois, Inc.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON J. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRES A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. MCMACKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN J. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARI N. NAIR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HUGH H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROL A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oxford Industries, Inc.
TICKER: OXM CUSIP: 691497309
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HELEN BALLARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OXiGENE, Inc.
TICKER: OXGN CUSIP: 691828404
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK W. DRISCOLL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GERALD MCMAHON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR SIMON PEDDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. SCHWIETERMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P&F Industries, Inc.
TICKER: PFIN CUSIP: 692830508
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD BROD BROWNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P. H. Glatfelter Company
TICKER: GLT CUSIP: 377316104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. ROBERT HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD C. ILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P.A.M. Transportation Services, Inc.
TICKER: PTSI CUSIP: 693149106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DANIEL H. CUSHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN E. HARNED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN H. MCLARTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PACCAR Inc
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAME ALISON J. CARNWATH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIZ KAUFMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY M. E. SPIERKEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BOTSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM ERICSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHY ORDONEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Continental Corporation
TICKER: PCBK CUSIP: 69412V108
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. BALLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER S. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC S. FORREST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. HEIJER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. HOLZGANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD L. KRAHMER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD G. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY D. PINNEO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN H. RICKMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KAREN L. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Datavision, Inc.
TICKER: PDVW CUSIP: 694171307
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORGAN E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. PESCATORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. CLARK AKERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW DASKALAKIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER G. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. SITES, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO PDVWIRELESS, INC. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Ethanol, Inc.
TICKER: PEIX CUSIP: 69423U305
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL M. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY L. STONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS L. KIETA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. LAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. KANDRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 1/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH A. BOUDREAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. CARONA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AYAD A. FARGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH L. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. GODDARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFF C. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL L. MCKENNON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ZAREH H. SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacira Pharmaceuticals, Inc.
TICKER: PCRX CUSIP: 695127100
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN LONGENECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREAS WICKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Packaging Corporation of America
TICKER: PKG CUSIP: 695156109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HASAN JAMEEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK W. KOWLZAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. MENCOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS S. SOULELES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES D. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PacWest Bancorp
TICKER: PACW CUSIP: 695263103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY C. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW B. FREMDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER H. MOLVAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL B. PLATT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT A. STINE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MATTHEW P. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING �� ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pain Therapeutics, Inc.
TICKER: PTIE CUSIP: 69562K100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NADAV FRIEDMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. O'DONNELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Palatin Technologies, Inc.
TICKER: PTN CUSIP: 696077403
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL SPANA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K.A. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. DEVEER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. STANLEY HULL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN W. DUNTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGELA ROSSETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pall Corporation
TICKER: PLL CUSIP: 696429307
MEETING DATE: 7/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Palmetto Bancshares, Inc.
TICKER: PLMT CUSIP: 697062206
MEETING DATE: 8/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Palo Alto Networks, Inc.
TICKER: PANW CUSIP: 697435105
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY J. MERESMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIR ZUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pandora Media, Inc.
TICKER: P CUSIP: 698354107
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICKIE ROSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M.P. FEUILLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH A. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panera Bread Company
TICKER: PNRA CUSIP: 69840W108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY J. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE HESSAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. MORETON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panhandle Oil and Gas Inc.
TICKER: PHX CUSIP: 698477106
MEETING DATE: 3/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT O. LORENZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. ROBOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Papa John's International, Inc.
TICKER: PZZA CUSIP: 698813102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHRISTOPHER L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SONYA E. MEDINA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. KENT TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Papa Murphy's Holdings, Inc.
TICKER: FRSH CUSIP: 698814100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YOO JIN KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN HOCHBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEN CALWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Par Pacific Holdings, Inc.
TICKER: PARR CUSIP: 69888T207
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CLOSSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM MONTELEONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PAR Technology Corporation
TICKER: PAR CUSIP: 698884103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD J. CASCIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL D. EUREK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. SAMMON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD E. TYLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN E. SAMMON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD H. FOLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paramount Gold Nevada Corp.
TICKER: PZG CUSIP: 69924M109
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN VAN TREEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CARDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELISEO GONZALEZ-URIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MNP LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paramount Group, Inc.
TICKER: PGRE CUSIP: 69924R108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALBERT BEHLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS ARMBRUST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN BUSSMANN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAN EMMETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KARIN KLEIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KATHARINA OTTO-BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paratek Pharmaceuticals, Inc.
TICKER: PRTK CUSIP: 699374302
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVAN LOH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FRANSON ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PAREXEL International Corporation
TICKER: PRXL CUSIP: 699462107
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDUARD E. HOLDENER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. LOVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park City Group, Inc.
TICKER: PCYG CUSIP: 700215304
MEETING DATE: 10/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KIES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD JULIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUSTIN F. NOLL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. HODGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HJ & ASSOCIATES, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARK ELECTROCHEMICAL CORP.
TICKER: PKE CUSIP: 700416209
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE BLANCHFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMILY J. GROEHL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN E. SHORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN T. WARSHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park National Corporation
TICKER: PRK CUSIP: 700658107
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. KAMBEITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY S. MCLAIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Sterling Corporation
TICKER: PSTB CUSIP: 70086Y105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY W. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GRANT S. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEN R. RUDISILL, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT G. WHITTEN ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parke Bancorp, Inc.
TICKER: PKBK CUSIP: 700885106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED G. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD INFANTOLINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. KRIPITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK C. SHEPPARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker Drilling Company
TICKER: PKD CUSIP: 701081101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN M. CLARKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER T. FONTANA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. KING ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker-Hannifin Corporation
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE C. BANKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park-Ohio Holdings Corp.
TICKER: PKOH CUSIP: 700666100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW V. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONNA ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN H. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway Properties, Inc.
TICKER: PKY CUSIP: 70159Q104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KELVIN L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE L. DOTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. HEISTAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. WILLIAM HOSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADAM S. METZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRENDA J. MIXSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES A. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parsley Energy, Inc.
TICKER: PE CUSIP: 701877102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID H. SMITH ISSUER YES AGAINST AGAINST
PROPOSAL #1B: ELECT DIRECTOR RANDOLPH NEWCOMER, JR. ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM BROWNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PartnerRe Ltd.
TICKER: PRE CUSIP: G6852T105
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PartnerRe Ltd.
TICKER: PRE CUSIP: G6852T105
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN H. HOLSBOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERTO MENDOZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. TWOMEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LTD. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Party City Holdco Inc.
TICKER: PRTY CUSIP: 702149105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. ABBRECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFERSON M. CASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA K. KLINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pathfinder Bancorp, Inc.
TICKER: PBHC CUSIP: 70319R109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. AYOUB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM C. GAGAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE LITTLEJOHN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BONADIO & CO., LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patrick Industries, Inc.
TICKER: PATK CUSIP: 703343103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. CERULLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FORBES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. HASSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. KITSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY L. NEMETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER E. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patriot National, Inc.
TICKER: PN CUSIP: 70338T102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN M. MARIANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AUSTIN J. SHANFELTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patriot Transportation Holding, Inc.
TICKER: PATI CUSIP: 70338W105
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD L. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMPSON S. BAKER II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUKE E. FICHTHORN III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. PAUL III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES TO DELETE OR MODIFY ISSUER YES FOR FOR
MISCELLANEOUS PROVISIONS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pattern Energy Group Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson Companies, Inc.
TICKER: PDCO CUSIP: 703395103
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. BUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARENA S. LIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL A. SCHRIMSHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LES C. VINNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. WILTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patterson-UTI Energy, Inc.
TICKER: PTEN CUSIP: 703481101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH N. BERNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES O. BUCKNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. CONLON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURTIS W. HUFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIFFANY J. THOM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paycom Software, Inc.
TICKER: PAYC CUSIP: 70432V102
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON D. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAD RICHISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANJAY SWANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paylocity Holding Corporation
TICKER: PCTY CUSIP: 70438V106
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK H. MISHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD V. WATERS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Payment Data Systems, Inc.
TICKER: PYDS CUSIP: 70438S202
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. LONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AKIN, DOHERTY, KLEIN & FEUGE, ISSUER YES FOR FOR
P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PayPal Holdings, Inc.
TICKER: PYPL CUSIP: 70450Y103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WENCES CASARES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN CHRISTODORO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAIL J. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PIERRE M. OMIDYAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PBF Energy Inc.
TICKER: PBF CUSIP: 69318G106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. O'MALLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR S. EUGENE EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. HANTKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS M. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD F. KOSNIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. LAVINIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EIJA MALMIVIRTA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. NIMBLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PC Connection, Inc.
TICKER: PCCC CUSIP: 69318J100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA GALLUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH BAUTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID BEFFA-NEGRINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARBARA DUCKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK FERGUSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DONALD WEATHERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCM, Inc.
TICKER: PCMI CUSIP: 69323K100
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK F. KHULUSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. MALOOF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD B. RECK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL C. HEESCHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCTEL, Inc.
TICKER: PCTI CUSIP: 69325Q105
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINA HASPILAIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAY SINDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDC Energy, Inc.
TICKER: PDCE CUSIP: 69327R101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY F. MAZZA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARTON R. BROOKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDF Solutions, Inc.
TICKER: PDFS CUSIP: 693282105
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. KIBARIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDI, Inc.
TICKER: PDII CUSIP: 69329V100
MEETING DATE: 12/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: CHANGE COMPANY NAME TO INTERPACE ISSUER YES FOR FOR
DIAGNOSTICS GROUP, INC.
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDL BioPharma, Inc.
TICKER: PDLI CUSIP: 69329Y104
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD E. SELICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. EDICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL R. SAKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704549104
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peak Resorts, Inc.
TICKER: SKIS CUSIP: 70469L100
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY D. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD K. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY W. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL E. KRAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER S. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. STAENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peapack-Gladstone Financial Corporation
TICKER: PGC CUSIP: 704699107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FINN M. W. CASPERSEN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR SUSAN A. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY J. CONSI, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DAINGERFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. GRAMIGNA, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. DUFFIELD MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. KISSEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES R. LAMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PHILIP W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BETH WELSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEDEVCO Corp.
TICKER: PED CUSIP: 70532Y204
MEETING DATE: 10/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK C. INGRISELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. CRIKELAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID Z. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GBH CPAS, PC, AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pegasystems Inc.
TICKER: PEGA CUSIP: 705573103
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. JONES ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. KAPLAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. O'HALLORAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR SHARON ROWLANDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN TREFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY WEBER ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM W. WYMAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE RESTRICTED STOCK UNIT SUB-PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA SHATTUCK KOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penns Woods Bancorp, Inc.
TICKER: PWOD CUSIP: 708430103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. BREWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CASALE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH E. KLUGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. EDWARD NESTLERODE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. ROCKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pennsylvania Real Estate Investment Trust
TICKER: PEI CUSIP: 709102107
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. CORADINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. WALTER D'ALESSIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD I. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Financial Services, Inc.
TICKER: PFSI CUSIP: 70932B101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW BOTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES K. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK KINSELLA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH MAZZELLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FARHAD NANJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK WIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EMILY YOUSSOUF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Mortgage Investment Trust
TICKER: PMT CUSIP: 70931T103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK P. WILLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penske Automotive Group, Inc.
TICKER: PAG CUSIP: 70959W103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. EISENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. KURNICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. LOVEJOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREG PENSKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA E. PIERCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KANJI SASAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD G. STEINHART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pentair PLC
TICKER: PNR CUSIP: G7S00T104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYNIS A. BRYAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL ANTHONY (JOHN) ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR T. MICHAEL GLENN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID H.Y. HO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDALL J. HOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. JONES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BILLIE IDA WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #5: FIX NUMBER OF DIRECTORS AT 12 ISSUER YES FOR FOR
PROPOSAL #6A: AMEND COMPANY'S ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
IN CONNECTION WITH RECENT CHANGES IN IRISH LAW AND
FOR GENERAL ADMINISTRATIVE REASONS
PROPOSAL #6B: AMEND COMPANY'S MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION IN CONNECTION WITH RECENT CHANGES IN
IRISH LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Bancorp Inc.
TICKER: PEBO CUSIP: 709789101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. CRAIG BEAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. DIERKER ISSUER YES�� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. MEAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN D. RECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Financial Services Corp.
TICKER: PFIS CUSIP: 711040105
MEETING DATE: 5/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. AUBREY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG W. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH G. CESARE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH T. WRIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's United Financial, Inc.
TICKER: PBCT CUSIP: 712704105
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLLIN P. BARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. BOTTOMLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE P. CARTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. CRUGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN K. DWIGHT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERRY FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANET M. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD M. HOYT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NANCY MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARK W. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KIRK W. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's Utah Bancorp
TICKER: PUB CUSIP: 712706209
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE O. GUNTHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD T. BEARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WOLFGANG T. N. MUELLECK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY TANNER LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pepco Holdings, Inc.
TICKER: POM CUSIP: 713291102
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. BARBAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK B. DUNN, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. RUSSELL FRISBY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERENCE C. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA J. KRUMSIEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE C. NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. OELRICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LESTER P. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CESAR CONDE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONA A. FAIRHEAD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID C. PAGE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT C. POHLAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH A BOARD COMMITTEE ON SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY
PROPOSAL #6: REPORT ON PLANS TO MINIMIZE PESTICIDES' SHAREHOLDER YES AGAINST FOR
IMPACT ON POLLINATORS
PROPOSAL #7: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perceptron, Inc.
TICKER: PRCP CUSIP: 71361F100
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH R. DABROWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP J. DECOCCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. RICHARD MARZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. RICHARD NEELY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. OSWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRYLL R. SMITH ISSUER YES FOR FOR
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #3: AMEND BYLAWS TO ADD ADVANCE NOTICE ISSUER YES FOR FOR
PROVISIONS FOR SHAREHOLDER BUSINESS AND DIRECTOR
NOMINATIONS
PROPOSAL #4: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peregrine Pharmaceuticals, Inc.
TICKER: PPHM CUSIP: 713661304
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLTON M. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN W. KING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID H. POHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC S. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perficient, Inc.
TICKER: PRFT CUSIP: 71375U101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH C. DERRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. HAMLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. KACKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Performant Financial Corporation
TICKER: PFMT CUSIP: 71377E105
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD R. FORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. GOLSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perfumania Holdings, Inc.
TICKER: PERF CUSIP: 71376C100
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN NUSSDORF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. KATZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH BOUHADANA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL GARFINKLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN H. GOPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pericom Semiconductor Corporation
TICKER: PSEM CUSIP: 713831105
MEETING DATE: 11/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: ADJOURN MEETING ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER NO �� N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PerkinElmer, Inc.
TICKER: PKI CUSIP: 714046109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SYLVIE GREGOIRE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICHOLAS A. LOPARDO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perma-Fix Environmental Services, Inc.
TICKER: PESI CUSIP: 714157203
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS F. CENTOFANTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. CLIMACO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY KUGLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK LAHAV ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE R. REEDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. ZWECKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pernix Therapeutics Holdings, Inc.
TICKER: PTX CUSIP: 71426V108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. ELMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TASOS G. KONIDARIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. SEDOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CHERRY BEKAERT L.L.P. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC COUCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACQUALYN A. FOUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLEN R. HOFFING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. JANDERNOA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD K. KUNKLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERMAN MORRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #6: APPROVE AMENDMENTS TO THE MEMORANDUM OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #7: ADOPT REVISED ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perrigo Company plc
TICKER: PRGO CUSIP: G97822103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURIE BRLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC COUCKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN R. HOFFING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. JANDERNOA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD K. KUNKLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HERMAN MORRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. PAPA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perry Ellis International, Inc.
TICKER: PERY CUSIP: 288853104
MEETING DATE: 7/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OSCAR FELDENKREIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE J. KLATSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. RAYDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perry Ellis International, Inc.
TICKER: PERY CUSIP: 288853104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE FELDENKREIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE E. DEFLORIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOE ARRIOLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: REQUIRE ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES AGAINST AGAINST
PROPOSALS/NOMINATIONS
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetMed Express, Inc.
TICKER: PETS CUSIP: 716382106
MEETING DATE: 7/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MENDERES AKDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FORMICA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GIAN M. FULGONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. KORN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES AGAINST AGAINST
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetroQuest Energy, Inc.
TICKER: PQ CUSIP: 716748108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. GOODSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. RUCKS, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. WAYNE NORDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. FINCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W.J. GORDON, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES F. MITCHELL, II ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfenex Inc.
TICKER: PFNX CUSIP: 717071104
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP M. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: GIVE SHAREHOLDERS FINAL SAY ON ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROHIBIT TAX GROSS-UPS ON INVERSIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFSweb, Inc.
TICKER: PFSW CUSIP: 717098206
MEETING DATE: 7/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONICA LUECHTEFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHINICHI NAGAKURA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID I. BEATSON ISSUER YES FOR FOR
PROPOSAL #2: ADOPT, RENEW OR AMEND SHAREHOLDER RIGHTS ISSUER YES FOR FOR
PLAN (POISON PILL)
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFSweb, Inc.
TICKER: PFSW CUSIP: 717098206
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONICA LUECHTEFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL C. WILLOUGHBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHINICHI NAGAKURA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID I. BEATSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER J. STEIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E Corporation
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR �� FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANNE SHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGT, Inc.
TICKER: PGTI CUSIP: 69336V101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER R. CASTALDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JOSEPH MCHUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PharmAthene, Inc.
TICKER: PIP CUSIP: 71714G102
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. GILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC I. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. RUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MITCHEL B. SAYARE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DERACE L. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN ST. PETER ISSUER YES FOR FOR
PROPOSAL #2: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PharMerica Corporation
TICKER: PMC CUSIP: 71714F104
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY S. WEISHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK E. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS P. MAC MAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARJORIE W. DORR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. GERRITY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ROBERT DAHL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK G. LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHH Corporation
TICKER: PHH CUSIP: 693320202
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE D. CARLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLEN A. MESSINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH M. REIF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARROLL R. WETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phibro Animal Health Corporation
TICKER: PAHC CUSIP: 71742Q106
MEETING DATE: 11/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD K. CARLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARY LOU MALANOSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL A. WRENN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Philip Morris International Inc.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE CALANTZOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUN MAKIHARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KALPANA MORPARIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FREDERIK PAULSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT B. POLET ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT HUMAN RIGHTS POLICY, INCLUDING THE SHAREHOLDER YES AGAINST FOR
RIGHT TO HEALTH
PROPOSAL #5: PARTICIPATE IN OECD MEDIATION FOR HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREG C. GARLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PhotoMedex, Inc.
TICKER: PHMD CUSIP: 719358301
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS C. PELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YOAV BEN-DROR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DOLEV RAFAELI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. CONNELLY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAN AMIRAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY FAHN KANNE & CO. GRANT THORNTON ISSUER YES FOR FOR
ISRAEL AS AUDITORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. KIRLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANTINE S. ISSUER YES FOR FOR
MACRICOSTAS
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE& TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Physicians Realty Trust
TICKER: DOC CUSIP: 71943U104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT C. BLACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. EBINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES �� FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Natural Gas Company, Inc.
TICKER: PNY CUSIP: 720186105
MEETING DATE: 1/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Natural Gas Company, Inc.
TICKER: PNY CUSIP: 720186105
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY A. GARFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANKIE T. JONES, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI MCELREATH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS SKAINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILLIP D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. PASHLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piedmont Office Realty Trust, Inc.
TICKER: PDM CUSIP: 720190206
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY H. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY E. CANTRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. LANG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK C. MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND G. MILNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY L. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DALE H. TAYSOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pier 1 Imports, Inc.
TICKER: PIR CUSIP: 720279108
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAIRE H. BABROWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. BACHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDAN L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA P. MCCAGUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. PEEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN M. SARDINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALEXANDER W. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pilgrim's Pride Corporation
TICKER: PPC CUSIP: 72147K108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERTO TOMAZONI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOESLEY MENDONCA ISSUER YES WITHHOLD AGAINST
BATISTA
PROPOSAL #1.3: ELECT DIRECTOR WESLEY MENDONCA BATISTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM W. LOVETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANDRE NOGUEIRA DE SOUZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WALLIM CRUZ DE ISSUER YES FOR FOR
VASCONCELLOS JUNIOR
PROPOSAL #2.1: ELECT DIRECTOR DAVID E. BELL ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MICHAEL L. COOPER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 723456109
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Financial Partners, Inc.
TICKER: PNFP CUSIP: 72346Q104
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAROLD GORDON BONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY L. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RENDA J. BURKHART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR COLLEEN CONWAY-WELCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS C. FARNSWORTH, ISSUER YES FOR FOR
III
PROPOSAL #1g: ELECT DIRECTOR GLENDA BASKIN GLOVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM F. HAGERTY, IV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ED C. LOUGHRY, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR M. TERRY TURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GARY L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Foods Inc.
TICKER: PF CUSIP: 72348P104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROGER DEROMEDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle West Capital Corporation
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROY A. HERBERGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. WAGENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Energy Services Corp.
TICKER: PES CUSIP: 723664108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. MICHAEL RAUH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Natural Resources Company
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDISON C. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW F. CATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. DOVE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP A. GOBE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY R. GRILLOT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STACY P. METHVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE W. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. RISCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT D. SHEFFIELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONA K. SUTPHEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL D. WORTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Power Solutions, Inc.
TICKER: PPSI CUSIP: 723836300
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHAN J. MAZUREK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS KLINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR YOSSI COHN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. LANDES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR IAN ROSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID TESLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN TULKOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHELE VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pitney Bowes Inc.
TICKER: PBI CUSIP: 724479100
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE M. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROGER FRADIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANNE SUTHERLAND FUCHS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC B. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4a: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4b: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pixelworks, Inc.
TICKER: PXLW CUSIP: 72581M305
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. DEBONIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. DOMENIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. SANGUINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PJT Partners Inc.
TICKER: PJT CUSIP: 69343T107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. TAUBMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR EMILY K. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES AGAINST N/A
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Planar Systems, Inc.
TICKER: PLNR CUSIP: 726900103
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Planet Fitness, Inc.
TICKER: PLNT CUSIP: 72703H101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES ESSERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PIERRE LECOMTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL LAYMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Planet Payment, Inc.
TICKER: PLPM CUSIP: U72603118
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN KAIDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMERON R. M. MCCOLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platform Specialty Products Corporation
TICKER: PAH CUSIP: 72766Q105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN G.H. ASHKEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICOLAS BERGGRUEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL F. GOSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RYAN ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. STANLEY O'NEAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plexus Corp.
TICKER: PLXS CUSIP: 729132100
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALF R. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. DRURY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANN M. EISENHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAINER JUECKSTOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHIL R. MARTENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plug Power Inc.
TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. MCNAMEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHANNES M. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR XAVIER PONTONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. KENAUSIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plum Creek Timber Company, Inc.
TICKER: PCL CUSIP: 729251108
MEETING DATE: 2/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ply Gem Holdings, Inc.
TICKER: PGEM CUSIP: 72941W100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST �� MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY E. ROBINETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOOST F. THESSELING ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PMFG, Inc.
TICKER: PMFG CUSIP: 69345P103
MEETING DATE: 9/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PNM Resources, Inc.
TICKER: PNM CUSIP: 69349H107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN P. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. RENAE CONLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN J. FOHRER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIDNEY M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD K. SCHWANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE W. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE COMPANY-WIDE GHG SHAREHOLDER YES ABSTAIN AGAINST
GOALS
PROPOSAL #5: INCLUDE SUSTAINABILITY AND GHG EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
REDUCTIONS AS PERFORMANCE MEASURES FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #6: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Polaris Industries Inc.
TICKER: PII CUSIP: 731068102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GWENNE A. HENRICKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERND F. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PolyOne Corporation
TICKER: POL CUSIP: 73179P106
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. LORRAINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KERRY J. PREETE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FARAH M. WALTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pool Corporation
TICKER: POOL CUSIP: 73278L105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILSON B. SEXTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW W. CODE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY M. GRAVEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MANUEL J. PEREZ DE LA ISSUER YES FOR FOR
MESA
PROPOSAL #1e: ELECT DIRECTOR HARLAN F. SEYMOUR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN E. STOKELY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Popeyes Louisiana Kitchen, Inc.
TICKER: PLKI CUSIP: 732872106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISHNAN ANAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. BACHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN HOGAN BYRD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. CRANOR, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. KIRK KINSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL K. MANBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CANDACE S. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTYN R. REDGRAVE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Popular, Inc.
TICKER: BPOP CUSIP: 733174700
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOAQUIN E. BACARDI, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN W. DIERCKSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID E. GOEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portland General Electric Company
TICKER: POR CUSIP: 736508847
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY L. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRBY A. DYESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. GANZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL J. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. LEE PELTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. PIRO ISSUER YES �� FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOLLINGS C. RENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM LIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Holdings, Inc.
TICKER: POST CUSIP: 737446104
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CURL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. SKARIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Post Properties, Inc.
TICKER: PPS CUSIP: 737464107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. GODDARD, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. STOCKERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER M. DERISO, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL R. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONI JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. MORGAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD DE WAAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potbelly Corporation
TICKER: PBPB CUSIP: 73754Y100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN-MARIE CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY KANTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potlatch Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. COVEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES P. GRENIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powell Industries, Inc.
TICKER: POWL CUSIP: 739128106
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. POWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Integrations, Inc.
TICKER: POWI CUSIP: 739276103
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BALU BALAKRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. BICKELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS E. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Solutions International, Inc.
TICKER: PSIX CUSIP: 73933G202
MEETING DATE: 8/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. WINEMASTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH W. LANDINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY E. VOGT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Solutions International, Inc.
TICKER: PSIX CUSIP: 73933G202
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GARY S. WINEMASTER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KENNETH W. LANDINI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARY E. VOGT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ELLEN R. HOFFING ISSUER YES FOR FOR
PROPOSAL #6: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PowerSecure International, Inc.
TICKER: POWR CUSIP: 73936N105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POZEN Inc.
TICKER: POZN CUSIP: 73941U102
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING �� ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG Industries, Inc.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL H. MCGARRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPL Corporation
TICKER: PPL CUSIP: 69351T106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN G. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJA RAJAMANNAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG A. ROGERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATICA VON ALTHANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH H. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARMANDO ZAGALO DE LIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES AGAINST FOR
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Group, Inc.
TICKER: PRAA CUSIP: 69354N106
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. FAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIKRAM A. ATAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEIR L. OLSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN P. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Health Sciences, Inc.
TICKER: PRAH CUSIP: 69354M108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALI J. SATVAT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. BARBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA S. GRAIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Praxair, Inc.
TICKER: PX CUSIP: 74005P104
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSCAR BERNARDES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRA D. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND W. LEBOEUF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN H. RICHENHAGEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Precision Castparts Corp.
TICKER: PCP CUSIP: 740189105
MEETING DATE: 8/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1b: ELECT DIRECTOR MARK DONEGAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DON R. GRABER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VERNON E. OECHSLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ULRICH SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD L. WAMBOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TIMOTHY A. WICKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Precision Castparts Corp.
TICKER: PCP CUSIP: 740189105
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Apartment Communities, Inc.
TICKER: APTS CUSIP: 74039L103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. DUPREE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE BARTKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY B. COURSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. GRESHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD A. MCLURE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. WIENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Bank
TICKER: PFBC CUSIP: 740367404
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LI YU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. RICHARD BELLISTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY S. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARK HSU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preformed Line Products Company
TICKER: PLPC CUSIP: 740444104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN E. CORLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. GIBBONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN KESTNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR J. RYAN RUHLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier Exhibitions, Inc.
TICKER: PRXI CUSIP: 74051E201
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
CREATE THE SPECIAL VOTING SHARES
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF PREMIER COMMON ISSUER YES FOR FOR
STOCK POTENTIALLY ISSUABLE AS FUTURE CONTINGENT
PAYMENTS
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier Financial Bancorp, Inc.
TICKER: PFBI CUSIP: 74050M105
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TONEY K. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY M. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD G. JACKSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH F. MOLIHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL W. SCAGGS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier, Inc.
TICKER: PINC CUSIP: 74051N102
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARCLAY E. BERDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. MAYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT REINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERRY D. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. STATUTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELLEN C. WOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premiere Global Services, Inc.
TICKER: PGI CUSIP: 740585104
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presbia PLC
TICKER: LENS CUSIP: G7234P100
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH THURMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD RESSLER ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ZOHAR LOSHITZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VLADIMIR FEINGOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TODD COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT CRESCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK BLUMENKRANZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SQUAR, MILNER, PETERSON, MIRANDA ISSUER YES FOR FOR
& WILLIAMSON, LLP AS AUDITORS AND AUTHORIZE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE MOORE STEPHENS LLP AS ISSUER YES FOR FOR
INDEPENDENT STATUTORY AUDITOR AND AUTHORIZE AUDIT
COMMITTEE TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Press Ganey Holdings, Inc.
TICKER: PGND CUSIP: 74113L102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN W. ALPERT ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR PATRICK T. RYAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prestige Brands Holdings, Inc.
TICKER: PBH CUSIP: 74112D101
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BYOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES J. HINKATY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHEILA A. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRGX GLOBAL, INC.
TICKER: PRGX CUSIP: 69357C503
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD E. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PriceSmart, Inc.
TICKER: PSMT CUSIP: 741511109
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHERRY S. BAHRAMBEYGUI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GONZALO BARRUTIETA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON H. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHERINE L. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEON C. JANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE LUIS LAPARTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. LYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PIERRE MIGNAULT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT E. PRICE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR EDGAR ZURCHER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PrimeEnergy Corporation
TICKER: PNRG CUSIP: 74158E104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLY A. CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. DRIMAL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. GIFFORD FONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. T. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLINT HURT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JAN K. SMEETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EBERSOLE GAINES WEHRLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. BABBIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MCCULLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primo Water Corporation
TICKER: PRMW CUSIP: 74165N105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN E. CATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primoris Services Corporation
TICKER: PRIM CUSIP: 74164F103
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER J. MOERBEEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Principal Financial Group, Inc.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. DAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. DANIEL GELATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BLAIR C. PICKERELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prism Technologies Group, Inc.
TICKER: PRZM CUSIP: 74273Y100
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HUSSEIN A. ENAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PrivateBancorp, Inc.
TICKER: PVTB CUSIP: 742962103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE M. AIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL MAYBERRY ISSUER YES FOR FOR
MCKISSACK
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. NICHOLSON �� ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD W. RABIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. RYBAK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEJANDRO SILVA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProAssurance Corporation
TICKER: PRA CUSIP: 74267C106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. ANGIOLILLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. MCMAHON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Profire Energy, Inc.
TICKER: PFIE CUSIP: 74316X101
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENTON W. HATCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD ALBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD R. SPOEHEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARLEN B. CROUCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SADLER, GIBB & ASSOCIATES, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progenics Pharmaceuticals, Inc.
TICKER: PGNX CUSIP: 743187106
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK R. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY L. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN J. FERRANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. KISHBAUCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. SCHEINBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLE S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progress Software Corporation
TICKER: PRGS CUSIP: 743312100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY N. BYCOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAM GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES F. KANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. MARK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP M. PEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prologis, Inc.
TICKER: PLD CUSIP: 74340W103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HAMID R. MOGHADAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYDIA H. KENNARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. MICHAEL LOSH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IRVING F. LYONS,III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY L. SKELTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CARL B. WEBB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proofpoint, Inc.
TICKER: PFPT CUSIP: 743424103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS GARN ISSUER YES�� FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProPhase Labs, Inc.
TICKER: PRPH CUSIP: 74345W108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED KARKUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON M. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK BURNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS GLECKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES MCCUBBIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PROS Holdings, Inc.
TICKER: PRO CUSIP: 74346Y103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES D. REINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD F. WOESTEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prosperity Bancshares, Inc.
TICKER: PB CUSIP: 743606105
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEAH HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NED S. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK LORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID ZALMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proteon Therapeutics, Inc.
TICKER: PRTO CUSIP: 74371L109
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HUBERT BIRNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STUART A. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proto Labs, Inc.
TICKER: PRLB CUSIP: 743713109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. LUKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN K. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provectus Biopharmaceuticals, Inc.
TICKER: PVCT CUSIP: 74373P108
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provectus Biopharmaceuticals, Inc.
TICKER: PVCT CUSIP: 74373P108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. WACHTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN E. KOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY M. MCMASTERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALFRED E. SMITH, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Holdings, Inc.
TICKER: PROV CUSIP: 743868101
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDY A. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Services, Inc.
TICKER: PFS CUSIP: 74386T105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK L. FEKETE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW K. HARDING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Bancorp, Inc.
TICKER: PBIP CUSIP: 74431A101
MEETING DATE: 2/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME R. BALKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. J. FANELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLLACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE E. MILLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Financial, Inc.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER R. LIGHTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS A. SCOVANNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN R. STRANGFELD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MICHAEL A. TODMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PS Business Parks, Inc.
TICKER: PSB CUSIP: 69360J107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. ROLLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: pSivida Corp.
TICKER: PSDV CUSIP: 74440J101
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. MAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL ASHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL ROGERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER G. SAVAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS GODSHALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES BARRY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION GRANT TO PAUL ISSUER YES FOR FOR
ASHTON
PROPOSAL #3.1: APPROVE STOCK OPTION GRANT TO JAMES ISSUER YES FOR FOR
BARRY
PROPOSAL #3.2: APPROVE STOCK OPTION GRANT TO DOUGLAS ISSUER YES FOR FOR
GODSHALL
PROPOSAL #3.3: APPROVE STOCK OPTION GRANT TO MICHAEL ISSUER YES FOR FOR
ROGERS
PROPOSAL #3.4: APPROVE STOCK OPTION GRANT TO PETER G. ISSUER YES FOR FOR
SAVAS
PROPOSAL #3.5: APPROVE STOCK OPTION GRANT TO DAVID J. ISSUER YES FOR FOR
MAZZO
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PSYCHEMEDICS CORPORATION
TICKER: PMD CUSIP: 744375205
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND C. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY CONNICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WALTER S. TOMENSON, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR FRED J. WEINERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC INC.
TICKER: PTC CUSIP: 69370C100
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE D. CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD K. GRIERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. HEPPELMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KLAUS HOEHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. LACY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT P. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RENATO ZAMBONINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC Therapeutics, Inc.
TICKER: PTCT CUSIP: 69366J200
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. GEOFFREY MCDONOUGH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAWN SVORONOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Service Enterprise Group Incorporated
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAK CHEOL (H.C.) SHIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Storage
TICKER: PSA CUSIP: 74460D109
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAMARA HUGHES GUSTAVSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URI P. HARKHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. WAYNE HUGHES, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. SPOGLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulaski Financial Corp.
TICKER: PULB CUSIP: 745548107
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY J. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. CORRIGAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR GARY W. DOUGLASS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulaski Financial Corp.
TICKER: PULB CUSIP: 745548107
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulmatrix, Inc.
TICKER: PULM CUSIP: 74584P103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT C. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. DUGAS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. POSTL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Puma Biotechnology, Inc.
TICKER: PBYI CUSIP: 74587V107
MEETING DATE: 1/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REVOKE CONSENT TO APPROVE BY-LAW REPEAL SHAREHOLDER NO N/A N/A
PROVISION
PROPOSAL #2: REVOKE CONSENT TO REMOVE EXISTING SHAREHOLDER NO N/A N/A
DIRECTORS
PROPOSAL #3: REVOKE CONSENT TO FIX BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
AT NINE
PROPOSAL #4.1: REVOKE CONSENT TO ELECT DIRECTORS SHAREHOLDER NO N/A N/A
FREDRIC N. ESHELMAN
PROPOSAL #4.2: REVOKE CONSENT TO ELECT DIRECTORS SHAREHOLDER NO N/A N/A
JAMES M. DALY
PROPOSAL #4.3: REVOKE CONSENT TO ELECT DIRECTORS SETH SHAREHOLDER NO N/A N/A
A. RUDNICK
PROPOSAL #4.4: REVOKE CONSENT TO ELECT DIRECTORS SHAREHOLDER NO N/A N/A
KENNETH B. LEE, JR.
PROPOSAL #1: CONSENT TO APPROVE BY-LAW REPEAL SHAREHOLDER NO N/A N/A
PROVISION
PROPOSAL #2: CONSENT TO REMOVE EXISTING DIRECTORS SHAREHOLDER NO N/A N/A
PROPOSAL #3: CONSENT TO FIX BOARD OF DIRECTORS AT SHAREHOLDER NO N/A N/A
NINE
PROPOSAL #4.1: CONSENT TO ELECT DIRECTORS FREDRIC N. SHAREHOLDER NO N/A N/A
ESHELMAN
PROPOSAL #4.2: CONSENT TO ELECT DIRECTORS JAMES M. SHAREHOLDER NO N/A N/A
DALY
PROPOSAL #4.3: CONSENT TO ELECT DIRECTORS SETH A. SHAREHOLDER NO N/A N/A
RUDNICK
PROPOSAL #4.4: CONSENT TO ELECT DIRECTORS KENNETH B. SHAREHOLDER NO N/A N/A
LEE, JR.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Puma Biotechnology, Inc.
TICKER: PBYI CUSIP: 74587V107
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY M. MOYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADRIAN M. SENDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK E. ZAVRL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ELIMINATE RIGHT TO ACT BY WRITTEN ISSUER YES AGAINST AGAINST
CONSENT
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE THE MANDATORY INDEMNIFICATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Cycle Corporation
TICKER: PCYO CUSIP: 746228303
MEETING DATE: 1/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. HARDING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRISON H. AUGUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR G. EPKER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. GUIDO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER C. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GHP HORWATH, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Storage, Inc.
TICKER: PSTG CUSIP: 74624M102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN 'COZ' COLGROVE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT DIETZEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PVH CORP.
TICKER: PVH CUSIP: 693656100
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT CALLINICOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMANUEL CHIRICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUAN R. FIGUEREO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH B. FULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. PENNY MCINTYRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY NASELLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CRAIG RYDIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES D. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Q2 Holdings, Inc.
TICKER: QTWO CUSIP: 74736L109
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. MAPLES, SR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. OFFERDAHL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. H. 'HANK' SEALE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D207
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR LESLIE J. STRETCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D306
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR LESLIE J. STRETCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QCR Holdings, Inc.
TICKER: QCRH CUSIP: 74727A104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK S. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. HELLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK C. KILMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA K. NEUMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RENEW SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES FOR FOR
PILL)
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QEP Resources, Inc.
TICKER: QEP CUSIP: 74733V100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. W. SCOGGINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. THACKER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qlik Technologies Inc.
TICKER: QLIK CUSIP: 74733T105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN GAVIN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER OTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QLogic Corporation
TICKER: QLGC �� CUSIP: 747277101
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. DICKSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR D. SCOTT MERCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PRASAD L. RAMPALLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY A. ROSSITER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE D. WELLS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM M. ZEITLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qorvo, Inc.
TICKER: QRVO CUSIP: 74736K101
MEETING DATE: 8/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH G. QUINSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BRUGGEWORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL A. DILEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERY R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. HARDING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID H.Y. HO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WALDEN C. RHINES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QTS Realty Trust, Inc.
TICKER: QTS CUSIP: 74736A103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. BARTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER A. MARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. WESTHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. ABRAHAM, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.7: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FAY WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK D. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVE MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARK T. 'SANDY' RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Distribution, Inc.
TICKER: QLTY CUSIP: 74756M102
MEETING DATE: 8/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Systems, Inc.
TICKER: QSII CUSIP: 747582104
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ("RUSTY") FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE H. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY H. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MORRIS PANNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR D. RUSSELL PFLUEGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHELDON RAZIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LANCE E. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qualys, Inc.
TICKER: QLYS CUSIP: 74758T303
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA E. BERGERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD P. HEADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTI M. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanex Building Products Corporation
TICKER: NX CUSIP: 747619104
MEETING DATE: 3/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY D. NOSBAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanta Services, Inc.
TICKER: PWR CUSIP: 74762E102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EARL C. (DUKE) AUSTIN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. MICHAL CONAWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT D. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD FRIED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WORTHING F. JACKMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE RANCK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARGARET B. SHANNON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantum Corporation
TICKER: QTM CUSIP: 747906204
MEETING DATE: 8/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL R. AUVIL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP BLACK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUIS DINARDO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DALE L. FULLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JON W. GACEK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGG J. POWERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID E. ROBERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quest Diagnostics Incorporated
TICKER: DGX CUSIP: 74834L100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKY B. GREGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. LEIDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY M. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY M. RING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. STANZIONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quest Resource Holding Corporation
TICKER: QRHC CUSIP: 74836W104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL J. KNITTEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY SEMPLE, MARCHAL AND COOPER, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Questar Corporation
TICKER: STR CUSIP: 748356102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUICKLOGIC CORPORATION
TICKER: QUIK CUSIP: 74837P108
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTURO KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY H. TAUSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quidel Corporation
TICKER: QDEL CUSIP: 74838J101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH J. WIDDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QuinStreet, Inc.
TICKER: QNST CUSIP: 74874Q100
MEETING DATE: 10/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE T. SENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS VALENTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quintiles Transnational Holdings Inc.
TICKER: Q CUSIP: 74876Y101
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. PIKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNIE H. LO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qumu Corporation
TICKER: QUMU CUSIP: 749063103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VERN HANZLIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. OLSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FISHBACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. MADISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY K. NELSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD T. NETTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUSTIN A. ORLANDO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quotient Technology Inc.
TICKER: QUOT CUSIP: 749119103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BOAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAWN LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R. R. Donnelley & Sons Company
TICKER: RRD CUSIP: 257867101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. QUINLAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN M. GIANINNO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH H. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY M. KATZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD K. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL T. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR OLIVER R. SOCKWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE PAR VALUE OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #6: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rackspace Hosting, Inc.
TICKER: RAX CUSIP: 750086100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM TAYLOR RHODES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LILA TRETIKOV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radian Group Inc.
TICKER: RDN CUSIP: 750236101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT WENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. CARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD B. CULANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LISA W. HESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN T. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SANFORD A. IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN D. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GAETANO MUZIO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY V. SERIO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #5: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radiant Logistics, Inc.
TICKER: RLGT CUSIP: 75025X100
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOHN H. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD PALMIERI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radisys Corporation
TICKER: RSYS CUSIP: 750459109
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN BRONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD DE LANGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUBERT DE PESQUIDOUX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. HLUCHYJ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. NIEL RANSOM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT H. TOBKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radisys Corporation
TICKER: RSYS CUSIP: 750459109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD DE LANGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN BRONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUBERT DE PESQUIDOUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. HLUCHYJ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. NIEL RANSOM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT H. TOBKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radius Health, Inc.
TICKER: RDUS CUSIP: 750469207
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. AUERBACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE J. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANSBERT K. GADICKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RadNet, Inc.
TICKER: RDNT CUSIP: 750491102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD G. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN S. CADWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN V. CRUES, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. HAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE L. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAIT FINANCIAL TRUST
TICKER: RAS CUSIP: 749227609
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT F. SCHAEFFER ISSUER YES �� FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. FARNESI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. KRISTIN KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MALTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JON C. SARKISIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW M. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MURRAY STEMPEL, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ralph Lauren Corporation
TICKER: RL CUSIP: 751212101
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK A. BENNACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL L. FLEISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HUBERT JOLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rambus Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. THOMAS BENTLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR E. THOMAS FISHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES KISSNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID SHRIGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramco-Gershenson Properties Trust
TICKER: RPT CUSIP: 751452202
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALICE M. CONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS GERSHENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. NETTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL M. PASHCOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK K. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURIE M. SHAHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rand Logistics, Inc.
TICKER: RLOG CUSIP: 752182105
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE S. LEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. CABOT LODGE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. KURZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN FINKELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER A. HELMS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY RALPH LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY G. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rapid7, Inc.
TICKER: RPD CUSIP: 753422104
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COREY THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY MCADAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BENJAMIN NYE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAVE Restaurant Group, Inc.
TICKER: RAVE CUSIP: 754198109
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. HAMMETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. PAGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAMON D. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLINTON J. COLEMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MONTGOMERY COSCIA GREILICH LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raven Industries, Inc.
TICKER: RAVN CUSIP: 754212108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS S. EVERIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN T. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC E. LEBARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. RYKHUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HEATHER A. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raymond James Financial, Inc.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES G. VON ISSUER YES FOR FOR
ARENTSCHILDT
PROPOSAL #1.2: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY N. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN C. ESTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR C. DAVID BROWN, II ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LISA M. PALUMBO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Inc.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. KINCAID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BLUMBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOD A. FRASER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT R. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD LANIGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. LARKIN MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. NUNES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW G. WILTSHIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/26/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TRACY A. ATKINSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LETITIA A. LONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBC Bearings Incorporated
TICKER: ROLL CUSIP: 75524B104
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD R. CROWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN B. LEVINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RCI Hospitality Holdings, Inc.
TICKER: RICK CUSIP: 74934Q108
MEETING DATE: 8/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC S. LANGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. WATTERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. JENKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NOUR-DEAN ANAKAR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TRAVIS REESE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LUKE LIROT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RCM Technologies, Inc.
TICKER: RCMT CUSIP: 749360400
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER H. BALLOU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAIER O. FEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEON KOPYT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD D. MACHON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR S. GARY SNODGRASS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRADLEY S. VIZI ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RE/MAX Holdings, Inc.
TICKER: RMAX CUSIP: 75524W108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. LINIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD O. COVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. PREDOVICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERESA S. VAN DE BOGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ESTABLISH BOARD COMMITTEE ON OPERATIONS SHAREHOLDER YES AGAINST FOR
IN ISRAELI SETTLEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ReachLocal, Inc.
TICKER: RLOC CUSIP: 75525F104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS HALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON ROWLANDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN SALZMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Real Goods Solar, Inc.
TICKER: RGSE CUSIP: 75601N203
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. BELLUCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENNIS LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAVEL BOUSKA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN BOWLES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEVEN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Real Goods Solar, Inc.
TICKER: RGSE CUSIP: 75601N203
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Real Industry, Inc.
TICKER: RELY CUSIP: 75601W104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG T. BOUCHARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK DECONINCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK E. LAMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJ MAHESHWARI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP G. TINKLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealD Inc.
TICKER: RLD CUSIP: 75604L105
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealNetworks, Inc.
TICKER: RNWK CUSIP: 75605L708
MEETING DATE: 10/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT GLASER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realogy Holdings Corp.
TICKER: RLGY CUSIP: 75605Y106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC E. BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealPage, Inc.
TICKER: RP CUSIP: 75606N109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN T. WINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JASON A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Realty Income Corporation
TICKER: O CUSIP: 756109104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN P. CASE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRIYA CHERIAN HUSKINS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY T. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN E. STERRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recro Pharma, Inc.
TICKER: REPH CUSIP: 75629F109
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABRAHAM LUDOMIRSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN FLYNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERRI HENWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Hat, Inc.
TICKER: RHT CUSIP: 756577102
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOHAIB ABBASI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLENE T. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NARENDRA K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. KAISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD H. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Lion Hotels Corporation
TICKER: RLH CUSIP: 756764106
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND R. BRANDSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENRICO MARINI FICHERA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY T. MOUNT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL VERNON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXANDER WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. AIKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN E. CARLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD L. HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HOWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redwood Trust, Inc.
TICKER: RWT CUSIP: 758075402
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTY HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG H. KUBICEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN R. PALLOTTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGANNE C. PROCTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reed's, Inc.
TICKER: REED CUSIP: 758338107
MEETING DATE: 12/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. REED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDY HOLLOWAY REED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK HARRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL S.J. MUFFOLETTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL FISCHMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WEINBERG & COMPANY, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: RATIFY WEINBERG & COMPANY, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regal Beloit Corporation
TICKER: RBC CUSIP: 758750103
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER L. DOERR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK J. GLIEBE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CURTIS W. STOELTING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regal Entertainment Group
TICKER: RGC CUSIP: 758766109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. KEYTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY E. MILES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regency Centers Corporation
TICKER: REG CUSIP: 758849103
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND L. BANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. RONALD BLANKENSHIP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DIX DRUCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY LOU FIALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID P. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS G. WATTLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regeneron Pharmaceuticals, Inc.
TICKER: REGN CUSIP: 75886F107
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD S. SCHLEIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE D. YANCOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regenxbio Inc.
TICKER: RGNX CUSIP: 75901B107
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN M. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMILLE SAMUELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. GODLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. KNITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regions Financial Corporation
TICKER: RF CUSIP: 7591EP100
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLYN H. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. COOPER, SR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DON DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR O. B. GRAYSON HALL, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN W. MATLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES D. MCCRARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regis Corporation
TICKER: RGS CUSIP: 758932107
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL G. BELTZMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. GRISSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL J. HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK S. LIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR M. ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID P. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regulus Therapeutics Inc.
TICKER: RGLS CUSIP: 75915K101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL C. GRINT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUGH ROSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reinsurance Group of America, Incorporated
TICKER: RGA CUSIP: 759351604
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA MANNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE R. DETRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN C. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOYCE A. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reis, Inc.
TICKER: REIS CUSIP: 75936P105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CLARKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliance Steel & Aluminum Co.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID H. HANNAH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK V. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGG J. MOLLINS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREW G. SHARKEY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RELM Wireless Corporation
TICKER: RWC CUSIP: 759525108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. STOREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD F.U. GOEBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. KYLE CERMINARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Relypsa, Inc.
TICKER: RLYP CUSIP: 759531106
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. SCHUETZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remark Media, Inc.
TICKER: MARK CUSIP: 75954W107
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON E. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAI-SHING TAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remark Media, Inc.
TICKER: MARK CUSIP: 75954W107
MEETING DATE: 1/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES TO DELETE ARTICLE IX ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remark Media, Inc.
TICKER: MARK CUSIP: 75954W107
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE P. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. GROUNDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON E. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KAI-SHING TAO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Remy International, Inc.
TICKER: REMY CUSIP: 75971M108
MEETING DATE: 9/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY KLEHM, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH B. LEVY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL P. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. ZORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renasant Corporation
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRED F. SHARPE ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN M. CREEKMORE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JILL V. DEER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NEAL A. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR E. ROBINSON MCGRAW ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HOLLIS C. CHEEK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY HORNE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DELBERT CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. HOWARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN L. PEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rentech, Inc.
TICKER: RTK CUSIP: 760112201
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD M. STERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rentrak Corporation
TICKER: RENT CUSIP: 760174102
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BOYLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM ENGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM LIVEK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENT ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rentrak Corporation
TICKER: RENT CUSIP: 760174102
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repligen Corporation
TICKER: RGEN CUSIP: 759916109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS M. BARTHELEMY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN L. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN P. MUIR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS F. RYAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TONY J. HUNT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repros Therapeutics Inc.
TICKER: RPRX CUSIP: 76028H209
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH S. PODOLSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL F. CAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK FOURTEAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOLA E. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. WYLLIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Bancorp, Inc.
TICKER: RBCAA CUSIP: 760281204
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. GREENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. RUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. WAYNE STRATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN STOUT TAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. SCOTT TRAGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. TRAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VOGT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic First Bancorp, Inc.
TICKER: FRBK CUSIP: 760416107
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE J. FLOCCO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY L. SPEVAK ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Services, Inc.
TICKER: RSG CUSIP: 760759100
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAMON A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOMAGO COLLINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MANUEL KADRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL LARSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. LEE NUTTER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD W. SLAGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN M. TRANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Research Frontiers Incorporated
TICKER: REFR CUSIP: 760911107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALEXANDER KAGANOWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ResMed Inc.
TICKER: RMD CUSIP: 761152107
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER FARRELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY PACE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RON TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Energy Corporation
TICKER: REN CUSIP: 76116A108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. DUFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Forest Products Inc.
TICKER: RFP CUSIP: 76117W109
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHEL P. DESBIENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER C. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. FALCONER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD GARNEAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. HEARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resonant Inc.
TICKER: RESN CUSIP: 76118L102
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resonant Inc.
TICKER: RESN CUSIP: 76118L102
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HAMMOND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD KORNFELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TERRY LINGREN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN MAJOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR GEORGE HOLMES ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RESOURCE AMERICA, INC.
TICKER: REXI CUSIP: 761195205
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. LUBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RESOURCE CAPITAL CORP.
TICKER: RSO CUSIP: 76120W708
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN Z. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. FORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM B. HART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY ICKOWICZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MURRAY S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHANIE H. WIGGINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resources Connection, Inc.
TICKER: RECN CUSIP: 76122Q105
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD B. MURRAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. ROBERT PISANO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restaurant Brands International Inc.
TICKER: QSR CUSIP: 76131D103
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC CAIRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN E. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS V. MILROY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS ALBERTO SICUPIRA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERTO MOSES THOMPSON ISSUER YES FOR FOR
MOTTA
PROPOSAL #1.11: ELECT DIRECTOR ALEXANDRE VAN DAMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST N/A
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restoration Hardware Holdings, Inc.
TICKER: RH CUSIP: 761283100
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEMILIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERI CHAYA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Properties of America, Inc.
TICKER: RPAI CUSIP: 76131V202
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE S. BIUMI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK A. CATALANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL R. GAUVREAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD M. GORSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN P. GRIMES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. IMPERIALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER L. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. SARGEANT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RetailMeNot, Inc.
TICKER: SALE CUSIP: 76132B106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. COTTER CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GOKUL RAJARAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG J. SANTORA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retractable Technologies, Inc.
TICKER: RVP CUSIP: 76129W105
MEETING DATE: 9/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCO LATERZA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR AMY MACK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retrophin, Inc.
TICKER: RTRX CUSIP: 761299106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIM COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CORNELIUS E. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY LYONS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY MECKLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REVANCE THERAPEUTICS, INC.
TICKER: RVNC CUSIP: 761330109
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. EASTMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARK A. PRYGOCKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revlon, Inc.
TICKER: REV CUSIP: 761525609
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIET D. DINH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FABIAN T. GARCIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ROBERT K. KRETZMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CECI KURZMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR TAMARA MELLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR DEBRA PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.13: ELECT DIRECTOR CRISTIANA FALCONE ISSUER YES FOR FOR
SORRELL
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REX American Resources Corporation
TICKER: REX CUSIP: 761624105
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE TOMCHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. KRESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. ELCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERVYN L. ALPHONSO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE FISHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ZAFAR RIZVI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rex Energy Corporation
TICKER: REXX CUSIP: 761565100
MEETING DATE: 1/11/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: APPROVE THAT ANY FUTURE ISSUANCE OF ISSUER YES FOR FOR
SHARES OF COMMON STOCK, WARRANTS AND SHARES OF
PREFERRED STOCK TO FRANKLIN WOULD RESULT IN FRANKLIN
BEING THE BENEFICIAL OWNER OF GREATER THAN 20%, BUT
NO MORE THAN 35%
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rex Energy Corporation
TICKER: REXX CUSIP: 761565100
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LANCE T. SHANER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. STABLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. ZAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexahn Pharmaceuticals, Inc.
TICKER: RNN CUSIP: 761640101
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHANG H. AHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES BEEVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER BRANDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK CARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KWANG SOO CHEONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SUZDAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexford Industrial Realty, Inc.
TICKER: REXR CUSIP: 76169C100
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD ZIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD SCHWIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. FRANKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TYLER H. ROSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN A. WALKER-LEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reynolds American Inc.
TICKER: RAI CUSIP: 761713106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN D. FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MURRAY S. KESSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICARDO OBERLANDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEROME ABELMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT LERWILL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADOPT AND ISSUE A GENERAL PAYOUT POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PARTICIPATE IN OECD MEDIATION FOR HUMAN SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RF Industries, Ltd.
TICKER: RFIL CUSIP: 749552105
MEETING DATE: 9/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD F. HILL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH BENOIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rice Energy Inc.
TICKER: RICE CUSIP: 762760106
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOBY Z. RICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. DIXON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RiceBran Technologies
TICKER: RIBT CUSIP: 762831204
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. JOHN SHORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCO V. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARUCH HALPERN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENK W. HOOGENKAMP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER A. WOOG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS GARY L. HERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS MICHAEL GOOSE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTORS STEPHEN D. BAKSA SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTORS BETH BRONNER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTORS BRENT ROSENTHAL SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Richardson Electronics, Ltd.
TICKER: RELL CUSIP: 763165107
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. PLANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES BELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES BENHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH HALVERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RIGEL PHARMACEUTICALS, INC.
TICKER: RIGL CUSIP: 766559603
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER S. RINGROSE �� ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRADFORD S. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH A. KATKIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rightside Group, Ltd.
TICKER: NAME CUSIP: 76658B100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. PANOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD C. SPALDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RigNet, Inc.
TICKER: RNET CUSIP: 766582100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTIA CAPRIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN MULLOY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN J. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH OLSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENT K. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DITLEF DE VIBE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RingCentral, Inc.
TICKER: RNG CUSIP: 76680R206
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VLADIMIR SHMUNIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT THEIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE MCKENNA-DOYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN THYGESEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rite Aid Corporation
TICKER: RAD CUSIP: 767754104
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rite Aid Corporation
TICKER: RAD CUSIP: 767754104
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. STANDLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MYRTLE S. POTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL N. REGAN ISSUER YES FOR �� FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARCY SYMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ritter Pharmaceuticals, Inc.
TICKER: RTTR CUSIP: 767836109
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOAH DOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW W. FOEHR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL V. MAIER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. RITTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA E. RITTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. STEP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: River Valley Bancorp
TICKER: RIVR CUSIP: 768475105
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REPEAL ARTICLE 11 WHICH PROHIBITS THE ACQUISITION OF
BENEFICIAL OWNERSHIP OF MORE THAN 10 PERCENT OF ANY
CLASS OF COMMON STOCK
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Riverview Bancorp, Inc.
TICKER: RVSB CUSIP: 769397100
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. OLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. DOUGLASS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY J. CARLSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. ANGELINA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. LINKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. LYNN MCPHEETERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT O. VIETS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Entertainment, Inc.
TICKER: RLJE CUSIP: 74965F104
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MIGUEL PENELLA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF WARRANTS/CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. BALTIMORE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. LA FORGIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND DECLARATION OF TRUST ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RMG Networks Holding Corporation
TICKER: RMGN CUSIP: 74966K102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. SACHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN TRUTTER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roadrunner Transportation Systems, Inc.
TICKER: RRTS CUSIP: 76973Q105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT D. RUED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. DIBLASI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. KENNEDY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROBERT HALF INTERNATIONAL INC.
TICKER: RHI CUSIP: 770323103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. BERWICK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD M. MESSMER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC H. MORIAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. NOVOGRADAC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. PACE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK A. RICHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. KEITH WADDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rocket Fuel Inc.
TICKER: FUEL CUSIP: 773111109
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RONALD E. F. CODD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR E. RANDOLPH WOOTTON, III ISSUER YES FOR FOR
PROPOSAL #2: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Automation, Inc.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR KEITH D. NOSBUSCH ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR WILLIAM T. MCCORMICK, ISSUER YES FOR FOR
JR.
PROPOSAL #B: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #D: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #E: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Collins, Inc.
TICKER: COL CUSIP: 774341101
MEETING DATE: 2/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. POLICANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Medical, Inc.
TICKER: RMTI CUSIP: 774374102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RONALD D. BOYD ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rocky Brands, Inc.
TICKER: RCKY CUSIP: 774515100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. FINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. COURTNEY HANING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS A. LOVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID N. SHARP �� ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rocky Mountain Chocolate Factory, Inc.
TICKER: RMCF CUSIP: 77467X101
MEETING DATE: 8/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANKLIN E. CRAIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE N. MORTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRYAN J. MERRYMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD A. KIEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLYDE WM. ENGLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT G. CAPDEVIELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rofin-Sinar Technologies Inc.
TICKER: RSTI CUSIP: 775043102
MEETING DATE: 3/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL F. BAASEL ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. SMOKE ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR GARY K. WILLIS ISSUER NO N/A N/A
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER NO N/A N/A
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTORS THOMAS LIMBERGER SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTORS GEBHARD RAINER SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.3: ELECT DIRECTORS JORDAN KOVLER SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR N/A
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR N/A
PROPOSAL #4: PERMIT STOCKHOLDERS HOLDING 15% OR MORE SHAREHOLDER YES AGAINST FOR
OF THE OUTSTANDING SHARES OF COMMON STOCK TO CALL A
SPECIAL MEETING
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rofin-Sinar Technologies Inc.
TICKER: RSTI CUSIP: 775043102
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rofin-Sinar Technologies Inc.
TICKER: RSTI CUSIP: 775043102
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL F. BAASEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. SMOKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY K. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rogers Corporation
TICKER: ROG CUSIP: 775133101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH L. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GANESH MOORTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE SIMONET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roka Bioscience, Inc.
TICKER: ROKA CUSIP: 775431109
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. JAMES BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROLLINS, INC.
TICKER: ROL CUSIP: 775711104
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. LAWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roper Technologies, Inc.
TICKER: ROP CUSIP: 776696106
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMY WOODS BRINKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. FORT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN D. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILBUR J. PREZZANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA G. THATCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosetta Resources Inc.
TICKER: ROSE CUSIP: 777779307
MEETING DATE: 7/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosetta Stone Inc.
TICKER: RST CUSIP: 777780107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. JOHN HASS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID NIERENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN P. YANKOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ross Stores, Inc.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BALMUTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. GUNNAR BJORKLUND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NORMAN A. FERBER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHARON D. GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE P. ORBAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE S. PEIROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA RENTLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rouse Properties, Inc.
TICKER: RSE CUSIP: 779287101
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rovi Corporation
TICKER: ROVI CUSIP: 779376102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR N. STEVEN LUCAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUTHANN QUINDLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rowan Companies plc
TICKER: RDC CUSIP: G7665A101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT WILLIAM E. ALBRECHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT THOMAS P. BURKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT GRAHAM HEARNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT THOMAS R. HIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT JACK B. MOORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT SUZANNE P. NIMOCKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT P. DEXTER PEACOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOHN J. QUICKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT TORE I. SANDVOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rowan Companies plc
TICKER: RDC CUSIP: G7665A101
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REAPPOINT DELOITTE LLP AS U.K. STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2: AUTHORIZE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bancshares of Pennsylvania, Inc.
TICKER: RBPAA CUSIP: 780081105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MURRAY STEMPEL, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. TABAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank Of Canada
TICKER: RY CUSIP: 780087102
MEETING DATE: 4/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACYNTHE COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOOS N. DARUVALA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID F. DENISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALICE D. LABERGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MCCAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID I. MCKAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HEATHER MUNROE-BLUM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDWARD SONSHINE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHLEEN P. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BRIDGET A. VAN ISSUER YES FOR FOR
KRALINGEN
PROPOSAL #1.14: ELECT DIRECTOR THIERRY VANDAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: CONFIRM BY-LAW AMENDMENT TO INCREASE ISSUER YES FOR FOR
MAXIMUM AGGREGATE BOARD COMPENSATION
PROPOSAL #5: SP 1: SIMPLIFY FINANCIAL REPORTING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Caribbean Cruises Ltd.
TICKER: RCL CUSIP: V7780T103
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD D. FAIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARITZA G. MONTIEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EYAL M. OFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS J. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BERNT REITAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VAGN O. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DONALD THOMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ARNE ALEXANDER ISSUER YES FOR FOR
WILHELMSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Gold, Inc.
TICKER: RGLD CUSIP: 780287108
MEETING DATE: 11/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GORDON J. BOGDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TONY A. JENSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMIE C. SOKALSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royale Energy, Inc.
TICKER: ROYL CUSIP: 78074G200
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPC, Inc.
TICKER: RES CUSIP: 749660106
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA H. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BILL J. DISMUKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPM International Inc.
TICKER: RPM CUSIP: 749685103
MEETING DATE: 10/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ABIZAID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. CARBONARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFFER D. DECKARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SALVATORE D. FAZZOLARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. GROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RSP Permian, Inc.
TICKER: RSPP CUSIP: 74978Q105
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH B. ARMES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. RAMSEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTI International Metals, Inc.
TICKER: RTI CUSIP: 74973W107
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL I. BOOKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD L. GALLATIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDITH E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERRY HOWARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTI Surgical, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 5/26/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER F. GEAREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCEACHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHON M. SINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIRLEY A. WEIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS JEFFREY D. GOLDBERG SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS DARREN P. LEHRICH SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTORS MARK D. STOLPER SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTORS FRANK R. WILLIAMS, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE THOMAS A. MCEACHIN SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE JONATHON M. SINGER SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE SHIRLEY A. WEIS SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RUBICON TECHNOLOGY, INC.
TICKER: RBCN CUSIP: 78112T107
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DON N. AQUILANO ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR DONALD R. CALDWELL ISSUER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR HESHAM M. GAD SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK H. JACOBS SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruby Tuesday, Inc.
TICKER: RT CUSIP: 781182100
MEETING DATE: 10/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. LANE CARDWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN T. CLAYTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY J. O'NEILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rudolph Technologies, Inc.
TICKER: RTEC CUSIP: 781270103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL H. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. 'RUSTY' RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. MARVIN RUSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruth's Hospitality Group, Inc.
TICKER: RUTH CUSIP: 783332109
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLA R. COOPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BANNUS B. HUDSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT S. MERRITT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN VITULI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE RESTRICTIONS ON REMOVAL OF DIRECTORS
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RXi Pharmaceuticals Corporation
TICKER: RXII CUSIP: 74979C303
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryder System, Inc.
TICKER: R CUSIP: 783549108
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TAMARA L. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ABBIE J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryerson Holding Corporation
TICKER: RYI CUSIP: 783754104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. LARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. NORMENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryman Hospitality Properties, Inc.
TICKER: RHP CUSIP: 78377T107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RACHNA BHASIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM F. HAGERTY, IV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN LEVINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR �� FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&P Global Inc.
TICKER: MHFI CUSIP: 580645109
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. HALDEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR REBECCA JACOBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HILDA OCHOA- ISSUER YES FOR FOR
BRILLEMBOURG
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS L. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL RAKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KURT L. SCHMOKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME FROM MCGRAW HILL ISSUER YES FOR FOR
FINANCIAL, INC. TO S&P GLOBAL INC.
PROPOSAL #3: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&T Bancorp, Inc.
TICKER: STBA CUSIP: 783859101
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD D. BRICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. GATTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES T. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. GRUBE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK W. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JERRY D. HOSTETTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. KRIEGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. PALERMO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES G. URTIN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR STEVEN J. WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&W Seed Company
TICKER: SANW CUSIP: 785135104
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLEN D. BORNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK S. GREWAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES B. SEIDLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM S. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GROVER T. WICKERSHAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK WONG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabre Corporation
TICKER: SABR CUSIP: 78573M104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE BRAVANTE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH OSNOSS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZANE ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safeguard Scientifics, Inc.
TICKER: SFE CUSIP: 786449207
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARA G. ASPINALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE A. DOBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN T. ZARRILLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety Insurance Group, Inc.
TICKER: SAFT CUSIP: 78648T100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERIC H. LINDEBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE M. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saga Communications, Inc.
TICKER: SGA CUSIP: 786598300
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARKE R. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD K. CHRISTIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROY F. COPPEDGE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY G. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sage Therapeutics, Inc.
TICKER: SAGE CUSIP: 78667J108
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KEVIN P. STARR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES FRATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sagent Pharmaceuticals, Inc.
TICKER: SGNT CUSIP: 786692103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY TAYLOR BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FEKETE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY KRIZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN OBERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saia, Inc.
TICKER: SAIA CUSIP: 78709Y105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. O'DELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. ROCKEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sajan, Inc.
TICKER: SAJA CUSIP: 79379T202
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHANNON ZIMMERMAN ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR ANGELA (ANGEL) ISSUER YES FOR FOR
ZIMMERMAN
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BENNO G. SAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS MAGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Salem Media Group, Inc.
TICKER: SALM CUSIP: 794093104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART W. EPPERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD G. ATSINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROLAND S. HINZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. RIDDLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN VENVERLOH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES KEET LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. ATSINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STUART W. EPPERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: salesforce.com, inc.
TICKER: CRM CUSIP: 79466L302
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEITH BLOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG CONWAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN HASSENFELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NEELIE KROES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR COLIN POWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SANFORD ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN V. ROOS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBIN WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYNARD WEBB ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SUSAN WOJCICKI ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Salisbury Bancorp, Inc.
TICKER: SAL CUSIP: 795226109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. ALLYN, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID B. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. GORDON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR POLLY DIANE HOE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. VARET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, P.A., LLC ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sally Beauty Holdings, Inc.
TICKER: SBH CUSIP: 79546E104
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE BUTTON BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTIAN A. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARSHALL E. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT R. MCMASTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN R. MULDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD W. RABIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanchez Energy Corporation
TICKER: SN CUSIP: 79970Y105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT A. GARCIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SEAN M. MAHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BANKS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. KHAYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANNE MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL JONES PITTMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON WORKING CONDITIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: IMPLEMENT A WATER QUALITY STEWARDSHIP SHAREHOLDER YES AGAINST FOR
POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporation
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONA ABUTALEB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. HENEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY G. NAKAMOTO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS A. STARLIPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MAIWURM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sangamo BioSciences, Inc.
TICKER: SGMO CUSIP: 800677106
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD O. LANPHIER, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL B. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. DILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. MENTO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. STEWART PARKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. RINGO ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanmina Corporation
TICKER: SANM CUSIP: 801056102
MEETING DATE: 3/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEIL R. BONKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EUGENE A. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN P. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH G. LICATA, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE SHORTRIDGE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JURE SOLA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santander Consumer USA Holdings Inc.
TICKER: SC CUSIP: 80283M101
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS G. DUNDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE GARCIA CANTERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. FERRISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VICTOR HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MÓNICA LÓPEZ-MONÍS ISSUER YES FOR FOR
GALLEGO
PROPOSAL #1.6: ELECT DIRECTOR JAVIER MALDONADO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BLYTHE MASTERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GERALD P. PLUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM RAINER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HEIDI UEBERROTH ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JASON A. KULAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santander Consumer USA Holdings Inc.
TICKER: SC CUSIP: 80283M101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE DONCEL RAZOLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. FERRISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. GUNN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VICTOR HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MARK P. HURLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON A. KULAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAVIER MALDONADO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BLYTHE MASTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD P. PLUSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM RAINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HEIDI UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HANS WIGZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAUL CENTERS, INC.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAGE LANSDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK F. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW M. SAUL, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SBA Communications Corporation
TICKER: SBAC CUSIP: 78388J106
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK LANGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY A. STOOPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCANA Corporation
TICKER: SCG CUSIP: 80589M102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON A. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN B. MARSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. MICALI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OUTSIDE DIRECTOR STOCK AWARDS IN ISSUER YES FOR FOR
LIEU OF CASH
PROPOSAL #4: AMEND OUTSIDE DIRECTOR STOCK AWARDS IN ISSUER YES FOR FOR
LIEU OF CASH
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ScanSource, Inc.
TICKER: SCSC CUSIP: 806037107
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BAUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. GRAINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. WHITCHURCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schlumberger Limited
TICKER: SLB CUSIP: 806857108
MEETING DATE: 4/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER L.S. CURRIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR V. MAUREEN KEMPSTON ISSUER YES FOR FOR
DARKES
PROPOSAL #1c: ELECT DIRECTOR PAAL KIBSGAARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NIKOLAY KUDRYAVTSEV ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LUBNA S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEO RAFAEL REIF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HENRI SEYDOUX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT AND APPROVE FINANCIALS AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #7: AMEND 2010 OMNIBUS STOCK INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schnitzer Steel Industries, Inc.
TICKER: SCHN CUSIP: 806882106
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. LARSSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scholastic Corporation
TICKER: SCHL CUSIP: 807066105
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BARGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. DAVIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR K.C. CALDABAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC P. VILLOUTREIX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDERSON D. WARLICK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SciClone Pharmaceuticals, Inc.
TICKER: SCLN CUSIP: 80862K104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON S. SAXE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRIEDHELM BLOBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY T. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG A. LAPOINTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIMON LI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS ZHONG TIAN ISSUER YES FOR FOR
LLP AS AUDITORS
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Science Applications International Corporation
TICKER: SAIC CUSIP: 808625107
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BEDINGFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH B. DUNIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY J. MORACO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD J. SANDERSON, JR.�� ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN R. SHANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. GAVIN ISAACS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD HADDRILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GABRIELLE K. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCES F. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SciQuest, Inc.
TICKER: SQI CUSIP: 80908T101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. STEVEN NELSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scripps Networks Interactive, Inc.
TICKER: SNI CUSIP: 811065101
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL MOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS B. PAUMGARTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY SAGANSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SCYNEXIS, Inc.
TICKER: SCYX CUSIP: 811292101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN F. HANHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK J. LANGLOIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUY MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. PATRICK MACHADO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARCO TAGLIETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seaboard Corporation
TICKER: SEB CUSIP: 811543107
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. BRESKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ADAMSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS W. BAENA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD I. SHIFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: SeaChange International, Inc.
TICKER: SEAC CUSIP: 811699107
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY SAMIT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARMINE VONA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROYCE E. WILSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seacoast Banking Corporation of Florida
TICKER: SBCF CUSIP: 811707801
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. ARCZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARYANN GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER O. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS S. HUDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ROSSIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CHRISTOPHER REGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAMBISA F. MOYO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KRISTEN M. ONKEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE TILENIUS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sealed Air Corporation
TICKER: SEE CUSIP: 81211K100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL CHU ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LAWRENCE R. CODEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PATRICK DUFF ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR NEIL LUSTIG ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KENNETH P. MANNING ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM J. MARINO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEROME A. PERIBERE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD L. WAMBOLD ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JERRY R. WHITAKER ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Holdings Corporation
TICKER: SHLD CUSIP: 812350106
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. DEPODESTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALESIA J. HAAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM C. KUNKLER, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN T. MNUCHIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Hometown and Outlet Stores, Inc.
TICKER: SHOS CUSIP: 812362101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E.J. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. GOOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. PHELAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILL POWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID ROBBINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaSpine Holdings Corporation
TICKER: SPNE CUSIP: 81255T108
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FEKETE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC E. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL G. WELCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaWorld Entertainment, Inc.
TICKER: SEAS CUSIP: 81282V100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER F. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Second Sight Medical Products, Inc.
TICKER: EYES CUSIP: 81362J100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILL MCGUIRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AARON MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW PFEFFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Security National Financial Corporation
TICKER: SNFCA CUSIP: 814785309
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT M. QUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. LYNN BECKSTEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. COOK ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT G. HUNTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR H. CRAIG MOODY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JASON G. OVERBAUGH ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR S. ANDREW QUIST ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NORMAN G. WILBUR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEI Investments Company
TICKER: SEIC CUSIP: 784117103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALFRED P. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM M. DORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Comfort Corporation
TICKER: SCSS CUSIP: 81616X103
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. HARRISON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHELLY R. IBACH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA R. MATAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Medical Holdings Corporation
TICKER: SEM CUSIP: 81619Q105
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL L. CARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selectica, Inc.
TICKER: SLTC CUSIP: 816288203
MEETING DATE: 9/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD SEMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL CASEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL GULLARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK STAKENAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selective Insurance Group, Inc.
TICKER: SIGI CUSIP: 816300107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BAUER �� ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. DAVID BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. BURVILLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT KELLY DOHERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CYNTHIA S. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD L. O'KELLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN S. SCHEID ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. BRIAN THEBAULT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP H. URBAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SemGroup Corporation
TICKER: SEMG CUSIP: 81663A105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BALLSCHMIEDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLIN G. CONNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semler Scientific, Inc.
TICKER: SMLR CUSIP: 81684M104
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT J. SEMLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS MURPHY- ISSUER YES FOR FOR
CHUTORIAN
PROPOSAL #1.3: ELECT DIRECTOR BRUCE J BARCLAY ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AIDAN M. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREG S. GARFIELD ISSUER YES AGAINST AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR 'ABBIE' ISSUER YES FOR FOR
LEIBOWITZ
PROPOSAL #1.7: ELECT DIRECTOR WAYNE T. PAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIRLEY L. SEMLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE PROVISIONS RELATING TO THE SERIES A, SERIES A-
1 AND SERIES A-2 PREFERRED STOCK
PROPOSAL #6: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sempra Energy
TICKER: SRE CUSIP: 816851109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PABLO A. FERRERO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. OUCHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM P. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK T. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES C. YARDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semtech Corporation
TICKER: SMTC CUSIP: 816850101
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLEN M. ANTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. BURRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROCKELL N. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MOHAN R. MAHESWARAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARMELO J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seneca Foods Corporation
TICKER: SENEA CUSIP: 817070501
MEETING DATE: 7/31/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR H. BAER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRAIG H. KAYSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS PAULSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senior Housing Properties Trust
TICKER: SNH CUSIP: 81721M109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY P. SOMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Senomyx, Inc.
TICKER: SNMX CUSIP: 81724Q107
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN A. BLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANN GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN POYHONEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY M. SHORT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENT SNYDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. TWOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensata Technologies Holding N.V.
TICKER: ST CUSIP: N7902X106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT PAUL EDGERLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MARTHA SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT BEDA BOLZENIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT JAMES E. HEPPELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MICHAEL J. JACOBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT CHARLES W. PEFFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT KIRK P. POND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT ANDREW TEICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT THOMAS WROE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT STEPHEN ZIDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR 2015
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #5: GRANT BOARD AUTHORITY TO REPURCHASE ISSUER YES FOR FOR
SHARES
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION TO INCLUDE ISSUER YES FOR FOR
A DERIVATIVE DISCLOSURE REQUIREMENT
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensient Technologies Corporation
TICKER: SXT CUSIP: 81725T100
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANK BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. CICHURSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FERGUS M. CLYDESDALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIO FERRUZZI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD W. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL MANNING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH MCKEITHAN- ISSUER YES FOR FOR
GEBHARDT
PROPOSAL #1.9: ELECT DIRECTOR ELAINE R. WEDRAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ESSIE WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sequenom, Inc.
TICKER: SQNM CUSIP: 817337405
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MYLA LAI-GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD M. LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE J. MACKEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID PENDARVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIRK VAN DEN BOOM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sequential Brands Group, Inc.
TICKER: SQBG CUSIP: 81734P107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEWART LEONARD JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seres Therapeutics, Inc.
TICKER: MCRB CUSIP: 81750R102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER J. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seritage Growth Properties
TICKER: SRG CUSIP: 81752R100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. FAWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Service Corporation International
TICKER: SCI CUSIP: 817565104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BUCKWALTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR L. LUND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. MECOM, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN OCHOA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceMaster Global Holdings, Inc.
TICKER: SERV CUSIP: 81761R109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE ANN GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. TILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceNow, Inc.
TICKER: NOW CUSIP: 81762P102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PAUL V. BARBER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RONALD E.F. CODD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR FRANK SLOOTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceSource International, Inc.
TICKER: SREV CUSIP: 81763U100
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES C. MADDEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS F. MENDOZA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServisFirst Bancshares, Inc.
TICKER: SFBS CUSIP: 81768T108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BROUGHTON, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR STANLEY M. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. RICHARD CASHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. FULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HATTON C. V. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXHON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Servotronics, Inc.
TICKER: SVT CUSIP: 817732100
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD C. COSGROVE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LUCION P. GYGAX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. HEDGES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RIGEL D. PIRRONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KENNETH D. TRBOVICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS D. TRBOVICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sevcon, Inc.
TICKER: SEV CUSIP: 81783K108
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. SCHENKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN G. SCHORR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER J. GARDEN SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW GOLDFARB SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SFX Entertainment, Inc.
TICKER: SFXE CUSIP: 784178303
MEETING DATE: 12/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F.X. SILLERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. BARNES, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW N. BAZOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY H. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PASQUALE MANOCCHIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL MEYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shake Shack Inc.
TICKER: SHAK CUSIP: 819047101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF FLUG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN GUILLEMIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sharps Compliance Corp.
TICKER: SMED CUSIP: 820017101
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. DALTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PARRIS H. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. TUSA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP C. ZERRILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SharpSpring, Inc.
TICKER: SHSP CUSIP: 820054104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEMYON DUKACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CARLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. TROOST ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VADIM YASINOVSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. BUCKEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MCCONNELL & JONES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenandoah Telecommunications Company
TICKER: SHEN CUSIP: 82312B106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER E. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DALE S. LAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ZERKEL, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiloh Industries, Inc.
TICKER: SHLO CUSIP: 824543102
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLOYD J. ABRUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE G. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIETER KAESGEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shoe Carnival, Inc.
TICKER: SCVL CUSIP: 824889109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLIFTON E. SIFFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. ASCHLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA R. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ShoreTel, Inc.
TICKER: SHOR CUSIP: 825211105
MEETING DATE: 11/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHANE ROBISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES D. KISSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANCE SKIDMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterfly, Inc.
TICKER: SFLY CUSIP: 82568P304
MEETING DATE: 12/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterfly, Inc.
TICKER: SFLY CUSIP: 82568P304
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER NORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH S. RAFAEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. ZEISSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterstock, Inc.
TICKER: SSTK CUSIP: 825690100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN ORINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SI Financial Group, Inc.
TICKER: SIFI CUSIP: 78425V104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHEO A. BROUILLARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER ENGLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sientra, Inc.
TICKER: SIEN CUSIP: 82621J105
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY HAINES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sierra Bancorp
TICKER: BSRR CUSIP: 82620P102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HOLLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNDA B. SCEARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORRIS A. THARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIFCO Industries, Inc.
TICKER: SIF CUSIP: 826546103
MEETING DATE: 3/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. GOTSCHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. CHAPMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. LIPSCOMB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD C. MOLTEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAYNE L. REITMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUDSON D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. SILK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NORMAN E. WELLS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 8/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL DODSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN MANNICHE ISSUER YES �� FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETE THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THINH Q. TRAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SigmaTron International, Inc.
TICKER: SGMA CUSIP: 82661L101
MEETING DATE: 9/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA K. FRAUENDORFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. RIECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE J. MANTIA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signal Genetics, Inc.
TICKER: SGNL CUSIP: 826640104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SAMUEL D. RICCITELLI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID A. GONYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DOUGLAS A. SCHULING ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBIN L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signature Bank
TICKER: SBNY CUSIP: 82669G104
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN TAMBERLANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUDITH A. HUNTINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DERRICK D. CEPHAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. TODD STITZER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VIRGINIA DROSOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DALE HILPERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK LIGHT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HELEN MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIANNE MILLER PARRS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS PLASKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT STACK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUSSELL WALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silgan Holdings Inc.
TICKER: SLGN CUSIP: 827048109
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. PHILIP SILVER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silicon Graphics International Corp.
TICKER: SGI CUSIP: 82706L108
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. VERDOORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES M. BOESENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. HAGEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORGE L. TITINGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silicon Laboratories Inc.
TICKER: SLAB CUSIP: 826919102
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK R. LAZAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Bay Realty Trust Corp.
TICKER: SBY CUSIP: 82735Q102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BROCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARYL J. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANUJA M. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRVIN R. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS SIERING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD N. WEISER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Spring Networks, Inc.
TICKER: SSNI CUSIP: 82817Q103
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. KUHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silvercrest Asset Management Group Inc.
TICKER: SAMG CUSIP: 828359109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALBERT S. MESSINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 4/19/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT ELEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM E. CLARK, II ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARK C. DORAMUS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EDWARD DRILLING ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EUGENE HUNT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR CHRISTOHER R. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR GEORGE A. MAKRIS, JR. ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR W. SCOTT MCGEORGE ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR JOSEPH D. PORTER ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR ROBERT L. SHOPTAW ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simon Property Group, Inc.
TICKER: SPG CUSIP: 828806109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLYN F. AEPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALLAN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REUBEN S. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL C. SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. ALBERT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simpson Manufacturing Co., Inc.
TICKER: SSD CUSIP: 829073105
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER N. LOURAS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES S. ANDRASICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY M. CUSUMANO ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR �� FOR
PROPOSAL #3: RATIFY GRANT THORTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simulations Plus, Inc.
TICKER: SLP CUSIP: 829214105
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER S. WOLTOSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THADDEUS H. GRASELA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Z. D'ARGENIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID RALPH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ROSE, SNYDER, AND JACOBS CPA'S AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinclair Broadcast Group, Inc.
TICKER: SBGI CUSIP: 829226109
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. DUNCAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE E. MCCANNA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. KEITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN R. LEADER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON SUSTAINABILITY, INCLUDING SHAREHOLDER YES AGAINST FOR
WORKPLACE DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sirius XM Holdings Inc.
TICKER: SIRI CUSIP: 82968B103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN L. AMBLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. CARLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR EVAN D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VANESSA A. WITTMAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID M. ZASLAV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sirona Dental Systems, Inc.
TICKER: SIRO CUSIP: 82966C103
MEETING DATE: 1/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SITO Mobile, Ltd.
TICKER: SITO CUSIP: 82988R203
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY HUG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN E. SANDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH A. BEATTY ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Six Flags Entertainment Corporation
TICKER: SIX CUSIP: 83001A102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. DUFFEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR USMAN NABI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN D. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES REID-ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sizmek Inc.
TICKER: SZMK CUSIP: 83013P105
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT K. GINSBURG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR XAVIER A. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM KLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CECIL H. MOORE JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL H. NGUYEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN E. RECHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER, A ISSUER YES FOR FOR
MEMBER OF ERNST & YOUNG GLOBAL, AS AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SJW Corp.
TICKER: SJW CUSIP: 784305104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHARINE ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA MAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD B. MOSKOVITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE E. MOSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. RICHARD ROTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. VAN VALER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skechers U.S.A., Inc.
TICKER: SKX CUSIP: 830566105
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED CLASS A AND CLASS B ISSUER YES FOR FOR
COMMON STOCK AND TO EFFECT STOCK SPLIT OF BOTH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skechers U.S.A., Inc.
TICKER: SKX CUSIP: 830566105
MEETING DATE: 5/25/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY GREENBERG ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON PLANS TO INCREASE BOARD SHAREHOLDER YES ABSTAIN AGAINST
DIVERSITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skullcandy, Inc.
TICKER: SKUL CUSIP: 83083J104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. SCOTT OLIVET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREG WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyline Corporation
TICKER: SKY CUSIP: 830830105
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR J. DECIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. FIRTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. FLOREA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY HAMMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. LAWSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. LINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD E. NEWSTED ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SkyWest, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL A. CHILDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skyworks Solutions, Inc.
TICKER: SWKS CUSIP: 83088M102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN L. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. FUREY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. MCLACHLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. SCHRIESHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO AMENDMENT OF BY-LAWS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO MERGER OR CONSOLIDATION
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO BUSINESS COMBINATION
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO CHARTER PROVISIONS GOVERNING DIRECTORS
PROPOSAL #8: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO CHARTER PROVISIONS GOVERNING ACTIONS BY
STOCKHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SL Green Realty Corp.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWIN THOMAS BURTON, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW W. MATHIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM Corporation
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL G. CHILD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARTER WARREN FRANKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD F. HUNT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARIANNE M. KELER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JIM MATHESON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JED H. PITCHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAYMOND J. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VIVIAN C. SCHNECK-LAST ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT S. STRONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SM Energy Company
TICKER: SM CUSIP: 78454L100
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY W. BICKLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. BRAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOREN M. LEIKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAVAN D. OTTOSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAMIRO G. PERU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart & Final Stores, Inc.
TICKER: SFS CUSIP: 83190B101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW A. GIANCAMILLI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ADAM L. STEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith & Wesson Holding Corporation
TICKER: SWHC CUSIP: 831756101
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR P. JAMES DEBNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL A. SALTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR I. MARIE WADECKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith Micro Software, Inc.
TICKER: SMSI CUSIP: 832154108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL GULKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY SINGERLEWAK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snap-on Incorporated
TICKER: SNA CUSIP: 833034101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN L. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHAN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. DUDLEY LEHMAN ISSUER �� YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snyder's-Lance, Inc.
TICKER: LNCE CUSIP: 833551104
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snyder's-Lance, Inc.
TICKER: LNCE CUSIP: 833551104
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. DENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. MORAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN C. SWANDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solar3D, Inc.
TICKER: SLTD CUSIP: 83417A209
MEETING DATE: 12/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. NELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABE EMARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK J. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK L. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. VAN SLOOTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIGHAM TOMCO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHANE MACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY LIGGETT, VOGT & WEBB, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #7: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SolarCity Corporation
TICKER: SCTY CUSIP: 83416T100
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNDON R. RIVE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H.N. FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES AGAINST AGAINST
DIRECTORS AND/OR NON-EXECUTIVE DIRECTORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SolarWinds, Inc.
TICKER: SWI CUSIP: 83416B109
MEETING DATE: 1/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solazyme, Inc.
TICKER: TVIA CUSIP: 83415T101
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL V. ARBIGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY FIDDLER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solera Holdings, Inc.
TICKER: SLH CUSIP: 83421A104
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solitario Exploration & Royalty Corp.
TICKER: XPL CUSIP: 8342EP107
MEETING DATE: 8/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR BRIAN LABADIE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARK E. JONES, III ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JOHN HAINEY ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR LEONARD HARRIS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR CHRISTOPHER E. HERALD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solitario Exploration & Royalty Corp.
TICKER: XPL CUSIP: 8342EP107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LABADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. JONES, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN HAINEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER E. HERALD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Automotive, Inc.
TICKER: SAH CUSIP: 83545G102
MEETING DATE: 4/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR B. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM I. BELK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VICTOR H. DOOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Corp.
TICKER: SONC CUSIP: 835451105
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. NEAL BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FEDERICO F. PEÑA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN E. THRONSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SONIC FOUNDRY, INC.
TICKER: SOFO CUSIP: 83545R207
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FREDERICK H. KOPKO, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonoco Products Company
TICKER: SON CUSIP: 835495102
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD G. KYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. JACK SANDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. WHIDDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR AGAINST
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonus Networks, Inc.
TICKER: SONS CUSIP: 835916503
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW W. BROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND P. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA D. A. REEVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT E. SCHUBERT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sophiris Bio Inc.
TICKER: SPHS CUSIP: 83578Q209
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LARS EKMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN (JACK) GELTOSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIM HEPPELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH L. TURNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sorrento Therapeutics, Inc.
TICKER: SRNE CUSIP: 83587F202
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY JI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. MARTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM D. JANDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS EBERSOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAISIM SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID H. DEMING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOTHEBY'S
TICKER: BID CUSIP: 835898107
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA M. BIBLIOWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THE DUKE OF DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OLIVIER REZA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHA E. SIMMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS S. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS M. WEIBLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sotherly Hotels Inc.
TICKER: SOHO CUSIP: 83600C103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW M. SIMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIM E. SIMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD S. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERSCHEL J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY C. ZINNI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South Jersey Industries, Inc.
TICKER: SJI CUSIP: 838518108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH S. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHEILA HARTNETT-DEVLIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICTOR A. FORTKIEWICZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M. HIGGINS, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUNITA HOLZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH H. PETROWSKI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL J. RENNA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK L. SIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ADDISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DEMERE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT R. HORGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. ROQUEMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. SALMONS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR B. ED SHELLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. WILLIAMSON, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southcoast Financial Corporation
TICKER: SOCB CUSIP: 84129R100
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. COATES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN F. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southcoast Financial Corporation
TICKER: SOCB CUSIP: 84129R100
MEETING DATE: 1/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern First Bancshares, Inc.
TICKER: SFST CUSIP: 842873101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEIGHTON M. CUBBAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. ORDERS, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ELLIOTT DAVIS DECOSIMO, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern National Bancorp of Virginia, Inc.
TICKER: SONA CUSIP: 843395104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. RODERICK PORTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BRUCE JENNINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southside Bancshares, Inc.
TICKER: SBSI CUSIP: 84470P109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALTON CADE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE R. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL W. POWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD W. THEDFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACE D. LIEBLEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RON RICKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS �� SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Bancorp, Inc.
TICKER: OKSB CUSIP: 844767103
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BERRY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN COHLMIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. CROCKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. FUNKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY J. LANIE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES M. MORRIS, II ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KAYSE M. SHRUM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Corporation
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TERRENCE 'TERRY' L. ISSUER YES FOR FOR
WRIGHT
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR �� FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRY W. RATHERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. WAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sovran Self Storage, Inc.
TICKER: SSS CUSIP: 84610H108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ATTEA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH F. MYSZKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES E. LANNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN R. RUSMISEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR L. HAVENER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK G. BARBERIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SP Plus Corporation
TICKER: SP CUSIP: 78469C103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G MARC BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL HALPERN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. ROATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. WILHELM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GORDON H. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Span-America Medical Systems, Inc.
TICKER: SPAN CUSIP: 846396109
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. COGGINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. DICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY ALLISON RAPPUHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS DECOSIMO, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spanish Broadcasting System, Inc.
TICKER: SBSA CUSIP: 846425833
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALARCON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. GARCIA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MANUEL E. MACHADO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JASON L. SHRINSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSE A. VILLAMIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL A. YELEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPAR Group, Inc.
TICKER: SGRP CUSIP: 784933103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK W. PARTRIDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. BARTELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR B. DROGUE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. ERIC MCCARTHEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JILL M. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Energy, Inc.
TICKER: SPKE CUSIP: 846511103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHAN KROEKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK W. EVANS, JR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Networks, Inc.
TICKER: LOV CUSIP: 84651P100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEE K. BARBA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL B. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR IAN V. JACOBS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR JOHN H. LEWIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR JONATHAN R. MATHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. TUREK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1h: ELECT DIRECTOR MICHAEL S. EGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: SEEK SALE OF COMPANY/ASSETS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Therapeutics, Inc.
TICKER: ONCE CUSIP: 84652J103
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. LORRIS BETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANAND MEHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOTA ZOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spartan Motors, Inc.
TICKER: SPAR CUSIP: 846819100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD HARBOUR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD F. DAUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. SHARMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SpartanNash Company
TICKER: SPTN CUSIP: 847215100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS EIDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK M. GAMBINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YVONNE R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH A. NICKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY J. O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HAWTHORNE L. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. FAST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. MOLFENTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. SWARTWOUT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK A. WILSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectra Energy Corp
TICKER: SE CUSIP: 847560109
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR F. ANTHONY COMPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MIRANDA C. HUBBS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectrum Brands Holdings, Inc.
TICKER: SPB CUSIP: 84763R101
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OMAR M. ASALI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NORMAN S. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectrum Pharmaceuticals, Inc.
TICKER: SPPI CUSIP: 84763A108
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILLES R. GAGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. KRASSNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIGI LENAZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY E. MAIDA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJESH C. SHROTRIYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOLATRAI VYAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Speedway Motorsports, Inc.
TICKER: TRK CUSIP: 847788106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD C. BYRD, JR. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spherix Incorporated
TICKER: SPEX CUSIP: 84842R304
MEETING DATE: 12/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. VANDER ZANDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY BALLABON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIM S. LEDWICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spherix Incorporated
TICKER: SPEX CUSIP: 84842R304
MEETING DATE: 2/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit AeroSystems Holdings, Inc.
TICKER: SPR CUSIP: 848574109
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES L. CHADWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULCHINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD T. KADISH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. PLUEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCIS RABORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit Airlines, Inc.
TICKER: SAVE CUSIP: 848577102
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARLTON D. DONAWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. ELKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MYRNA M. SOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spirit Realty Capital, Inc.
TICKER: SRC CUSIP: 84860W102
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE M. MOREFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. NOLAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS D. SENKBEIL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS P. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Splunk Inc.
TICKER: SPLK CUSIP: 848637104
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK CARGES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID HORNIK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS NEUSTAETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spok Holdings, Inc.
TICKER: SPOK CUSIP: 84863T106
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. BLAIR BUTTERFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. GALLOPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN O'REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW ORISTANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROYCE YUDKOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sportsman's Warehouse Holdings, Inc.
TICKER: SPWH CUSIP: 84920Y106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KAY L. TOOLSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sprint Corporation
TICKER: S CUSIP: 85207U105
MEETING DATE: 8/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NIKESH ARORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON BETHUNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MARCELO CLAURE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD FISHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MULLEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MASAYOSHI SON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sprouts Farmers Market, Inc.
TICKER: SFM CUSIP: 85208M102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHON A. BONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMIN N. MAREDIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPS Commerce, Inc.
TICKER: SPSC CUSIP: 78463M107
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. LEESTMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TAMI L. RELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. SMERKLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX Corporation
TICKER: SPXC CUSIP: 784635104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICKY D. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANA L. UTLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE J. LOWE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX FLOW, Inc.
TICKER: FLOW CUSIP: 78469X107
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE K. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS G. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Square 1 Financial, Inc.
TICKER: SQBK CUSIP: 85223W101
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Square, Inc.
TICKER: SQ CUSIP: 852234103
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL DEIGHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID VINIAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SS&C Technologies Holdings, Inc.
TICKER: SSNC CUSIP: 78467J100
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SMITA CONJEEVARAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. STONE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 7/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK B. LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. 'RANDY' ISSUER YES FOR FOR
MEIER
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. STEVEN ROUSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS E. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES SLACIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS E. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS TO REMOVE THE PROVISION ISSUER YES FOR FOR
REFERRING TO THE CURRENT NUMBER OF DIRECTORS
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAG Industrial, Inc.
TICKER: STAG CUSIP: 85254J102
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY D. FURBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY T. GUILLEMETTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS X. JACOBY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HANS S. WEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stage Stores, Inc.
TICKER: SSI CUSIP: 85254C305
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BAROCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELAINE D. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE M. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. GLAZER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA R. KRANC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MONTGORIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. CLAYTON REASOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stamps.com Inc.
TICKER: STMP CUSIP: 852857200
MEETING DATE: 6/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MOHAN P. ANANDA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StanCorp Financial Group, Inc.
TICKER: SFG CUSIP: 852891100
MEETING DATE: 11/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STANDARD MOTOR PRODUCTS, INC.
TICKER: SMP CUSIP: 853666105
MEETING DATE: 5/19/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. GETHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALISA C. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC P. SILLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE I. SILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK D. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD S. WARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Pacific Corp.
TICKER: SPF CUSIP: 85375C101
MEETING DATE: 9/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #6: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #7: ADOPT SURVIVING CORPORATION'S AMENDED ISSUER YES FOR FOR
AND RESTATED BYLAWS
PROPOSAL #8: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #9: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standex International Corporation
TICKER: SXI CUSIP: 854231107
MEETING DATE: 10/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES H. CANNON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD H. FICKENSCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Black & Decker, Inc.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA A. CREW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY LUISO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIANNE M. PARRS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stanley Furniture Company, Inc.
TICKER: STLY CUSIP: 854305208
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN PRILLAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTYN R. PUTNAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Staples, Inc.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DREW G. FAUST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CURTIS FEENY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL-HENRI FERRAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH A. HENRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starbucks Corporation
TICKER: SBUX CUSIP: 855244109
MEETING DATE: 3/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM W. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT M. GATES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES G. SHENNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLARA SHIH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND POLICIES TO ALLOW EMPLOYEES TO SHAREHOLDER YES AGAINST FOR
PARTICIPATE IN POLITICAL PROCESS WITH NO RETRIBUTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StarTek, Inc.
TICKER: SRT CUSIP: 85569C107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHAD A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK D. PLATING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BENJAMIN L. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT SHEFT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ED ZSCHAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H, LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Hotels & Resorts Worldwide, Inc.
TICKER: HOT CUSIP: 85590A401
MEETING DATE: 4/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Property Trust, Inc.
TICKER: STWD CUSIP: 85571B105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY G. DISHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAMILLE J. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SOLOMON J. KUMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Waypoint Residential Trust
TICKER: SWAY CUSIP: 85571W109
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERNALIZATION PLAN ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starz
TICKER: STRZA CUSIP: 85571Q102
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING L. AZOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. LYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Auto Financial Corporation
TICKER: STFC CUSIP: 855707105
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. MARKERT ISSUER YES FOR FOR
PROPOSAL #2: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Bank Financial Corporation
TICKER: STBZ CUSIP: 856190103
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BALKCOM, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARCHIE L. BRANSFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIM M. CHILDERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN Q. CURRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH W. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. HOUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM D. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT H. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. THOMAS WILEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State National Companies, Inc.
TICKER: SNC CUSIP: 85711T305
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GENE BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARSHA CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY LEDBETTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED REICHELT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Street Corporation
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETT F. BURNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM C. FREDA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMELIA C. FAWCETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LINDA A. HILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH L. HOOLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD P. SERGEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SteadyMed Ltd.
TICKER: STDY CUSIP: M84920103
MEETING DATE: 8/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RON GINOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR DONALD D. HUFFMAN AS ISSUER YES FOR FOR
EXTERNAL DIRECTOR FOR A THREE YEAR PERIOD
PROPOSAL #2b: ELECT DIRECTOR ELIZABETH CERMAK AS ISSUER YES FOR FOR
EXTERNAL DIRECTOR FOR A THREE YEAR PERIOD
PROPOSAL #3: APPROVE EXTERNAL DIRECTORS AND NON- ISSUER YES FOR FOR
EMPLOYEE DIRECTORS STOCK AWARDS/OPTIONS IN LIEU OF
PROPOSAL #4: APPROVE GRANTS OF STOCK OPTIONS TO ISSUER YES FOR FOR
EXTERNAL DIRECTORS AND NON-EMPLOYEE DIRECTORS
PROPOSAL #5: APPROVAL OF THE EXECUTION OF ISSUER YES AGAINST AGAINST
INDEMNIFICATION AGREEMENTS WITH THE EXTERNAL
PROPOSAL #6: APPROVE THE INCREASE IN THE ANNUAL ISSUER YES FOR FOR
SALARY OF THE CHIEF EXECUTIVE OFFICER
PROPOSAL #7: APPROVE COMPENSATION POLICY FOR THE ISSUER YES FOR FOR
DIRECTORS AND OFFICERS OF THE COMPANY
PROPOSAL #8: APPOINT KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steel Dynamics, Inc.
TICKER: STLD CUSIP: 858119100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. MILLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. TEETS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. BATES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH W. CORNEW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TRACI M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JURGEN KOLB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. MARCUCCILLI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRADLEY S. SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steelcase Inc.
TICKER: SCS CUSIP: 858155203
MEETING DATE: 7/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. BLANFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. PEW, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CATHY D. ROSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. WEGE, II ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR P. CRAIG WELCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATE PEW WOLTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stein Mart, Inc.
TICKER: SMRT CUSIP: 858375108
MEETING DATE: 6/21/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAWN ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRWIN COHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. COLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY COST ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LISA GALANTI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL W. LEGLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD L. SISISKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steiner Leisure Limited
TICKER: STNR CUSIP: P8744Y102
MEETING DATE: 11/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: StemCells, Inc.
TICKER: STEM CUSIP: 85857R204
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC BJERKHOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stemline Therapeutics, Inc.
TICKER: STML CUSIP: 85858C107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENNETH ZUERBLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STEPAN COMPANY
TICKER: SCL CUSIP: 858586100
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. QUINN STEPAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stereotaxis, Inc.
TICKER: STXS CUSIP: 85916J409
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DUANE DESISTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. MILLS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stericycle, Inc.
TICKER: SRCL CUSIP: 858912108
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES A. ALUTTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LYNN D. BLEIL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS F. CHEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROD F. DAMMEYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM K. HALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR �� FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STERIS Corporation
TICKER: STE CUSIP: 859152100
MEETING DATE: 8/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA L. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUELINE B. KOSECOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN M. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER M. ROSEBROUGH, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR MOHSEN M. SOHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. WAREHAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOYAL W. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STERIS Corporation
TICKER: STE CUSIP: 859152100
MEETING DATE: 10/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp
TICKER: STL CUSIP: 85917A100
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. CAHILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. CAPPELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAVY E. DJONOVIC ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERNANDO FERRER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. HELMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS G. KAHN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK KOPNISKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. LANDY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT W. LAZAR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN C. MILLMAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RICHARD O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BURT STEINBERG ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR CRAIG S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR WILLIAM E. WHISTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Construction Company, Inc.
TICKER: STRL CUSIP: 859241101
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAARTEN D. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. PATTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD O. SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILTON L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. VARELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steven Madden, Ltd.
TICKER: SHOO CUSIP: 556269108
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSE PEABODY LYNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER MIGLIORINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD P. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAVI SACHDEV ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS H. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMELIA NEWTON VARELA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE C. MOORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES TO ELIMINATE THE ISSUER YES AGAINST AGAINST
REQUIREMENT THAT THE BOARD SIZE BE SET AT NINE
DIRECTORS
PROPOSAL #7: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT A SPECIAL MEETING TO BE CALLED BY 25% OR MORE
AND TO ELIMINATE THE ABILITY TO ACT BY WRITTEN
PROPOSAL #8: AMEND ARTICLES TO ELIMINATE THE ISSUER YES FOR FOR
REQUIREMENT THAT SIX OF THE NINE DIRECTORS APPROVE
BOARD ACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. DILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HIMELFARB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALTON F. IRBY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR VICTOR J. NESI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. ZEMLYAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST &YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DUBINSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. GRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. MICHAUD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. OATES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BEN A. PLOTKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stillwater Mining Company
TICKER: SWC CUSIP: 86074Q102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE M. BEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. (MICK) ISSUER YES FOR FOR
MCMULLEN
PROPOSAL #1.3: ELECT DIRECTOR PATRICE E. MERRIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE PETER O'HAGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. PARRETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN D. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY A. SUGAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stock Building Supply Holdings, Inc.
TICKER: STCK CUSIP: 86101X104
MEETING DATE: 12/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stock Yards Bancorp, Inc.
TICKER: SYBT CUSIP: 861025104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. MCCAULEY BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. EDINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID P. HEINTZMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL G. HERDE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD NORTHERN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN M. PRIEBE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NICHOLAS X. SIMON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NORMAN TASMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KATHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stone Energy Corporation
TICKER: SGY CUSIP: 861642106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. CHRISTMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B.J. DUPLANTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. PATTAROZZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD E. POWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAY G. PRIESTLY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHYLLIS M. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID H. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stonegate Bank
TICKER: SGBK CUSIP: 861811107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GALLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF HOLDING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE KEIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFF NUDELMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE SEIDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID SELESKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN STRAUB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stonegate Mortgage Corporation
TICKER: SGM CUSIP: 86181Q300
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN BHATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. SCOTT MUMPHREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stoneridge, Inc.
TICKER: SRI CUSIP: 86183P102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN B. DEGAYNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. DRAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA C. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIM KORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. LASKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE S. MAYES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL J. SCHLATHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STORE Capital Corporation
TICKER: STOR CUSIP: 862121100
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORTON H. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER H. VOLK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. HIPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EINAR A. SEADLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJATH SHOURIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEREK SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR QUENTIN P. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straight Path Communications Inc.
TICKER: STRP CUSIP: 862578101
MEETING DATE: 1/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVIDI JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR K. CHRIS TODD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. WELD ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FRED S. ZEIDMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ZWICK & BANYAI, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strategic Hotels & Resorts, Inc.
TICKER: BEE CUSIP: 86272T106
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STRATTEC SECURITY CORPORATION
TICKER: STRT CUSIP: 863111100
MEETING DATE: 10/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD M. STRATTON II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. FLORSHEIM, JR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratus Properties Inc.
TICKER: STRS CUSIP: 863167201
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. ARMSTRONG, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. PORTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUEST THE COMPANY TO ENGAGE A SHAREHOLDER YES AGAINST FOR
NATIONALLY RECOGNIZED INVESTMENT BANKING FIRM TO
EXPLORE THE PROMPT SALE, MERGER OR OTHER BUSINESS
COMBINATION
PROPOSAL #1.1: ELECT DIRECTORS DAVID M. DEAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS MICHAEL L. KNAPP SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: REQUEST THE COMPANY TO ENGAGE A SHAREHOLDER NO N/A N/A
NATIONALLY RECOGNIZED INVESTMENT BANKING FIRM TO
EXPLORE THE PROMPT SALE, MERGER OR OTHER BUSINESS
COMBINATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strayer Education, Inc.
TICKER: STRA CUSIP: 863236105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. CASTEEN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLOTTE F. BEASON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD A. MILANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. THOMAS WAITE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR J. DAVID WARGO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Streamline Health Solutions, Inc.
TICKER: STRM CUSIP: 86323X106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL K. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLEN S. MOSELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. SIDES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH E. STARKEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. VALENTINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stryker Corporation
TICKER: SYK CUSIP: 863667101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD E. COX, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROCH DOLIVEUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LOUISE L. FRANCESCONI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN C. GOLSTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN A. LOBO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM U. PARFET ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANDREW K. SILVERNAIL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONDA E. STRYKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STURM, RUGER & COMPANY, INC.
TICKER: RGR CUSIP: 864159108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. COSENTINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL O. FIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA S. FROMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE G. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMIR P. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sucampo Pharmaceuticals, Inc.
TICKER: SCMP CUSIP: 864909106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MAUREEN E. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR �� FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suffolk Bancorp
TICKER: SCNB CUSIP: 864739107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN K. FINNERAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR F. GOODALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. KANDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAMESH N. SHAH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summer Infant, Inc.
TICKER: SUMR CUSIP: 865646103
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTY FOGELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN MARINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN MUSTACCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DERIAL H. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT STEBENNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD WENZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN J. ZELKOWICZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH J. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES TO REMOVE ANTITAKEOVER SHAREHOLDER YES AGAINST FOR
PROVISIONS TO OPT OUT OF MARYLAND'S UNSOLICITED
TAKEOVER ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Materials Inc.
TICKER: SUM CUSIP: 86614U100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS W. HILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR NEIL P. SIMPKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Bancorp, Inc.
TICKER: SNBC CUSIP: 86663B201
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SIDNEY R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY R. COSCIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. CLAY CREASEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER GALETTO, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELI KRAMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILBUR L. ROSS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KEITH STOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GRACE C. TORRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Communities, Inc.
TICKER: SUI CUSIP: 866674104
MEETING DATE: 7/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHANIE W. BERGERON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES R. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN M. HERMELIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL D. LAPIDES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLUNET R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RANDALL K. ROWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY A. SHIFFMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Communities, Inc.
TICKER: SUI CUSIP: 866674104
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHANIE W. BERGERON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN M. HERMELIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLUNET R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD L. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY A. SHIFFMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Hydraulics Corporation
TICKER: SNHY CUSIP: 866942105
MEETING DATE: 5/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC BERTONECHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE LEMAITRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW D. AFRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunEdison Semiconductor Limited
TICKER: SEMI CUSIP: Y8213L102
MEETING DATE: 7/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTONIO R. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GIDEON ARGOV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. BARTHOLOMEUSZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY A. BECK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUSTINE F. LIEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHAKER SADASIVAM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ABDUL JABBAR BIN KARAM ISSUER YES AGAINST AGAINST
DIN
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTORS' CASH ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunesis Pharmaceuticals, Inc.
TICKER: SNSS CUSIP: 867328601
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOMER L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunPower Corporation
TICKER: SPWR CUSIP: 867652406
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD CLEMENT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DENIS GIORNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE A. LESJAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunrun Inc.
TICKER: RUN CUSIP: 86771W105
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN JURICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN VASSALLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Bancorp, Inc.
TICKER: SBCP CUSIP: 86777J108
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Bancorp, Inc.
TICKER: SBCP CUSIP: 86777J108
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH H. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. FLOYD HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. POMMERENING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY H. ROLLYSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARION SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HACKER, JOHNSON & SMITH PA AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Heart, Inc.
TICKER: SSH CUSIP: 86782U106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ERB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. WALLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunstone Hotel Investors, Inc.
TICKER: SHO CUSIP: 867892101
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH M. LOCKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunTrust Banks, Inc.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALLAS S. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KYLE PRECHTL LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. ROGERS, JR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK P. SCRUGGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE L. TANNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Super Micro Computer, Inc.
TICKER: SMCI CUSIP: 86800U104
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHIU-CHU (SARA) LIU ISSUER YES FOR FOR
LIANG
PROPOSAL #1.2: ELECT DIRECTOR HWEI-MING (FRED) TSAI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superconductor Technologies Inc.
TICKER: SCON CUSIP: 867931404
MEETING DATE: 11/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN J. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BRUYNESTEYN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. HOCKEMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. MCELYA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY C. MCQUAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCISCO S. URANGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES AGAINST N/A
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTORS MATTHEW GOLDFARB SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS F. JACK LIEBAU, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTORS RYAN J. MORRIS SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE MICHAEL R. SHAREHOLDER NO N/A N/A
BRUYNESTEYN
PROPOSAL #1.5: MANAGEMENT NOMINEE JACK A. HOCKEMA SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE PAUL J. HUMPHRIES SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAMES S. MCELYA SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE DONALD J. STEBBINS SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER NO N/A N/A
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER NO N/A N/A
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERIOR UNIFORM GROUP, INC.
TICKER: SGC CUSIP: 868358102
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN M. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MELLINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Supernus Pharmaceuticals, Inc.
TICKER: SUPN CUSIP: 868459108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK A. KHATTAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. NUERGE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERVALU INC.
TICKER: SVU CUSIP: 868536103
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAM DUNCAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATHEW M. PENDO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MATTHEW E. RUBEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1i: ELECT DIRECTOR WAYNE C. SALES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GERALD L. STORCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Support.com, Inc.
TICKER: SPRT CUSIP: 86858W101
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH CHOLAWSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH FETTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOWELL ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONI PORTMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TIM STANLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM STEPHENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BLOOM SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. KELLEY SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY L. RADOFF SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR JOSHUA E. SCHECHTER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR ERIC SINGER SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER NO N/A N/A
PROPOSAL #5: REDUCE AUTHORIZED COMMON STOCK ISSUER NO N/A N/A
PROPOSAL #6: APPROVE TAX BENEFITS PRESERVATION PLAN ISSUER NO N/A N/A
PROPOSAL #7: RATIFY BDO USA, LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #8: ADJOURN MEETING ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Supreme Industries, Inc.
TICKER: STS CUSIP: 868607102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD L. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. NEILSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgery Partners, Inc.
TICKER: SGRY CUSIP: 86881A100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ADAM FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgical Care Affiliates, Inc.
TICKER: SCAI CUSIP: 86881L106
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW P. HAYEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK A. HESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA SKEETE TATUM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SurModics, Inc.
TICKER: SRDX CUSIP: 868873100
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD B. KALICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAWN T. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sussex Bancorp
TICKER: SBBX CUSIP: 869245100
MEETING DATE: 4/27/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BRANCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE H. CARISTIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY LABOZZETTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT MCNERNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SVB Financial Group
TICKER: SIVB CUSIP: 78486Q101
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG W. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. BENHAMOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. CLAPPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER F. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL P. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LATA KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY N. MAGGIONCALDA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATE D. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swift Transportation Company
TICKER: SWFT CUSIP: 87074U101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY MOYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. DOZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID VANDER PLOEG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. RILEY, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swisher Hygiene Inc.
TICKER: SWSH CUSIP: 870808300
MEETING DATE: 10/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR JOSEPH BURKE ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR RICHARD L. HANDLEY ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR WILLIAM M. PIERCE ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #3e: ELECT DIRECTOR DAVID PRUSSKY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL L. WHITING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. DELONG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLOS E. EVANS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symantec Corporation
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 11/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANITA M. SANDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ESTABLISH PUBLIC POLICY BOARD COMMITTEE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symetra Financial Corporation
TICKER: SYA CUSIP: 87151Q106
MEETING DATE: 11/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symmetry Surgical Inc.
TICKER: SSRG CUSIP: 87159G100
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. KRELLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symmetry Surgical Inc.
TICKER: SSRG CUSIP: 87159G100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES BURNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synacor, Inc.
TICKER: SYNC CUSIP: 871561106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARWAN FAWAZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synalloy Corporation
TICKER: SYNL CUSIP: 871565107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG C. BRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. CALLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN S. GAYNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY L. GUY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMY J. MICHTICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JAMES W. TERRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT W. WHITE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MURRAY H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synaptics Incorporated
TICKER: SYNA CUSIP: 87157D109
MEETING DATE: 10/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. BUCHANAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH B. GEESLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES L. WHIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synchronoss Technologies, Inc.
TICKER: SNCR CUSIP: 87157B103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNIE M. MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synchrony Financial
TICKER: SYF CUSIP: 87165B103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET M. KEANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAGET L. ALVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARTHUR W. COVIELLO, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM W. GRAYLIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROY A. GUTHRIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. HARTNACK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JEFFREY G. NAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREL J. RICHIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synergy Pharmaceuticals Inc.
TICKER: SGYP CUSIP: 871639308
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELVIN K. SPIGELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN F. JOSLYN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY S. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synergy Resources Corporation
TICKER: SYRG CUSIP: 87164P103
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. SCAFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICK A. WILBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILL M. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE SEWARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R.W. 'BUD' NOFFSINGER, ISSUER YES FOR FOR
III
PROPOSAL #1.9: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synergy Resources Corporation
TICKER: SYRG CUSIP: 87164P103
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICK A. WILBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synopsys, Inc.
TICKER: SNPS CUSIP: 871607107
MEETING DATE: 3/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHI-FOON CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED CASTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANICE D. CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBORAH A. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRYSOSTOMOS L. 'MAX' ISSUER YES FOR FOR
NIKIAS
PROPOSAL #1.8: ELECT DIRECTOR JOHN SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY VALLEE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN C. WALSKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synovus Financial Corp.
TICKER: SNV CUSIP: 87161C501
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CATHERINE A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TIM E. BENTSEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN T. BUTLER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ELIZABETH W. CAMP ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR T. MICHAEL GOODRICH ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JERRY W. NIX ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR HARRIS PASTIDES ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOSEPH J. PROCHASKA, JR. ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR KESSEL D. STELLING ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MELVIN T. STITH ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR BARRY L. STOREY ISSUER YES FOR FOR
PROPOSAL #1L: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syntel, Inc.
TICKER: SYNT CUSIP: 87162H103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PARITOSH K. CHOKSI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BHARAT DESAI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOEKE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RAJESH MASHRUWALA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NITIN RAKESH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PRASHANT RANADE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR VINOD K. SAHNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEERJA SETHI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Synthesis Energy Systems, Inc.
TICKER: SYMX CUSIP: 871628103
MEETING DATE: 11/20/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORENZO LAMADRID ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT RIGDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENIS SLAVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY RUBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR XU, ZIWANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. BROWN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Sypris Solutions, Inc.
TICKER: SYPR CUSIP: 871655106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT GILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT SROKA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sysco Corporation
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN M. CASSADAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JUDITH B. CRAVEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSHUA D. FRANK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JONATHAN GOLDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH A. HAFNER, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-JOACHIM KOERBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY S. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD G. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Systemax Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD LEEDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEEDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LEEDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE REINHOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STACY DICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIE ADLER-KRAVECAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TERMINATION OF CERTAIN CORPORATE ISSUER YES FOR FOR
GOVERNANCE RESTRICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T. Rowe Price Group, Inc.
TICKER: TROW CUSIP: 74144T108
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD C. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR H. LAWRENCE CULP, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREEMAN A. HRABOWSKI, ISSUER YES FOR FOR
III
PROPOSAL #1f: ELECT DIRECTOR ROBERT F. MACLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OLYMPIA J. SNOWE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM J. STROMBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DWIGHT S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON AND ASSESS PROXY VOTING SHAREHOLDER YES AGAINST FOR
POLICIES IN RELATION TO CLIMATE CHANGE POSITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T2 Biosystems, Inc.
TICKER: TTOO CUSIP: 89853L104
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BILENKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CIMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
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ISSUER: Tableau Software, Inc.
TICKER: DATA CUSIP: 87336U105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN CHABOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER STOLTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. SECHREST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. MICHAEL BECKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALLEN I. QUESTROM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS TO REQUIRE THE RESIGNATION ISSUER YES FOR FOR
OF ANY DIRECTOR WHO DOES NOT RECEIVE A MAJORITY VOTE
IN UNCONTESTED DIRECTOR ELECTIONS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Take-Two Interactive Software, Inc.
TICKER: TTWO CUSIP: 874054109
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STRAUSS ZELNICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. BOWMAN �� ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DORNEMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J MOSES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL SHERESKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN TOLSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Talen Energy Corp
TICKER: TLN CUSIP: 87422J105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK M. BERNTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. CASEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP G. COX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. FARR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tandem Diabetes Care, Inc.
TICKER: TNDM CUSIP: 875372104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. ROEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE I. TREU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tandy Leather Factory, Inc.
TICKER: TLF CUSIP: 87538X105
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK ANGUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHANNON L. GREENE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T. FIELD LANGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFERSON GRAMM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. MANNES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. EDWARD MARTIN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tanger Factory Outlet Centers, Inc.
TICKER: SKT CUSIP: 875465106
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. CITRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIDGET M. RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SCHUMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. TANGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Targa Resources Corp.
TICKER: TRGP CUSIP: 87612G101
MEETING DATE: 2/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Targa Resources Corp.
TICKER: TRGP CUSIP: 87612G101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RENE R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WATERS S. DAVIS, IV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS TONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Targacept, Inc.
TICKER: TRGT CUSIP: 87611R306
MEETING DATE: 8/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES AGAINST AGAINST
PROPOSAL #3: CHANGE COMPANY NAME TO CATALYST ISSUER YES FOR FOR
BIOSCIENCES, INC.
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ERROL B. DE SOUZA ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #8: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Target Corporation
TICKER: TGT CUSIP: 87612E106
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HENRIQUE DE CASTRO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT L. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARY E. MINNICK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DERICA W. RICE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KENNETH L. SALAZAR ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES ABSTAIN AGAINST
SELECTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TASER International, Inc.
TICKER: TASR CUSIP: 87651B104
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GARNREITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HADI PARTOVI ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taubman Centers, Inc.
TICKER: TCO CUSIP: 876664103
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME A. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG M. HATKOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TAYLOR DEVICES, INC.
TICKER: TAYD CUSIP: 877163105
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD G. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BURGESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY LUMSDEN & MCCORMICK, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taylor Morrison Home Corporation
TICKER: TMHC CUSIP: 87724P106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELVIN DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES HENRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJATH SHOURIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TCF Financial Corporation
TICKER: TCB CUSIP: 872275102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. BIEBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE J. BIGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. COOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG R. DAHL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN L. GRANDSTRAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS F. JASPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VANCE K. OPPERMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES M. RAMSTAD ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROGER J. SIT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JULIE H. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR BARRY N. WINSLOW ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR RICHARD A. ZONA ISSUER YES FOR FOR
PROPOSAL #2: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TD Ameritrade Holding Corporation
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BHARAT B. MASRANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR IRENE R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD M. RICKETTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN R. TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TE Connectivity Ltd.
TICKER: TEL CUSIP: H84989104
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE R. CURTIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL A. ("JOHN") ISSUER YES FOR FOR
DAVIDSON
PROPOSAL #1d: ELECT DIRECTOR JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM A. JEFFREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR YONG NAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ELECT BOARD CHAIRMAN THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DANIEL J. PHELAN AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3b: ELECT PAULA A. SNEED AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #3c: ELECT JOHN C. VAN SCOTER AS MEMBER OF ISSUER YES FOR FOR
MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE
PROPOSAL #4: DESIGNATE JVO GRUNDLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #5.1: ACCEPT ANNUAL REPORT FOR FISCAL YEAR ISSUER YES FOR FOR
ENDED SEPTEMBER 26, 2014
PROPOSAL #5.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
FOR FISCAL YEAR ENDED SEPTEMBER 26, 2014
PROPOSAL #5.3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 26, 2014
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #7.1: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING SEPTEMBER 25, 2015
PROPOSAL #7.2: RATIFY DELOITTE AG AS SWISS REGISTERED ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.3: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
SPECIAL AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF EXECUTIVE MANAGEMENT
PROPOSAL #10: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF BOARD OF DIRECTORS
PROPOSAL #11: APPROVE ALLOCATION OF AVAILABLE ISSUER YES FOR FOR
EARNINGS FOR FISCAL YEAR 2014
PROPOSAL #12: APPROVE DECLARATION OF DIVIDEND ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
CAPITAL AND RELATED AMENDMENTS
PROPOSAL #15: APPROVE REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #16: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team Health Holdings, Inc.
TICKER: TMH CUSIP: 87817A107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR H. LYNN MASSINGALE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL D. SNOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWIN M. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT OSTFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT D. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. LUCAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYLVIA J. KERRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMMETT J. LESCROART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED W. OWEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TearLab Corporation
TICKER: TEAR CUSIP: 878193101
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIAS VAMVAKAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY E. ALTIG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS N. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIENNE L. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH S. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL M. KARPECKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD L. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD E. RINDELL ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR BROCK J. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TechTarget, Inc.
TICKER: TTGT CUSIP: 87874R100
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEONARD P. FORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY M. STRAKOSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TECO Energy, Inc.
TICKER: TE CUSIP: 872375100
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEGNA Inc.
TICKER: TGNA CUSIP: 87901J105
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LIDIA FONSECA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JILL GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HENRY W. MCGEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN NESS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRUCE P. NOLOP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tejon Ranch Co.
TICKER: TRC CUSIP: 879080109
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. ALTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. BETTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. TISCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TELADOC, INC.
TICKER: TDOC CUSIP: 87918A105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON GOREVIC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANA G. MEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES OUTLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teledyne Technologies Incorporated
TICKER: TDY CUSIP: 879360105
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES CROCKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT MEHRABIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANE C. SHERBURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER �� YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teleflex Incorporated
TICKER: TFX CUSIP: 879369106
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA C. BARRON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. KIM FOSTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenav, Inc.
TICKER: TNAV CUSIP: 879455103
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HP JIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. ZAELIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telephone and Data Systems, Inc.
TICKER: TDS CUSIP: 879433829
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. OFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL H. SARANOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. SUGARMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TeleTech Holdings, Inc.
TICKER: TTEC CUSIP: 879939106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH D. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY L. BAHL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. CONLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT N. FRERICHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC L. HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHRIKANT MEHTA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN J. ANENEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teligent, Inc.
TICKER: TLGT CUSIP: 87960W104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON GRENFELL-GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NARENDRA N. BORKAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. GALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN CELENTANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROLE S. BEN-MAIMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tel-Instrument Electronics Corp.
TICKER: TIK CUSIP: 879165207
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY C. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE J. LEON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN A. FLETCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tempur Sealy International, Inc.
TICKER: TPX CUSIP: 88023U101
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EVELYN S. DILSAVER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. HEIL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON L. LUTHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR USMAN NABI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD W. NEU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT B. TRUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenax Therapeutics, Inc.
TICKER: TENX CUSIP: 88032L100
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD R. BLANCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. DITONNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY PEPIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHRIS A. RALLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MITCHUM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenax Therapeutics, Inc.
TICKER: TENX CUSIP: 88032L100
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD R. BLANCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY A. DITONNO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES MITCHUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY PEPIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GERALD T. PROEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CHRIS A. RALLIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenet Healthcare Corporation
TICKER: THC CUSIP: 88033G407
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. ROBERT KERREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FREDA C. LEWIS-HALL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD R. PETTINGILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MATTHEW J. RIPPERGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR TAMMY ROMO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RANDOLPH C. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tengasco, Inc.
TICKER: TGC CUSIP: 88033R205
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. BEHRENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGHREE F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER E. SALAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. THON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tengasco, Inc.
TICKER: TGC CUSIP: 88033R205
MEETING DATE: 3/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. AUSTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. CHRIS KILLINGSTAD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID WINDLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenneco Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradata Corporation
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL P. GIANONI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR L. LUND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradyne, Inc.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL W. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK E. JAGIELA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terex Corporation
TICKER: TEX CUSIP: 880779103
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. CHRIS ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAULA H. J. CHOLMONDELEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD DEFOSSET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN L. GARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAIMUND KLINKNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID A. SACHS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terreno Realty Corporation
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. MERLONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Territorial Bancorp Inc.
TICKER: TBNK CUSIP: 88145X108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK W. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS E. TANAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESARO, Inc.
TICKER: TSRO CUSIP: 881569107
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEON (LONNIE) O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID M. MOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE M. ALLEVA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES O. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EARL M. (DUKE) COLLIER, ISSUER YES FOR FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR GARRY A. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KAVITA PATEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco Corporation
TICKER: TESO CUSIP: 88157K101
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FERNANDO R. ASSING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. DYMENT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. KOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. VANCE MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIJIO V. SERRANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla Motors, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD W. BUSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA EHRENPREIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesoro Corporation
TICKER: TSO CUSIP: 881609101
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PAT MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J.W. NOKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICK Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESSCO Technologies Incorporated
TICKER: TESS CUSIP: 872386107
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT B. BARNHILL , ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. BELETIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY G. BAITLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BENN R. KONSYNSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS J. SHAUGHNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MORTON F. ZIFFERER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tessera Technologies, Inc.
TICKER: TSRA CUSIP: 88164L100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. STOUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS LACEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TUDOR BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetra Tech, Inc.
TICKER: TTEK CUSIP: 88162G103
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN L. BATRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. HADEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. TRULY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIRSTEN M. VOLPI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TETRA Technologies, Inc.
TICKER: TTI CUSIP: 88162F105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. GLICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH E. WHITE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TetraLogic Pharmaceuticals Corporation
TICKER: TLOG CUSIP: 88165U109
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KEVIN BUCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. SCHMITT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetraphase Pharmaceuticals, Inc.
TICKER: TTPH CUSIP: 88165N105
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN FREUND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. KEITH CARGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. BARTHOLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Roadhouse, Inc.
TICKER: TXRH CUSIP: 882681109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY N. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. PARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN N. WIDMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textainer Group Holdings Limited
TICKER: TGH CUSIP: G8766E109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MACCARONE ISSUER YES �� AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY R. COTTINGHAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HYMAN SHWIEL ISSUER YES AGAINST AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textron Inc.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT C. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR IVOR J. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAIN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LORD POWELL OF BAYSWATER ISSUER YES FOR FOR
KCMG
PROPOSAL #1j: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES L. ZIEMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textura Corporation
TICKER: TXTR CUSIP: 883211104
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISTI ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TFS Financial Corporation
TICKER: TFSL CUSIP: 87240R107
MEETING DATE: 2/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN J. COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. FIALA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. RINGENBACH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARC A. STEFANSKI ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TG Therapeutics, Inc.
TICKER: TGTX CUSIP: 88322Q108
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE N. CHARNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YANN ECHELARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH HOBERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL HUME ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK SCHOENEBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ADT Corporation
TICKER: ADT CUSIP: 00101J106
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD DALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY DONAHUE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NAREN GURSAHANEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIDGETTE HELLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHLEEN HYLE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHRISTOPHER HYLEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ADT Corporation
TICKER: ADT CUSIP: 00101J106
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Advisory Board Company
TICKER: ABCO CUSIP: 00762W107
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANJU K. BANSAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. FELSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. GRUA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KELT KINDICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. MUSSLEWHITE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK R. NEAMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEON D. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEANNE M. ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOLLY K. KOEPPEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS IMPACT OF A 2 DEGREE SCENARIO SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Allstate Corporation
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERMIT R. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES FOR FOR
MEHTA
PROPOSAL #1e: ELECT DIRECTOR JACQUES P. PEROLD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Andersons, Inc.
TICKER: ANDE CUSIP: 034164103
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ANDERSON, ISSUER YES FOR FOR
SR.
PROPOSAL #1.2: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK E. BOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD L. MENNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK S. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. STOUT, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANCORP, INC.
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERSH KOZLOV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK M. MASTRANGELO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MEI-MEI TUAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANCORP, INC.
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERSH KOZLOV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MEI-MEI TUAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of New York Mellon Corporation
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. GARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDMUND F. 'TED' KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CATHERINE A. REIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1e: ELECT DIRECTOR LYNN J. GOOD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON WEAPON SALES TO ISRAEL SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bon-Ton Stores, Inc.
TICKER: BONT CUSIP: 09776J101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN BUFANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. GLEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIM GRUMBACHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TODD C. MCCARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL T. MOTULSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL E. RIGBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBRA K. SIMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boston Beer Company, Inc.
TICKER: SAM CUSIP: 100557107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BURWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SPILLANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN-MICHEL VALETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BRINK'S COMPANY
TICKER: BCO CUSIP: 109696104
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. FELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE I. STOECKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Buckle, Inc.
TICKER: BKE CUSIP: 118440106
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HIRSCHFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN B. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BILL L. FAIRFIELD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE L. HOBERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. HUSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. PEETZ, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES E. SHADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cato Corporation
TICKER: CATO CUSIP: 149205106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. HARDING STOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD I. WEISIGER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN K. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cheesecake Factory Incorporated
TICKER: CAKE CUSIP: 163072101
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID OVERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEROME I. KRANSDORF ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURENCE B. MINDEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOUGLAS L. SCHMICK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HERBERT SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chefs' Warehouse, Inc.
TICKER: CHEF CUSIP: 163086101
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINICK CERBONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. COURI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH CUGINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN DEBENEDETTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN GUARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN HANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN PAPPAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chemours Company
TICKER: CC CUSIP: 163851108
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY J. BELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: RETAIN CLASSIFIED BOARD STRUCTURE ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Children's Place, Inc.
TICKER: PLCE CUSIP: 168905107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE ELFERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN PATRICIA GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH GROMEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTAIN PROVISIONS OF THE COMPANY'S CHARTER
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTAIN PROVISIONS OF THE COMPANY'S BYLAWS
PROPOSAL #8: AMEND ADVANCE NOTICE FOR SHAREHOLDER ISSUER YES FOR FOR
PROPOSALS
PROPOSAL #9: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #10: AMEND CHARTER TO REMOVE AN UNCOMMON ISSUER YES FOR FOR
PROVISION GOVERNING COMPROMISES WITH CREDITORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 10/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Clorox Company
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/18/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENNO DORER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SPENCER C. FLEISCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE J. HARAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ESTHER LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGELIO REBOLLEDO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC BOLLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANA BOTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. DALEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR �� FOR
PROPOSAL #1.9: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR DAVID B. WEINBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: LIMIT/PROHIBIT ACCELERATED VESTING OF SHAREHOLDER YES AGAINST FOR
AWARDS
PROPOSAL #7: REPORT ON CONSISTENCY BETWEEN CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND POLITICAL CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Container Store Group, Inc.
TICKER: TCS CUSIP: 210751103
MEETING DATE: 8/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KRISTOFER GALASHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MELISSA REIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAJENDRA ('RAJ') ISSUER YES FOR FOR
SISODIA
PROPOSAL #1.4: ELECT DIRECTOR CARYL STERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cooper Companies, Inc.
TICKER: COO CUSIP: 216648402
MEETING DATE: 3/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. THOMAS BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL H. KALKSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. PETERSMEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN E. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. WEISS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STANLEY ZINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dixie Group, Inc.
TICKER: DXYN CUSIP: 255519100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES E. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR D. KENNEDY FRIERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR WALTER W. HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOWRY F. KLINE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HILDA S. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MURREY, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL L. OWENS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK LOUGHRIDGE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAYMOND J. MILCHOVICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dun & Bradstreet Corporation
TICKER: DNB CUSIP:�� 26483E100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT P. CARRIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CINDY CHRISTY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTOPHER J. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES N. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANASTASSIA LAUTERBACH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS J. MANNING ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDALL D. MOTT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JUDITH A. REINSDORF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The E. W. Scripps Company
TICKER: SSP CUSIP: 811054402
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROGER L. OGDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. MARVIN QUIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Eastern Company
TICKER: EML CUSIP: 276317104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDRICK D. DISANTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. HENRY ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS AND TO ISSUER YES FOR FOR
ELECT DIRECTORS BY MAJORITY VOTE
PROPOSAL #3: RATIFY FIONDELLA, MILONE & LASARACINA ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Empire District Electric Company
TICKER: EDE CUSIP: 291641108
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSS C. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT J. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. JAMES SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Empire District Electric Company
TICKER: EDE CUSIP: 291641108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ensign Group, Inc.
TICKER: ENSG CUSIP: 29358P101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTOINETTE T. HUBENETTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Estee Lauder Companies Inc.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ExOne Company
TICKER: XONE CUSIP: 302104104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR S. KENT ROCKWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN IRVIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND J. KILMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY F. PASHKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LLOYD A. SEMPLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM F. STROME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHNEIDER DOWNS & COMPANY, INC. ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Female Health Company
TICKER: FHCO CUSIP: 314462102
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONNA FELCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY MARGARET FRANK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. GARGIULO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.5: ELECT DIRECTOR SHARON MECKES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW S. LOVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR O.B. PARRISH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD P. CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL M. SATO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancorp, Inc.
TICKER: FNLC CUSIP: 31866P102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE M. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GREGORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENEE W. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY C. MCKIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK N. ROSBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORNELIUS J. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID B. SOULE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE B. TINDAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancshares, Inc.
TICKER: FBMS CUSIP: 318916103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. BOMBOY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. RICKY GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. RAY (HOPPY) COLE, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR FRED A. MCMURRY ISSUER YES FOR FOR
PROPOSAL #1.5: RATIFY T.E. LOTT & COMPANY AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Marblehead Corporation
TICKER: FMD CUSIP: 320771207
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY Y. BEKAVAC ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER S. DROTCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. EDDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SETH GELBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. HANSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL MEYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First of Long Island Corporation
TICKER: FLIC CUSIP: 320734106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. CANARICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER L. COVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC J. TVETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Gap, Inc.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TRACY GARDNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ISABELLA D. GOREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ARTHUR PECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KATHERINE TSANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36162J106
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE MYERS WOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON HUMAN RIGHTS POLICY SHAREHOLDER YES AGAINST FOR
IMPLEMENTATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldfield Corporation
TICKER: GV CUSIP: 381370105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. BICKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARVEY C. EADS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. FAZZINI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANFORTH E. LEITNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. SOTTILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK E. TUCKER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MARK O. WINKELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROHIBIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
TO PURSUE GOVERNMENT SERVICE
PROPOSAL #5: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goodyear Tire & Rubber Company
TICKER: GT CUSIP: 382550101
MEETING DATE: 4/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. CONATY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. FIRESTONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WERNER GEISSLER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. MCGLADE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL J. MORELL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RODERICK A. PALMORE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR MICHAEL R. WESSEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Gorman-Rupp Company
TICKER: GRC CUSIP: 383082104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ANN HARLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER H. LAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. WAYNE WALSTON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Greenbrier Companies, Inc.
TICKER: GBX CUSIP: 393657101
MEETING DATE: 1/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE C. MCDOUGALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Habit Restaurants, Inc.
TICKER: HABT CUSIP: 40449J103
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN KARP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. KADOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hackett Group, Inc.
TICKER: HCKT CUSIP: 404609109
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TED A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. RIVERO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN T.G. WIX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hain Celestial Group, Inc.
TICKER: HAIN CUSIP: 405217100
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD C. BERKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. HEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND W. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER MELTZER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT M. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIANNE SHAPIRA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hanover Insurance Group, Inc.
TICKER: THG CUSIP: 410867105
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. ANGELINI ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN C. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH R. RAMRATH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hartford Financial Services Group, Inc.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERESA W. ROSEBOROUGH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTOPHER J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hershey Company
TICKER: HSY CUSIP: 427866108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA M. ARWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BILBREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. MALCOLM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. MEAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS J. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID L. SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON USE OF NANOMATERIALS IN SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Home Depot, Inc.
TICKER: HD CUSIP: 437076102
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERARD J. ARPEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HELENA B. FOULKES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE M. HEWETT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CRAIG A. MENEAR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK VADON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT AND SHAREHOLDER YES AGAINST FOR
REPORT ON DIVERSITY POLICIES
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Howard Hughes Corporation
TICKER: HHC CUSIP: 44267D107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM FLATTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY FURBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLEN MODEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR R. SCOT SELLERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN SHEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BURTON M. TANSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY ANN TIGHE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID R. WEINREB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The InterGroup Corporation
TICKER: INTG CUSIP: 458685104
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. WINFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROLD R. BABIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Interpublic Group of Companies, Inc.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH ELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY J. STEELE ISSUER YES FOR FOR
GUILFOILE
PROPOSAL #1.5: ELECT DIRECTOR DAWN HUDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The J. M. Smucker Company
TICKER: SJM CUSIP: 832696405
MEETING DATE: 8/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VINCENT C. BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL J. DOLAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NANCY LOPEZ KNIGHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH VALK LONG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY A. OATEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SANDRA PIANALTO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALEX SHUMATE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK T. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TIMOTHY P. SMUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON PLANS TO INCREASE RENEWABLE SHAREHOLDER YES AGAINST FOR
ENERGY USE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The J.G. Wentworth Company
TICKER: JGW CUSIP: 46618D108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERARD VAN SPAENDONCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCISCO J. RODRIGUEZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Joint Corp.
TICKER: JYNT CUSIP: 47973J102
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES AMOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG P. COLMAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN P. COLMAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD V. DAVELLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM R. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRET SANDERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The KEYW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 8/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH BONANNI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BILL CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE CHAO ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN HANNON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEN MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ART MONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROLINE PISANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK WILLARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The KEYW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH BONANNI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BILL CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN HANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRIS INGLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN MINIHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART MONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROLINE PISANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK SOPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BILL WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kraft Heinz Company
TICKER: KHC CUSIP: 500754106
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY E. ABEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDRE BEHRING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TRACY BRITT COOL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE PAULO LEMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARCEL HERRMANN TELLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kroger Co.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORA A. AUFREITER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE GATES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
PROPOSAL #5: ASSESS ENVIRONMENTAL IMPACT OF NON- SHAREHOLDER YES AGAINST FOR
RECYCLABLE PACKAGING
PROPOSAL #6: ASSESS FEASIBILITY AND BENEFITS OF SHAREHOLDER YES AGAINST FOR
ADOPTING QUANTITATIVE RENEWABLE ENERGY GOALS
PROPOSAL #7: ADOPT A PAYOUT POLICY GIVING PREFERENCE SHAREHOLDER YES AGAINST FOR
TO SHARE BUYBACKS OVER DIVIDENDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The L.S. Starrett Company
TICKER: SCX CUSIP: 855668109
MEETING DATE: 10/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. LEMOINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. STARRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Laclede Group, Inc.
TICKER: LG CUSIP: 505597104
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA D. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUZANNE SITHERWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN VAN LOKEREN ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Laclede Group, Inc.
TICKER: LG CUSIP: 505597104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE COMPANY NAME TO SPIRE INC. ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Macerich Company
TICKER: MAC CUSIP: 554382101
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR M. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD C. COPPOLA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN R. HASH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRED S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIANA M. LAING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MASON G. ROSS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN L. SOBOROFF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANDREA M. STEPHEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571108
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE MARIA ALAPONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. COONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JESSE A. LYNN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. DAVID MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BARRY L. PENNYPACKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. PFEIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MARCUS CORPORATION
TICKER: MCS CUSIP: 566330106
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. MCKEITHAN, JR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRONSON J. HAASE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. ERICSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MARCUS CORPORATION
TICKER: MCS CUSIP: 566330106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL F. MCKEITHAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRONSON J. HAASE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. ERICSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The McClatchy Company
TICKER: MNI CUSIP: 579489105
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE W. OSTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK R. RUIZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MEDICINES COMPANY
TICKER: MDCO CUSIP: 584688105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR WILLIAM W. CROUSE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HIROAKI SHIGETA ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Men's Wearhouse, Inc.
TICKER: MW CUSIP: 587118100
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. SECHREST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLEN I. QUESTROM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR B. MICHAEL BECKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: The Michaels Companies, Inc.
TICKER: MIK CUSIP: 59408Q106
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSH BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NADIM EL GABBANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MONTE E. FORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS S. KLESSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW S. LEVIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES A. QUELLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CARL S. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR PETER F. WALLACE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Middleby Corporation
TICKER: MIDD CUSIP: 596278101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELIM A. BASSOUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH PALISI CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. LAMB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHY L. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP G. PUTNAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
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ISSUER: The Mosaic Company
TICKER: MOS CUSIP: 61945C103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #2: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR TIMOTHY S. GITZEL ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DIRECTOR DENISE C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #3e: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #3f: ELECT DIRECTOR ROBERT L. LUMPKINS ISSUER YES FOR FOR
PROPOSAL #3g: ELECT DIRECTOR WILLIAM T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #3h: ELECT DIRECTOR JAMES ('JOC') C. ISSUER YES FOR FOR
O'ROURKE
PROPOSAL #3i: ELECT DIRECTOR JAMES L. POPOWICH ISSUER YES FOR FOR
PROPOSAL #3j: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #3k: ELECT DIRECTOR STEVEN M. SEIBERT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Navigators Group, Inc.
TICKER: NAVG CUSIP: 638904102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAUL L. BASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H.J. MERVYN BLAKENEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERENCE N. DEEKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY A. GALANSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT V. MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. PLATTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE C. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARC M. TRACT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New Home Company Inc.
TICKER: NWHM CUSIP: 645370107
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WAYNE STELMAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAM BAKHSHANDEHPOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BERCHTOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY P. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New York Times Company
TICKER: NYT CUSIP: 650111107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL E. CESAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOICHI ITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARA KHOSROWSHAHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. KOHLBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REBECCA VAN DYCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ONE Group Hospitality, Inc.
TICKER: STKS CUSIP: 88338K103
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JONATHAN SEGAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Pep Boys - Manny, Moe & Jack
TICKER: PBY CUSIP: 713278109
MEETING DATE: 7/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE SCACCETTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. SWEETWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. HOTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. NARDELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT P. SIDER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. JACK LIEBAU, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MATTHEW GOLDFARB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Phoenix Companies, Inc.
TICKER: PNX CUSIP: 71902E604
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The PNC Financial Services Group, Inc.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE RODGERS ISSUER YES FOR FOR
CHESHIRE
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. DEMCHAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW T. FELDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Priceline Group Inc.
TICKER: PCLN CUSIP: 741503403
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY M. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY H. BOYD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN L. DOCTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY E. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. GUYETTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NANCY B. PERETSMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG W. RYDIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LYNN M. VOJVODICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN DESMOND-HELLMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR A.G. LAFLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID S. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART B. BURGDOERFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #3: REMOVE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
APPLICABLE TO PREFERRED STOCK
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KRISTI L. MEINTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
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ISSUER: The RMR Group Inc.
TICKER: RMR CUSIP: 74967R106
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BARRY M. PORTNOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WALTER C. WATKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK N. ISSUER YES FOR FOR
ZEYTOONJIAN
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: The Rubicon Project, Inc.
TICKER: RUBI CUSIP: 78112V102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUMANT MANDAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. SPILLANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ryland Group, Inc.
TICKER: RYL CUSIP: 783764103
MEETING DATE: 9/28/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADOPT SURVIVING CORPORATION'S AMENDED ISSUER YES FOR FOR
AND RESTATED CERTIFICATE OF INCORPORATION
PROPOSAL #3: ADOPT SURVIVING CORPORATION'S AMENDED ISSUER YES FOR FOR
AND RESTATED BYLAWS
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Scotts Miracle-Gro Company
TICKER: SMG CUSIP: 810186106
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM HANFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE HAGEDORN ISSUER YES FOR FOR
LITTLEFIELD
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE SHERWIN-WILLIAMS COMPANY
TICKER: SHW CUSIP: 824348106
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR F. ANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER M. CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID F. HODNIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS G. KADIEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN G. MORIKIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATTHEW THORNTON, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Southern Company
TICKER: SO CUSIP: 842587107
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JUANITA POWELL BARANCO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JON A. BOSCIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY A. 'HAL' CLARK, ISSUER YES FOR FOR
III
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. FANNING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID J. GRAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WARREN A. HOOD, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM G. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR STEVEN R. SPECKER ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LARRY D. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR E. JENNER WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE FAIR PRICE PROVISION ISSUER YES FOR FOR
PROPOSAL #5: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: REPORT ON STRATEGY FOR ALIGNING WITH 2 SHAREHOLDER YES AGAINST FOR
DEGREE SCENARIO
PROPOSAL #10: REPORT ON FINANCIAL RISKS OF STRANDED SHAREHOLDER YES AGAINST FOR
CARBON ASSETS
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ISSUER: THE SPECTRANETICS CORPORATION
TICKER: SPNC CUSIP: 84760C107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT DRAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. JENNINGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. RUGGIO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The St. Joe Company
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE L. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STANLEY MARTIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VITO S. PORTERA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Timken Company
TICKER: TKR CUSIP: 887389104
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARIA A. CROWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD G. KYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. PALMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AJITA G. RAJENDRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WARD J. TIMKEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. CHING ISSUER �� YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNIE HERRMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCLUDE EXECUTIVE DIVERSITY AS A SHAREHOLDER YES AGAINST FOR
PERFORMANCE MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #5: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Toro Company
TICKER: TTC CUSIP: 891092108
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. BUHRMASTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. OLSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. O'ROURKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER A. TWOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR PHILIP T. (PETE) ISSUER YES FOR FOR
RUEGGER, III
PROPOSAL #1k: ELECT DIRECTOR TODD C. SCHERMERHORN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ALAN D. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ultimate Software Group, Inc.
TICKER: ULTI CUSIP: 90385D107
MEETING DATE: 5/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SCOTT SCHERR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALOIS T. LEITER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Valspar Corporation
TICKER: VAL CUSIP: 920355104
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY E. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Valspar Corporation
TICKER: VAL CUSIP: 920355104
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK G. PARKER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Wendy's Company
TICKER: WEN CUSIP: 95058W100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EMIL J. BROLICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS M. KASS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH A. LEVATO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHELLE 'MICH' J. ISSUER YES FOR FOR
MATHEWS-SPRADLIN
PROPOSAL #1h: ELECT DIRECTOR MATTHEW H. PELTZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TODD A. PENEGOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER H. ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARTHUR B. WINKLEBLACK ISSUER YES FOR FOR
PROPOSAL #2: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Western Union Company
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HIKMET ERSEK �� ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD A. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERTO G. MENDOZA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL A. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANCES FRAGOS TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SOLOMON D. TRUJILLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The WhiteWave Foods Company
TICKER: WWAV CUSIP: 966244105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN L. GREEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANTHONY J. MAGRO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DOREEN A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Williams Companies, Inc.
TICKER: WMB CUSIP: 969457100
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The York Water Company
TICKER: YORW CUSIP: 987184108
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JODY L. KELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN R. RASMUSSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Theravance Biopharma, Inc.
TICKER: TBPH CUSIP: G8807B106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK E WINNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT V. GUNDERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. MOLINEAUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONAL O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermo Fisher Scientific Inc.
TICKER: TMO CUSIP: 883556102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NELSON J. CHAI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JIM P. MANZI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermon Group Holdings, Inc.
TICKER: THR CUSIP: 88362T103
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY L. BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCUS J. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. MCGINTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. NESSER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL W. PRESS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. SORRENTINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TheStreet, Inc.
TICKER: TST CUSIP: 88368Q103
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY S. KRAMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Third Point Reinsurance Ltd.
TICKER: TPRE CUSIP: G8827U100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RAFE DE LA GUERONNIERE ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: ELECTION OF DESIGNATED COMPANY DIRECTORS ISSUER YES FOR FOR
OF NON-U.S. SUBSIDIARIES
PROPOSAL #4: APPROVE ERNST & YOUNG LTD AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thor Industries, Inc.
TICKER: THO CUSIP: 885160101
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW E. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thoratec Corporation
TICKER: THOR CUSIP: 885175307
MEETING DATE: 10/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Threshold Pharmaceuticals, Inc.
TICKER: THLD CUSIP: 885807206
MEETING DATE: 6/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE C. COZADD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tidewater Inc.
TICKER: TDW CUSIP: 886423102
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. JAY ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. DU MOULIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORRIS E. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. WAYNE LEONARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD D. PATERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. PATTAROZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY M. PLATT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. POTTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CINDY B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK E. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIER REIT, Inc.
TICKER: TIER CUSIP: 88650V208
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. AISNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES G. DANNIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT W. FORDHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M. JASON MATTOX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN W. PARTRIDGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. RONALD WITTEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIER REIT, Inc.
TICKER: TIER CUSIP: 88650V208
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES G. DANNIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT W. FORDHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. RONALD WITTEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiffany & Co.
TICKER: TIF CUSIP: 886547108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. KOWALSKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FREDERIC CUMENAL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ABBY F. KOHNSTAMM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES K. MARQUIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER W. MAY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM A. SHUTZER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT S. SINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT AND ISSUE A GENERAL PAYOUT POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TigerLogic Corporation
TICKER: TIGR CUSIP: 8867EQ101
MEETING DATE: 9/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD W. KOE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. BALLINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tile Shop Holdings, Inc.
TICKER: TTS CUSIP: 88677Q109
MEETING DATE: 7/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER T. COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. RUCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM E. WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tilly's, Inc.
TICKER: TLYS CUSIP: 886885102
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEZY SHAKED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUG COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDMOND THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD ZEICHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Timberland Bancorp, Inc.
TICKER: TSBK CUSIP: 887098101
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. SAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. SMITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELAP LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Inc.
TICKER: TIME CUSIP: 887228104
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH A. RIPP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN M. FAHEY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS J. FITZSIMONS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BETSY D. HOLDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. RANDALL MACDONALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD S. ROLFE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR HOWARD STRINGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL P. ZEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Cable Inc.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROLE BLACK ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER R. HAJE ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT D. MARCUS ISSUER �� YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES AGAINST AGAINST
PROPOSAL #1l: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Cable Inc.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Inc.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TimkenSteel Corporation
TICKER: TMST CUSIP: 887399103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD T. MISHEFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. RICE �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiptree Financial Inc.
TICKER: TIPT CUSIP: 88822Q103
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN ILANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLEY GOLDWASSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan International, Inc.
TICKER: TWI CUSIP: 88830M102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICE M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Machinery Inc.
TICKER: TITN CUSIP: 88830R101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY DARDIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TiVo Inc.
TICKER: TIVO CUSIP: 888706108
MEETING DATE: 7/22/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. AQUINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. WOLZIEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
�� ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: T-Mobile US, Inc.
TICKER: TMUS CUSIP: 872590104
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. MICHAEL BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DANNENFELDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SRIKANT M. DATAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE H. GUFFEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHEUS HOTTGES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUNO JACOBFEUERBORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAPHAEL KUBLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR THORSTEN LANGHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. LEGERE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND CLAWBACK POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tobira Therapeutics, Inc.
TICKER: TBRA CUSIP: 88883P101
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ECKARD WEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY H. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GWEN A. MELINCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tobira Therapeutics, Inc.
TICKER: TBRA CUSIP: 88883P101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENT FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PIERRE LEGAULT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS PODLESAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tofutti Brands Inc.
TICKER: TOF CUSIP: 88906B105
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID MINTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NEAL S. AXELROD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH N. HIMY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT KORMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLYN SNITOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokai Pharmaceuticals, Inc.
TICKER: TKAI CUSIP: 88907J107
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. BARBERICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. KESSLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Brothers, Inc.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. YEARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT S. BLANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD G. BOEHNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. BRAEMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL B. MARBACH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. MCLEAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN A. NOVICK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL E. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CARL E. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANDRA A. PARKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tonix Pharmaceuticals Holding Corp.
TICKER: TNXP CUSIP: 890260201
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH LEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STUART DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK GRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD W. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES E. MATHER, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN RHODES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL SAKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOOTSIE ROLL INDUSTRIES, INC.
TICKER: TR CUSIP: 890516107
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LANA JANE LEWIS-BRENT ISSUER �� YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRE A. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAULA M. WARDYNSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TopBuild Corp.
TICKER: BLD CUSIP: 89055F103
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS W. ARCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEC C. COVINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY TO ISSUER YES ONE YEAR FOR
ONE YEAR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOR Minerals International, Inc.
TICKER: TORM CUSIP: 890878309
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE ANN EHMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS M. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OLAF KARASCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. PAUKEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD A. PAULSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. PAULSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TAN CHIN YONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchlight Energy Resources, Inc.
TICKER: TRCH CUSIP: 89102U103
MEETING DATE: 9/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN BRDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLARD G. MCANDREW, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR JERRY D. BARNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. DEVEREAUX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EUNIS L. SHOCKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CALVETTI FERGUSON AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OUTSIDE DIRECTOR STOCK AWARDS IN ISSUER YES FOR FOR
LIEU OF CASH
PROPOSAL #6: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #7: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Torchmark Corporation
TICKER: TMK CUSIP: 891027104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARILYN A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. BOREN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE M. BUCHAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY M. HUTCHISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DARREN M. REBELEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL J. ZUCCONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total System Services, Inc.
TICKER: TSS CUSIP: 891906109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER W. DRIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SIDNEY E. HARRIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MASON H. LAMPTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CONNIE D. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP W. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN T. TURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RICHARD W. USSERY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR M. TROY WOODS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES D. YANCEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower International, Inc.
TICKER: TOWR CUSIP: 891826109
MEETING DATE: 4/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEV KAPADIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK MALCOLM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towers Watson & Co.
TICKER: TW CUSIP: 891894107
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towerstream Corporation
TICKER: TWER CUSIP: 892000100
MEETING DATE: 8/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP URSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD L. HARONIAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM J. BUSH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towerstream Corporation
TICKER: TWER CUSIP: 892000100
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES BELOW MARKET ISSUER YES FOR FOR
PRICE
PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW MARKET ISSUER YES FOR FOR
PRICE
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Town Sports International Holdings, Inc.
TICKER: CLUB CUSIP: 89214A102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN J. ANNESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON M. FISH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GIARDINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK WALSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. ROBERT ASTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. LEE BAYNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. BROYLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADFORD L. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MORGAN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARRY T. LESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH W. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. THURMOND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. LEWIS WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE APPOINTMENT OF MEMBERS TO THE ISSUER YES FOR FOR
RESPECTIVE BOARDS OF DIRECTORS OF THE TOWNEBANKING
GROUPS AND TOWNE FINANCIAL SERVICES
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Townsquare Media, Inc.
TICKER: TSQ CUSIP: 892231101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN PRICE ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID QUICK ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GARY GINSBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRACON Pharmaceuticals, Inc.
TICKER: TCON CUSIP: 89237H100
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN T. WORLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tractor Supply Company
TICKER: TSCO CUSIP: 892356106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHNSTON C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER D. BEWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. HALBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE MACKENZIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDNA K. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. WEIKEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trade Street Residential, Inc.
TICKER: TSRE CUSIP: 89255N203
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trans World Entertainment Corporation
TICKER: TWMC CUSIP: 89336Q100
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN HANAKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH G. MORONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL NAHL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. SOLOW ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransAct Technologies Incorporated
TICKER: TACT CUSIP: 892918103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GRAHAM Y. TANAKA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transcat, Inc.
TICKER: TRNS CUSIP: 893529107
MEETING DATE: 9/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ALAN H. RESNICK ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR LEE D. RUDOW ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR CARL E. SASSANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transcontinental Realty Investors, Inc.
TICKER: TCI CUSIP: 893617209
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. JAKUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TED R. MUNSELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FARMER, FUGUA & HUFF, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransDigm Group Incorporated
TICKER: TDG CUSIP: 893641100
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM DRIES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MERVIN DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GRAFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. NICHOLAS HOWLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND LAUBENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT SMALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransEnterix, Inc.
TICKER: TRXC CUSIP: 89366M201
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. LAVIOLETTE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TODD M. POPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA BIFFI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE H. HSIAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM N. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AFTAB R. KHERANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. MILNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. PFENNIGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM N. STARLING ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transgenomic, Inc.
TICKER: TBIO CUSIP: 89365K305
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. PATZIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL KINNON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADJUST PAR VALUE OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3: APPROVE CANCELLATION OF THIRD AND FOURTH ISSUER YES FOR FOR
DIVIDEND INSTALLMENTS
PROPOSAL #4: ELECT DIRECTOR JEREMY D. THIGPEN ISSUER YES FOR FOR
PROPOSAL #5: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIG CUSIP: H8817H100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROPRIATION OF AVAILABLE EARNINGS FOR ISSUER YES FOR FOR
FISCAL YEAR 2015
PROPOSAL #4: APPROVE THE RENEWAL OF AUTHORIZED SHARE ISSUER YES FOR FOR
CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5A: ELECT GLYN A. BARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5B: ELECT VANESSA C.L. CHANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5C: ELECT FREDERICO F. CURADO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5D: ELECT CHADWICK C. DEATON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5E: ELECT VINCENT J. INTRIERI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5F: ELECT MARTIN B. MCNAMARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5G: ELECT SAMUEL J. MERKSAMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5H: ELECT MERRILL A. 'PETE' MILLER, JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5I: ELECT EDWARD R. MULLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5J: ELECT TAN EK KIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5K: ELECT JEREMY D. THIGPEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MERRILL A. 'PETE' MILLER, JR. AS ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #7A: APPOINT FREDERICO F. CURADO AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7B: APPOINT VINCENT J. INTRIERI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #7C: APPOINT MARTIN B. MCNAMARA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7D: APPOINT TAN EK KIA AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #8: DESIGNATE SCHWEIGER ADVOKATUR/NOTARIAT ISSUER YES FOR FOR
AS INDEPENDENT PROXY
PROPOSAL #9: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2016 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11A: APPROVE MAXIMUM REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR THE PERIOD BETWEEN THE 2016 AND 2017
ANNUAL GENERAL MEETINGS IN THE AMOUNT OF USD 4.12
MILLION
PROPOSAL #11B: APPROVE MAXIMUM REMUNERATION OF THE ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2017 IN THE
AMOUNT OF USD 29.62 MILLION
PROPOSAL #12: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TransUnion
TICKER: TRU CUSIP: 89400J107
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE M. AWAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIDDHARTH N. (BOBBY) ISSUER YES WITHHOLD AGAINST
MEHTA
PROPOSAL #1.3: ELECT DIRECTOR ANDREW PROZES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelzoo Inc.
TICKER: TZOO CUSIP: 89421Q205
MEETING DATE: 5/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLGER BARTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH BARTEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL KARG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONOVAN NEALE-MAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BEATRICE TARKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAROLINE TSAY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRC Companies, Inc.
TICKER: TRR CUSIP: 872625108
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. THOMAS CASEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN M. DUFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GROGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE C. ISSUER YES FOR FOR
HILDEBRANDT
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER P. VINCZE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS E. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trecora Resources
TICKER: TREC CUSIP: 894648104
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON UPFILL-BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY K. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tredegar Corporation
TICKER: TG CUSIP: 894650100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN D. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TreeHouse Foods, Inc.
TICKER: THS CUSIP: 89469A104
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE V. BAYLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TREMOR VIDEO, INC.
TICKER: TRMR CUSIP: 89484Q100
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SCHECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trevena, Inc.
TICKER: TRVN CUSIP: 89532E109
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEON (LONNIE) O. ISSUER YES FOR FOR
MOULDER, JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trex Company, Inc.
TICKER: TREX CUSIP: 89531P105
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. POSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRI Pointe Group, Inc.
TICKER: TPH CUSIP: 87265H109
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS F. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE B. BURROWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER D. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS B. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY S. STERNLICHT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triangle Petroleum Corporation
TICKER: TPLM CUSIP: 89600B201
MEETING DATE: 7/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY A. ANEED ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUS HALAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDAL MATKALUK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN MINNEHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN SAMUELS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tribune Media Company
TICKER: TRCO CUSIP: 896047503
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. KARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSS LEVINSOHN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER E. MURPHY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tribune Publishing Company
TICKER: TPUB CUSIP: 896082104
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL CRENSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN C. DEARBORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. DIBBLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. FERRO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. RECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD TANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE CAROL CRENSHAW SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE JUSTIN C. DEARBORN SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE DAVID E. DIBBLE SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE MICHAEL W. FERRO, SHAREHOLDER NO N/A N/A
JR.
PROPOSAL #1.5: MANAGEMENT NOMINEE PHILIP G. FRANKLIN SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE EDDY W. HARTENSTEIN SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE RICHARD A. RECK SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE DONALD TANG SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. AMARAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. GAGE CHRYSLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORY W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. A. HASBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK W. KILKENNY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. KOEHNEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN A. MARIANI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR W. VIRGINIA WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriMas Corporation
TICKER: TRS CUSIP: 896215209
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY S. GOUGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. WATHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trimble Navigation Limited
TICKER: TRMB CUSIP: 896239100
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ULF J. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEAGHAN LLOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD S. NERSESIAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK S. PEEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICKOLAS W. VANDE STEEG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BORJE EKHOLM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAIGHAM (KEN) GABRIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRINET GROUP, INC.
TICKER: TNET CUSIP: 896288107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN BABINEC ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL CHAMBERLAIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE B. LOWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinity Industries, Inc.
TICKER: TRN CUSIP: 896522109
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTONIO CARRILLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LELDON E. ECHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. GAFFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADRIAN LAJOUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS L. ROCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUNIA A. SHIVE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TIMOTHY R. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trio-Tech International
TICKER: TRT CUSIP: 896712205
MEETING DATE: 12/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON T. ADELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. HOROWITZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR A. CHARLES WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR SIEW WAI YONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR VICTOR H. M. TING ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DIPCHAND (DEEP) NISHAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERT E. ROSENTHALER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triple-S Management Corporation
TICKER: GTS CUSIP: 896749108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. CHAFEY, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTONIO F. FARIA-SOTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MANUEL FIGUEROA-COLLAZO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. FRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriState Capital Holdings, Inc.
TICKER: TSC CUSIP: 89678F100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. BUZZELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN HANNA CASEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. MINNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Bancorp, Inc.
TICKER: TBK CUSIP: 89679E300
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS M. KRATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. TODD SPARKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Group, Inc.
TICKER: TGI CUSIP: 896818101
MEETING DATE: 7/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL BOURGON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD C. GOZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD C. ILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ADAM J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH M. SILVESTRI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE SIMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriVascular Technologies, Inc.
TICKER: TRIV CUSIP: 89685A102
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tronox Limited
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW P. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE A. HINMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PETER JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trovagene, Inc.
TICKER: TROV CUSIP: 897238309
MEETING DATE: 12/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trovagene, Inc.
TICKER: TROV CUSIP: 897238309
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS H. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODNEY MARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY TENNANT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAUL BILLINGS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueBlue, Inc.
TICKER: TBI CUSIP: 89785X101
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN B. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. GOINGS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN M. ROBB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFFREY B. SAKAGUCHI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH P. SAMBATARO, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BONNIE W. SOODIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM W. STEELE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE BOARD CLASSIFICATION PROVISIONS
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES AGAINST AGAINST
REMOVE RESTRICTIONS ON INCREASES IN THE SIZE OF THE
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE THE INDEMNIFICATION PROVISIONS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueCar, Inc.
TICKER: TRUE CUSIP: 89785L107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BUCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN KRAFCIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trupanion, Inc.
TICKER: TRUP CUSIP: 898202106
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL DOAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRYL RAWLINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrustCo Bank Corp NY
TICKER: TRST CUSIP: 898349105
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. DE GENNARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN C. FLYNN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trustmark Corporation
TICKER: TRMK CUSIP: 898402102
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRACY T. CONERLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL A. GRAFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERARD R. HOST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. MCCULLOUCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARRIS V. MORRISSETTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD H. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R. MICHAEL SUMMERFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEROY G. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM G. YATES III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES K. BASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TANG CHUNG YEN, TOM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOV S. ZAKHEIM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TubeMogul, Inc.
TICKER: TUBE CUSIP: 898570106
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID TOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tuesday Morning Corporation
TICKER: TUES CUSIP: 899035505
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY BURMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. HAMLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM MONTALTO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIMMIE L. WADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tupperware Brands Corporation
TICKER: TUP CUSIP: 899896104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE A. BERTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISS CLONINGER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E. V. GOINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MONTEIRO DE ISSUER YES FOR FOR
CASTRO
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR M. ANNE SZOSTAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turtle Beach Corporation
TICKER: HEAR CUSIP: 900450107
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUERGEN STARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD DOORNINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KENNETH A. FOX ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LAUREEN DEBUONO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW WOLFE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. KEITEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TUTOR PERINI CORPORATION
TICKER: TPC CUSIP: 901109108
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD N. TUTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER ARKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. LIEBER ISSUER YES FOR �� FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND R. ONEGLIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DICKRAN M. TEVRIZIAN, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BY-LAWS TO MODIFY INDEMNIFICATION ISSUER YES FOR FOR
AND OTHER PROVISIONS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twenty-First Century Fox, Inc.
TICKER: FOX CUSIP: 90130A200
MEETING DATE: 11/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LACHLAN K. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DELPHINE ARNAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHASE CAREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID F. DEVOE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VIET DINH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RODERICK I. EDDINGTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES R. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JACQUES NASSER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR TIDJANE THIAM ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PLEASE VOTE FOR IF STOCK IS OWNED OF ISSUER YES FOR N/A
RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR VOTE
AGAINST IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twin Disc, Incorporated
TICKER: TWIN CUSIP: 901476101
MEETING DATE: 10/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. RAYBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET P. GIESSELMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twitter, Inc.
TICKER: TWTR CUSIP: 90184L102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Two Harbors Investment Corp.
TICKER: TWO CUSIP: 90187B101
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. BENDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA A. POLLINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM ROTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyco International plc
TICKER: TYC CUSIP: G91442106
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK M. DRENDEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JURGEN TINGGREN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2a: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyler Technologies, Inc.
TICKER: TYL CUSIP: 902252105
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD R. BRATTAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN A. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA A. CLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. LUTHER KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY D. LEINWEBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. MARR, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL M. POPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUSTIN R. WOMBLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MIKE BEEBE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MIKEL A. DURHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNIE SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: REPORT ON THE RISKS ASSOCIATED WITH USE SHAREHOLDER YES AGAINST FOR
OF GESTATION CRATES IN SUPPLY CHAIN
PROPOSAL #5: IMPLEMENT A WATER QUALITY STEWARDSHIP SHAREHOLDER YES AGAINST FOR
POLICY
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #8: REPORT ON WORKING CONDITIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Auto Parts Network, Inc.
TICKER: PRTS CUSIP: 90343C100
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHANE EVANGELIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY K. GREYSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA PALMER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WARNER L. BAXTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARC N. CASPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIMBERLY J. HARRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SCOTT W. WINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT SHARE RETENTION POLICY FOR SENIOR SHAREHOLDER YES AGAINST FOR
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Concrete, Inc.
TICKER: USCR CUSIP: 90333L201
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL D. LUNDIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERT M. RAYNER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR COLIN M. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THEODORE P. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARLIN W. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Silica Holdings, Inc.
TICKER: SLCA CUSIP: 90346E103
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES SHAVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN A. SHINN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR�� FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ubiquiti Networks, Inc.
TICKER: UBNT CUSIP: 90347A100
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAFAEL TORRES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCP, Inc.
TICKER: UCP CUSIP: 90265Y106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. CORTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAXIM C. W. WEBB ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UDR, Inc.
TICKER: UDR CUSIP: 902653104
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHERINE A. CATTANACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT P. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JON A. GROVE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY ANN KING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES D. KLINGBEIL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLINT D. MCDONNOUGH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LYNNE B. SAGALYN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS W. TOOMEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UFP Technologies, Inc.
TICKER: UFPT CUSIP: 902673102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS OBERDORF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUCIA LUCE QUINN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: UGI Corporation
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAWN BORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK S. HERMANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERNEST E. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE POL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARVIN O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES B. STALLINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER B. VINCENT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UIL Holdings Corporation
TICKER: UIL CUSIP: 902748102
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Ulta Salon, Cosmetics & Fragrance, Inc.
TICKER: ULTA CUSIP: 90384S303
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY N. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Ultra Clean Holdings, Inc.
TICKER: UCTT CUSIP: 90385V107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLARENCE L. GRANGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES P. SCHOLHAMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. IBNALE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LEONID MEZHVINSKY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EMILY MADDOX LIGGETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultra Petroleum Corp.
TICKER: UPLMQ CUSIP: 903914109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WATFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHARLES HELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
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ISSUER: Ultragenyx Pharmaceutical Inc.
TICKER: RARE CUSIP: 90400D108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM ALISKI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARS EKMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultralife Corporation
TICKER: ULBI CUSIP: 903899102
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. POPIELEC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. SAELI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANJIT C. SINGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADFORD T. WHITMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultratech, Inc.
TICKER: UTEK CUSIP: 904034105
MEETING DATE: 7/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR W. ZAFIROPOULO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL CHILD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL F. GEMUNDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS KONIDARIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS R. RANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRI RICHARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK TIMMINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMB Financial Corporation
TICKER: UMBF CUSIP: 902788108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN C. BEERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY K. BUESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREG M. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. MARINER KEMPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRIS A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR L. JOSHUA SOSLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL UHLMANN III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LEROY J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: UMH Properties, Inc.
TICKER: UMH CUSIP: 903002103
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. LANDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. MITCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN B. WOLGIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Umpqua Holdings Corporation
TICKER: UMPQ CUSIP: 904214103
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUANNE CALVERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND P. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. GAMBEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LUIS F. MACHUCA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN F. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HILLIARD C. TERRY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRYAN L. TIMM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Under Armour, Inc.
TICKER: UA CUSIP: 904311107
MEETING DATE: 8/26/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: AMEND CHARTER TO PROVIDE THE CONVERSION ISSUER YES FOR FOR
OF EACH CLASS B INTO ONE SHARE OF CLASS A, IF KEVIN
PLANK SELLS OR DISPOSES MORE THAN 2.5 MILLION OF THE
COMPANY'S SHARES
PROPOSAL #1b: AMEND CHARTER TO PROVIDE THE CONVERSION ISSUER YES FOR FOR
OF EACH CLASS B INTO ONE SHARE OF CLASS A, UPON
DEPARTURE OF KEVIN PLANK FROM THE COMPANY
PROPOSAL #1c: AMEND CHARTER TO PROVIDE EQUAL ISSUER YES FOR FOR
TREATMENT PROVISIONS
PROPOSAL #1d: AMEND CHARTER TO ENHANCE BOARD ISSUER YES FOR FOR
INDEPENDENCE PROVISIONS
PROPOSAL #1e: AMEND CHARTER TO PROVIDE THAT ISSUER YES FOR FOR
AMENDMENTS TO EQUAL TREATMENT PROVISIONS AND BOARD
INDEPENCE PROVISIONS REQUIRE A SUPERMAJORITY VOTE
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Under Armour, Inc.
TICKER: UA CUSIP: 904311107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. PLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON K. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. BODENHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. COLTHARP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY W. DEERING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN W. KATZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HARVEY L. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unico American Corporation
TICKER: UNAM CUSIP: 904607108
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESTER A. AARON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CARY L. CHELDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ERWIN CHELDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GEORGE C. GILPATRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRY L. KINIGSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAVID T. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL J. SORICH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD B. URFRIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unifi, Inc.
TICKER: UFI CUSIP: 904677200
MEETING DATE: 10/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM J. ARMFIELD, IV ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. ROGER BERRIER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARCHIBALD COX, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM L. JASPER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENNETH G. LANGONE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE M. PRESENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniFirst Corporation
TICKER: UNF CUSIP: 904708104
MEETING DATE: 1/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA CROATTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP L. COHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilife Corporation
TICKER: UNIS CUSIP: 90478E103
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN D. SHORTALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM GALLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN LUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY KATHERINE WOLD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HARRY A. HAMILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ISSUANCE OF SHARES UNDER PURCHASE ISSUER YES FOR FOR
AGREEMENT WITH LINCOLN PARK CAPITAL FUND
PROPOSAL #5: RATIFY ISSUANCE OF SHARES UNDER SALES ISSUER YES FOR FOR
AGREEMENT WITH CANTOR FITZGERALD & CO.
PROPOSAL #6: APPROVE THE GRANT OF 35,000 RESTRICTED ISSUER YES FOR FOR
STOCK AWARDS TO HARRY HAMILL, NON-EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #7: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #8: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilife Corporation
TICKER: UNIS CUSIP: 90478E103
MEETING DATE: 2/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilife Corporation
TICKER: UNIS CUSIP: 90478E103
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares Corporation
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. BRADFORD ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN. C. COMBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL I. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN S. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. TAYLOE MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR RAYMOND L. SLAUGHTER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE M. FRITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uni-Pixel, Inc.
TICKER: UNXL CUSIP: 904572203
MEETING DATE: 7/13/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE ISSUANCE AND SALE OF THE ISSUER YES FOR FOR
COMPANY'S SENIOR SECURED CONVERTIBLE NOTES AND
WARRANTS EXERCISABLE INTO SHARES OF THE COMPANY'S
COMMON STOCK, AND APPROVAL OF THE ISSUANCE OF ALL
SHARES OF THE COMPANY'S COMMON STOCK ISSUABLE UPON
CONVERSI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uni-Pixel, Inc.
TICKER: UNXL CUSIP: 904572203
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFF A. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. DORAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAM I. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSS A. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. LEVECCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MALCOLM J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PMB HELIN DONOVAN AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Unique Fabricating, Inc.
TICKER: UFAB CUSIP: 90915J103
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM COOKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM KORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIPPE GERMOND ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unit Corporation
TICKER: UNT CUSIP: 909218109
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. PINKSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLA S. MASHINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Bancorp, Inc.
TICKER: UBCP CUSIP: 909911109
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. EVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY W. GLESSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. HOOPINGARNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY A. MCGHEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. RIESBECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Bancshares, Inc.
TICKER: UBOH CUSIP: 909458101
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BENROTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES N. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. EDWARD RIGEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID P. ROACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL W. SCHUTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. STEVEN UNVERFERTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED BANKSHARES, INC.
TICKER: UBSI CUSIP: 909907107
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. ADAMS ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ASTORG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. CONVERSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. DOLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE J. GEORGELAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PAUL MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK R. NESSELROAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY K. WEDDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY G. WHITE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR P. CLINTON WINTER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Bancorp
TICKER: UCBA CUSIP: 90984R101
MEETING DATE: 12/3/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY W. HACKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE A. MATTLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH B. SPRECHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLARK, SCHAEFER, HACKETT & CO. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH L. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LYNN HARTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W.C. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Financial Corp.
TICKER: UCFC CUSIP: 909839102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZAHID AFZAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK W. BEVACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT N. CREWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARNABY 'BARNEY' M. ISSUER YES FOR FOR
HARFORD
PROPOSAL #1.4: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. MILTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. NUTI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 910304104
MEETING DATE: 10/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 910304104
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. STEWART, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARAH FISHER GARDIAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY K. QUASS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KYLE D. SKOGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Insurance Holdings Corp.
TICKER: UIHC CUSIP: 910710102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KERN M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. HOOD, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEC L. POITEVINT, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Natural Foods, Inc.
TICKER: UNFI CUSIP: 911163103
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC F. ARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL S. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAIL A. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER A. ROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: LIMIT ACCELERATED VESTING OF EQUITY SHAREHOLDER YES AGAINST FOR
AWARDS UPON A CHANGE IN CONTROL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Online, Inc.
TICKER: UNTD CUSIP: 911268209
MEETING DATE: 6/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Parcel Service, Inc.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. ABNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CANDACE KENDLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLARK 'SANDY' T. RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1i: ELECT DIRECTOR JOHN T. STANKEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KEVIN M. WARSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: ADOPT HOLY LAND PRINCIPLES SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Rentals, Inc.
TICKER: URI CUSIP: 911363109
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JENNE K. BRITELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SINGLETON B. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN S. MCKINNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD C. ROOF ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KEITH WIMBUSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Cellular Corporation
TICKER: USM CUSIP: 911684108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. SAMUEL CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL-HENRI DENUIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY P. JOSEFOWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Lime & Minerals, Inc.
TICKER: USLM CUSIP: 911922102
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY W. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTOINE M. DOUMET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BILLY R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. ODISHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Steel Corporation
TICKER: X CUSIP: 912909108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAN O. DINGES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL A. MASCARENAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE THE "ONLY FOR CAUSE PROVISION"
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Technologies Corporation
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY J. HAYES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HAROLD MCGRAW, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRIAN C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ANDRE VILLENEUVE ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Therapeutics Corporation
TICKER: UTHR CUSIP: 91307C102
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER CAUSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD GILTNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUDY OLIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED-GUARDIAN, INC.
TICKER: UG CUSIP: 910571108
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. RUBINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH H. GLOBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE F. MAIETTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR M. DRESNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW A. BOCCONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR S. ARI PAPOULIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RAICH ENDE MALTER & CO. LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UnitedHealth Group Incorporated
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDSON BUENO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unitil Corporation
TICKER: UTL CUSIP: 913259107
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. GODFREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EBEN S. MOULTON ISSUER YES FOR �� FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. WHITELEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unity Bancorp, Inc.
TICKER: UNTY CUSIP: 913290102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY E. GROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN TUCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AARON TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNIVAR INC.
TICKER: UNVR CUSIP: 91336L107
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. STADLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal American Corp.
TICKER: UAM CUSIP: 91338E101
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD A. BARASCH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SALLY W. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW W. ETHERIDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK K. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK J. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. PERRY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE E. SPERZEL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SEAN M. TRAYNOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Corporation
TICKER: UVV �� CUSIP: 913456109
MEETING DATE: 8/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. ADAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANA F. CANTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Display Corporation
TICKER: OLED CUSIP: 91347P105
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN V. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEONARD BECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. KEITH HARTLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE LACERTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SIDNEY D. ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHERWIN I. SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Electronics Inc.
TICKER: UEIC CUSIP: 913483103
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. ARLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATJIV S. CHAHIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.C. SPARKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY P. STAPLETON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD K. ZINSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Forest Products, Inc.
TICKER: UFPI CUSIP: 913543104
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. CURRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. MERINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. WOOLDRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Realty Income Trust
TICKER: UHT CUSIP: 91359E105
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILES L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLIOT J. SUSSMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Services, Inc.
TICKER: UHS CUSIP: 913903100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT H. HOTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARRYL L. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Stainless & Alloy Products, Inc.
TICKER: USAP CUSIP: 913837100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS M. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: DELECT IRECTOR M. DAVID KORNBLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS M. OATES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UDI TOLEDANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY SCHNEIDER DOWNS & CO., INC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Technical Institute, Inc.
TICKER: UTI CUSIP: 913915104
MEETING DATE: 3/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN E. CABITO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODERICK R. PAIGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Truckload Services, Inc.
TICKER: UACL CUSIP: 91388P105
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. CASAROLL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. DEANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. REGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JEFF ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. URBAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H.E. 'SCOTT' WOLFE �� ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO UNIVERSAL ISSUER YES FOR FOR
LOGISTICS HOLDINGS, INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univest Corporation of Pennsylvania
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. MORRAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN E. MOYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY M. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET K. ZOOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univest Corporation of Pennsylvania
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unum Group
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. BUNTING, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL CAULFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. ECHEVARRIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. EGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA H. GODWIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY F. KEANEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. MCKENNEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD J. MUHL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD P. O'HANLEY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unwired Planet, Inc.
TICKER: UPIP CUSIP: 91531F103
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. VACHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. CHERNICOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. REED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BORIS TEKSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAYLOR O. HARMELING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JESS M. RAVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #7: APPROVE TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unwired Planet, Inc.
TICKER: UPIP CUSIP: 91531F202
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO GREAT ELM CAPITAL ISSUER YES FOR FOR
GROUP, INC.
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE MODIFICATION OF OPTIONS GRANTED ISSUER YES AGAINST AGAINST
TO BORIS TEKSLER
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Upland Software, Inc.
TICKER: UPLD CUSIP: 91544A109
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. THORNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. MAY ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UQM Technologies, Inc.
TICKER: UQM CUSIP: 903213106
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD W. VANLANDINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. ROY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. SELLINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. SZTYKIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Energy Corp.
TICKER: UEC CUSIP: 916896103
MEETING DATE: 7/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR ADNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN LINDSAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN OBOLENSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT DELLA VOLPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID KONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GANPAT MANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Resources, Inc.
TICKER: URRE CUSIP: 916901606
MEETING DATE: 9/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
TRANSACTION
PROPOSAL #2.1: ELECT DIRECTOR TERENCE J. CRYAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CHRISTOPHER M. JONES ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARVIN K. KAISER ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TRACY A. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARK K. WHEATLEY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Resources, Inc.
TICKER: URRE CUSIP: 916901606
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Uranium Resources, Inc.
TICKER: URRE CUSIP: 916901705
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2.1: ELECT DIRECTOR CHRISTOPHER M. JONES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MARVIN K. KAISER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TRACY A. STEVENSON ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR PATRICK N. BURKE ISSUER YES FOR FOR
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Edge Properties
TICKER: UE CUSIP: 91704F104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Outfitters, Inc.
TICKER: URBN CUSIP: 917047102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. ANTOIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT A. BELAIR ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HARRY S. CHERKEN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR SCOTT GALLOWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARGARET A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. HAYNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH ANN LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOEL S. LAWSON, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT H. STROUSE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: PROXY ACCESS SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ur-Energy Inc.
TICKER: URG CUSIP: 91688R108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. KLENDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. FRANKLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL MACDONELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR W. WILLIAM (BILL) ISSUER YES FOR FOR
BOBERG
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. PARKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GARY C. HUBER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ADVANCE NOTICE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urstadt Biddle Properties Inc.
TICKER: UBA CUSIP: 917286106
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLING L. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN O. COLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urstadt Biddle Properties Inc.
TICKER: UBA CUSIP: 917286205
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLING L. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN O. COLLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MUELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US Ecology, Inc.
TICKER: ECOL CUSIP: 91732J102
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE F. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATINA DORTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY R. FEELER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. SAHLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USA Technologies, Inc.
TICKER: USAT CUSIP: 90328S500
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. METZGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBIN F. MOSCHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. SCHOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USA Truck, Inc.
TICKER: USAK CUSIP: 902925106
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. PEISER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. CREAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USANA Health Sciences, Inc.
TICKER: USNA CUSIP: 90328M107
MEETING DATE: 5/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYRON W. WENTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT ANCIAUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID A. WENTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC J. WINSSINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FENG PENG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USG Corporation
TICKER: USG CUSIP: 903293405
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. LEER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE THE REQUIREMENT THAT THE BOARD MAINTAIN A
FINANCE COMMITTEE
PROPOSAL #5: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
PROPOSAL #6: ADOPT, RENEW OR AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
(NOL PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USMD Holdings, Inc.
TICKER: USMD CUSIP: 903313104
MEETING DATE: 7/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. BROCK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DARCIE BUNDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BREAUX CASTLEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. PATRICK COLLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHARLES COOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK CUMMINGS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL DICKEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. HOUSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR GARY L. RUDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.10: ELECT DIRECTOR JAMES SAALFIELD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR PAUL THOMPSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON, L.L.P. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTAH MEDICAL PRODUCTS, INC.
TICKER: UTMD CUSIP: 917488108
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BARBARA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY JONES SIMKINS LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTi Worldwide Inc.
TICKER: UTIW CUSIP: G87210103
MEETING DATE: 1/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTi Worldwide Inc.
TICKER: UTIW CUSIP: G87210103
MEETING DATE: 1/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: V.F. Corporation
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD T. CARUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIANA L. CHUGG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUAN ERNESTO DE BEDOUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. HOPLAMAZIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. HURST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA W. LANG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEVEN E. RENDLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MATTHEW J. SHATTOCK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ERIC C. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VAALCO Energy, Inc.
TICKER: EGY CUSIP: 91851C201
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN P. GUIDRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. FAWTHROP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL KEANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. JOHN KNAPP, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. MYERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. PULLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vail Resorts, Inc.
TICKER: MTN CUSIP: 91879Q109
MEETING DATE: 12/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. KATZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN T. REDMOND ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HILARY A. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR D. BRUCE SEWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN F. SORTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER A. VAUGHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR REMOVAL OF DIRECTORS WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Validus Holdings, Ltd.
TICKER: VR CUSIP: G9319H102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAHMOUD ABDALLAH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY W. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAIL ROSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LTD. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. BAUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA R. BRONANDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC P. EDELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GRAHAM O. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD KORDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL L. LARUSSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC J. LENNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERALD H. LIPKIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARNETT RUKIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SURESH L. SANI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JEFFREY S. WILKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valmont Industries, Inc.
TICKER: VMI CUSIP: 920253101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ DEN DAAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. MILLIKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE JAMES PAGLIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Value Line, Inc.
TICKER: VALU CUSIP: 920437100
MEETING DATE: 9/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD A. BRECHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. ANASTASIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY BERNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALFRED R. FIORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN J. MUENZER ISSUER YES FOR FOR
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ISSUER: Vanda Pharmaceuticals Inc.
TICKER: VNDA CUSIP: 921659108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. COLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. THOMAS WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vantiv, Inc.
TICKER: VNTV CUSIP: 92210H105
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE ADREAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK HEIMBOUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY LAUER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vapor Corp.
TICKER: VPCO CUSIP: 922099205
MEETING DATE: 7/7/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY BRAUSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA COURTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. CONWAY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL MACLACHLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #7.1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vapor Corp.
TICKER: VPCO CUSIP: 922099304
MEETING DATE: 10/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE AMENDMENT TO REDUCE EXERCISE ISSUER YES FOR FOR
PRICE OF WARRANTS
PROPOSAL #5: APPROVE AMENDMENT TO REDUCE EXERCISE ISSUER YES FOR FOR
PRICE OF CONVERTIBLE NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varian Medical Systems, Inc.
TICKER: VAR CUSIP: 92220P105
MEETING DATE: 2/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. ANDREW ECKERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK R. LARET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERICH R. REINHARDT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varonis Systems, Inc.
TICKER: VRNS CUSIP: 922280102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN COMOLLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. GAVIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED VAN DEN BOSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER A ISSUER YES FOR FOR
MEMBER OF ERNST & YOUNG GLOBAL LIMITED AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VASCO Data Security International, Inc.
TICKER: VDSI CUSIP: 92230Y104
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. KENDALL "KEN" HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. CULLINANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MOOG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vascular Solutions, Inc.
TICKER: VASC CUSIP: 92231M109
MEETING DATE: 4/29/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN EMERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ERB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD KRAMP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD NIGON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD ROOT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JORGE SAUCEDO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VBI Vaccines Inc.
TICKER: VBIV CUSIP: 91790E102
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VCA Inc.
TICKER: WOOF CUSIP: 918194101
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vector Group Ltd.
TICKER: VGR CUSIP: 92240M108
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY S. ARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JEAN E. SHARPE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectren Corporation
TICKER: VVC CUSIP: 92240G101
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. ISSUER YES FOR FOR
DEGRAFFENREIDT, JR.
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. ENGELBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTON H. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK K. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. DANIEL SADLIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL L. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TERESA J. TANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectrus, Inc.
TICKER: VEC CUSIP: 92242T101
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LOUIS J. GIULIANO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ERIC M. PILLMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veeco Instruments Inc.
TICKER: VECO CUSIP: 922417100
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. PEELER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veeva Systems Inc.
TICKER: VEEV CUSIP: 922475108
MEETING DATE: 6/22/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E.F. CODD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER P. GASSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Venaxis, Inc.
TICKER: APPY CUSIP: 92262A107
MEETING DATE: 9/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN T. LUNDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL S. SCHOETTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN A. EVANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARYL J. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID E. WELCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GHP HORWATH, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Venaxis, Inc.
TICKER: APPY CUSIP: 92262A107
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ventas, Inc.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MELODY C. BARNES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA BRADLEY ISSUER YES FOR FOR
BAEKGAARD
PROPOSAL #1.2: ELECT DIRECTOR RICHARD BAUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA R. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCES P. PHILIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veracyte, Inc.
TICKER: VCYT CUSIP: 92337F107
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN G. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARIN EASTHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE I. TREU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verastem, Inc.
TICKER: VSTM CUSIP: 92337C104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. LOUISE PHANSTIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEREIT, Inc.
TICKER: VER CUSIP: 92339V100
MEETING DATE: 9/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH R. FRATER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE D. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EUGENE A. PINOVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VEREIT, Inc.
TICKER: VER CUSIP: 92339V100
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH R. FRATER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE D. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EUGENE A. PINOVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIE G. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vericel Corporation
TICKER: VCEL CUSIP: 92346J108
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ZERBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN L. RUBINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HEIDI HAGEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN GILMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN F. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL WOTTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINICK C. COLANGELO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL GALANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX W. 'PETE' HART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WENDA HARRIS MILLARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EITAN RAFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN I. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verint Systems Inc.
TICKER: VRNT CUSIP: 92343X100
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN BODNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR DEMARINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN EGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY MYERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD SAFIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EARL SHANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriSign, Inc.
TICKER: VRSN CUSIP: 92343E102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. JAMES BIDZOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. FRIST, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS A. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY TOMLINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: PERMIT BOARD TO AMEND BYLAWS WITHOUT ISSUER YES FOR FOR
SHAREHOLDER CONSENT
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verisk Analytics, Inc.
TICKER: VRSK CUSIP: 92345Y106
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. LEHMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW G. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CONSTANTINE P. IORDANOU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT G. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MALCOLM HOLLAND, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT S. BOLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BLAKE BOZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK GRIEGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL D. ILAGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KOWALSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN SUGHRUE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAY W. WASHBURNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritiv Corporation
TICKER: VRTV CUSIP: 923454102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL T. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY A. LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL P. MULDOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES G. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KARL-LUDWIG KLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE RENEWABLE ENERGY SHAREHOLDER YES AGAINST FOR
GOALS
PROPOSAL #5: REPORT ON INDIRECT POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #9: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vermillion, Inc.
TICKER: VRML CUSIP: 92407M206
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERONICA G.H. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES T. LAFRANCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE B. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. SCHREIBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL SEVERINGHAUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC VARMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Versar, Inc.
TICKER: VSR CUSIP: 925297103
MEETING DATE: 11/10/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. DURFEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMORETTA M. HOEBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. HOEPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AMIR A. METRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY L. OTTEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK M. STRADER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. WAGONHURST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Versartis, Inc.
TICKER: VSAR CUSIP: 92529L102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY P. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAHZAD MALIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY Y. SUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Energy, Inc.
TICKER: VTNR CUSIP: 92534K107
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN P. COWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN BORGEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. PHILLIPS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER STRATTON ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. GREGORY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Energy, Inc.
TICKER: VTNR CUSIP: 92534K107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN P. COWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAN BORGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER STRATTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES P. GREGORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vertex Pharmaceuticals Incorporated
TICKER: VRTX CUSIP: 92532F100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BOGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YUCHUN LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELAINE S. ULLIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF INCLUDING SHAREHOLDER YES AGAINST FOR
SUSTAINABILITY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vestin Realty Mortgage II, Inc.
TICKER: VRTB CUSIP: 92549X300
MEETING DATE: 12/14/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONOVAN JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL V. SHUSTEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RBSM, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viad Corp
TICKER: VVI CUSIP: 92552R406
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. BENETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ISABELLA CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. MOSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViaSat, Inc.
TICKER: VSAT CUSIP: 92552V100
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN STENBIT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viavi Solutions Inc.
TICKER: VIAV CUSIP: 925550105
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD COLVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA STRAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vical Incorporated
TICKER: VICL CUSIP: 925602104
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY A. LYONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. SHENK ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicon Industries, Inc.
TICKER: VII CUSIP: 925811101
MEETING DATE: 9/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. BUDANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIOIA MESSINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC S. FULLERTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIAN A. TIEDEMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicor Corporation
TICKER: VICR CUSIP: 925815102
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL J. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ESTIA J. EICHTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KELLEHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. RIDDIFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES A. SIMMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CLAUDIO TUOZZOLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PATRIZIO VINCIARELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JASON L. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. ALLEN HENDERSON ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viking Therapeutics, Inc.
TICKER: VKTX CUSIP: 92686J106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MATTHEW W. FOEHR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Village Super Market, Inc.
TICKER: VLGEA CUSIP: 927107409
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KEVIN BEGLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR STEVEN CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID C. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER R. LAVOY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN F. ROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vince Holding Corp.
TICKER: VNCE CUSIP: 92719W108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN BORELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR M. STEVEN LIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EUGENIA ULASEWICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Violin Memory, Inc.
TICKER: VMEM CUSIP: 92763A101
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGES J. ANTOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE H. GRANT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virco Mfg. Corporation
TICKER: VIRC CUSIP: 927651109
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS A. VIRTUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virgin America Inc.
TICKER: VA CUSIP: 92765X208
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CYRUS F. FREIDHEIM, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. NICKELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER L. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VirnetX Holding Corporation
TICKER: VHC CUSIP: 92823T108
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL F. ANGELO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FARBER HASS HURLEY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtu Financial, Inc.
TICKER: VIRT CUSIP: 928254101
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. CRUGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER C. QUICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT VIOLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BAIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN S. FLEMING ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUSSEL C. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtusa Corporation
TICKER: VRTU CUSIP: 92827P102
MEETING DATE: 9/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN TRUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IZHAR ARMONY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visa Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 2/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD A. CARNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1d: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CATHY E. MINEHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID J. PANG ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN A. C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Intertechnology, Inc.
TICKER: VSH CUSIP: 928298108
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD PAUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK DIETER MAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Precision Group, Inc.
TICKER: VPG CUSIP: 92835K103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAUL V. REIBSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARY B. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vista Outdoor Inc.
TICKER: VSTO CUSIP: 928377100
MEETING DATE: 8/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT TAROLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visteon Corporation
TICKER: VC CUSIP: 92839U206
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY D. JONES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SACHIN S. LAWANDE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. MANZO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROUZBEH YASSINI-FARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vitae Pharmaceuticals, Inc.
TICKER: VTAE CUSIP: 92847N103
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD HAYDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT V. GUNDERSON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR GINO SANTINI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vital Therapies, Inc.
TICKER: VTL CUSIP: 92847R104
MEETING DATE: 11/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERENCE E. WINTERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP M. CROXFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDOLPH C. STEER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vital Therapies, Inc.
TICKER: VTL CUSIP: 92847R104
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MUNEER A. SATTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. GODSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vitamin Shoppe, Inc.
TICKER: VSI CUSIP: 92849E101
MEETING DATE: 6/7/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #2.1: ELECT DIRECTOR B. MICHAEL BECKER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JOHN D. BOWLIN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR CATHERINE E. BUGGELN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR RICHARD L. MARKEE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR BETH M. PRITCHARD ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR COLIN WATTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vivint Solar, Inc.
TICKER: VSLR CUSIP: 92854Q106
MEETING DATE: 2/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vivint Solar, Inc.
TICKER: VSLR CUSIP: 92854Q106
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. D'ALESSANDRO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE MCEVOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR JAY D. PAULEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VIVUS, Inc.
TICKER: VVUS CUSIP: 928551100
MEETING DATE: 10/30/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH H. Z. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Y. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JORGE PLUTZKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ERIC W. ROBERTS �� ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HERMAN ROSENMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN L. SHAW ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAYURAN SRISKANDARAJAH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VMware, Inc.
TICKER: VMW CUSIP: 928563402
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vocera Communications, Inc.
TICKER: VCRA CUSIP: 92857F107
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT D. LANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volt Information Sciences, Inc.
TICKER: VISI CUSIP: 928703107
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BOONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS S. CYPRUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. DEAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA MESSINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. RUDOLF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURIE SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE G. GOODMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vonage Holdings Corp.
TICKER: VG CUSIP: 92886T201
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN MASAREK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vornado Realty Trust
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CANDACE K. BEINECKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. KOGOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VOXX International Corporation
TICKER: VOXX CUSIP: 91829F104
MEETING DATE: 7/23/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL C. KREUCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. LESSER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE WAUND GIBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PATRICK M. LAVELLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR CHARLES M. STOEHR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ARI M. SHALAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voya Financial, Inc.
TICKER: VOYA CUSIP: 929089100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNNE BIGGAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FREDERICK S. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RODNEY O. MARTIN, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BYRON H. POLLITT, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH V. TRIPODI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON CORPORATE VALUES AND POLICIES SHAREHOLDER YES ABSTAIN AGAINST
ON INVESTMENTS IN COMPANIES TIED TO GENOCIDE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vringo, Inc.
TICKER: VRNG CUSIP: 92911N104
MEETING DATE: 11/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW D. PERLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ENGELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASHLEY C. KELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. VAN SINCLAIR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. STOUT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VSE Corporation
TICKER: VSEC CUSIP: 918284100
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICE A. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. HARVEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD M. KENDALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CALVIN S. KOONCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. 'JACK' POTTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK C. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: vTv Therapeutics Inc.
TICKER: VTVT CUSIP: 918385105
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vulcan Materials Company
TICKER: VMC CUSIP: 929160109
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LEE J. STYSLINGER, III ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DOUGLAS J. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR VINCENT J. TROSINO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vuzix Corporation
TICKER: VUZI CUSIP: 92921W300
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL J. TRAVERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD KAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL SCOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER RUCKDAESCHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FREED MAXICK, CPAS, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VWR Corporation
TICKER: VWR CUSIP: 91843L103
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR NICHOLAS W. ALEXOS ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ROBERT L. BARCHI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR EDWARD A. BLECHSCHMIDT ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MANUEL BROCKE-BENZ ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ROBERT P. DECRESCE ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HARRY M. JANSEN ISSUER YES FOR FOR
KRAEMER, JR.
PROPOSAL #3.7: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TIMOTHY P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ROBERT J. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR ROBERT L. BARCHI ISSUER YES FOR FOR
PROPOSAL #4.11: ELECT DIRECTOR EDWARD A. BLECHSCHMIDT ISSUER YES FOR FOR
PROPOSAL #4.12: ELECT DIRECTOR TIMOTHY P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TRACY W. KROHN ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. P. Carey Inc.
TICKER: WPC CUSIP: 92936U109
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NATHANIEL S. COOLIDGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK J. DECESARIS �� ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AXEL K.A. HANSING ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEAN HOYSRADT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. MARSTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. MITTELSTAEDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1h: ELECT DIRECTOR CHARLES E. PARENTE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY M. VANDEWEGHE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NICK J.M. VAN OMMEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR KARSTEN VON KOLLER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR REGINALD WINSSINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. R. Berkley Corporation
TICKER: WRB CUSIP: 084423102
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. ROBERT ('ROB') ISSUER YES FOR FOR
BERKLEY, JR.
PROPOSAL #1b: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK E. BROCKBANK ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W. R. Grace & Co.
TICKER: GRA CUSIP: 38388F108
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W.W. Grainger, Inc.
TICKER: GWW CUSIP: 384802104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODNEY C. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY L. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. RYAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. SCOTT SANTI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. SLAVIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wabash National Corporation
TICKER: WNC CUSIP: 929566107
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. GIROMINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KUNZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY J. MAGEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WABCO Holdings Inc.
TICKER: WBC CUSIP: 92927K102
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUES ESCULIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY R. KEIZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. GROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG BEDRIJFSREVISOREN ISSUER YES FOR FOR
BCVBA/REVISEURS D?ENTREPRISES SCCRL BELGIUM AS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waddell & Reed Financial, Inc.
TICKER: WDR CUSIP: 930059100
MEETING DATE: 4/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY J. HERRMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RAINES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WageWorks, Inc.
TICKER: WAGE CUSIP: 930427109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME D. GRAMAGLIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. METZGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walgreens Boots Alliance, Inc.
TICKER: WBA CUSIP: 931427108
MEETING DATE: 1/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN A. LEDERER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DOMINIC P. MURPHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEFANO PESSINA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARRY ROSENSTEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wal-Mart Stores, Inc.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAMELA J. CRAIG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. DOUGLAS MCMILLON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEVIN Y. SYSTROM ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR STEUART L. WALTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON INCENTIVE COMPENSATION PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON GUIDELINES FOR COUNTRY SHAREHOLDER YES ABSTAIN AGAINST
SELECTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walter Investment Management Corp.
TICKER: WAC CUSIP: 93317W102
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BERRARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENMAR J. DIXON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Federal, Inc.
TICKER: WAFD CUSIP: 938824109
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTOR AND OFFICER ISSUER YES FOR FOR
INDEMNIFICATION AND LIMITATION OF LIABILITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL T. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASHINGTON TRUST BANCORP, INC.
TICKER: WASH CUSIP: 940610108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD O. HANDY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY G. HITTNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHERINE W. HOXSIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN E. MCKEOUGH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Connections, Inc.
TICKER: WCN CUSIP: 941053100
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waste Management, Inc.
TICKER: WM CUSIP: 94106L109
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADBURY H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK M. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KATHLEEN M. MAZZARELLA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. ROBERT REUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS H. WEIDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waters Corporation
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BERENDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. BERTHIAUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD CONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
O'CONNELL
PROPOSAL #1.9: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waterstone Financial, Inc.
TICKER: WSBF CUSIP: 94188P101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN BARTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS DALUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KRISTINE RAPPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watsco, Inc.
TICKER: WSO CUSIP: 942622200
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. DARNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. SAPE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watts Water Technologies, Inc.
TICKER: WTS CUSIP: 942749102
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BERNARD BAERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. CATHCART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH T. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. REITMEIER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wausau Paper Corp.
TICKER: WPP CUSIP: 943315101
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wayfair Inc.
TICKER: W CUSIP: 94419L101
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEERAJ AGRAWAL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JULIE BRADLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN CONINE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT GAMGORT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL KUMIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR IAN LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROMERO RODRIGUES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NIRAJ SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wayside Technology Group, Inc.
TICKER: WSTG CUSIP: 946760105
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIMON F. NYNENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. DUFFIELD MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIKE FAITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE DEWINDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANA KURTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WCI Communities, Inc.
TICKER: WCIC CUSIP: 92923C807
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE MACKAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARIUS G. NEVIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. PLAVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES C. REARDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER E. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WD-40 Company
TICKER: WDFC CUSIP: 929236107
MEETING DATE: 12/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILES H. BATEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER D. BEWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA CLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. COLLATO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIO L. CRIVELLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA A. LANG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARRY O. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weatherford International plc
TICKER: WFT CUSIP: G48833100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MOHAMED A. AWAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. BUTTERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BERNARD J. DUROC-DANNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EMYR JONES PARRY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANCIS S. KALMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM E. MACAULAY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT K. MOSES, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GUILLERMO ORTIZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT A. RAYNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEB.COM GROUP, INC.
TICKER: WEB CUSIP: 94733A104
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT S. MCCOY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP J. FACCHINA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN GIULIANI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WebMD Health Corp.
TICKER: WBMD CUSIP: 94770V102
MEETING DATE: 10/1/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL F. DIMICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES V. MANNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Webster Financial Corporation
TICKER: WBS CUSIP: 947890109
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. ATWELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOEL S. BECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELIZABETH E. FLYNN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURENCE C. MORSE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAREN R. OSAR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK PETTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEC Energy Group, Inc.
TICKER: WEC CUSIP: 92939U106
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA L. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERT J. BUDNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICIA W. CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRY W. KNUEPPEL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALLEN L. LEVERETT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ULICE PAYNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MARY ELLEN STANEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weight Watchers International, Inc.
TICKER: WTW CUSIP: 948626106
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN M. ALTSCHULER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE J. AMOUYAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. CHAMBERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR OPRAH WINFREY ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weingarten Realty Investors
TICKER: WRI CUSIP: 948741103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANFORD ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELAGHMICHAEL BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. CROWNOVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN A. LASHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS W. SCHNITZER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. PARK SHAPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weis Markets, Inc.
TICKER: WMK CUSIP: 948849104
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN H. WEIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HAROLD G. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS G. HATCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. LAUTH, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERRALD B. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WellCare Health Plans, Inc.
TICKER: WCG CUSIP: 94946T106
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD C. BREON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH A. BURDICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL J. BURT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN F. HICKEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIAN P. MICHALIK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM L. TRUBECK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELIZABETH A. DUKE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1o: ELECT DIRECTOR SUZANNE M. VAUTRINOT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Welltower Inc.
TICKER: HCN CUSIP: 95040Q104
MEETING DATE: 5/5/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. DEROSA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRED S. KLIPSCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEOFFREY G. MEYERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHARON M. OSTER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Werner Enterprises, Inc.
TICKER: WERN CUSIP: 950755108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH M. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWAINE J. PEETZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesbanco, Inc.
TICKER: WSBC CUSIP: 950810101
MEETING DATE: 4/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER V. CRISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. GARDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. SPENCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA A. KNUTSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN J. CALLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENISE KNOUSE-SNYDER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesco Aircraft Holdings, Inc.
TICKER: WAIR CUSIP: 950814103
MEETING DATE: 1/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. FULCHINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT E. KUECHLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PAULSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESCO International, Inc.
TICKER: WCC CUSIP: 95082P105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. ENGEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LYNN M. UTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Bancorporation, Inc.
TICKER: WTBA CUSIP: 95123P106
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK W. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOYCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN K. GAER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KAYE R. LOZIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN P. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID R. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT G. PULVER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LOU ANN SANDBURG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PHILIP JASON WORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Corporation
TICKER: WSTC CUSIP: 952355204
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAURA A. GRATTAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL R. GARCIA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY T. SLOMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Marine, Inc.
TICKER: WMAR CUSIP: 954235107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW L. HYDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS F. MADSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES F. NORDSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDOLPH K. REPASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALICE M. RICHTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTIANA SHI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Pharmaceutical Services, Inc.
TICKER: WST CUSIP: 955306105
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. BUTHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. FEEHERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC M. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. HOFMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAULA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MYLA P. LAI-GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. MICHELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. ZENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westamerica Bancorporation
TICKER: WABC CUSIP: 957090103
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ETTA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. BARTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JOSEPH BOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR C. LATNO, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE COPE ISSUER YES FOR FOR
MACMILLAN
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD B. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westar Energy, Inc.
TICKER: WR CUSIP: 95709T100
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. HAWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR B. ANTHONY ISAAC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CARL SODERSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ASSESS PLANS TO INCREASE DISTRIBUTED SHAREHOLDER YES ABSTAIN AGAINST
LOW-CARBON ELECTRICITY GENERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westbury Bancorp, Inc.
TICKER: WBB CUSIP: 95727P106
MEETING DATE: 2/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. MOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J.J ZIEGLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westell Technologies, Inc.
TICKER: WSTL CUSIP: 957541105
MEETING DATE: 9/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. THOMAS GRUENWALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FARED ADIB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEANNIE H. DIEFENDERFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. FOSKETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS O. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTIN D. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EILEEN A. KAMERICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. PENNY, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Alliance Bancorporation
TICKER: WAL CUSIP: 957638109
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR BRUCE BEACH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HOWARD M. GOULD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT P. LATTA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CARY MACK ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR TODD MARSHALL ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR M. NAFEES NAGY ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR KENNETH A. VECCHIONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Asset Mortgage Capital Corporation
TICKER: WMC CUSIP: 95790D105
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. HIRSCHMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD D. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANJIT M. KRIPALANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. ROLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN I. COLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAULA A. PRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 3/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Refining, Inc.
TICKER: WNR CUSIP: 959319104
MEETING DATE: 6/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PAUL L. FOSTER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR L. FREDERICK FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. HASSLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. HOGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFF A. STEVENS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT D. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westinghouse Air Brake Technologies Corporation
TICKER: WAB CUSIP: 929740108
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westlake Chemical Corporation
TICKER: WLK CUSIP: 960413102
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT T. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT CHAO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. GRAFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westmoreland Coal Company
TICKER: WLB CUSIP: 960878106
MEETING DATE: 5/17/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN A. PAPRZYCKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. FLEXON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG R. MACKUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAN B. PACKWOOD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY J. BACHYNSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. SCHARP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. TINSTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WestRock Company
TICKER: WRK CUSIP: 96145D105
MEETING DATE: 2/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. POWELL BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSSELL M. CURREY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR G. STEPHEN FELKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE L. GELLERSTEDT ISSUER YES FOR FOR
III
PROPOSAL #1h: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GRACIA C. MARTORE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES E. NEVELS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIMOTHY H. POWERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN C. VOORHEES ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BETTINA M. WHYTE ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ALAN D. WILSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westwood Holdings Group, Inc.
TICKER: WHG CUSIP: 961765104
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN O. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. BYRNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ELLEN H. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. MCTEER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEOFFREY R. NORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND E. WOOLDRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEX Inc.
TICKER: WEX CUSIP: 96208T104
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIKHAR GHOSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEYCO GROUP, INC.
TICKER: WEYS CUSIP: 962149100
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TINA CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. FLORSHEIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 2/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weyerhaeuser Company
TICKER: WY CUSIP: 962166104
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. BOZEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICK R. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. MORGAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLE W. PIASECKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE A. SELZER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOYLE R. SIMONS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR D. MICHAEL STEUERT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WGL Holdings, Inc.
TICKER: WGL CUSIP: 92924F106
MEETING DATE: 3/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN C. BEASLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. DYKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCY C. FLOYD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBRA L. LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TERRY D. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE S. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wheeler Real Estate Investment Trust, Inc.
TICKER: WHLR CUSIP: 963025101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JON S. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT R. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL B. MCGOWAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEWART J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM W. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY M. ZWERDLING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. MCAULIFFE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CHERRY BEKAERT LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WHIRLPOOL CORPORATION
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC R. BITZER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY T. DICAMILLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE M. DIETZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERRI T. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARISH MANWANI ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: White Mountains Insurance Group, Ltd.
TICKER: WTM CUSIP: G9618E107
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT MORGAN W. DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LOWNDES A. SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT GARY C. TOLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT KEVIN PEARSON AS DIRECTOR FOR HG ISSUER YES FOR FOR
RE LTD.
PROPOSAL #2.2: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR HG RE LTD.
PROPOSAL #2.3: ELECT CHRISTINE REPASY AS DIRECTOR FOR ISSUER YES FOR FOR
HG RE LTD.
PROPOSAL #2.4: ELECT JOHN SINKUS AS DIRECTOR FOR HG ISSUER YES FOR FOR
RE LTD.
PROPOSAL #3.1: ELECT LYSA BROWN AS DIRECTOR FOR WHITE ISSUER YES FOR FOR
MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #3.2: ELECT KEVIN PEARSON AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #3.3: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #3.4: ELECT CHRISTINE REPASY AS DIRECTOR FOR ISSUER YES FOR FOR
WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD.
PROPOSAL #4.1: ELECT RAYMOND BARRETTE AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW NON-UNITED STATES OPERATING SUBSIDIARY OF
PROPOSAL #4.2: ELECT DAVID T. FOY AS DIRECTOR FOR ANY ISSUER YES FOR FOR
NEW NON-UNITED STATES OPERATING SUBSIDIARY OF WTM
PROPOSAL #4.3: ELECT KEVIN PEARSON AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW NON-UNITED STATES OPERATING SUBSIDIARY OF WTM
PROPOSAL #4.4: ELECT JENNIFER L. PITTS AS DIRECTOR ISSUER YES FOR FOR
FOR ANY NEW NON-UNITED STATES OPERATING SUBSIDIARY OF
PROPOSAL #5.1: ELECT CHRISTOPHER GARROD AS DIRECTOR ISSUER YES FOR FOR
FOR SPLIT ROCK INSURANCE, LTD.
PROPOSAL #5.2: ELECT SARAH KOLAR AS DIRECTOR FOR ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #5.3: ELECT KEVIN PEARSON AS DIRECTOR FOR ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #5.4: ELECT JOHN TREACY AS DIRECTOR FOR ISSUER YES FOR FOR
SPLIT ROCK INSURANCE, LTD.
PROPOSAL #6.1: ELECT SARAH KOLAR AS DIRECTOR FOR ISSUER YES FOR FOR
GRAND MARAIS CAPITAL LIMITED
PROPOSAL #6.2: ELECT JONAH PFEFFER AS DIRECTOR FOR ISSUER YES FOR FOR
GRAND MARAIS CAPITAL LIMITED
PROPOSAL #6.3: ELECT DAVINIA SMITH AS DIRECTOR FOR ISSUER YES FOR FOR
GRAND MARAIS CAPITAL LIMITED
PROPOSAL #7.1: ELECT SARAH KOLAR AS DIRECTOR FOR ANY ISSUER YES FOR FOR
NEW NON-UNITED STATES OPERATING SUBSIDIARY OF
PROPOSAL #7.2: ELECT PAUL MCDONOUGH AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW NON-UNITED STATES OPERATING SUBSIDIARY OF
ONEBEACON
PROPOSAL #7.3: ELECT KEVIN PEARSON AS DIRECTOR FOR ISSUER YES FOR FOR
ANY NEW NON-UNITED STATES OPERATING SUBSIDIARY OF
PROPOSAL #7.4: ELECT JOHN TREACY AS DIRECTOR FOR ANY ISSUER YES FOR FOR
NEW NON-UNITED STATES OPERATING SUBSIDIARY
PROPOSAL #8: REQUIRE MAJORITY VOTE FOR THE ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitestone REIT
TICKER: WSR CUSIP: 966084204
MEETING DATE: 5/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL T. LAMBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER YES FOR FOR
P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whiting Petroleum Corporation
TICKER: WLL CUSIP: 966387102
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. ALLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. CATLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL B. WALEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whole Foods Market, Inc.
TICKER: WFM CUSIP: 966837106
MEETING DATE: 9/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ELSTROTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAHID 'HASS' HASSAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHANIE KUGELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MACKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ROBB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN SEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORRIS 'MO' SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH SORENSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM 'KIP' TINDELL, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: LIMIT ACCELERATED VESTING OF AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whole Foods Market, Inc.
TICKER: WFM CUSIP: 966837106
MEETING DATE: 3/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN ELSTROTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHAHID (HASS) HASSAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHANIE KUGELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN MACKEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ROBB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN SEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORRIS (MO) SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RALPH SORENSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GABRIELLE SULZBERGER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM (KIP) TINDELL, ISSUER YES FOR FOR
III
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY PLAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON FOOD WASTE MANAGEMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WidePoint Corporation
TICKER: WYY CUSIP: 967590100
MEETING DATE: 12/17/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. RITTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OTTO J. GUENTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. NORWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willamette Valley Vineyards, Inc.
TICKER: WVVI CUSIP: 969136100
MEETING DATE: 7/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BERNAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SEAN M. CARY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BETTY M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STAN G. TUREL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER L. SARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willbros Group, Inc.
TICKER: WG CUSIP: 969203108
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. SLUDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. MILLER WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willdan Group, Inc.
TICKER: WLDN CUSIP: 96924N100
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WIN WESTFALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BRISBIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND W. HOLDSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. MCEACHERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MOHAMMAD SHAHIDEHPOUR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN M. TOUPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Lyon Homes
TICKER: WLH CUSIP: 552074700
MEETING DATE: 5/31/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM LYON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. LYON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN CARLSON SCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Williams-Sonoma, Inc.
TICKER: WSM CUSIP: 969904101
MEETING DATE: 6/2/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA J. ALBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADRIAN D.P. BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK J. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN T. DILLON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. GREENER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TED W. HALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SABRINA SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JERRY D. STRITZKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LORRAINE TWOHILL ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Group Holdings Public Limited Company
TICKER: WSH CUSIP: G96666105
MEETING DATE: 12/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO WILLIS TOWERS ISSUER YES FOR FOR
WATSON PUBLIC LIMITED COMPANY
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WILLIS LEASE FINANCE CORPORATION
TICKER: WLFC CUSIP: 970646105
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES F. WILLIS, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS JOERG HUNZIKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Towers Watson Public Limited Company
TICKER: WLTW CUSIP: G96629103
MEETING DATE: 6/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOMINIC CASSERLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNA C. CATALANO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WENDY E. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAYMIN PATEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL THOMAS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #6: RENEW DIRECTORS' AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES UNDER IRISH LAW
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windstream Holdings, Inc.
TICKER: WIN CUSIP: 97382A200
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL B. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SAMUEL E. BEALL, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEANNIE DIEFENDERFER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LARRY LAQUE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL G. STOLTZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TONY THOMAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN L. WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT NOL RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windtree Therapeutics, Inc.
TICKER: WINT CUSIP: 97382D105
MEETING DATE: 6/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. LEONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG FRASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. MAHADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. PEACOCK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARVIN E. ROSENTHALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wingstop Inc.
TICKER: WING CUSIP: 974155103
MEETING DATE: 5/4/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. HISLOP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winmark Corporation
TICKER: WINA CUSIP: 974250102
MEETING DATE: 4/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. MORGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LAWRENCE A. BARBETTA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JENELE C. GRASSLE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRETT D. HEFFES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIRK A. MACKENZIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PAUL C. REYELTS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MARK L. WILSON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR STEVEN C. ZOLA ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winnebago Industries, Inc.
TICKER: WGO CUSIP: 974637100
MEETING DATE: 12/15/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. MILES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA T. RODAMAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winthrop Realty Trust
TICKER: FUR CUSIP: 976391300
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. ASHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR BLASBERG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEE SEIDLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROLYN TIFFANY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN ZALKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wintrust Financial Corporation
TICKER: WTFC CUSIP: 97650W108
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. CRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. DAMICO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZED S. FRANCIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARLA F. GLABE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. HEITMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INGRID S. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY D. 'JOE' SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wireless Telecom Group, Inc.
TICKER: WTT CUSIP: 976524108
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON C. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH GARRITY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL GENOVA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHELL HERBETS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY WHELAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WisdomTree Investments, Inc.
TICKER: WETF CUSIP: 97717P104
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WIN NEUGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WMIH Corp
TICKER: WMIH CUSIP: 92936P100
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS L. FAIRFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAGAR C. OLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL E. RAETHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. RENOFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN D. SCHEIWE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL L. WILLINGHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BURR PILGER MAYER, INC. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolverine World Wide, Inc.
TICKER: WWW CUSIP: 978097103
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. BOROMISA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GINA R. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodward, Inc.
TICKER: WWD CUSIP: 980745103
MEETING DATE: 1/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. COHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. RULSEH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG C. SENGSTACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workday, Inc.
TICKER: WDAY CUSIP: 98138H101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. GEORGE (SKIP) BATTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workiva Inc.
TICKER: WK CUSIP: 98139A105
MEETING DATE: 6/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUKU RADIA ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. VANDERPLOEG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Acceptance Corporation
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/5/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. ALEXANDER MCLEAN III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GILREATH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANET LEWIS MATRICCIANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MCGLADREY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Fuel Services Corporation
TICKER: INT CUSIP: 981475106
MEETING DATE: 5/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KASBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN BAKSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JORGE L. BENITEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. KASSAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MYLES KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN K. RODDENBERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL H. STEBBINS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Wrestling Entertainment, Inc.
TICKER: WWE CUSIP: 98156Q108
MEETING DATE: 4/21/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE MCMAHON ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.3: ELECT DIRECTOR PAUL LEVESQUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART U. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICIA A. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAUREEN ONG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH H. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBYN W. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK A. RIDDICK, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/24/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BLYSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY A. RIBEAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPX Energy, Inc.
TICKER: WPX CUSIP: 98212B103
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. CARRIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. GRANBERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELT KINDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY E. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM G. LOWRIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIMBERLY S. LUBEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID F. WORK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wright Medical Group N.V.
TICKER: WMGI CUSIP: N96617118
MEETING DATE: 6/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SEAN D. CARNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. MICLOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY S. PAUL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH H. WEATHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG N.V. AS AUDITORS FOR DUTCH ISSUER YES FOR FOR
STATUTORY ACCOUNTS
PROPOSAL #4: ADOPT DUTCH STATUTORY ANNUAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER �� YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE MANAGEMENT TO ISSUE SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #8: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES AGAINST AGAINST
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #9: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSFS Financial Corporation
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/28/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CALVERT A. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARVIN N. SCHOENHALS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. TURNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSI Industries, Inc.
TICKER: WSCI CUSIP: 92932Q102
MEETING DATE: 12/21/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES D. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BURTON F. MYERS II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. PUDIL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BENJAMIN T. RASHLEGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK R. VEACH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHECHTER DOKKEN KANTER ANDREWS & ISSUER YES FOR FOR
SELCER LTD. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WVS Financial Corp.
TICKER: WVFC CUSIP: 929358109
MEETING DATE: 10/27/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. GRACE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE M. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wyndham Worldwide Corporation
TICKER: WYN CUSIP: 98310W108
MEETING DATE: 5/10/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. HOLMES ISSUER YES FOR �� FOR
PROPOSAL #1.2: ELECT DIRECTOR MYRA J. BIBLOWIT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HERRERA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN MULRONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAULINE D.E. RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. WARGOTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wynn Resorts, Limited
TICKER: WYNN CUSIP: 983134107
MEETING DATE: 4/14/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY R. IRANI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALVIN V. SHOEMAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN A. WYNN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xactly Corporation
TICKER: XTLY CUSIP: 98386L101
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER W. CABRERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XBiotech Inc.
TICKER: XBIT CUSIP: 98400H102
MEETING DATE: 6/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SIMARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FABRIZIO BONANNI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. THORPE MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL VASELLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcel Energy Inc.
TICKER: XEL CUSIP: 98389B100
MEETING DATE: 5/18/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BEN FOWKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
POLICINSKI
PROPOSAL #1f: ELECT DIRECTOR JAMES T. PROKOPANKO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR A. PATRICIA SAMPSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES J. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DAVID A. WESTERLUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR TIMOTHY V. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcerra Corporation
TICKER: XCRA CUSIP: 98400J108
MEETING DATE: 12/16/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER W. BLETHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER J. MAGGS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xencor, Inc.
TICKER: XNCR CUSIP: 98401F105
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE L.A. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. BALTERA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BASSIL I. DAHIYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YUJIRO S. HATA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xenia Hotels & Resorts, Inc.
TICKER: XHR CUSIP: 984017103
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. GARTLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BEVERLY K. GOULET ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARCEL VERBAAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XenoPort, Inc.
TICKER: XNPT CUSIP: 98411C100
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN G. FREUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. RIEFLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xerium Technologies, Inc.
TICKER: XRM CUSIP: 98416J118
MEETING DATE: 9/11/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY J. GURANDIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xerium Technologies, Inc.
TICKER: XRM CUSIP: 98416J118
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY J. GURANDIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER TOELDTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xerox Corporation
TICKER: XRX CUSIP: 984121103
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM CURT HUNTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KEEGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN H. RUSCKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SARA MARTINEZ TUCKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADJUST EXECUTIVE COMPENSATION METRICS SHAREHOLDER YES AGAINST FOR
FOR SHARE BUYBACKS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: xG Technology, Inc.
TICKER: XGTI CUSIP: 98372A507
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. SCHMITT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. COLEMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GARY CUCCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH HOFFMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. MOOERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR RAYMOND M. SIDNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES AGAINST AGAINST
STOCK
PROPOSAL #7: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xilinx, Inc.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/12/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP T. GIANOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOSHE N. GAVRIELOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. HOWARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MICHAEL PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH W. ISSUER YES FOR FOR
VANDERSLICE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group plc
TICKER: XL CUSIP: G98290102
MEETING DATE: 5/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAMANI AYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. O. CATLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DALE R. COMEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUS-MICHAEL DILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. LABARGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH MAURIELLO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EUGENE M. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL S. MCGAVICK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CLAYTON S. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN M. VEREKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RENEW DIRECTOR'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES
PROPOSAL #5: RENEW DIRECTOR'S AUTHORITY TO ISSUE ISSUER YES FOR FOR
SHARES FOR CASH
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group plc
TICKER: XL CUSIP: G98290102
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #3: APPROVE ACQUISITION XL-IRELAND ORDINARY ISSUER YES FOR FOR
SHARES BY XL-BERMUDA
PROPOSAL #4: APPROVE AUTHORIZATION OF DIRECTORS TO ISSUER YES FOR FOR
ALLOT XL-IRELAND ORDINARY SHARES TO XL-BERMUDA
PROPOSAL #5: APPROVE IRELAND RESERVE APPLICATION ISSUER YES FOR FOR
PROPOSAL
PROPOSAL #6: AMEND ARTICLES RE: IRELAND MEMORANDUM ISSUER YES FOR FOR
AMENDMENT PROPOSAL
PROPOSAL #7: AMEND ARTICLES RE: IRELAND ARTICLES ISSUER YES FOR FOR
AMENDMENT PROPOSAL
PROPOSAL #8: AMEND BYE-LAW RE: BERMUDA BYE-LAW ISSUER YES FOR FOR
THRESHOLD PROPOSAL
PROPOSAL #9: AMEND ARTICLES RE: BERMUDA MERGER AND ISSUER YES FOR FOR
AMALGAMATION THRESHOLD PROPOSAL
PROPOSAL #10: AMEND ARTICLES RE: BERMUDA REPURCHASE ISSUER YES FOR FOR
RIGHT PROPOSAL
PROPOSAL #11: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL Group plc
TICKER: XL CUSIP: G98290111
MEETING DATE: 6/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XO Group Inc.
TICKER: XOXO CUSIP: 983772104
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER SACHSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL ZEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XOMA Corporation
TICKER: XOMA CUSIP: 98419J107
MEETING DATE: 5/19/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN VARIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. SCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. DENMAN VAN NESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. LIMBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY P. WALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xoom Corporation
TICKER: XOOM CUSIP: 98419Q101
MEETING DATE: 9/4/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xplore Technologies Corp.
TICKER: XPLR CUSIP: 983950700
MEETING DATE: 3/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP S. SASSOWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREA GOREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. BEN IRWIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. LEONARDIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KENT A. MISEMER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR BRIAN E. USHER-JONES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PMB HELIN DONOVAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 9/8/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XPO Logistics, Inc.
TICKER: XPO CUSIP: 983793100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GENA L. ASHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS DEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL G. JESSELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN P. KINGSHOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASON D. PAPASTAVROU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OREN G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xtant Medical Holdings, Inc.
TICKER: XTNT CUSIP: 98420P100
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT SWANSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN DEEDRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. KIRSCHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xylem Inc.
TICKER: XYL CUSIP: 98419M100
MEETING DATE: 5/11/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yadkin Financial Corporation
TICKER: YDKN CUSIP: 984305102
MEETING DATE: 2/23/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yadkin Financial Corporation
TICKER: YDKN CUSIP: 984305102
MEETING DATE: 5/24/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ADAM ABRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. BRODY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT M. CUSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY Z. DODSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. HALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THIERRY HO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN J. LERNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL S. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARY E. RITTLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HARRY C. SPELL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOSEPH H. TOWELL ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD A. URQUHART, ISSUER YES FOR FOR
III
PROPOSAL #1.15: ELECT DIRECTOR NICOLAS D. ZERBIB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo! Inc.
TICKER: YHOO CUSIP: 984332106
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOR R. BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID FILO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE J. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARISSA A. MAYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YELP INC.
TICKER: YELP CUSIP: 985817105
MEETING DATE: 4/13/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED D. ANDERSON, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEREMY LEVINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yodlee, Inc.
TICKER: YDLE CUSIP: 98600P201
MEETING DATE: 11/19/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YOU On Demand Holdings, Inc.
TICKER: YOD CUSIP: 98741R207
MEETING DATE: 12/29/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR SHANE MCMAHON ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR JAMES S. CASSANO ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR ARTHUR WONG ISSUER YES FOR FOR
PROPOSAL #1a.4: ELECT DIRECTOR JIN SHI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: RATIFY KPMG HUAZHEN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YOU On Demand Holdings, Inc.
TICKER: YOD CUSIP: 98741R207
MEETING DATE: 6/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUNO WU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MINGCHENG TAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY FAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHANE MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. CASSANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIN SHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR POLLY WANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR XUESONG SONG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: RATIFY KPMG HUAZHEN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YRC Worldwide Inc.
TICKER: YRCW CUSIP: 984249607
MEETING DATE: 4/26/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WINESTOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YUM! Brands, Inc.
TICKER: YUM CUSIP: 988498101
MEETING DATE: 5/20/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CAVANAGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN C. CORNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREG CREED ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MIRIAN M. GRADDICK-WEIR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JONATHAN S. LINEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEITH MEISTER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS C. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS M. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR P. JUSTIN SKALA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ELANE B. STOCK ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADD GMO LABELS ON PRODUCTS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YuMe, Inc.
TICKER: YUME CUSIP: 98872B104
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG FORMAN ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR DEREK HARRAR ISSUER NO N/A N/A
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR ERIC SINGER SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ELIAS N. NADER SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zafgen, Inc.
TICKER: ZFGN CUSIP: 98885E103
MEETING DATE: 6/30/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCES K. HELLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE BOOTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZAGG Inc
TICKER: ZAGG CUSIP: 98884U108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RANDALL L. HALES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHERYL A. LARABEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. TODD HEINER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR P. SCOTT STUBBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: CHANGE STATE OF INCORPORATION [FROM ISSUER YES FOR FOR
NEVADA TO DELAWARE]
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZAIS Group Holdings, Inc.
TICKER: ZAIS CUSIP: 98887G106
MEETING DATE: 12/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN M. ZUGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. BRUCE CAMERON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL B. GUENTHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES ZINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zayo Group Holdings, Inc.
TICKER: ZAYO CUSIP: 98919V105
MEETING DATE: 11/2/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL CARUSO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON GIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NINA RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZaZa Energy Corporation
TICKER: ZAZA CUSIP: 98919T407
MEETING DATE: 7/6/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TODD A. BROOKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR TRAVIS H. BURRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR JOHN E. HEARN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1d: ELECT DIRECTOR GASTON L. KEARBY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1e: ELECT DIRECTOR A. HAAG SHERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1f: ELECT DIRECTOR HERBERT C. WILLIAMSON, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZBB Energy Corporation
TICKER: ZBB CUSIP: 98876R303
MEETING DATE: 7/9/2015 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: CHANGE COMPANY NAME TO COMPANY TO ISSUER YES FOR FOR
ENSYNC, INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zebra Technologies Corporation
TICKER: ZBRA CUSIP: 989207105
MEETING DATE: 5/19/2016 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHIRANTAN J. DESAI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK B. MODRUSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ZELTIQ Aesthetics, Inc.
TICKER: ZLTQ CUSIP: 98933Q108
MEETING DATE: 6/16/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. KEITH GROSSMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW N. SCHIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zendesk, Inc.
TICKER: ZEN CUSIP: 98936J101
MEETING DATE: 5/17/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL BASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA STALDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zillow Group, Inc.
TICKER: ZG CUSIP: 98954M101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD N. BARTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LLOYD D. FRINK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zimmer Biomet Holdings, Inc.
TICKER: ZBH CUSIP: 98956P102
MEETING DATE: 5/3/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID C. DVORAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL J. FARRELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL W. MICHELSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CECIL B. PICKETT ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JEFFREY K. RHODES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: ZION OIL & GAS, INC.
TICKER: ZN CUSIP: 989696109
MEETING DATE: 6/6/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUSTIN W. FURNACE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN M. VAN BRAUMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENE SCAMMAHORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUSTIN L. GUINN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Zions Bancorporation
TICKER: ZION CUSIP: 989701107
MEETING DATE: 5/27/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA FROBES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUREN K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. DAVID HEANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDWARD F. MURPHY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARRIS H. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHELLEY THOMAS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: ZIOPHARM Oncology, Inc.
TICKER: ZIOP CUSIP: 98973P101
MEETING DATE: 6/15/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MURRAY BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WYCHE FOWLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDAL J. KIRK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL WEISER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT TARRIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
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ISSUER: Zix Corporation
TICKER: ZIXI CUSIP: 98974P100
MEETING DATE: 6/8/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAHER A. ELGAMAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. SPURR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zoe's Kitchen, Inc.
TICKER: ZOES CUSIP: 98979J109
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG DOLLARHYDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CORDIA HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEC TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Zoetis Inc.
TICKER: ZTS CUSIP: 98978V103
MEETING DATE: 5/12/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN RAMON ALAIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. BISARO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Zumiez Inc.
TICKER: ZUMZ CUSIP: 989817101
MEETING DATE: 6/1/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TRAVIS D. SMITH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT A. BAILEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Zynerba Pharmaceuticals, Inc.
TICKER: ZYNE CUSIP: 98986X109
MEETING DATE: 5/25/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMANDO ANIDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN D. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. FEDERICI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS L. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH I. MOCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CYNTHIA A. RASK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT THE REMOVAL OF DIRECTORS BY STOCKHOLDERS WITH
OR WITHOUT CAUSE
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ISSUER: Zynga Inc.
TICKER: ZNGA CUSIP: 98986T108
MEETING DATE: 6/9/2016 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK PINCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK GIBEAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM 'BING' GORDON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUNIL PAUL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLEN F. SIMINOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD INDEX FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 30, 2016
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.
