UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
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| þ | | QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2010
OR
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| o | | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from <> to <>
Commission file number: 0-20167
MACKINAC FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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MICHIGAN
(State or other jurisdiction of
incorporation or organization) | | 38-2062816
(I.R.S. Employer Identification No.) |
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130 SOUTH CEDAR STREET, MANISTIQUE, MI
(Address of principal executive offices) | | 49854
(Zip Code) |
Registrant’s telephone number, including area code: (888) 343-8147
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, (or for such shorter periods that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
| Large Accelerated Filer o | Accelerated Filer o | Non-accelerated Filer o
(Do not check if a smaller reporting company) | Smaller reporting company þ |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).
Yes o No þ
As of June 30, 2010, there were outstanding 3,419,736 shares of the registrant’s common stock, no par value.
Explanatory Note
This Amendment No. 1 to Mackinac Financial Corporation’s Quarterly Report on Form 10-Q for the period ended June 30, 2010 is being filed solely for the purposes of furnishing Exhibits 99.1 and 99.2, certifications previously made by Mackinac Financial Corporation to the U.S. Treasury, in accordance with Section 111(b) of the Emergency Economic Stabilization Act of 2008. This Amendment No. 1 does not reflect any subsequent events occurring after the original filing date of the Form 10-Q or modify or update in any way disclosures made in the original filing.
TABLE OF CONTENTS
MACKINAC FINANCIAL CORPORATION
PART II.OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits:
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| | Exhibit 31.1 | | Rule 13a-14(a) Certification of Chief Executive Officer. |
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| | Exhibit 31.2 | | Rule 13a-14(a) Certification of Chief Financial Officer. |
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| | *Exhibit 32.1 | | Section 1350 Certification of Chief Executive Officer. |
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| | *Exhibit 32.2 | | Section 1350 Certification of Chief Financial Officer. |
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| | Exhibit 99.1 | | Certification of Principal Executive Officer Pursuant to Section 111(b) of EESA. |
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| | Exhibit 99.2 | | Certification of Principal Financial Officer Pursuant to Section 111(b) of EESA. |
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| * | | Previously filed or furnished as an exhibit to Mackinac Financial Corporation’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2010. |
MACKINAC FINANCIAL CORPORATION
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | MACKINAC FINANCIAL CORPORATION
(Registrant)
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| Date: August 20, 2010 | By: | /s/ Ernie R. Krueger | |
| | | ERNIE R. KRUEGER | |
| | | EVP/CHIEF FINANCIAL OFFICER
(principal financial and accounting officer) | |
