Exhibit 10.6
Execution Version
AMENDMENT NO. 1 – CREDIT AGREEMENT (AESC)
AMENDMENT NO. 1, dated as of September [ ], 2007 (this “Amendment”), in respect of the Credit Agreement (the “Credit Agreement”), dated as of May 2, 2006, among Allegheny Energy Supply Company, LLC (the “Borrower”), the Initial Lenders, the Swing Line Bank and the Initial Issuing Bank named therein, and Citicorp USA, Inc., as Administrative Agent. Capitalized terms not otherwise defined herein shall have the same meanings as set forth in the Credit Agreement.
PRELIMINARY STATEMENT
The Borrower has requested that the Revolving Facility be increased in the amount of $200 million and the Borrower be permitted to make cash dividends from time to time to the Parent, including with the proceeds of the Revolving Facility.
SECTION 1.Amendment. Subject to the satisfaction of the conditions precedent set forth in Section 2, the Required Lenders, the Borrower, and all of the Revolving Lenders listed on the signature pages hereof as Increasing Revolving Lenders (each, an “Increasing Revolving Lender”) hereby agree as follows:
(a) Schedule I to the Credit Agreement is amended and replaced in its entirety with Exhibit A attached hereto.
(b) To amend Section 2.15 of the Credit Agreement by inserting the text that appears below as bolded and underlined:
The proceeds of the Advances and issuances of any Letter of Credit shall be available (and the Borrower agrees that it shall use proceeds of Advances made to it and each Letter of Credit issued at its request) solely (a) in the case of the Term Borrowing and, to the extent proceeds of such Revolving Borrowing are not applied in accordance with clause (b) below, each Revolving Borrowing on the Closing Date, to repay in full the Existing Debt, (b) in the case of each subsequent Revolving Borrowing (and each Revolving Borrowing comprising the Initial Borrowing that is not required to pay the Existing Debt) and Letter of Credit, for working capital for the Borrower and its Subsidiariesand to make cash dividends from time to time to the Parent to the extent permitted under Section 5.02(f)(i)(F) and (c) in the case of any additional borrowing made pursuant to Section 2.16, for general corporate purposes.
(c) To amend Section 5.02(f)(i) of the Credit Agreement by inserting the text that appears below as bolded and underlined and deleting the text that appears below as struck through:
the Borrower may (A) declare and pay cash dividends and distributions with respect to the ML Interests to the extent required under the Constituent Documents of the Borrower as in effect on the Closing Date, (B) make payments to the Parent in respect of reimbursement obligations under any drawn letter of credit posted by the Parent on behalf of the Borrower or any of its Subsidiaries to support Obligations of the Borrower or such
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| | | | Amendment No. 1 AESC Credit Agreement |
Subsidiary undertaken in the ordinary course of business and not for speculative purposes, (C) issue and sell shares of its Equity Interests, (D) commencing with the Fiscal Year ending December 31, 2006, declare and pay cash dividends to the Parent in an aggregate amount in any Fiscal Year not to exceed the greater of (1) $25,000,000 or (2) if the Borrower’s Leverage Ratio as of the last day of the Fiscal Year immediately preceding the Fiscal Year in which such dividend is paid was less than (I) 4.50:1.00, 25% of the Borrower’s Consolidated Net Income for the Fiscal Year immediately preceding the Fiscal Year in which such dividend is paid or (II) 3.50:1.00, 50% of the Borrower’s Consolidated Net Income for the Fiscal Year immediately preceding the Fiscal Year in which such dividend is paid, and (E) make any equity Investment in any of its Subsidiaries permitted under Section 5.02(e),and (F) declare and pay cash dividends from time to time to the Parent in an aggregate amount not to exceed $300,000,000 to the extent the Borrower delivers, at the time of each such payment, an Officer’s Certificate to the Administrative Agent certifying that such dividend shall be applied directly or indirectly by the Parent to make Investments in a Subsidiary of the Parent;
SECTION 2.Conditions to Effectiveness. This Amendment shall become effective when, and only when, the Administrative Agent shall have received (a) counterparts of this Amendment executed by the Borrower, the Required Lenders and all of the Increasing Revolving Lenders or, as to any of such Lenders, advice satisfactory to the Administrative Agent that such Lender has executed this Amendment and (b) to the extent requested, a Revolving Note of the Borrower for the account of each Increasing Revolving Lender that has so requested, in an amount equal to the Revolving Commitment of such Increasing Revolving Lender as set forth on Exhibit A hereto. The effectiveness of this Amendment is further conditioned upon the accuracy of the factual matters described herein. This Amendment is subject to the provisions of Section 8.01 of the Credit Agreement.
SECTION 3.Representations and Warranties of the Borrower. The Borrower hereby represents and warrants as follows:
(a) The Borrower is a limited liability company, duly organized, validly existing and in good standing under the laws of the State of Delaware.
(b) Its execution, delivery and performance of this Amendment, are within its powers, have been duly authorized by all necessary corporate action, and do not and will not (i) contravene its Constituent Documents, (ii) violate any law, rule, regulation (including Regulation X of the Board of Governors of the Federal Reserve System), order, writ, judgment, injunction, decree, determination or award, (iii) conflict with or result in the breach of, or constitute a default or require any payment to be made under, any material contract, loan agreement, indenture, mortgage, deed of trust, lease or other instrument binding on or affecting it or any of its properties or (iv) result in or require the creation or imposition of any Lien upon or with respect to any of its Assets, except where, in the cases of clauses (i) through (iv), the violation of any such Constituent Documents, law, rule, regulation, order, writ, judgment, injunction, decree, determination or award or in breach of any such contract, loan agreement, indenture, mortgage, deed of trust, lease or other instrument, or creation or imposition of such Lien, could not be reasonably expected to have a Material Adverse Effect.
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(c) No authorization or approval or other action by, and no notice to or filing with, any Governmental Authority is required for the due execution, delivery or performance by it of this Amendment.
(d) This Amendment has been duly executed and delivered by it. This Amendment is its legal, valid and binding obligations, enforceable against it in accordance with its terms, except to the extent limited by any applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally and by general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law).
(e) No Default has occurred and is continuing.
SECTION 4.Reference to and Effect on the Credit Agreement. (a) On and after the effectiveness of this Amendment, each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof” or words of like import referring to the Credit Agreement, and each reference in each of the other Financing Documents to “the Credit Agreement”, “thereunder”, “thereof” or words of like import referring to the Credit Agreement, shall mean and be a reference to the Credit Agreement as amended by this Amendment.
(b) The Credit Agreement, as specifically amended by this Amendment, is and shall continue to be in full force and effect and is hereby in all respects ratified and confirmed.
(c) The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender Party or the Administrative Agent under any of the Financing Documents, nor constitute a waiver of any provision of any of the Financing Documents.
SECTION 5.Costs and Expenses. The Borrower agrees to pay on demand all costs and expenses of the Administrative Agent in connection with the preparation, execution, delivery and administration, modification and amendment of this Amendment and the other instruments and documents to be delivered hereunder (including, without limitation, the reasonable fees and expenses of counsel for the Administrative Agent) in accordance with the terms of section 8.04 of the Credit Agreement.
SECTION 6.Execution in Counterparts. This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute but one and the same agreement. Delivery of an executed counterpart of a signature page to this Amendment by telecopier shall be effective as delivery of a manually executed counterpart of this Amendment.
SECTION 7.Governing Law. This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York.
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written.
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| ALLEGHENY ENERGY SUPPLY COMPANY, LLC, |
| as Borrower |
| |
| By | | /s/ Barry E. Pakenham |
| Name: | | Barry E. Pakenham |
| Title: | | Treasurer |
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| | | | Amendment No. 1 AESC Credit Agreement |
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| CITICORP USA, INC., |
| as Administrative Agent |
| |
| By | | /s/ Maureen Maroney |
| Name: | | Maureen Maroney |
| Title: | | Vice President |
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| CITICORP USA, INC., |
| as Increasing Revolving Lender |
| |
| By | | /s/ Maureen Maroney |
| Name: | | Maureen Maroney |
| Title: | | Vice President |
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| The Bank of Nova Scotia, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Thane Rattew |
| Name: | | Thane Rattew |
| Title: | | Managing Director |
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| PNC BANK, NATIONAL ASSOCIATION, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Thomas A. Majeski |
| Name: | | Thomas A. Majeski |
| Title: | | Vice President |
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| Wells Fargo Bank, National Association, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Patrick McCue |
| Name: | | Patrick McCue |
| Title: | | Vice President & Senior Relationship Manager |
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| Sovereign Bank, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Dexter Freeman |
| Name: | | Dexter Freeman |
| Title: | | Senior Vice President |
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| GOLDMAN SACHS CREDIT PARTNERS L.P., |
| as Increasing Revolving Lender |
| |
| By | | /s/ Mark Walton |
| Name: | | Mark Walton |
| Title: | | Authorized Signatory |
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| | | | Amendment No. 1 AESC Credit Agreement |
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| JPMorgan Chase Bank, N.A., |
| as Increasing Revolving Lender |
| |
| By | | /s/ Michael DeForge |
| Name: | | Michael DeForge |
| Title: | | Executive Director |
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| CREDIT SUISSE, Cayman Islands Branch, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Thomas Cantello |
| Name: | | Thomas Cantello |
| Title: | | Director |
| |
| By | | /s/ Shaheen Malik |
| Name: | | Shaheen Malik |
| Title: | | Associate |
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| BANK OF AMERICA, N.A., |
| as Increasing Revolving Lender |
| |
| By | | /s/ Kevin Bertelsen |
| Name: | | Kevin Bertelsen |
| Title: | | Senior Vice President |
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| | | | Amendment No. 1 AESC Credit Agreement |
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| BNP PARIBAS, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Denis O’Meara |
| Name: | | Denis O’Meara |
| Title: | | Managing Director |
| |
| By | | /s/ Francis J. Delaney |
| Name: | | Francis J. Delaney |
| Title: | | Managing Director |
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| | | | Amendment No. 1 AESC Credit Agreement |
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| UNION BANK OF CALIFORNIA, N.A., |
| as Increasing Revolving Lender |
| |
| By | | /s/ Susan K. Johnson |
| Name: | | Susan K. Johnson |
| Title: | | Vice President |
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| MORGAN STANLEY BANK, |
| as Increasing Revolving Lender |
| |
| By | | /s/ Daniel Twenge |
| Name: | | Daniel Twenge |
| Title: | | Authorized Signatory |
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| Bear Stearns Corporate Lending, Inc., |
| as Lender |
| |
| By | | /s/ Victor Bulzacchelli |
| Name: | | Victor Bulzacchelli |
| Title: | | Vice President |
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| Bayerische Landesbank, |
| as Lender |
| |
| By | | /s/ Christopher Dowd |
| Name: | | Christopher Dowd |
| Title: | | Vice President |
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| By | | /s/ Donna M. Quilty |
| Name: | | Donna M. Quilty |
| Title: | | Vice President |
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| BARCLAYS BANK PLC, |
| as Lender |
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| By | | /s/ Nicholas Bell |
| Name: | | Nicholas Bell |
| Title: | | Director |
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| National City Bank, |
| as Lender |
| |
| By | | /s/ Susan J. Dimmick |
| Name: | | Susan J. Dimmick |
| Title: | | Senior Vice President |
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| Commerzbank, AG New York and Grand Cayman Branches, |
| as Lender |
| |
| By | | /s/ Andrew R. Campbell |
| Name: | | Andrew R. Campbell |
| Title: | | Senior Vice President |
|
| /s/ Janet Berry |
| Janet Berry |
| Assistant Treasurer |
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Exhibit A
Schedule I to the Credit Agreement
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| | | | Amendment No. 1 AESC Credit Agreement |
Commitments and Applicable Lending Offices
| | | | | | | | |
Lender | | Revolving
Credit
Commitment
US$ Dollars | | Term
Commitment
US$ Dollars | | Euro Lending Office | | U.S. Lending Office |
| Citicorp USA, Inc. | | 42,130,299.91 | | 48,569,316.75 | | Citicorp USA, Inc.
c/o Citigroup Global Markets
388 Greenwich Street, 21st Floor
New York, NY 10013
ATTN: Oscar Cragwell
Telephone: 212-816-8113
Fax: 646-291-1757
E-mail:
oscar.cragwell@citi.com | | Citicorp USA, Inc.
c/o: Citigroup Global Markets
388 Greenwich Street, 21st Floor
New York, NY 10013
ATTN: Oscar Cragwell
Telephone: 212-816-8113
Fax: 646-291-1757
E-mail:
oscar.cragwell@citi.com |
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| Bank of America, N.A. | | 39,630,299.90 | | 0 | | Bank of America, N.A.
100 North Tryon Street
Charlotte, NC 28255
ATTN: Kevin R. Wagley /Jacob Dowden Telephone: 704-388-6006 or 704-386-5784 Fax: 704-409-0097 or 704-602-5741
E-mail:
kevin.r.wagley@bankofamerica.com jacob.dowden@bankofamerica.com Operations Contact:
Bank of America, N.A.
901 Main Street, 14th Floor
Dallas, TX 75202
ATTN: Jacqueline Archuleta
Telephone: 214-209-2135
Fax: 214-290-8372
E-mail:
jacqueline.archuleta@bankofamerica.com | | Bank of America, N.A.
100 North Tryon Street
Charlotte, NC 28255
ATTN: Kevin R. Wagley /Jacob Dowden Telephone: 704-388-6006 or 704-386-5784 Fax: 704-409-0097 or 704-602-5741
E-mail:
kevin.r.wagley@bankofamerica.com jacob.dowden@bankofamerica.com Operations Contact:
Bank of America, N.A.
901 Main Street, 14th Floor
Dallas, TX 75202
ATTN: Jacqueline Archuleta
Telephone: 214-209-2135
Fax: 214-290-8372
E-mail:
jacqueline.archuleta@bankofamerica.com |
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| | | | Amendment No. 1 AESC Credit Agreement |
SCHEDULE 1
TO THE CREDIT AGREEMENT
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| The Bank of Nova Scotia | | 42,130,299.90 | | 38,830,072.98 | | The Bank of Nova Scotia
26/F One Liberty Plaza
New York, NY 10006 ATTN:Isabel Abella /Tim Finneran Tel: 212-225-5305
Fax: 212-225-5480
E-mail:
isabel_abella@scotiacapital.com tim_finneran@scotiacapital.com Operations Contact:
The Bank of Nova Scotia
720 King Street West, 2nd Floor
Toronto, Ontario M5V 2T3
ATTN: Karen Lam / Clement Yu /
Tamara Mohan / Nicholas Maraj
Telephone: 212-225-5706 / 5705
E-mail:
karen_lam@scotiacapital.com clement_yu@scotiacapital.com tamara_mohan@scotiacapital.com | | The Bank of Nova Scotia
26/F One Liberty Plaza
New York, NY 10006 ATTN:Isabel Abella /Tim Finneran
Tel: 212-225-5305
Fax: 212-225-5480
E-mail:
isabel_abella@scotiacapital.com tim_finneran@scotiacapital.com Operations Contact:
The Bank of Nova Scotia
720 King Street West, 2nd Floor
Toronto, Ontario M5V 2T3
ATTN: Karen Lam /Clement Yu /Tamara Mohan / Nicholas Maraj
Telephone: 212-225-5706 / 5705
E-mail:
karen_lam@scotiacapital.com clement_yu@scotiacapital.com tamara_mohan@scotiacapital.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
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| Scotiabanc, Inc. | | 0 | | 38,956,975.23 | | Scotiabanc, Inc.
Suite 2700, 600 Peachtree St. N.E.
Atlanta, GA 30308
ATTN: William E. Zarrett or Jay Willson or Nicholas Maraj Telephone: 404-877-1504 or
404-877-1515 or 212-225-5705
Fax: 404-888-8998 or 212-225-5709
E-mail:
william_zarrett@scotiacapital.com
james_willson@scotiacapital.com Administrative Contact:
Scotiabanc, Inc.
Suite 2700, 600 Peachtree St. N.E.
Atlanta, GA 30308
ATTN: Anthony Millington or Phyllis Walker
Telephone: 404-877-1579 or
404-877-1552
Fax: 404-888-8998
E-mail:
anthony_millington@scotiacapital.com | | Scotiabanc, Inc.
Suite 2700, 600 Peachtree St. N.E.
Atlanta, GA 30308
ATTN: William E. Zarrett or
Jay Willson or Nicholas Maraj
Telephone: 404-877-1504 or
404-877-1515 or 212-225-5705
Fax: 404-888-8998 or 212-225-5709
E-mail:
william_zarrett@scotiacapital.com
james_willson@scotiacapital.com Administrative Contact:
Scotiabanc, Inc.
Suite 2700, 600 Peachtree St. N.E.
Atlanta, GA 30308
ATTN: Anthony Millington or Phyllis Walker
Telephone: 404-877-1579 or
404-877-1552
Fax: 404-888-8998
E-mail:
anthony_millington@scotiacapital.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
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| Credit Suisse, Cayman Islands Branch | | 34,873,319.54 | | 64,889,348.51 | | Credit Suisse, Cayman Islands Branch
Eleven Madison Avenue
New York, NY 10010
ATTN: Tom Cantello / Greg Richards / Ed Markowski
Telephone: 212-325-6865 or 212-538-1244 or 212-538-3380
Fax: 212-325-8321 or 917-326-8522 or 212-538-6851
E-mail:
thomas.cantello@credit-suisse.com
gregory.richards@credit-suisse.com | | Credit Suisse, Cayman Islands Branch Eleven Madison Avenue New York, NY 10010
ATTN: Tom Cantello / Greg Richards / Ed Markowski
Telephone: 212-325-6865 or 212-538-1244 or 212-538-3380
Fax: 212-325-8321 or 917-326-8522 or 212-538-6851
E-mail:
thomas.cantello@credit-suisse.com gregory.richards@credit-suisse.com |
| | | | |
| JPMorgan Chase Bank, N.A. | | 37,373,319.54 | | 64,889,348.51 | | JPMorgan Chase Bank, N.A.
1111 Fannin 10th Floor
Houston, TX 77002 Primary Credit Contact:
JPMorgan Chase
270 Park Avenue, 4th
Floor New York City, NY 10017
ATTN: Michael J. DeForge Telephone: 212-270-1656
Fax: 212-270-3089
E-mail:
michael.j.deforge@jpmorgan.com Operations Contact:
JPMorgan Chase Bank, N.A.
1111 Fannin 10th Floor
Houston, TX 77002
ATTN: Marshella Williams
Telephone: 713-427-5309
Fax: 713-427-6307
E-mail:
marshella.b.williams@chase.com | | JPMorgan Chase Bank, N.A.
1111 Fannin 10th Floor
Houston, TX 77002 Primary Credit Contact:
JPMorgan Chase
270 Park Avenue, 4th Floor
New York City, NY 10017
ATTN: Michael J. DeForge
Telephone: 212-270-1656
Fax: 212-270-3089
E-mail:
michael.j.deforge@jpmorgan.com Operations Contact:
JPMorgan Chase Bank, N.A.
1111 Fannin 10th Floor
Houston, TX 77002
ATTN: Marshella Williams
Telephone: 713-427-5309
Fax: 713-427-6307
E-mail:
marshella.b.williams@chase.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
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| BNP Paribas | | 35,511,892.45 | | 57,936,918.30 | | BNP Paribas
787 Seventh Avenue, 3rd Floor
New York, NY 10019
ATTN: Project Finance & Utilities
Telephone: 212-841-2845 / 2922
Fax: 212-841-2146
E-mail:
francis.delaney@americas.bnpparibas.com
manoj.khatri@americas.bnpparibas.com Operations Contact:
BNP Paribas
919 Third Avenue
New York, NY 10019
ATTN: Project Finance & Utilities
Telephone: 212-471-6635
Fax: 212-471-6697
E-mail:
gabriel.candamo@americas.bnpparibas.com Investor Address: 209 SOUTH LASALLE
SUITE 500
CHICAGO IL
FR-60604
Contact Key: OC4500AGY
Contact Name: LISA AU
Telephone #: 201-850-6657
Fax #: 201-850-4025 | | BNP Paribas
787 Seventh Avenue, 3rd
Floor New York, NY 10019
ATTN: Project Finance & Utilities
Telephone: 212-841-2845 / 2922
Fax: 212-841-2146
E-mail:
francis.delaney@americas.bnpparibas.com
manoj.khatri@americas.bnpparibas.com
Operations Contact:
BNP Paribas
919 Third Avenue
New York, NY 10019
ATTN: Project Finance & Utilities
Telephone: 212-471-6635
Fax: 212-471-6697
E-mail:
gabriel.candamo@americas.bnpparibas.com Investor Address: 209 SOUTH LASALLE
SUITE 500
CHICAGO IL
FR-60604
Contact Key: OC4500AGY
Contact Name: LISA AU
Telephone #: 201-850-6657
Fax #: 201-850-4025 |
| | | | |
| Goldman Sachs Credit Partners L.P. | | 22,841,261.63 | | 24,015,746.50 | | Goldman Sachs Credit Partners L.P.
1 New York Plaza, 42nd Floor
New York, NY 10014 Primary Contact:
Goldman Sachs Credit Partners L.P. 30 Hudson Street, 17th Floor
Jersey City, NJ 07302
ATTN: Phillip Green / Kristen Renzulli
Telephone: 212-357-7570 / 9345
Fax: 212-357-4597
E-mail:
phillip.f.green@gs.com
kristen.renzulli@gs.com | | Goldman Sachs Credit Partners L.P.
1 New York Plaza, 42nd Floor
New York, NY 10014 Primary Contact:
Goldman Sachs Credit Partners L.P.
30 Hudson Street, 17th Floor
Jersey City, NJ 07302
ATTN: Phillip Green or Kristen Renzulli
Telephone: 212-357-7570 / 9345
Fax: 212-357-4597
E-mail:
phillip.f.green@gs.com
kristen.renzulli@gs.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
| Barclays Bank PLC | | 10,341,261.63 | | 38,624,612.21 | | Barclays Bank PLC
200 Park Avenue, 4th Floor
New York, NY 10166
ATTN: Nicholas Bell
Telephone: 212-412-4029
Fax: 212-412-7600
E-mail:
nicholas.bell@barcap.com
Administrative Contact:
Barclays Capital Services LLC
200 Cedar Knolls Road
Whippany, NJ 07981
ATTN: Erik Hoffman
Telephone: 973-576-3709
Fax: 973-576-3014
E-mail:
erik.hoffman@barcap.com | | Barclays Bank PLC
200 Park Avenue, 4th Floor
New York, NY 10166
ATTN: Nicholas Bell
Telephone: 212-412-4029
Fax: 212-412-7600
E-mail:
nicholas.bell@barcap.com Administrative Contact:
Barclays Capital Services LLC
200 Cedar Knolls Road
Whippany, NJ 07981
ATTN: Erik Hoffman
Telephone: 973-576-3709
Fax: 973-576-3014
E-mail:
erik.hoffman@barcap.com |
| | | | |
| Bayerische Landesbank | | 10,341,261.63 | | 38,624,612.21 | | Bayerische Landesbank – New York Branch
560 Lexington Avenue
New York, NY 10022
ATTN: Stuart Schulman / Oliver Hildenbrand
Telephone: 212-230-9130 or 212-310-9855
Fax: 212-310-9995
E-mail:
sschulman@bayernlbny@.com
ohildenbrand@bayernlbny.com Operations Contact:
Bayerische Landesbank – New York Branch
560 Lexington Avenue
New York, NY 10022
ATTN: Patricia Sanchez
Telephone: 212-310-9810
Fax: 212-310-9930
E-mail:
psanchez@bayernlbny.com | | Bayerische Landesbank – New York Branch
560 Lexington Avenue
New York, NY 10022
ATTN: Stuart Schulman / Oliver Hildenbrand
Telephone: 212-230-9130 or 212-310-9855
Fax: 212-310-9995
E-mail:
sschulman@bayernlbny@.com
ohildenbrand@bayernlbny.com Operations Contact:
Bayerische Landesbank – New York Branch
560 Lexington Avenue
New York, NY 10022
ATTN: Patricia Sanchez
Telephone: 212-310-9810
Fax: 212-310-9930
E-mail:
psanchez@bayernlbny.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
Commerzbank AG, New York
and Grand Cayman Branches | | 8,273,009.31 | | 14,000,000.00 | | Commerzbank AG, New York
and Grand Cayman Branches
2 World Financial Center
New York, NY 10281
ATTN: Andrew Kjoller / Andrew Campbell / Irina Ziskina
Telephone: 212-266-7287 / 7528 / 7526 Fax: 212-266-7530
E-mail:
akjoller@cbkna.com
acampbell@cbkna.com Operations Contact:
Commerzbank AG, New York
and Grand Cayman Branches
2 World Financial Center
New York, NY 10281
ATTN: Arun Gopal / Marsha Thomas
Telephone: 212-266-7774 / 7694
Fax: 212-298-8111
E-mail:
agopal@cbkna.com
mthomas@cbkna.com | | Commerzbank AG, New York
and Grand Cayman Branches
2 World Financial Center
New York, NY 10281
ATTN: Andrew Kjoller / Andrew Campbell / Irina Ziskina
Telephone: 212-266-7287 / 7528 / 7526
Fax: 212-266-7530
E-mail:
akjoller@cbkna.com
acampbell@cbkna.com Operations Contact:
Commerzbank AG, New York
and Grand Cayman Branches
2 World Financial Center
New York, NY 10281
ATTN: Arun Gopal / Marsha Thomas
Telephone: 212-266-7774 / 7694
Fax: 212-298-8111
E-mail:
agopal@cbkna.com
mthomas@cbkna.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
| Bayerische Hypo- und Vereinsbank AG, New York Branch | | 7,238,883.14 | | 27,037,228.55 | | Bayerische Hypo-und Vereinsbank AG
New York Branch
150 East 42nd Street
New York, NY 10017
ATTN: Elizabeth A. Donahue / Joseph Geraghty / Michel Banker
Telephone: 212-672-6132 / 5694 /5709
Fax: 212-672-5523 / 5691
E-mail:
beth_donahue@hvbamericas.com
joseph_geraghty@hvbamericas.com Operations Contact:
Bayerische Hypo-und Vereinsbank AG
New York Branch
150 East 42nd Street
New York, NY 10017
ATTN: Marguerite Gomes
Telephone: 212-672-6031 or 212-671-7596
Fax: 212-672-6024
E-mail: N/A | | Bayerische Hypo-und Vereinsbank AG
New York Branch
150 East 42nd Street
New York, NY 10017
ATTN: Elizabeth A. Donahue / Joseph Geraghty / Michel Banker
Telephone: 212-672-6132 / 5694 /5709
Fax: 212-672-5523 / 5691
E-mail:
beth_donahue@hvbamericas.com
joseph_geraghty@hvbamericas.com Operations Contact:
Bayerische Hypo-und Vereinsbank AG
New York Branch
150 East 42nd Street
New York, NY 10017
ATTN: Marguerite Gomes
Telephone: 212-672-6031 or 212-671-7596
Fax: 212-672-6024
E-mail: N/A |
| | | | |
| Bear Stearns Corporate Lending Inc. | | 6,204,756.98 | | 23,174,767.32 | | Bear Stearns Corporate Lending Inc.
c/o: Bear, Stearns & Co. Inc.
383 Madison Avenue, 8th Floor
New York, NY 10179
ATTN: Evan Kaufman / Randall Trombley
Telephone: 212-272-0920 / 8871
Fax: 917-849-0792 or 212-272-9184
E-mail:
ekaufman@bear.com
rtrombley@bear.com | | Bear Stearns Corporate Lending Inc.
c/o: Bear, Stearns & Co. Inc.
383 Madison Avenue, 8th Floor
New York, NY 10179
ATTN: Evan Kaufman / Randall Trombley
Telephone: 212-272-0920 / 8871
Fax: 917-849-0792 or 212-272-9184
E-mail:
ekaufman@bear.com
rtrombley@bear.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
Union Bank of
California, N.A. | | 12,670,630.82 | | 19,312,306.10 | | Union Bank of California, N.A.
445 South Figueroa Street, 15th Floor
Los Angeles, CA 90071
ATTN: David Musicant / Chad Canfield / Susan Johnson
Telephone: 213-236-5023 / 6175 / 4125
Fax: 213-236-4096 / 5095
E-mail:
david.musicant@uboc.com
chad.canfield@uboc.com
susan.johnson@uboc.com Operations Contact:
Union Bank of California, N.A.
1980 Saturn Street
Monterey Park, CA 91754
ATTN: Silvia Crux / Ruby Gonzales
Telephone: 323-720-2870 / 7055
Fax: 323-720-2252
E-mail:
silvia.crux@uboc.com
ruby.gonzales@uboc.com | | Union Bank of California, N.A.
445 South Figueroa Street, 15th Floor
Los Angeles, CA 90071
ATTN: David Musicant / Chad Canfield / Susan Johnson
Telephone: 213-236-5023 / 6175 / 4125
Fax: 213-236-4096 / 5095
E-mail:
david.musicant@uboc.com
chad.canfield@uboc.com
susan.johnson@uboc.com Operations Contact:
Union Bank of California, N.A.
1980 Saturn Street
Monterey Park, CA 91754
ATTN: Silvia Crux / Ruby Gonzales
Telephone: 323-720-2870 / 7055
Fax: 323-720-2252
E-mail:
silvia.crux@uboc.com
ruby.gonzales@uboc.com |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
| National City Bank of PA | | 5,170,630.82 | | 19,312,306.10 | | National City Bank of PA
20 Stanwix Street [IDC] 25-193
Pittsburgh, PA 15222
ATTN: Susan B. Dimick / Brian V. Ciaverella / Gary Heckendorn
Telephone: 412-644-7726 / 8007 or 440-546-7398
Fax: 412-644-6224 or 440-546-7342
E-mail:
susan.dimmick@nationalcity.com
brian.ciaverella@nationalcity.com
Operations Contact:
National City Bank of PA
20 Stanwix Street IDC 25-191
Pittsburgh, PA 15222
ATTN: Coletta Gravener
Telephone: 412-644-8219
Fax: 412-644-7555
E-mail: coletta.gravener@nationalcity.com
| | National City Bank of PA
20 Stanwix Street [IDC] 25-193
Pittsburgh, PA 15222
ATTN: Susan B. Dimick / Brian V.
Ciaverella / Gary Heckendorn Telephone: 412-644-7726 / 8007 or 440-546-7398
Fax: 412-644-6224 or 440-546-7342
E-mail:
susan.dimmick@nationalcity.com brian.ciaverella@nationalcity.com
Operations Contact:
National City Bank of PA
20 Stanwix Street IDC 25-191 Pittsburgh, PA 15222
ATTN: Coletta Gravener
Telephone: 412-644-8219
Fax: 412-644-7555
E-mail:
coletta.gravener@nationalcity.com
|
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
| Swiss Re Financial Products Corporation | | 5,170,630.82 | | 19,312,306.10 | | Swiss Re Financial Products Corporation
55 East 52nd
Street New York, NY 10055
ATTN: Mark McCarthy / Bill Kramer
Telephone: 212-317-5272 / 5582
Fax: 212-317-5533
E-mail:
mark_mccarthy@swissre.com
bill_kramer@swissre.com
Operations Contact:
Swiss Re Financial Products Corporation
55 East 52nd Street
New York, NY 10055
ATTN: Dave Starr
Telephone: 212-317-5308
Fax: 212-317-5533
E-mail: dave_starr@swissre.com | | Swiss Re Financial Products Corporation
55 East 52nd Street
New York, NY 10055
ATTN: Mark McCarthy / Bill Kramer
Telephone: 212-317-5272 / 5582
Fax: 212-317-5533
E-mail:
mark_mccarthy@swissre.com
bill_kramer@swissre.com Operations Contact:
Swiss Re Financial Products Corporation
55 East 52nd Street
New York, NY 10055 ATTN: Dave Starr Telephone: 212-317-5308
Fax: 212-317-5533
E-mail: dave_starr@swissre.com |
| | | | |
| The Norinchukin Bank New York Branch | | 4,136,504.65 | | 25,189,088.69 | | The Norinchukin Bank, New York Branch
245 Park Avenue, 29th Floor
New York, NY 10167
ATTN: Yuichiro Hara
Telephone: 212-808-4195
Fax: 212-697-5754
E-mail:
nycf2@nochubank.or.jp Operations Contact:
The Norinchukin Bank, New York Branch
245 Park Avenue, 29th Floor
New York, NY 10167
ATTN: Irene Xu
Telephone: 212-949-7188
Fax: 212-6808-4188
E-mail:
nyop@nochubank.or.jp | | The Norinchukin Bank, New York Branch
245 Park Avenue, 29th Floor
New York, NY 10167
ATTN: Yuichiro Hara
Telephone: 212-808-4195
Fax: 212-697-5754
E-mail:
nycf2@nochubank.or.jp Operations Contact:
The Norinchukin Bank, New York Branch
245 Park Avenue, 29th Floor
New York, NY 10167
ATTN: Irene Xu
Telephone: 212-949-7188
Fax: 212-6808-4188
E-mail:
nyop@nochubank.or.jp |
SCHEDULE 1
TO THE CREDIT AGREEMENT
| | | | | | | | |
| Sovereign Bank | | 9,136,504.65 | | 15,449,844.88 | | Sovereign Bank
75 State Street, MA1 SST 04-10
Boston, MA 02109
ATTN: Robert Lanigan
Telephone: 617-346-7384
Fax: 617-346-7350
E-mail: rlanigan@sovereignbank.com Operations Contact:
Roxaine Ellison – Reading, PA
Telephone: 610-378-6677
Anna Cibenko
Telephone: 610-520-7096 | | Sovereign Bank
75 State Street, MA1 SST 04-10
Boston, MA 02109
ATTN: Robert Lanigan
Telephone: 617-346-7384
Fax: 617-346-7350
E-mail: rlanigan@sovereignbank.com Operations Contact:
Roxaine Ellison – Reading, PA
Telephone: 610-378-6677 Anna Cibenko
Telephone: 610-520-7096 |
| | | | |
| PNC Bank, National Association | | 13,102,378.49 | | 6,717,761.76 | | PNC Bank, National Association
One PNC Plaza, 249 Fifth Avenue
Pittsburgh, PA 15222
ATTN: Dorothy Brailer / Dale Stan
Telephone: 412-762-3440 / 7867
Fax: 412-762-2571
E-mail:
dorothy.brailer@pnc.com dale.stan@pnc.com Operations Contact:
PNC Bank, National Association 500 First Avenue Pittsburgh, PA 15222
ATTN: Courtnay Wilson
Telephone: 412-768-7236
Fax: 412-768-4586
E-mail: courtnay.wilson@pnc.com | | PNC Bank, National Association
One PNC Plaza, 249 Fifth Avenue
Pittsburgh, PA 15222
ATTN: Dorothy Brailer / Dale Stan
Telephone: 412-762-3440 / 7867
Fax: 412-762-2571
E-mail:
dorothy.brailer@pnc.com dale.stan@pnc.com Operations Contact:
PNC Bank, National Association
500 First Avenue
Pittsburgh, PA 15222
ATTN: Courtnay Wilson
Telephone: 412-768-7236
Fax: 412-768-4586
E-mail: courtnay.wilson@pnc.com |
| | | | | | | | |
| First Commercial Bank New York Agency | | 2,068,252.33 | | 7,724,922.44 | | First Commercial Bank New York Agency
750 Third Avenue, 34th Floor
New York, NY 10017
ATTN: Wayne Lu / June Won
Telephone: 212-599-6868
Fax: 212-599-6133
E-mail: fcbloan@aol.com | | First Commercial Bank New York Agency
750 Third Avenue, 34th Floor
New York, NY 10017
ATTN: Wayne Lu / June Won
Telephone: 212-599-6868
Fax: 212-599-6133
E-mail: fcbloan@aol.com |
| | | | |
| The Sumitomo Trust and Banking Co., Ltd., New York Branch | | 1,654,601.86 | | 6,179,937.95 | | The Sumitomo Trust and Banking Co., Ltd., New York Branch
527 Madison Avenue
New York, NY 10022
ATTN: Lindsay Drogin / Elizabeth Quirk / Charlotte Yung
Telephone: 212-418-4881 or 212-326-0553 or 212-326-0631
Fax: 212-326-0564 or 212-418-4899
E-mail:
lindsay.drogin@sumitomotrust.co.jp elizabeth.quirk@sumitomotrust.co.jp | | The Sumitomo Trust and Banking Co., Ltd., New York Branch
527 Madison Avenue
New York, NY 10022
ATTN: Lindsay Drogin / Elizabeth Quirk / Charlotte Yung
Telephone: 212-418-4881 or 212-326-0553 or 212-326-0631
Fax: 212-326-0564 or 212-418-4899
E-mail: lindsay.drogin@sumitomotrust.co.jp elizabeth.quirk@sumitomotrust.co.jp |
| | | | |
| Wells Fargo Bank, National Association | | 30,000,000.00 | | 0 | | Address: Sixth & Marquette, 3rd floor,
Minneapolis, MN 55479
ATTN: Patrick McCue / Keith Luettel
Tel: 612-667-0700 / 612-667-4747
Fax: 612- 667-2276
E-mail:
Patrick.McCue@wellsfargo.com
Keith.R.Luettel@wellsfargo.com | | Address: Sixth & Marquette, 3rd floor, Minneapolis, MN 55479 ATTN: Patrick McCue / Keith Luettel Tel: 612-667-0700 / 612-667-4747 Fax: 612- 667-2276 E-mail: Patrick.McCue@wellsfargo.com Keith.R.Luettel@wellsfargo.com |
| | | | |
| Morgan Stanley Bank | | 20,000,000.00 | | 0 | | One Pierrepont Plaza 7th Floor
300 Cadman Plaza West
Brooklyn, NY 11201
Erma Dell’Aquila / Edward Henley
Tel: 718-754-7286/7285
Fax: 718-754-7249/7250
Email:
Erma.Dell’aquila@morganstanley.com Edward.Henley@morganstanley.com | | One Pierrepont Plaza 7th Floor
300 Cadman Plaza West
Brooklyn, NY 11201
Erma Dell’Aquila / Edward Henley
Tel: 718-754-7286/7285
Fax: 718-754-7249/7250
Email:
Erma.Dell’aquila@morganstanley.com
Edward.Henley@morganstanley.com |
| | | | |
| | | | Amendment No. 1 AESC Credit Agreement |
| | | | | | | | |
| Commerzbank AG | | 0 | | 91,715,152.60 | | Investor Address: CORPORATE CENTER AT RYE
555 THEODORE FRENND AVE
SUITE 200
RYE, NY 10580
DE-10580
Contact Key: OC0421AGY
Contact Name: ARUN GOPAL
Telephone #: 212-266-7774
Fax #: 212-298-8111 | | Investor Address: CORPORATE CENTER AT RYE
555 THEODORE FRENND AVE SUITE 200
RYE, NY 10580 DE-10580 Contact Key: OC0421AGY Contact Name: ARUN GOPAL Telephone #: 212-266-7774 Fax #: 212-298-8111 |
| | | | |
| Royal Bank of Canada | | 0 | | 5,798,182.50 | | Investor Address: 71 QUEEN VICTORIA STREET LONDON UNITED KINGDOM CA-
Contact Key: OC222
Contact Name: Suzanne Kaicher
Telephone #: 212-428-6324
Fax #: 212-428-2319 | | Investor Address: 71 QUEEN VICTORIA STREET LONDON UNITED KINGDOM CA-
Contact Key: OC222
Contact Name: Suzanne Kaicher
Telephone #: 212-428-6324
Fax #: 212-428-2319 |
| | | | |
| United Overseas Bank Ltd. | | 0 | | 9,739,243.81 | | Investor Address: 2 PENNS WAY US- Contact Key: OC2899AGY
Contact Name: MARIO SHENG
Telephone #: 212-382-0088 EXT 20
Fax #: 212-382-1881 | | Investor Address: 2 PENNS WAY US- Contact Key: OC2899AGY
Contact Name: MARIO SHENG
Telephone #: 212-382-0088 EXT 20
Fax #: 212-382-1881 |
| | | | |
| Dresdner Bank AG, New York | | 0 | | 15,500,000.00 | | Investor Address: 75 WALL STREET
NEW YORK NY 10005-2889
DE-10005-2889
Contact Key: OC0235AGY
Contact Name: JOYANNA DENNIS
Telephone #: 212-895-6441
Fax #: 212-895-6965 | | Investor Address: 75 WALL STREET
NEW YORK NY 10005-2889 DE-10005-2889
Contact Key: OC0235AGY
Contact Name: JOYANNA DENNIS
Telephone #: 212-895-6441
Fax #: 212-895-6965 |
| | | | |
| | | | Amendment No. 1 AESC Credit Agreement |
| | | | | | | | |
Morgan Stanley Senior Funding Inc. | | 0 | | 500,000.00 | | Investor Address: 1585 BROADWAY 10TH FLOOR
NEW YORK US-10036
Contact Key: OC0405AGY
Contact Name: GEZ JORDAN
Telephone #: 718-754-7422
Fax #: 718-233-2140 | | Investor Address: 1585 BROADWAY 10TH FLOOR NEW YORK US-10036
Contact Key: OC0405AGY
Contact Name: GEZ JORDAN
Telephone #: 718-754-7422
Fax #: 718-233-2140 |
| | | | |
| Bank of East Asia Ltd. | | 0 | | 5,000,000.00 | | Investor Address: 202 CANAL STREET
NEW YORK, NY 10013 US-10013
Contact Key: OC0100AGY
Contact Name: CINDY CHAN
Telephone #: 212-238-8255
Fax #: 212-219-3188 | | Investor Address: 202 CANAL STREET NEW YORK, NY 10013 US-10013
Contact Key: OC0100AGY
Contact Name: CINDY CHAN
Telephone #: 212-238-8255
Fax #: 212-219-3188 |
| | | | |
| Rabo Capital Services Inc. | | 0 | | 20,000,000.00 | | Investor Address: 245 PARK AVENUE US-10167
Contact Key: OC0123AGY
Contact Name: KATHRYN KIMMER FCS
Telephone #: 972-560-5304
Fax #: 214-291-4266
| | Investor Address: 245 PARK AVENUE US-10167
Contact Key: OC0123AGY
Contact Name: KATHRYN KIMMER FCS
Telephone #: 972-560-5304
Fax #: 214-291-4266 |
| | | | |
TOTAL: | | 400,000,000.00 | | 747,000,000.00 | | | | |
| | | | |
| | | | Amendment No. 1 AESC Credit Agreement |
