To: | Everyone at Alpha and Massey |
From: | Phil Cavatoni, Chief Strategy Officer |
Subject: | Strategy Organization |
Date: | May 16th, 2011 |
Over the past few weeks, I’ve been working with the Day 1 Strategy leadership team to further define our structure. This team’s responsibilities will include Government Affairs and Communications, Strategy, M&A and Corporate Development, Sustainability, Australia and Market Analysis & Strategy. Today I’m sharing with you more detail about the organization and some of the important changes regarding the team members which will be effective on Day 1. The Strategy organization reflects our commitment to a leadership position in the industry, and to provide insight to external issues that will influence our future and support our growth initiatives.
As part of an effort to develop our new office in Australia, I am pleased to welcome Peter Zachert as CFO of Alpha Australia, LLC and to announce Kevin Stanley will join the Australia team later this year as Director – Corporate Development.
Peter will immediately enhance Alpha’s ability to evaluate the many opportunities in the Australian market. Reporting to Brian Sullivan, President of Alpha Australia, LLC, he will assist the team in developing market intelligence, strategic relationships and coal assets in high growth markets. Peter’s executive background includes broad experience in finance, taxation, treasury and financial structuring in M&A in Australia and overseas. Most recently, Peter served as CFO of Elders Limited. Previous positions include Director and CFO of Cyprus Australia Coal Company, CFO of Delta Gold Limited and senior roles at other industry leaders. At Cyprus Australia, Peter worked with several members of Alpha’s leadership team, including Kevin Crutchfield and Frank Wood.
Kevin Stanley has been with Alpha for eight years and with the Strategy Group for nearly two. During this time, Kevin has consistently demonstrated his transaction, analytical and leadership skills, which will be important additions to the Australia team. He will be responsible for leading financial diligence and modeling for acquisition opportunities there, and for liaising with our M&A team to evaluate them.
I also am pleased to announce Amir Khaksari has been promoted to Manager of the Market Analysis & Strategy. Amir has been a key member of the team for two years, and his work and leadership on key initiatives have been instrumental in helping us develop our strategic and operational outlooks.
The cooperation between Massey and Alpha during this planning has been a hallmark of the performance we’ll deliver as a team. Our operations, our organization, and our commitment to Running Right will be the backbone of our success. Thank you for your continued patience.
Sincerely,
Phil Cavatoni
Chief Strategy Officer
![](https://capedge.com/proxy/425/0000950157-11-000356/alphanatural_logo.jpg)
Alex Hoffman, VP – Strategy |
|
Paul Spurgeon, VP – Sustainability |
|
Brian Sullivan, President, Australia |
| Peter Zachert, CFO – Alpha Australia, LLC |
| |
| Kevin Stanley, Director – Corporate Development |
| |
David Gay, VP – M&A and Corporate Development |
| Andy Eidson, Manager – M&A |
| |
| Sammy Jordan, Analyst – M&A |
| |
| Robert Capelli, Manager – M&A Support |
| |
| Mike Curry, Engineer – M&A |
| |
Hans Daniels, VP – Market Analysis & Strategy |
| Amir Khaksari, Manager – Market Analysis & Strategy |
| |
| Phillip Wagner, Sr. Analyst – Market Analysis & Strategy |
| |
Open, SVP – Corporate Affairs & Communications |
| Ted Pile, VP – Corporate Communications |
| |
| · Brian Shuler, Director – Corporate Communications · Terry Eckley, Director – Internal Communications · Rick Nida, Manager – External Communications | | · Donna Hare, Sr. Associate – Corporate Communications · Whitney Rosenbaum, Associate – Communications Coordinator |
| | | |
| Jon Wood, VP – Government & External Affairs |
| | | |
| · Donnie Ratliff, VP – Government & External Affairs, Virginia · Rick Axthelm, Director – Government & External Affairs, Federal | | · Sarah Smith, Director – Government & External Affairs, West Virginia · Brian Turk, Director – Government & External Affairs, Pennsylvania |
Required Legal Notices
Forward Looking Statements
Information set forth herein contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995, which involve a number of risks and uncertainties. Alpha and Massey caution readers that any forward-looking information is not a guarantee of future performance and that actual results could differ materially from those contained in the forward-looking information. Such forward-looking statements include, but are not limited to, statements about the benefits of the business combination transaction involving Alpha and Massey, including future financial and operating results, the combined company’s plans, objectives, expectations (financial or otherwise) and intentions and other statements that are not historical facts.
The following factors, among others, could cause actual results to differ from those set forth in the forward-looking statements: the ability to obtain regulatory approvals of the transaction on the proposed terms and schedule; the failure of Alpha or Massey stockholders to approve the transaction; the outcome of pending or potential litigation or governmental investigations; the risk that the businesses will not be integrated successfully or such integration may be more difficult, time-consuming or costly than expected; uncertainty of the expected financial performance of Alpha following completion of the proposed transaction; Alpha’s ability to achieve the cost savings and synergies contemplated by the proposed transaction within the expected time frame; disruption from the proposed transaction making it more difficult to maintain relationships with customers, employees or suppliers; the calculations of, and factors that may impact the calculations of, the acquisition price in connection with the proposed merger and the allocation of such acquisition price to the net assets acquired in accordance with applicable accounting rules and methodologies; general economic conditions that are less favorable than expected; changes in, renewal of and acquiring new long term coal supply arrangements; and competition in coal markets. Additional information and other factors are contained in Alpha’s and Massey’s filings with the Securities and Exchange Commission (the “SEC”), including Alpha’s and Massey’s Annual Reports on Form 10-K, subsequent Quarterly Reports on Form 10-Q, recent Current Reports on Form 8-K, and other SEC filings, which are available at the SEC’s web site http://www.sec.gov. Alpha and Massey disclaim any obligation to update and revise statements contained in these materials based on new information or otherwise.
Important Additional Information and Where to Find It
This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval.
In connection with the proposed merger, Alpha has filed with the SEC a registration statement on Form S-4 (commission file number 333-172888), as amended, that includes a preliminary joint proxy statement/prospectus regarding the proposed merger. The registration statement was declared effective by the SEC on April 28, 2011, and a definitive joint proxy statement/prospectus has been mailed to Alpha and Massey stockholders on or about April 29, 2011 in connection with the proposed merger. INVESTORS ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS (INCLUDING ALL AMENDMENTS AND SUPPLEMENTS THERETO) AND OTHER DOCUMENTS RELATING TO THE MERGER FILED WITH THE SEC, BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED MERGER. You may obtain a copy of the joint proxy statement/prospectus and other related documents filed by Alpha and Massey with the SEC regarding the proposed merger as well as other filings containing information, free of charge, through the web site maintained by the SEC at www.sec.gov, by directing a request to Alpha’s Investor Relations department at Alpha Natural Resources, Inc., One Alpha Place, P.O. Box 2345, Abingdon, Virginia 24212, Attn: Investor Relations, to D.F. King & Co., Inc., 48 Wall Street, 22nd Floor, New York, New York 10005 or to Massey’s Investor Relations department at, (804) 788 - 1824 or by email to Investor@masseyenergyco.com. Copies of the joint proxy statement/prospectus and the filings with the SEC that are incorporated by reference in the joint proxy statement/prospectus can also be obtained, without charge, from Alpha’s website at www.alphanr.com under the heading “Investor Relations” and then under the heading “SEC Filings” and Massey’s website at www.masseyenergyco.com under the heading “Investors” and then under the heading “SEC Filings”.
Participants in Solicitation
Alpha, Massey and their respective directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies in favor of the proposed merger. Information regarding the persons who may, under the rules of the SEC, be considered participants in the solicitation of proxies in favor of the proposed merger is set forth in the definitive joint proxy statement/prospectus filed with the SEC. You can find information about Alpha’s directors and executive officers in Alpha’s definitive proxy statement filed with the SEC on April 1, 2011. You can find information about Massey’s directors and executive officers in Amendment No. 1 to Massey’s annual report on Form 10-K filed with the SEC on April 19, 2011. You can obtain free copies of these documents from Alpha or Massey using the contact information above.
![](https://capedge.com/proxy/425/0000950157-11-000356/alphanatural_logo.jpg)
To: | Everyone at Alpha and Massey |
From: | Frank Wood, Chief Financial Officer |
Subject: | Finance Organization |
Date: | May 16th, 2011 |
Over the past few weeks I’ve been working with the Day 1 Finance leadership team to further define our structure and teams across Accounting, Financial Reporting, Financial Planning, Tax, Corporate Finance, Treasury, Investor Relations and Information Technology. Today I’m sharing with you more detail about the different team members that comprise the Finance function. This structure will become effective at Day 1.
The cooperation between Massey and Alpha during this planning has been a hallmark of the performance we’ll deliver as a team. Our operations, our organization, and our commitment to Running Right will be the backbone of our success. Thank you for your continued patience.
Sincerely,
Frank WoodChief Financial Officer
FINANCE POST-DAY 1 ORGANIZATION
Alan Jones, SVP & Controller |
Dana Fann, Director – Regional Accounting |
● | Paul Slater, Controller – CAPP North | ● | Jerry Puskarich, Controller – NAPP |
● | John Marcum, Controller – CAPP Central | ● | Tammy Okray, Controller – PRB |
● | Eddie Riner, Controller – CAPP South | ● | Jim Cappucci, Controller – Gas Operations |
Eddie Guy, VP – Assistant Controller |
● | Robert Hutton, Controller – Corporate Accounting | ● | Judy Lasley, Manager – Accounts Payable |
Randy Phillips, Director – Revenue Accounting |
● | James Ball, Sr. Accounting Manager – Sales | ● | Angela Gobble, Manager – Accounts Receivable |
● | Amy Brikis, Sr. Accounting Manager – Brokered Coal | | |
Steve Litz, Director – Strategic Initiatives & Operations |
● | Barrett Cooke, Sr. Accounting Manager – Projects | | |
Chris Jespersen, Director – Internal Control & Accounting Systems |
● | Open, Sr. Accounting Manager – Controls & Systems | | |
Mike Gisin, VP – Public Reporting |
● | Jaime Ketron, Director – Financial Reporting | | |
FINANCE POST-DAY 1 ORGANIZATION
Scott Cole, VP & Treasurer |
Roger Sikorski, Director – Cash Management & Credit |
● | Jodi Marko, Manager – Cash Management & Credit | | |
David Shockley, Manager – Debt & Capital Markets |
Roger Ketron, SVP – Financial Planning & Tax |
Sabrina Duba, VP – Financial Planning & Budgeting |
● | Mark Masters, Manager – Budgeting & Forecasting | ● | Open, Director – Capital Planning & Analysis |
● | Open, Manager – Management Reporting | | |
Todd Munsey, Sr. Director – Tax |
● | Jonathan Bailey, Director – Non-Income Taxes | ● | Open, Director – Tax Accounting & Planning |
● | Open, Director – Federal & State Income Taxes | | |
Todd Allen, VP – Investor Relations |
● | Alex Rotonen, Director – Investor Relations | | |
FINANCE POST-DAY 1 ORGANIZATION
Saul Hernandez, SVP – Information Systems & Technology |
Donna Crabtree, Director – Client Services & Compliance |
● | Alan Coldiron, Manager – IT Regional Client Services, PA | ● | Craig Gebhardt, Manager – IT Regional Client Services, VA/KY & Corporate |
● | Ryan Walker, Manager – IT Regional Client Services, WY | ● | Open, Manager – IT Regional Client Services, WV |
Edwin Cox, Director – Custom Development |
● | Vickie Horne, Manager – IT Applications Development | ● | Brad Bateman, Sr. Analyst – IT Enterprise Architecture Lead |
● | Lola McClellan, Manager – IT Web Development & Collaboration | | |
Jeff Bauserman, Director – ERP Development |
● | Neal Nelson, Manager – IT Oracle Tech Services | ● | Celine Cross, Manager – IT Financials |
● | Scott Hine, Manager – IT Human Capital Management | ● | Allen Peppler, Manager – IT Supply Chain |
● | John Talbert, Manager IT Enterprise Performance Management | | |
Mark Luchini, Director – Infrastructure |
● | Jeff Cochrane, Manager – IT Systems Engineering | ● | Shawn McReynolds, Manager – IT Network Engineering |
FINANCE POST-DAY 1 ORGANIZATION
Required Legal Notices
Forward Looking Statements
Information set forth herein contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995, which involve a number of risks and uncertainties. Alpha and Massey caution readers that any forward-looking information is not a guarantee of future performance and that actual results could differ materially from those contained in the forward-looking information. Such forward-looking statements include, but are not limited to, statements about the benefits of the business combination transaction involving Alpha and Massey, including future financial and operating results, the combined company’s plans, objectives, expectations (financial or otherwise) and intentions and other statements that are not historical facts.
The following factors, among others, could cause actual results to differ from those set forth in the forward-looking statements: the ability to obtain regulatory approvals of the transaction on the proposed terms and schedule; the failure of Alpha or Massey stockholders to approve the transaction; the outcome of pending or potential litigation or governmental investigations; the risk that the businesses will not be integrated successfully or such integration may be more difficult, time-consuming or costly than expected; uncertainty of the expected financial performance of Alpha following completion of the proposed transaction; Alpha’s ability to achieve the cost savings and synergies contemplated by the proposed transaction within the expected time frame; disruption from the proposed transaction making it more difficult to maintain relationships with customers, employees or suppliers; the calculations of, and factors that may impact the calculations of, the acquisition price in connection with the proposed merger and the allocation of such acquisition price to the net assets acquired in accordance with applicable accounting rules and methodologies; general economic conditions that are less favorable than expected; changes in, renewal of and acquiring new long term coal supply arrangements; and competition in coal markets. Additional information and other factors are contained in Alpha’s and Massey’s filings with the Securities and Exchange Commission (the “SEC”), including Alpha’s and Massey’s Annual Reports on Form 10-K, subsequent Quarterly Reports on Form 10-Q, recent Current Reports on Form 8-K, and other SEC filings, which are available at the SEC’s web site http://www.sec.gov. Alpha and Massey disclaim any obligation to update and revise statements contained in these materials based on new information or otherwise.
Important Additional Information and Where to Find It
This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval.
In connection with the proposed merger, Alpha has filed with the SEC a registration statement on Form S-4 (commission file number 333-172888), as amended, that includes a preliminary joint proxy statement/prospectus regarding the proposed merger. The registration statement was declared effective by the SEC on April 28, 2011, and a definitive joint proxy statement/prospectus has been mailed to Alpha and Massey stockholders on or about April 29, 2011 in connection with the proposed merger. INVESTORS ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS (INCLUDING ALL AMENDMENTS AND SUPPLEMENTS THERETO) AND OTHER DOCUMENTS RELATING TO THE MERGER FILED WITH THE SEC, BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED MERGER. You may obtain a copy of the joint proxy statement/prospectus and other related documents filed by Alpha and Massey with the SEC regarding the proposed merger as well as other filings containing information, free of charge, through the web site maintained by the SEC at www.sec.gov, by directing a request to Alpha’s Investor Relations department at Alpha Natural Resources, Inc., One Alpha Place, P.O. Box 2345, Abingdon, Virginia 24212, Attn: Investor Relations, to D.F. King & Co., Inc., 48 Wall Street, 22nd Floor, New York, New York 10005 or to Massey’s Investor Relations department at, (804) 788 - 1824 or by email to Investor@masseyenergyco.com. Copies of the joint proxy statement/prospectus and the filings with the SEC that are incorporated by reference in the joint proxy statement/prospectus can also be obtained, without charge, from Alpha’s website at www.alphanr.com under the heading “Investor Relations” and then under the heading “SEC Filings” and Massey’s website at www.masseyenergyco.com under the heading “Investors” and then under the heading “SEC Filings”.
Participants in Solicitation
Alpha, Massey and their respective directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies in favor of the proposed merger. Information regarding the persons who may, under the rules of the SEC, be considered participants in the solicitation of proxies in favor of the proposed merger is set forth in the definitive joint proxy statement/prospectus filed with the SEC. You can find information about Alpha’s directors and executive officers in Alpha’s definitive proxy statement filed with the SEC on April 1, 2011. You can find information about Massey’s directors and executive officers in Amendment No. 1 to Massey’s annual report on Form 10-K filed with the SEC on April 19, 2011. You can obtain free copies of these documents from Alpha or Massey using the contact information above.
To: | Everyone at Alpha and Massey |
From: | Randy McMillion, EVP – Running Right and Business Excellence |
Subject: | Running Right Organization |
Date: | May 16th, 2011 |
Over the past few weeks I’ve been working with the Day 1 leadership for Running Right to further define our structure and management teams. The Running Right program will be managed at a corporate level with Continuous Improvement Coordinators working alongside each region and business unit to respond to local opportunities and needs.
Today I’m sharing with you more detail about the corporate Running Right leadership and management team. Drew Shaver was instrumental in deploying Running Right after the Foundation merger and I’m pleased to announce he will be leading our team going forward as the new Vice-President of Running Right and Business Excellence. This structure will become effective at Day 1. In the Operations memo from Kurt Kost you can see how the Running Right field support is structured.
The cooperation between Massey and Alpha during this planning has been a hallmark of the performance we’ll deliver as a team. We are diligent in our focus on Running Right as a backbone to Alpha’s success and leadership in the coal industry. Thank you for your continued patience.
Sincerely,
Randy McMillion, EVP
Running Right and Business Excellence
RUNNING RIGHT POST-DAY 1 ORGANIZATION
| Drew Shaver, VP – Running Right & Business Excellence |
| | | |
| · Rick McAllister, Director – Continuous Improvement · Harry Hull, Director – Running Right Culture Development | | · Jason Hendershot Director – Operations Improvement · Vernon Johnson, Director – Operations Improvement |
RUNNING RIGHT POST-DAY 1 ORGANIZATION
Required Legal Notices
Forward Looking Statements
Information set forth herein contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995, which involve a number of risks and uncertainties. Alpha and Massey caution readers that any forward-looking information is not a guarantee of future performance and that actual results could differ materially from those contained in the forward-looking information. Such forward-looking statements include, but are not limited to, statements about the benefits of the business combination transaction involving Alpha and Massey, including future financial and operating results, the combined company’s plans, objectives, expectations (financial or otherwise) and intentions and other statements that are not historical facts.
The following factors, among others, could cause actual results to differ from those set forth in the forward-looking statements: the ability to obtain regulatory approvals of the transaction on the proposed terms and schedule; the failure of Alpha or Massey stockholders to approve the transaction; the outcome of pending or potential litigation or governmental investigations; the risk that the businesses will not be integrated successfully or such integration may be more difficult, time-consuming or costly than expected; uncertainty of the expected financial performance of Alpha following completion of the proposed transaction; Alpha’s ability to achieve the cost savings and synergies contemplated by the proposed transaction within the expected time frame; disruption from the proposed transaction making it more difficult to maintain relationships with customers, employees or suppliers; the calculations of, and factors that may impact the calculations of, the acquisition price in connection with the proposed merger and the allocation of such acquisition price to the net assets acquired in accordance with applicable accounting rules and methodologies; general economic conditions that are less favorable than expected; changes in, renewal of and acquiring new long term coal supply arrangements; and competition in coal markets. Additional information and other factors are contained in Alpha’s and Massey’s filings with the Securities and Exchange Commission (the “SEC”), including Alpha’s and Massey’s Annual Reports on Form 10-K, subsequent Quarterly Reports on Form 10-Q, recent Current Reports on Form 8-K, and other SEC filings, which are available at the SEC’s web site http://www.sec.gov. Alpha and Massey disclaim any obligation to update and revise statements contained in these materials based on new information or otherwise.
Important Additional Information and Where to Find It
This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval.
In connection with the proposed merger, Alpha has filed with the SEC a registration statement on Form S-4 (commission file number 333-172888), as amended, that includes a preliminary joint proxy statement/prospectus regarding the proposed merger. The registration statement was declared effective by the SEC on April 28, 2011, and a definitive joint proxy statement/prospectus has been mailed to Alpha and Massey stockholders on or about April 29, 2011 in connection with the proposed merger. INVESTORS ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS (INCLUDING ALL AMENDMENTS AND SUPPLEMENTS THERETO) AND OTHER DOCUMENTS RELATING TO THE MERGER FILED WITH THE SEC, BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED MERGER. You may obtain a copy of the joint proxy statement/prospectus and other related documents filed by Alpha and Massey with the SEC regarding the proposed merger as well as other filings containing information, free of charge, through the web site maintained by the SEC at www.sec.gov, by directing a request to Alpha’s Investor Relations department at Alpha Natural Resources, Inc., One Alpha Place, P.O. Box 2345, Abingdon, Virginia 24212, Attn: Investor Relations, to D.F. King & Co., Inc., 48 Wall Street, 22nd Floor, New York, New York 10005 or to Massey’s Investor Relations department at, (804) 788 - 1824 or by email to Investor@masseyenergyco.com. Copies of the joint proxy statement/prospectus and the filings with the SEC that are incorporated by reference in the joint proxy statement/prospectus can also be obtained, without charge, from Alpha’s website at www.alphanr.com under the heading “Investor Relations” and then under the heading “SEC Filings” and Massey’s website at www.masseyenergyco.com under the heading “Investors” and then under the heading “SEC Filings”.
Participants in Solicitation
Alpha, Massey and their respective directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies in favor of the proposed merger. Information regarding the persons who may, under the rules of the SEC, be considered participants in the solicitation of proxies in favor of the proposed merger is set forth in the definitive joint proxy statement/prospectus filed with the SEC. You can find information about Alpha’s directors and executive officers in Alpha’s definitive proxy statement filed with the SEC on April 1, 2011. You can find information about Massey’s directors and executive officers in Amendment No. 1 to Massey’s annual report on Form 10-K filed with the SEC on April 19, 2011. You can obtain free copies of these documents from Alpha or Massey using the contact information above.
From: | Vaughn Groves, General Counsel – Legal and Risk |
Subject: | Legal and Risk Organization |
Date: | May 16th, 2011 |
Over the past few weeks I’ve been working with the Day 1 Legal and Risk leadership team to further define our structure and teams. Today I’m sharing with you more detail about the different team members that comprise the Legal and Risk function. This structure will become effective at Day 1.
The cooperation between Massey and Alpha during this planning has been a hallmark of the performance we’ll deliver as a team. Our operations, our organization, and our commitment to Running Right will be the backbone of our success. Thank you for your continued patience.
Sincerely,
Vaughn Groves
Alpha General Counsel
LEGAL POST-DAY 1 ORGANIZATION
Eddie Neely, EVP – Chief Risk Officer |
John Pearl, SVP – Total Risk Management |
| ● | Mary Wong, Director – Risk Management | | ● | Nanette Miller, Insurance Manager |
| | | | | |
| | ○ | Timothy Anderson, Sr. Insurance Manager | | ● | Tick Lewis, Insurance Manager |
| | | | | |
| ● | Richard Gustashaw, Sr. Insurance Manager | | ● | Open, Insurance Manager |
| | | | | |
| ● | Gary Clatterbuck, Insurance Manager | | ● | Open, Insurance Manager |
| | | | | |
| ● | Debbie Gresh, Insurance Manager | | | |
| | | | | |
Donna Stettler, SVP – Total Rewards |
| ● | Dora Judy, VP – Health & Welfare and Retirement Programs | | ● | Open, Director – Cash & Equity Incentives |
| | | | | |
| | ○ | Sharon Andrews, Manager – Healthcare | | | ○ | Amy Stanley, Manager – Compensation |
| | | | | |
| | ○ | Tom Steckel, Manager – Retirement Programs | | ● | Burke Vander Lind, Director – Compensation Systems |
| | | | | |
| | ○ | Open, Manager – Retiree & Welfare | | | ○ | Open, Analyst - Compensation |
| | | | | |
| | ○ | Open, Benefits Logistics Analyst | | | |
John Poma, VP – Enterprise Risk Management |
| ● | Brian Miller, Assistant VP – Enterprise Risk Management | | ● | Paul Zavolta, Director – Hedging |
| | | | | |
| | ○ | Open, Analyst – Enterprise Risk Management | | | | |
| | | | | | | |
Mike Bales, Director – Flight Operations and Chief Pilot |
● | Eric Hicks, Helo Pilot | | ● | Gay Barlow, Flight & Travel Coordinator |
| | | | |
● | Jeanette Easterling, Helo Pilot | | | |
| | | | |
Dan Helton, Director – Security |
● | Lynn Blevins, Security Chief | | | |
| | | | |
LEGAL POST-DAY 1 ORGANIZATION
David Deal, Director – Internal Audit |
| ● | Chad Bailey, Audit Manger | | ● | Janet Shrader, Audit Manger |
| | | | | |
| | ○ | Carla Sentell, Sr. Internal Auditor | | | ○ | Steve Patterson, Sr. Internal Auditor |
| | | | | |
| | ○ | Matt Franklin, Staff Auditor | | | ○ | Guy Taylor, Sr. Internal Auditor |
| | | | | |
| | ○ | Jodi Warner, Staff Auditor | | | ○ | Alexandra Cox, Staff Auditor |
| | | | | |
| ● | Steve Layell, Audit Manger | | | |
| | | | | |
| | ○ | Owen Jones, Sr. Internal Auditor | | | |
| | | | | | |
| | ○ | Josh Tibbs, Sr. Internal Auditor | | | |
| | | | | | |
| | ○ | Chris Schumate, Staff Auditor | | | |
| | | | | | |
Shane Harvey, SVP – Legal |
| ● | Lisa Murphy, Administrative Assistant | | | |
| | | | | |
Suzan Moore, VP & Assistant GC –HR, Benefits, & Safety, Corporate, NAPP/PRB & CAPP South |
Frank Harrington, VP & Deputy GC – Mining, Sourcing, Litigation (NAPP/PRB & CAPP South) & Land |
| ● | Rich Miller, VP & Assistant GC – Mining & PA | | ● | Lisa Seaborn, Sr. Paralegal |
| | | | | |
e Harvey, SVP – Legal
Stephanie Ojeda, Director & Assistant GC – HR & Safety, CAPP North & CAPP Central |
| ● | Samantha Hill, Legal Assistant | | | |
| | | | | |
Phil Monroe, Director & Assistant GC – Litigation, CAPP North & CAPP Central |
Nick Johnson, Assistant GC – Mining & Environmental |
Ben Hadary, VP & Deputy GC – Strategic Transactions & Finance |
| ● | Lisa Cook, Administrative Assistant | | | |
| | | | | |
Richard Grinnan, VP, Deputy GC, & Assistant Corporate Secretary |
| ● | Teresa Darnell, Assistant to Corporate Secretary | | | |
| | | | | |
LEGAL POST-DAY 1 ORGANIZATION
Required Legal Notices
Forward Looking Statements
Information set forth herein contains “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995, which involve a number of risks and uncertainties. Alpha and Massey caution readers that any forward-looking information is not a guarantee of future performance and that actual results could differ materially from those contained in the forward-looking information. Such forward-looking statements include, but are not limited to, statements about the benefits of the business combination transaction involving Alpha and Massey, including future financial and operating results, the combined company’s plans, objectives, expectations (financial or otherwise) and intentions and other statements that are not historical facts.
The following factors, among others, could cause actual results to differ from those set forth in the forward-looking statements: the ability to obtain regulatory approvals of the transaction on the proposed terms and schedule; the failure of Alpha or Massey stockholders to approve the transaction; the outcome of pending or potential litigation or governmental investigations; the risk that the businesses will not be integrated successfully or such integration may be more difficult, time-consuming or costly than expected; uncertainty of the expected financial performance of Alpha following completion of the proposed transaction; Alpha’s ability to achieve the cost savings and synergies contemplated by the proposed transaction within the expected time frame; disruption from the proposed transaction making it more difficult to maintain relationships with customers, employees or suppliers; the calculations of, and factors that may impact the calculations of, the acquisition price in connection with the proposed merger and the allocation of such acquisition price to the net assets acquired in accordance with applicable accounting rules and methodologies; general economic conditions that are less favorable than expected; changes in, renewal of and acquiring new long term coal supply arrangements; and competition in coal markets. Additional information and other factors are contained in Alpha’s and Massey’s filings with the Securities and Exchange Commission (the “SEC”), including Alpha’s and Massey’s Annual Reports on Form 10-K, subsequent Quarterly Reports on Form 10-Q, recent Current Reports on Form 8-K, and other SEC filings, which are available at the SEC’s web site http://www.sec.gov. Alpha and Massey disclaim any obligation to update and revise statements contained in these materials based on new information or otherwise.
Important Additional Information and Where to Find It
This communication does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval.
In connection with the proposed merger, Alpha has filed with the SEC a registration statement on Form S-4 (commission file number 333-172888), as amended, that includes a preliminary joint proxy statement/prospectus regarding the proposed merger. The registration statement was declared effective by the SEC on April 28, 2011, and a definitive joint proxy statement/prospectus has been mailed to Alpha and Massey stockholders on or about April 29, 2011 in connection with the proposed merger. INVESTORS ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS (INCLUDING ALL AMENDMENTS AND SUPPLEMENTS THERETO) AND OTHER DOCUMENTS RELATING TO THE MERGER FILED WITH THE SEC, BECAUSE THEY CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED MERGER. You may obtain a copy of the joint proxy statement/prospectus and other related documents filed by Alpha and Massey with the SEC regarding the proposed merger as well as other filings containing information, free of charge, through the web site maintained by the SEC at www.sec.gov, by directing a request to Alpha’s Investor Relations department at Alpha Natural Resources, Inc., One Alpha Place, P.O. Box 2345, Abingdon, Virginia 24212, Attn: Investor Relations, to D.F. King & Co., Inc., 48 Wall Street, 22nd Floor, New York, New York 10005 or to Massey’s Investor Relations department at, (804) 788 - 1824 or by email to Investor@masseyenergyco.com. Copies of the joint proxy statement/prospectus and the filings with the SEC that are incorporated by reference in the joint proxy statement/prospectus can also be obtained, without charge, from Alpha’s website at www.alphanr.com under the heading “Investor Relations” and then under the heading “SEC Filings” and Massey’s website at www.masseyenergyco.com under the heading “Investors” and then under the heading “SEC Filings”.
Participants in Solicitation
Alpha, Massey and their respective directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies in favor of the proposed merger. Information regarding the persons who may, under the rules of the SEC, be considered participants in the solicitation of proxies in favor of the proposed merger is set forth in the definitive joint proxy statement/prospectus filed with the SEC. You can find information about Alpha’s directors and executive officers in Alpha’s definitive proxy statement filed with the SEC on April 1, 2011. You can find information about Massey’s directors and executive officers in Amendment No. 1 to Massey’s annual report on Form 10-K filed with the SEC on April 19, 2011. You can obtain free copies of these documents from Alpha or Massey using the contact information above.