UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 01018
Dreyfus Funds, Inc.
(Exact name of registrant as specified in charter)
c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
(Address of principal executive offices) (Zip code)
Bennett A. MacDougall, Esq.
200 Park Avenue
New York, New York 10166
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 922-6400
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2016-June 30, 2017
Item 1. Proxy Voting Record
Dreyfus Funds, Inc.
========================= Dreyfus Mid-Cap Growth Fund ==========================
| AKAMAI TECHNOLOGIES, INC. | ||||||
| Ticker: | AKAM | Security ID: 00971T101 | ||||
| Meeting Date: MAY 17, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 22, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Monte Ford | For | For | Management | ||
| 1.2 | Elect Director Frederic Salerno | For | For | Management | ||
| 1.3 | Elect Director Bernardus Verwaayen | For | For | Management | ||
| 2 | Amend Omnibus Stock Plan | For | For | Management | ||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
--------------------------------------------------------------------------------
| ALIGN TECHNOLOGY, INC. | ||||||
| Ticker: | ALGN | Security ID: 016255101 | ||||
| Meeting Date: MAY 17, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 22, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Joseph M. Hogan | For | For | Management | ||
| 1.2 | Elect Director Joseph Lacob | For | For | Management | ||
| 1.3 | Elect Director C. Raymond Larkin, Jr. | For | For | Management | ||
| 1.4 | Elect Director George J. Morrow | For | For | Management | ||
| 1.5 | Elect Director Thomas M. Prescott | For | For | Management | ||
| 1.6 | Elect Director Andrea L. Saia | For | For | Management | ||
| 1.7 | Elect Director Greg J. Santora | For | For | Management | ||
| 1.8 | Elect Director Susan E. Siegel | For | For | Management | ||
| 1.9 | Elect Director Warren S. Thaler | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
| ALKERMES PLC | ||||||
| Ticker: | ALKS | Security ID: | G01767105 | |||
| Meeting Date: MAY 24, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 31, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Paul J. Mitchell | For | For | Management | ||
| 1.2 | Elect Director Richard F. Pops | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors and Authorize Board to Fix | ||||||
| Their Remuneration | ||||||
| 4 | Amend Omnibus Stock Plan | For | Against | Management | ||
| 5 | Authorize Issuance of Equity or | For | For | Management | ||
| Equity-Linked Securities with | ||||||
| Preemptive Rights | ||||||
| 6 | Adjourn Meeting | For | For | Management | ||
| 7 | Approve Issuance of Equity or | For | For | Management | ||
| Equity-Linked Securities without | ||||||
| Preemptive Rights | ||||||
--------------------------------------------------------------------------------
| ALLEGION PLC | ||||||||
| Ticker: | ALLE | Security ID: | G0176 | J109 | ||||
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | |||||||
| Record Date: APR 10, 2017 | ||||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | a | Elect Director Michael J. Chesser | For | For | Management | |||
| 1 | b | Elect Director Carla Cico | For | For | Management | |||
| 1 | c | Elect Director Kirk S. Hachigian | For | For | Management | |||
| 1 | d | Elect Director David D. Petratis | For | For | Management | |||
| 1 | e | Elect Director Dean I. Schaffer | For | For | Management | |||
| 1 | f | Elect Director Martin E. Welch, III | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||||
| Executive Officers' Compensation | ||||||||
| 3 | Approve PricewaterhouseCoopers as | For | For | Management | ||||
| Auditors and Authorize Board to Fix | ||||||||
| Their Remuneration | ||||||||
--------------------------------------------------------------------------------
| AMETEK, INC. | ||||||
| Ticker: | AME | Security ID: | 031100100 | |||
| Meeting Date: MAY 09, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 24, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Thomas A. Amato | For | For | Management | ||
| 1.2 | Elect Director Anthony J. Conti | For | For | Management | ||
| 1.3 | Elect Director Frank S. Hermance | For | For | Management | ||
| 1.4 | Elect Director Gretchen W. McClain | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
| AMPHENOL CORPORATION | ||||||
| Ticker: | APH | Security ID: 032095101 | ||||
| Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 20, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Ronald P. Badie | For | For | Management | ||
| 1.2 | Elect Director Stanley L. Clark | For | For | Management | ||
| 1.3 | Elect Director David P. Falck | For | For | Management | ||
| 1.4 | Elect Director Edward G. Jepsen | For | For | Management | ||
| 1.5 | Elect Director Martin H. Loeffler | For | For | Management | ||
| 1.6 | Elect Director John R. Lord | For | For | Management | ||
| 1.7 | Elect Director R. Adam Norwitt | For | For | Management | ||
| 1.8 | Elect Director Diana G. Reardon | For | Against | Management | ||
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
| Auditors | ||||||
| 3 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 5 | Approve Stock Option Plan | For | For | Management | ||
--------------------------------------------------------------------------------
| ANSYS, INC. | |||||||
| Ticker: | ANSS | Security ID: 03662Q105 | |||||
| Meeting Date: MAY 19, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 20, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director James E. Cashman, III | For | For | Management | ||
| 1 | b | Elect Director Ajei S. Gopal | For | For | Management | ||
| 1 | c | Elect Director William R. McDermott | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 4 | Ratify Deloitte & Touche LLP as | For | For | Management | |||
| Auditors | |||||||
--------------------------------------------------------------------------------
| ATHENAHEALTH, INC. | |||||
| Ticker: | ATHN | Security ID: 04685W103 | |||
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | ||||
| Record Date: | APR 10, 2017 | ||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |
| 1.1 | Elect Director Amy Abernethy | For | For | Management |
| 1.2 | Elect Director Jonathan Bush | For | For | Management |
| 1.3 | Elect Director Brandon Hull | For | For | Management |
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management |
| Auditors | ||||
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
--------------------------------------------------------------------------------
| BIOMARIN PHARMACEUTICAL INC. | ||||||
| Ticker: | BMRN | Security ID: 09061G101 | ||||
| Meeting Date: JUN 06, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 10, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||
| 1.2 | Elect Director Willard Dere | For | For | Management | ||
| 1.3 | Elect Director Michael Grey | For | For | Management | ||
| 1.4 | Elect Director Elaine J. Heron | For | For | Management | ||
| 1.5 | Elect Director V. Bryan Lawlis | For | For | Management | ||
| 1.6 | Elect Director Alan J. Lewis | For | For | Management | ||
| 1.7 | Elect Director Richard A. Meier | For | For | Management | ||
| 1.8 | Elect Director David Pyott | For | For | Management | ||
| 1.9 | Elect Director Dennis J. Slamon | For | For | Management | ||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | ||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 5 | Approve Omnibus Stock Plan | For | For | Management | ||
| 6 | Increase Authorized Common Stock | For | For | Management | ||
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
| Ticker: | BAH | Security ID: | 099502106 | |||
| Meeting Date: JUL 28, 2016 | Meeting Type: Annual | |||||
| Record Date: JUN 06, 2016 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Melody C. Barnes | For | For | Management | ||
| 1.2 | Elect Director Arthur E. Johnson | For | For | Management | ||
| 1.3 | Elect Director Charles O. Rossotti | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
| BOSTON SCIENTIFIC CORPORATION | |||||
| Ticker: | BSX | Security ID: 101137107 | |||
| Meeting Date: MAY 09, 2017 | Meeting Type: Annual | ||||
| Record Date: | MAR 15, 2017 | ||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |
| 1 | a | Elect Director Nelda J. Connors | For | For | Management |
| 1 | b | Elect Director Charles J. Dockendorff | For | For | Management |
| 1 | c | Elect Director Yoshiaki Fujimori | For | For | Management |
| 1 | d | Elect Director Donna A. James | For | For | Management |
| 1 | e | Elect Director Edward J. Ludwig | For | For | Management |
| 1 | f | Elect Director Stephen P. MacMillan | For | For | Management |
| 1 | g | Elect Director Michael F. Mahoney | For | For | Management |
| 1 | h | Elect Director David J. Roux | For | For | Management |
| 1 | i | Elect Director John E. Sununu | For | For | Management |
| 1 | j | Elect Director Ellen M. Zane | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management | |
| Executive Officers' Compensation | |||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
| BWX TECHNOLOGIES, INC. | ||||||
| Ticker: | BWXT | Security ID: 05605H100 | ||||
| Meeting Date: APR 28, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 09, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Rex D. Geveden | For | For | Management | ||
| 1.2 | Elect Director Robert L. Nardelli | For | For | Management | ||
| 1.3 | Elect Director Barbara A. Niland | For | For | Management | ||
| 1.4 | Elect Director Charles W. Pryor, Jr. | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
| Auditors | ||||||
--------------------------------------------------------------------------------
| CBOE HOLDINGS, INC. | |||||||
| Ticker: | CBOE | Security ID: | 12503 | M108 | |||
| Meeting Date: JAN 17, 2017 | Meeting Type: Special | ||||||
| Record Date: DEC 09, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | Issue Shares in Connection with | For | For | Management | |||
| Acquisition | |||||||
| 2 | Adjourn Meeting | For | For | Management | |||
--------------------------------------------------------------------------------
| CBOE HOLDINGS, INC. | |||||||
| Ticker: | CBOE | Security ID: | 12503 | M108 | |||
| Meeting Date: MAY 18, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 21, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Edward T. Tilly | For | For | Management | |||
| 1.2 | Elect Director James R. Boris | For | For | Management |
| 1.3 | Elect Director Frank E. English, Jr. | For | For | Management |
| 1.4 | Elect Director William M. Farrow, III | For | For | Management |
| 1.5 | Elect Director Edward J. Fitzpatrick | For | For | Management |
| 1.6 | Elect Director Janet P. Froetscher | For | For | Management |
| 1.7 | Elect Director Jill R. Goodman | For | For | Management |
| 1.8 | Elect Director Christopher T. Mitchell | For | For | Management |
| 1.9 | Elect Director Roderick A. Palmore | For | For | Management |
| 1.10 | Elect Director Joseph P. Ratterman | For | For | Management |
| 1.11 | Elect Director Michael L. Richter | For | For | Management |
| 1.12 | Elect Director Samuel K. Skinner | For | For | Management |
| 1.13 | Elect Director Carole E. Stone | For | For | Management |
| 1.14 | Elect Director Eugene S. Sunshine | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Deloitte & Touche LLP as | For | For | Management |
| Auditors |
--------------------------------------------------------------------------------
| CENTENE CORPORATION | |||||||
| Ticker: | CNC | Security ID: 15135B101 | |||||
| Meeting Date: APR 25, 2017 | Meeting Type: Annual | ||||||
| Record Date: FEB 24, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | A | Elect Director Michael F. Neidorff | For | For | Management | ||
| 1 | B | Elect Director Robert K. Ditmore | For | For | Management | ||
| 1 | C | Elect Director Richard A. Gephardt | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Amend Omnibus Stock Plan | For | For | Management | |||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 5 | Ratify KPMG LLP as Auditors | For | For | Management | |||
--------------------------------------------------------------------------------
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||||||
| Ticker: | CTSH | Security ID: | 192446102 | |||||
| Meeting Date: JUN 06, 2017 | Meeting Type: Annual | |||||||
| Record Date: APR 10, 2017 | ||||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | a | Elect Director Zein Abdalla | For | For | Management | |||
| 1 | b | Elect Director Betsy S. Atkins | For | For | Management | |||
| 1 | c | Elect Director Maureen Breakiron-Evans | For | For | Management | |||
| 1 | d | Elect Director Jonathan Chadwick | For | For | Management | |||
| 1 | e | Elect Director John M. Dineen | For | For | Management | |||
| 1 | f | Elect Director Francisco D'Souza | For | For | Management | |||
| 1 | g | Elect Director John N. Fox, Jr. | For | For | Management | |||
| 1 | h | Elect Director John E. Klein | For | For | Management | |||
| 1 | i | Elect Director Leo S. Mackay, Jr. | For | For | Management | |||
| 1 | j | Elect Director Michael Patsalos-Fox | For | Against | Management | |||
| 1 | k | Elect Director Robert E. Weissman | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Approve Omnibus Stock Plan | For | For | Management |
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| Auditors | ||||
| 6 | Eliminate Supermajority Vote | For | For | Shareholder |
| Requirement | ||||
| 7 | Provide Right to Act by Written Consent Against | Against | Shareholder | |
--------------------------------------------------------------------------------
| COPART, INC. | ||||||
| Ticker: | CPRT | Security ID: | 217204106 | |||
| Meeting Date: DEC 16, 2016 | Meeting Type: Annual | |||||
| Record Date: OCT 25, 2016 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Willis J. Johnson | For | For | Management | ||
| 1.2 | Elect Director A. Jayson Adair | For | For | Management | ||
| 1.3 | Elect Director Matt Blunt | For | For | Management | ||
| 1.4 | Elect Director Steven D. Cohan | For | For | Management | ||
| 1.5 | Elect Director Daniel J. Englander | For | For | Management | ||
| 1.6 | Elect Director James E. Meeks | For | For | Management | ||
| 1.7 | Elect Director Vincent W. Mitz | For | For | Management | ||
| 1.8 | Elect Director Thomas N. Tryforos | For | For | Management | ||
| 2 | Amend Omnibus Stock Plan | For | For | Management | ||
| 3 | Eliminate Cumulative Voting | For | For | Management | ||
| 4 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 5 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
| COSTAR GROUP, INC. | |||||||
| Ticker: | CSGP | Security ID: 22160N109 | |||||
| Meeting Date: JUN 06, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 10, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Michael R. Klein | For | For | Management | ||
| 1 | b | Elect Director Andrew C. Florance | For | For | Management | ||
| 1 | c | Elect Director Laura Cox Kaplan | For | For | Management | ||
| 1 | d | Elect Director Michael J. Glosserman | For | For | Management | ||
| 1 | e | Elect Director Warren H. Haber | For | For | Management | ||
| 1 | f | Elect Director John W. Hill | For | For | Management | ||
| 1 | g | Elect Director Christopher J. Nassetta | For | For | Management | ||
| 1 | h | Elect Director David J. Steinberg | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
| 3 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
| Ticker: | XRAY | Security ID: 24906P109 | |||||
| Meeting Date: MAY 24, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 27, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Michael C. Alfano | For | For | Management | ||
| 1 | b | Elect Director David K. Beecken | For | For | Management | ||
| 1 | c | Elect Director Eric K. Brandt | For | For | Management | ||
| 1 | d | Elect Director Michael J. Coleman | For | For | Management | ||
| 1 | e | Elect Director Willie A. Deese | For | For | Management | ||
| 1 | f | Elect Director Thomas Jetter | For | For | Management | ||
| 1 | g | Elect Director Arthur D. Kowaloff | For | For | Management | ||
| 1 | h | Elect Director Harry M. Jansen | For | For | Management | ||
| Kraemer, Jr. | |||||||
| 1 | i | Elect Director Francis J. Lunger | For | For | Management | ||
| 1 | j | Elect Director Jeffrey T. Slovin | For | For | Management | ||
| 1 | k | Elect Director Bret W. Wise | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||
| Auditors | |||||||
| 3 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
| DEXCOM, INC. | |||||||
| Ticker: | DXCM | Security ID: 252131107 | |||||
| Meeting Date: MAY 31, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 07, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Richard Collins | For | For | Management | ||
| 1 | b | Elect Director Mark Foletta | For | For | Management | ||
| 1 | c | Elect Director Eric J. Topol | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 5 | Amend Omnibus Stock Plan | For | For | Management | |||
| 6 | Increase Authorized Common Stock | For | For | Management | |||
--------------------------------------------------------------------------------
| DIAMONDBACK ENERGY, INC. | |||||||
| Ticker: | FANG | Security ID: | 25278 | X109 | |||
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 17, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Steven E. West | For | Withhold | Management | |||
| 1.2 | Elect Director Travis D. Stice | For | For | Management | |||
| 1.3 | Elect Director Michael P. Cross | For | For | Management | |||
| 1.4 | Elect Director David L. Houston | For | For | Management | |||
| 1.5 | Elect Director Mark L. Plaumann | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | ||||
| 3 | Ratify Grant Thornton LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
| DOLLAR TREE, INC. | ||||||
| Ticker: | DLTR | Security ID: 256746108 | ||||
| Meeting Date: JUN 15, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 13, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Arnold S. Barron | For | For | Management | ||
| 1.2 | Elect Director Gregory M. Bridgeford | For | For | Management | ||
| 1.3 | Elect Director Macon F. Brock, Jr. | For | For | Management | ||
| 1.4 | Elect Director Mary Anne Citrino | For | For | Management | ||
| 1.5 | Elect Director H. Ray Compton | For | For | Management | ||
| 1.6 | Elect Director Conrad M. Hall | For | For | Management | ||
| 1.7 | Elect Director Lemuel E. Lewis | For | For | Management | ||
| 1.8 | Elect Director Bob Sasser | For | For | Management | ||
| 1.9 | Elect Director Thomas A. Saunders, III | For | For | Management | ||
| 1.10 | Elect Director Thomas E. Whiddon | For | For | Management | ||
| 1.11 | Elect Director Carl P. Zeithaml | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Ratify KPMG LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
| Ticker: | Security ID: | 26200 | T208 | |||
| Meeting Date: JUL 15, 2016 | Meeting Type: Special | |||||
| Record Date: JUN 10, 2016 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1 | Approve Change of Fundamental | For | For | Management | ||
| Investment Policy Regarding Industry | ||||||
| Concentration | ||||||
--------------------------------------------------------------------------------
| EQUINIX, INC. | ||||||
| Ticker: | EQIX | Security ID: 29444U700 | ||||
| Meeting Date: MAY 31, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 05, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Thomas Bartlett | For | For | Management | ||
| 1.2 | Elect Director Nanci Caldwell | For | For | Management | ||
| 1.3 | Elect Director Gary Hromadko | For | For | Management | ||
| 1.4 | Elect Director John Hughes | For | For | Management | ||
| 1.5 | Elect Director Scott Kriens | For | For | Management | ||
| 1.6 | Elect Director William Luby | For | For | Management | ||
| 1.7 | Elect Director Irving Lyons, III | For | For | Management | ||
| 1.8 | Elect Director Christopher Paisley | For | For | Management |
| 1.9 | Elect Director Stephen Smith | For | For | Management |
| 1.10 | Elect Director Peter Van Camp | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Re-approve Material Terms for | For | For | Management |
| Long-Term Incentive Performance Awards | ||||
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| Auditors |
--------------------------------------------------------------------------------
| EXPEDIA, INC. | |||||||
| Ticker: | EXPE | Security ID: 30212P303 | |||||
| Meeting Date: SEP 14, 2016 | Meeting Type: Annual | ||||||
| Record Date: AUG 09, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Susan C. Athey | For | For | Management | ||
| 1 | b | Elect Director A. George 'Skip' Battle | For | For | Management | ||
| 1 | c | Elect Director Pamela L. Coe | For | For | Management | ||
| 1 | d | Elect Director Barry Diller | For | For | Management | ||
| 1 | e | Elect Director Jonathan L. Dolgen | For | For | Management | ||
| 1 | f | Elect Director Craig A. Jacobson | For | For | Management | ||
| 1 | g | Elect Director Victor A. Kaufman | For | For | Management | ||
| 1 | h | Elect Director Peter M. Kern | For | For | Management | ||
| 1 | i | Elect Director Dara Khosrowshahi | For | For | Management | ||
| 1 | j | Elect Director John C. Malone | For | For | Management | ||
| 1 | k | Elect Director Scott Rudin | For | For | Management | ||
| 1 | l | Elect Director Christopher W. Shean | For | For | Management | ||
| 1 | m | Elect Director Alexander Von | For | For | Management | ||
| Furstenberg | |||||||
| 2 | Amend Omnibus Stock Plan | For | Against | Management | |||
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
--------------------------------------------------------------------------------
| EXPEDIA, INC. | |||||||
| Ticker: | EXPE | Security ID: 30212P303 | |||||
| Meeting Date: JUN 13, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 17, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Susan C. Athey | For | For | Management | ||
| 1 | b | Elect Director A. George "Skip" Battle | For | For | Management | ||
| 1 | c | Elect Director Chelsea Clinton | For | For | Management | ||
| 1 | d | Elect Director Pamela L. Coe | For | For | Management | ||
| 1 | e | Elect Director Barry Diller | For | For | Management | ||
| 1 | f | Elect Director Jonathan L. Dolgen | For | For | Management | ||
| 1 | g | Elect Director Craig A. Jacobson | For | For | Management | ||
| 1 | h | Elect Director Victor A. Kaufman | For | For | Management | ||
| 1 | i | Elect Director Peter M. Kern | For | For | Management | ||
| 1 | j | Elect Director Dara Khosrowshahi | For | For | Management | ||
| 1 | k | Elect Director John C. Malone | For | Withhold | Management | ||
| 1 | l | Elect Director Scott Rudin | For | For | Management | ||
| 1 | m | Elect Director Christopher W. Shean | For | For | Management |
| 1 | n | Elect Director Alexander von | For | For | Management |
| Furstenberg | |||||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |
| Executive Officers' Compensation | |||||
| 3 | Advisory Vote on Say on Pay Frequency | Three | Three Years | Management | |
| Years | |||||
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |
| 5 | Report on Political Contributions and | Against | Against | Shareholder | |
| Expenditures |
--------------------------------------------------------------------------------
| FIDELITY NATIONAL INFORMATION SERVICES, INC. | |||||||
| Ticker: | FIS | Security ID: 31620M106 | |||||
| Meeting Date: MAY 31, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 03, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Ellen R. Alemany | For | For | Management | ||
| 1 | b | Elect Director Thomas M. Hagerty | For | Against | Management | ||
| 1 | c | Elect Director Keith W. Hughes | For | For | Management | ||
| 1 | d | Elect Director David K. Hunt | For | Against | Management | ||
| 1 | e | Elect Director Stephan A. James | For | For | Management | ||
| 1 | f | Elect Director Frank R. Martire | For | For | Management | ||
| 1 | g | Elect Director Leslie M. Muma | For | For | Management | ||
| 1 | h | Elect Director Gary A. Norcross | For | For | Management | ||
| 1 | i | Elect Director James B. Stallings, Jr. For | Against | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Ratify KPMG LLP as Auditors | For | For | Management | |||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
| FIRST REPUBLIC BANK | |||||||
| Ticker: | FRC | Security ID: 33616C100 | |||||
| Meeting Date: MAY 09, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 13, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director James H. Herbert, II | For | For | Management | ||
| 1 | b | Elect Director Katherine August-deWilde For | Against | Management | |||
| 1 | c | Elect Director Thomas J. Barrack, Jr. | For | For | Management | ||
| 1 | d | Elect Director Frank J. Fahrenkopf, Jr. For | For | Management | |||
| 1 | e | Elect Director L. Martin Gibbs | For | For | Management | ||
| 1 | f | Elect Director Boris Groysberg | For | For | Management | ||
| 1 | g | Elect Director Sandra R. Hernandez | For | For | Management | ||
| 1 | h | Elect Director Pamela J. Joyner | For | For | Management | ||
| 1 | i | Elect Director Reynold Levy | For | For | Management | ||
| 1 | j | Elect Director Duncan L. Niederauer | For | For | Management | ||
| 1 | k | Elect Director George G.C. Parker | For | For | Management | ||
| 1 | l | Elect Director Cheryl Spielman | For | For | Management | ||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | |||
| 3 | Approve Executive Incentive Bonus Plan | For | Against | Management | |||
| 4 | Approve Omnibus Stock Plan | For | Against | Management | |||
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 6 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 7 | Prepare Employment Diversity Report | Against | Against | Shareholder |
| and Report on Diversity Policies |
--------------------------------------------------------------------------------
| FLIR SYSTEMS, INC. | |||||||
| Ticker: | FLIR | Security ID: 302445101 | |||||
| Meeting Date: APR 21, 2017 | Meeting Type: Annual | ||||||
| Record Date: FEB 24, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director John D. Carter | For | For | Management | ||
| 1 | b | Elect Director William W. Crouch | For | For | Management | ||
| 1 | c | Elect Director Catherine A. Halligan | For | For | Management | ||
| 1 | d | Elect Director Earl R. Lewis | For | For | Management | ||
| 1 | e | Elect Director Angus L. Macdonald | For | For | Management | ||
| 1 | f | Elect Director Michael T. Smith | For | For | Management | ||
| 1 | g | Elect Director Cathy A. Stauffer | For | For | Management | ||
| 1 | h | Elect Director Andrew C. Teich | For | For | Management | ||
| 1 | i | Elect Director John W. Wood, Jr. | For | For | Management | ||
| 1 | j | Elect Director Steven E. Wynne | For | For | Management | ||
| 2 | Amend Executive Incentive Bonus Plan | For | For | Management | |||
| 3 | Ratify KPMG LLP as Auditors | For | For | Management | |||
| 4 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
| FMC TECHNOLOGIES, INC. | ||||||
| Ticker: | FTI | Security ID: 30249U101 | ||||
| Meeting Date: DEC 05, 2016 | Meeting Type: Special | |||||
| Record Date: | OCT 18, 2016 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1 | Approve Merger Agreement | For | For | Management | ||
| 2 | Adjourn Meeting | For | For | Management | ||
| 3 | Advisory Vote on Golden Parachutes | For | Against | Management | ||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
| GRACO INC. | |||||||
| Ticker: | GGG | Security ID: | 384109104 | ||||
| Meeting Date: APR 28, 2017 | Meeting Type: Annual | ||||||
| Record Date: FEB 27, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Patrick J. McHale | For | For | Management | ||
| 1 | b | Elect Director Lee R. Mitau | For | For | Management | ||
| 1 | c | Elect Director Martha A. Morfitt | For | For | Management | ||
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management |
| Auditors | ||||
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 5 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
| HUBSPOT, INC. | ||||||
| Ticker: | HUBS | Security ID: 443573100 | ||||
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 12, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Julie Herendeen | For | Withhold | Management | ||
| 1.2 | Elect Director Michael Simon | For | Withhold | Management | ||
| 1.3 | Elect Director Jay Simons | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
| INGERSOLL-RAND PLC | |||||||
| Ticker: | IR | Security ID: G47791101 | |||||
| Meeting Date: JUN 08, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 11, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Ann C. Berzin | For | For | Management | ||
| 1 | b | Elect Director John Bruton | For | For | Management | ||
| 1 | c | Elect Director Jared L. Cohon | For | For | Management | ||
| 1 | d | Elect Director Gary D. Forsee | For | For | Management | ||
| 1 | e | Elect Director Linda P. Hudson | For | For | Management | ||
| 1 | f | Elect Director Michael W. Lamach | For | For | Management | ||
| 1 | g | Elect Director Myles P. Lee | For | For | Management | ||
| 1 | h | Elect Director John P. Surma | For | For | Management | ||
| 1 | i | Elect Director Richard J. Swift | For | For | Management | ||
| 1 | j | Elect Director Tony L. White | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 4 | Approve PricewaterhouseCoopers LLP as | For | For | Management | |||
| Auditors and Authorize Board to Fix | |||||||
| Their Remuneration | |||||||
| 5 | Renew Directors' Authority to Issue | For | For | Management | |||
| Shares | |||||||
| 6 | Renew Directors' Authority to Issue | For | For | Management | |||
| Shares for Cash | |||||||
| 7 | Authorize Reissuance of Repurchased | For | For | Management | |||
| Shares | |||||||
--------------------------------------------------------------------------------
| INTUIT INC. | |||||||
| Ticker: | INTU | Security ID: | 461202103 | ||||
| Meeting Date: JAN 19, 2017 | Meeting Type: Annual | ||||||
| Record Date: NOV 21, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Eve Burton | For | For | Management | ||
| 1 | b | Elect Director Scott D. Cook | For | For | Management | ||
| 1 | c | Elect Director Richard L. Dalzell | For | For | Management | ||
| 1 | d | Elect Director Diane B. Greene | For | For | Management | ||
| 1 | e | Elect Director Suzanne Nora Johnson | For | For | Management | ||
| 1 | f | Elect Director Dennis D. Powell | For | For | Management | ||
| 1 | g | Elect Director Brad D. Smith | For | For | Management | ||
| 1 | h | Elect Director Raul Vazquez | For | For | Management | ||
| 1 | i | Elect Director Jeff Weiner | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
| 3 | Amend Omnibus Stock Plan | For | For | Management | |||
| 4 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
--------------------------------------------------------------------------------
| INVESCO LTD. | ||||||
| Ticker: | IVZ | Security ID: G491BT108 | ||||
| Meeting Date: MAY 11, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 13, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Sarah E. Beshar | For | For | Management | ||
| 1.2 | Elect Director Joseph R. Canion | For | For | Management | ||
| 1.3 | Elect Director Martin L. Flanagan | For | For | Management | ||
| 1.4 | Elect Director C. Robert Henrikson | For | For | Management | ||
| 1.5 | Elect Director Ben F. Johnson, III | For | For | Management | ||
| 1.6 | Elect Director Denis Kessler | For | For | Management | ||
| 1.7 | Elect Director Nigel Sheinwald | For | For | Management | ||
| 1.8 | Elect Director G. Richard Wagoner, Jr. | For | For | Management | ||
| 1.9 | Elect Director Phoebe A. Wood | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Provide Proxy Access Right | For | For | Management | ||
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
--------------------------------------------------------------------------------
| J. | B. HUNT TRANSPORT SERVICES, INC. |
| Ticker: | JBHT | Security ID: | 445658107 | |||
| Meeting Date: APR 20, 2017 | Meeting Type: Annual | |||||
| Record Date: | FEB 14, 2017 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Douglas G. Duncan | For | For | Management | ||
| 1.2 | Elect Director Francesca M. Edwardson | For | For | Management |
| 1.3 | Elect Director Wayne Garrison | For | For | Management |
| 1.4 | Elect Director Sharilyn S. Gasaway | For | For | Management |
| 1.5 | Elect Director Gary C. George | For | For | Management |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | For | For | Management |
| 1.7 | Elect Director Coleman H. Peterson | For | For | Management |
| 1.8 | Elect Director John N. Roberts, III | For | For | Management |
| 1.9 | Elect Director James L. Robo | For | For | Management |
| 1.10 | Elect Director Kirk Thompson | For | For | Management |
| 2 | Amend Omnibus Stock Plan | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 5 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 6 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
| JAZZ PHARMACEUTICALS PLC | |||||||
| Ticker: | JAZZ | Security ID: G50871105 | |||||
| Meeting Date: AUG 04, 2016 | Meeting Type: Annual | ||||||
| Record Date: JUN 07, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Paul L. Berns | For | For | Management | ||
| 1 | b | Elect Director Patrick G. Enright | For | For | Management | ||
| 1 | c | Elect Director Seamus Mulligan | For | For | Management | ||
| 1 | d | Elect Director Norbert G. Riedel | For | For | Management | ||
| 2 | Approve KPMG, Dublin as Auditors and | For | For | Management | |||
| Authorize Board to Fix Their | |||||||
| Remuneration | |||||||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | A | Amend Memorandum of Association | For | For | Management | ||
| 4 | B | Amend Articles of Association | For | For | Management | ||
| 5 | Authorize Share Repurchase Program | For | For | Management | |||
| 6 | Authorize Issuance of Equity or | For | For | Management | |||
| Equity-Linked Securities with | |||||||
| Preemptive Rights | |||||||
| 7 | Authorize Issuance of Equity or | For | For | Management | |||
| Equity-Linked Securities without | |||||||
| Preemptive Rights | |||||||
| 8 | Adjourn Meeting | For | For | Management | |||
| 9 | Amend Omnibus Stock Plan | For | For | Management | |||
| 10 | Amend Non-Employee Director Omnibus | For | For | Management | |||
| Stock Plan | |||||||
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
| Ticker: | LH | Security ID: | 50540 | R409 | ||||
| Meeting Date: MAY 11, 2017 | Meeting Type: Annual | |||||||
| Record Date: | MAR 14, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | a | Elect Director Kerrii B. Anderson | For | For | Management | |||
| 1 | b | Elect Director Jean-Luc Belingard | For | For | Management |
| 1 | c | Elect Director D. Gary Gilliland | For | For | Management |
| 1 | d | Elect Director David P. King | For | For | Management |
| 1 | e | Elect Director Garheng Kong | For | For | Management |
| 1 | f | Elect Director Robert E. Mittelstaedt, | For | For | Management |
| Jr. | |||||
| 1 | g | Elect Director Peter M. Neupert | For | For | Management |
| 1 | h | Elect Director Richelle P. Parham | For | For | Management |
| 1 | i | Elect Director Adam H. Schechter | For | For | Management |
| 1 | j | Elect Director R. Sanders Williams | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management | |
| Executive Officers' Compensation | |||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
| 4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
| Auditors | |||||
| 5 | Report on Zika Virus Controls for | Against | Against | Shareholder | |
| Primates and Employees |
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
| Ticker: | QVCA | Security ID: | 53071 | M104 | |||
| Meeting Date: AUG 23, 2016 | Meeting Type: Annual | ||||||
| Record Date: JUL 01, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director John C. Malone | For | Withhold | Management | |||
| 1.2 | Elect Director M. Ian G. Gilchrist | For | Withhold | Management | |||
| 1.3 | Elect Director Mark C. Vadon | For | Withhold | Management | |||
| 1.4 | Elect Director Andrea L. Wong | For | For | Management | |||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | |||
| 3 | Approve Omnibus Stock Plan | For | Against | Management | |||
--------------------------------------------------------------------------------
| LKQ CORPORATION | |||||||
| Ticker: | LKQ | Security ID: 501889208 | |||||
| Meeting Date: MAY 08, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 16, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Sukhpal Singh Ahluwalia | For | Against | Management | ||
| 1 | b | Elect Director A. Clinton Allen | For | For | Management | ||
| 1 | c | Elect Director Robert M. Hanser | For | For | Management | ||
| 1 | d | Elect Director Joseph M. Holsten | For | For | Management | ||
| 1 | e | Elect Director Blythe J. McGarvie | For | For | Management | ||
| 1 | f | Elect Director Paul M. Meister | For | For | Management | ||
| 1 | g | Elect Director John F. O Brien | For | For | Management | ||
| 1 | h | Elect Director Guhan Subramanian | For | For | Management | ||
| 1 | i | Elect Director William M. Webster, IV | For | For | Management | ||
| 1 | j | Elect Director Dominick Zarcone | For | For | Management | ||
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management | |||
| Auditors | |||||||
| 3 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
| MELLANOX TECHNOLOGIES, LTD. | |||||||
| Ticker: | MLNX | Security ID: M51363113 | |||||
| Meeting Date: APR 25, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 17, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Irwin Federman | For | For | Management | |||
| 1.2 | Elect Director Eyal Waldman | For | For | Management | |||
| 1.3 | Elect Director Dov Baharav | For | For | Management | |||
| 1.4 | Elect Director Shai Cohen | For | For | Management | |||
| 1.5 | Elect Director Glenda Dorchak | For | For | Management | |||
| 1.6 | Elect Director David Perlmutter | For | For | Management | |||
| 1.7 | Elect Director Thomas Weatherford | For | For | Management | |||
| 2 | A | Approve Salary Increase, Contributions | For | For | Management | ||
| to Severance, Pensions and Education | |||||||
| Funds, and Cash Bonus to Eyal Waldman | |||||||
| 2 | B | If you do have a Personal Interest in | None | Against | Management | ||
| 2A Please Select "FOR". If you do not | |||||||
| have a Personal Interest in 2A Please | |||||||
| Select "AGAINST". | |||||||
| 3 | A | Approve the Grant of Restricted Shares | For | For | Management | ||
| to Eyal Waldman | |||||||
| 3 | B | If you do have a Personal Interest in | None | Against | Management | ||
| 3A Please Select "FOR". If you do not | |||||||
| have a Personal Interest in 3A Please | |||||||
| Select "AGAINST". | |||||||
| 4 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 6 | Approve Certain Changes to the Annual | For | For | Management | |||
| Retainer Fees and Equity Awards to | |||||||
| Non-Employee Directors | |||||||
| 7 | Amend Omnibus Stock Plan | For | For | Management | |||
| 8 | Approve Kost Forer Gabbay & Kasierer | For | For | Management | |||
| as Auditors and Authorize Board to Fix | |||||||
| Their Remuneration | |||||||
--------------------------------------------------------------------------------
| MOLSON COORS BREWING COMPANY | |||||||
| Ticker: | TAP | Security ID: | 60871 | R209 | |||
| Meeting Date: MAY 17, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 24, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Roger G. Eaton | For | For | Management | |||
| 1.2 | Elect Director Charles M. Herington | For | For | Management | |||
| 1.3 | Elect Director H. Sanford Riley | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
--------------------------------------------------------------------------------
| NEUROCRINE BIOSCIENCES, INC. | ||||||
| Ticker: | NBIX | Security ID: 64125C109 | ||||
| Meeting Date: MAY 22, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 31, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Kevin C. Gorman | For | For | Management | ||
| 1.2 | Elect Director Gary A. Lyons | For | Withhold | Management | ||
| 1.3 | Elect Director Alfred W. Sandrock, Jr. | For | Withhold | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Amend Omnibus Stock Plan | For | Against | Management | ||
| 5 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
| NEWELL BRANDS INC. | |||||||
| Ticker: | NWL | Security ID: 651229106 | |||||
| Meeting Date: MAY 09, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 17, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Ian G.H. Ashken | For | For | Management | ||
| 1 | b | Elect Director Thomas E. Clarke | For | For | Management | ||
| 1 | c | Elect Director Kevin C. Conroy | For | For | Management | ||
| 1 | d | Elect Director Scott S. Cowen | For | For | Management | ||
| 1 | e | Elect Director Michael T. Cowhig | For | For | Management | ||
| 1 | f | Elect Director Domenico De Sole | For | For | Management | ||
| 1 | g | Elect Director Martin E. Franklin | For | For | Management | ||
| 1 | h | Elect Director Ros L'Esperance | For | For | Management | ||
| 1 | i | Elect Director Michael B. Polk | For | For | Management | ||
| 1 | j | Elect Director Steven J. Strobel | For | For | Management | ||
| 1 | k | Elect Director Michael A. Todman | For | For | Management | ||
| 1 | l | Elect Director Raymond G. Viault | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||
| Auditors | |||||||
| 3 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
--------------------------------------------------------------------------------
| NORDSON CORPORATION | ||||||
| Ticker: | NDSN | Security ID: | 655663102 | |||
| Meeting Date: FEB 28, 2017 | Meeting Type: Annual | |||||
| Record Date: JAN 03, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Joseph P. Keithley | For | For | Management | ||
| 1.2 | Elect Director Michael J. Merriman, Jr. For | For | Management | |||
| 1.3 | Elect Director Mary G. Puma | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
| 3 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| - | ------------------------------------------------------------------------------- | ||||||
| PACKAGING CORPORATION OF AMERICA | |||||||
| Ticker: | PKG | Security ID: 695156109 | |||||
| Meeting Date: MAY 16, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 20, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Cheryl K. Beebe | For | For | Management | |||
| 1.2 | Elect Director Duane C. Farrington | For | For | Management | |||
| 1.3 | Elect Director Hasan Jameel | For | For | Management | |||
| 1.4 | Elect Director Mark W. Kowlzan | For | For | Management | |||
| 1.5 | Elect Director Robert C. Lyons | For | For | Management | |||
| 1.6 | Elect Director Thomas P. Maurer | For | For | Management | |||
| 1.7 | Elect Director Samuel M. Mencoff | For | For | Management | |||
| 1.8 | Elect Director Roger B. Porter | For | For | Management | |||
| 1.9 | Elect Director Thomas S. Souleles | For | For | Management | |||
| 1.10 | Elect Director Paul T. Stecko | For | For | Management | |||
| 1.11 | Elect Director James D. Woodrum | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 4 | Ratify KPMG LLP as Auditors | For | For | Management | |||
--------------------------------------------------------------------------------
| PAYCHEX, INC. | |||||||
| Ticker: | PAYX | Security ID: | 704326107 | ||||
| Meeting Date: OCT 12, 2016 | Meeting Type: Annual | ||||||
| Record Date: AUG 15, 2016 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director B. Thomas Golisano | For | For | Management | ||
| 1 | b | Elect Director Joseph G. Doody | For | For | Management | ||
| 1 | c | Elect Director David J.S. Flaschen | For | For | Management | ||
| 1 | d | Elect Director Phillip Horsley | For | For | Management | ||
| 1 | e | Elect Director Grant M. Inman | For | For | Management | ||
| 1 | f | Elect Director Pamela A. Joseph | For | For | Management | ||
| 1 | g | Elect Director Martin Mucci | For | For | Management | ||
| 1 | h | Elect Director Joseph M. Tucci | For | For | Management | ||
| 1 | i | Elect Director Joseph M. Velli | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||
| Auditors | |||||||
--------------------------------------------------------------------------------
| PDC ENERGY, INC. | ||
| Ticker: | PDCE | Security ID: 69327R101 |
| Meeting Date: MAY 30, 2017 | Meeting Type: Annual | |
| Record Date: MAR 31, 2017 | ||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director David C. Parke | For | For | Management |
| 1.2 | Elect Director Jeffrey C. Swoveland | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| Auditors | ||||
| 3 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
--------------------------------------------------------------------------------
| PROOFPOINT, INC. | ||||||
| Ticker: | PFPT | Security ID: | 743424103 | |||
| Meeting Date: JUN 01, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 05, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Jonathan Feiber | For | For | Management | ||
| 1.2 | Elect Director Eric Hahn | For | For | Management | ||
| 1.3 | Elect Director Kevin Harvey | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
--------------------------------------------------------------------------------
| PVH CORP. | ||||||||
| Ticker: | PVH | Security ID: 693656100 | ||||||
| Meeting Date: JUN 15, 2017 | Meeting Type: Annual | |||||||
| Record Date: APR 20, 2017 | ||||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | a | Elect Director Mary Baglivo | For | For | Management | |||
| 1 | b | Elect Director Brent Callinicos | For | For | Management | |||
| 1 | c | Elect Director Emanuel Chirico | For | For | Management | |||
| 1 | d | Elect Director Juan R. Figuereo | For | For | Management | |||
| 1 | e | Elect Director Joseph B. Fuller | For | For | Management | |||
| 1 | f | Elect Director V. James Marino | For | For | Management | |||
| 1 | g | Elect Director G. Penny McIntyre | For | For | Management | |||
| 1 | h | Elect Director Amy McPherson | For | For | Management | |||
| 1 | i | Elect Director Henry Nasella | For | For | Management | |||
| 1 | j | Elect Director Edward R. Rosenfeld | For | For | Management | |||
| 1 | k | Elect Director Craig Rydin | For | For | Management | |||
| 1 | l | Elect Director Amanda Sourry | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
| Executive Officers' Compensation | ||||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
| - | ------------------------------------------------------------------------------- | |||||||
| QUANTA SERVICES, INC. | ||||||||
| Ticker: | PWR | Security ID: 74762E102 | ||||||
| Meeting Date: MAY 24, 2017 | Meeting Type: Annual | ||||
| Record Date: MAR 27, 2017 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |
| 1.1 | Elect Director Earl C. (Duke) Austin, | For | For | Management | |
| Jr. | |||||
| 1.2 | Elect Director Doyle N. Beneby | For | For | Management | |
| 1.3 | Elect Director J. Michal Conaway | For | For | Management | |
| 1.4 | Elect Director Vincent D. Foster | For | For | Management | |
| 1.5 | Elect Director Bernard Fried | For | For | Management | |
| 1.6 | Elect Director Worthing F. Jackman | For | For | Management | |
| 1.7 | Elect Director David M. McClanahan | For | For | Management | |
| 1.8 | Elect Director Margaret B. Shannon | For | For | Management | |
| 1.9 | Elect Director Pat Wood, III | For | For | Management | |
| 2 | Advisory Vote to Ratify Named | For | Against | Management | |
| Executive Officers' Compensation | |||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
| 4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |
| Auditors | |||||
--------------------------------------------------------------------------------
| ROSS STORES, INC. | |||||||
| Ticker: | ROST | Security ID: 778296103 | |||||
| Meeting Date: MAY 17, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 21, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Michael Balmuth | For | For | Management | ||
| 1 | b | Elect Director K. Gunnar Bjorklund | For | For | Management | ||
| 1 | c | Elect Director Michael J. Bush | For | For | Management | ||
| 1 | d | Elect Director Norman A. Ferber | For | Against | Management | ||
| 1 | e | Elect Director Sharon D. Garrett | For | For | Management | ||
| 1 | f | Elect Director Stephen D. Milligan | For | For | Management | ||
| 1 | g | Elect Director George P. Orban | For | For | Management | ||
| 1 | h | Elect Director Michael O'Sullivan | For | Against | Management | ||
| 1 | i | Elect Director Lawrence S. Peiros | For | For | Management | ||
| 1 | j | Elect Director Gregory L. Quesnel | For | For | Management | ||
| 1 | k | Elect Director Barbara Rentler | For | For | Management | ||
| 2 | Approve Omnibus Stock Plan | For | For | Management | |||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
| 5 | Ratify Deloitte & Touche LLP as | For | For | Management | |||
| Auditors | |||||||
--------------------------------------------------------------------------------
| SALLY BEAUTY HOLDINGS, INC. | |||||||
| Ticker: | SBH | Security ID: | 79546 | E104 | |||
| Meeting Date: JAN 26, 2017 | Meeting Type: Annual | ||||||
| Record Date: | DEC 01, 2016 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Katherine Button Bell | For | For | Management | |||
| 1.2 | Elect Director Christian A. Brickman | For | For | Management | |||
| 1.3 | Elect Director Erin Nealy Cox | For | For | Management |
| 1.4 | Elect Director Marshall E. Eisenberg | For | For | Management |
| 1.5 | Elect Director David W. Gibbs | For | For | Management |
| 1.6 | Elect Director Robert R. McMaster | For | For | Management |
| 1.7 | Elect Director John A. Miller | For | For | Management |
| 1.8 | Elect Director Susan R. Mulder | For | For | Management |
| 1.9 | Elect Director Edward W. Rabin | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify KPMG LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
| Ticker: | SAIC | Security ID: | 808625107 | ||||
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 10, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director Robert A. Bedingfield | For | For | Management | ||
| 1 | b | Elect Director Deborah B. Dunie | For | For | Management | ||
| 1 | c | Elect Director John J. Hamre | For | For | Management | ||
| 1 | d | Elect Director Timothy J. Mayopoulos | For | For | Management | ||
| 1 | e | Elect Director Anthony J. Moraco | For | For | Management | ||
| 1 | f | Elect Director Donna S. Morea | For | For | Management | ||
| 1 | g | Elect Director Edward J. Sanderson, Jr. For | For | Management | |||
| 1 | h | Elect Director Steven R. Shane | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | |||
| Executive Officers' Compensation | |||||||
| 3 | Ratify Deloitte & Touche LLP as | For | For | Management | |||
| Auditors | |||||||
--------------------------------------------------------------------------------
| SERVICENOW, INC. | ||||||||
| Ticker: | NOW | Security ID: | 81762 | P102 | ||||
| Meeting Date: JUN 13, 2017 | Meeting Type: Annual | |||||||
| Record Date: APR 18, 2017 | ||||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
| 1 | a | Elect Director John J. Donahoe | For | For | Management | |||
| 1 | b | Elect Director Charles H. Giancarlo | For | For | Management | |||
| 1 | c | Elect Director Anita M. Sands | For | For | Management | |||
| 2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
| Executive Officers' Compensation | ||||||||
| 3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
| Auditors | ||||||||
--------------------------------------------------------------------------------
| SHOPIFY INC. | ||
| Ticker: | SHOP | Security ID: 82509L107 |
| Meeting Date: JUN 07, 2017 | Meeting Type: Annual | |
| Record Date: APR 25, 2017 | ||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Tobias Lutke | For | For | Management |
| 1.2 | Elect Director Robert Ashe | For | For | Management |
| 1.3 | Elect Director Steven Collins | For | For | Management |
| 1.4 | Elect Director Gail Goodman | For | For | Management |
| 1.5 | Elect Director Jeremy Levine | For | For | Management |
| 1.6 | Elect Director John Phillips | For | For | Management |
| 2 | Approve PricewaterhouseCoopers LLP as | For | For | Management |
| Auditors and Authorize Board to Fix | ||||
| Their Remuneration | ||||
| 3 | Advisory Vote on Executive | For | For | Management |
| Compensation Approach | ||||
--------------------------------------------------------------------------------
| SKYWORKS SOLUTIONS, INC. | ||||||
| Ticker: | SWKS | Security ID: 83088M102 | ||||
| Meeting Date: MAY 10, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 16, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director David J. Aldrich | For | For | Management | ||
| 1.2 | Elect Director Kevin L. Beebe | For | For | Management | ||
| 1.3 | Elect Director Timothy R. Furey | For | For | Management | ||
| 1.4 | Elect Director Liam K. Griffin | For | For | Management | ||
| 1.5 | Elect Director Balakrishnan S. Iyer | For | For | Management | ||
| 1.6 | Elect Director Christine King | For | For | Management | ||
| 1.7 | Elect Director David P. McGlade | For | For | Management | ||
| 1.8 | Elect Director David J. McLachlan | For | For | Management | ||
| 1.9 | Elect Director Robert A. Schriesheim | For | For | Management | ||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | ||
| 3 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
| SNAP-ON INCORPORATED | ||||||
| Ticker: | SNA | Security ID: | 833034101 | |||
| Meeting Date: APR 27, 2017 | Meeting Type: Annual | |||||
| Record Date: FEB 27, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director David C. Adams | For | For | Management | ||
| 1.2 | Elect Director Karen L. Daniel | For | For | Management | ||
| 1.3 | Elect Director Ruth Ann M. Gillis | For | For | Management | ||
| 1.4 | Elect Director James P. Holden | For | For | Management | ||
| 1.5 | Elect Director Nathan J. Jones | For | For | Management | ||
| 1.6 | Elect Director Henry W. Knueppel | For | For | Management | ||
| 1.7 | Elect Director W. Dudley Lehman | For | For | Management | ||
| 1.8 | Elect Director Nicholas T. Pinchuk | For | For | Management | ||
| 1.9 | Elect Director Gregg M. Sherrill | For | For | Management | ||
| 1.10 | Elect Director Donald J. Stebbins | For | For | Management | ||
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
| Auditors | ||||
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
--------------------------------------------------------------------------------
| SPLUNK INC. | |||||||
| Ticker: | SPLK | Security ID: | 848637104 | ||||
| Meeting Date: JUN 08, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 13, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1 | a | Elect Director John Connors | For | For | Management | ||
| 1 | b | Elect Director Patricia Morrison | For | For | Management | ||
| 1 | c | Elect Director Stephen Newberry | For | For | Management | ||
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||
| Auditors | |||||||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | |||
| Executive Officers' Compensation | |||||||
--------------------------------------------------------------------------------
| SQUARE, INC. | ||||||
| Ticker: | SQ | Security ID: | 852234103 | |||
| Meeting Date: JUN 14, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 20, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Roelof Botha | For | For | Management | ||
| 1.2 | Elect Director Jim McKelvey | For | For | Management | ||
| 1.3 | Elect Director Ruth Simmons | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Ratify KPMG LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
| SS&C TECHNOLOGIES HOLDINGS, INC. | ||||||
| Ticker: | SSNC | Security ID: 78467J100 | ||||
| Meeting Date: MAY 17, 2017 | Meeting Type: Annual | |||||
| Record Date: MAR 20, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Normand A. Boulanger | For | Withhold | Management | ||
| 1.2 | Elect Director David A. Varsano | For | For | Management | ||
| 1.3 | Elect Director Michael J. Zamkow | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management | ||
| Years | ||||||
| 4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||
| Auditors | ||||||
--------------------------------------------------------------------------------
| SUPERIOR ENERGY SERVICES, INC. | ||||||
| Ticker: | SPN | Security ID: 868157108 | ||||
| Meeting Date: MAY 23, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 03, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Harold J. Bouillion | For | For | Management | ||
| 1.2 | Elect Director David D. Dunlap | For | For | Management | ||
| 1.3 | Elect Director James M. Funk | For | For | Management | ||
| 1.4 | Elect Director Terence E. Hall | For | For | Management | ||
| 1.5 | Elect Director Peter D. Kinnear | For | For | Management | ||
| 1.6 | Elect Director Janiece M. Longoria | For | For | Management | ||
| 1.7 | Elect Director Michael M. McShane | For | For | Management | ||
| 1.8 | Elect Director W. Matt Ralls | For | For | Management | ||
| 2 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 4 | Ratify KPMG LLP as Auditors | For | For | Management | ||
--------------------------------------------------------------------------------
| SVB FINANCIAL GROUP | ||||||
| Ticker: | SIVB | Security ID: 78486Q101 | ||||
| Meeting Date: APR 27, 2017 | Meeting Type: Annual | |||||
| Record Date: FEB 27, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Greg W. Becker | For | For | Management | ||
| 1.2 | Elect Director Eric A. Benhamou | For | For | Management | ||
| 1.3 | Elect Director David M. Clapper | For | For | Management | ||
| 1.4 | Elect Director Roger F. Dunbar | For | For | Management | ||
| 1.5 | Elect Director Joel P. Friedman | For | For | Management | ||
| 1.6 | Elect Director Lata Krishnan | For | For | Management | ||
| 1.7 | Elect Director Jeffrey N. Maggioncalda | For | For | Management | ||
| 1.8 | Elect Director Mary J. Miller | For | For | Management | ||
| 1.9 | Elect Director Kate D. Mitchell | For | For | Management | ||
| 1.10 | Elect Director John F. Robinson | For | For | Management | ||
| 1.11 | Elect Director Garen K. Staglin | For | For | Management | ||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | ||
| 3 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
| Ticker: | SMG | Security ID: | 810186106 | |||
| Meeting Date: JAN 27, 2017 | Meeting Type: Annual | |||||
| Record Date: | DEC 01, 2016 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director James Hagedorn | For | For | Management | ||
| 1.2 | Elect Director Brian D. Finn | For | For | Management |
| 1.3 | Elect Director James F. McCann | For | For | Management |
| 1.4 | Elect Director Nancy G. Mistretta | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 3 | Amend Omnibus Stock Plan | For | For | Management |
| 4 | Ratify Deloitte & Touche LLP as | For | For | Management |
| Auditors |
--------------------------------------------------------------------------------
| THE WHITEWAVE FOODS COMPANY | ||||||
| Ticker: | WWAV | Security ID: | 966244105 | |||
| Meeting Date: OCT 04, 2016 | Meeting Type: Special | |||||
| Record Date: | AUG 25, 2016 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1 | Approve Merger Agreement | For | For | Management | ||
| 2 | Advisory Vote on Golden Parachutes | For | For | Management | ||
| 3 | Adjourn Meeting | For | For | Management | ||
--------------------------------------------------------------------------------
| TREEHOUSE FOODS, INC. | ||||||
| Ticker: | THS | Security ID: 89469A104 | ||||
| Meeting Date: APR 27, 2017 | Meeting Type: Annual | |||||
| Record Date: FEB 27, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Dennis F. O'Brien | For | For | Management | ||
| 1.2 | Elect Director Sam K. Reed | For | For | Management | ||
| 1.3 | Elect Director Ann M. Sardini | For | For | Management | ||
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||
| Auditors | ||||||
| 3 | Advisory Vote to Ratify Named | For | For | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
| 5 | Amend Omnibus Stock Plan | For | For | Management | ||
--------------------------------------------------------------------------------
| TRIMBLE INC. | |||||||
| Ticker: | TRMB | Security ID: | 896239100 | ||||
| Meeting Date: MAY 02, 2017 | Meeting Type: Annual | ||||||
| Record Date: MAR 06, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Steven W. Berglund | For | For | Management | |||
| 1.2 | Elect Director Merit E. Janow | For | For | Management | |||
| 1.3 | Elect Director Ulf J. Johansson | For | For | Management | |||
| 1.4 | Elect Director Meaghan Lloyd | For | For | Management | |||
| 1.5 | Elect Director Ronald S. Nersesian | For | For | Management | |||
| 1.6 | Elect Director Mark S. Peek | For | For | Management | |||
| 1.7 | Elect Director Nickolas W. Vande Steeg | For | For | Management | |||
| 1.8 | Elect Director Kaigham (Ken) Gabriel | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | ||||
| 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 5 | Amend Omnibus Stock Plan | For | For | Management |
| 6 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan |
--------------------------------------------------------------------------------
| TWILIO INC. | |||||||
| Ticker: | TWLO | Security ID: | 90138 | F102 | |||
| Meeting Date: JUN 12, 2017 | Meeting Type: Annual | ||||||
| Record Date: APR 17, 2017 | |||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
| 1.1 | Elect Director Richard Dalzell | For | For | Management | |||
| 1.2 | Elect Director Erika Rottenberg | For | For | Management | |||
| 2 | Ratify KPMG LLP as Auditors | For | For | Management | |||
| 3 | Amend Omnibus Stock Plan | For | Against | Management | |||
--------------------------------------------------------------------------------
| ULTA BEAUTY, INC. | ||||||
| Ticker: | ULTA | Security ID: 90384S303 | ||||
| Meeting Date: JUN 01, 2017 | Meeting Type: Annual | |||||
| Record Date: APR 03, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Michelle L. Collins | For | For | Management | ||
| 1.2 | Elect Director Dennis K. Eck | For | For | Management | ||
| 1.3 | Elect Director Charles J. Philippin | For | For | Management | ||
| 1.4 | Elect Director Vanessa A. Wittman | For | For | Management | ||
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||
| 3 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
--------------------------------------------------------------------------------
| VCA INC. | ||||||
| Ticker: | WOOF | Security ID: | 918194101 | |||
| Meeting Date: MAR 28, 2017 | Meeting Type: Special | |||||
| Record Date: | FEB 10, 2017 | |||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1 | Approve Merger Agreement | For | For | Management | ||
| 2 | Advisory Vote on Golden Parachutes | For | Against | Management | ||
| 3 | Adjourn Meeting | For | For | Management | ||
--------------------------------------------------------------------------------
| WASTE CONNECTIONS, INC. | ||||||
| Ticker: | WCN | Security ID: 94106B101 | ||||
| Meeting Date: MAY 23, 2017 | Meeting Type: Annual/Special | |||||
| Record Date: MAR 27, 2017 | ||||||
| # | Proposal | Mgt Rec | Vote Cast | Sponsor | ||
| 1.1 | Elect Director Ronald J. Mittelstaedt | For | For | Management | ||
| 1.2 | Elect Director Robert H. Davis | For | For | Management | ||
| 1.3 | Elect Director Edward E. "Ned" Guillet | For | For | Management | ||
| 1.4 | Elect Director Michael W. Harlan | For | For | Management | ||
| 1.5 | Elect Director Larry S. Hughes | For | For | Management | ||
| 1.6 | Elect Director Susan "Sue" Lee | For | For | Management | ||
| 1.7 | Elect Director William J. Razzouk | For | For | Management | ||
| 2 | Approve Grant Thornton LLP as Auditors | For | For | Management | ||
| and Authorize Board to Fix Their | ||||||
| Remuneration Auditors | ||||||
| 3 | Approve Stock Split | For | For | Management | ||
| 4 | Advisory Vote to Ratify Named | For | Against | Management | ||
| Executive Officers' Compensation | ||||||
| 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Funds, Inc.
| By: | /s/ Bradley J. Skapyak |
| Bradley J. Skapyak | |
| President | |
| Date: | August 17, 2017 |
