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New words:
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Removed:
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Filing tables
Filing exhibits
- 10-K Annual report
- 10.1 Form of Investment Management Agreement
- 10.2 Form of Subadvisory Agreement
- 10.3 Form of Distribution Agreement
- 10.5 Form of Amended and Restated Class B Distribution Plan
- 10.6 Form of Amended and Restated Class C Distribution Plan
- 10.7 Form of Amended and Restated Class R Distribution Plan
- 10.8 Form of Amended and Restated Class 2, 3, and 4 Distribution Plan
- 10.9 Form of Amended and Restated Transfer Agent and Shareholder Services Agreement
- 10.10 Form of Fund Administration Agreement
- 10.11 Form of Multiple Class Plan on Behalf of Certain Funds
- 10.12 Form of Investment Management Agreement for Separate Account Clients
- 10.13 Form of Investment Management with Custody Agreement for High Net-worth Clients
- 10.14 Form of Custody-only Agreement for High-net Worth Clients
- 10.15 Form of Participation Agreement
- 10.16 Form of Participation Agreement Addendum
- 10.17 Form of Funds Subscription Agreement
- 10.18 Form of Administrative Services Agreement
- 10.26 Form of Notice of Restricted Stock Award and Restricted Stock Award Agreement
- 10.27 Form of Notice of Restricted Stock Unit Award and Agreement
- 10.33 Franklin Resources, Inc. 1998 Employee Stock Investment Plan
- 10.36 Non-employee Director Compensation As of September 30, 2009
- 12 Computation of Ratios of Earnings to Fixed Charges
- 21 List of Subsidiaries
- 23 Consent of Independent Registered Public Accounting Firm
- 31.1 Section 302 Certification of Chief Executive Officer
- 31.2 Section 302 Certification of Chief Financial Officer
- 32.1 Section 906 Certification of Chief Executive Officer
- 32.2 Section 906 Certification of Chief Financial Officer
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EXHIBIT 32.1
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002 (FURNISHED HEREWITH)
I, Gregory E. Johnson, President and Chief Executive Officer of Franklin Resources, Inc. (the “Company”), certify, as of the date hereof and solely for purposes of and pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge:
1. | The Annual Report on Form 10-K of the Company for the fiscal year ended September 30, 2009 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934; and |
2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. |
This Certification has not been, and shall not be deemed, “filed” with the Securities and Exchange Commission.
Dated: November 24, 2009 | /s/ GREGORY E. JOHNSON | |||
Gregory E. Johnson President and Chief Executive Officer |