Cautions about Forward-Looking Statements and Other Notices 2 OTCQX: SGGHU Signature Group Holdings, Inc. (the “Company”) has filed a registration statement (including a prospectus and a prospectus supplement) with the Securities and Exchange Commission (“SEC”) for the rights offering to which this communication relates. Before you invest, you should read the prospectus supplement and the base prospectus (collectively, the “prospectus”) included in the Company’s registration statement and other documents we have filed with the SEC for more complete information about us and this offering. The prospectus and the registration statement may be accessed through the SEC’s website at www.sec.gov. Alternatively, we will arrange to send you the prospectus if you request it from: Georgeson Inc., 480 Washington Blvd., 26th Floor, Jersey City, NJ 07310, (866) 300-8594. This prospectus is not an offer to sell and we are not soliciting an offer to buy in any state or other jurisdiction in which the offer or sale is not permitted. Our application for qualification with the Department of Business Oversight of the State of California related to this rights offering is not effective at this time, and unless and until it becomes effective prior to the expiration date for this rights offering, we will not be permitted to offer or sell the subscription rights or common stock issuable upon the exercise of such rights in the State of California or communicate to a stockholder located in the State of California that we are accepting their subscription to purchase shares in this rights offering. This presentation contains forward-looking statements, which are based on the Company’s current expectations, estimates, and projections about the Company's and Aleris Corporation’s Global Recycling and Specification Alloys (“GRSA” or “Real Alloy,” as defined below) businesses and prospects, as well as management's beliefs and certain assumptions made by management. Words such as “anticipates,” “expects,” “intends,” “plans,” “believes,” “seeks,” “estimates,” “may,” “should,” “will,” “positioned,” “outlook” and variations of these words are intended to identify forward-looking statements. These statements include, but are not limited to, statements about the Company’s and GRSA’s expansion and business strategies; the Company’s ability to satisfy the conditions to the acquisition of GRSA and the related financings, and to ultimately consummate the GRSA acquisition; anticipated growth opportunities; the amount of capital-raising necessary to achieve those strategies, as well as future performance, growth, operating results, financial condition and prospects. Such statements are not guarantees of future performance and are subject to certain risks, uncertainties, and assumptions that are difficult to predict. Accordingly, actual results could differ materially and adversely from those expressed in any forward-looking statements as a result of various factors. Important factors that may cause such a difference include, but are not limited to the Company’s ability to successfully identify, consummate and integrate the acquisitions of GRSA and/or other businesses; the acceptance of the Company’s stock for listing on NASDAQ, or another exchange; changes in business or other market conditions; the difficulty of keeping expense growth at modest levels while increasing revenues; the Company’s ability to successfully defend against current and new litigation matters, as well as demands by investment banks for defense, indemnity, and contribution claims; obtaining the expected benefits of the reincorporation; the Company’s ability to access and realize value from its federal net operating loss tax carryforwards; and other risks detailed from time to time in the Company’s SEC filings, including but not limited to the prospectus and our most recently filed Annual Report on Form 10-K and subsequent reports filed on Forms 10-Q and 8-K. The statements contained herein speak only as of the date of this presentation and are subject to change. The Company undertakes no obligation to revise or update publicly any forward-looking statements for any reason. The industry, market data and other statistical information in this presentation are based on independent industry and government publications, reports by market research firms or other published independent sources. Some data is also based on the Company’s good faith estimates. Although the Company believes these sources are reliable, the Company has not independently verified the information and cannot guarantee its accuracy and completeness. © 2015 Signature Group Holdings, Inc. All Rights Reserved. |