UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00032
Fundamental Investors, Inc.
(Exact Name of Registrant as Specified in Charter)
P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (415) 421-9360
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 - June 30, 2010
Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : Fundamental Investors, Inc. Reporting Period: July 01, 2009 - June 30, 2010 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Hernandez | Mgmt | For | For | For | |||
2 | Elect Peter Menikoff | Mgmt | For | For | For | |||
3 | Elect Robert Ripp | Mgmt | For | For | For | |||
4 | Elect Theodore Shasta | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Statutory Financial Statements | Mgmt | For | For | For | |||
8 | Consolidated Financial Statements | Mgmt | For | For | For | |||
9 | Allocation of Disposable Profit | Mgmt | For | For | For | |||
10 | Discharge of the Board of Directors | Mgmt | For | For | For | |||
11 | Authorized Share Capital | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Ratification of Auditor (Zurich) | Mgmt | For | For | For | |||
14 | Ratification of Auditor (US) | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||
Acergy S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACY | CINS L00306107 | 02/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
Acergy S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACY | CINS L00306107 | 08/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorized Capital | Mgmt | For | For | For | |||
3 | Cancellation of Shares | Mgmt | For | For | For | |||
Acergy S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACY | CINS L00306107 | 12/17/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Dod Fraser | Mgmt | For | For | For | |||
3 | Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Acergy SA, Luxembourg | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS L00306107 | 05/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditors' Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Elect Peter Mason | Mgmt | For | For | For | |||
7 | Elect Tom Ehret | Mgmt | For | For | For | |||
8 | Elect Jean Cahuzac | Mgmt | For | For | For | |||
9 | Elect Thorleif Enger | Mgmt | For | For | For | |||
10 | Elect Dod Fraser | Mgmt | For | For | For | |||
11 | Elect Frithjof Skouverøe | Mgmt | For | For | For | |||
12 | Elect Trond Westlie | Mgmt | For | For | For | |||
13 | Elect Ron Henderson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
2 | Elect Betsy Cohen | Mgmt | For | For | For | |||
3 | Elect Molly Coye | Mgmt | For | For | For | |||
4 | Elect Roger Farah | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
7 | Elect Earl Graves | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | 2010 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Alcoa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013817101 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
1.3 | Elect Michael Morris | Mgmt | For | For | For | |||
1.4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Allied Irish Banks PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIBK | CINS G02072117 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Kieran Crowley | Mgmt | For | For | For | |||
3 | Elect Colm Doherty | Mgmt | For | For | For | |||
4 | Elect Stephen Kingon | Mgmt | For | For | For | |||
5 | Elect Anne Maher | Mgmt | For | For | For | |||
6 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
7 | Elect David Pritchard | Mgmt | For | For | For | |||
8 | Elect Robert Wilmers | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Removal of Government Appointed Directors | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Election of Niall Murphy | ShrHldr | Against | Against | For | |||
Allied Irish Banks PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIBK | CINS G02072117 | 12/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Participate in Assets Purchase Programme | Mgmt | For | For | For | |||
2 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect John Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
6 | Elect Robert Huntley | Mgmt | For | For | For | |||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
10 | Elect Michael Szymanczyk | Mgmt | For | For | For | |||
11 | 2010 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Protocols | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Alain Monie | Mgmt | For | For | For | |||
6 | Elect Thomas Ryder | Mgmt | For | For | For | |||
7 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
AMERICAN WATER WORKS COMPANY, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Adik | Mgmt | For | For | For | |||
1.2 | Elect Donald Correll | Mgmt | For | For | For | |||
1.3 | Elect Martha Clark Goss | Mgmt | For | For | For | |||
1.4 | Elect Julie Dobson | Mgmt | For | For | For | |||
1.5 | Elect Richard Grigg | Mgmt | For | For | For | |||
1.6 | Elect Julia Johnson | Mgmt | For | For | For | |||
1.7 | Elect George MacKenzie | Mgmt | For | For | For | |||
1.8 | Elect William Marrazzo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
8 | Elect Frank Herringer | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
AMP Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CINS Q0344G101 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Ratify Placement of Securities | Mgmt | For | Abstain | Against | |||
4 | Re-elect Peter Mason | Mgmt | For | For | For | |||
5 | Re-elect John Palmer | Mgmt | For | For | For | |||
6 | Re-elect Richard Grellman | Mgmt | For | For | For | |||
7 | Elect Paul Fegan | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Equity Grant (MD/CEO Craig Dunn) | Mgmt | For | For | For | |||
10 | Increase NEDs' Fee Cap | Mgmt | For | Against | Against | |||
AOL INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Richard Dalzell | Mgmt | For | For | For | |||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||
4 | Elect William Hambrecht | Mgmt | For | For | For | |||
5 | Elect Susan Lyne | Mgmt | For | For | For | |||
6 | Elect Patricia Mitchell | Mgmt | For | For | For | |||
7 | Elect Michael Powell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James Stengel | Mgmt | For | For | For | |||
10 | Elect James Wiatt | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amended and Restated 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amended and Restated Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
5 | Elect Jan Kalff | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect R. Eden Martin | Mgmt | For | For | For | |||
8 | Elect Andrew McKenna | Mgmt | For | For | For | |||
9 | Elect Robert Morrison | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect Richard Notebaert | Mgmt | For | For | For | |||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
13 | Elect Gloria Santona | Mgmt | For | For | For | |||
14 | Elect Carolyn Woo | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Jerome York | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arch Coal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACI | CUSIP 039380100 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Jennings | Mgmt | For | For | For | |||
1.2 | Elect Steven Leer | Mgmt | For | For | For | |||
1.3 | Elect Robert Potter | Mgmt | For | For | For | |||
1.4 | Elect Theodore Sands | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059178 | 03/24/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Amendment to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Performance Share Grants to Management Board (Revised Compensation Policy) | Mgmt | For | TNA | N/A | |||
12 | Performance Share Grants (Current Compensation Policy) | Mgmt | For | TNA | N/A | |||
13 | Performance Stock Options (Current Compensation Policy) | Mgmt | For | TNA | N/A | |||
14 | Stock Option Grants to Employees | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |||
24 | Authority to Cancel Additional Shares | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
AT&T INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||
9 | Elect John McCoy | Mgmt | For | For | For | |||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||
11 | Elect Laura Tyson | Mgmt | For | For | For | |||
12 | Elect Patricia Upton | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Pension Credit Policy | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Autonomy Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AU | CINS G0669T101 | 03/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Webb | Mgmt | For | For | For | |||
4 | Elect Sushovan Hussain | Mgmt | For | For | For | |||
5 | Elect Michael Lynch | Mgmt | For | For | For | |||
6 | Elect John McMonigall | Mgmt | For | For | For | |||
7 | Elect Richard Perle | Mgmt | For | For | For | |||
8 | Elect Barry Ariko | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Director & Officer Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
1.12 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.13 | Elect James Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 02/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Bies | Mgmt | For | For | For | |||
2 | Elect William Boardman | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 01/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Apply for National Asset Management Agency | Mgmt | For | For | For | |||
2 | Adoption of New Bye-Laws Regarding Ordinary and Special Resolutions | Mgmt | For | For | For | |||
3 | Amendment to Bye-Laws Regarding General Meeting Notice Period | Mgmt | For | For | For | |||
4 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Par Value | Mgmt | For | For | For | |||
2 | Increase in Authorized Capital | Mgmt | For | For | For | |||
3 | Amendment to Share Class Rights | Mgmt | For | For | For | |||
4 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Convertible Shares | Mgmt | For | For | For | |||
6 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Issuance of Shares, Related Party Transaction Approval and Authority to Cancel Warrants | Mgmt | For | For | For | |||
8 | Cancellation of Share Premium Account | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Patrick Molloy | Mgmt | For | For | For | |||
4 | Elect Dennis Holt | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Des Crowley | Mgmt | For | For | For | |||
7 | Elect Denis Donovan | Mgmt | For | For | For | |||
8 | Elect Paul Haran | Mgmt | For | For | For | |||
9 | Elect Rose Hynes | Mgmt | For | For | For | |||
10 | Elect Jerome Kennedy | Mgmt | For | For | For | |||
11 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
12 | Elect John O'Donovan | Mgmt | For | For | For | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Bank Of Ireland PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 07/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
3 | Elect Richie Boucher | Mgmt | For | For | For | |||
4 | Elect Des Crowley | Mgmt | For | For | For | |||
5 | Elect Denis Donovan | Mgmt | For | For | For | |||
6 | Elect Paul Haran | Mgmt | For | For | For | |||
7 | Elect Dennis Holt | Mgmt | For | For | For | |||
8 | Elect Rose Hynes | Mgmt | For | For | For | |||
9 | Elect Jerome Kennedy | Mgmt | For | For | For | |||
10 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
11 | Elect Declan McCourt | Mgmt | For | For | For | |||
12 | Elect Terry Neill | Mgmt | For | For | For | |||
13 | Elect John O'Donovan | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Additional Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHldr | Against | For | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Blake Devitt | Mgmt | For | For | For | |||
2 | Elect John Forsyth | Mgmt | For | For | For | |||
3 | Elect Gail Fosler | Mgmt | For | For | For | |||
4 | Elect Carole Shapazian | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
BAYER AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Compensation Policy | Mgmt | For | For | For | |||
7 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital II | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 01/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Stock Splits | Mgmt | For | For | For | |||
3 | Decrease Par Value of Class B Common Stock | Mgmt | For | For | For | |||
4 | Increase of Authorized Class B Common Stock | Mgmt | For | For | For | |||
5 | Amendments to Charter Regarding Issuance of Stock Certificates | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/26/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Re-elect Gail de Planque (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Re-elect Don Argus (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
13 | Reduction of Issued Share Capital (April 30, 2010) | Mgmt | For | For | For | |||
14 | Reduction of Issued Share Capital (June 17, 2010) | Mgmt | For | For | For | |||
15 | Reduction of Issued Share Capital (September 15, 2010) | Mgmt | For | For | For | |||
16 | Reduction of Issued Share Capital (November 11, 2010) | Mgmt | For | For | For | |||
17 | Remuneration Report | Mgmt | For | For | For | |||
18 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Abele | Mgmt | For | For | For | |||
2 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
3 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
4 | Elect Nelda Connors | Mgmt | For | For | For | |||
5 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||
6 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
7 | Elect Ray Groves | Mgmt | For | For | For | |||
8 | Elect Ernest Mario | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Pete Nicholas | Mgmt | For | For | For | |||
11 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | For | For | |||
British American Tobacco PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Elect Ana Maria Llopis | Mgmt | For | For | For | |||
8 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
9 | Elect Anthony Ruys | Mgmt | For | For | For | |||
10 | Elect Richard Burrows | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | For | For | |||
19 | Adoption of New Articles | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
C & C Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G1826G107 | 06/17/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal | Mgmt | For | For | For | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 08/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect John Dunsmore | Mgmt | For | For | For | |||
4 | Elect Stephen Glancey | Mgmt | For | For | For | |||
5 | Elect John Burgess | Mgmt | For | For | For | |||
6 | Elect Richard Holroyd | Mgmt | For | For | For | |||
7 | Elect Breege O'Donoghue | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
C&C Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCC | CINS G1826G107 | 09/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Acquisition | Mgmt | For | For | For | |||
C. R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore Martin | Mgmt | For | For | For | |||
1.2 | Elect Anthony Welters | Mgmt | For | For | For | |||
1.3 | Elect Tony White | Mgmt | For | For | For | |||
1.4 | Elect David Barrett | Mgmt | For | For | For | |||
1.5 | Elect John Kelly | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Canadian Oil Sands Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COS | CUSIP 13642L100 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion to Corporation | Mgmt | For | For | For | |||
2 | Transition Option Plan | Mgmt | For | For | For | |||
3 | Equity Incentive Plan | Mgmt | For | For | For | |||
4 | New Incentive Option Plan | Mgmt | For | For | For | |||
5 | Deferred Share Unit Plan | Mgmt | For | For | For | |||
6 | Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9.1 | Elect Charles Shultz | Mgmt | For | For | For | |||
9.2 | Elect Ian Bourne | Mgmt | For | For | For | |||
9.3 | Elect Marcel Coutu | Mgmt | For | For | For | |||
9.4 | Elect Donald Lowry | Mgmt | For | For | For | |||
9.5 | Elect John Read | Mgmt | For | For | For | |||
9.6 | Elect Wayne Newhouse | Mgmt | For | For | For | |||
9.7 | Elect Brant Sangster | Mgmt | For | For | For | |||
9.8 | Elect Wesley Twiss | Mgmt | For | For | For | |||
9.9 | Elect John Zaozirny | Mgmt | For | For | For | |||
10 | Unitholder Rights Plan | Mgmt | For | For | For | |||
11 | Amendments to Trust Indenture | Mgmt | For | For | For | |||
CapitalSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSE | CUSIP 14055X102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Fremder | Mgmt | For | For | For | |||
1.2 | Elect C. William Hosler | Mgmt | For | For | For | |||
1.3 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
Carmax Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Blaylock | Mgmt | For | For | For | |||
1.2 | Elect Keith Browning | Mgmt | For | For | For | |||
1.3 | Elect Thomas Stemberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Chuck Hagel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
8 | Elect George Kirkland | Mgmt | For | For | For | |||
9 | Elect Sam Nunn | Mgmt | For | For | For | |||
10 | Elect Donald Rice | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Charles Shoemate | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Elect Carl Ware | Mgmt | For | For | For | |||
16 | Elect John Watson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Payments to Governments | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Debentures | Mgmt | For | For | For | |||
7 | Authority to Determine the Conditions of Debentures | Mgmt | For | For | For | |||
8 | Authority to Issue Bonds | Mgmt | For | For | For | |||
9 | Authority to Determine the Conditions of Bonds | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Increase in Registered Capital | Mgmt | For | Against | Against | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 12/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Engineering Framework Agreement | Mgmt | For | For | For | |||
3 | Ancillary Telecommunications Services Framework Agreement | Mgmt | For | For | For | |||
4 | Strategic Agreement and Its Supplemental Agreement | Mgmt | For | For | For | |||
5 | Elect MIAO Jianhua | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Chipotle Mexican Grill 'A' | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.3 | Elect Darlene Friedman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 12/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
Cincinnati Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINF | CUSIP 172062101 | 05/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Bier | Mgmt | For | For | For | |||
1.2 | Elect Linda Clement-Holmes | Mgmt | For | For | For | |||
1.3 | Elect Douglas Skidmore | Mgmt | For | For | For | |||
1.4 | Elect Larry Webb | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
4 | Elect Robert Joss | Mgmt | For | For | For | |||
5 | Elect Andrew Liveris | Mgmt | For | For | For | |||
6 | Elect Michael O'Neill | Mgmt | For | For | For | |||
7 | Elect Vikram Pandit | Mgmt | For | For | For | |||
8 | Elect Richard Parsons | Mgmt | For | Against | Against | |||
9 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
10 | Elect Judith Rodin | Mgmt | For | For | For | |||
11 | Elect Robert Ryan | Mgmt | For | For | For | |||
12 | Elect Anthony Santomero | Mgmt | For | For | For | |||
13 | Elect Diana Taylor | Mgmt | For | For | For | |||
14 | Elect William Thompson | Mgmt | For | For | For | |||
15 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
18 | Approval of the TARP Repayment Shares | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Ratification of the Tax Benefits Preservation Plan | Mgmt | For | For | For | |||
21 | Reverse Stock Split Extension | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
26 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
27 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 07/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Authorized Preferred Stock - The Dividend Blocker Amendment | Mgmt | For | For | For | |||
2 | Amendment to Authorized Preferred Stock - The Director Amendment | Mgmt | For | For | For | |||
3 | Amendment to Authorized Preferred Stock - The Retirement Amendment | Mgmt | For | For | For | |||
4 | Increase of Preferred Stock | Mgmt | For | For | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 09/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Reverse Stock Split | Mgmt | For | For | For | |||
3 | Amendment to Authorized Common Stock - The Preferred Stock Change | Mgmt | For | For | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Cambre | Mgmt | For | For | For | |||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
1.3 | Elect Susan Cunningham | Mgmt | For | For | For | |||
1.4 | Elect Barry Eldridge | Mgmt | For | For | For | |||
1.5 | Elect Susan Green | Mgmt | For | For | For | |||
1.6 | Elect Janice Henry | Mgmt | For | For | For | |||
1.7 | Elect James Kirsch | Mgmt | For | For | For | |||
1.8 | Elect Francis McAllister | Mgmt | For | For | For | |||
1.9 | Elect Roger Phillips | Mgmt | For | For | For | |||
1.10 | Elect Richard Riederer | Mgmt | For | For | For | |||
1.11 | Elect Alan Schwartz | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Equity Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Jillian Broadbent | Mgmt | For | For | For | |||
5 | Re-elect Geoffrey Kelly | Mgmt | For | For | For | |||
6 | Elect Martin Jansen | Mgmt | For | For | For | |||
7 | Equity Grant (Group MD Terry Davis) | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHldr | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | For | Against | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Julian Brodsky | Mgmt | For | For | For | |||
1.6 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.8 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
1.13 | Elect Michael Sovern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CONCHO RESOURCES INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ray Poage | Mgmt | For | For | For | |||
1.2 | Elect A. Wellford Tabor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
12 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
13 | Elect Kathryn Turner | Mgmt | For | For | For | |||
14 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding TRI Chemicals | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Whitmire | Mgmt | For | For | For | |||
1.2 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | For | For | |||
1.4 | Elect Philip Baxter | Mgmt | For | For | For | |||
1.5 | Elect William Davis | Mgmt | For | For | For | |||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John Mills | Mgmt | For | For | For | |||
1.10 | Elect William Powell | Mgmt | For | For | For | |||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
3 | Elect William Smithburg | Mgmt | For | For | For | |||
4 | Elect Hansel Tookes, II | Mgmt | For | For | For | |||
5 | Elect Wendell Weeks | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2010 Variable Compensation Plan | Mgmt | For | For | For | |||
8 | 2010 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Corporate Executive Board Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXBD | CUSIP 21988R102 | 06/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Monahan III | Mgmt | For | For | For | |||
1.2 | Elect Gregor Bailar | Mgmt | For | For | For | |||
1.3 | Elect Stephen Carter | Mgmt | For | For | For | |||
1.4 | Elect Gordan Coburn | Mgmt | For | For | For | |||
1.5 | Elect Nancy Karch | Mgmt | For | For | For | |||
1.6 | Elect David Kenny | Mgmt | For | For | For | |||
1.7 | Elect Daniel Leemon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Kathy Herbert | Mgmt | For | For | For | |||
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
9 | Elect Richard Meelia | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
Credit Agricole SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACA | CINS F22797108 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Form of Dividend Payment | Mgmt | For | For | For | |||
9 | Departure Indemnity (Rene Carron) | Mgmt | For | For | For | |||
10 | Termination of Contract (Bernard Mary) | Mgmt | For | For | For | |||
11 | Contract Reactivation; Retirement Benefits (Jean-Yves Hocher) | Mgmt | For | For | For | |||
12 | Contract Reactivation; Retirement Benefits (Jacques Lenormand) | Mgmt | For | For | For | |||
13 | Conditions of Termination of Office (Jean-Frederic de Leusse) | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Georges Pauget) | Mgmt | For | For | For | |||
15 | Severance Package and Retirement Benefits (Jean-Paul Chifflet) | Mgmt | For | For | For | |||
16 | Severance Package and Retirement Benefits (Michel Mathieu) | Mgmt | For | For | For | |||
17 | Severance Package and Retirement Benefits (Bruno de Laage) | Mgmt | For | For | For | |||
18 | Ratification of the Co-option of Philippe Brassac | Mgmt | For | For | For | |||
19 | Elect Philippe Brassac | Mgmt | For | For | For | |||
20 | Ratification of the Co-Option of Veronique Flachaire | Mgmt | For | For | For | |||
21 | Elect Veronique Flachaire | Mgmt | For | For | For | |||
22 | Elect Claude Henry | Mgmt | For | For | For | |||
23 | Ratification of the Co-option of Bernard Lepot | Mgmt | For | For | For | |||
24 | Elect Jean-Marie Sander | Mgmt | For | For | For | |||
25 | Elect Christian Talgorn | Mgmt | For | For | For | |||
26 | Elect Monica Mondardini | Mgmt | For | For | For | |||
27 | Directors' Fees | Mgmt | For | For | For | |||
28 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
29 | Authority to Issue Ordinary Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
30 | Authority to Issue Ordinary Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
31 | Authority to Issue Ordinary Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
32 | Authority to Increase Ordinary Share Issuance Limit | Mgmt | For | Against | Against | |||
33 | Authority to Issue Ordinary Shares in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
34 | Authority to Set Offering Price of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
35 | Global Ceiling on Increases in Capital | Mgmt | For | Against | Against | |||
36 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
37 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
38 | Authority to Issue Ordinary Shares Under Employee Savings Plan | Mgmt | For | For | For | |||
39 | Authority to Issue Ordinary Shares for Overseas Employees' Benefits | Mgmt | For | For | For | |||
40 | Authority to Issue Restricted Shares to Employees and Executives | Mgmt | For | For | For | |||
41 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
42 | Employee Shareholder Proposal Regarding FCPE Board Composition | ShrHldr | N/A | Abstain | N/A | |||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Crescent Point Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CUSIP 22576C101 | 05/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Peter Bannister | Mgmt | For | For | For | |||
2.2 | Elect Paul Colborne | Mgmt | For | For | For | |||
2.3 | Elect Kenney Cugnet | Mgmt | For | For | For | |||
2.4 | Elect D. Hugh Gillard | Mgmt | For | For | For | |||
2.5 | Elect Gerald Romanzin | Mgmt | For | For | For | |||
2.6 | Elect Scott Saxberg | Mgmt | For | For | For | |||
2.7 | Elect Gregory Turnbull | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CRH PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Utz-Hellmuth Felcht | Mgmt | For | For | For | |||
5 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect John Kennedy | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
13 | Share Option Scheme | Mgmt | For | For | For | |||
14 | Savings-related Share Option Schemes | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
CSL Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSL | CINS Q3018U109 | 10/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Re-elect John Shine | Mgmt | For | For | For | |||
4 | Re-elect Antoni Cipa | Mgmt | For | For | For | |||
5 | Re-elect Maurice Renshaw | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (Executive Directors) | Mgmt | For | For | For | |||
8 | Renew Partial Takeover Provision | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect William Joyce | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect Terrence Murray | Mgmt | For | For | For | |||
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
11 | Elect Thomas Ryan | Mgmt | For | For | For | |||
12 | Elect Richard Swift | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Charter to Allow Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Climate Change Principles | ShrHldr | Against | Against | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Allen | Mgmt | For | For | For | |||
2 | Elect Aulana Peters | Mgmt | For | For | For | |||
3 | Elect David Speer | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Amendment to the Omnibus Equity and Incentive Plan | Mgmt | For | For | For | |||
6 | Short-Term Incentive Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Internal Executive Compensation Equity | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding an Independent Chairman | ShrHldr | Against | For | Against | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gareth Roberts | Mgmt | For | For | For | |||
1.2 | Elect Wieland Wettstein | Mgmt | For | For | For | |||
1.3 | Elect Michael Beatty | Mgmt | For | For | For | |||
1.4 | Elect Michael Decker | Mgmt | For | For | For | |||
1.5 | Elect Ronald Greene | Mgmt | For | For | For | |||
1.6 | Elect David Heather | Mgmt | For | For | For | |||
1.7 | Elect Gregory McMichael | Mgmt | For | For | For | |||
1.8 | Elect Randy Stein | Mgmt | For | For | For | |||
2 | Increase in Shares Available Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Reapproval of Performance Measures Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Increase to Section 162(m) Based Cap on Performance Awards Under the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Richels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C102 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Tisch | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||
1.3 | Elect John Bolton | Mgmt | For | For | For | |||
1.4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||
1.5 | Elect Paul Gaffney II | Mgmt | For | For | For | |||
1.6 | Elect Edward Grebow | Mgmt | For | For | For | |||
1.7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||
1.8 | Elect Arthur Rebell | Mgmt | For | For | For | |||
1.9 | Elect Raymond Troubh | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet, III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||
2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Bodman | Mgmt | For | For | For | |||
2 | Elect Richard Brown | Mgmt | For | For | For | |||
3 | Elect Robert Brown | Mgmt | For | For | For | |||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||
5 | Elect Curtis Crawford | Mgmt | For | For | For | |||
6 | Elect Alexander Cutler | Mgmt | For | For | For | |||
7 | Elect John Dillon | Mgmt | For | For | For | |||
8 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||
9 | Elect Marillyn Hewson | Mgmt | For | For | For | |||
10 | Elect Lois Juliber | Mgmt | For | For | For | |||
11 | Elect Ellen Kullman | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendment to Human Rights Policy Regarding Seed Saving Rights | ShrHldr | Against | Against | For | |||
E.ON AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Compensation Policy | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Reports | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
Eads | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS F17114103 | 06/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Corporate Governance Report | Mgmt | Abstain | For | Against | |||
4 | Reserves and Dividend Policy | Mgmt | Abstain | For | Against | |||
5 | Report of the Board of Directors | Mgmt | Abstain | For | Against | |||
6 | Discussion of Agenda Items | Mgmt | Abstain | For | Against | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Board Acts | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Approval of Compensation Policy; Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur Higgins | Mgmt | For | For | For | |||
2 | Elect Joel Johnson | Mgmt | For | For | For | |||
3 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |||
1.3 | Elect France Cordova | Mgmt | For | For | For | |||
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |||
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |||
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.9 | Elect James Rosser | Mgmt | For | For | For | |||
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |||
1.12 | Elect Brett White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Electricit‚ de France | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDF | CINS F2940H113 | 11/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles Regarding Stock Dividend | Mgmt | For | For | For | |||
4 | Elect Bruno Lafont | Mgmt | For | For | For | |||
5 | Elect Henri Proglio | Mgmt | For | For | For | |||
6 | Elect Mirelle Faugere | Mgmt | For | For | For | |||
7 | Elect Philippe Crouzet | Mgmt | For | For | For | |||
8 | Elect Lord Michael Jay of Ewelme | Mgmt | For | For | For | |||
9 | Elect Pierre Mariani | Mgmt | For | For | For | |||
10 | Forms of Dividend Payment | Mgmt | For | For | For | |||
11 | Authority to Carry out Formalities | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Electricite de France | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDF | CINS F2940H113 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports;Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Supplementary Directors' Fees | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
16 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
10 | Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clemens Boersig | Mgmt | For | For | For | |||
1.2 | Elect Carlos Fernandez G. | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Randall Stephenson | Mgmt | For | For | For | |||
1.5 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of Performance Measures under the Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EnCana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 11/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Spin-off | Mgmt | For | For | For | |||
2 | Employee Stock Option Plan (Cenovus Energy Inc.) | Mgmt | For | For | For | |||
3 | Shareholder Rights Plan (Cenovus Energy Inc.) | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||
2 | Elect W. Frank Blount | Mgmt | For | For | For | |||
3 | Elect Gary Edwards | Mgmt | For | For | For | |||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||
5 | Elect Donald Hintz | Mgmt | For | For | For | |||
6 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
7 | Elect Stuart Levenick | Mgmt | For | For | For | |||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||
9 | Elect James Nichols | Mgmt | For | For | For | |||
10 | Elect William Percy, II | Mgmt | For | For | For | |||
11 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
12 | Elect Steven Wilkinson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the Executive Annual Incentive Plan | Mgmt | For | Against | Against | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Bruce DeMars | Mgmt | For | For | For | |||
5 | Elect Nelson Diaz | Mgmt | For | For | For | |||
6 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
7 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
8 | Elect Paul Joskow | Mgmt | For | For | For | |||
9 | Elect Richard Mies | Mgmt | For | For | For | |||
10 | Elect John Palms | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Thomas Ridge | Mgmt | For | For | For | |||
13 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
14 | Elect John Rowe | Mgmt | For | For | For | |||
15 | Elect Stephen Steinour | Mgmt | For | For | For | |||
16 | Elect Donald Thompson | Mgmt | For | For | For | |||
17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Fastenal Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FAST | CUSIP 311900104 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kierlin | Mgmt | For | For | For | |||
1.2 | Elect Stephen Slaggie | Mgmt | For | For | For | |||
1.3 | Elect Michael Gostomski | Mgmt | For | For | For | |||
1.4 | Elect Hugh Miller | Mgmt | For | For | For | |||
1.5 | Elect Willard Oberton | Mgmt | For | For | For | |||
1.6 | Elect Michael Dolan | Mgmt | For | For | For | |||
1.7 | Elect Reyne Wisecup | Mgmt | For | For | For | |||
1.8 | Elect Michael Ancius | Mgmt | For | For | For | |||
1.9 | Elect Scott Satterlee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephan James | Mgmt | For | For | For | |||
1.2 | Elect James Neary | Mgmt | For | For | For | |||
1.3 | Elect Frank Martire | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 09/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Issuance of Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
First Solar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 06/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||
1.5 | Elect William Post | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||
1.9 | Elect José Villarreal | Mgmt | For | For | For | |||
2 | 2010 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Associate Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.9 | Elect George Smart | Mgmt | For | For | For | |||
1.10 | Elect Wes Taylor | Mgmt | For | For | For | |||
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thorleif Enger | Mgmt | For | For | For | |||
1.2 | Elect Claire Farley | Mgmt | For | For | For | |||
1.3 | Elect Joseph Netherland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
FPL Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPL | CUSIP 302571104 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |||
1.2 | Elect Robert Beall II | Mgmt | For | For | For | |||
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.4 | Elect James Camaren | Mgmt | For | For | For | |||
1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.6 | Elect Lewis Hay III | Mgmt | For | For | For | |||
1.7 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Rudy Schupp | Mgmt | For | For | For | |||
1.10 | Elect William Swanson | Mgmt | For | For | For | |||
1.11 | Elect Michael Thaman | Mgmt | For | For | For | |||
1.12 | Elect Hansel Tookes II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 05/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
11 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
13 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
14 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For | For | |||
16 | Authority to Increase Capital w/o Preemptive Rights Under International Employee Shareholding Plan | Mgmt | For | For | For | |||
17 | Global Ceiling on Increases in Capital | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
21 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Allocation of Profits/Dividends | ShrHldr | Against | Against | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Lester Lyles | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Space Weapons | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Sir William Castell | Mgmt | For | For | For | |||
4 | Elect Ann Fudge | Mgmt | For | For | For | |||
5 | Elect Susan Hockfield | Mgmt | For | For | For | |||
6 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
7 | Elect Andrea Jung | Mgmt | For | For | For | |||
8 | Elect Alan Lafley | Mgmt | For | For | For | |||
9 | Elect Robert Lane | Mgmt | For | For | For | |||
10 | Elect Ralph Larsen | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect James Mulva | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect Roger Penske | Mgmt | For | For | For | |||
15 | Elect Robert Swieringa | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | Withhold | Against | |||
1.8 | Elect K. Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Behavorial Advertising | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights in China | ShrHldr | Against | Against | For | |||
Grafton Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GN5 | CINS G4035Q189 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles Regarding Interim Dividend Currency | Mgmt | For | For | For | |||
Grafton Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GN5 | CINS G4035Q189 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles Regarding Interim Dividend Currency | Mgmt | For | For | For | |||
Grafton Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GN5 | CINS G4035Q189 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gillian Bowler | Mgmt | For | For | For | |||
3 | Elect Richard Jewson | Mgmt | For | For | For | |||
4 | Elect Charles Fisher | Mgmt | For | For | For | |||
5 | Elect Michael Chadwick | Mgmt | For | For | For | |||
6 | Elect Colm Nuallain | Mgmt | For | For | For | |||
7 | Elect Roderick Ryan | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Directors' Remuneration Report | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
Grupo Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMEXICO | CINS P49538112 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Report on the Company's Share Repurchase Program; Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Election of Directors and Board Committee Members; Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | Abstain | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Mexico SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMEXICO | CINS P49538112 | 12/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Restructuring of Asarco, LLC | Mgmt | For | For | For | |||
2 | Election of Meetings Delegates | Mgmt | For | For | For | |||
H. J. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 08/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Johnson | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
4 | Elect John Drosdick | Mgmt | For | For | For | |||
5 | Elect Edith Holiday | Mgmt | For | For | For | |||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Add Right of Holders of 25% of Voting Power to Call a Special Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
6 | Elect James Hackett | Mgmt | For | For | For | |||
7 | Elect David Lesar | Mgmt | For | For | For | |||
8 | Elect Robert Malone | Mgmt | For | For | For | |||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||
10 | Elect Debra Reed | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas Brady | Mgmt | For | For | For | |||
1.2 | Elect Gregory Hill | Mgmt | For | For | For | |||
1.3 | Elect Thomas Kean | Mgmt | For | For | For | |||
1.4 | Elect Frank Olson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
3 | Elect Sari Baldauf | Mgmt | For | For | For | |||
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
5 | Elect John Hammergren | Mgmt | For | For | For | |||
6 | Elect Mark Hurd | Mgmt | For | For | For | |||
7 | Elect Joel Hyatt | Mgmt | For | For | For | |||
8 | Elect John Joyce | Mgmt | For | For | For | |||
9 | Elect Robert Ryan | Mgmt | For | For | For | |||
10 | Elect Lucille Salhany | Mgmt | For | For | For | |||
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Adopt Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | For | For | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
8 | Elect George Paz | Mgmt | For | For | For | |||
9 | Elect Bradley Sheares | Mgmt | For | For | For | |||
10 | Elect Michael Wright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Human Rights | ShrHldr | Against | Against | For | |||
Hospira, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSP | CUSIP 441060100 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Connie Curran | Mgmt | For | For | For | |||
2 | Elect Heino von Prondzynski | Mgmt | For | For | For | |||
3 | Elect Mark Wheeler | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Baylis | Mgmt | For | For | For | |||
2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |||
3 | Elect Terence Golden | Mgmt | For | For | For | |||
4 | Elect Ann Korologos | Mgmt | For | For | For | |||
5 | Elect Richard Marriott | Mgmt | For | For | For | |||
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Gordon Smith | Mgmt | For | For | For | |||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
HTC CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y3732M103 | 06/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For | For | |||
12 | Elect Cher Wang | Mgmt | For | For | For | |||
13 | Elect CHEN Wen Chi | Mgmt | For | For | For | |||
14 | Elect CHO Huo Tu | Mgmt | For | For | For | |||
15 | Elect HO Chen Tan | Mgmt | For | For | For | |||
16 | Elect Josef Felder | Mgmt | For | For | For | |||
17 | Elect LIN Chen Kuo | Mgmt | For | For | For | |||
18 | Elect Representative of Way Chin Investment Co. Ltd. | Mgmt | For | For | For | |||
19 | Elect KO Po Cheng | Mgmt | For | For | For | |||
20 | Elect OU YANG Caleb | Mgmt | For | For | For | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
22 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.2 | Elect Jurgen Drews | Mgmt | For | For | For | |||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.8 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.9 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Imperial Oil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMO | CUSIP 453038408 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
2.2 | Elect Bruce March | Mgmt | For | For | For | |||
2.3 | Elect Jack Mintz | Mgmt | For | For | For | |||
2.4 | Elect Robert Olsen | Mgmt | For | For | For | |||
2.5 | Elect David Sutherland | Mgmt | For | For | For | |||
2.6 | Elect Sheelagh Whittaker | Mgmt | For | For | For | |||
2.7 | Elect Victor Young | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Capital Management Plan | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Type of Securities | Mgmt | For | For | For | |||
11 | Issue Size | Mgmt | For | For | For | |||
12 | Nominal Value and Issue Price | Mgmt | For | For | For | |||
13 | Term | Mgmt | For | For | For | |||
14 | Interest Rate | Mgmt | For | For | For | |||
15 | Timing and Method of Interest Payment | Mgmt | For | For | For | |||
16 | Conversion Period | Mgmt | For | For | For | |||
17 | Method for Determining Number of Shares for Conversion | Mgmt | For | For | For | |||
18 | Determination and Adjustment of CB Conversion Price | Mgmt | For | For | For | |||
19 | Downward Adjustment to CB Conversion Price | Mgmt | For | For | For | |||
20 | Terms of Redemption | Mgmt | For | For | For | |||
21 | Terms of Sale Back | Mgmt | For | For | For | |||
22 | Dividend Rights of Year of Conversion | Mgmt | For | For | For | |||
23 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
24 | Subscription Arrangement for Existing Holders of A Shares | Mgmt | For | For | For | |||
25 | CB Holders and CB Holders' Meetings | Mgmt | For | For | For | |||
26 | Use of Proceeds | Mgmt | For | For | For | |||
27 | Supplementary Capital | Mgmt | For | For | For | |||
28 | Security | Mgmt | For | For | For | |||
29 | Validity Period | Mgmt | For | For | For | |||
30 | Authorization | Mgmt | For | For | For | |||
31 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For | |||
32 | Utilization Report on Use of Proceeds | Mgmt | For | For | For | |||
33 | Revised Plan on Authorization of the Shareholders' General Meeting to the Board of Directors | Mgmt | For | Abstain | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 09/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Capital Injection | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | ISIN CNE1000003G1 | 11/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Elect Malcolm McCarthy | Mgmt | For | For | For | |||
3 | Elect Kenneth CHUNG | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0349 | ISIN CNE1000003G1 | 04/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect WANG Lili | Mgmt | For | For | For | |||
2 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercontinental Hotels Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IHG | CINS G4804L122 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Graham Allan | Mgmt | For | For | For | |||
5 | Elect Ralph Kugler | Mgmt | For | For | For | |||
6 | Elect David Webster | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authorisation of Political Donations | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Adoption of New Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 12/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Batchelder | Mgmt | For | For | For | |||
1.2 | Elect Christopher Brody | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Campbell | Mgmt | For | For | For | |||
1.4 | Elect Scott Cook | Mgmt | For | For | For | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect Michael Hallman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Edward Kangas | Mgmt | For | Withhold | Against | |||
1.8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
1.9 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.10 | Elect Stratton Sclavos | Mgmt | For | For | For | |||
1.11 | Elect Brad Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Levy | Mgmt | For | For | For | |||
1.2 | Elect Eric Halvorson | Mgmt | For | For | For | |||
1.3 | Elect Amal Johnson | Mgmt | For | For | For | |||
2 | 2010 Incentive Award Plan | Mgmt | For | For | For | |||
IRISH LIFE & PERMANENT GROUP HOLDINGS PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G4945K108 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Gillian Bowler | Mgmt | For | For | For | |||
4 | Elect Breffni Byrne | Mgmt | For | For | For | |||
5 | Elect Bernard Collins | Mgmt | For | For | For | |||
6 | Elect Danuta Gray | Mgmt | For | For | For | |||
7 | Elect Margaret Hayes | Mgmt | For | For | For | |||
8 | Elect Roy Keenan | Mgmt | For | For | For | |||
9 | Elect Raymond MacSharry | Mgmt | For | For | For | |||
10 | Elect David McCarthy | Mgmt | For | For | For | |||
11 | Elect Kevin Murphy | Mgmt | For | For | For | |||
12 | Elect Pat Ryan | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Irish Life & Permanent PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
Irish Life & Permanent PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Cancellation of Existing Shares | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Delisting | Mgmt | For | For | For | |||
6 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
7 | Amendments to Employee Share Schemes | Mgmt | For | For | For | |||
8 | Replacement of Employee Share Schemes | Mgmt | For | For | For | |||
Iron Mountain Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clarke Bailey | Mgmt | For | For | For | |||
2 | Elect Constantin Boden | Mgmt | For | For | For | |||
3 | Elect Robert Brennan | Mgmt | For | For | For | |||
4 | Elect Kent Dauten | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Arthur Little | Mgmt | For | For | For | |||
8 | Elect C. Richard Reese | Mgmt | For | For | For | |||
9 | Elect Vincent Ryan | Mgmt | For | For | For | |||
10 | Elect Laurie Tucker | Mgmt | For | For | For | |||
11 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Senior Executive Incentive Program | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Senior Executive Incentive Program | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Jefferies Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEF | CUSIP 472319102 | 05/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Handler | Mgmt | For | For | For | |||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Susan Lindquist | Mgmt | For | For | For | |||
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Robert Barnett | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOYG | CUSIP 481165108 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.2 | Elect John Hanson | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Curtiss | Mgmt | For | For | For | |||
1.2 | Elect William Utt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | For | For | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/13/2010 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Amendment to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Kraft Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 01/14/2010 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | A PROPOSAL TO APPROVE ISSUING UP TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. | Mgmt | For | N/A | N/A | |||
2 | A PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. | Mgmt | For | N/A | N/A | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||
5 | Elect Richard Lerner | Mgmt | For | For | For | |||
6 | Elect Mackey McDonald | Mgmt | For | For | For | |||
7 | Elect John Pope | Mgmt | For | For | For | |||
8 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
9 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Elect Frank Zarb | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Laboratory Corporation of America Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LH | CUSIP 50540R409 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David King | Mgmt | For | For | For | |||
2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||
3 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||
4 | Elect Wendy Lane | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For | |||
7 | Elect Arthur Rubenstein | Mgmt | For | For | For | |||
8 | Elect M. Keith Weikel | Mgmt | For | For | For | |||
9 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Lender Processing Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPS | CUSIP 52602E102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Carbiener | Mgmt | For | For | For | |||
1.2 | Elect Alvin Carpenter | Mgmt | For | For | For | |||
1.3 | Elect John Farrell, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | 2009 Executive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lockheed Martin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LMT | CUSIP 539830109 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For | |||
2 | Elect Nolan Archibald | Mgmt | For | For | For | |||
3 | Elect David Burritt | Mgmt | For | For | For | |||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Gwendolyn King | Mgmt | For | For | For | |||
6 | Elect James Loy | Mgmt | For | For | For | |||
7 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||
8 | Elect Joseph Ralston | Mgmt | For | For | For | |||
9 | Elect James Schneider | Mgmt | For | For | For | |||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Space Weapons | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bernauer | Mgmt | For | For | For | |||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Macy`s Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |||
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |||
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |||
1.8 | Elect Joyce Roche | Mgmt | For | For | For | |||
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |||
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Vote Requirements | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect John Marriott III | Mgmt | For | For | For | |||
3 | Elect Mary Bush | Mgmt | For | For | For | |||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||
5 | Elect Debra Lee | Mgmt | For | For | For | |||
6 | Elect George Munoz | Mgmt | For | For | For | |||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
10 | Elect William Shaw | Mgmt | For | For | For | |||
11 | Elect Lawrence Small | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Baker | Mgmt | For | For | For | |||
2 | Elect Zachary Carter | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Oscar Fanjul | Mgmt | For | For | For | |||
5 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||
8 | Elect Marc Oken | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Marshall & Ilsley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MI | CUSIP 571837103 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Chait | Mgmt | For | For | For | |||
1.2 | Elect John Daniels, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Mark Furlong | Mgmt | For | For | For | |||
1.4 | Elect Ted Kellner | Mgmt | For | For | For | |||
1.5 | Elect Dennis Kuester | Mgmt | For | For | For | |||
1.6 | Elect David Lubar | Mgmt | For | For | For | |||
1.7 | Elect Katharine Lyall | Mgmt | For | For | For | |||
1.8 | Elect John Mellowes | Mgmt | For | For | For | |||
1.9 | Elect San Orr, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Robert O'Toole | Mgmt | For | For | For | |||
1.11 | Elect Peter Platten III | Mgmt | For | For | For | |||
1.12 | Elect John Shiely | Mgmt | For | For | For | |||
1.13 | Elect George Wardeberg | Mgmt | For | For | For | |||
1.14 | Elect James Wigdale | Mgmt | For | For | For | |||
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter Massey | Mgmt | For | For | For | |||
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger Stone | Mgmt | For | For | For | |||
4 | Elect Miles White | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHldr | Against | Against | For | |||
McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Robert McGraw | Mgmt | For | For | For | |||
3 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
4 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement Related to Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement Regarding Mergers or Consolidations | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement Regarding Plan for the Exchange of Shares | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement Regarding Authorization of Dissolution | Mgmt | For | For | For | |||
11 | Elimination of the "Fair Price" Provision | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Edward Straw | Mgmt | For | For | For | |||
12 | Elect Jane Warner | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
2 | Elect John Cassis | Mgmt | For | For | For | |||
3 | Elect Michael Goldstein | Mgmt | For | For | For | |||
4 | Elect Charles Lillis | Mgmt | For | For | For | |||
5 | Elect Myrtle Potter | Mgmt | For | For | For | |||
6 | Elect William Roper | Mgmt | For | For | For | |||
7 | Elect David Snow, Jr. | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Blenda Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect William Hawkins | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.8 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect Steven Goldstone | Mgmt | For | For | For | |||
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
7 | Elect Harry Jacobson | Mgmt | For | For | For | |||
8 | Elect William Kelley | Mgmt | For | For | For | |||
9 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect Carlos Represas | Mgmt | For | For | For | |||
12 | Elect Patricia Russo | Mgmt | For | For | For | |||
13 | Elect Thomas Shenk | Mgmt | For | For | For | |||
14 | Elect Anne Tatlock | Mgmt | For | For | For | |||
15 | Elect Craig Thompson | Mgmt | For | For | For | |||
16 | Elect Wendell Weeks | Mgmt | For | For | For | |||
17 | Elect Peter Wendell | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |||
20 | 2010 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 589331107 | 08/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
Metavante Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MV | CUSIP 591407101 | 09/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Gates, III | Mgmt | For | For | For | |||
2 | Elect Steven Ballmer | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |||
2 | Elect David Chicoine | Mgmt | For | For | For | |||
3 | Elect Arthur Harper | Mgmt | For | For | For | |||
4 | Elect Gwendolyn King | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Darrell Duffie | Mgmt | For | For | For | |||
3 | Elect Raymond McDaniel, Jr. | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2004 Covered Employee Cash Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Increase in Authorized Capital I | Mgmt | For | Against | Against | |||
11 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
12 | Reduction of Conditional Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
14 | Compensation Policy | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Blue | Mgmt | For | For | For | |||
1.2 | Elect Claiborne Deming | Mgmt | For | For | For | |||
1.3 | Elect Robert Hermes | Mgmt | For | For | For | |||
1.4 | Elect James Kelley | Mgmt | For | For | For | |||
1.5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
1.6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neal Schmale | Mgmt | For | For | For | |||
1.8 | Elect David Smith | Mgmt | For | For | For | |||
1.9 | Elect Caroline Theus | Mgmt | For | For | For | |||
1.10 | Elect David Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
New York Community Bancorp Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYB | CUSIP 649445103 | 06/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Blake | Mgmt | For | For | For | |||
1.2 | Elect Michael Levine | Mgmt | For | For | For | |||
1.3 | Elect Guy Molinari | Mgmt | For | For | For | |||
1.4 | Elect John Tsimbinos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glen Barton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Calarco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
1.4 | Elect Noreen Doyle | Mgmt | For | For | For | |||
1.5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.6 | Elect Michael Hamson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard O'Brien | Mgmt | For | For | For | |||
1.8 | Elect John Prescott | Mgmt | For | Withhold | Against | |||
1.9 | Elect Donald Roth | Mgmt | For | For | For | |||
1.10 | Elect James Taranik | Mgmt | For | Withhold | Against | |||
1.11 | Elect Simon Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Nikon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS 654111103 | 06/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michio Kariya | Mgmt | For | For | For | |||
4 | Elect Makoto Kimura | Mgmt | For | For | For | |||
5 | Elect Ichiro Teratoh | Mgmt | For | For | For | |||
6 | Elect Kyoichi Suwa | Mgmt | For | For | For | |||
7 | Elect Kazuo Ushida | Mgmt | For | For | For | |||
8 | Elect Yoshimichi Kawai | Mgmt | For | For | For | |||
9 | Elect Masami Kumazawa | Mgmt | For | For | For | |||
10 | Elect Toshiyuki Masai | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Okamoto | Mgmt | For | For | For | |||
12 | Elect Norio Hashizume | Mgmt | For | For | For | |||
13 | Elect Kenji Matsuo | Mgmt | For | For | For | |||
14 | Elect Kohkei Higuchi | Mgmt | For | For | For | |||
15 | Retirement Allowances for Directors | Mgmt | For | Abstain | Against | |||
16 | Stock Option Plan | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Thomas Fargo | Mgmt | For | For | For | |||
4 | Elect Victor Fazio | Mgmt | For | For | For | |||
5 | Elect Donald Felsinger | Mgmt | For | For | For | |||
6 | Elect Stephen Frank | Mgmt | For | For | For | |||
7 | Elect Bruce Gordon | Mgmt | For | For | For | |||
8 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
9 | Elect Karl Krapek | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect Aulana Peters | Mgmt | For | For | For | |||
12 | Elect Kevin Sharer | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate Regarding to the Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Amendment Certificate of Northrop Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendment Regarding Advisory Vote on Compensation Policy | Mgmt | For | For | For | |||
8 | Elect Marjorie Yang | Mgmt | For | For | For | |||
9 | Elect Daniel Vasella | Mgmt | For | For | For | |||
10 | Elect Hans-Jorg Rudloff | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Novo Nordisk A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVO-B | CINS K7314N152 | 03/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Sten Scheibye | Mgmt | For | For | For | |||
8 | Elect Goran Ando | Mgmt | For | For | For | |||
9 | Elect Henrik Gurtler | Mgmt | For | For | For | |||
10 | Elect Pamela Kirby | Mgmt | For | For | For | |||
11 | Elect Kurt Anker Nielsen | Mgmt | For | For | For | |||
12 | Elect Hannu Ryopponen | Mgmt | For | For | For | |||
13 | Elect Jorgen Wedel | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Amendments Regarding Share Register | Mgmt | For | For | For | |||
18 | Amendment Regarding Board of Directors | Mgmt | For | For | For | |||
19 | Amendment Regarding Board of Directors | Mgmt | For | For | For | |||
20 | Amendments Regarding Official Language | Mgmt | For | For | For | |||
21 | Amendment Regarding the Annual Report | Mgmt | For | For | For | |||
22 | Amendment Regarding Unclaimed Dividends | Mgmt | For | For | For | |||
23 | Cancellation of Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Incentive Compensation Guidelines | Mgmt | For | For | For | |||
26 | Authority to Carry out Formalities | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel DiMicco | Mgmt | For | For | For | |||
1.2 | Elect James Hlavacek | Mgmt | For | For | For | |||
1.3 | Elect John Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Kennedy | Mgmt | For | For | For | |||
1.2 | Elect John O'Reilly | Mgmt | For | For | For | |||
1.3 | Elect Michael Yackira | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
OAO TMK | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS 87260R201 | 06/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Elect Andrey Kaplunov | Mgmt | For | For | For | |||
5 | Elect Sergey Papin | Mgmt | For | For | For | |||
6 | Elect Alexander Shiryaev | Mgmt | For | For | For | |||
7 | Elect Igor Khmelevsky | Mgmt | For | For | For | |||
8 | Elect Dmitry Pumpyansky | Mgmt | For | For | For | |||
9 | Elect Josef Marous | Mgmt | For | For | For | |||
10 | Elect Mukhadin Eskindarov | Mgmt | For | For | For | |||
11 | Elect Thomas Pickering | Mgmt | For | For | For | |||
12 | Elect Aleksander Shokhin | Mgmt | For | For | For | |||
13 | Elect Geoffrey Townsend | Mgmt | For | For | For | |||
14 | Elect Aleksandr Maksimenko | Mgmt | For | For | For | |||
15 | Elect Aleksandr Vorobyov | Mgmt | For | For | For | |||
16 | Elect Nina Posdnyakova | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
19 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
21 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
22 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
23 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
27 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
28 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
29 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
30 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
31 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
32 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
33 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
34 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
35 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
36 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
37 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
38 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
39 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
40 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
41 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
42 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
43 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
44 | Related Party Transactions | Mgmt | For | Abstain | Against | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect John Chalsty | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
7 | Elect Ray Irani | Mgmt | For | For | For | |||
8 | Elect Irvin Maloney | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | Against | Against | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Re-approval of Performance Goals under the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Host Country Regulations | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Security of Chemical Facilities | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | 2010 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Kassling | Mgmt | For | For | For | |||
1.2 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.3 | Elect Giulio Mazzalupi | Mgmt | For | For | For | |||
1.4 | Elect Klaus-Peter Mller | Mgmt | For | For | For | |||
1.5 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.6 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.7 | Elect Markos Tambakeras | Mgmt | For | For | For | |||
1.8 | Elect James Wainscott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding an Independent Board Chairman | ShrHldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Jonathan Judge | Mgmt | For | For | For | |||
6 | Elect Joseph Tucci | Mgmt | For | For | For | |||
7 | Elect Joseph Velli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Penn National Gaming | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley Edens | Mgmt | For | For | For | |||
1.2 | Elect Robert Levy | Mgmt | For | For | For | |||
1.3 | Elect Barbara Shattuck | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
People's United Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBCT | CUSIP 712704105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Dwight | Mgmt | For | For | For | |||
1.2 | Elect Janet Hansen | Mgmt | For | For | For | |||
1.3 | Elect Mark Richards | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Public Policy Issues | ShrHldr | Against | Against | For | |||
Pernod Ricard S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Compensation Package (Pierre Pringuet) | Mgmt | For | For | For | |||
8 | Elect Daniele Ricard | Mgmt | For | For | For | |||
9 | Elect Alexandre Ricard | Mgmt | For | For | For | |||
10 | Elect Jean-Dominique Comolli | Mgmt | For | For | For | |||
11 | Elect Lord Douro | Mgmt | For | For | For | |||
12 | Elect Gerald Frere | Mgmt | For | For | For | |||
13 | Elect Michel Chambaud | Mgmt | For | For | For | |||
14 | Elect Anders Narvinger | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
22 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
27 | Authority to Issue Shares and/or Convertible Securities under Employee Savings Plan | Mgmt | For | For | For | |||
28 | Amendments Regarding Age Limits for Chairman and CEO | Mgmt | For | For | For | |||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V101 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Chairperson of the Board of Directors | Mgmt | For | For | For | |||
6 | Election of Supervisory Council | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | Abstain | Against | |||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||
9 | Waiver of Preemptive Rights to Effect Merger between Braskem and Quattor | Mgmt | For | For | For | |||
PETROLEO BRASILEIRO SA - PETROBRAS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBRA | CUSIP 71654V101 | 06/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Preferred Shares | Mgmt | For | Abstain | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect Robert Burt | Mgmt | For | For | For | |||
5 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
6 | Elect Frances Fergusson | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Constance Horner | Mgmt | For | For | For | |||
9 | Elect James Kilts | Mgmt | For | For | For | |||
10 | Elect Jeffrey Kindler | Mgmt | For | For | For | |||
11 | Elect George Lorch | Mgmt | For | For | For | |||
12 | Elect John Mascotte | Mgmt | For | For | For | |||
13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
14 | Elect Stephen Sanger | Mgmt | For | For | For | |||
15 | Elect William Steere, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Abstain | Against | |||
18 | Amendment to Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Stock Option Policy | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Andrews | Mgmt | For | For | For | |||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||
4 | Elect Peter Darbee | Mgmt | For | For | For | |||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | |||
6 | Elect Roger Kimmel | Mgmt | For | For | For | |||
7 | Elect Richard Meserve | Mgmt | For | For | For | |||
8 | Elect Forrest Miller | Mgmt | For | For | For | |||
9 | Elect Rosendo Parra | Mgmt | For | For | For | |||
10 | Elect Barbara Rambo | Mgmt | For | For | For | |||
11 | Elect Barry Williams | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Key Committee Membership | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Protocols | ShrHldr | Against | Against | For | |||
Potash Corp. of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2010 Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Berges | Mgmt | For | For | For | |||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||
1.3 | Elect Martin Richenhagen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stuart Graham | Mgmt | For | For | For | |||
1.2 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.3 | Elect Craig Rogerson | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.3 | Elect Edward Galante | Mgmt | For | For | For | |||
1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.5 | Elect Ira Hall | Mgmt | For | For | For | |||
1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.7 | Elect Larry McVay | Mgmt | For | For | For | |||
1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Teresa Beck | Mgmt | For | For | For | |||
1.2 | Elect R. D. Cash | Mgmt | For | For | For | |||
1.3 | Elect James Harmon | Mgmt | For | For | For | |||
1.4 | Elect Robert McKee III | Mgmt | For | For | For | |||
1.5 | Elect Gary Michael | Mgmt | For | For | For | |||
1.6 | Elect Charles Stanley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Annual Management Incentive Plan II | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Quicksilver Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KWK | CUSIP 74837R104 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anne Darden Self | Mgmt | For | For | For | |||
1.2 | Elect Steven Morris | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||
2 | Elect John Deutch | Mgmt | For | For | For | |||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||
7 | Elect William Spivey | Mgmt | For | For | For | |||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||
9 | Elect William Swanson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.2 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James O'Connor | Mgmt | For | For | For | |||
2 | Elect John Croghan | Mgmt | For | For | For | |||
3 | Elect James Crownover | Mgmt | For | For | For | |||
4 | Elect William Flynn | Mgmt | For | For | For | |||
5 | Elect David Foley | Mgmt | For | For | For | |||
6 | Elect Michael Larson | Mgmt | For | For | For | |||
7 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
8 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
9 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||
10 | Elect Allan Sorensen | Mgmt | For | For | For | |||
11 | Elect John Trani | Mgmt | For | For | For | |||
12 | Elect Michael Wickham | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Rio Tinto PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Robert Brown | Mgmt | For | For | For | |||
4 | Elect Ann Godbehere | Mgmt | For | For | For | |||
5 | Elect Samuel Walsh | Mgmt | For | For | For | |||
6 | Re-elect Guy Elliott | Mgmt | For | For | For | |||
7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||
8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Royal Dutch Shell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259107 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Malcolm Brinded | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |||
8 | Elect Wim Kok | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
11 | Elect Jorma Ollila | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Scrip Dividend | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Adoption of New Articles | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Report on Oil Sands Projects | Mgmt | Against | Against | For | |||
SAP AG (ADR) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amend Article 17(3) | Mgmt | For | For | For | |||
8 | Amend Article 18(2) | Mgmt | For | For | For | |||
9 | Amend Article 18(5) | Mgmt | For | For | For | |||
10 | Amend Article 18(6) | Mgmt | For | For | For | |||
11 | Amend Article 19(2) | Mgmt | For | For | For | |||
12 | Amend Article 20(4) | Mgmt | For | For | For | |||
13 | Cancel Existing Authorized Capital I & II | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
15 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
16 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP 803111103 | 10/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brenda Barnes | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Crandall Bowles | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Cornelis van Lede | Mgmt | For | For | For | |||
8 | Elect John McAdam | Mgmt | For | For | For | |||
9 | Elect Sir Ian Prosser | Mgmt | For | For | For | |||
10 | Elect Norman Sorensen | Mgmt | For | For | For | |||
11 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
12 | Elect Jonathan Ward | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Schering-Plough Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP 806605101 | 08/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Peter Currie | Mgmt | For | For | For | |||
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Schneider Electric SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CINS F86921107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends; Form of Dividend Payment | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | Against | Against | |||
7 | Retirement Benefits (Emmanuel Babeau) | Mgmt | For | For | For | |||
8 | Elect Henri Lachmann | Mgmt | For | For | For | |||
9 | Elect Serge Weinberg | Mgmt | For | For | For | |||
10 | Elect Gerard La Martiniere | Mgmt | For | For | For | |||
11 | Elect Noel Forgeard | Mgmt | For | For | For | |||
12 | Elect Catherine Kopp | Mgmt | For | For | For | |||
13 | Elect James Ross | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (Thierry Blanchetier) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Under Foreign Employee Savings Plan | Mgmt | For | For | For | |||
22 | Authority to Carry Out formalities | Mgmt | For | Abstain | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SHIRE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect David Stout | Mgmt | For | For | For | |||
4 | Elect William Burns | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
8 | Amendments to Portfolio Share Plan | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Sigma-Aldrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIAL | CUSIP 826552101 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||
2 | Elect George Church | Mgmt | For | For | For | |||
3 | Elect David Harvey | Mgmt | For | For | For | |||
4 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
5 | Elect Jai Nagarkatti | Mgmt | For | For | For | |||
6 | Elect Avi Nash | Mgmt | For | For | For | |||
7 | Elect Steven Paul | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
10 | Elect Barrett Toan | Mgmt | For | For | For | |||
11 | Amendment to the Cash Bonus Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS J75963108 | 06/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart Essig | Mgmt | For | For | For | |||
2 | Elect Barbara Hill | Mgmt | For | For | For | |||
3 | Elect Michael Rocca | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect Barbara Bass | Mgmt | For | For | For | |||
3 | Elect William Bradley | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
8 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||
10 | Elect Myron Ullman, III | Mgmt | For | For | For | |||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Silberman | Mgmt | For | For | For | |||
2 | Elect Charlotte Beason | Mgmt | For | For | For | |||
3 | Elect William Brock | Mgmt | For | For | For | |||
4 | Elect David Coulter | Mgmt | For | For | For | |||
5 | Elect Robert Grusky | Mgmt | For | For | For | |||
6 | Elect Robert Johnson | Mgmt | For | For | For | |||
7 | Elect Todd Milano | Mgmt | For | For | For | |||
8 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
9 | Elect J. David Wargo | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Donald Engelman | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Howard Lance | Mgmt | For | For | For | |||
1.6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SUEZ ENVIRONNEMENT COMPANY | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEV | CINS F4984P118 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Patrick Ouart | Mgmt | For | For | For | |||
10 | Elect Jerome Tolot | Mgmt | For | For | For | |||
11 | Elect Dirk Beeuwsaert | Mgmt | For | For | For | |||
12 | Elect Alain Chaigneau | Mgmt | For | For | For | |||
13 | Elect Guillaume Pepy | Mgmt | For | For | For | |||
14 | Elect Gilles Benoist | Mgmt | For | For | For | |||
15 | Elect Gerald Arbola | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
20 | Authority to Issue Shares and/or Convertible Securities through Private Placement w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
22 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities for Overseas Employee Benefit | Mgmt | For | For | For | |||
29 | Authority to Issue Restricted Shares to Employees and Executives | Mgmt | For | For | For | |||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel Benson | Mgmt | For | For | For | |||
1.2 | Elect Brian Canfield | Mgmt | For | For | For | |||
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.4 | Elect John Ferguson | Mgmt | For | For | For | |||
1.5 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.6 | Elect Richard George | Mgmt | For | For | For | |||
1.7 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.8 | Elect John Huff | Mgmt | For | For | For | |||
1.9 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.10 | Elect Brian MacNeill | Mgmt | For | For | For | |||
1.11 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.12 | Elect Michael O'Brien | Mgmt | For | For | For | |||
1.13 | Elect James Simpson | Mgmt | For | For | For | |||
1.14 | Elect Eira Thomas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
SunTrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beall, II | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
4 | Elect Patricia Frist | Mgmt | For | For | For | |||
5 | Elect Blake Garrett | Mgmt | For | For | For | |||
6 | Elect David Hughes | Mgmt | For | For | For | |||
7 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||
10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For | |||
11 | Elect Larry Prince | Mgmt | For | For | For | |||
12 | Elect Frank Royal | Mgmt | For | For | For | |||
13 | Elect Thomas Watjen | Mgmt | For | For | For | |||
14 | Elect James Wells III | Mgmt | For | For | For | |||
15 | Elect Karen Williams | Mgmt | For | For | For | |||
16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
17 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
20 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
SYNGENTA AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Compensation Report | Mgmt | For | For | For | |||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Elect Michael Mack | Mgmt | For | For | For | |||
10 | Elect Jacques Vincent | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Telefonica SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
cins 879382109 | 06/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
2 | Special Dividend | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Authority to Issue Convertible and Non-Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
TENARIS S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TS | CUSIP 88031M109 | 06/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Electronic Communications | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Biggs | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect David Calhoun | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda Cook | Mgmt | For | For | For | |||
6 | Elect William Daley | Mgmt | For | For | For | |||
7 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
8 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||
9 | Elect John McDonnell | Mgmt | For | For | For | |||
10 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
11 | Elect Susan Schwab | Mgmt | For | For | For | |||
12 | Elect Mike Zafirovski | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Military Contracts/Sales | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Cathleen Black | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Alexis Herman | Mgmt | For | For | For | |||
6 | Elect Muhtar Kent | Mgmt | For | For | For | |||
7 | Elect Donald Keough | Mgmt | For | For | For | |||
8 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
9 | Elect Donald McHenry | Mgmt | For | For | For | |||
10 | Elect Sam Nunn | Mgmt | For | For | For | |||
11 | Elect James Robinson III | Mgmt | For | For | For | |||
12 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
13 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
14 | Elect James Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Performance Based Restricted Equity Compensation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect John Hess | Mgmt | For | For | For | |||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||
8 | Elect Paul Polman | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect James Ringler | Mgmt | For | For | For | |||
11 | Elect Ruth Shaw | Mgmt | For | For | For | |||
12 | Elect Paul Stern | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Environmental Remediation in the Midland Area | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Climate Policy | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect David Batchelder | Mgmt | For | For | For | |||
3 | Elect Francis Blake | Mgmt | For | For | For | |||
4 | Elect Ari Bousbib | Mgmt | For | For | For | |||
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of Material Terms of Performance Goals Under the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
The Mosaic Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945A107 | 10/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phyllis Cochran | Mgmt | For | For | For | |||
1.2 | Elect Robert Lumpkins | Mgmt | For | For | For | |||
1.3 | Elect Harold MacKay | Mgmt | For | For | For | |||
1.4 | Elect William Monahan | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
2 | Elect Scott Cook | Mgmt | For | For | For | |||
3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
4 | Elect Alan Lafley | Mgmt | For | For | For | |||
5 | Elect Charles Lee | Mgmt | For | For | For | |||
6 | Elect Lynn Martin | Mgmt | For | For | For | |||
7 | Elect Robert McDonald | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
10 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
12 | Elect Patricia Woertz | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendments to Code of Regulations | Mgmt | For | For | For | |||
16 | 2009 Stock and Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Beller | Mgmt | For | For | For | |||
2 | Elect John Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect Robert Iger | Mgmt | For | For | For | |||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||
7 | Elect Fred Langhammer | Mgmt | For | Abstain | Against | |||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
13 | Elect Orin Smith | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Amendment to Supermajority Requirement Regarding Interested Person Transactions | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
18 | Amendment to the Certificate of Incorporation Regarding Tracking Stock Provisions | Mgmt | For | For | For | |||
19 | Amendment to the Certificate of Incorporation Regarding Classified Board Transition Provisions | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Ex-Gay Non-Discrimination Policy | ShrHldr | Against | Against | For | |||
The Washington Post Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPO | CUSIP 939640108 | 05/13/2010 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Bollinger | Mgmt | For | N/A | N/A | |||
1.2 | Elect Christopher Davis | Mgmt | For | N/A | N/A | |||
1.3 | Elect John Dotson, Jr. | Mgmt | For | N/A | N/A | |||
2 | Amendment to the Incentive Compensation Plan | Mgmt | For | N/A | N/A | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Daniel M. Mulvena | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Incentive Stock Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Deborah Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
TOTAL SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Retirement Indemnity, Supplementary Pension Plan and Severance Package for Christophe de Margerie | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Elect Thierry Desmarest | Mgmt | For | For | For | |||
12 | Elect Thierry de Rudder | Mgmt | For | For | For | |||
13 | Elect Gunnar Brock | Mgmt | For | For | For | |||
14 | Elect Claude Clement | Mgmt | For | For | For | |||
15 | Elect Philippe Marchandise | Mgmt | For | For | For | |||
16 | Elect Mohammed Zaki | Mgmt | For | For | For | |||
17 | Appointment of Auditor (Ernst & Young Audit) | Mgmt | For | For | For | |||
18 | Appointment of Auditor (KPMG Audit) | Mgmt | For | For | For | |||
19 | Replacement of Alternate Auditor | Mgmt | For | For | For | |||
20 | Replacement of Alternate Auditor | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and/Convertible Securities Under Employee Savings Plan | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Shareholder Proposal Regarding Collective Investment Funds | ShrHldr | For | Against | Against | |||
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMK | CINS 87260R201 | 08/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMK | CINS 87260R201 | 12/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
Tyco Electronics Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 10/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Dividend in the Form of a Reduction of Par Value | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco Electronics Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H8912P106 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Ram Charan | Mgmt | For | For | For | |||
3 | Elect Juergen Gromer | Mgmt | For | For | For | |||
4 | Elect Robert Hernandez | Mgmt | For | For | For | |||
5 | Elect Thomas Lynch | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||
12 | 2009 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Dividend Payment / Reduction of Par Value | Mgmt | For | For | For | |||
16 | Release Board of Directors and Executive Officers | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
18 | Deloitte & Touche LLP | Mgmt | For | For | For | |||
19 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
20 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
21 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | Against | Against | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.11 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Dividend/Reduction in Par Value | Mgmt | For | For | For | |||
9 | Adoption of Plurality Vote in Contested Elections | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Paul Polman | Mgmt | For | For | For | |||
6 | Elect Jean-Marc Huet | Mgmt | For | For | For | |||
7 | Elect Louise Fresco | Mgmt | For | For | For | |||
8 | Elect Ann Fudge | Mgmt | For | For | For | |||
9 | Elect Charles Golden | Mgmt | For | For | For | |||
10 | Elect Byron Grote | Mgmt | For | For | For | |||
11 | Elect Hixonia Nyasulu | Mgmt | For | For | For | |||
12 | Elect Kees Storm | Mgmt | For | For | For | |||
13 | Elect Michael Treschow | Mgmt | For | For | For | |||
14 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
15 | Elect Paul Walsh | Mgmt | For | For | For | |||
16 | Elect Sir Malcolm Rifkind | Mgmt | For | For | For | |||
17 | Management Co-Investment Plan | Mgmt | For | For | For | |||
18 | Amendment to the Compensation Policy Regarding the Annual Bonus | Mgmt | For | For | For | |||
19 | Amendment to the Compensation Policy Regarding the Long-Term Incentive Arrangements | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares; Amendment to Articles | Mgmt | For | For | For | |||
21 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
25 | Appointment of Auditor | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS V96194127 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Special Allowance to WEE Cho Yaw | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect WONG Meng Meng | Mgmt | For | For | For | |||
7 | Elect Philip YEO Liat Kok | Mgmt | For | For | For | |||
8 | Elect WEE Cho Yaw | Mgmt | For | For | For | |||
9 | Elect LIM Pin | Mgmt | For | For | For | |||
10 | Elect NGIAM Tong Dow | Mgmt | For | For | For | |||
11 | Elect CHAM Tao Soon | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Preferred Shares | Mgmt | For | Abstain | Against | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS V96194127 | 04/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Authority to Issue Shares under United Overseas Bank Limited Scrip Dividend Scheme | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect John Faraci | Mgmt | For | For | For | |||
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.7 | Elect Charles Lee | Mgmt | For | For | For | |||
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.10 | Elect Richard Myers | Mgmt | For | For | For | |||
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
VALE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE | CUSIP 91912E105 | 06/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect José Mauro Mettrau Carneiro da Cunha | Mgmt | For | For | For | |||
Vale SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE5 | CUSIP 91912E105 | 01/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Co-Option of Alternate Board Member | Mgmt | For | For | For | |||
2 | Merger Agreement | Mgmt | For | For | For | |||
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
4 | Valuation Report | Mgmt | For | For | For | |||
5 | Merger by Absorption | Mgmt | For | For | For | |||
Vale SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE5 | CUSIP 91912E105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Capitalization of Reserves | Mgmt | For | For | For | |||
6 | Election of Director | Mgmt | For | For | For | |||
Vallourec | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VK | CINS F95922104 | 05/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Form of Dividend Payment | Mgmt | For | For | For | |||
8 | Elect Michel de Fabiani | Mgmt | For | For | For | |||
9 | Elect Thierry Marraud | Mgmt | For | For | For | |||
10 | Elect Jean-Claude Verdiere | Mgmt | For | For | For | |||
11 | Elect Vivienne Cox | Mgmt | For | For | For | |||
12 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Stock Split | Mgmt | For | For | For | |||
16 | Amendments Regarding Electronic Voting | Mgmt | For | For | For | |||
17 | Authority to Issue Warrants as a Takeover Device | Mgmt | For | Against | Against | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Sandra Moose | Mgmt | For | For | For | |||
5 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
7 | Elect Thomas O'Brien | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Elect John Stafford | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Stock Option Policy | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Retention of Shares after Retirement | ShrHldr | Against | Against | For | |||
Vestas Wind Systems A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWS | CINS K9773J128 | 01/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles Regarding Shareholder Proposals | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Vestas Wind Systems A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VWS | CINS K9773J128 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Report of the Board of Directors | Mgmt | Abstain | For | Against | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | For | For | |||
10 | Amendments Regarding Company Names | Mgmt | For | For | For | |||
11 | Amendment Regarding Company's Address | Mgmt | For | For | For | |||
12 | Amendment Regarding Register | Mgmt | For | For | For | |||
13 | Amendment Regarding Cancellation | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares to Employees | Mgmt | For | Against | Against | |||
16 | Authority to Issue Warrants | Mgmt | For | Against | Against | |||
17 | Authority to Issue Convertible Bonds | Mgmt | For | Against | Against | |||
18 | Amendment Regarding General Meetings | Mgmt | For | For | For | |||
19 | Amendment Regarding General Meetings | Mgmt | For | For | For | |||
20 | Amendments Regarding General Meetings | Mgmt | For | For | For | |||
21 | Amendments Regarding Official Language | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Incentive Compensation Guidelines | Mgmt | For | For | For | |||
24 | Authority to Carry out Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Virgin Media Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMED | CUSIP 92769L101 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Allen | Mgmt | For | For | For | |||
1.2 | Elect Andrew Cole | Mgmt | For | For | For | |||
1.3 | Elect Gordon McCallum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
VISA INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Matschullat | Mgmt | For | For | For | |||
1.2 | Elect Cathy Minehan | Mgmt | For | For | For | |||
1.3 | Elect David Pang | Mgmt | For | For | For | |||
1.4 | Elect William Shanahan | Mgmt | For | For | For | |||
1.5 | Elect John Swainson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vivendi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIV | CINS F97982106 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Dominique Heriard Dubreuil | Mgmt | For | For | For | |||
9 | Elect Aliza Jabes | Mgmt | For | For | For | |||
10 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | For | For | |||
11 | Elect Daniel Camus | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Vodafone Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect John R.H. Bond | Mgmt | For | For | For | |||
3 | Elect John Buchanan | Mgmt | For | For | For | |||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||
5 | Elect Michel Combes | Mgmt | For | For | For | |||
6 | Elect Andy Halford | Mgmt | For | For | For | |||
7 | Elect Alan Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel Jonah | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
11 | Elect Simon Murray | Mgmt | For | For | For | |||
12 | Elect Steve Pusey | Mgmt | For | For | For | |||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||
15 | Elect Philip Yea | Mgmt | For | For | For | |||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Amendment to Articles Regarding Dividend Payments | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas McGregor | Mgmt | For | For | For | |||
1.2 | Elect Vincent Trosino | Mgmt | For | For | For | |||
1.3 | Elect Philip Carroll, Jr. | Mgmt | For | For | For | |||
1.4 | Elect James Napier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pastora Cafferty | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Patrick Gross | Mgmt | For | For | For | |||
4 | Elect John Pope | Mgmt | For | For | For | |||
5 | Elect W. Robert Reum | Mgmt | For | For | For | |||
6 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
7 | Elect David Steiner | Mgmt | For | For | For | |||
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Elimination of the Supermajority Requirement | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Weight Watchers International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTW | CUSIP 948626106 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Amouyal | Mgmt | For | For | For | |||
1.2 | Elect David Kirchhoff | Mgmt | For | For | For | |||
1.3 | Elect Kimberly Roy Tofalli | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Mackey McDonald | Mgmt | For | For | For | |||
9 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
10 | Elect Nicholas Moore | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Robert Steel | Mgmt | For | For | For | |||
15 | Elect John Stumpf | Mgmt | For | For | For | |||
16 | Elect Susan Swenson | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Sinkfield | Mgmt | For | For | For | |||
2 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
3 | Elect Kim Williams | Mgmt | For | For | For | |||
4 | Repeal of Classified Board and Removal of Supermajority Voting Provisions | Mgmt | For | For | For | |||
5 | Issuance of Common Stock | Mgmt | For | For | For | |||
6 | Increase Authorized Shares | Mgmt | For | For | For | |||
7 | Amendment to the Articles to Impose Ownership and Transfer Restrictions | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Sustainable Forestry | ShrHldr | Against | Against | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyeth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYE | CUSIP 983024100 | 07/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Elect Robert Amen | Mgmt | For | For | For | |||
4 | Elect Michael Critelli | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect Victor Ganzi | Mgmt | For | For | For | |||
7 | Elect Robert Langer | Mgmt | For | For | For | |||
8 | Elect John Mascotte | Mgmt | For | For | For | |||
9 | Elect Raymond McGuire | Mgmt | For | For | For | |||
10 | Elect Mary Polan | Mgmt | For | For | For | |||
11 | Elect Bernard Poussot | Mgmt | For | For | For | |||
12 | Elect Gary Rogers | Mgmt | For | For | For | |||
13 | Elect John Torell III | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Xcel Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEL | CUSIP 98389B100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fredric Corrigan | Mgmt | For | For | For | |||
2 | Elect Richard Davis | Mgmt | For | For | For | |||
3 | Elect Benjamin Fowke III | Mgmt | For | For | For | |||
4 | Elect Richard Kelly | Mgmt | For | For | For | |||
5 | Elect Albert Moreno | Mgmt | For | For | For | |||
6 | Elect Christopher Policinski | Mgmt | For | For | For | |||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||
8 | Elect David Westerlund | Mgmt | For | For | For | |||
9 | Elect Kim Williams | Mgmt | For | For | For | |||
10 | Elect Timothy Wolf | Mgmt | For | For | For | |||
11 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Marshall Turner | Mgmt | For | For | For | |||
8 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||
3 | Elect Patti Hart | Mgmt | For | For | For | |||
4 | Elect Eric Hippeau | Mgmt | For | For | For | |||
5 | Elect Susan James | Mgmt | For | For | For | |||
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||
11 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FUNDAMENTAL INVESTORS, INC.
(Registrant)
By /s/ Paul G. Haaga, Jr. |
Paul G. Haaga, Jr., Executive Vice President and Principal Executive Officer |
Date: August 26, 2010 |