UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number001-35260
AV HOMES, INC.
(Exact name of registrant as specified in its charter)
6730 N. Scottsdale Rd. Suite 150
Scottsdale, Arizona 85253
(480)214-7400
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
6.00% Senior Convertible Notes due 2020
(Title of each class of securities covered by this Form)
Common Stock, par value $1.00 per share
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule12g-4(a)(1) | ☐ | |
| Rule12g-4(a)(2) | ☐ | |
| Rule12h-3(b)(1)(i) | ☒ | |
| Rule12h-3(b)(1)(ii) | ☐ | |
| Rule15d-6 | ☐ |
Approximate number of holders of record as of the certification or notice date:
6.00% Senior Convertible Notes due 2020 1
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: October 2, 2018
| AV HOMES, INC. | ||||
| By: | /s/ Darrell C. Sherman | |||
| Name: | Darrell C. Sherman | |||
| Title: | Executive Vice President, Chief Legal Officer and Secretary | |||
