SEC Form 5
FORM 5 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol GORMAN RUPP CO [ GRC ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year) 12/31/2021 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 7,795(1)(2) | I | By Jeffrey S. Gorman Trust (BR) | ||||||||||||
Common Stock | 160,785(3) | I | By 2011 Jeffrey S. Gorman Trust (Mechanics) | ||||||||||||
Common Stock | 12/22/2021 | G | 175,000 | D | $0.00 | 409,282(4) | I | By Jeffrey S. Gorman Trust Custody | |||||||
Common Stock (401-K Plan) | 66,416(5) | I | By 401-K trust | ||||||||||||
Common Stock | 62,500(6) | I | By MNG FBO Jeffrey 2011 Trust | ||||||||||||
Common Stock | 12/22/2021 | G | 175,000 | A | $0.00 | 175,000 | I | By Michele Gorman Trust 2021. | |||||||
Common Stock | 123,301(7) | I | By Michele S Gorman Trust Custody | ||||||||||||
Common Stock | 840,258(8) | I | By family |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Balance reflects 122 shares of common stock acquired under the dividend reinvestment feature of the Company's Direct Stock Purchase Plan between February 25, 2021 and December 31, 2021. |
2. Balance reflects 584,282 shares transferred to the Jeffrey S. Gorman Trust Custody, of which Mr. Gorman is a Trustee, between February 25, 2021 and December 31, 2021. |
3. Balance reflects 62,500 shares transferred to the MNG FBO Jeffrey 2011 Trust, of which Mr. Gorman is a Trustee, between February 25, 2021 and December 31, 2021. |
4. Balance reflects 584,282 shares transferred from the Jeffrey S. Gorman Trust (BR) between February 25, 2021 and December 31, 2021. |
5. Balance reflects 734 shares of common stock acquired under the Company's 401-K Plan between February 25, 2021 and December 31, 2021. |
6. Balance reflects 62,500 shares transferred from the 2011 Jeffrey S. Gorman Trust (Mechanics) between February 25, 2021 and December 31, 2021. |
7. Balance reflects 123,301 shares transferred from the Michele S. Gorman Trust (BR) between February 25, 2021 and December 31, 2021. |
8. Balance reflects 87 shares of common stock acquired under the dividend reinvestment feature of the Company's Direct Stock Purchase Plan between February 25, 2021 and December 31, 2021. |
Remarks: |
Jeffrey S. Gorman BY:/s/Brigette A. Burnell Attorney-in-Fact | 02/14/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |