UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund, Inc.
(Exact name of registrant as specified in charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of principal executive offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2006 - June 30, 2007
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and address of agent for service)
ITEM 1 – Proxy Voting Record
Fund Name : AMCAP Fund, Inc. | ||||||||
07/01/2006 - 06/30/2007 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP9 002824100 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR R.S. AUSTIN | Mgmt | For | For | For | |||
1.2 | DIRECTOR W.M. DALEY | Mgmt | For | For | For | |||
1.3 | DIRECTOR W.J. FARRELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR H.L. FULLER | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.A. GONZALEZ | Mgmt | For | For | For | |||
1.6 | DIRECTOR D.A.L. OWEN | Mgmt | For | For | For | |||
1.7 | DIRECTOR B. POWELL JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR W.A. REYNOLDS | Mgmt | For | For | For | |||
1.9 | DIRECTOR R.S. ROBERTS | Mgmt | For | For | For | |||
1.10 | DIRECTOR S.C. SCOTT III | Mgmt | For | For | For | |||
1.11 | DIRECTOR W.D. SMITHBURG | Mgmt | For | For | For | |||
1.12 | DIRECTOR G.F. TILTON | Mgmt | For | For | For | |||
1.13 | DIRECTOR M.D. WHITE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL - ADVISORY VOTE | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND CEO | ShrHldr | Against | Against | For | |||
Accenture Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G1150G111 | 02/07/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI. | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: MARJORIE MAGNER. | Mgmt | For | For | For | |||
3.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: DENNIS F. HIGHTOWER. | Mgmt | For | For | For | |||
4.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WILLIAM L. KIMSEY. | Mgmt | For | For | For | |||
5.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: ROBERT I. LIPP. | Mgmt | For | For | For | |||
6.0 | APPOINTMENT OF THE FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS: WULF VON SCHIMMELMANN. | Mgmt | For | For | For | |||
7.0 | RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2007 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S REMUNERATION. | Mgmt | For | For | For | |||
Affiliated Computer Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CUSIP9 008190100 | 06/07/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DARWIN DEASON | Mgmt | For | For | For | |||
1.2 | DIRECTOR LYNN R. BLODGETT | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN H. REXFORD | Mgmt | For | For | For | |||
1.4 | DIRECTOR JOSEPH P. O'NEILL | Mgmt | For | For | For | |||
1.5 | DIRECTOR FRANK A. ROSSI | Mgmt | For | For | For | |||
1.6 | DIRECTOR J. LIVINGSTON KOSBERG | Mgmt | For | For | For | |||
1.7 | DIRECTOR DENNIS MCCUISTION | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROBERT B. HOLLAND, III | Mgmt | For | For | For | |||
2.0 | TO APPROVE THE FISCAL YEAR 2007 PERFORMANCE-BASED INCENTIVE COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE SPECIAL EXECUTIVE FY07 BONUS PLAN FOR CERTAIN OF OUR EXECUTIVE OFFICERS | Mgmt | For | For | For | |||
4.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007 | Mgmt | For | For | For | |||
5.0 | TO APPROVE AND ADOPT THE 2007 EQUITY INCENTIVE PLAN | Mgmt | For | Against | Against | |||
6.0 | TO APPROVE A POLICY ON AN ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
Alcon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS H01301102 | 05/09/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | Mgmt | For | For | For | |||
2.0 | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2006 | Mgmt | For | For | For | |||
3.0 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2006 | Mgmt | For | For | For | |||
4.0 | ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS | Mgmt | For | For | For | |||
5.0 | ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL AUDITORS | Mgmt | For | For | For | |||
6.0 | ELECTION TO THE BOARD OF DIRECTORS: WERNER J. BAUER | Mgmt | For | For | For | |||
7.0 | ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO CASTANER | Mgmt | For | For | For | |||
8.0 | ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK J.R. DE VINK | Mgmt | For | For | For | |||
9.0 | ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. MAYR | Mgmt | For | For | For | |||
10.0 | APPROVAL OF SHARE CANCELLATION | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP9 021441100 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JOHN P. DAANE. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: ROBERT W. REED. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: KEVIN MCGARITY. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: JOHN SHOEMAKER. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: SUSAN WANG. | Mgmt | For | For | For | |||
7.0 | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | For | |||
8.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2007. | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP9 02209S103 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ELIZABETH E. BAILEY | Mgmt | For | For | For | |||
1.2 | DIRECTOR HAROLD BROWN | Mgmt | For | For | For | |||
1.3 | DIRECTOR MATHIS CABIALLAVETTA | Mgmt | For | For | For | |||
1.4 | DIRECTOR LOUIS C. CAMILLERI | Mgmt | For | For | For | |||
1.5 | DIRECTOR J. DUDLEY FISHBURN | Mgmt | For | For | For | |||
1.6 | DIRECTOR ROBERT E.R. HUNTLEY | Mgmt | For | For | For | |||
1.7 | DIRECTOR THOMAS W. JONES | Mgmt | For | For | For | |||
1.8 | DIRECTOR GEORGE MUNOZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR LUCIO A. NOTO | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOHN S. REED | Mgmt | For | For | For | |||
1.11 | DIRECTOR STEPHEN M. WOLF | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING | ShrHldr | Against | Against | For | |||
4.0 | STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND SMOKE | ShrHldr | Against | Against | For | |||
5.0 | STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED CAMPAIGNS" ALLEGEDLY ORIENTED TO PREVENT YOUTH FROM SMOKING " | ShrHldr | Against | Against | For | |||
6.0 | STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL TOBACCO BUSINESS BY 2010 | ShrHldr | Against | Against | For | |||
7.0 | STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP9 026874107 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MARSHALL A. COHEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR MARTIN S. FELDSTEIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR ELLEN V. FUTTER | Mgmt | For | For | For | |||
1.4 | DIRECTOR STEPHEN L. HAMMERMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD C. HOLBROOKE | Mgmt | For | For | For | |||
1.6 | DIRECTOR FRED H. LANGHAMMER | Mgmt | For | For | For | |||
1.7 | DIRECTOR GEORGE L. MILES, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR MORRIS W. OFFIT | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES F. ORR III | Mgmt | For | For | For | |||
1.10 | DIRECTOR VIRGINIA M. ROMETTY | Mgmt | For | For | For | |||
1.11 | DIRECTOR MARTIN J. SULLIVAN | Mgmt | For | For | For | |||
1.12 | DIRECTOR MICHAEL H. SUTTON | Mgmt | For | For | For | |||
1.13 | DIRECTOR EDMUND S.W. TSE | Mgmt | For | For | For | |||
1.14 | DIRECTOR ROBERT B. WILLUMSTAD | Mgmt | For | For | For | |||
1.15 | DIRECTOR FRANK G. ZARB | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
3.0 | ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, INC. 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTIONS. | ShrHldr | Against | Against | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP9 031162100 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Mgmt | For | For | For | |||
5.0 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
6.0 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
7.0 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
8.0 | STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). | ShrHldr | Against | Against | For | |||
9.0 | STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). | ShrHldr | Against | Against | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP9 032654105 | 03/13/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JERALD G. FISHMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN C. HODGSON | Mgmt | For | For | For | |||
1.3 | DIRECTOR F. GRANT SAVIERS | Mgmt | For | For | For | |||
1.4 | DIRECTOR PAUL J. SEVERINO | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 3, 2007. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTION GRANTS TO SENIOR EXECUTIVES, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING IN DIRECTOR ELECTIONS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | ShrHldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP9 037411105 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: F.H. MERELLI | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: RAYMOND PLANK | Mgmt | For | For | For | |||
5.0 | APPROVAL OF 2007 OMNIBUS EQUITY COMPENSATION PLAN | Mgmt | For | For | For | |||
6.0 | STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT OF PROXY EXPENSES | ShrHldr | Against | Against | For | |||
Applebee's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APPB | CUSIP9 037899101 | 05/25/2007 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JACK P. HELMS | Mgmt | For | |||||
1.2 | DIRECTOR LLOYD L. HILL | Mgmt | For | |||||
1.3 | DIRECTOR BURTON M. SACK | Mgmt | For | |||||
1.4 | DIRECTOR MICHAEL A. VOLKEMA | Mgmt | For | |||||
2.0 | APPROVE AMENDMENT TO THE APPLEBEE'S INTERNATIONAL, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | |||||
3.0 | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | |||||
Applebee's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APPB | CUSIP9 037899101 | 05/25/2007 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD C. BREEDEN | Mgmt | For | |||||
1.2 | DIRECTOR STEVEN J. QUAMME | Mgmt | For | |||||
1.3 | DIRECTOR RAYMOND G.H. SEITZ | Mgmt | For | |||||
1.4 | DIRECTOR LAURENCE E. HARRIS | Mgmt | For | |||||
2.0 | APPROVAL OF AMENDMENT TO THE APPLEBEE'S EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | |||||
3.0 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS APPLEBEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR | Mgmt | For | |||||
Applebee's International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APPB | CUSIP9 037899101 | 05/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD C. BREEDEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR LAURENCE E. HARRIS | Mgmt | For | For | For | |||
1.3 | DIRECTOR JACK P. HELMS | Mgmt | For | For | For | |||
1.4 | DIRECTOR LLOYD L. HILL | Mgmt | For | For | For | |||
1.5 | DIRECTOR BURTON M. SACK | Mgmt | For | For | For | |||
1.6 | DIRECTOR MICHAEL A. VOLKEMA | Mgmt | For | For | For | |||
2.0 | APPROVE AMENDMENT TO THE APPLEBEE'S INTERNATIONAL, INC. EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP9 038222105 | 03/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL H. ARMACOST | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT H. BRUST | Mgmt | For | For | For | |||
1.3 | DIRECTOR DEBORAH A. COLEMAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR PHILIP V. GERDINE | Mgmt | For | For | For | |||
1.5 | DIRECTOR THOMAS J. IANNOTTI | Mgmt | For | For | For | |||
1.6 | DIRECTOR CHARLES Y.S. LIU | Mgmt | For | For | For | |||
1.7 | DIRECTOR JAMES C. MORGAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR GERHARD H. PARKER | Mgmt | For | For | For | |||
1.9 | DIRECTOR WILLEM P. ROELANDTS | Mgmt | For | For | For | |||
1.10 | DIRECTOR MICHAEL R. SPLINTER | Mgmt | For | For | For | |||
2.0 | TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
3.0 | TO APPROVE THE AMENDED AND RESTATED EMPLOYEES' STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
4.0 | TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN. | Mgmt | For | For | For | |||
5.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP9 363576109 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM L. BAX | Mgmt | For | For | For | |||
1.2 | DIRECTOR T. KIMBALL BROOKER | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID S. JOHNSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2007. | Mgmt | For | For | For | |||
Astrazeneca Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN GB0009895292 | 04/26/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2.0 | Approve First Interim Dividend of USD 0.49 (26.6 Pence, SEK 3.60) Per Ordinary Share and Confirm as Final Dividend the Second Interim Dividend of USD 1.23 (63 Pence, SEK 8.60) Per Ordinary Share | Mgmt | For | For | For | |||
3.0 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | For | For | |||
4.0 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
5.1 | Re-elect Louis Schweitzer as Director | Mgmt | For | For | For | |||
5.2 | Re-elect Hakan Mogren as Director | Mgmt | For | For | For | |||
5.3 | Re-elect David Brennan as Director | Mgmt | For | For | For | |||
5.4 | Re-elect John Patterson as Director | Mgmt | For | For | For | |||
5.5 | Re-elect Jonathan Symonds as Director | Mgmt | For | For | For | |||
5.6 | Re-elect John Buchanan as Director | Mgmt | For | For | For | |||
5.7 | Re-elect Jane Henney as Director | Mgmt | For | For | For | |||
5.8 | Re-elect Michele Hooper as Director | Mgmt | For | For | For | |||
5.9 | Re-elect Joe Jimenez as Director | Mgmt | For | For | For | |||
5.10 | Re-elect Dame Rothwell as Director | Mgmt | For | For | For | |||
5.11 | Elect John Varley as Director | Mgmt | For | For | For | |||
5.12 | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||
6.0 | Approve Remuneration Report | Mgmt | For | For | For | |||
7.0 | Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditure up to GBP 150,000 | Mgmt | For | For | For | |||
8.0 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 127,127,735 | Mgmt | For | For | For | |||
9.0 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,069,160 | Mgmt | For | For | For | |||
10.0 | Authorise 152,553,282 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
11.0 | Authorise the Company to Use Electronic Communication with Shareholders | Mgmt | For | For | For | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP9 053015103 | 11/14/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR GREGORY D. BRENNEMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR LESLIE A. BRUN | Mgmt | For | For | For | |||
1.3 | DIRECTOR GARY C. BUTLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR LEON G. COOPERMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR R. GLENN HUBBARD | Mgmt | For | For | For | |||
1.6 | DIRECTOR JOHN P. JONES | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANN DIBBLE JORDAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR FREDERIC V. MALEK | Mgmt | For | For | For | |||
1.9 | DIRECTOR HENRY TAUB | Mgmt | For | For | For | |||
1.10 | DIRECTOR ARTHUR F. WEINBACH | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN | Mgmt | For | For | For | |||
3.0 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP9 053611109 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROLF BORJESSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR PETER W. MULLIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR PATRICK T. SIEWERT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR, WHICH ENDS ON DECEMBER 29, 2007 | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP9 054303102 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. DON CORNWELL | Mgmt | For | For | For | |||
1.2 | DIRECTOR EDWARD T. FOGARTY | Mgmt | For | For | For | |||
1.3 | DIRECTOR FRED HASSAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR ANDREA JUNG | Mgmt | For | For | For | |||
1.5 | DIRECTOR MARIA ELENA LAGOMASINO | Mgmt | For | For | For | |||
1.6 | DIRECTOR ANN S. MOORE | Mgmt | For | For | For | |||
1.7 | DIRECTOR PAUL S. PRESSLER | Mgmt | For | For | For | |||
1.8 | DIRECTOR GARY M. RODKIN | Mgmt | For | For | For | |||
1.9 | DIRECTOR PAULA STERN | Mgmt | For | For | For | |||
1.10 | DIRECTOR LAWRENCE A. WEINBACH | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS | Mgmt | For | Against | Against | |||
4.0 | RESOLUTION REGARDING BENCHMARKING OF INCENTIVE COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE | ShrHldr | Against | Against | For | |||
Beckman Coulter, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEC | CUSIP9 075811109 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT G. FUNARI | Mgmt | For | For | For | |||
1.2 | DIRECTOR CHARLES A. HAGGERTY | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM N. KELLEY, M.D. | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE 2007 LONG TERM PERFORMANCE PLAN | Mgmt | For | Against | Against | |||
Becton, Dickinson And Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP9 075887109 | 01/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CLAIRE FRASER-LIGGETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR HENRY P. BECTON, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR EDWARD F. DEGRAAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR ADEL A.F. MAHMOUD | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES F. ORR | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN | Mgmt | For | For | For | |||
4.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP9 086516101 | 06/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RONALD JAMES* | Mgmt | For | For | For | |||
1.2 | DIRECTOR ELLIOT S. KAPLAN* | Mgmt | For | For | For | |||
1.3 | DIRECTOR MATTHEW H. PAULL* | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES E. PRESS* | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD M. SCHULZE* | Mgmt | For | For | For | |||
1.6 | DIRECTOR MARY A. TOLAN* | Mgmt | For | For | For | |||
1.7 | DIRECTOR HATIM A. TYABJI* | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROGELIO M. REBOLLEDO** | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 1, 2008. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES SUBJECT TO THE PLAN TO 38 MILLION SHARES. | Mgmt | For | For | For | |||
Biogen Idec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP9 09062X103 | 05/31/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES C. MULLEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR BRUCE R. ROSS | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARIJN E. DEKKERS | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP9 101137107 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR URSULA M. BURNS | Mgmt | For | For | For | |||
1.2 | DIRECTOR MARYE ANNE FOX, PH.D. | Mgmt | For | For | For | |||
1.3 | DIRECTOR N.J. NICHOLAS, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR JOHN E. PEPPER | Mgmt | For | For | For | |||
2.0 | TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS TO DECLASSIFY BOARD OF DIRECTORS | Mgmt | For | For | For | |||
3.0 | TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE BOARD OF DIRECTORS FROM 15 TO 20 DIRECTORS | Mgmt | For | For | For | |||
4.0 | TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE OFFICERS) | Mgmt | For | Against | Against | |||
5.0 | TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK RETENTION GUIDELINES | ShrHldr | Against | Against | For | |||
6.0 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
7.0 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF | Mgmt | For | Abstain | NA | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP9 109641100 | 11/02/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DOUGLAS H. BROOKS | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT M. GATES | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARVIN J. GIROUARD | Mgmt | For | For | For | |||
1.4 | DIRECTOR RONALD KIRK | Mgmt | For | For | For | |||
1.5 | DIRECTOR GEORGE R. MRKONIC | Mgmt | For | For | For | |||
1.6 | DIRECTOR ERLE NYE | Mgmt | For | For | For | |||
1.7 | DIRECTOR JAMES E. OESTERREICHER | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROSENDO G. PARRA | Mgmt | For | For | For | |||
1.9 | DIRECTOR CECE SMITH | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF SHAREHOLDER PROPOSAL SUBMITTED BY PETA AND CALVERT GROUP, LTD. | ShrHldr | Against | Against | For | |||
Bristol-myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP9 110122108 | 05/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: L.B. CAMPBELL | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: J.M. CORNELIUS | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: L.J. FREEH | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: M. GROBSTEIN | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: L. JOHANSSON | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: J.D. ROBINSON III | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | Mgmt | For | For | For | |||
10.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
11.0 | 2007 STOCK AWARD AND INCENTIVE PLAN | Mgmt | For | For | For | |||
12.0 | SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN | Mgmt | For | Against | Against | |||
13.0 | EXECUTIVE COMPENSATION DISCLOSURE | ShrHldr | Against | Against | For | |||
14.0 | RECOUPMENT | ShrHldr | Against | Against | For | |||
15.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G16962105 | 05/25/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ELECT AS CLASS I DIRECTOR: JORGE BORN, JR. | Mgmt | For | For | For | |||
2.0 | TO ELECT AS CLASS I DIRECTOR: BERNARD DE LA TOUR D'AUVERGNE LAURAGUAIS | Mgmt | For | For | For | |||
3.0 | TO ELECT AS CLASS I DIRECTOR: WILLIAM ENGELS | Mgmt | For | For | For | |||
4.0 | TO ELECT AS CLASS I DIRECTOR: L. PATRICK LUPO | Mgmt | For | For | For | |||
5.0 | TO ELECT AS CLASS II DIRECTOR: OCTAVIO CARABALLO | Mgmt | For | For | For | |||
6.0 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Mgmt | For | For | For | |||
7.0 | TO APPROVE THE BUNGE LIMITED 2007 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN AS SET FORTH IN THE PROXY STATEMENT. | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP9 127387108 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL J. FISTER | Mgmt | For | For | For | |||
1.2 | DIRECTOR DONALD L. LUCAS | Mgmt | For | For | For | |||
1.3 | DIRECTOR A.S. VINCENTELLI | Mgmt | For | For | For | |||
1.4 | DIRECTOR GEORGE M. SCALISE | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN B. SHOVEN | Mgmt | For | For | For | |||
1.6 | DIRECTOR ROGER S. SIBONI | Mgmt | For | For | For | |||
1.7 | DIRECTOR LIP-BU TAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN A.C. SWAINSON | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CADENCE DESIGN SYSTEMS, INC. 1987 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED CADENCE DESIGN SYSTEMS, INC. 1987 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL REGARDING ELECTION OF DIRECTORS BY A MAJORITY VOTE. | ShrHldr | Against | Against | For | |||
5.0 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 29, 2007. | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP9 14040H105 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. RONALD DIETZ | Mgmt | For | For | For | |||
1.2 | DIRECTOR LEWIS HAY, III | Mgmt | For | For | For | |||
1.3 | DIRECTOR MAYO SHATTUCK, III | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP9 14040H105 | 08/22/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH AND INTO | Mgmt | For | For | For | |||
2.0 | TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
Caremark Rx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 141705103 | 03/16/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION, CAREMARK AND TWAIN MERGERSUB L.L.C., AS AMENDED BY AMENDMENT NO. 1, DATED JANUARY 16, 2007 AND TO APPROVE THE MERGER OF CAREMARK RX, INC. WITH AND INTO TWAIN | Mgmt | For | For | For | |||
2.0 | TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, INCLUDING IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION OF THE MERGER AGREEMENT AND THE APPROVAL OF THE MERGER. | Mgmt | For | For | For | |||
Caremark Rx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 141705103 | 03/16/2007 | Take No Action | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION, THE COMPANY AND TWAIN MERGERSUB L.L.C., AS AMENDED BY AMENDMENT NO. 1, DATED JANUARY 16, 2007 (AS AMENDED, THE CVS MERGER AGREEMENT") AND TO APPROVE THE | ShrHldr | Against | TNA | ||||
2.0 | TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, INCLUDING IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ADOPTION OF THE CVS MERGER AGREEMENT AND THE APPROVAL OF THE PROPOSED CVS MERGER. | ShrHldr | Against | TNA | ||||
Carnival Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP9 143658300 | 04/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICKY ARISON | Mgmt | For | For | For | |||
1.2 | DIRECTOR AMB R.G. CAPEN, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT H. DICKINSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR ARNOLD W. DONALD | Mgmt | For | For | For | |||
1.5 | DIRECTOR PIER LUIGI FOSCHI | Mgmt | For | For | For | |||
1.6 | DIRECTOR HOWARD S. FRANK | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD J. GLASIER | Mgmt | For | For | For | |||
1.8 | DIRECTOR BARONESS HOGG | Mgmt | For | For | For | |||
1.9 | DIRECTOR MODESTO A. MAIDIQUE | Mgmt | For | For | For | |||
1.10 | DIRECTOR SIR JOHN PARKER | Mgmt | For | For | For | |||
1.11 | DIRECTOR PETER G. RATCLIFFE | Mgmt | For | For | For | |||
1.12 | DIRECTOR STUART SUBOTNICK | Mgmt | For | For | For | |||
1.13 | DIRECTOR LAURA WEIL | Mgmt | For | For | For | |||
1.14 | DIRECTOR UZI ZUCKER | Mgmt | For | For | For | |||
2.0 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Mgmt | For | For | For | |||
3.0 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Mgmt | For | For | For | |||
4.0 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2006. | Mgmt | For | For | For | |||
5.0 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT OF CARNIVAL PLC. | Mgmt | For | For | For | |||
6.0 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | Mgmt | For | For | For | |||
7.0 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | Mgmt | For | For | For | |||
8.0 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | For | |||
9.0 | TO APPROVE ELECTRONIC COMMUNICATIONS WITH CARNIVAL PLC SHAREHOLDERS. | Mgmt | For | For | For | |||
Centurytel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP9 156700106 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM R. BOLES, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR W. BRUCE HANKS | Mgmt | For | For | For | |||
1.3 | DIRECTOR C.G. MELVILLE, JR. | Mgmt | For | For | For | |||
1.4 | DIRECTOR GLEN F. POST, III | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007. | Mgmt | For | For | For | |||
3.0 | TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
Cephalon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CEPH | CUSIP9 156708109 | 05/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR FRANK BALDINO, JR., PHD | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM P. EGAN | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARTYN D. GREENACRE | Mgmt | For | For | For | |||
1.4 | DIRECTOR VAUGHN M. KAILIAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR KEVIN E. MOLEY | Mgmt | For | For | For | |||
1.6 | DIRECTOR CHARLES A. SANDERS, M.D | Mgmt | For | For | For | |||
1.7 | DIRECTOR GAIL R. WILENSKY, PH.D. | Mgmt | For | For | For | |||
1.8 | DIRECTOR DENNIS L. WINGER | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AMENDMENT TO THE 2004 EQUITY COMPENSATION PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE | Mgmt | For | Against | Against | |||
4.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007 | Mgmt | For | For | For | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP9 171340102 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BRADLEY C. IRWIN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN O. WHITNEY | Mgmt | For | For | For | |||
1.3 | DIRECTOR J. RICHARD LEAMAN, JR. | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE CHURCH & DWIGHT CO, INC. ANNUAL INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S 2007 CONSOLIDATED FINANCIAL STATEMENTS. | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP9 17275R102 | 11/15/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CAROL A. BARTZ | Mgmt | For | For | For | |||
1.2 | DIRECTOR M. MICHELE BURNS | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL D. CAPELLAS | Mgmt | For | For | For | |||
1.4 | DIRECTOR LARRY R. CARTER | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN T. CHAMBERS | Mgmt | For | For | For | |||
1.6 | DIRECTOR DR. JOHN L. HENNESSY | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD M. KOVACEVICH | Mgmt | For | For | For | |||
1.8 | DIRECTOR RODERICK C. MCGEARY | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN M. WEST | Mgmt | For | For | For | |||
1.10 | DIRECTOR JERRY YANG | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 28, 2007. | Mgmt | For | For | For | |||
3.0 | PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQ | ShrHldr | Against | Against | For | |||
4.0 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD'S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO'S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE ACCOMPANYING | ShrHldr | Against | Against | For | |||
5.0 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES | ShrHldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP9 178566105 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RUSSELL GOLDSMITH | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL L. MEYER | Mgmt | For | For | For | |||
1.3 | DIRECTOR LINDA M. GRIEGO | Mgmt | For | For | For | |||
1.4 | DIRECTOR RONALD L. OLSON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
Commerce Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBH | CUSIP9 200519106 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR VERNON W. HILL, II | Mgmt | For | For | For | |||
1.2 | DIRECTOR JACK R BERSHAD | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOSEPH E. BUCKELEW | Mgmt | For | For | For | |||
1.4 | DIRECTOR DONALD T. DIFRANCESCO | Mgmt | For | For | For | |||
1.5 | DIRECTOR NICHOLAS A. GIORDANO | Mgmt | For | For | For | |||
1.6 | DIRECTOR MORTON N. KERR | Mgmt | For | For | For | |||
1.7 | DIRECTOR STEVEN M. LEWIS | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN K. LLOYD | Mgmt | For | For | For | |||
1.9 | DIRECTOR GEORGE E. NORCROSS, III | Mgmt | For | For | For | |||
1.10 | DIRECTOR DANIEL J. RAGONE | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM A. SCHWARTZ, JR | Mgmt | For | For | For | |||
1.12 | DIRECTOR JOSEPH T. TARQUINI, JR. | Mgmt | For | For | For | |||
1.13 | DIRECTOR JOSEPH S. VASSALLUZZO | Mgmt | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP9 20825C104 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, JR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN | Mgmt | For | For | For | |||
3.0 | ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN | Mgmt | For | For | For | |||
4.0 | ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES | Mgmt | For | For | For | |||
5.0 | ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY | Mgmt | For | For | For | |||
6.0 | ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, JR. | Mgmt | For | For | For | |||
7.0 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007 | Mgmt | For | For | For | |||
8.0 | CORPORATE POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
9.0 | GLOBAL WARMING-RENEWABLES | ShrHldr | Against | Against | For | |||
10.0 | QUALIFICATION FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
11.0 | DRILLING IN SENSITIVE/PROTECTED AREAS | ShrHldr | Against | Against | For | |||
12.0 | REPORT ON RECOGNITION OF INDIGENOUS RIGHTS | ShrHldr | Against | Against | For | |||
13.0 | COMMUNITY ACCOUNTABILITY | ShrHldr | Against | Against | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP9 21036P108 | 07/27/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BARRY A. FROMBERG | Mgmt | For | For | For | |||
1.2 | DIRECTOR JEANANNE K. HAUSWALD | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES A. LOCKE III | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD SANDS | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROBERT SANDS | Mgmt | For | For | For | |||
1.6 | DIRECTOR THOMAS C. MCDERMOTT | Mgmt | For | For | For | |||
1.7 | DIRECTOR PAUL L. SMITH | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2007. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE THE CONSTELLATION BRANDS UK SHARESAVE SCHEME. | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP9 22160K105 | 01/31/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BENJAMIN S. CARSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM H. GATES | Mgmt | For | For | For | |||
1.3 | DIRECTOR HAMILTON E. JAMES | Mgmt | For | For | For | |||
1.4 | DIRECTOR JILL S. RUCKELSHAUS | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Mgmt | For | For | For | |||
Cvs/caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP9 126650100 | 03/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE PROPOSAL TO AMEND CVS' AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF CVS COMMON STOCK FROM 1 BILLION TO 3.2 BILLION AND TO CHANGE THE NAME OF CVS CORPORATION TO CVS/CAREMARK CORPORATION", | Mgmt | For | For | For | |||
2.0 | APPROVAL OF PROPOSAL TO ISSUE STOCK PURSUANT TO THE MERGER AGREEMENT, AS THE SAME MAY BE AMENDED FROM TIME TO TIME, IN CONNECTION WITH THE PROPOSED MERGER OF CAREMARK RX, INC. WITH TWAIN MERGERSUB L.L.C., A WHOLLY OWNED SUBSIDIARY OF CVS CORPORATION, AS D | Mgmt | For | For | For | |||
3.0 | APPROVAL OF ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS. | Mgmt | For | For | For | |||
Cvs/caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP9 126650100 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: EDWIN M. BANKS | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: E. MAC CRAWFORD | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: KRISTEN E. GIBNEY WILLIAMS | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: ROGER L. HEADRICK | Mgmt | For | Against | Against | |||
7.0 | ELECTION OF DIRECTOR: MARIAN L. HEARD | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: WILLIAM H. JOYCE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: TERRENCE MURRAY | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Mgmt | For | Against | Against | |||
12.0 | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: THOMAS M. RYAN | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Mgmt | For | For | For | |||
15.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
16.0 | PROPOSAL TO ADOPT THE COMPANY'S 2007 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
17.0 | PROPOSAL TO ADOPT THE COMPANY'S 2007 INCENTIVE PLAN. | Mgmt | For | For | For | |||
18.0 | STOCKHOLDER PROPOSAL REGARDING LIMITS ON CEO COMPENSATION. | ShrHldr | Against | Against | For | |||
19.0 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | ShrHldr | Against | Against | For | |||
20.0 | STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING BY THE COMPANY. | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL REGARDING THE RELATIONSHIP BETWEEN THE COMPANY AND COMPENSATION CONSULTANTS. | ShrHldr | Against | Against | For | |||
22.0 | STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S POLICY ON STOCK OPTION GRANTS. | ShrHldr | Against | Against | For | |||
Cvs/caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP9 126650100 | 05/09/2007 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Consent | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | PROPOSAL SUBMITTED BY AMALGAMATED BANK LONG VIEW COLLECTIVE INVESTMENT FUND REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A POLICY WITH RESPECT TO THE COMPANY'S PRACTICES IN MAKING AWARDS OF EQUITY COMPENSATION TO DIRECTORS AND EXECTIVES. | Mgmt | For | TNA | ||||
Dean Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DF | CUSIP9 242370104 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ALAN J. BERNON | Mgmt | For | For | For | |||
1.2 | DIRECTOR GREGG L. ENGLES | Mgmt | For | For | For | |||
1.3 | DIRECTOR RONALD KIRK | Mgmt | For | For | For | |||
2.0 | APPROVAL OF A NEW EQUITY INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
3.0 | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF THE CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD ROLES. | ShrHldr | Against | Against | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP9 24702R101 | 07/21/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DONALD J. CARTY | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL S. DELL | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR SALLIE L. KRAWCHECK | Mgmt | For | For | For | |||
1.5 | DIRECTOR ALAN (A.G.) LAFLEY | Mgmt | For | For | For | |||
1.6 | DIRECTOR JUDY C. LEWENT | Mgmt | For | For | For | |||
1.7 | DIRECTOR KLAUS S. LUFT | Mgmt | For | For | For | |||
1.8 | DIRECTOR ALEX J. MANDL | Mgmt | For | For | For | |||
1.9 | DIRECTOR MICHAEL A. MILES | Mgmt | For | For | For | |||
1.10 | DIRECTOR SAMUEL A. NUNN, JR. | Mgmt | For | For | For | |||
1.11 | DIRECTOR KEVIN B. ROLLINS | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF INDEPENDENT AUDITOR | Mgmt | For | For | For | |||
3.0 | GLOBAL HUMAN RIGHTS STANDARD | ShrHldr | Against | Against | For | |||
4.0 | DECLARATION OF DIVIDEND | ShrHldr | Against | For | Against | |||
Delta Electronics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN TW0002308004 | 06/08/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Accept 2006 Financial Statements | Mgmt | For | For | For | |||
2.0 | Approve 2006 Profit Distribution Plan | Mgmt | For | For | For | |||
3.0 | Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | For | |||
4.0 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | Mgmt | For | For | For | |||
5.0 | Amend Articles of Association | Mgmt | For | For | For | |||
6.0 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | For | |||
7.0 | Other Business | Mgmt | ||||||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP9 25179M103 | 06/06/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR THOMAS F. FERGUSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID M. GAVRIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN RICHELS | Mgmt | For | For | For | |||
2.0 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2007 | Mgmt | For | For | For | |||
Discovery Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP9 25468Y107 | 05/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PAUL A. GOULD | Mgmt | For | For | For | |||
1.2 | DIRECTOR M. LAVOY ROBINSON | Mgmt | For | For | For | |||
2.0 | AUDITORS RATIFICATION | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 256669102 | 06/21/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER | Mgmt | For | For | For | |||
2.0 | ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP9 26441C105 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM BARNET, III | Mgmt | For | For | For | |||
1.2 | DIRECTOR G. ALEX BERNHARDT, SR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL G. BROWNING | Mgmt | For | For | For | |||
1.4 | DIRECTOR PHILLIP R. COX | Mgmt | For | For | For | |||
1.5 | DIRECTOR ANN MAYNARD GRAY | Mgmt | For | For | For | |||
1.6 | DIRECTOR JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
1.7 | DIRECTOR JAMES T. RHODES | Mgmt | For | For | For | |||
1.8 | DIRECTOR JAMES E. ROGERS | Mgmt | For | For | For | |||
1.9 | DIRECTOR MARY L. SCHAPIRO | Mgmt | For | For | For | |||
1.10 | DIRECTOR DUDLEY S. TAFT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007 | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP9 26441C105 | 10/24/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROGER AGNELLI | Mgmt | For | For | For | |||
1.2 | DIRECTOR PAUL M. ANDERSON | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM BARNET, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR G. ALEX BERNHARDT, SR. | Mgmt | For | For | For | |||
1.5 | DIRECTOR MICHAEL G. BROWNING | Mgmt | For | For | For | |||
1.6 | DIRECTOR PHILLIP R. COX | Mgmt | For | For | For | |||
1.7 | DIRECTOR WILLIAM T. ESREY | Mgmt | For | For | For | |||
1.8 | DIRECTOR ANN MAYNARD GRAY | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
1.10 | DIRECTOR DENNIS R. HENDRIX | Mgmt | For | For | For | |||
1.11 | DIRECTOR MICHAEL E.J. PHELPS | Mgmt | For | For | For | |||
1.12 | DIRECTOR JAMES T. RHODES | Mgmt | For | For | For | |||
1.13 | DIRECTOR JAMES E. ROGERS | Mgmt | For | For | For | |||
1.14 | DIRECTOR MARY L. SCHAPIRO | Mgmt | For | For | For | |||
1.15 | DIRECTOR DUDLEY S. TAFT | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE DUKE ENERGY CORPORATION 2006 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006. | Mgmt | For | For | For | |||
Ebay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP9 278642103 | 06/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR PHILIPPE BOURGUIGNON | Mgmt | For | For | For | |||
1.2 | DIRECTOR THOMAS J. TIERNEY | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARGARET C. WHITMAN | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE PURCHASE PLAN. | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Eli Lilly And Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP9 532457108 | 04/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. BISCHOFF | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.M. COOK | Mgmt | For | For | For | |||
1.3 | DIRECTOR F.G. PRENDERGAST | Mgmt | For | For | For | |||
1.4 | DIRECTOR K.P. SEIFERT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
4.0 | REAPPROVE PERFORMANCE GOALS FOR THE COMPANY'S STOCK PLANS. | Mgmt | For | For | For | |||
5.0 | PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY'S ANIMAL CARE AND USE POLICY TO CONTRACT LABS. | ShrHldr | Against | Against | For | |||
6.0 | PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH. | ShrHldr | Against | Against | For | |||
7.0 | PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | ShrHldr | Against | For | Against | |||
8.0 | PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BYLAWS. | ShrHldr | Against | For | Against | |||
9.0 | PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE MAJORITY VOTE STANDARD. | ShrHldr | Against | For | Against | |||
Emc Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP9 268648102 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL W. BROWN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN R. EGAN | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID N. STROHM | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
3.0 | TO APPROVE AN AMENDED AND RESTATED EMC CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000. | Mgmt | For | Against | Against | |||
4.0 | TO APPROVE AN AMENDMENT TO EMC'S 1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000. | Mgmt | For | For | For | |||
5.0 | TO ELIMINATE EMC'S CLASSIFIED BOARD STRUCTURE AND PROVIDE FOR THE ANNUAL ELECTION OF EACH DIRECTOR. | Mgmt | For | For | For | |||
6.0 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO EMC'S AUDIT COMMITTEE, AS DESCRIBED IN EMC'S PROXY STATEMENT. | ShrHldr | Against | Against | For | |||
7.0 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED IN EMC'S PROXY STATEMENT. | ShrHldr | Against | Against | For | |||
8.0 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE, AS DESCRIBED IN EMC'S PROXY STATEMENT. | ShrHldr | Against | For | Against | |||
9.0 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO PAY-FOR-SUPERIOR PERFORMANCE, AS DESCRIBED IN EMC'S PROXY STATEMENT. | ShrHldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP9 26875P101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR GEORGE A. ALCORN | Mgmt | For | For | For | |||
1.2 | DIRECTOR CHARLES R. CRISP | Mgmt | For | For | For | |||
1.3 | DIRECTOR MARK G. PAPA | Mgmt | For | For | For | |||
1.4 | DIRECTOR EDMUND P. SEGNER, III | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM D. STEVENS | Mgmt | For | For | For | |||
1.6 | DIRECTOR H. LEIGHTON STEWARD | Mgmt | For | For | For | |||
1.7 | DIRECTOR DONALD F. TEXTOR | Mgmt | For | For | For | |||
1.8 | DIRECTOR FRANK G. WISNER | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP9 30212P105 | 06/06/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR A.G. (SKIP) BATTLE* | Mgmt | For | For | For | |||
1.2 | DIRECTOR SIMON J. BREAKWELL | Mgmt | For | For | For | |||
1.3 | DIRECTOR BARRY DILLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR JONATHAN L. DOLGEN | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM R. FITZGERALD | Mgmt | For | For | For | |||
1.6 | DIRECTOR DAVID GOLDHILL* | Mgmt | For | For | For | |||
1.7 | DIRECTOR VICTOR A. KAUFMAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR PETER M. KERN* | Mgmt | For | For | For | |||
1.9 | DIRECTOR DARA KHOSROWSHAHI | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOHN C. MALONE | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE EXPEDIA, INC. 2005 STOCK AND ANNUAL INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
3.0 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP9 302182100 | 05/23/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR GARY G. BENANAV | Mgmt | For | For | For | |||
1.2 | DIRECTOR FRANK J. BORELLI | Mgmt | For | For | For | |||
1.3 | DIRECTOR MAURA C. BREEN | Mgmt | For | For | For | |||
1.4 | DIRECTOR NICHOLAS J. LAHOWCHIC | Mgmt | For | For | For | |||
1.5 | DIRECTOR THOMAS P. MAC MAHON | Mgmt | For | For | For | |||
1.6 | DIRECTOR WOODROW A. MYERS JR. | Mgmt | For | For | For | |||
1.7 | DIRECTOR JOHN O. PARKER, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR GEORGE PAZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR SAMUEL K. SKINNER | Mgmt | For | For | For | |||
1.10 | DIRECTOR SEYMOUR STERNBERG | Mgmt | For | For | For | |||
1.11 | DIRECTOR BARRETT A. TOAN | Mgmt | For | For | For | |||
1.12 | DIRECTOR HOWARD L. WALTMAN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2007. | Mgmt | For | For | For | |||
Federal Home Loan Mortgage Corporati | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 313400301 | 06/08/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: GEOFFREY T. BOISI | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: MICHELLE ENGLER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: ROBERT R. GLAUBER | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: RICHARD KARL GOELTZ | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: THOMAS S. JOHNSON | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: SHAUN F. O'MALLEY | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JEFFREY M. PEEK | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: NICOLAS P. RETSINAS | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: STEPHEN A. ROSS | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: RICHARD F. SYRON | Mgmt | For | For | For | |||
14.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
15.0 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1995 DIRECTORS' STOCK COMPENSATION PLAN. | Mgmt | For | For | For | |||
Federal Home Loan Mortgage Corporati | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 313400301 | 09/08/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BARBARA T. ALEXANDER | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEOFFREY T. BOISI | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHELLE ENGLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT R. GLAUBER | Mgmt | For | For | For | |||
1.5 | DIRECTOR RICHARD KARL GOELTZ | Mgmt | For | For | For | |||
1.6 | DIRECTOR THOMAS S. JOHNSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR WILLIAM M. LEWIS, JR. | Mgmt | For | For | For | |||
1.8 | DIRECTOR EUGENE M. MCQUADE | Mgmt | For | For | For | |||
1.9 | DIRECTOR SHAUN F. O'MALLEY | Mgmt | For | For | For | |||
1.10 | DIRECTOR JEFFREY M. PEEK | Mgmt | For | For | For | |||
1.11 | DIRECTOR RONALD F. POE | Mgmt | For | For | For | |||
1.12 | DIRECTOR STEPHEN A. ROSS | Mgmt | For | For | For | |||
1.13 | DIRECTOR RICHARD F. SYRON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2006. | Mgmt | For | For | For | |||
3.0 | A STOCKHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
Fedex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP9 31428X106 | 09/25/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES L. BARKSDALE | Mgmt | For | For | For | |||
1.2 | DIRECTOR AUGUST A. BUSCH IV | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN A. EDWARDSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR JUDITH L. ESTRIN | Mgmt | For | For | For | |||
1.5 | DIRECTOR J. KENNETH GLASS | Mgmt | For | For | For | |||
1.6 | DIRECTOR PHILIP GREER | Mgmt | For | For | For | |||
1.7 | DIRECTOR J.R. HYDE, III | Mgmt | For | For | For | |||
1.8 | DIRECTOR SHIRLEY A. JACKSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN R. LORANGER | Mgmt | For | For | For | |||
1.10 | DIRECTOR CHARLES T. MANATT | Mgmt | For | For | For | |||
1.11 | DIRECTOR FREDERICK W. SMITH | Mgmt | For | For | For | |||
1.12 | DIRECTOR JOSHUA I. SMITH | Mgmt | For | For | For | |||
1.13 | DIRECTOR PAUL S. WALSH | Mgmt | For | For | For | |||
1.14 | DIRECTOR PETER S. WILLMOTT | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING REPORT. | ShrHldr | Against | Against | For | |||
5.0 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR DIRECTOR ELECTIONS. | ShrHldr | Against | For | Against | |||
Fidelity National Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNF | CUSIP9 316326107 | 10/23/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED JUNE 25, 2006, AS AMENDED AND RESTATED AS OF SEPTEMBER 18, 2006, BY AND BETWEEN FIDELITY NATIONAL INFORMATION SERVICES, INC. AND FIDELITY NATIONAL FINANCIAL, INC., WHEREBY FIDELITY NATIONAL FINANCIAL, IN | Mgmt | For | For | For | |||
2.1 | DIRECTOR JOHN F. FARRELL, JR. | Mgmt | For | For | For | |||
2.2 | DIRECTOR DANIEL D. (RON) LANE | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR. | Mgmt | For | For | For | |||
First Data Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDC | CUSIP9 319963104 | 05/30/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: DAVID A. COULTER | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: HENRY C. DUQUES | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: RICHARD P. KIPHART | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JOAN E. SPERO | Mgmt | For | For | For | |||
5.0 | THE APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES ISSUABLE UNDER THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN BY 12,500,000 SHARES OF COMPANY COMMON STOCK. | Mgmt | For | For | For | |||
6.0 | THE APPROVAL OF THE 2006 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN AND THE ALLOCATION OF 1,500,000 SHARES OF COMPANY COMMON STOCK TO THE PLAN. | Mgmt | For | For | For | |||
7.0 | THE APPROVAL OF AMENDMENTS TO THE COMPANY'S 2002 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
8.0 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007. | Mgmt | For | For | For | |||
Fmc Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP9 30249U101 | 05/04/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ASBJORN LARSEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOSEPH H. NETHERLAND | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES R. THOMPSON | Mgmt | For | For | For | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP9 345838106 | 08/07/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR HOWARD SOLOMON | Mgmt | For | For | For | |||
1.2 | DIRECTOR NESLI BASGOZ, M.D. | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM J. CANDEE, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR GEORGE S. COHAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR DAN L. GOLDWASSER | Mgmt | For | For | For | |||
1.6 | DIRECTOR KENNETH E. GOODMAN | Mgmt | For | For | For | |||
1.7 | DIRECTOR LESTER B. SALANS, M.D. | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Genentech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNA | CUSIP9 368710406 | 04/20/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR HERBERT W. BOYER | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM M. BURNS | Mgmt | For | For | For | |||
1.3 | DIRECTOR ERICH HUNZIKER | Mgmt | For | For | For | |||
1.4 | DIRECTOR JONATHAN K.C. KNOWLES | Mgmt | For | For | For | |||
1.5 | DIRECTOR ARTHUR D. LEVINSON | Mgmt | For | For | For | |||
1.6 | DIRECTOR DEBRA L. REED | Mgmt | For | For | For | |||
1.7 | DIRECTOR CHARLES A. SANDERS | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP9 369604103 | 04/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES I. CASH, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR SIR WILLIAM M. CASTELL | Mgmt | For | For | For | |||
1.3 | DIRECTOR ANN M. FUDGE | Mgmt | For | For | For | |||
1.4 | DIRECTOR CLAUDIO X. GONZALEZ | Mgmt | For | For | For | |||
1.5 | DIRECTOR SUSAN HOCKFIELD | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY R. IMMELT | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANDREA JUNG | Mgmt | For | For | For | |||
1.8 | DIRECTOR ALAN G.(A.G.) LAFLEY | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT W. LANE | Mgmt | For | For | For | |||
1.10 | DIRECTOR RALPH S. LARSEN | Mgmt | For | For | For | |||
1.11 | DIRECTOR ROCHELLE B. LAZARUS | Mgmt | For | For | For | |||
1.12 | DIRECTOR SAM NUNN | Mgmt | For | For | For | |||
1.13 | DIRECTOR ROGER S. PENSKE | Mgmt | For | For | For | |||
1.14 | DIRECTOR ROBERT J. SWIERINGA | Mgmt | For | For | For | |||
1.15 | DIRECTOR DOUGLAS A. WARNER III | Mgmt | For | For | For | |||
1.16 | DIRECTOR ROBERT C. WRIGHT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF KPMG | Mgmt | For | For | For | |||
3.0 | ADOPTION OF MAJORITY VOTING FOR DIRECTORS | Mgmt | For | For | For | |||
4.0 | APPROVAL OF 2007 LONG TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
5.0 | APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | Mgmt | For | Against | Against | |||
6.0 | CUMULATIVE VOTING | ShrHldr | Against | Against | For | |||
7.0 | CURB OVER-EXTENDED DIRECTORS | ShrHldr | Against | Against | For | |||
8.0 | ONE DIRECTOR FROM THE RANKS OF RETIREES | ShrHldr | Against | Against | For | |||
9.0 | INDEPENDENT BOARD CHAIRMAN | ShrHldr | Against | Against | For | |||
10.0 | ELIMINATE DIVIDEND EQUIVALENTS | ShrHldr | Against | Against | For | |||
11.0 | REPORT ON CHARITABLE CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
12.0 | GLOBAL WARMING REPORT | ShrHldr | Against | Against | For | |||
13.0 | ETHICAL CRITERIA FOR MILITARY CONTRACTS | ShrHldr | Against | Against | For | |||
14.0 | REPORT ON PAY DIFFERENTIAL | ShrHldr | Against | Against | For | |||
Gentex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNTX | CUSIP9 371901109 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOHN MULDER* | Mgmt | For | For | For | |||
1.2 | DIRECTOR FREDERICK SOTOK* | Mgmt | For | For | For | |||
1.3 | DIRECTOR WALLACE TSUHA* | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES WALLACE** | Mgmt | For | For | For | |||
2.0 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Golden West Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 381317106 | 08/31/2006 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 7, 2006, PURSUANT TO WHICH GOLDEN WEST FINANCIAL CORPORATION WILL MERGE WITH AND INTO A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA CORPORATION. | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP9 38259P508 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ERIC SCHMIDT | Mgmt | For | For | For | |||
1.2 | DIRECTOR SERGEY BRIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR LARRY PAGE | Mgmt | For | For | For | |||
1.4 | DIRECTOR L. JOHN DOERR | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOHN L. HENNESSY | Mgmt | For | For | For | |||
1.6 | DIRECTOR ARTHUR D. LEVINSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR ANN MATHER | Mgmt | For | For | For | |||
1.8 | DIRECTOR PAUL S. OTELLINI | Mgmt | For | For | For | |||
1.9 | DIRECTOR K. RAM SHRIRAM | Mgmt | For | For | For | |||
1.10 | DIRECTOR SHIRLEY M. TILGHMAN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY 4,500,000. | Mgmt | For | For | For | |||
4.0 | APPROVAL OF GOOGLE'S EXECUTIVE BONUS PLAN. | Mgmt | For | For | For | |||
5.0 | STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF ACCESS TO THE INTERNET. | ShrHldr | Against | Against | For | |||
Harley-davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP9 412822108 | 04/28/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BARRY K. ALLEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR RICHARD I. BEATTIE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JUDSON C. GREEN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. | Mgmt | For | For | For | |||
Harman International Industries, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP9 413086109 | 11/02/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR EDWARD H. MEYER | Mgmt | For | For | For | |||
1.2 | DIRECTOR GINA HARMAN | Mgmt | For | For | For | |||
Henry Schein, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSIC | CUSIP9 806407102 | 05/15/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STANLEY M. BERGMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR GERALD A. BENJAMIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES P. BRESLAWSKI | Mgmt | For | For | For | |||
1.4 | DIRECTOR MARK E. MLOTEK | Mgmt | For | For | For | |||
1.5 | DIRECTOR STEVEN PALADINO | Mgmt | For | For | For | |||
1.6 | DIRECTOR BARRY J. ALPERIN | Mgmt | For | For | For | |||
1.7 | DIRECTOR PAUL BRONS | Mgmt | For | For | For | |||
1.8 | DIRECTOR DR. MARGARET A. HAMBURG | Mgmt | For | For | For | |||
1.9 | DIRECTOR DONALD J. KABAT | Mgmt | For | For | For | |||
1.10 | DIRECTOR PHILIP A. LASKAWY | Mgmt | For | For | For | |||
1.11 | DIRECTOR NORMAN S. MATTHEWS | Mgmt | For | For | For | |||
1.12 | DIRECTOR MARVIN H. SCHEIN | Mgmt | For | For | For | |||
1.13 | DIRECTOR DR. LOUIS W. SULLIVAN | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO AMEND AND RESTATE THE COMPANY'S 1994 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN TW0002317005 | 06/08/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2.0 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||
3.0 | Approve Capitalization of 2006 Dividends and Employee Profit Sharing | Mgmt | For | For | For | |||
4.0 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Mgmt | For | For | For | |||
5.0 | Amend Articles of Association | Mgmt | For | For | For | |||
6.0 | Amend Election Rules of Directors and Supervisors | Mgmt | For | For | For | |||
7.0 | Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | For | |||
8.0 | Elect Directors and Supervisors | Mgmt | For | For | For | |||
9.0 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | For | |||
10.0 | Other Business | Mgmt | ||||||
Hudson City Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCBK | CUSIP9 443683107 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM J. COSGROVE | Mgmt | For | For | For | |||
1.2 | DIRECTOR DONALD O. QUEST, M.D. | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOSEPH G. SPONHOLZ | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Iac/interactivecorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IACI | CUSIP9 44919P300 | 06/13/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM H. BERKMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR EDGAR BRONFMAN, JR. | Mgmt | For | For | For | |||
1.3 | DIRECTOR BARRY DILLER | Mgmt | For | For | For | |||
1.4 | DIRECTOR VICTOR A. KAUFMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR DONALD R. KEOUGH* | Mgmt | For | For | For | |||
1.6 | DIRECTOR BRYAN LOURD* | Mgmt | For | For | For | |||
1.7 | DIRECTOR JOHN C. MALONE | Mgmt | For | For | For | |||
1.8 | DIRECTOR ARTHUR C. MARTINEZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN RATTNER | Mgmt | For | For | For | |||
1.10 | DIRECTOR GEN. H.N. SCHWARZKOPF* | Mgmt | For | For | For | |||
1.11 | DIRECTOR ALAN G. SPOON | Mgmt | For | For | For | |||
1.12 | DIRECTOR DIANE VON FURSTENBERG | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
Idexx Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDXX | CUSIP9 45168D104 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JONATHAN W. AYERS | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT J. MURRAY | Mgmt | For | For | For | |||
2.0 | AMENDMENT TO IDEXX LABORATORIES, INC. 2003 STOCK INCENTIVE PLAN. TO APPROVE AND ADOPT A PROPOSED AMENDMENT TO OUR 2003 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 1,850,000 TO 3,150,000 SHARES. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CUR | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP9 458140100 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: CRAIG R. BARRETT | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: SUSAN L. DECKER | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: D. JAMES GUZY | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: REED E. HUNDT | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JANE E. SHAW | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: JOHN L. THORNTON | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Mgmt | For | For | For | |||
12.0 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
13.0 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Mgmt | For | For | For | |||
14.0 | APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE PLAN | Mgmt | For | For | For | |||
15.0 | STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
Intersil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIL | CUSIP9 46069S109 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID B. BELL | Mgmt | For | For | For | |||
1.2 | DIRECTOR RICHARD M. BEYER | Mgmt | For | For | For | |||
1.3 | DIRECTOR DR. ROBERT W. CONN | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES V. DILLER | Mgmt | For | For | For | |||
1.5 | DIRECTOR GARY E. GIST | Mgmt | For | For | For | |||
1.6 | DIRECTOR MERCEDES JOHNSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR GREGORY LANG | Mgmt | For | For | For | |||
1.8 | DIRECTOR JAN PEETERS | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT N. POKELWALDT | Mgmt | For | For | For | |||
1.10 | DIRECTOR JAMES A. URRY | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT, REGISTERED CERTIFIED PUBLIC ACCOUNTANTS. | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP9 461202103 | 12/15/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEPHEN M. BENNETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR CHRISTOPHER W. BRODY | Mgmt | For | For | For | |||
1.3 | DIRECTOR WILLIAM V. CAMPBELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR SCOTT D. COOK | Mgmt | For | For | For | |||
1.5 | DIRECTOR L. JOHN DOERR | Mgmt | For | For | For | |||
1.6 | DIRECTOR DIANE B. GREENE | Mgmt | For | For | For | |||
1.7 | DIRECTOR MICHAEL R. HALLMAN | Mgmt | For | For | For | |||
1.8 | DIRECTOR DENNIS D. POWELL | Mgmt | For | For | For | |||
1.9 | DIRECTOR STRATTON D. SCLAVOS | Mgmt | For | For | For | |||
2.0 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007. | Mgmt | For | For | For | |||
3.0 | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
4.0 | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP9 478160104 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MARY S. COLEMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JAMES G. CULLEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR MICHAEL M.E. JOHNS | Mgmt | For | For | For | |||
1.4 | DIRECTOR ARNOLD G. LANGBO | Mgmt | For | For | For | |||
1.5 | DIRECTOR SUSAN L. LINDQUIST | Mgmt | For | For | For | |||
1.6 | DIRECTOR LEO F. MULLIN | Mgmt | For | For | For | |||
1.7 | DIRECTOR CHRISTINE A. POON | Mgmt | For | For | For | |||
1.8 | DIRECTOR CHARLES PRINCE | Mgmt | For | For | For | |||
1.9 | DIRECTOR STEVEN S REINEMUND | Mgmt | For | For | For | |||
1.10 | DIRECTOR DAVID SATCHER | Mgmt | For | For | For | |||
1.11 | DIRECTOR WILLIAM C. WELDON | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3.0 | PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
4.0 | PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP9 478366107 | 01/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT L. BARNETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR EUGENIO C. REYES-RETANA | Mgmt | For | For | For | |||
1.3 | DIRECTOR JEFFREY A. JOERRES | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD F. TEERLINK | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 STOCK OPTION PLAN. | Mgmt | For | For | For | |||
Kla-tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP9 482480100 | 03/29/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR H. RAYMOND BINGHAM** | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT T. BOND** | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID C. WANG** | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT M. CALDERONI* | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2007. | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP9 500255104 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEVEN A. BURD | Mgmt | For | For | For | |||
1.2 | DIRECTOR WAYNE EMBRY | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES D. ERICSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR JOHN F. HERMA | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM S. KELLOGG | Mgmt | For | For | For | |||
1.6 | DIRECTOR KEVIN MANSELL | Mgmt | For | For | For | |||
1.7 | DIRECTOR R. LAWRENCE MONTGOMERY | Mgmt | For | For | For | |||
1.8 | DIRECTOR FRANK V. SICA | Mgmt | For | For | For | |||
1.9 | DIRECTOR PETER M. SOMMERHAUSER | Mgmt | For | For | For | |||
1.10 | DIRECTOR STEPHEN E. WATSON | Mgmt | For | For | For | |||
1.11 | DIRECTOR R. ELTON WHITE | Mgmt | For | For | For | |||
2.0 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | MANAGEMENT PROPOSAL TO AMEND OUR 2003 LONG TERM COMPENSATION PLAN. | Mgmt | For | For | For | |||
4.0 | MANAGEMENT PROPOSAL TO APPROVE OUR EXECUTIVE BONUS PLAN. | Mgmt | For | For | For | |||
5.0 | MANAGEMENT PROPOSAL TO AMEND OUR ARTICLES OF INCORPORATION TO ALLOW THE BOARD OF DIRECTORS TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
6.0 | SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE PROCESS TO AMEND OUR ARTICLES OF INCORPORATION TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS. | ShrHldr | Against | Against | For | |||
Kyphon Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYPH | CUSIP9 501577100 | 06/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR D. KEITH GROSSMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR JACK W. LASERSOHN | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2002 STOCK PLAN. | Mgmt | For | Against | Against | |||
3.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF KYPHON INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN FR0000120321 | 04/24/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual/Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2.0 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
3.0 | Approve Allocation of Income and Dividends of EUR 1.18 per Share | Mgmt | For | For | For | |||
4.0 | Approve Special Auditors' Report Regarding Related-Party Transactions | Mgmt | For | For | For | |||
5.0 | Reelect Liliane Bettencourt as Director | Mgmt | For | For | For | |||
6.0 | Elect Annette Roux as Director | Mgmt | For | For | For | |||
7.0 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||
8.0 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 59.77 Million | Mgmt | For | For | For | |||
9.0 | Approve Stock Option Plans Grants | Mgmt | For | For | For | |||
10.0 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | For | |||
11.0 | Approve/Amend Employee Savings-Related Share Purchase Plan | Mgmt | For | For | For | |||
12.0 | Amend Articles of Association Re: Record Date and Attendance of General Meetings through Videoconference and Telecommunication | Mgmt | For | For | For | |||
13.0 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 53071M104 | 05/01/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | THE INCENTIVE PLAN PROPOSAL | Mgmt | For | Against | Against | |||
2.1 | DIRECTORS ROBERT R. BENNETT | Mgmt | For | For | For | |||
2.2 | DIRECTORS PAUL A. GOULD | Mgmt | For | For | For | |||
2.3 | DIRECTORS JOHN C. MALONE | Mgmt | For | For | For | |||
3.0 | THE AUDITORS RATIFICATION PROPOSAL | Mgmt | For | For | For | |||
Lincare Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNCR | CUSIP9 532791100 | 05/07/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR J.P. BYRNES | Mgmt | For | For | For | |||
1.2 | DIRECTOR S.H. ALTMAN, PH.D. | Mgmt | For | For | For | |||
1.3 | DIRECTOR C.B. BLACK | Mgmt | For | For | For | |||
1.4 | DIRECTOR F.D. BYRNE, M.D. | Mgmt | For | For | For | |||
1.5 | DIRECTOR W.F. MILLER, III | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE COMPANY'S 2007 STOCK PLAN. | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL - BOARD DIVERSITY. | ShrHldr | Against | Against | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP9 535678106 | 11/01/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT H. SWANSON, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID S. LEE | Mgmt | For | For | For | |||
1.3 | DIRECTOR LOTHAR MAIER | Mgmt | For | For | For | |||
1.4 | DIRECTOR RICHARD M. MOLEY | Mgmt | For | For | For | |||
1.5 | DIRECTOR THOMAS S. VOLPE | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2007. | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP9 548661107 | 05/25/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. BERNAUER | Mgmt | For | For | For | |||
1.2 | DIRECTOR LEONARD L. BERRY | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAWN E. HUDSON | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT A. NIBLOCK | Mgmt | For | For | For | |||
2.0 | TO APPROVE AN AMENDMENT TO THE LOWE'S COMPANIES EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Mgmt | For | For | For | |||
4.0 | SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES. | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT ON WOOD PROCUREMENT. | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF EACH DIRECTOR. | ShrHldr | Against | For | Against | |||
7.0 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS. | ShrHldr | Against | Against | For | |||
8.0 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION PLAN. | ShrHldr | Against | Against | For | |||
M&T Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTB | CUSIP9 55261F104 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR BRENT D. BAIRD | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROBERT J. BENNETT | Mgmt | For | For | For | |||
1.3 | DIRECTOR C. ANGELA BONTEMPO | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT T. BRADY | Mgmt | For | For | For | |||
1.5 | DIRECTOR MICHAEL D. BUCKLEY | Mgmt | For | For | For | |||
1.6 | DIRECTOR T.J. CUNNINGHAM III | Mgmt | For | For | For | |||
1.7 | DIRECTOR MARK J. CZARNECKI | Mgmt | For | For | For | |||
1.8 | DIRECTOR COLM E. DOHERTY | Mgmt | For | For | For | |||
1.9 | DIRECTOR RICHARD E. GARMAN | Mgmt | For | For | For | |||
1.10 | DIRECTOR DANIEL R. HAWBAKER | Mgmt | For | For | For | |||
1.11 | DIRECTOR PATRICK W.E. HODGSON | Mgmt | For | For | For | |||
1.12 | DIRECTOR RICHARD G. KING | Mgmt | For | For | For | |||
1.13 | DIRECTOR REGINALD B. NEWMAN, II | Mgmt | For | For | For | |||
1.14 | DIRECTOR JORGE G. PEREIRA | Mgmt | For | For | For | |||
1.15 | DIRECTOR MICHAEL P. PINTO | Mgmt | For | For | For | |||
1.16 | DIRECTOR ROBERT E. SADLER, JR. | Mgmt | For | For | For | |||
1.17 | DIRECTOR EUGENE J. SHEEHY | Mgmt | For | For | For | |||
1.18 | DIRECTOR STEPHEN G. SHEETZ | Mgmt | For | For | For | |||
1.19 | DIRECTOR HERBERT L. WASHINGTON | Mgmt | For | For | For | |||
1.20 | DIRECTOR ROBERT G. WILMERS | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT PUBLIC ACCOUNTANT OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP9 58155Q103 | 07/26/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WAYNE A. BUDD | Mgmt | For | For | For | |||
1.2 | DIRECTOR ALTON F. IRBY III | Mgmt | For | For | For | |||
1.3 | DIRECTOR DAVID M. LAWRENCE, M.D. | Mgmt | For | For | For | |||
1.4 | DIRECTOR JAMES V. NAPIER | Mgmt | For | For | For | |||
2.0 | RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION OF DIRECTORS. | ShrHldr | Against | For | Against | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP9 58405U102 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR HOWARD W. BARKER, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID B. SNOW, JR. | Mgmt | For | For | For | |||
2.0 | TO AMEND THE COMPANY'S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PHASE-IN OF THE ANNUAL ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
4.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Mgmt | For | For | For | |||
Medicis Pharmaceutical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRX | CUSIP9 584690309 | 05/22/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JONAH SHACKNAI | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL A. PIETRANGELO | Mgmt | For | For | For | |||
1.3 | DIRECTOR LOTTIE H. SHACKELFORD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AMENDMENT NO. 3 TO THE MEDICIS 2006 INCENTIVE AWARD PLAN. | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP9 585055106 | 08/24/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD H. ANDERSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL R. BONSIGNORE | Mgmt | For | For | For | |||
1.3 | DIRECTOR ROBERT C. POZEN | Mgmt | For | For | For | |||
1.4 | DIRECTOR GORDON M. SPRENGER | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL." " | ShrHldr | Against | Against | For | |||
Mentor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNT | CUSIP9 587188103 | 09/13/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO APPROVE A DECREASE IN THE AUTHORIZED NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FROM NINE TO SEVEN. | Mgmt | For | For | For | |||
2.1 | DIRECTOR JOSEPH E. WHITTERS | Mgmt | For | For | For | |||
2.2 | DIRECTOR MICHAEL L. EMMONS | Mgmt | For | For | For | |||
2.3 | DIRECTOR WALTER W. FASTER | Mgmt | For | For | For | |||
2.4 | DIRECTOR JOSHUA H. LEVINE | Mgmt | For | For | For | |||
2.5 | DIRECTOR MICHAEL NAKONECHNY | Mgmt | For | For | For | |||
2.6 | DIRECTOR RONALD J. ROSSI | Mgmt | For | For | For | |||
2.7 | DIRECTOR JEFFREY W. UBBEN | Mgmt | For | For | For | |||
3.0 | TO APPROVE AN AMENDMENT TO THE 2005 LONG-TERM INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AVAILABLE FOR AWARD GRANTS BY 1,600,000 SHARES. | Mgmt | For | For | For | |||
4.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Mgmt | For | For | For | |||
Microchip Technology Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP9 595017104 | 08/18/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR STEVE SANGHI | Mgmt | For | For | For | |||
1.2 | DIRECTOR ALBERT J. HUGO-MARTINEZ | Mgmt | For | For | For | |||
1.3 | DIRECTOR L.B. DAY | Mgmt | For | For | For | |||
1.4 | DIRECTOR MATTHEW W. CHAPMAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR WADE F. MEYERCORD | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30% LIMITATION ON THE NUMBER OF SHARES THAT CAN BE GRANTED AS RESTRICTED STOCK UNITS SO THAT WE CAN CONTINUE GRANTING RESTRICTED STOCK UNITS INSTEAD OF STOCK OPTIONS A | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS FOR PERFORMANCE-BASED COMPENSATION" UNDER 162(M) OF THE INTER | Mgmt | For | For | For | |||
4.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP9 594918104 | 11/14/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: DINA DUBLON | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: JON A. SHIRLEY | Mgmt | For | For | For | |||
10.0 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Mgmt | For | For | For | |||
11.0 | SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS | ShrHldr | Against | Against | For | |||
12.0 | SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN EQUAL EMPLOYMENT OPPORTUNITY POLICY | ShrHldr | Against | Against | For | |||
13.0 | SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR | ShrHldr | Against | Against | For | |||
Mine Safety Appliances Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNESP | CUSIP9 602720104 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ROBERT A. BRUGGEWORTH | Mgmt | For | For | For | |||
1.2 | DIRECTOR JAMES A. CEDERNA | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN C. UNKOVIC | Mgmt | For | For | For | |||
2.0 | SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP9 626717102 | 05/09/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR F.W. BLUE | Mgmt | For | For | For | |||
1.2 | DIRECTOR C.P. DEMING | Mgmt | For | For | For | |||
1.3 | DIRECTOR R.A. HERMES | Mgmt | For | For | For | |||
1.4 | DIRECTOR J.V. KELLEY | Mgmt | For | For | For | |||
1.5 | DIRECTOR R.M. MURPHY | Mgmt | For | For | For | |||
1.6 | DIRECTOR W.C. NOLAN, JR. | Mgmt | For | For | For | |||
1.7 | DIRECTOR I.B. RAMBERG | Mgmt | For | For | For | |||
1.8 | DIRECTOR N.E. SCHMALE | Mgmt | For | For | For | |||
1.9 | DIRECTOR D.J.H. SMITH | Mgmt | For | For | For | |||
1.10 | DIRECTOR C.G. THEUS | Mgmt | For | For | For | |||
2.0 | APPROVE THE PROPOSED 2007 LONG-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | APPROVE THE PROPOSED 2007 ANNUAL INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | APPROVE THE PROPOSED AMENDMENTS TO THE EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
5.0 | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
National Instruments Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NATI | CUSIP9 636518102 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES J. TRUCHARD | Mgmt | For | For | For | |||
1.2 | DIRECTOR CHARLES J. ROESSLEIN | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | Mgmt | For | For | For | |||
Navteq Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVT | CUSIP9 63936L100 | 05/22/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR RICHARD J.A. DE LANGE | Mgmt | For | For | For | |||
1.2 | DIRECTOR CHRISTOPHER GALVIN | Mgmt | For | For | For | |||
1.3 | DIRECTOR ANDREW J. GREEN | Mgmt | For | For | For | |||
1.4 | DIRECTOR JUDSON C. GREEN | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM L. KIMSEY | Mgmt | For | For | For | |||
1.6 | DIRECTOR SCOTT D. MILLER | Mgmt | For | For | For | |||
1.7 | DIRECTOR DIRK-JAN VAN OMMEREN | Mgmt | For | For | For | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP9 651290108 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID A. TRICE | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID F. SCHAIBLE | Mgmt | For | For | For | |||
1.3 | DIRECTOR HOWARD H. NEWMAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR THOMAS G. RICKS | Mgmt | For | For | For | |||
1.5 | DIRECTOR C.E. (CHUCK) SHULTZ | Mgmt | For | For | For | |||
1.6 | DIRECTOR DENNIS R. HENDRIX | Mgmt | For | For | For | |||
1.7 | DIRECTOR PHILIP J. BURGUIERES | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN RANDOLPH KEMP III | Mgmt | For | For | For | |||
1.9 | DIRECTOR J. MICHAEL LACEY | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOSEPH H. NETHERLAND | Mgmt | For | For | For | |||
1.11 | DIRECTOR J. TERRY STRANGE | Mgmt | For | For | For | |||
1.12 | DIRECTOR PAMELA J. GARDNER | Mgmt | For | For | For | |||
1.13 | DIRECTOR JUANITA F. ROMANS | Mgmt | For | For | For | |||
2.0 | APPROVAL OF NEWFIELD EXPLORATION COMPANY 2007 OMNIBUS STOCK PLAN | Mgmt | For | For | For | |||
3.0 | APPROVAL OF SECOND AMENDMENT TO NEWFIELD EXPLORATION COMPANY 2000 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS | Mgmt | For | For | For | |||
Noble Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G65422100 | 04/26/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL A. CAWLEY | Mgmt | For | For | For | |||
1.2 | DIRECTOR LUKE R. CORBETT | Mgmt | For | For | For | |||
1.3 | DIRECTOR JACK E. LITTLE | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP9 686091109 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR LAWRENCE P. O'REILLY | Mgmt | For | For | For | |||
1.2 | DIRECTOR ROSALIE O'REILLY-WOOTEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOE C. GREENE | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT AUDITORS. | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP9 68389X105 | 10/09/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JEFFREY O. HENLEY | Mgmt | For | For | For | |||
1.2 | DIRECTOR LAWRENCE J. ELLISON | Mgmt | For | For | For | |||
1.3 | DIRECTOR DONALD L. LUCAS | Mgmt | For | For | For | |||
1.4 | DIRECTOR MICHAEL J. BOSKIN | Mgmt | For | For | For | |||
1.5 | DIRECTOR JACK F. KEMP | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY S. BERG | Mgmt | For | For | For | |||
1.7 | DIRECTOR SAFRA A. CATZ | Mgmt | For | For | For | |||
1.8 | DIRECTOR HECTOR GARCIA-MOLINA | Mgmt | For | For | For | |||
1.9 | DIRECTOR H. RAYMOND BINGHAM | Mgmt | For | For | For | |||
1.10 | DIRECTOR CHARLES E. PHILLIPS, JR | Mgmt | For | For | For | |||
1.11 | DIRECTOR NAOMI O. SELIGMAN | Mgmt | For | For | For | |||
2.0 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN. | Mgmt | For | Against | Against | |||
3.0 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007. | Mgmt | For | For | For | |||
4.0 | PROPOSAL FOR THE APPROVAL OF THE AMENDED AND RESTATED 1993 DIRECTORS' STOCK PLAN. | Mgmt | For | Against | Against | |||
Osi Restaurant Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSI | CUSIP9 67104A101 | 06/05/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 5, 2006, AMONG OSI RESTAURANT PARTNERS, INC., KANGAROO HOLDINGS, INC. AND KANGAROO ACQUISITION, INC. (THE MERGER AGREEMENT"). " | Mgmt | For | Against | Against | |||
2.0 | ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT. | Mgmt | For | Against | Against | |||
P.f. Chang's China Bistro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFCB | CUSIP9 69333Y108 | 04/27/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: RICHARD L. FEDERICO | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: F. LANE CARDWELL, JR. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: LESLEY H. HOWE | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: M. ANN RHOADES | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: R. MICHAEL WELBORN | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: KENNETH J. WESSELS | Mgmt | For | For | For | |||
8.0 | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 30, 2007. | Mgmt | For | For | For | |||
9.0 | APPROVAL OF ADJOURNMENT OF THE MEETING TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP9 704326107 | 10/05/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: GRANT M. INMAN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Mgmt | For | For | For | |||
Pepsico, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP9 713448108 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: D. DUBLON | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: V.J. DZAU | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: R.L. HUNT | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: A. IBARGUEN | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: A.C. MARTINEZ | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: I.K. NOOYI | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: J.J. SCHIRO | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: D. VASELLA | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: M.D. WHITE | Mgmt | For | For | For | |||
11.0 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Mgmt | For | For | For | |||
12.0 | APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY STATEMENT P. 37) | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS (PROXY STATEMENT P. 44) | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP9 740189105 | 08/16/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MARK DONEGAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR VERNON E. OECHSLE | Mgmt | For | For | For | |||
2.0 | AMENDING THE RESTATED ARTICLES OF INCORPORATION TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000 SHARES | Mgmt | For | For | For | |||
3.0 | REAPPROVING THE 2001 STOCK INCENTIVE PLAN | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP9 770323103 | 05/03/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ANDREW S. BERWICK, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR FREDERICK P. FURTH | Mgmt | For | For | For | |||
1.3 | DIRECTOR EDWARD W. GIBBONS | Mgmt | For | For | For | |||
1.4 | DIRECTOR HAROLD M. MESSMER, JR. | Mgmt | For | For | For | |||
1.5 | DIRECTOR THOMAS J. RYAN | Mgmt | For | For | For | |||
1.6 | DIRECTOR J. STEPHEN SCHAUB | Mgmt | For | For | For | |||
1.7 | DIRECTOR M. KEITH WADDELL | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF APPOINTMENT OF AUDITOR. | Mgmt | For | For | For | |||
3.0 | STOCKHOLDER PROPOSAL REGARDING SEXUAL ORIENTATION AND GENDER IDENTITY. | ShrHldr | Against | Against | For | |||
Rogers Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROG | CUSIP9 775133101 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR LEONARD M. BAKER | Mgmt | For | For | For | |||
1.2 | DIRECTOR WALTER E. BOOMER | Mgmt | For | For | For | |||
1.3 | DIRECTOR CHARLES M. BRENNAN, III | Mgmt | For | For | For | |||
1.4 | DIRECTOR GREGORY B. HOWEY | Mgmt | For | For | For | |||
1.5 | DIRECTOR LEONARD R. JASKOL | Mgmt | For | For | For | |||
1.6 | DIRECTOR CAROL R. JENSEN | Mgmt | For | For | For | |||
1.7 | DIRECTOR EILEEN S. KRAUS | Mgmt | For | For | For | |||
1.8 | DIRECTOR ROBERT G. PAUL | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT D. WACHOB | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROGERS CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 30, 2007. | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP9 778296103 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL J. BUSH | Mgmt | For | For | For | |||
1.2 | DIRECTOR NORMAN A. FERBER | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2008. | Mgmt | For | For | For | |||
Sabre Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP9 785905100 | 03/29/2007 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 12, 2006, AMONG SABRE HOLDINGS CORPORATION, SOVEREIGN HOLDINGS, INC. AND SOVEREIGN MERGER SUB, INC. AND APPROVE THE MERGER. | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
Schlumberger Limited (schlumberger N | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP9 806857108 | 04/11/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR P. CAMUS | Mgmt | For | For | For | |||
1.2 | DIRECTOR J.S. GORELICK | Mgmt | For | For | For | |||
1.3 | DIRECTOR A. GOULD | Mgmt | For | For | For | |||
1.4 | DIRECTOR T. ISAAC | Mgmt | For | For | For | |||
1.5 | DIRECTOR N. KUDRYAVTSEV | Mgmt | For | For | For | |||
1.6 | DIRECTOR A. LAJOUS | Mgmt | For | For | For | |||
1.7 | DIRECTOR M.E. MARKS | Mgmt | For | For | For | |||
1.8 | DIRECTOR D. PRIMAT | Mgmt | For | For | For | |||
1.9 | DIRECTOR L.R. REIF | Mgmt | For | For | For | |||
1.10 | DIRECTOR T.I. SANDVOLD | Mgmt | For | For | For | |||
1.11 | DIRECTOR N. SEYDOUX | Mgmt | For | For | For | |||
1.12 | DIRECTOR L.G. STUNTZ | Mgmt | For | For | For | |||
1.13 | DIRECTOR R. TALWAR | Mgmt | For | For | For | |||
2.0 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP9 81211K100 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF HANK BROWN AS A DIRECTOR. | Mgmt | For | For | For | |||
2.0 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | Mgmt | For | For | For | |||
3.0 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | Mgmt | For | For | For | |||
4.0 | ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR. | Mgmt | For | For | For | |||
6.0 | ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. | Mgmt | For | For | For | |||
7.0 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | Mgmt | For | For | For | |||
8.0 | ELECTION OF KENNETH P. MANNING AS A DIRECTOR. | Mgmt | For | For | For | |||
9.0 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | Mgmt | For | For | For | |||
10.0 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Smith International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SII | CUSIP9 832110100 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES R. GIBBS | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN YEARWOOD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF SECOND AMENDED AND RESTATED 1989 LONG-TERM INCENTIVE COMPENSATION PLAN | Mgmt | For | For | For | |||
3.0 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
Solectron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLR | CUSIP9 834182107 | 01/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM A. HASLER | Mgmt | For | For | For | |||
1.2 | DIRECTOR MICHAEL R. CANNON | Mgmt | For | For | For | |||
1.3 | DIRECTOR RICHARD A. D'AMORE | Mgmt | For | For | For | |||
1.4 | DIRECTOR H. PAULETT EBERHART | Mgmt | For | For | For | |||
1.5 | DIRECTOR HEINZ FRIDRICH | Mgmt | For | For | For | |||
1.6 | DIRECTOR WILLIAM R. GRABER | Mgmt | For | For | For | |||
1.7 | DIRECTOR DR. PAUL R. LOW | Mgmt | For | For | For | |||
1.8 | DIRECTOR C. WESLEY M. SCOTT | Mgmt | For | For | For | |||
1.9 | DIRECTOR CYRIL YANSOUNI | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2007. | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP9 844741108 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR COLLEEN C. BARRETT | Mgmt | For | For | For | |||
1.2 | DIRECTOR DAVID W. BIEGLER | Mgmt | For | For | For | |||
1.3 | DIRECTOR LOUIS E. CALDERA | Mgmt | For | For | For | |||
1.4 | DIRECTOR C. WEBB CROCKETT | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM H. CUNNINGHAM | Mgmt | For | For | For | |||
1.6 | DIRECTOR TRAVIS C. JOHNSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR HERBERT D. KELLEHER | Mgmt | For | For | For | |||
1.8 | DIRECTOR GARY C. KELLY | Mgmt | For | For | For | |||
1.9 | DIRECTOR NANCY B. LOEFFLER | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOHN T. MONTFORD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE SOUTHWEST AIRLINES CO. 2007 EQUITY INCENTIVE PLAN | Mgmt | For | For | For | |||
4.0 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 | Mgmt | For | For | For | |||
5.0 | APPROVAL OF A SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE MAJORITY VOTE WITH RESPECT TO CERTAIN MATTERS | ShrHldr | Against | Against | For | |||
Sprint Nextel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP9 852061100 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: KEITH J. BANE | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: ROBERT R. BENNETT | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: GARY D. FORSEE | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: V. JANET HILL | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: LINDA KOCH LORIMER | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Mgmt | For | For | For | |||
11.0 | TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007. | Mgmt | For | For | For | |||
12.0 | TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. | Mgmt | For | For | For | |||
13.0 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | ShrHldr | Against | For | Against | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP9 790849103 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL A. ROCCA | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEFAN K. WIDENSOHLER | Mgmt | For | For | For | |||
2.0 | TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
4.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP9 87612E106 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR CALVIN DARDEN | Mgmt | For | For | For | |||
1.2 | DIRECTOR ANNE M. MULCAHY | Mgmt | For | For | For | |||
1.3 | DIRECTOR STEPHEN W. SANGER | Mgmt | For | For | For | |||
1.4 | DIRECTOR GREGG W. STEINHAFEL | Mgmt | For | For | For | |||
2.0 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
5.0 | SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
Telephone And Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP9 879433100 | 09/12/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR C.D. O'LEARY | Mgmt | For | For | For | |||
1.2 | DIRECTOR M.H. SARANOW | Mgmt | For | For | For | |||
1.3 | DIRECTOR M.L. SOLOMON | Mgmt | For | For | For | |||
1.4 | DIRECTOR H.S. WANDER | Mgmt | For | For | For | |||
2.0 | RATIFY ACCOUNTANTS FOR 2006 | Mgmt | For | For | For | |||
Telephone And Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP9 879433860 | 09/12/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR C.D. O'LEARY | Mgmt | For | For | For | |||
1.2 | DIRECTOR M.H. SARANOW | Mgmt | For | For | For | |||
1.3 | DIRECTOR M.L. SOLOMON | Mgmt | For | For | For | |||
1.4 | DIRECTOR H.S. WANDER | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP9 882508104 | 04/19/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: J.R. ADAMS. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: D.L. BOREN. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: D.A. CARP. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: C.S. COX. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: T.J. ENGIBOUS. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: D.R. GOODE. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: P.H. PATSLEY. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: W.R. SANDERS. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: R.J. SIMMONS. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: R.K. TEMPLETON. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: C.T. WHITMAN. | Mgmt | For | For | For | |||
12.0 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Mgmt | For | For | For | |||
The Bank Of New York Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP9 064057102 | 04/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MR. BIONDI | Mgmt | For | For | For | |||
1.2 | DIRECTOR MR. DONOFRIO | Mgmt | For | For | For | |||
1.3 | DIRECTOR MR. HASSELL | Mgmt | For | For | For | |||
1.4 | DIRECTOR MR. KOGAN | Mgmt | For | For | For | |||
1.5 | DIRECTOR MR. KOWALSKI | Mgmt | For | For | For | |||
1.6 | DIRECTOR MR. LUKE | Mgmt | For | For | For | |||
1.7 | DIRECTOR MS. REIN | Mgmt | For | For | For | |||
1.8 | DIRECTOR MR. RENYI | Mgmt | For | For | For | |||
1.9 | DIRECTOR MR. RICHARDSON | Mgmt | For | For | For | |||
1.10 | DIRECTOR MR. SCOTT | Mgmt | For | For | For | |||
1.11 | DIRECTOR MR. VAUGHAN | Mgmt | For | For | For | |||
2.0 | A VOTE FOR" RATIFICATION OF AUDITORS " | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE MAJORITY VOTING | ShrHldr | Against | For | Against | |||
4.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
The Bank Of New York Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP9 064057102 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED AND RESTATED AS OF 3/30/07, BY AND BETWEEN MELLON FINANCIAL CORPORATION, THE BANK OF NEW YORK COMPANY, INC. AND TH | Mgmt | For | For | For | |||
2.0 | TO APPROVE A PROVISION IN THE CERTIFICATE OF INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF THE BY-LAWS, ALL AS MORE FU | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO'S CERTIFICATE OF INCORPORATION. | Mgmt | For | For | For | |||
4.0 | TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES. | Mgmt | For | For | For | |||
The E.W. Scripps Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSP | CUSIP9 811054204 | 04/26/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID A. GALLOWAY | Mgmt | For | For | For | |||
1.2 | DIRECTOR NICHOLAS B. PAUMGARTEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR RONALD W. TYSOE | Mgmt | For | For | For | |||
1.4 | DIRECTOR JULIE A. WRIGLEY | Mgmt | For | For | For | |||
The Talbots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLB | CUSIP9 874161102 | 05/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ARNOLD B. ZETCHER | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN W. GLEESON | Mgmt | For | For | For | |||
1.3 | DIRECTOR TSUTOMU KAJITA | Mgmt | For | For | For | |||
1.4 | DIRECTOR MOTOYA OKADA | Mgmt | For | For | For | |||
1.5 | DIRECTOR GARY M. PFEIFFER | Mgmt | For | For | For | |||
1.6 | DIRECTOR YOSHIHIRO SANO | Mgmt | For | For | For | |||
1.7 | DIRECTOR SUSAN M. SWAIN | Mgmt | For | For | For | |||
1.8 | DIRECTOR ISAO TSURUTA | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. | Mgmt | For | For | For | |||
3.0 | TO APPROVE AN AMENDMENT TO THE TALBOTS, INC. 2003 EXECUTIVE STOCK BASED INCENTIVE PLAN TO INCREASE BY 2,500,000 THE NUMBER OF AUTHORIZED SHARES. | Mgmt | For | Against | Against | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP9 254687106 | 03/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOHN E. BRYSON | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN S. CHEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR JUDITH L. ESTRIN | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT A. IGER | Mgmt | For | For | For | |||
1.5 | DIRECTOR STEVEN P. JOBS | Mgmt | For | For | For | |||
1.6 | DIRECTOR FRED H. LANGHAMMER | Mgmt | For | For | For | |||
1.7 | DIRECTOR AYLWIN B. LEWIS | Mgmt | For | For | For | |||
1.8 | DIRECTOR MONICA C. LOZANO | Mgmt | For | For | For | |||
1.9 | DIRECTOR ROBERT W. MATSCHULLAT | Mgmt | For | For | For | |||
1.10 | DIRECTOR JOHN E. PEPPER, JR. | Mgmt | For | For | For | |||
1.11 | DIRECTOR ORIN C. SMITH | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2007. | Mgmt | For | For | For | |||
3.0 | TO APPROVE THE AMENDMENTS TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Mgmt | For | For | For | |||
4.0 | TO APPROVE THE TERMS OF THE AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN. | Mgmt | For | Against | Against | |||
5.0 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO GREENMAIL. | ShrHldr | Against | Against | For | |||
6.0 | TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS. | ShrHldr | Against | For | Against | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP9 959802109 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DINYAR S. DEVITRE | Mgmt | For | For | For | |||
1.2 | DIRECTOR BETSY D. HOLDEN | Mgmt | For | For | For | |||
1.3 | DIRECTOR CHRISTINA A. GOLD | Mgmt | For | For | For | |||
2.0 | APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE WESTERN UNION COMPANY SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Mgmt | For | Against | Against | |||
4.0 | RATIFICATION OF SELECTION OF AUDITORS | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP9 887317105 | 05/18/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JAMES L. BARKSDALE | Mgmt | For | For | For | |||
1.2 | DIRECTOR JEFFREY L. BEWKES | Mgmt | For | For | For | |||
1.3 | DIRECTOR STEPHEN F. BOLLENBACH | Mgmt | For | For | For | |||
1.4 | DIRECTOR FRANK J. CAUFIELD | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROBERT C. CLARK | Mgmt | For | For | For | |||
1.6 | DIRECTOR MATHIAS DOPFNER | Mgmt | For | For | For | |||
1.7 | DIRECTOR JESSICA P. EINHORN | Mgmt | For | For | For | |||
1.8 | DIRECTOR REUBEN MARK | Mgmt | For | For | For | |||
1.9 | DIRECTOR MICHAEL A. MILES | Mgmt | For | For | For | |||
1.10 | DIRECTOR KENNETH J. NOVACK | Mgmt | For | For | For | |||
1.11 | DIRECTOR RICHARD D. PARSONS | Mgmt | For | For | For | |||
1.12 | DIRECTOR FRANCIS T. VINCENT, JR. | Mgmt | For | For | For | |||
1.13 | DIRECTOR DEBORAH C. WRIGHT | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF AUDITORS. | Mgmt | For | For | For | |||
3.0 | COMPANY PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS. | Mgmt | For | For | For | |||
4.0 | STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS. | ShrHldr | Against | Against | For | |||
5.0 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ROLES OF CHAIRMAN AND CEO. | ShrHldr | Against | For | Against | |||
6.0 | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. | ShrHldr | Against | For | Against | |||
7.0 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | ShrHldr | Against | Against | For | |||
8.0 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED. | ShrHldr | Against | Against | For | |||
Tractor Supply Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CUSIP9 892356106 | 05/02/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR JOSEPH H. SCARLETT, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR JAMES F. WRIGHT | Mgmt | For | For | For | |||
1.3 | DIRECTOR JACK C. BINGLEMAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR S.P. BRAUD | Mgmt | For | For | For | |||
1.5 | DIRECTOR CYNTHIA T. JAMISON | Mgmt | For | For | For | |||
1.6 | DIRECTOR GERARD E. JONES | Mgmt | For | For | For | |||
1.7 | DIRECTOR JOSEPH D. MAXWELL | Mgmt | For | For | For | |||
1.8 | DIRECTOR EDNA K. MORRIS | Mgmt | For | For | For | |||
1.9 | DIRECTOR JOE M. RODGERS | Mgmt | For | For | For | |||
2.0 | TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP9 911312106 | 05/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR MICHAEL J. BURNS | Mgmt | For | For | For | |||
1.2 | DIRECTOR D. SCOTT DAVIS | Mgmt | For | For | For | |||
1.3 | DIRECTOR STUART E. EIZENSTAT | Mgmt | For | For | For | |||
1.4 | DIRECTOR MICHAEL L. ESKEW | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMES P. KELLY | Mgmt | For | For | For | |||
1.6 | DIRECTOR ANN M. LIVERMORE | Mgmt | For | For | For | |||
1.7 | DIRECTOR VICTOR A. PELSON | Mgmt | For | For | For | |||
1.8 | DIRECTOR JOHN W. THOMPSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR CAROL B. TOME | Mgmt | For | For | For | |||
1.10 | DIRECTOR BEN VERWAAYEN | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
United States Cellular Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USM | CUSIP9 911684108 | 05/08/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | DIRECTOR P.H. DENUIT | Mgmt | For | For | For | |||
2.0 | RATIFY ACCOUNTANTS FOR 2007. | Mgmt | For | For | For | |||
United States Cellular Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USM | CUSIP9 911684108 | 09/14/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | DIRECTOR H.J. HARCZAK, JR. | Mgmt | For | For | For | |||
2.0 | RATIFY ACCOUNTANTS FOR 2006. | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP9 913017109 | 04/11/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR LOUIS R. CHENEVERT | Mgmt | For | For | For | |||
1.2 | DIRECTOR GEORGE DAVID | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN V. FARACI | Mgmt | For | For | For | |||
1.4 | DIRECTOR JEAN-PIERRE GARNIER | Mgmt | For | For | For | |||
1.5 | DIRECTOR JAMIE S. GORELICK | Mgmt | For | For | For | |||
1.6 | DIRECTOR CHARLES R. LEE | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD D. MCCORMICK | Mgmt | For | For | For | |||
1.8 | DIRECTOR HAROLD MCGRAW III | Mgmt | For | For | For | |||
1.9 | DIRECTOR RICHARD B. MYERS | Mgmt | For | For | For | |||
1.10 | DIRECTOR FRANK P. POPOFF | Mgmt | For | For | For | |||
1.11 | DIRECTOR H. PATRICK SWYGERT | Mgmt | For | For | For | |||
1.12 | DIRECTOR ANDRE VILLENEUVE | Mgmt | For | For | For | |||
1.13 | DIRECTOR H.A. WAGNER | Mgmt | For | For | For | |||
1.14 | DIRECTOR CHRISTINE TODD WHITMAN | Mgmt | For | For | For | |||
2.0 | APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 | Mgmt | For | For | For | |||
3.0 | SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS | ShrHldr | Against | Against | For | |||
4.0 | SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES | ShrHldr | Against | Against | For | |||
5.0 | SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS | ShrHldr | Against | Against | For | |||
6.0 | SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION | ShrHldr | Against | Against | For | |||
7.0 | SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE | ShrHldr | Against | Against | For | |||
Unitedhealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP9 91324P102 | 05/29/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLIAM C. BALLARD, JR. | Mgmt | For | For | For | |||
1.2 | DIRECTOR RICHARD T. BURKE | Mgmt | For | For | For | |||
1.3 | DIRECTOR STEPHEN J. HEMSLEY | Mgmt | For | For | For | |||
1.4 | DIRECTOR ROBERT J. DARRETTA | Mgmt | For | For | For | |||
2.0 | AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING A MAJORITY VOTE FOR ELECTION OF DIRECTORS | Mgmt | For | For | For | |||
3.0 | AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | For | For | For | |||
4.0 | AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE REMOVAL OF DIRECTORS | Mgmt | For | For | For | |||
5.0 | AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY PROVISIONS RELATING TO CERTAIN BUSINESS COMBINATIONS | Mgmt | For | For | For | |||
6.0 | ADOPTION OF RESTATED ARTICLES OF INCORPORATION | Mgmt | For | For | For | |||
7.0 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007 | Mgmt | For | For | For | |||
8.0 | SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING SHARES | ShrHldr | Against | Against | For | |||
9.0 | SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN | ShrHldr | Against | Against | For | |||
10.0 | SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | ShrHldr | Against | Against | For | |||
11.0 | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP'S BOARD OF DIRECTORS | ShrHldr | Against | Against | For | |||
Wachovia Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WB | CUSIP9 929903102 | 04/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR ERNEST S. RADY*** | Mgmt | For | For | For | |||
1.2 | DIRECTOR JERRY GITT** | Mgmt | For | For | For | |||
1.3 | DIRECTOR JOHN T. CASTEEN, III* | Mgmt | For | For | For | |||
1.4 | DIRECTOR MARYELLEN C. HERRINGER* | Mgmt | For | For | For | |||
1.5 | DIRECTOR JOSEPH NEUBAUER* | Mgmt | For | For | For | |||
1.6 | DIRECTOR TIMOTHY D. PROCTOR* | Mgmt | For | For | For | |||
1.7 | DIRECTOR VAN L. RICHEY* | Mgmt | For | For | For | |||
1.8 | DIRECTOR DONA DAVIS YOUNG* | Mgmt | For | For | For | |||
2.0 | A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO ELIMINATE THE PROVISIONS CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Mgmt | For | For | For | |||
4.0 | A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2007. | Mgmt | For | For | For | |||
5.0 | A STOCKHOLDER PROPOSAL REGARDING NON-BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
6.0 | A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS OF DIRECTOR NOMINEES. | ShrHldr | Against | Against | For | |||
7.0 | A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL CONTRIBUTIONS. | ShrHldr | Against | Against | For | |||
8.0 | A STOCKHOLDER PROPOSAL REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | ShrHldr | Against | Against | For | |||
Wal-mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP9 931142103 | 06/01/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: JAMES W. BREYER | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: M. MICHELE BURNS | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: ROGER C. CORBETT | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: DAVID D. GLASS | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: JACK C. SHEWMAKER | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: JIM C. WALTON | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: S. ROBSON WALTON | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: LINDA S. WOLF | Mgmt | For | For | For | |||
16.0 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Mgmt | For | For | For | |||
17.0 | CHARITABLE CONTRIBUTIONS REPORT | ShrHldr | Against | Against | For | |||
18.0 | UNIVERSAL HEALTH CARE POLICY | ShrHldr | Against | Against | For | |||
19.0 | PAY-FOR-SUPERIOR-PERFORMANCE | ShrHldr | Against | Against | For | |||
20.0 | EQUITY COMPENSATION GLASS CEILING | ShrHldr | Against | Against | For | |||
21.0 | COMPENSATION DISPARITY | ShrHldr | Against | Against | For | |||
22.0 | BUSINESS SOCIAL RESPONSIBILITY REPORT | ShrHldr | Against | Against | For | |||
23.0 | EXECUTIVE COMPENSATION VOTE | ShrHldr | Against | Against | For | |||
24.0 | POLITICAL CONTRIBUTIONS REPORT | ShrHldr | Against | Against | For | |||
25.0 | SOCIAL AND REPUTATION IMPACT REPORT | ShrHldr | Against | Against | For | |||
26.0 | CUMULATIVE VOTING | ShrHldr | Against | For | Against | |||
27.0 | QUALIFICATIONS FOR DIRECTOR NOMINEES | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP9 931422109 | 01/10/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. BERNAUER | Mgmt | For | For | For | |||
1.2 | DIRECTOR WILLIAM C. FOOTE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JAMES J. HOWARD | Mgmt | For | For | For | |||
1.4 | DIRECTOR ALAN G. MCNALLY | Mgmt | For | For | For | |||
1.5 | DIRECTOR CORDELL REED | Mgmt | For | For | For | |||
1.6 | DIRECTOR JEFFREY A. REIN | Mgmt | For | For | For | |||
1.7 | DIRECTOR NANCY M. SCHLICHTING | Mgmt | For | For | For | |||
1.8 | DIRECTOR DAVID Y. SCHWARTZ | Mgmt | For | For | For | |||
1.9 | DIRECTOR JAMES A. SKINNER | Mgmt | For | For | For | |||
1.10 | DIRECTOR MARILOU M. VON FERSTEL | Mgmt | For | For | For | |||
1.11 | DIRECTOR CHARLES R. WALGREEN III | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
3.0 | APPROVAL OF THE AMENDED AND RESTATED WALGREEN CO. RESTRICTED PERFORMANCE SHARE PLAN. | Mgmt | For | For | For | |||
Wellpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP9 94973V107 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR SHEILA P. BURKE | Mgmt | For | For | For | |||
1.2 | DIRECTOR VICTOR S. LISS | Mgmt | For | For | For | |||
1.3 | DIRECTOR JANE G. PISANO, PH.D. | Mgmt | For | For | For | |||
1.4 | DIRECTOR GEORGE A. SCHAEFER, JR. | Mgmt | For | For | For | |||
1.5 | DIRECTOR JACKIE M. WARD | Mgmt | For | For | For | |||
1.6 | DIRECTOR JOHN E. ZUCCOTTI | Mgmt | For | For | For | |||
2.0 | TO APPROVE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN NON-CONTESTED ELECTIONS. | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007. | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP9 949746101 | 04/24/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: JOHN S. CHEN. | Mgmt | For | For | For | |||
2.0 | ELECTION OF DIRECTOR: LLOYD H. DEAN. | Mgmt | For | For | For | |||
3.0 | ELECTION OF DIRECTOR: SUSAN E. ENGEL. | Mgmt | For | For | For | |||
4.0 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Mgmt | For | For | For | |||
5.0 | ELECTION OF DIRECTOR: ROBERT L. JOSS. | Mgmt | For | For | For | |||
6.0 | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. | Mgmt | For | For | For | |||
7.0 | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. | Mgmt | For | For | For | |||
8.0 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. | Mgmt | For | For | For | |||
9.0 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE. | Mgmt | For | For | For | |||
10.0 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. | Mgmt | For | For | For | |||
11.0 | ELECTION OF DIRECTOR: DONALD B. RICE. | Mgmt | For | For | For | |||
12.0 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. | Mgmt | For | For | For | |||
13.0 | ELECTION OF DIRECTOR: STEPHEN W. SANGER. | Mgmt | For | For | For | |||
14.0 | ELECTION OF DIRECTOR: SUSAN G. SWENSON. | Mgmt | For | For | For | |||
15.0 | ELECTION OF DIRECTOR: JOHN G. STUMPF. | Mgmt | For | For | For | |||
16.0 | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. | Mgmt | For | For | For | |||
17.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2007. | Mgmt | For | For | For | |||
18.0 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF BOARD CHAIRMAN AND CEO POSITIONS. | ShrHldr | Against | Against | For | |||
19.0 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ShrHldr | Against | Against | For | |||
20.0 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. | ShrHldr | Against | Against | For | |||
21.0 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA. | ShrHldr | Against | Against | For | |||
22.0 | STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION GOALS FOR WELLS FARGO AND ITS CUSTOMERS. | ShrHldr | Against | Against | For | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP9 969904101 | 05/16/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR W. HOWARD LESTER | Mgmt | For | For | For | |||
1.2 | DIRECTOR ADRIAN D.P. BELLAMY | Mgmt | For | For | For | |||
1.3 | DIRECTOR PATRICK J. CONNOLLY | Mgmt | For | For | For | |||
1.4 | DIRECTOR ADRIAN T. DILLON | Mgmt | For | For | For | |||
1.5 | DIRECTOR ANTHONY A. GREENER | Mgmt | For | For | For | |||
1.6 | DIRECTOR MICHAEL R. LYNCH | Mgmt | For | For | For | |||
1.7 | DIRECTOR RICHARD T. ROBERTSON | Mgmt | For | For | For | |||
1.8 | DIRECTOR DAVID B. ZENOFF | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2008. | Mgmt | For | For | For | |||
Wm. Wrigley Jr. Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWY | CUSIP9 982526105 | 03/14/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR THOMAS A. KNOWLTON | Mgmt | For | For | For | |||
1.2 | DIRECTOR STEVEN B. SAMPLE | Mgmt | For | For | For | |||
1.3 | DIRECTOR ALEX SHUMATE | Mgmt | For | For | For | |||
1.4 | DIRECTOR WILLIAM D. PEREZ | Mgmt | For | For | For | |||
2.0 | AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Mgmt | For | For | For | |||
3.0 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007. | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP9 983919101 | 07/26/2006 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR WILLEM P. ROELANDTS | Mgmt | For | For | For | |||
1.2 | DIRECTOR JOHN L. DOYLE | Mgmt | For | For | For | |||
1.3 | DIRECTOR JERALD G. FISHMAN | Mgmt | For | For | For | |||
1.4 | DIRECTOR PHILIP T. GIANOS | Mgmt | For | For | For | |||
1.5 | DIRECTOR WILLIAM G. HOWARD, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR J. MICHAEL PATTERSON | Mgmt | For | For | For | |||
1.7 | DIRECTOR E.W. VANDERSLICE | Mgmt | For | For | For | |||
2.0 | PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY'S 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | Mgmt | For | For | For | |||
3.0 | PROPOSAL TO APPROVE THE 2007 EQUITY INCENTIVE PLAN AND TO AUTHORIZE 10,000,000 SHARES TO BE RESERVED FOR ISSUANCE THEREUNDER. | Mgmt | For | For | For | |||
4.0 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS EXTERNAL AUDITORS OF XILINX FOR FISCAL YEAR 2007. | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP9 984332106 | 06/12/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.0 | ELECTION OF DIRECTOR: TERRY S. SEMEL | Mgmt | For | Against | Against | |||
2.0 | ELECTION OF DIRECTOR: JERRY YANG | Mgmt | For | Against | Against | |||
3.0 | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Mgmt | For | Against | Against | |||
4.0 | ELECTION OF DIRECTOR: RONALD W. BURKLE | Mgmt | For | Against | Against | |||
5.0 | ELECTION OF DIRECTOR: ERIC HIPPEAU | Mgmt | For | Against | Against | |||
6.0 | ELECTION OF DIRECTOR: VYOMESH JOSHI | Mgmt | For | Against | Against | |||
7.0 | ELECTION OF DIRECTOR: ARTHUR H. KERN | Mgmt | For | Against | Against | |||
8.0 | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Mgmt | For | Against | Against | |||
9.0 | ELECTION OF DIRECTOR: EDWARD R. KOZEL | Mgmt | For | Against | Against | |||
10.0 | ELECTION OF DIRECTOR: GARY L. WILSON | Mgmt | For | Against | Against | |||
11.0 | AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED 1995 STOCK PLAN. | Mgmt | For | For | For | |||
12.0 | AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | For | For | |||
13.0 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For | For | |||
14.0 | STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. | ShrHldr | Against | Against | For | |||
15.0 | STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. | ShrHldr | Against | Against | For | |||
16.0 | STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE ON HUMAN RIGHTS. | ShrHldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP9 988498101 | 05/17/2007 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | DIRECTOR DAVID W. DORMAN | Mgmt | For | For | For | |||
1.2 | DIRECTOR MASSIMO FERRAGAMO | Mgmt | For | For | For | |||
1.3 | DIRECTOR J. DAVID GRISSOM | Mgmt | For | For | For | |||
1.4 | DIRECTOR BONNIE G. HILL | Mgmt | For | For | For | |||
1.5 | DIRECTOR ROBERT HOLLAND, JR. | Mgmt | For | For | For | |||
1.6 | DIRECTOR KENNETH G. LANGONE | Mgmt | For | For | For | |||
1.7 | DIRECTOR JONATHAN S. LINEN | Mgmt | For | For | For | |||
1.8 | DIRECTOR THOMAS C. NELSON | Mgmt | For | For | For | |||
1.9 | DIRECTOR DAVID C. NOVAK | Mgmt | For | For | For | |||
1.10 | DIRECTOR THOMAS M. RYAN | Mgmt | For | For | For | |||
1.11 | DIRECTOR JACKIE TRUJILLO | Mgmt | For | For | For | |||
2.0 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 17 OF PROXY) | Mgmt | For | For | For | |||
3.0 | SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE PRINCIPLES (PAGE 19 OF PROXY) | ShrHldr | Against | Against | For | |||
4.0 | SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION (PAGE 21 OF PROXY) | ShrHldr | Against | Against | For | |||
5.0 | SHAREHOLDER PROPOSAL RELATING TO A PAY FOR SUPERIOR PERFORMANCE PROPOSAL (PAGE 24 OF PROXY) | ShrHldr | Against | Against | For | |||
6.0 | SHAREHOLDER PROPOSAL RELATING TO A FUTURE SEVERANCE AGREEMENTS PROPOSAL (PAGE 27 OF PROXY) | ShrHldr | Against | For | Against | |||
7.0 | SHAREHOLDER PROPOSAL RELATING TO SUSTAINABLE FISH (PAGE 29 OF PROXY) | ShrHldr | Against | Against | For | |||
8.0 | SHAREHOLDER PROPOSAL RELATING TO A PROPOSAL REGARDING ANIMAL WELFARE (PAGE 32 OF PROXY) | ShrHldr | Against | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND, INC.
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, President and Principal Executive Officer |
Date: August 29, 2007 |