EXHIBIT K
CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES
As of [_____, 2009], the following are all of the beneficial and record owners of more than five percent of each class of each Fund known to the Fund. Except where indicated with an asterisk, the owners listed are record owners. These entities hold these shares of record for the accounts of certain of their clients and have informed the Funds of their policy to maintain the confidentiality of holdings in their client accounts, unless disclosure is expressly required by law.
NEUBERGER BERMAN EQUITY FUNDS
Fund | Class | Name and Address | Amount and Nature of | Percentage of |
| | | Beneficial Ownership | Class Owned |
Neuberger Berman Century Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Climate Change Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Equity Income Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Focus Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Genesis Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Guardian Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman International Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman International Institutional Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman International Large Cap Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
K-1
Neuberger Berman Large Cap Disciplined Growth Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Mid Cap Growth Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Partners Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Real Estate Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Regency Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Select Equities Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Small Cap Growth Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Advisor | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Small and Mid Cap Growth Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Socially Responsive Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
K-2
LEHMAN BROTHERS INCOME FUNDS
Fund | Class | Name and Address | Amount and Nature of | Percentage of |
| | | Beneficial Ownership | Class Owned |
Neuberger Berman California Tax-Free Money Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Reserve | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Cash Reserves | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Core Bond Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Government Money Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman High Income Bond Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Municipal Money Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Municipal Securities Trust | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman New York Municipal Money Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Short Duration Bond Fund | Investor | [ ____ ] | [ ____ ] | [ ____ ] |
| Trust | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Strategic Income Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
| Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
| A | [ ____ ] | [ ____ ] | [ ____ ] |
| C | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Tax-Free Money Fund | Reserve | [ ____ ] | [ ____ ] | [ ____ ] |
K-3
LEHMAN BROTHERS INSTITUTIONAL LIQUIDITY FUNDS
Fund | Class | Name and Address | Amount and Nature of | Percentage of |
| | | Beneficial Ownership | Class Owned |
Neuberger Berman Treasury Fund | Institutional | [ ____ ] | [ ____ ] | [ ____ ] |
NEUBERGER BERMAN INSTITUTIONAL LIQUIDITY SERIES
Fund | Class | Name and Address | Amount and Nature of | Percentage of |
| | | Beneficial Ownership | Class Owned |
Neuberger Berman Institutional Cash Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
Neuberger Berman Prime Money Fund | Trust | [ ____ ] | [ ____ ] | [ ____ ] |
K-4