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SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
Date of Report (Date of earliest event reported): November 14, 2002
Hawthorne Financial Corporation
Delaware | 95-2085671 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification number) |
Commission file number: 0-1100
2381 Rosecrans Avenue
El Segundo, California 90245
Registrant’s telephone number, including area code:
Item 9. Regulation FD Disclosure. | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EXHIBIT 99.1 |
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Item 9. Regulation FD Disclosure.
On November 14, 2002, the Chief Executive Officer, Simone F. Lagomarsino, and the Chief Financial Officer, David Rosenthal, each furnished to the Securities and Exchange Commission the certification required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. A copy of the certification is attached to this report as Exhibit 99.1.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HAWTHORNE FINANCIAL CORPORATION | ||||
By: | /s/ DAVID ROSENTHAL | |||
David Rosenthal Executive Vice President and Chief Financial Officer |
Date: November 14, 2002
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EXHIBIT INDEX
Exhibit Number | Description | |
99.1 | Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |