UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 15, 2024
Crawford United Corporation
(Exact Name of Registrant as Specified in Charter)
Ohio | | 000-00147 | | 34-0288470 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
10514 Dupont Avenue Cleveland, Ohio | | 44108 |
| (Address of Principal Executive Offices) | | (Zip Code) |
(216) 243-2614
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act: None.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. | Submission of Matters to a Vote of Security Holders. |
2024 Annual Meeting
At the Annual Meeting of Shareholders of Crawford United Corporation (the “Company”) held on May 15, 2024 (the “2024 Annual Meeting”), the following individuals were elected to the Board of Directors to serve a term of office expiring at the annual meeting of shareholders in 2025, with respective votes as follows:
| Nominees | For | Withheld | Broker Non-Votes |
| | | | |
| Edward F. Crawford | 3,659,010 | 7,925 | 329,086 |
| Matthew V. Crawford | 3,658,917 | 8,018 | 329,086 |
| Luis E. Jimenez | 3,662,382 | 4,553 | 329,086 |
| Brian E. Powers | 3,663,515 | 3,420 | 329,086 |
| Steven H. Rosen | 3,658,917 | 8,018 | 329,086 |
| Kirin M. Smith | 3,662,402 | 4,533 | 329,086 |
| James W. Wert | 3,658,257 | 8,678 | 329,086 |
The Company’s shareholders voted on the following proposals at the 2024 Annual Meeting and cast votes as described below.
| | For | Against | Abstain |
| | | | |
| Ratification of Meaden & Moore, Ltd. as the Company’s independent registered accounting firm for the fiscal year ending December 31, 2024. The proposal was approved. There were no broker non-votes with respect to this proposal. | 3,993,501 | 0 | 2,520 |
| Approval and adoption of The Crawford United Corporation 2023 Omnibus Equity Plan. The proposal was approved. There were 329,086 broker non-votes with respect to this proposal. | 3,646,690 | 8,582 | 11,663 |
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit No. | Description of Exhibit |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| | CRAWFORD UNITED CORPORATION |
| | |
| Date: May 17, 2024 | /s/ Jeffrey J. Salay |
| | Name: Jeffrey J. Salay |
| | Its: Chief Financial Officer |
