UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number: | 811-2111 |
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Name of Registrant: | RiverSource Large Cap Series, Inc. |
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Address of Principal Executive Offices: | 225 Franklin Street |
| Boston, Massachusetts 02110 |
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Name and address of agent of service: | Scott R. Plummer |
| Columbia Management Investment Advisers, LLC |
| 5228 Ameriprise Financial Center |
| Minneapolis, Minnesota 55474 |
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Registrant’s telephone number including area code: 612-671-1947 | |
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Date of fiscal year end: | 7/31 |
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Date of reporting period: | 07/01/2010 – 03/07/2011* |
* Through the Merger Date for the merged Fund as noted below.
Fund |
| Notes |
Columbia Large Core Quantitative Fund |
| Prior to 09/27/2010, the Fund was known as RiverSource Disciplined Equity Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II. |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02111
Reporting Period: 07/01/2010 - 03/07/2011
RiverSource Large Cap Series, Inc.
Item 1. Proxy Voting Record
===================== COLUMBIA LARGE CORE QUANTITATIVE FUND ======================
AON CORPORATION
Ticker: AON Security ID: 037389103
Meeting Date: SEP 20, 2010 Meeting Type: Special
Record Date: AUG 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
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AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 15, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For Withhold Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Robert R. Grusky For For Management
1.5 Elect Director . R. Hyde, III For For Management
1.6 Elect Director W. Andrew McKenna For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director Luis P. Nieto For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Theodore W. Ullyot For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Edward F. Degraan For For Management
1.4 Elect Director C.M. Fraser-Liggett For For Management
1.5 Elect Director Christopher Jones For For Management
1.6 Elect Director Marshall O. Larsen For For Management
1.7 Elect Director Edward J. Ludwig For For Management
1.8 Elect Director Adel A.F. Mahmoud For For Management
1.9 Elect Director Gary A. Mecklenburg For For Management
1.10 Elect Director Cathy E. Minehan For Withhold Management
1.11 Elect Director James F. Orr For For Management
1.12 Elect Director Willard J. Overlock, Jr For For Management
1.13 Elect Director Bertram L. Scott For For Management
1.14 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
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CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Douglas R. Conant For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Harvey Golub For For Management
1.6 Elect Director Lawrence C. Karlson For For Management
1.7 Elect Director Randall W. Larrimore For For Management
1.8 Elect Director Mary Alice D. Malone For For Management
1.9 Elect Director Sara Mathew For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director William D. Perez For For Management
1.12 Elect Director Charles R. Perrin For For Management
1.13 Elect Director A. Barry Rand For For Management
1.14 Elect Director Nick Shreiber For For Management
1.15 Elect Director Archbold D. Van Beuren For For Management
1.16 Elect Director Les C. Vinney For For Management
1.17 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: SEP 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Colleen F. Arnold For For Management
2 Elect Director George S. Barrett For For Management
3 Elect Director Glenn A. Britt For For Management
4 Elect Director Carrie S. Cox For For Management
5 Elect Director Calvin Darden For For Management
6 Elect Director Bruce L. Downey For For Management
7 Elect Director John F. Finn For For Management
8 Elect Director Gregory B. Kenny For For Management
9 Elect Director James J. Mongan For For Management
10 Elect Director Richard C. Notebaert For For Management
11 Elect Director David W. Raisbeck For For Management
12 Elect Director Jean G. Spaulding For For Management
13 Ratify Auditors For For Management
14 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
15 Performance-Based Equity Awards Against For Shareholder
16 Require Independent Board Chairman Against For Shareholder
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 03, 2010 Meeting Type: Annual
Record Date: SEP 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Adopt Policy on Ending Use of Animal Against Abstain Shareholder
Fur in Products
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COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 09, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director David J. Barram For For Management
1.3 Elect Director Stephen L. Baum For For Management
1.4 Elect Director Rodney F. Chase For For Management
1.5 Elect Director Judith R. Haberkorn For For Management
1.6 Elect Director Michael W. Laphen For For Management
1.7 Elect Director F. Warren McFarlan For For Management
1.8 Elect Director Chong Sup Park For For Management
1.9 Elect Director Thomas H. Patrick For For Management
2 Eliminate Cumulative Voting For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Ratify Auditors For For Management
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CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For Withhold Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
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DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For For Management
1.5 Elect Director Judy C. Lewent For For Management
1.6 Elect Director Thomas W. Luce, III For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reimburse Proxy Contest Expenses Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C.A. Peters For For Management
1.4 Elect Director J.W. Prueher For For Management
1.5 Elect Director R.L. Ridgway For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock Option Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Report on Sustainability Against Abstain Shareholder
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FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Howard R. Levine For For Management
1.7 Elect Director George R. Mahoney, Jr. For For Management
1.8 Elect Director James G. Martin For For Management
1.9 Elect Director Harvey Morgan For For Management
1.10 Elect Director Dale C. Pond For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
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FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 09, 2010 Meeting Type: Annual
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director Lawrence S. Olanoff For For Management
1.3 Elect Director Nesli Basgoz For For Management
1.4 Elect Director William J. Candee For For Management
1.5 Elect Director George S. Cohan For For Management
1.6 Elect Director Dan L. Goldwasser For For Management
1.7 Elect Director Kenneth E. Goodman For For Management
1.8 Elect Director Lester B. Salans For For Management
1.9 Elect Director Peter J. Zimetbaum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Ratify Auditors For For Management
5 Reimburse Proxy Contest Expenses Against Against Shareholder
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GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2010 Meeting Type: Annual
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Executive Incentive Bonus Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
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H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date: JUL 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director Richard C. Breeden For For Management
3 Elect Director William C. Cobb For For Management
4 Elect Director Robert A. Gerard For For Management
5 Elect Director Len J. Lauer For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Bruce C. Rohde For For Management
8 Elect Director Tom D. Seip For For Management
9 Elect Director L. Edward Shaw, Jr. For For Management
10 Elect Director Christianna Wood For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Amend Omnibus Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Reduce Supermajority Vote Requirement For For Shareholder
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
17 Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Articles of
Incorporation and Bylaws
18 Reduce Supermajority Vote Requirement For For Management
Regarding the Related Person
Transaction Provision
19 Ratify Auditors For For Management
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HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 22, 2010 Meeting Type: Annual
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard L. Lance For For Management
2 Elect Director Thomas A. Dattilo For For Management
3 Elect Director Terry D. Growcock For For Management
4 Elect Director Leslie F. Kenne For For Management
5 Elect Director David B. Rickard For For Management
6 Elect Director James C. Stoffel For For Management
7 Elect Director Gregory T. Swienton For For Management
8 Ratify Auditors For For Management
9 Approve Executive Incentive Bonus Plan For For Management
10 Amend Omnibus Stock Plan For For Management
11 Require Independent Board Chairman Against For Shareholder
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HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 31, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Terrell K. Crews For For Management
2 Elect Director Jeffrey M. Ettinger For For Management
3 Elect Director Jody H. Feragen For For Management
4 Elect Director Susan I. Marvin For For Management
5 Elect Director John L. Morrison For For Management
6 Elect Director Elsa A. Murano For For Management
7 Elect Director Robert C. Nakasone For For Management
8 Elect Director Susan K. Nestegard For For Management
9 Elect Director Ronald D. Pearson For For Management
10 Elect Director Dakota A. Pippins For For Management
11 Elect Director Hugh C. Smith For For Management
12 Elect Director John G. Turner For For Management
13 Amend Certificate of Incorporation to For Against Management
Increase Common Stock, Reduce Par Value
to Effect a Stock Split and Increase
Non-voting Common Stock and Preferred
Stock
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
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INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 19, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Batchelder For For Management
2 Elect Director Christopher W. Brody For For Management
3 Elect Director William V. Campbell For For Management
4 Elect Director Scott D. Cook For For Management
5 Elect Director Diane B. Greene For For Management
6 Elect Director Michael R. Hallman For For Management
7 Elect Director Edward A. Kangas For For Management
8 Elect Director Suzanne Nora Johnson For For Management
9 Elect Director Dennis D. Powell For For Management
10 Elect Director Brad D. Smith For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
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MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: OCT 06, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Cumulative Voting For For Management
3 Reduce Supermajority Vote Requirement For For Management
Relating to Bylaw Amendments
4 Reduce Supermajority Vote Requirement For For Management
Relating to Business Combinations
5 Provide Right to Call Special Meeting For For Management
6 Increase Authorized Common Stock For Against Management
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MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For Withhold Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
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MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Executive Incentive Bonus Plan For For Management
12 Ratify Auditors For For Management
13 Stock Retention/Holding Period Against Against Shareholder
14 Report on Pay Disparity Against Against Shareholder
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MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director William A. Hawkins For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jean-Pierre Rosso For For Management
1.11 Elect Director Jack W. Schuler For Withhold Management
2 Ratify Auditors For For Management
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MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Environmental
Sustainability
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NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry R. Allen For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Gerald Held For For Management
1.5 Elect Director Nicholas G. Moore For For Management
1.6 Elect Director T. Michael Nevens For For Management
1.7 Elect Director George T. Shaheen For For Management
1.8 Elect Director Robert T. Wall For For Management
1.9 Elect Director Daniel J. Warmenhoven For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
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NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
1.4 Elect Director Phyllis M. Wise For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kirbyjon H. Caldwell For For Management
2 Elect Director David Crane For For Management
3 Elect Director Stephen L. Cropper For For Management
4 Elect Director Kathleen A. McGinty For For Management
5 Elect Director Thomas H. Weidemeyer For For Management
6 Amend Omnibus Stock Plan For Against Management
7 Ratify Auditors For For Management
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ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 06, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Stock Retention/Holding Period Against Against Shareholder
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POLO RALPH LAUREN CORPORATION
Ticker: RL Security ID: 731572103
Meeting Date: AUG 05, 2010 Meeting Type: Annual
Record Date: JUN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Steven P. Murphy For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 10, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Murphy For For Management
1.2 Elect Director Steven G. Rothmeier For For Management
1.3 Elect Director Richard L. Wambold For For Management
1.4 Elect Director Timothy A. Wicks For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
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QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 26, 2010 Meeting Type: Annual
Record Date: JUL 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H.K. Desai For For Management
2 Elect Director Joel S. Birnbaum For For Management
3 Elect Director James R. Fiebiger For For Management
4 Elect Director Balakrishnan S. Iyer For Against Management
5 Elect Director Kathryn B. Lewis For For Management
6 Elect Director George D. Wells For For Management
7 Ratify Auditors For Against Management
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THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel Boggan, Jr. For For Management
2 Elect Director Richard H. Carmona For For Management
3 Elect Director Tully M. Friedman For For Management
4 Elect Director George J. Harad For For Management
5 Elect Director Donald R. Knauss For For Management
6 Elect Director Robert W. Matschullat For For Management
7 Elect Director Gary G. Michael For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jan L. Murley For For Management
10 Elect Director Pamela Thomas-Graham For For Management
11 Elect Director Carolyn M. Ticknor For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Amend Executive Incentive Bonus Plan For For Management
15 Require Independent Board Chairman Against For Shareholder
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THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 09, 2010 Meeting Type: Annual
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aerin Lauder For For Management
1.2 Elect Director William P. Lauder For Withhold Management
1.3 Elect Director Lynn Forester de For For Management
Rothschild
1.4 Elect Director Richard D. Parsons For For Management
1.5 Elect Director Richard F. Zannino For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 10, 2011 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director Richard M. Levy For For Management
1.3 Elect Director Venkatraman Thyagarajan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
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WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 12, 2011 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Brailer For For Management
2 Elect Director Steven A. Davis For For Management
3 Elect Director William C. Foote For For Management
4 Elect Director Mark P. Frissora For For Management
5 Elect Director Ginger L. Graham For For Management
6 Elect Director Alan G. McNally For For Management
7 Elect Director Nancy M. Schlichting For For Management
8 Elect Director David Y. Schwartz For For Management
9 Elect Director Alejandro Silva For For Management
10 Elect Director James A. Skinner For For Management
11 Elect Director Gregory D. Wasson For For Management
12 Ratify Auditors For For Management
13 Amend Articles of Incorporation to For For Management
Revise the Purpose Clause
14 Reduce Supermajority Vote Requirement For For Management
15 Rescind Fair Price Provision For For Management
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Performance-Based Equity Awards Against For Shareholder
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WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 11, 2010 Meeting Type: Annual
Record Date: SEP 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter D. Behrendt For For Management
2 Elect Director Kathleen A. Cote For For Management
3 Elect Director John F. Coyne For For Management
4 Elect Director Henry T. DeNero For For Management
5 Elect Director William L. Kimsey For For Management
6 Elect Director Michael D. Lambert For For Management
7 Elect Director Len J. Lauer For For Management
8 Elect Director Matthew E. Massengill For For Management
9 Elect Director Roger H. Moore For For Management
10 Elect Director Thomas E. Pardun For For Management
11 Elect Director Arif Shakeel For For Management
12 Ratify Auditors For For Management
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Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’
Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | RiverSource Large Cap Series, Inc. |
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By (Signature and Title)* | /s/ J. Kevin Connaughton |
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| J. Kevin Connaughton |
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| President |
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Date: | August 19, 2011 |
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* Print the name and title of each signing officer under his or her signature.
