UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMN-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number:811-00558
THE HARTFORD MUTUAL FUNDS II, INC.
(Exact name of registrant as specified in charter)
690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (610)386-4068
Date of fiscal year end: October 31
Date of reporting period: April 30, 2019
FormN-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders underRule 30e-1 under the Investment Company Act of 1940 (17 CFR270.30e-1). The Commission may use the information provided on FormN-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by FormN-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in FormN-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
Dear Fellow Shareholders:
Thank you for investing in Hartford Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2018 through April 30, 2019.
Market Review
During the six months ended April 30, 2019, U.S. stocks, as measured by the S&P 500 Index (the “Index”),1 gained 9.76%. The strong returns for the period were generated despite the Index losing nearly 20% through a volatile fourth quarter (2018 marked the first year of negative returns for the Index since 2008).
In our view, a key component of stocks’ impressive turnaround in 2019 was a change in U.S. Federal Reserve (Fed) monetary policy. From 2015 to 2018, the Fed had been gradually increasing interest rates from near zero in the wake of the global financial crisis. In March, the Fed indicated it will not continue to raise rates. In addition, GDP grew at 3.2% in the first quarter and the unemployment rate fell to 3.6% in April – a49-year low.2 Stocks rallied on this evidence that the U.S. economy appears to have shaken off any lingering effects of the U.S. government shutdown.
However, slowing global growth and uncertainty surrounding domestic and foreign politics are likely to continue playing a key role in market movements this year. For example, trade tensions with China have already caused sporadic volatility, and the threat of ongoing tariffs could cause further uneasiness. Abroad, the still unresolved “Brexit” undertaking for the United Kingdom to leave the European Union, slowing growth in Germany, and a recession in Italy may negatively impact global markets.
We encourage you to maintain a strong relationship with your financial advisor, who can help guide you through shifting markets confidently. He or she can help you proactively build a portfolio that takes market uncertainty into account, along with your unique investment goals and risk tolerances. Your financial advisor can help you find a fit within our family of funds as you work toward those goals.
Thank you again for investing in Hartford Funds. For the mostup-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. The index is unmanaged and not available for direct investment. Past performance is not indicative of future results. |
2 | Source: Bureau of Labor Statistics, 5/19 |
Hartford Domestic Equity Funds
Table of Contents
|
The Hartford Capital Appreciation Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 7/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 13.72% | | | | 13.72% | | | | 9.53% | | | | 13.11% | |
Class A3 | | | 7.46% | | | | 7.46% | | | | 8.30% | | | | 12.47% | |
Class C2 | | | 13.24% | | | | 12.85% | | | | 8.73% | | | | 12.30% | |
Class C3 | | | 12.33% | | | | 11.95% | | | | 8.73% | | | | 12.30% | |
Class I2 | | | 13.88% | | | | 14.03% | | | | 9.86% | | | | 13.44% | |
Class R32 | | | 13.50% | | | | 13.31% | | | | 9.18% | | | | 12.78% | |
Class R42 | | | 13.68% | | | | 13.65% | | | | 9.51% | | | | 13.12% | |
Class R52 | | | 13.86% | | | | 13.99% | | | | 9.84% | | | | 13.46% | |
Class R62 | | | 13.93% | | | | 14.13% | | | | 9.93% | | | | 13.57% | |
Class Y2 | | | 13.89% | | | | 14.10% | | | | 9.93% | | | | 13.57% | |
Class F2 | | | 13.93% | | | | 14.14% | | | | 9.90% | | | | 13.47% | |
Russell 3000 Index | | | 9.71% | | | | 12.68% | | | | 11.20% | | | | 15.29% | |
S&P 500 Index | | | 9.76% | | | | 13.49% | | | | 11.63% | | | | 15.32% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.07% | | | | 1.07% | |
Class C | | | 1.82% | | | | 1.82% | |
Class I | | | 0.79% | | | | 0.79% | |
Class R3 | | | 1.43% | | | | 1.43% | |
Class R4 | | | 1.11% | | | | 1.11% | |
Class R5 | | | 0.81% | | | | 0.81% | |
Class R6 | | | 0.71% | | | | 0.71% | |
Class Y | | | 0.80% | | | | 0.75% | |
Class F | | | 0.71% | | | | 0.71% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.The Fund’s strategy for allocating assets among portfolio management teams may not work as intended.•Mid-cap securities can have greater risks and volatility thanlarge-cap securities.• Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks are generally greater for investments in emerging markets.• The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 7.4 | % |
Consumer Discretionary | | | 15.0 | |
Consumer Staples | | | 7.8 | |
Energy | | | 0.9 | |
Financials | | | 10.6 | |
Health Care | | | 16.4 | |
Industrials | | | 11.4 | |
Information Technology | | | 18.5 | |
Materials | | | 3.7 | |
Real Estate | | | 4.3 | |
Utilities | | | 2.1 | |
| | | | |
Total | | | 98.1 | % |
| | | | |
Short-Term Investments | | | 1.9 | |
Other Assets & Liabilities | | | 0.0 | * |
| | | | |
Total | | | 100.0 | % |
| | | | |
* | Percentage rounds to zero. |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Core Equity Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 4/30/1998 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 11.09% | | | | 14.58% | | | | 12.40% | | | | 15.59% | |
Class A3 | | | 4.98% | | | | 8.28% | | | | 11.13% | | | | 14.94% | |
Class C2 | | | 10.64% | | | | 13.74% | | | | 11.58% | | | | 14.75% | |
Class C3 | | | 9.64% | | | | 12.74% | | | | 11.58% | | | | 14.75% | |
Class I2 | | | 11.22% | | | | 14.91% | | | | 12.64% | | | | 15.72% | |
Class R32 | | | 10.89% | | | | 14.19% | | | | 12.04% | | | | 15.34% | |
Class R42 | | | 11.07% | | | | 14.54% | | | | 12.40% | | | | 15.65% | |
Class R52 | | | 11.22% | | | | 14.87% | | | | 12.73% | | | | 16.01% | |
Class R62 | | | 11.28% | | | | 15.00% | | | | 12.79% | | | | 16.08% | |
Class Y2 | | | 11.25% | | | | 14.97% | | | | 12.78% | | | | 16.07% | |
Class F2 | | | 11.28% | | | | 15.00% | | | | 12.69% | | | | 15.75% | |
S&P 500 Index | | | 9.76% | | | | 13.49% | | | | 11.63% | | | | 15.32% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class I shares commenced operations on 3/31/15. Performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R6 shares commenced operations on 3/31/15 and performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance for Class F shares prior to 2/28/17 reflects the performance of Class I shares from 3/31/15 through 2/27/17 and Class A shares (excluding sales charges) prior to 3/31/15.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 0.75% | | | | 0.75% | |
Class C | | | 1.49% | | | | 1.49% | |
Class I | | | 0.47% | | | | 0.47% | |
Class R3 | | | 1.10% | | | | 1.10% | |
Class R4 | | | 0.79% | | | | 0.79% | |
Class R5 | | | 0.49% | | | | 0.49% | |
Class R6 | | | 0.39% | | | | 0.39% | |
Class Y | | | 0.48% | | | | 0.45% | |
Class F | | | 0.39% | | | | 0.39% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 7.9 | % |
Consumer Discretionary | | | 9.1 | |
Consumer Staples | | | 10.3 | |
Energy | | | 1.9 | |
Financials | | | 13.8 | |
Health Care | | | 15.6 | |
Industrials | | | 8.9 | |
Information Technology | | | 20.3 | |
Materials | | | 2.1 | |
Real Estate | | | 2.1 | |
Utilities | | | 4.8 | |
| | | | |
Total | | | 96.8 | % |
| | | | |
Short-Term Investments | | | 3.0 | |
Other Assets & Liabilities | | | 0.2 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Dividend and Growth Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 7/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 8.40% | | | | 10.69% | | | | 9.34% | | | | 13.35% | |
Class A3 | | | 2.43% | | | | 4.60% | | | | 8.11% | | | | 12.71% | |
Class C2 | | | 7.93% | | | | 9.79% | | | | 8.51% | | | | 12.50% | |
Class C3 | | | 6.97% | | | | 8.81% | | | | 8.51% | | | | 12.50% | |
Class I2 | | | 8.53% | | | | 10.95% | | | | 9.59% | | | | 13.63% | |
Class R32 | | | 8.15% | | | | 10.26% | | | | 8.96% | | | | 12.99% | |
Class R42 | | | 8.35% | | | | 10.56% | | | | 9.29% | | | | 13.34% | |
Class R52 | | | 8.52% | | | | 10.94% | | | | 9.63% | | | | 13.68% | |
Class R62 | | | 8.57% | | | | 11.05% | | | | 9.72% | | | | 13.78% | |
Class Y2 | | | 8.54% | | | | 11.01% | | | | 9.71% | | | | 13.78% | |
Class F2 | | | 8.55% | | | | 11.06% | | | | 9.63% | | | | 13.65% | |
S&P 500 Index | | | 9.76% | | | | 13.49% | | | | 11.63% | | | | 15.32% | |
Russell 1000 Value Index | | | 7.90% | | | | 9.06% | | | | 8.27% | | | | 13.76% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.00% | | | | 1.00% | |
Class C | | | 1.76% | | | | 1.76% | |
Class I | | | 0.73% | | | | 0.73% | |
Class R3 | | | 1.35% | | | | 1.35% | |
Class R4 | | | 1.05% | | | | 1.05% | |
Class R5 | | | 0.74% | | | | 0.74% | |
Class R6 | | | 0.65% | | | | 0.65% | |
Class Y | | | 0.74% | | | | 0.69% | |
Class F | | | 0.64% | | | | 0.64% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.• For dividend-paying stocks, dividends are not guaranteed and may decrease without notice.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 9.1 | % |
Consumer Discretionary | | | 5.3 | |
Consumer Staples | | | 5.4 | |
Energy | | | 7.9 | |
Financials | | | 20.7 | |
Health Care | | | 13.6 | |
Industrials | | | 9.3 | |
Information Technology | | | 13.9 | |
Materials | | | 3.8 | |
Real Estate | | | 2.6 | |
Utilities | | | 4.6 | |
| | | | |
Total | | | 96.2 | % |
| | | | |
Short-Term Investments | | | 3.7 | |
Other Assets & Liabilities | | | 0.1 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Equity Income Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 8/28/2003 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks a high level of current income consistent with growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 9.55% | | | | 9.83% | | | | 8.44% | | | | 13.59% | |
Class A3 | | | 3.53% | | | | 3.79% | | | | 7.22% | | | | 12.95% | |
Class C2 | | | 9.10% | | | | 9.01% | | | | 7.63% | | | | 12.77% | |
Class C3 | | | 8.10% | | | | 8.01% | | | | 7.63% | | | | 12.77% | |
Class I2 | | | 9.60% | | | | 10.02% | | | | 8.69% | | | | 13.88% | |
Class R32 | | | 9.33% | | | | 9.40% | | | | 8.05% | | | | 13.20% | |
Class R42 | | | 9.48% | | | | 9.72% | | | | 8.37% | | | | 13.56% | |
Class R52 | | | 9.66% | | | | 10.12% | | | | 8.71% | | | | 13.92% | |
Class R62 | | | 9.75% | | | | 10.21% | | | | 8.82% | | | | 14.02% | |
Class Y2 | | | 9.71% | | | | 10.15% | | | | 8.80% | | | | 14.01% | |
Class F2 | | | 9.69% | | | | 10.15% | | | | 8.75% | | | | 13.91% | |
Russell 1000 Value Index | | | 7.90% | | | | 9.06% | | | | 8.27% | | | | 13.76% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.00% | | | | 1.00% | |
Class C | | | 1.75% | | | | 1.75% | |
Class I | | | 0.75% | | | | 0.75% | |
Class R3 | | | 1.37% | | | | 1.37% | |
Class R4 | | | 1.06% | | | | 1.06% | |
Class R5 | | | 0.76% | | | | 0.76% | |
Class R6 | | | 0.66% | | | | 0.66% | |
Class Y | | | 0.77% | | | | 0.71% | |
Class F | | | 0.66% | | | | 0.66% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•For dividend-paying stocks, dividends are not guaranteed and may decrease without notice.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.•The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 6.5 | % |
Consumer Discretionary | | | 2.3 | |
Consumer Staples | | | 8.1 | |
Energy | | | 9.8 | |
Financials | | | 20.7 | |
Health Care | | | 16.5 | |
Industrials | | | 10.9 | |
Information Technology | | | 10.4 | |
Materials | | | 3.1 | |
Real Estate | | | 1.9 | |
Utilities | | | 7.7 | |
| | | | |
Total | | | 97.9 | % |
| | | | |
Short-Term Investments | | | 1.8 | |
Other Assets & Liabilities | | | 0.3 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Growth Opportunities Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 3/31/1963 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 18.13% | | | | 21.41% | | | | 15.70% | | | | 17.16% | |
Class A3 | | | 11.63% | | | | 14.73% | | | | 14.39% | | | | 16.50% | |
Class C2 | | | 17.69% | | | | 20.48% | | | | 14.85% | | | | 16.32% | |
Class C3 | | | 16.96% | | | | 19.73% | | | | 14.85% | | | | 16.32% | |
Class I2 | | | 18.26% | | | | 21.71% | | | | 15.97% | | | | 17.48% | |
Class R32 | | | 17.93% | | | | 21.01% | | | | 15.32% | | | | 16.83% | |
Class R42 | | | 18.08% | | | | 21.34% | | | | 15.67% | | | | 17.19% | |
Class R52 | | | 18.27% | | | | 21.72% | | | | 16.01% | | | | 17.54% | |
Class R62 | | | 18.33% | | | | 21.85% | | | | 16.11% | | | | 17.65% | |
Class Y2 | | | 18.30% | | | | 21.80% | | | | 16.11% | | | | 17.65% | |
Class F2 | | | 18.35% | | | | 21.85% | | | | 16.03% | | | | 17.50% | |
Russell 3000 Growth Index | | | 11.81% | | | | 16.61% | | | | 14.17% | | | | 16.83% | |
Russell 1000 Growth Index | | | 12.09% | | | | 17.43% | | | | 14.50% | | | | 16.96% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.11% | | | | 1.11% | |
Class C | | | 1.85% | | | | 1.85% | |
Class I | | | 0.83% | | | | 0.83% | |
Class R3 | | | 1.46% | | | | 1.46% | |
Class R4 | | | 1.15% | | | | 1.15% | |
Class R5 | | | 0.85% | | | | 0.85% | |
Class R6 | | | 0.74% | | | | 0.74% | |
Class Y | | | 0.82% | | | | 0.79% | |
Class F | | | 0.74% | | | | 0.74% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•Mid-cap securities can have greater risks and volatility thanlarge-cap securities.•The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.•Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 13.5 | % |
Consumer Discretionary | | | 21.2 | |
Consumer Staples | | | 3.2 | |
Financials | | | 2.7 | |
Health Care | | | 17.2 | |
Industrials | | | 6.1 | |
Information Technology | | | 29.7 | |
Real Estate | | | 0.9 | |
| | | | |
Total | | | 94.5 | % |
| | | | |
Short-Term Investments | | | 6.7 | |
Other Assets & Liabilities | | | (1.2 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Healthcare Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 5/01/2000 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 5.48% | | | | 7.29% | | | | 10.50% | | | | 16.61% | |
Class A3 | | | -0.32% | | | | 1.39% | | | | 9.26% | | | | 15.95% | |
Class C2 | | | 5.07% | | | | 6.48% | | | | 9.69% | | | | 15.78% | |
Class C3 | | | 4.12% | | | | 5.51% | | | | 9.69% | | | | 15.78% | |
Class I2 | | | 5.62% | | | | 7.58% | | | | 10.80% | | | | 16.95% | |
Class R32 | | | 5.30% | | | | 6.94% | | | | 10.15% | | | | 16.30% | |
Class R42 | | | 5.46% | | | | 7.25% | | | | 10.49% | | | | 16.66% | |
Class R52 | | | 5.58% | | | | 7.55% | | | | 10.81% | | | | 17.00% | |
Class R62 | | | 5.67% | | | | 7.67% | | | | 10.92% | | | | 17.11% | |
Class Y2 | | | 5.65% | | | | 7.65% | | | | 10.92% | | | | 17.11% | |
Class F2 | | | 5.70% | | | | 7.69% | | | | 10.85% | | | | 16.98% | |
S&P Composite 1500 Health Care Index | | | 1.28% | | | | 10.30% | | | | 11.28% | | | | 16.61% | |
S&P 500 Index | | | 9.76% | | | | 13.49% | | | | 11.63% | | | | 15.32% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares. Class R6 shares commenced operations on 2/28/19. Performance prior to that date is that of the Fund’s Class Y shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.28% | | | | 1.28% | |
Class C | | | 2.03% | | | | 2.03% | |
Class I | | | 1.00% | | | | 1.00% | |
Class R3 | | | 1.61% | | | | 1.61% | |
Class R4 | | | 1.30% | | | | 1.30% | |
Class R5 | | | 1.02% | | | | 1.02% | |
Class R6 | | | 0.90% | | | | 0.90% | |
Class Y | | | 1.01% | | | | 0.96% | |
Class F | | | 0.90% | | | | 0.90% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.• Risks of focusing investments on the healthcare related sector include regulatory and legal developments, patent considerations, intense competitive pressures, rapid technological changes, potential product obsolescence, and liquidity risk.• Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets.• Small- andmid-cap securities can have greater risks and volatility thanlarge-cap securities.
Composition by Subsector(1)
as of April 30, 2019
| | | | |
Subsector | | Percentage of Net Assets | |
Equity Securities | | | | |
Biotechnology | | | 25.0 | % |
Health Care Equipment & Supplies | | | 23.3 | |
Health Care Providers & Services | | | 16.1 | |
Health Care Technology | | | 2.5 | |
Life Sciences Tools & Services | | | 5.9 | |
Pharmaceuticals | | | 21.4 | |
| | | | |
Total | | | 94.2 | % |
| | | | |
Short-Term Investments | | | 6.7 | |
Other Assets & Liabilities | | | (0.9 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These subsector classifications are used for financial reporting purposes. |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 12/31/1997 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 14.89% | | | | 11.47% | | | | 11.61% | | | | 15.31% | |
Class A3 | | | 8.57% | | | | 5.34% | | | | 10.35% | | | | 14.66% | |
Class C2 | | | 14.42% | | | | 10.59% | | | | 10.78% | | | | 14.49% | |
Class C3 | | | 13.47% | | | | 9.66% | | | | 10.78% | | | | 14.49% | |
Class I2 | | | 15.06% | | | | 11.77% | | | | 11.88% | | | | 15.60% | |
Class R32 | | | 14.70% | | | | 11.10% | | | | 11.24% | | | | 14.98% | |
Class R42 | | | 14.86% | | | | 11.41% | | | | 11.58% | | | | 15.33% | |
Class R52 | | | 15.04% | | | | 11.77% | | | | 11.92% | | | | 15.67% | |
Class R62 | | | 15.12% | | | | 11.88% | | | | 12.04% | | | | 15.79% | |
Class Y2 | | | 15.07% | | | | 11.80% | | | | 12.01% | | | | 15.78% | |
Class F2 | | | 15.11% | | | | 11.86% | | | | 11.93% | | | | 15.63% | |
S&P MidCap 400 Index | | | 8.91% | | | | 6.99% | | | | 9.49% | | | | 15.13% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R3, R4 and R5 shares commenced operations on 5/29/09. Performance prior to that date is that of the Fund’s Class Y shares. Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance for Class F shares prior to 2/28/17 reflects the performance of Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.11% | | | | 1.11% | |
Class C | | | 1.86% | | | | 1.86% | |
Class I | | | 0.82% | | | | 0.82% | |
Class R3 | | | 1.47% | | | | 1.47% | |
Class R4 | | | 1.16% | | | | 1.16% | |
Class R5 | | | 0.85% | | | | 0.85% | |
Class R6 | | | 0.75% | | | | 0.75% | |
Class Y | | | 0.85% | | | | 0.79% | |
Class F | | | 0.75% | | | | 0.75% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Mid-cap securities can have greater risks and volatility thanlarge-cap securities. • The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 1.7 | % |
Consumer Discretionary | | | 7.5 | |
Energy | | | 2.4 | |
Financials | | | 13.8 | |
Health Care | | | 19.4 | |
Industrials | | | 18.2 | |
Information Technology | | | 29.8 | |
Materials | | | 2.8 | |
Real Estate | | | 1.9 | |
Utilities | | | 2.4 | |
| | | | |
Total | | | 99.9 | % |
| | | | |
Short-Term Investments | | | 0.4 | |
Other Assets & Liabilities | | | (0.3 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford MidCap Value Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 4/30/2001 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 9.15% | | | | 3.32% | | | | 5.55% | | | | 13.25% | |
Class A3 | | | 3.14% | | | | -2.36% | | | | 4.37% | | | | 12.62% | |
Class C2 | | | 8.78% | | | | 2.53% | | | | 4.78% | | | | 12.43% | |
Class C3 | | | 7.85% | | | | 1.65% | | | | 4.78% | | | | 12.43% | |
Class I2 | | | 9.32% | | | | 3.61% | | | | 5.85% | | | | 13.58% | |
Class R32 | | | 9.03% | | | | 3.01% | | | | 5.26% | | | | 13.05% | |
Class R42 | | | 9.15% | | | | 3.30% | | | | 5.58% | | | | 13.36% | |
Class R52 | | | 9.28% | | | | 3.56% | | | | 5.89% | | | | 13.65% | |
Class Y2 | | | 9.38% | | | | 3.67% | | | | 5.98% | | | | 13.74% | |
Class F2 | | | 9.39% | | | | 3.74% | | | | 5.93% | | | | 13.62% | |
Russell MidCap Value Index | | | 8.28% | | | | 5.76% | | | | 7.83% | | | | 14.98% | |
Russell 2500 Value Index | | | 6.11% | | | | 4.28% | | | | 7.00% | | | | 13.73% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class I shares commenced operations on 5/28/10. Performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class R3, R4 and R5 shares commenced operations on 5/28/10. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance for Class F shares prior to 2/28/17 reflects the performance of Class I shares from 5/28/10 through 2/27/17 and Class A shares (excluding sales charges) prior to 5/28/10.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
Effective 3/31/19, the Russell 2500 Value Index is no longer one of the Fund’s benchmarks. Hartford Funds Management Company, LLC, the investment manager, believes that the Russell MidCap Value Index better reflects the Fund’s investment strategy.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.22% | | | | 1.22% | |
Class C | | | 1.98% | | | | 1.98% | |
Class I | | | 0.90% | | | | 0.90% | |
Class R3 | | | 1.52% | | | | 1.52% | |
Class R4 | | | 1.22% | | | | 1.22% | |
Class R5 | | | 0.91% | | | | 0.91% | |
Class Y | | | 0.91% | | | | 0.85% | |
Class F | | | 0.80% | | | | 0.80% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Mid-cap securities can have greater risks and volatility thanlarge-cap securities. •Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.•Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 3.6 | % |
Consumer Discretionary | | | 5.3 | |
Consumer Staples | | | 2.8 | |
Energy | | | 7.3 | |
Financials | | | 19.3 | |
Health Care | | | 5.3 | |
Industrials | | | 12.9 | |
Information Technology | | | 14.9 | |
Materials | | | 8.4 | |
Real Estate | | | 11.7 | |
Utilities | | | 6.6 | |
| | | | |
Total | | | 98.1 | % |
| | | | |
Short-Term Investments | | | 1.9 | |
Other Assets & Liabilities | | | 0.0 | * |
| | | | |
Total | | | 100.0 | % |
| | | | |
* | Percentage rounds to zero. |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Quality Value Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 1/02/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 8.12% | | | | 7.53% | | | | 6.14% | | | | 13.13% | |
Class A3 | | | 2.17% | | | | 1.61% | | | | 4.95% | | | | 12.49% | |
Class C2 | | | 7.69% | | | | 6.75% | | | | 5.37% | | | | 12.30% | |
Class C3 | | | 6.69% | | | | 5.75% | | | | 5.37% | | | | 12.30% | |
Class I2 | | | 8.32% | | | | 7.94% | | | | 6.50% | | | | 13.49% | |
Class R32 | | | 7.94% | | | | 7.25% | | | | 5.83% | | | | 12.84% | |
Class R42 | | | 8.16% | | | | 7.58% | | | | 6.17% | | | | 13.20% | |
Class R52 | | | 8.27% | | | | 7.91% | | | | 6.48% | | | | 13.53% | |
Class R62 | | | 8.34% | | | | 8.03% | | | | 6.59% | | | | 13.61% | |
Class Y2 | | | 8.32% | | | | 7.96% | | | | 6.57% | | | | 13.59% | |
Class F2 | | | 8.35% | | | | 8.02% | | | | 6.54% | | | | 13.51% | |
Russell 1000 Value Index | | | 7.90% | | | | 9.06% | | | | 8.27% | | | | 13.76% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
The returns include the Fund’s performance when the Fund pursued a different investment objective and principal investment strategy prior to 11/1/17.
Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares. Class R6 shares commenced operations on 2/28/18. Performance prior to that date is that of the Fund’s Class Y shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 0.98% | | | | 0.96% | |
Class C | | | 1.74% | | | | 1.71% | |
Class I | | | 0.64% | | | | 0.64% | |
Class R3 | | | 1.27% | | | | 1.18% | |
Class R4 | | | 0.97% | | | | 0.88% | |
Class R5 | | | 0.67% | | | | 0.63% | |
Class R6 | | | 0.55% | | | | 0.46% | |
Class Y | | | 0.66% | | | | 0.57% | |
Class F | | | 0.55% | | | | 0.46% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.• For dividend-paying stocks, dividends are not guaranteed and may decrease without notice.• The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur. • Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 5.2 | % |
Consumer Discretionary | | | 4.3 | |
Consumer Staples | | | 7.5 | |
Energy | | | 9.4 | |
Financials | | | 21.7 | |
Health Care | | | 13.1 | |
Industrials | | | 9.8 | |
Information Technology | | | 13.0 | |
Materials | | | 4.0 | |
Real Estate | | | 3.2 | |
Utilities | | | 5.8 | |
| | | | |
Total | | | 97.0 | % |
| | | | |
Short-Term Investments | | | 3.5 | |
Other Assets & Liabilities | | | (0.5 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Small Cap Growth Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 1/04/1988 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 10.44% | | | | 7.63% | | | | 9.66% | | | | 16.28% | |
Class A3 | | | 4.37% | | | | 1.71% | | | | 8.43% | | | | 15.62% | |
Class C2 | | | 10.03% | | | | 6.88% | | | | 8.90% | | | | 15.44% | |
Class C3 | | | 9.28% | | | | 6.15% | | | | 8.90% | | | | 15.44% | |
Class I2 | | | 10.64% | | | | 8.03% | | | | 10.00% | | | | 16.61% | |
Class R32 | | | 10.29% | | | | 7.35% | | | | 9.37% | | | | 15.98% | |
Class R42 | | | 10.47% | | | | 7.69% | | | | 9.72% | | | | 16.34% | |
Class R52 | | | 10.63% | | | | 8.01% | | | | 10.05% | | | | 16.69% | |
Class R62 | | | 10.68% | | | | 8.11% | | | | 10.13% | | | | 16.78% | |
Class Y2 | | | 10.66% | | | | 8.07% | | | | 10.14% | | | | 16.78% | |
Class F2 | | | 10.70% | | | | 8.13% | | | | 10.06% | | | | 16.64% | |
Russell 2000 Growth Index | | | 8.27% | | | | 6.91% | | | | 10.22% | | | | 15.24% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
Performance information includes performance under the Fund’s previous additionalsub-adviser, Hartford Investment Management Company. As of 7/21/10, Hartford Investment Management Company no longer served as asub-adviser to the Fund.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
The Fund is closed to new investors, subject to certain exceptions. For more information, please see the Fund’s prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.22% | | | | 1.22% | |
Class C | | | 1.90% | | | | 1.90% | |
Class I | | | 0.84% | | | | 0.84% | |
Class R3 | | | 1.48% | | | | 1.48% | |
Class R4 | | | 1.17% | | | | 1.17% | |
Class R5 | | | 0.87% | | | | 0.87% | |
Class R6 | | | 0.77% | | | | 0.77% | |
Class Y | | | 0.86% | | | | 0.80% | |
Class F | | | 0.76% | | | | 0.76% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Small-cap securities can have greater risks and volatility thanlarge-cap securities. •The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur. •Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 0.6 | % |
Consumer Discretionary | | | 13.9 | |
Consumer Staples | | | 3.5 | |
Energy | | | 1.4 | |
Financials | | | 9.7 | |
Health Care | | | 25.4 | |
Industrials | | | 15.8 | |
Information Technology | | | 21.3 | |
Materials | | | 3.0 | |
Real Estate | | | 2.9 | |
| | | | |
Total | | | 97.5 | % |
| | | | |
Short-Term Investments | | | 2.6 | |
Other Assets & Liabilities | | | (0.1 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Small Cap Value Fund (formerly, Hartford Small Cap Core Fund) |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 1/01/2005 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 7.46% | | | | 7.54% | | | | 6.29% | | | | 13.15% | |
Class A3 | | | 1.55% | | | | 1.62% | | | | 5.09% | | | | 12.51% | |
Class C2 | | | 7.06% | | | | 6.80% | | | | 5.50% | | | | 12.32% | |
Class C3 | | | 6.30% | | | | 6.05% | | | | 5.50% | | | | 12.32% | |
Class I2 | | | 7.67% | | | | 7.91% | | | | 6.57% | | | | 13.30% | |
Class R32 | | | 7.45% | | | | 7.45% | | | | 6.08% | | | | 13.11% | |
Class R42 | | | 7.51% | | | | 7.58% | | | | 6.37% | | | | 13.35% | |
Class R52 | | | 7.64% | | | | 7.94% | | | | 6.68% | | | | 13.61% | |
Class R62 | | | 7.72% | | | | 8.02% | | | | 6.75% | | | | 13.64% | |
Class Y2 | | | 7.67% | | | | 7.97% | | | | 6.74% | | | | 13.64% | |
Class F2 | | | 7.70% | | | | 8.01% | | | | 6.61% | | | | 13.32% | |
Russell 2000 Value Index | | | 3.77% | | | | 2.19% | | | | 6.94% | | | | 12.87% | |
Russell 2000 Index | | | 6.06% | | | | 4.61% | | | | 8.63% | | | | 14.10% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R3, R4 and R5 shares commenced operations on 9/30/11. Performance prior to that date is that of the Fund’s Class Y shares. Class I shares commenced operations on 03/31/15. Performance prior to that date is that of the Fund’s Class A shares (excluding sales charges). Class F shares commenced operations on 2/28/17. Performance for Class F shares prior to 2/28/17 reflects the performance of Class I shares from 3/31/15 through 2/27/17 and Class A shares (excluding sales charges) prior to 3/31/15. Class R6 shares commenced operations on 2/28/18. Performance prior to that date is that of the Fund’s Class Y shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
Performance information includes the Fund’s performance when it invested, prior to 2/1/10, at least 80% of its assets in common stocks of mid-capitalization companies and prior to 7/10/15, at least 80% of its assets in common stocks of small-capitalization and mid-capitalization companies. Performance information prior to 11/1/18 includes the Fund’s performance when the Fund used a quantitative multifactor approach to bottom-up stock selection and pursued different principal investment strategies.
Performance information includes performance under the Fund’s previoussub-adviser, Hartford Investment Management Company. As of 6/4/12, Hartford Investment Management Company no longer served as thesub-adviser to the Fund.
Effective 11/1/18, the Fund changed its benchmark to the Russell 2000 Value Index from the Russell 2000 Index because Hartford Funds Management Company, LLC, the investment manager, believes it better reflects the Fund’s revised investment strategy.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.30% | | | | 1.30% | |
Class C | | | 2.08% | | | | 2.05% | |
Class I | | | 0.98% | | | | 0.98% | |
Class R3 | | | 1.58% | | | | 1.50% | |
Class R4 | | | 1.28% | | | | 1.20% | |
Class R5 | | | 0.98% | | | | 0.90% | |
Class R6 | | | 0.87% | | | | 0.80% | |
Class Y | | | 0.97% | | | | 0.85% | |
Class F | | | 0.86% | | | | 0.80% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Small-cap securities can have greater risks and volatility thanlarge-cap securities. • The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.• Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.• Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 3.8 | % |
Consumer Discretionary | | | 13.3 | |
Consumer Staples | | | 3.7 | |
Financials | | | 25.9 | |
Health Care | | | 5.0 | |
Industrials | | | 19.3 | |
Information Technology | | | 18.7 | |
Materials | | | 3.5 | |
Real Estate | | | 5.4 | |
| | | | |
Total | | | 98.6 | % |
| | | | |
Short-Term Investments | | | 1.9 | |
Other Assets & Liabilities | | | (0.5 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
The Hartford Small Company Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 7/22/1996 Sub-advised by Wellington Management Company LLP | | Investment objective – The Fund seeks growth of capital. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 15.03% | | | | 17.36% | | | | 9.36% | | | | 14.13% | |
Class A3 | | | 8.70% | | | | 10.90% | | | | 8.13% | | | | 13.48% | |
Class C2 | | | 14.60% | | | | 16.48% | | | | 8.55% | | | | 13.30% | |
Class C3 | | | 13.76% | | | | 15.63% | | | | 8.55% | | | | 13.30% | |
Class I2 | | | 15.22% | | | | 17.69% | | | | 9.63% | | | | 14.42% | |
Class R32 | | | 14.97% | | | | 17.12% | | | | 9.14% | | | | 13.92% | |
Class R42 | | | 15.15% | | | | 17.48% | | | | 9.48% | | | | 14.27% | |
Class R52 | | | 15.28% | | | | 17.81% | | | | 9.80% | | | | 14.60% | |
Class R62 | | | 15.30% | | | | 17.88% | | | | 9.88% | | | | 14.70% | |
Class Y2 | | | 15.31% | | | | 17.89% | | | | 9.88% | | | | 14.70% | |
Class F2 | | | 15.31% | | | | 17.83% | | | | 9.71% | | | | 14.46% | |
Russell 2000 Growth Index | | | 8.27% | | | | 6.91% | | | | 10.22% | | | | 15.24% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Class R6 shares commenced operations on 11/07/14. Performance prior to that date is that of the Fund’s Class Y shares. Class F shares commenced operations on 2/28/17. Performance prior to that date is that of the Fund’s Class I shares.
To the extent a share class has adopted the prior performance of another share class that had different operating expenses, such performance has not been adjusted to reflect the different operating expenses. If the performance were adjusted, it may have been higher or lower.
Performance information includes performance under the Fund’s previous additionalsub-adviser, Hartford Investment Management Company. As of 7/21/10, Hartford Investment Management Company no longer served as asub-adviser to the Fund.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
| | | | | | | | |
Operating Expenses* | | Gross | | | Net | |
Class A | | | 1.35% | | | | 1.35% | |
Class C | | | 2.13% | | | | 2.13% | |
Class I | | | 1.08% | | | | 1.08% | |
Class R3 | | | 1.64% | | | | 1.56% | |
Class R4 | | | 1.33% | | | | 1.26% | |
Class R5 | | | 1.04% | | | | 0.96% | |
Class R6 | | | 0.92% | | | | 0.91% | |
Class Y | | | 1.00% | | | | 0.96% | |
Class F | | | 0.92% | | | | 0.91% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended 4/30/19. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Small-cap securities can have greater risks and volatility thanlarge-cap securities. •Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.•Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | |
Communication Services | | | 1.3 | % |
Consumer Discretionary | | | 18.0 | |
Consumer Staples | | | 2.6 | |
Energy | | | 0.7 | |
Financials | | | 7.2 | |
Health Care | | | 23.3 | |
Industrials | | | 13.2 | |
Information Technology | | | 22.5 | |
Materials | | | 3.4 | |
Real Estate | | | 4.0 | |
| | | | |
Total | | | 96.2 | % |
| | | | |
Short-Term Investments | | | 3.0 | |
Other Assets & Liabilities | | | 0.8 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Domestic Equity Funds |
Benchmark Glossary (Unaudited)
Russell 1000 Growth Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with higherprice-to-book ratios and higher forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership.
Russell 1000 Value Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 1000 Index companies with lowerprice-to-book ratios and lower forecasted growth values. The Russell 1000 Index is designed to measure the performance of the 1,000 largest companies in the Russell 3000 Index based on their market capitalization and current index membership.
Russell 2000 Growth Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 2000 Index companies with higherprice-to-book ratios and higher forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2000 Value Index(reflects no deduction for fees, expenses or taxes) The Russell 2000 Value Index is designed to measure the performance of those Russell 2000 Index companies with lowerprice-to-book ratios and lower forecasted growth values. The Russell 2000 Index is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2000 Index(reflects no deduction for fees, expenses or taxes) is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2500 Value Index(reflects no deduction for fees, expenses or taxes) measures the performance of those Russell 2500 Index companies with lowerprice-to-book ratios and lower forecasted growth values. The Russell 2500 Index measures the performance of the 2,500 smallest U.S. companies based on their market capitalization and current index membership.
Russell 3000 Growth Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of those Russell 3000 Index companies with higherprice-to-book ratios and higher forecasted growth values. The Russell 3000 Index is designed to measures the performance of the 3,000 largest U.S. companies based on total market capitalization.
Russell 3000 Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the 3,000 largest U.S. companies based on total market capitalization.
Russell MidCap Value Index(reflects no deduction for fees, expenses or taxes)measures the performance of themid-cap value segment of the U.S. equity universe. It includes those Russell MidCap Index companies with lowerprice-to-book ratios and lower forecasted growth values.
S&P 500 Index(reflects no deduction for fees, expenses or taxes)is a float-adjusted market capitalization-weighted index composed of 500 widely held common stocks.
S&P Composite 1500 Health Care Index(reflects no deduction for fees, expenses or taxes)is a float-adjusted market capitalization-weighted index comprised of those companies included in the S&P Composite 1500 that are classified as members of the Global Industry Classification Standard (GICS®) health care sector.
S&P MidCap 400 Index(reflects no deduction for fees, expenses or taxes) is a float-adjusted market capitalization-weighted index designed to measure the performance of themid-cap segment of the market. The index is composed of 400 constituent companies.
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited)
Your Fund’s Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service(12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2018 through April 30, 2019, except as indicated below. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (front-end sales loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class’ annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect theone-half year period).
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
The Hartford Capital Appreciation Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,137.20 | | | $ | 5.67 | | | $ | 1,000.00 | | | $ | 1,019.49 | | | $ | 5.36 | | | | 1.07 | % |
Class C | | $ | 1,000.00 | | | $ | 1,132.40 | | | $ | 10.20 | | | $ | 1,000.00 | | | $ | 1,015.22 | | | $ | 9.64 | | | | 1.93 | % |
Class I | | $ | 1,000.00 | | | $ | 1,138.80 | | | $ | 4.24 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,135.00 | | | $ | 7.52 | | | $ | 1,000.00 | | | $ | 1,017.75 | | | $ | 7.10 | | | | 1.42 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,136.80 | | | $ | 5.88 | | | $ | 1,000.00 | | | $ | 1,019.29 | | | $ | 5.56 | | | | 1.11 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,138.60 | | | $ | 4.30 | | | $ | 1,000.00 | | | $ | 1,020.78 | | | $ | 4.06 | | | | 0.81 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,139.30 | | | $ | 3.71 | | | $ | 1,000.00 | | | $ | 1,021.32 | | | $ | 3.51 | | | | 0.70 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,138.90 | | | $ | 3.87 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
Class F | | $ | 1,000.00 | | | $ | 1,139.30 | | | $ | 3.71 | | | $ | 1,000.00 | | | $ | 1,021.32 | | | $ | 3.51 | | | | 0.70 | % |
|
Hartford Core Equity Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,110.90 | | | $ | 3.82 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
Class C | | $ | 1,000.00 | | | $ | 1,106.40 | | | $ | 7.73 | | | $ | 1,000.00 | | | $ | 1,017.46 | | | $ | 7.40 | | | | 1.48 | % |
Class I | | $ | 1,000.00 | | | $ | 1,112.20 | | | $ | 2.41 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,108.90 | | | $ | 5.70 | | | $ | 1,000.00 | | | $ | 1,019.39 | | | $ | 5.46 | | | | 1.09 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,110.70 | | | $ | 3.98 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,112.20 | | | $ | 2.57 | | | $ | 1,000.00 | | | $ | 1,022.37 | | | $ | 2.46 | | | | 0.49 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,112.80 | | | $ | 2.04 | | | $ | 1,000.00 | | | $ | 1,022.86 | | | $ | 1.96 | | | | 0.39 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,112.50 | | | $ | 2.20 | | | $ | 1,000.00 | | | $ | 1,022.71 | | | $ | 2.11 | | | | 0.42 | % |
Class F | | $ | 1,000.00 | | | $ | 1,112.80 | | | $ | 1.99 | | | $ | 1,000.00 | | | $ | 1,022.91 | | | $ | 1.91 | | | | 0.38 | % |
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
The Hartford Dividend and Growth Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,084.00 | | | $ | 5.12 | | | $ | 1,000.00 | | | $ | 1,019.89 | | | $ | 4.96 | | | | 0.99 | % |
Class C | | $ | 1,000.00 | | | $ | 1,079.30 | | | $ | 9.43 | | | $ | 1,000.00 | | | $ | 1,015.72 | | | $ | 9.15 | | | | 1.83 | % |
Class I | | $ | 1,000.00 | | | $ | 1,085.30 | | | $ | 3.77 | | | $ | 1,000.00 | | | $ | 1,021.18 | | | $ | 3.66 | | | | 0.73 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,081.50 | | | $ | 6.97 | | | $ | 1,000.00 | | | $ | 1,018.10 | | | $ | 6.76 | | | | 1.35 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,083.50 | | | $ | 5.42 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,085.20 | | | $ | 3.83 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,085.70 | | | $ | 3.31 | | | $ | 1,000.00 | | | $ | 1,021.62 | | | $ | 3.21 | | | | 0.64 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,085.40 | | | $ | 3.52 | | | $ | 1,000.00 | | | $ | 1,021.42 | | | $ | 3.41 | | | | 0.68 | % |
Class F | | $ | 1,000.00 | | | $ | 1,085.50 | | | $ | 3.31 | | | $ | 1,000.00 | | | $ | 1,021.62 | | | $ | 3.21 | | | | 0.64 | % |
|
The Hartford Equity Income Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,095.50 | | | $ | 5.20 | | | $ | 1,000.00 | | | $ | 1,019.84 | | | $ | 5.01 | | | | 1.00 | % |
Class C | | $ | 1,000.00 | | | $ | 1,091.00 | | | $ | 9.18 | | | $ | 1,000.00 | | | $ | 1,016.02 | | | $ | 8.85 | | | | 1.77 | % |
Class I | | $ | 1,000.00 | | | $ | 1,096.00 | | | $ | 4.11 | | | $ | 1,000.00 | | | $ | 1,020.88 | | | $ | 3.96 | | | | 0.79 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,093.30 | | | $ | 7.11 | | | $ | 1,000.00 | | | $ | 1,018.00 | | | $ | 6.85 | | | | 1.37 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,094.80 | | | $ | 5.51 | | | $ | 1,000.00 | | | $ | 1,019.54 | | | $ | 5.31 | | | | 1.06 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,096.60 | | | $ | 3.95 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,097.50 | | | $ | 3.43 | | | $ | 1,000.00 | | | $ | 1,021.52 | | | $ | 3.31 | | | | 0.66 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,097.10 | | | $ | 3.69 | | | $ | 1,000.00 | | | $ | 1,021.27 | | | $ | 3.56 | | | | 0.71 | % |
Class F | | $ | 1,000.00 | | | $ | 1,096.90 | | | $ | 3.43 | | | $ | 1,000.00 | | | $ | 1,021.52 | | | $ | 3.31 | | | | 0.66 | % |
|
The Hartford Growth Opportunities Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,181.30 | | | $ | 6.00 | | | $ | 1,000.00 | | | $ | 1,019.29 | | | $ | 5.56 | | | | 1.11 | % |
Class C | | $ | 1,000.00 | | | $ | 1,176.90 | | | $ | 10.15 | | | $ | 1,000.00 | | | $ | 1,015.47 | | | $ | 9.39 | | | | 1.88 | % |
Class I | | $ | 1,000.00 | | | $ | 1,182.60 | | | $ | 4.60 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,179.30 | | | $ | 7.84 | | | $ | 1,000.00 | | | $ | 1,017.60 | | | $ | 7.25 | | | | 1.45 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,180.80 | | | $ | 6.22 | | | $ | 1,000.00 | | | $ | 1,019.09 | | | $ | 5.76 | | | | 1.15 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,182.70 | | | $ | 4.60 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,183.30 | | | $ | 4.06 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,183.00 | | | $ | 4.22 | | | $ | 1,000.00 | | | $ | 1,020.93 | | | $ | 3.91 | | | | 0.78 | % |
Class F | | $ | 1,000.00 | | | $ | 1,183.50 | | | $ | 4.06 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
|
The Hartford Healthcare Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,054.80 | | | $ | 6.57 | | | $ | 1,000.00 | | | $ | 1,018.40 | | | $ | 6.46 | | | | 1.29 | % |
Class C | | $ | 1,000.00 | | | $ | 1,050.70 | | | $ | 10.53 | | | $ | 1,000.00 | | | $ | 1,014.53 | | | $ | 10.34 | | | | 2.07 | % |
Class I | | $ | 1,000.00 | | | $ | 1,056.20 | | | $ | 5.15 | | | $ | 1,000.00 | | | $ | 1,019.79 | | | $ | 5.06 | | | | 1.01 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,053.00 | | | $ | 8.20 | | | $ | 1,000.00 | | | $ | 1,016.81 | | | $ | 8.05 | | | | 1.61 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,054.60 | | | $ | 6.67 | | | $ | 1,000.00 | | | $ | 1,018.30 | | | $ | 6.56 | | | | 1.31 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,055.80 | | | $ | 5.20 | | | $ | 1,000.00 | | | $ | 1,019.74 | | | $ | 5.11 | | | | 1.02 | % |
Class R6(1) | | $ | 1,000.00 | | | $ | 989.20 | | | $ | 1.50 | (2) | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | (3) | | | 0.90 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,056.50 | | | $ | 4.74 | | | $ | 1,000.00 | | | $ | 1,020.18 | | | $ | 4.66 | | | | 0.93 | % |
Class F | | $ | 1,000.00 | | | $ | 1,057.00 | | | $ | 4.59 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
|
The Hartford MidCap Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,148.90 | | | $ | 5.86 | | | $ | 1,000.00 | | | $ | 1,019.34 | | | $ | 5.51 | | | | 1.10 | % |
Class C | | $ | 1,000.00 | | | $ | 1,144.20 | | | $ | 9.99 | | | $ | 1,000.00 | | | $ | 1,015.47 | | | $ | 9.39 | | | | 1.88 | % |
Class I | | $ | 1,000.00 | | | $ | 1,150.60 | | | $ | 4.43 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,147.00 | | | $ | 7.72 | | | $ | 1,000.00 | | | $ | 1,017.60 | | | $ | 7.25 | | | | 1.45 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,148.60 | | | $ | 6.07 | | | $ | 1,000.00 | | | $ | 1,019.14 | | | $ | 5.71 | | | | 1.14 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,150.40 | | | $ | 4.48 | | | $ | 1,000.00 | | | $ | 1,020.63 | | | $ | 4.21 | | | | 0.84 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,151.20 | | | $ | 3.95 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,150.70 | | | $ | 4.21 | | | $ | 1,000.00 | | | $ | 1,020.88 | | | $ | 3.96 | | | | 0.79 | % |
Class F | | $ | 1,000.00 | | | $ | 1,151.10 | | | $ | 3.95 | | | $ | 1,000.00 | | | $ | 1,021.13 | | | $ | 3.71 | | | | 0.74 | % |
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
The Hartford MidCap Value Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,091.50 | | | $ | 6.33 | | | $ | 1,000.00 | | | $ | 1,018.75 | | | $ | 6.11 | | | | 1.22 | % |
Class C | | $ | 1,000.00 | | | $ | 1,087.80 | | | $ | 10.56 | | | $ | 1,000.00 | | | $ | 1,014.68 | | | $ | 10.19 | | | | 2.04 | % |
Class I | | $ | 1,000.00 | | | $ | 1,093.20 | | | $ | 4.77 | | | $ | 1,000.00 | | | $ | 1,020.23 | | | $ | 4.61 | | | | 0.92 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,090.30 | | | $ | 7.88 | | | $ | 1,000.00 | | | $ | 1,017.26 | | | $ | 7.60 | | | | 1.52 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,091.50 | | | $ | 6.27 | | | $ | 1,000.00 | | | $ | 1,018.79 | | | $ | 6.06 | | | | 1.21 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,092.80 | | | $ | 4.83 | | | $ | 1,000.00 | | | $ | 1,020.18 | | | $ | 4.66 | | | | 0.93 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,093.80 | | | $ | 4.46 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class F | | $ | 1,000.00 | | | $ | 1,093.90 | | | $ | 4.15 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
|
Hartford Quality Value Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,081.20 | | | $ | 4.59 | | | $ | 1,000.00 | | | $ | 1,020.38 | | | $ | 4.46 | | | | 0.89 | % |
Class C | | $ | 1,000.00 | | | $ | 1,076.90 | | | $ | 8.70 | | | $ | 1,000.00 | | | $ | 1,016.41 | | | $ | 8.45 | | | | 1.69 | % |
Class I | | $ | 1,000.00 | | | $ | 1,083.20 | | | $ | 2.94 | | | $ | 1,000.00 | | | $ | 1,021.97 | | | $ | 2.86 | | | | 0.57 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,079.40 | | | $ | 5.98 | | | $ | 1,000.00 | | | $ | 1,019.04 | | | $ | 5.81 | | | | 1.16 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,081.60 | | | $ | 4.49 | | | $ | 1,000.00 | | | $ | 1,020.48 | | | $ | 4.36 | | | | 0.87 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,082.70 | | | $ | 2.94 | | | $ | 1,000.00 | | | $ | 1,021.97 | | | $ | 2.86 | | | | 0.57 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,083.40 | | | $ | 2.38 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,083.20 | | | $ | 2.63 | | | $ | 1,000.00 | | | $ | 1,022.27 | | | $ | 2.56 | | | | 0.51 | % |
Class F | | $ | 1,000.00 | | | $ | 1,083.50 | | | $ | 2.38 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
|
The Hartford Small Cap Growth Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,104.40 | | | $ | 6.37 | | | $ | 1,000.00 | | | $ | 1,018.75 | | | $ | 6.11 | | | | 1.22 | % |
Class C | | $ | 1,000.00 | | | $ | 1,100.30 | | | $ | 10.15 | | | $ | 1,000.00 | | | $ | 1,015.13 | | | $ | 9.74 | | | | 1.95 | % |
Class I | | $ | 1,000.00 | | | $ | 1,106.40 | | | $ | 4.44 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,102.90 | | | $ | 7.66 | | | $ | 1,000.00 | | | $ | 1,017.51 | | | $ | 7.35 | | | | 1.47 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,104.70 | | | $ | 6.11 | | | $ | 1,000.00 | | | $ | 1,018.99 | | | $ | 5.86 | | | | 1.17 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,106.30 | | | $ | 4.49 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,106.80 | | | $ | 3.97 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,106.60 | | | $ | 4.18 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
Class F | | $ | 1,000.00 | | | $ | 1,107.00 | | | $ | 3.97 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
|
Hartford Small Cap Value Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,074.60 | | | $ | 6.43 | | | $ | 1,000.00 | | | $ | 1,018.60 | | | $ | 6.26 | | | | 1.25 | % |
Class C | | $ | 1,000.00 | | | $ | 1,070.60 | | | $ | 10.47 | | | $ | 1,000.00 | | | $ | 1,014.68 | | | $ | 10.19 | | | | 2.04 | % |
Class I | | $ | 1,000.00 | | | $ | 1,076.70 | | | $ | 4.69 | | | $ | 1,000.00 | | | $ | 1,020.28 | | | $ | 4.56 | | | | 0.91 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,074.50 | | | $ | 7.15 | | | $ | 1,000.00 | | | $ | 1,017.90 | | | $ | 6.95 | | | | 1.39 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,075.10 | | | $ | 6.17 | | | $ | 1,000.00 | | | $ | 1,018.84 | | | $ | 6.01 | | | | 1.20 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,076.40 | | | $ | 4.63 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,077.20 | | | $ | 4.12 | | | $ | 1,000.00 | | | $ | 1,020.83 | | �� | $ | 4.01 | | | | 0.80 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,076.70 | | | $ | 4.38 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class F | | $ | 1,000.00 | | | $ | 1,077.00 | | | $ | 4.12 | | | $ | 1,000.00 | | | $ | 1,020.83 | | | $ | 4.01 | | | | 0.80 | % |
|
Hartford Domestic Equity Funds |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
The Hartford Small Company Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,150.30 | | | $ | 7.09 | | | $ | 1,000.00 | | | $ | 1,018.20 | | | $ | 6.66 | | | | 1.33 | % |
Class C | | $ | 1,000.00 | | | $ | 1,146.00 | | | $ | 11.33 | | | $ | 1,000.00 | | | $ | 1,014.23 | | | $ | 10.64 | | | | 2.13 | % |
Class I | | $ | 1,000.00 | | | $ | 1,152.20 | | | $ | 5.76 | | | $ | 1,000.00 | | | $ | 1,019.44 | | | $ | 5.41 | | | | 1.08 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,149.70 | | | $ | 8.26 | | | $ | 1,000.00 | | | $ | 1,017.11 | | | $ | 7.75 | | | | 1.55 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,151.50 | | | $ | 6.67 | | | $ | 1,000.00 | | | $ | 1,018.60 | | | $ | 6.26 | | | | 1.25 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,152.80 | | | $ | 5.07 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
Class R6 | | $ | 1,000.00 | | | $ | 1,153.00 | | | $ | 4.80 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
Class Y(4) | | $ | 1,000.00 | | | $ | 1,153.10 | | | $ | 4.80 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
Class F | | $ | 1,000.00 | | | $ | 1,153.10 | | | $ | 4.80 | | | $ | 1,000.00 | | | $ | 1,020.33 | | | $ | 4.51 | | | | 0.90 | % |
(1) | Inception date of Class R6 shares was February 28, 2019. |
(2) | Expenses paid during the period February 28, 2019 through April 30, 2019. |
(3) | Please note that while Class R6 shares commenced operations on February 28, 2019, the hypothetical expenses paid during the period reflect projected activity for the full six month period for purposes of comparability. This projection assumes that annualized expense ratios were in effect during the period November 1, 2018 to April 30, 2019. |
(4) | Effective May 1, 2019, a new transfer agency fee arrangement was implemented. Had the new arrangement been in effect during the period, the annualized expense ratio would have been 0.95%, and the expenses paid in the actual and hypothetical examples would have been $5.07 and $4.76, respectively. |
|
The Hartford Capital Appreciation Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% | |
| | | Automobiles & Components - 0.8% | |
| 383,530 | | | Aptiv plc | | $ | 32,868,521 | |
| 26,785 | | | Cie Generale des Etablissements Michelin SCA | | | 3,463,582 | |
| 150,270 | | | Delphi Technologies plc | | | 3,325,475 | |
| 88,615 | | | Ferrari N.V. | | | 12,018,989 | |
| 190,160 | | | Valeo S.A.(1) | | | 6,916,637 | |
| | | | | | | | |
| | | | 58,593,204 | |
| | | | | | | | |
| | | Banks - 3.2% | |
| 2,606,182 | | | Bank of America Corp. | | | 79,697,046 | |
| 69,296 | | | First Republic Bank | | | 7,319,043 | |
| 375,156 | | | HDFC Bank Ltd. | | | 12,499,761 | |
| 2,423 | | | HDFC Bank Ltd. ADR | | | 277,797 | |
| 704,864 | | | ING Groep N.V.(1) | | | 8,994,083 | |
| 314,709 | | | JP Morgan Chase & Co. | | | 36,521,979 | |
| 1,461,478 | | | KeyCorp. | | | 25,648,939 | |
| 455,919 | | | PNC Financial Services Group, Inc. | | | 62,428,989 | |
| | | | | | | | |
| | | | 233,387,637 | |
| | | | | | | | |
| | | Capital Goods - 4.2% | |
| 56,557 | | | Airbus SE | | | 7,744,330 | |
| 296,352 | | | General Dynamics Corp. | | | 52,964,030 | |
| 806,800 | | | Harry’s Manufacturing, Inc.(2)(3)(4) | | | 12,182,680 | |
| 286,510 | | | Ingersoll-Rand plc | | | 35,128,991 | |
| 143,525 | | | L3 Technologies, Inc. | | | 31,371,695 | |
| 264,837 | | | Lockheed Martin Corp. | | | 88,278,117 | |
| 148,292 | | | Northrop Grumman Corp. | | | 42,991,334 | |
| 123,478 | | | Rockwell Automation, Inc. | | | 22,313,709 | |
| 75,610 | | | Safran S.A. | | | 11,021,003 | |
| | | | | | | | |
| | | | 303,995,889 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.2% | |
| 124,348 | | | CoStar Group, Inc.* | | | 61,707,695 | |
| 299,420 | | | Equifax, Inc. | | | 37,711,949 | |
| 192,777 | | | IHS Markit Ltd.* | | | 11,038,411 | |
| 155,726 | | | Intertek Group plc | | | 10,892,068 | |
| 4,595 | | | Klarna Holding AB(2)(3)(4) | | | 793,480 | |
| 171,795 | | | Recruit Holdings Co., Ltd. | | | 5,173,410 | |
| 734,251 | | | Republic Services, Inc. | | | 60,810,668 | |
| 316,974 | | | TransUnion | | | 22,077,239 | |
| 205,858 | | | Waste Connections, Inc. | | | 19,097,447 | |
| | | | | | | | |
| | | | 229,302,367 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 3.5% | |
| 1,353,960 | | | NIKE, Inc. Class B | | | 118,918,307 | |
| 112,789 | | | Tapestry, Inc. | | | 3,639,701 | |
| 1,487,897 | | | Under Armour, Inc. Class A* | | | 34,355,542 | |
| 2,979,490 | | | Under Armour, Inc. Class C* | | | 61,735,033 | |
| 351,562 | | | VF Corp. | | | 33,190,968 | |
| | | | | | | | |
| | | | 251,839,551 | |
| | | | | | | | |
| | | Consumer Services - 4.3% | |
| 28,948 | | | Chipotle Mexican Grill, Inc.* | | | 19,917,382 | |
| 33,545 | | | Domino’s Pizza, Inc. | | | 9,076,606 | |
| 5,654,566 | | | DraftKings, Inc.(2)(3)(4) | | | 16,058,967 | |
| 605,550 | | | Hilton Worldwide Holdings, Inc. | | | 52,676,795 | |
| 911,645 | | | Las Vegas Sands Corp. | | | 61,125,797 | |
| 91,567 | | | Marriott International, Inc. Class A | | | 12,491,570 | |
| 284,959 | | | Marriott Vacations Worldwide Corp. | | | 30,100,219 | |
| 417,797 | | | McDonald’s Corp. | | | 82,544,153 | |
| 81,378 | | | New Oriental Education & Technology Group, Inc. ADR* | | | 7,768,344 | |
| 172,542 | | | Royal Caribbean Cruises Ltd. | | | 20,867,230 | |
| | | | | | | | |
| | | | 312,627,063 | |
| | | | | | | | |
| | | Diversified Financials - 3.2% | |
| 861,448 | | | American Express Co. | | | 100,987,549 | |
| 152,260 | | | Intercontinental Exchange, Inc. | | | 12,386,351 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% - (continued) | |
| | | Diversified Financials - 3.2% - (continued) | |
| 1,339,319 | | | J2 Acquisition Ltd.*(5) | | $ | 11,819,490 | |
| 1,087,552 | | | Morgan Stanley | | | 52,474,384 | |
| 1,299,862 | | | Natixis S.A. | | | 7,659,749 | |
| 429,854 | | | State Street Corp. | | | 29,083,922 | |
| 336,967 | | | TD Ameritrade Holding Corp. | | | 17,717,725 | |
| | | | | | | | |
| | | | 232,129,170 | |
| | | | | | | | |
| | | Energy - 0.9% | |
| 172,778 | | | Diamondback Energy, Inc. | | | 18,381,851 | |
| 1,349,112 | | | Encana Corp. | | | 9,345,196 | |
| 265,674 | | | EOG Resources, Inc. | | | 25,517,988 | |
| 190,132 | | | Total S.A. | | | 10,569,583 | |
| | | | | | | | |
| | | | 63,814,618 | |
| | | | | | | | |
| | | Food & Staples Retailing - 2.3% | |
| 149,485 | | | Costco Wholesale Corp. | | | 36,703,052 | |
| 1,261,541 | | | Walmart, Inc. | | | 129,736,877 | |
| | | | | | | | |
| | | | 166,439,929 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 4.4% | |
| 764,092 | | | Altria Group, Inc. | | | 41,513,118 | |
| 1,607,553 | | | Coca-Cola Co. | | | 78,866,550 | |
| 1,785,147 | | | Diageo plc | | | 75,257,732 | |
| 406,392 | | | Lamb Weston Holdings, Inc. | | | 28,467,760 | |
| 339,655 | | | Monster Beverage Corp.* | | | 20,243,438 | |
| 577,710 | | | PepsiCo., Inc. | | | 73,975,766 | |
| | | | | | | | |
| | | | 318,324,364 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 10.1% | |
| 336,902 | | | Alcon, Inc.*(1) | | | 19,607,696 | |
| 167,832 | | | Align Technology, Inc.* | | | 54,491,694 | |
| 878,770 | | | Baxter International, Inc. | | | 67,050,151 | |
| 114,079 | | | Becton Dickinson and Co. | | | 27,463,378 | |
| 388,928 | | | Cerner Corp.* | | | 25,844,266 | |
| 595,123 | | | Danaher Corp. | | | 78,818,090 | |
| 393,919 | | | Haemonetics Corp.* | | | 34,381,250 | |
| 467,508 | | | Hologic, Inc.* | | | 21,683,021 | |
| 447,957 | | | Insulet Corp.* | | | 38,636,291 | |
| 23,621 | | | Intuitive Surgical, Inc.* | | | 12,061,591 | |
| 147,343 | | | Koninklijke Philips N.V. | | | 6,327,457 | |
| 1,318,287 | | | Medtronic plc | | | 117,077,069 | |
| 243,412 | | | Penumbra, Inc.*(1) | | | 32,738,914 | |
| 314,143 | | | Stryker Corp. | | | 59,344,754 | |
| 71,203 | | | Teleflex, Inc. | | | 20,376,875 | |
| 246,552 | | | UnitedHealth Group, Inc. | | | 57,463,875 | |
| 269,957 | | | Veeva Systems, Inc. Class A* | | | 37,758,886 | |
| 61,312 | | | WellCare Health Plans, Inc.* | | | 15,839,955 | |
| | | | | | | | |
| | | | 726,965,213 | |
| | | | | | | | |
| | | Household & Personal Products - 1.1% | |
| 945,708 | | | Colgate-Palmolive Co. | | | 68,838,086 | |
| 123,520 | | | Shiseido Co., Ltd. | | | 9,715,832 | |
| | | | | | | | |
| | | | 78,553,918 | |
| | | | | | | | |
| | | Insurance - 4.1% | |
| 956,370 | | | Aflac, Inc. | | | 48,181,920 | |
| 508,843 | | | Arthur J Gallagher & Co. | | | 42,549,452 | |
| 500,305 | | | Chubb Ltd. | | | 72,644,286 | |
| 350,293 | | | Lincoln National Corp. | | | 23,371,549 | |
| 473,346 | | | Marsh & McLennan Cos., Inc. | | | 44,631,794 | |
| 853,647 | | | Ping An Insurance Group Co. of China Ltd. Class H | | | 10,333,104 | |
| 537,892 | | | Unum Group | | | 19,858,973 | |
| 166,588 | | | Willis Towers Watson plc | | | 30,708,832 | |
| | | | | | | | |
| | | | 292,279,910 | |
| | | | | | | | |
| | | Materials - 3.7% | |
| 790,985 | | | Alcoa Corp.* | | | 21,103,480 | |
| 207,228 | | | Anglo American plc | | | 5,377,504 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% - (continued) | |
| | | Materials - 3.7% - (continued) | |
| 378,616 | | | CF Industries Holdings, Inc. | | $ | 16,954,424 | |
| 307,214 | | | Eastman Chemical Co. | | | 24,233,040 | |
| 656,037 | | | FMC Corp. | | | 51,866,285 | |
| 1,632,622 | | | Freeport-McMoRan, Inc. | | | 20,097,577 | |
| 590,849 | | | Linde plc | | | 106,506,441 | |
| 391,707 | | | Nucor Corp. | | | 22,354,719 | |
| | | | | | | | |
| | | | 268,493,470 | |
| | | | | | | | |
| | | Media & Entertainment - 5.2% | |
| 174,293 | | | Activision Blizzard, Inc. | | | 8,402,666 | |
| 55,435 | | | Alphabet, Inc. Class A* | | | 66,464,348 | |
| 11,650 | | | Alphabet, Inc. Class C* | | | 13,845,792 | |
| 34,569 | | | Charter Communications, Inc. Class A* | | | 12,831,667 | |
| 493,702 | | | Facebook, Inc. Class A* | | | 95,481,967 | |
| 152,993 | | | Netflix, Inc.* | | | 56,690,026 | |
| 558,005 | | | Ocean Outdoor Ltd.*(5) | | | 4,408,239 | |
| 1,217,495 | | | Pinterest, Inc. Class A* | | | 37,717,995 | |
| 344,809 | | | Spotify Technology S.A.* | | | 46,814,718 | |
| 253,707 | | | Tencent Holdings Ltd. | | | 12,504,620 | |
| 544,780 | | | Yandex N.V. Class A* | | | 20,391,115 | |
| | | | | | | | |
| | | | 375,553,153 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 6.3% | |
| 257,812 | | | Agilent Technologies, Inc. | | | 20,238,242 | |
| 202,716 | | | Alnylam Pharmaceuticals, Inc.* | | | 18,110,647 | |
| 286,759 | | | Bausch Health Cos., Inc.* | | | 6,621,265 | |
| 343,641 | | | Bristol-Myers Squibb Co. | | | 15,955,252 | |
| 1,058,496 | | | Elanco Animal Health, Inc.* | | | 33,342,624 | |
| 425,379 | | | Exact Sciences Corp.* | | | 41,980,654 | |
| 239,532 | | | Heron Therapeutics, Inc.* | | | 5,193,054 | |
| 277,136 | | | Ionis Pharmaceuticals, Inc.* | | | 20,599,519 | |
| 765,333 | | | Johnson & Johnson | | | 108,065,020 | |
| 906,723 | | | Merck & Co., Inc. | | | 71,368,167 | |
| 27,584 | | | Mettler-Toledo International, Inc.* | | | 20,557,252 | |
| 438,796 | | | Moderna, Inc.(3)(4) | | | 11,193,423 | |
| 1,522,797 | | | Pfizer, Inc. | | | 61,840,786 | |
| 117,866 | | | Seattle Genetics, Inc.* | | | 7,988,957 | |
| 32,621 | | | Thermo Fisher Scientific, Inc. | | | 9,050,696 | |
| | | | | | | | |
| | | | 452,105,558 | |
| | | | | | | | |
| | | Real Estate - 4.3% | |
| 107,349 | | | Alexandria Real Estate Equities, Inc. REIT | | | 15,285,424 | |
| 379,634 | | | American Tower Corp. REIT | | | 74,142,520 | |
| 233,462 | | | AvalonBay Communities, Inc. REIT | | | 46,909,520 | |
| 52,795 | | | Boston Properties, Inc. REIT | | | 7,265,648 | |
| 306,476 | | | Crown Castle International Corp. REIT | | | 38,548,551 | |
| 45,374 | | | Equinix, Inc. REIT | | | 20,631,558 | |
| 472,500 | | | Mitsui Fudosan Co., Ltd. REIT | | | 10,944,009 | |
| 283,261 | | | Public Storage REIT | | | 62,651,668 | |
| 170,703 | | | Simon Property Group, Inc. REIT | | | 29,651,111 | |
| 8,145 | | | WeWork Companies, Inc. Class A(2)(3)(4) | | | 553,860 | |
| | | | | | | | |
| | | | 306,583,869 | |
| | | | | | | | |
| | | Retailing - 5.9% | |
| 169,439 | | | Alibaba Group Holding Ltd. ADR* | | | 31,442,795 | |
| 76,959 | | | Amazon.com, Inc.* | | | 148,263,053 | |
| 3,876 | | | Booking Holdings, Inc.* | | | 7,189,941 | |
| 343,577 | | | Delivery Hero SE*(5) | | | 15,834,285 | |
| 402,997 | | | Expedia Group, Inc. | | | 52,325,131 | |
| 128,682 | | | Home Depot, Inc. | | | 26,212,523 | |
| 10,615 | | | JAND, Inc. Class A(2)(3)(4) | | | 146,381 | |
| 1,550,001 | | | Just Eat plc* | | | 14,170,132 | |
| 466,367 | | | Lowe’s Cos., Inc. | | | 52,764,762 | |
| 1,034,705 | | | TJX Cos., Inc. | | | 56,784,610 | |
| 316,327 | | | Tory Burch LLC*(2)(3)(4) | | | 18,574,703 | |
| | | | | | | | |
| | | | 423,708,316 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.9% - (continued) | |
| | | Semiconductors & Semiconductor Equipment - 3.7% | |
| 1,820,017 | | | Advanced Micro Devices, Inc.* | | $ | 50,287,070 | |
| 311,982 | | | Analog Devices, Inc. | | | 36,264,787 | |
| 40,883 | | | Broadcom, Inc. | | | 13,017,147 | |
| 2,018,790 | | | Marvell Technology Group Ltd. | | | 50,510,126 | |
| 1,519,029 | | | Micron Technology, Inc.* | | | 63,890,360 | |
| 407,269 | | | NXP Semiconductors N.V. | | | 43,015,752 | |
| 1,485,835 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 12,475,116 | |
| | | | | | | | |
| | | | 269,460,358 | |
| | | | | | | | |
| | | Software & Services - 10.8% | |
| 142,569 | | | 2U, Inc.* | | | 8,625,425 | |
| 248,607 | | | Accenture plc Class A | | | 45,413,041 | |
| 42,109 | | | Adobe, Inc.* | | | 12,180,028 | |
| 85,781 | | | Capgemini SE | | | 10,409,890 | |
| 224,070 | | | FleetCor Technologies, Inc.* | | | 58,471,066 | |
| 680,825 | | | Genpact Ltd. | | | 24,713,948 | |
| 208,385 | | | Global Payments, Inc. | | | 30,438,797 | |
| 802,858 | | | GoDaddy, Inc. Class A* | | | 65,432,927 | |
| 515,911 | | | Guidewire Software, Inc.* | | | 54,944,521 | |
| 32,524 | | | Intuit, Inc. | | | 8,165,475 | |
| 596,754 | | | Microsoft Corp. | | | 77,936,072 | |
| 53,991 | | | PayPal Holdings, Inc.* | | | 6,088,565 | |
| 264,361 | | | ServiceNow, Inc.* | | | 71,776,655 | |
| 190,568 | | | Shopify, Inc. Class A* | | | 46,409,025 | |
| 193,339 | | | Splunk, Inc.* | | | 26,688,516 | |
| 634,168 | | | SS&C Technologies Holdings, Inc. | | | 42,907,807 | |
| 121,366 | | | VeriSign, Inc.* | | | 23,963,717 | |
| 277,549 | | | Visa, Inc. Class A | | | 45,637,382 | |
| 239,939 | | | VMware, Inc. Class A | | | 48,978,748 | |
| 59,789 | | | WEX, Inc.* | | | 12,573,627 | |
| 283,145 | | | Workday, Inc. Class A* | | | 58,223,106 | |
| | | | | | | | |
| | | | 779,978,338 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 2.6% | |
| 246,342 | | | Apple, Inc. | | | 49,433,449 | |
| 200,592 | | | CDW Corp. | | | 21,182,515 | |
| 532,600 | | | Flex Ltd.* | | | 5,879,904 | |
| 14,975 | | | Keyence Corp. | | | 9,356,282 | |
| 630,252 | | | TE Connectivity Ltd. | | | 60,283,604 | |
| 762,962 | | | Western Digital Corp. | | | 39,002,617 | |
| | | | | | | | |
| | | | 185,138,371 | |
| | | | | | | | |
| | | Telecommunication Services - 2.2% | |
| 1,836,398 | | | AT&T, Inc. | | | 56,854,882 | |
| 35,201,482 | | | China Tower Corp. Ltd. Class H(5) | | | 9,530,341 | |
| 728,293 | | | T-Mobile US, Inc.* | | | 53,158,106 | |
| 710,422 | | | Verizon Communications, Inc. | | | 40,629,034 | |
| | | | | | | | |
| | | | 160,172,363 | |
| | | | | | | | |
| | | Transportation - 2.8% | |
| 695,951 | | | Canadian National Railway Co. | | | 64,644,429 | |
| 806,757 | | | CSX Corp. | | | 64,242,060 | |
| 196,721 | | | Expeditors International of Washington, Inc. | | | 15,623,582 | |
| 300,042 | | | Union Pacific Corp. | | | 53,119,436 | |
| | | | | | | | |
| | | | 197,629,507 | |
| | | | | | | | |
| | | Utilities - 2.1% | |
| 373,109 | | | Dominion Energy, Inc. | | | 29,053,998 | |
| 483,758 | | | NRG Energy, Inc. | | | 19,916,317 | |
| 353,838 | | | Sempra Energy | | | 45,273,572 | |
| 1,074,471 | | | Southern Co. | | | 57,183,346 | |
| | | | | | | | |
| | | | 151,427,233 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $6,002,541,182) | | $ | 6,838,503,369 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
PREFERRED STOCKS - 2.7% | |
| | | Commercial & Professional Services - 0.0% | |
| 33,739 | | | Rubicon Global Holdings LLC Series C*(2)(3)(4) | | $ | 685,914 | |
| | | | | | | | |
| | | Consumer Services - 0.0% | |
| 10,074 | | | Airbnb, Inc. Series E*(2)(3)(4) | | | 1,285,644 | |
| | | | | | | | |
| | | Diversified Financials - 0.1% | |
| 348,919 | | | Social Finance, Inc. Series F*(2)(3)(4) | | | 5,673,423 | |
| | | | | | | | |
| | | Real Estate - 1.2% | |
| 674,436 | | | WeWork Companies, Inc. SeriesD-1*(2)(3)(4) | | | 45,861,648 | |
| 599,094 | | | WeWork Companies, Inc. SeriesD-2*(2)(3)(4) | | | 40,738,392 | |
| | | | | | | | |
| | | | 86,600,040 | |
| | | | | | | | |
| | | Retailing - 0.2% | |
| 448,670 | | | Coupang LLC*(2)(3)(4) | | | 2,557,778 | |
| 278,194 | | | Honest Co., Inc.*(2)(3)(4) | | | 10,412,801 | |
| 23,702 | | | JAND, Inc. Series D*(2)(3)(4) | | | 332,065 | |
| | | | | | | | |
| | | | 13,302,644 | |
| | | | | | | | |
| | | Software & Services - 1.2% | |
| 566,622 | | | Essence Group Holdings Corp. Series 3*(2)(3)(4) | | | 1,286,232 | |
| 77,707 | | | Lookout, Inc. Series F*(2)(3)(4) | | | 590,573 | |
| 95,031 | | | MarkLogic Corp. Series F*(2)(3)(4) | | | 960,764 | |
| 762,016 | | | Pinterest, Inc. Series G*(3)(4) | | | 21,403,912 | |
| 47,064 | | | Sharecare, Inc. Series B2*(2)(3)(4) | | | 10,617,638 | |
| 1,025,459 | | | Uber Technologies, Inc. Series D*(2)(3)(4) | | | 48,196,573 | |
| | | | | | | | |
| | | | 83,055,692 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $89,686,443) | | $ | 190,603,357 | |
| | | | | | | | |
|
CONVERTIBLE PREFERRED STOCKS - 0.0% | |
| | | Retailing - 0.0% | |
| 28,025 | | | Honest Co., Inc. Series C(2)(3)(4) | | $ | 886,150 | |
| | | | | | | | |
| | |
| | | | Total Convertible Preferred Stocks (cost $758,281) | | $ | 886,150 | |
| | | | | | | | |
|
ESCROWS - 0.0%(6) | |
| | | Capital Goods - 0.0% | |
| 372,334 | | | Lithium Technology Corp.*(2)(3)(4) | | $ | 3,724 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 0.0% | |
| 83,332 | | | One Kings Lane, Inc.*(2)(3)(4) | | | 13,333 | |
| | | | | | | | |
| | | Software & Services - 0.0% | |
| 143,626 | | | Birst, Inc.*(2)(3)(4) | | | 7,469 | |
| 143,626 | | | Birst, Inc. Earnout*(2)(3)(4) | | | — | |
| 58,205 | | | Veracode, Inc.*(2)(3)(4) | | | 31,663 | |
| | | | | | | | |
| | | | 39,132 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 56,189 | |
| | | | | | | | |
|
WARRANTS - 0.0% | |
| | | Diversified Financials - 0.0% | |
| 749,900 | | | J2 Acquisition Ltd. Expires 9/7/27* | | $ | 131,232 | |
| | | | | | | | |
| | |
| | | | Total Warrants (cost $7,499) | | $ | 131,232 | |
| | | | | | | | |
|
CLOSED END FUNDS - 0.5% | |
| | | Other Investment Pools & Funds - 0.5% | |
| 506,700 | | | Altaba, Inc.* | | $ | 38,200,113 | |
| | | | | | | | |
| | |
| | | | Total Closed Funds (cost $34,412,570) | | $ | 38,200,113 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $6,127,405,975) | | $ | 7,068,380,410 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 1.9% | |
| | | Other Investment Pools & Funds - 1.7% | |
| 126,579,959 | | | Fidelity Institutional Government Fund, Institutional Class, 2.37%(7) | | $ | 126,579,959 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.2% | |
| 606,638 | | | Citibank NA DDCA, 2.42%, 5/1/2019(7) | | | 606,638 | |
| 5,901,483 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(7) | | | 5,901,483 | |
| 1,256,058 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(7) | | | 1,256,058 | |
| 2,168,755 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(7) | | | 2,168,755 | |
| 2,015,166 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(7) | | | 2,015,166 | |
| 184,650 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(7) | | | 184,650 | |
| | | | | | | | |
| | | | 12,132,750 | |
| | | | | |
| | |
| | | | Total Short-Term Investments (cost $138,712,709) | | $ | 138,712,709 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $6,266,118,684) | | | 100.0 | % | | $ | 7,207,093,119 | |
| | | | Other Assets and Liabilities | | | 0.0 | % | | | (2,239,663 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 7,204,853,456 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Investment valued using significant unobservable inputs. |
(3) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of these securities was $251,049,190, which represented 3.5% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
(4) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $251,049,190 or 3.5% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 06/2015 | | | Airbnb, Inc. SeriesE Preferred | | | 10,074 | | | $ | 937,833 | | | $ | 1,285,644 | |
| 03/2015 | | | Birst, Inc. | | | 143,626 | | | | — | | | | 7,469 | |
| 03/2015 | | | Birst, Inc. Earnout | | | 143,626 | | | | — | | | | — | |
| 11/2014 | | | Coupang LLC Preferred | | | 448,670 | | | | 1,396,764 | | | | 2,557,778 | |
| 12/2014 | | | DraftKings, Inc. | | | 5,654,566 | | | | 20,596,932 | | | | 16,058,967 | |
| 05/2014 | | | Essence Group Holdings Corp. Series 3 Preferred | | | 566,622 | | | | 895,999 | | | | 1,286,232 | |
| 06/2015 | | | Harry’s Manufacturing, Inc. | | | 806,800 | | | | 10,846,942 | | | | 12,182,680 | |
| 08/2015 | | | Honest Co., Inc. Preferred | | | 278,194 | | | | 12,728,766 | | | | 10,412,801 | |
| 08/2014 | | | Honest Co., Inc. Series C Convertible Preferred | | | 28,025 | | | | 758,281 | | | | 886,150 | |
| 04/2015 | | | JAND, Inc. Class A | | | 10,615 | | | | 121,916 | | | | 146,381 | |
| 04/2015 | | | JAND, Inc. Series D Preferred | | | 23,702 | | | | 272,225 | | | | 332,065 | |
| 08/2015 | | | Klarna Holding AB | | | 4,595 | | | | 503,982 | | | | 793,480 | |
| 08/2017 | | | Lithium Technology Corp. | | | 372,334 | | | | — | | | | 3,724 | |
| 07/2014 | | | Lookout, Inc. Series F Preferred | | | 77,707 | | | | 887,655 | | | | 590,573 | |
| 04/2015 | | | MarkLogic Corp. Series F Preferred | | | 95,031 | | | | 1,103,709 | | | | 960,764 | |
| 12/2014 | | | Moderna, Inc. | | | 438,796 | | | | 5,900,771 | | | | 11,193,423 | |
| 01/2014 | | | One Kings Lane, Inc. | | | 83,332 | | | | — | | | | 13,333 | |
| 03/2015 | | | Pinterest, Inc. Series G Preferred | | | 762,016 | | | | 16,411,763 | | | | 21,403,912 | |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 09/2015 | | | Rubicon Global Holdings LLC Series C Preferred | | | 33,739 | | | $ | 673,447 | | | $ | 685,914 | |
| 03/2015 | | | Sharecare, Inc. Series B2 Preferred | | | 47,064 | | | | 11,759,882 | | | | 10,617,638 | |
| 09/2015 | | | Social Finance, Inc. Series F Preferred | | | 348,919 | | | | 5,504,651 | | | | 5,673,423 | |
| 11/2013 | | | Tory Burch LLC | | | 316,327 | | | | 24,792,581 | | | | 18,574,703 | |
| 06/2014 | | | Uber Technologies, Inc. Series D Preferred | | | 1,025,459 | | | | 15,907,997 | | | | 48,196,573 | |
| 04/2017 | | | Veracode, Inc. | | | 58,205 | | | | — | | | | 31,663 | |
| 12/2014 | | | WeWork Companies, Inc. Class A | | | 8,145 | | | | 135,624 | | | | 553,860 | |
| 12/2014 | | | WeWork Companies, Inc. SeriesD-1 Preferred | | | 674,436 | | | | 11,230,142 | | | | 45,861,648 | |
| 12/2014 | | | WeWork Companies, Inc. SeriesD-2 Preferred | | | 599,094 | | | | 9,975,610 | | | | 40,738,392 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 153,343,472 | | | $ | 251,049,190 | |
| | | | | | | | | | | | | | | | |
(5) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $41,592,355, representing 0.6% of net assets. |
(6) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(7) | Current yield as of period end. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2019 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | | | | | | | | | | | | |
S&P 500(E-Mini) Future | | | 733 | | | | 06/21/2019 | | | $ | 108,062,525 | | | $ | 1,672,117 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | | | | | | | | | | | | $ | 1,672,117 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2019 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 234,853,851 | | | JPY | | | 2,099,721 | | | USD | | SSG | | | 05/08/19 | | | $ | 9,989 | | | $ | — | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Capital Appreciation Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 58,593,204 | | | $ | 36,193,996 | | | $ | 22,399,208 | | | $ | — | |
Banks | | | 233,387,637 | | | | 211,893,793 | | | | 21,493,844 | | | | — | |
Capital Goods | | | 303,995,889 | | | | 273,047,876 | | | | 18,765,333 | | | | 12,182,680 | |
Commercial & Professional Services | | | 229,302,367 | | | | 212,443,409 | | | | 16,065,478 | | | | 793,480 | |
Consumer Durables & Apparel | | | 251,839,551 | | | | 251,839,551 | | | | — | | | | — | |
Consumer Services | | | 312,627,063 | | | | 296,568,096 | | | | — | | | | 16,058,967 | |
Diversified Financials | | | 232,129,170 | | | | 224,469,421 | | | | 7,659,749 | | | | — | |
Energy | | | 63,814,618 | | | | 53,245,035 | | | | 10,569,583 | | | | — | |
Food & Staples Retailing | | | 166,439,929 | | | | 166,439,929 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 318,324,364 | | | | 243,066,632 | | | | 75,257,732 | | | | — | |
Health Care Equipment & Services | | | 726,965,213 | | | | 720,637,756 | | | | 6,327,457 | | | | — | |
Household & Personal Products | | | 78,553,918 | | | | 68,838,086 | | | | 9,715,832 | | | | — | |
Insurance | | | 292,279,910 | | | | 281,946,806 | | | | 10,333,104 | | | | — | |
Materials | | | 268,493,470 | | | | 263,115,966 | | | | 5,377,504 | | | | — | |
Media & Entertainment | | | 375,553,153 | | | | 363,048,533 | | | | 12,504,620 | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 452,105,558 | | | | 440,912,135 | | | | 11,193,423 | | | | — | |
Real Estate | | | 306,583,869 | | | | 295,086,000 | | | | 10,944,009 | | | | 553,860 | |
Retailing | | | 423,708,316 | | | | 390,817,100 | | | | 14,170,132 | | | | 18,721,084 | |
Semiconductors & Semiconductor Equipment | | | 269,460,358 | | | | 256,985,242 | | | | 12,475,116 | | | | — | |
Software & Services | | | 779,978,338 | | | | 769,568,448 | | | | 10,409,890 | | | | — | |
Technology Hardware & Equipment | | | 185,138,371 | | | | 175,782,089 | | | | 9,356,282 | | | | — | |
Telecommunication Services | | | 160,172,363 | | | | 150,642,022 | | | | 9,530,341 | | | | — | |
Transportation | | | 197,629,507 | | | | 197,629,507 | | | | — | | | | — | |
Utilities | | | 151,427,233 | | | | 151,427,233 | | | | — | | | | — | |
Preferred Stocks | | | 190,603,357 | | | | — | | | | 21,403,912 | | | | 169,199,445 | |
Convertible Preferred Stocks | | | 886,150 | | | | — | | | | — | | | | 886,150 | |
Escrows | | | 56,189 | | | | — | | | | — | | | | 56,189 | |
Warrants | | | 131,232 | | | | 131,232 | | | | — | | | | — | |
Closed End Funds | | | 38,200,113 | | | | 38,200,113 | | | | — | | | | — | |
Short-Term Investments | | | 138,712,709 | | | | 138,712,709 | | | | — | | | | — | |
Foreign Currency Contracts(2) | | | 9,989 | | | | — | | | | 9,989 | | | | — | |
Futures Contracts(2) | | | 1,672,117 | | | | 1,672,117 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 7,208,775,225 | | | $ | 6,674,360,832 | | | $ | 315,962,538 | | | $ | 218,451,855 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, investments valued at $23,359,734 were transferred out of Level 3 due to the expiration of trading restrictions and there were no transfers in to Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for thesix-month period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | |
| | Common Stocks | | | Preferred Stocks | | | Convertible Preferred Stocks | | | Escrows | | | Total | |
Beginning balance | | $ | 50,975,578 | | | $ | 185,270,623 | | | $ | 857,565 | | | $ | 85,346 | | | $ | 237,189,112 | |
Purchases | | | — | | | | — | | | | — | | | | — | | | | — | |
Sales | | | (2,571,372 | ) | | | (4,754,592 | ) | | | — | | | | (30,545 | ) | | | (7,356,509 | ) |
Accrued discounts/(premiums) | | | — | | | | — | | | | — | | | | — | | | | — | |
Total realized gain/(loss) | | | 1,778,477 | | | | 3,288,491 | | | | — | | | | 30,545 | | | | 5,097,513 | |
Net change in unrealized appreciation/(depreciation) | | | 3,470,286 | | | | 3,411,759 | | | | 28,585 | | | | (29,157 | ) | | | 6,881,473 | |
Transfers into Level 3 | | | — | | | | — | | | | — | | | | — | | | | — | |
Transfers out of Level 3 | | | (5,342,898 | ) | | | (18,016,836 | ) | | | — | | | | — | | | | (23,359,734 | ) |
| | | | | | | | | | | | | | | | | | | | |
Ending balance | | $ | 48,310,071 | | | $ | 169,199,445 | | | $ | 886,150 | | | $ | 56,189 | | | | 218,451,855 | |
| | | | | | | | | | | | | | | | | | | | |
The change in net unrealized appreciation/(depreciation) relating to the Level 3 investments held at April 30, 2019 was $10,633,902.
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.8% | |
| | | Banks - 8.0% | |
| 3,888,583 | | | Bank of America Corp. | | $ | 118,912,868 | |
| 1,312,723 | | | Fifth Third Bancorp | | | 37,832,677 | |
| 1,058,012 | | | JP Morgan Chase & Co. | | | 122,782,293 | |
| 659,192 | | | PNC Financial Services Group, Inc. | | | 90,263,160 | |
| | | | | | | | |
| | | | 369,790,998 | |
| | | | | | | | |
| | | Capital Goods - 5.3% | |
| 601,857 | | | AMETEK, Inc. | | | 53,065,732 | |
| 981,947 | | | Fortune Brands Home & Security, Inc. | | | 51,827,163 | |
| 328,130 | | | Illinois Tool Works, Inc. | | | 51,066,872 | |
| 274,945 | | | Raytheon Co. | | | 48,827,482 | |
| 242,103 | | | Snap-on, Inc. | | | 40,741,093 | |
| | | | | | | | |
| | | | 245,528,342 | |
| | | | | | | | |
| | | Commercial & Professional Services - 2.5% | |
| 233,912 | | | Equifax, Inc. | | | 29,461,216 | |
| 632,365 | | | IHS Markit Ltd.* | | | 36,209,220 | |
| 609,906 | | | Republic Services, Inc. | | | 50,512,415 | |
| | | | | | | | |
| | | | 116,182,851 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 2.8% | |
| 843,385 | | | NIKE, Inc. Class B | | | 74,074,505 | |
| 578,896 | | | VF Corp. | | | 54,653,571 | |
| | | | | | | | |
| | | | 128,728,076 | |
| | | | | | | | |
| | | Consumer Services - 2.6% | |
| 523,464 | | | Hilton Worldwide Holdings, Inc. | | | 45,536,134 | |
| 377,504 | | | McDonald’s Corp. | | | 74,583,465 | |
| | | | | | | | |
| | | | 120,119,599 | |
| | | | | | | | |
| | | Diversified Financials - 2.2% | |
| 426,586 | | | American Express Co. | | | 50,008,677 | |
| 542,678 | | | Capital One Financial Corp. | | | 50,376,799 | |
| | | | | | | | |
| | | | 100,385,476 | |
| | | | | | | | |
| | | Energy - 1.9% | |
| 730,182 | | | Continental Resources, Inc.* | | | 33,581,070 | |
| 577,717 | | | EOG Resources, Inc. | | | 55,489,718 | |
| | | | | | | | |
| | | | 89,070,788 | |
| | | | | | | | |
| | | Food & Staples Retailing - 3.0% | |
| 268,046 | | | Costco Wholesale Corp. | | | 65,813,334 | |
| 714,903 | | | Walmart, Inc. | | | 73,520,625 | |
| | | | | | | | |
| | | | 139,333,959 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 3.0% | |
| 260,567 | | | Constellation Brands, Inc. Class A | | | 55,154,217 | |
| 738,818 | | | Kellogg Co. | | | 44,550,725 | |
| 675,310 | | | Monster Beverage Corp.* | | | 40,248,476 | |
| | | | | | | | |
| | | | 139,953,418 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 10.1% | |
| 790,354 | | | Abbott Laboratories | | | 62,880,564 | |
| 171,968 | | | Anthem, Inc. | | | 45,232,743 | |
| 996,527 | | | Baxter International, Inc. | | | 76,035,010 | |
| 366,863 | | | Danaher Corp. | | | 48,587,336 | |
| 893,423 | | | Hologic, Inc.* | | | 41,436,959 | |
| 312,910 | | | Laboratory Corp. of America Holdings* | | | 50,040,567 | |
| 702,150 | | | Medtronic plc | | | 62,357,942 | |
| 335,403 | | | UnitedHealth Group, Inc. | | | 78,172,377 | |
| | | | | | | | |
| | | | 464,743,498 | |
| | | | | | | | |
| | | Household & Personal Products - 4.3% | |
| 973,694 | | | Colgate-Palmolive Co. | | | 70,875,186 | |
| 133,280 | | | Estee Lauder Cos., Inc. Class A | | | 22,898,837 | |
| 991,949 | | | Procter & Gamble Co. | | | 105,622,730 | |
| | | | | | | | |
| | | | 199,396,753 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.8% - (continued) | |
| | | Insurance - 3.6% | |
| 588,059 | | | Allstate Corp. | | $ | 58,253,124 | |
| 639,318 | | | Athene Holding Ltd. Class A* | | | 28,871,601 | |
| 538,759 | | | Chubb Ltd. | | | 78,227,807 | |
| | | | | | | | |
| | | | 165,352,532 | |
| | | | | | | | |
| | | Materials - 2.1% | |
| 319,629 | | | Ecolab, Inc. | | | 58,837,306 | |
| 299,513 | | | PPG Industries, Inc. | | | 35,192,778 | |
| | | | | | | | |
| | | | 94,030,084 | |
| | | | | | | | |
| | | Media & Entertainment - 6.1% | |
| 101,423 | | | Alphabet, Inc. Class A* | | | 121,602,120 | |
| 26,222 | | | Alphabet, Inc. Class C* | | | 31,164,322 | |
| 268,509 | | | Facebook, Inc. Class A* | | | 51,929,641 | |
| 551,993 | | | Walt Disney Co. | | | 75,606,481 | |
| | | | | | | | |
| | | | 280,302,564 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 5.5% | |
| 235,844 | | | Allergan plc | | | 34,669,068 | |
| 671,758 | | | Eli Lilly & Co. | | | 78,622,556 | |
| 883,891 | | | Merck & Co., Inc. | | | 69,571,061 | |
| 247,907 | | | Thermo Fisher Scientific, Inc. | | | 68,781,797 | |
| | | | | | | | |
| | | | 251,644,482 | |
| | | | | | | | |
| | | Real Estate - 2.1% | |
| 267,937 | | | American Tower Corp. REIT | | | 52,328,096 | |
| 325,879 | | | Boston Properties, Inc. REIT | | | 44,847,468 | |
| | | | | | | | |
| | | | 97,175,564 | |
| | | | | | | | |
| | | Retailing - 3.7% | |
| 30,787 | | | Amazon.com, Inc.* | | | 59,311,771 | |
| 25,084 | | | Booking Holdings, Inc.* | | | 46,530,569 | |
| 1,179,000 | | | TJX Cos., Inc. | | | 64,703,520 | |
| | | | | | | | |
| | | | 170,545,860 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 2.8% | |
| 785,639 | | | Micron Technology, Inc.* | | | 33,043,976 | |
| 1,247,142 | | | ON Semiconductor Corp.* | | | 28,759,095 | |
| 327,755 | | | QUALCOMM, Inc. | | | 28,229,538 | |
| 810,887 | | | Teradyne, Inc. | | | 39,733,463 | |
| | | | | | | | |
| | | | 129,766,072 | |
| | | | | | | | |
| | | Software & Services - 12.4% | |
| 835,388 | | | GoDaddy, Inc. Class A* | | | 68,084,122 | |
| 793,926 | | | Leidos Holdings, Inc. | | | 58,337,682 | |
| 383,199 | | | Mastercard, Inc. Class A | | | 97,424,514 | |
| 1,069,497 | | | Microsoft Corp. | | | 139,676,308 | |
| 357,399 | | | salesforce.com, Inc.* | | | 59,095,925 | |
| 845,607 | | | SS&C Technologies Holdings, Inc. | | | 57,213,770 | |
| 446,821 | | | Total System Services, Inc. | | | 45,682,979 | |
| 223,876 | | | Workday, Inc. Class A* | | | 46,035,622 | |
| | | | | | | | |
| | | | 571,550,922 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 5.1% | |
| 453,026 | | | Apple, Inc. | | | 90,908,727 | |
| 373,402 | | | CDW Corp. | | | 39,431,251 | |
| 437,071 | | | Motorola Solutions, Inc. | | | 63,335,959 | |
| 544,073 | | | NetApp, Inc. | | | 39,635,718 | |
| | | | | | | | |
| | | | 233,311,655 | |
| | | | | | | | |
| | | Telecommunication Services - 1.8% | |
| 1,453,111 | | | Verizon Communications, Inc. | | | 83,103,418 | |
| | | | | | | | |
| | | Transportation - 1.1% | |
| 251,302 | | | Norfolk Southern Corp. | | | 51,270,634 | |
| | | | | | | | |
| | | Utilities - 4.8% | |
| 898,288 | | | American Electric Power Co., Inc. | | | 76,848,538 | |
| 453,835 | | | NextEra Energy, Inc. | | | 88,243,678 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.8% - (continued) | |
| | | Utilities - 4.8% - (continued) | |
| 588,549 | | | Pinnacle West Capital Corp. | | $ | 56,071,063 | |
| | | | | | | | |
| | | | 221,163,279 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $3,480,238,825) | | $ | 4,462,450,824 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 3.0% | |
| | | Other Investment Pools & Funds - 3.0% | |
| 137,998,176 | | | Fidelity Institutional Government Fund, Institutional Class, 2.37%(1) | | $ | 137,998,176 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $137,998,176) | | $ | 137,998,176 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $3,618,237,001) | | | 99.8 | % | | $ | 4,600,449,000 | |
| | | | Other Assets and Liabilities | | | 0.2 | % | | | 7,606,424 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 4,608,055,424 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Current yield as of period end. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2019 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
S&P 500(E-Mini) Future | | | 276 | | | | 06/21/2019 | | | $ | 40,689,300 | | | $ | 1,373,251 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 1,373,251 | |
| | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Core Equity Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 369,790,998 | | | $ | 369,790,998 | | | $ | — | | | $ | — | |
Capital Goods | | | 245,528,342 | | | | 245,528,342 | | | | — | | | | — | |
Commercial & Professional Services | | | 116,182,851 | | | | 116,182,851 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 128,728,076 | | | | 128,728,076 | | | | — | | | | — | |
Consumer Services | | | 120,119,599 | | | | 120,119,599 | | | | — | | | | — | |
Diversified Financials | | | 100,385,476 | | | | 100,385,476 | | | | — | | | | — | |
Energy | | | 89,070,788 | | | | 89,070,788 | | | | — | | | | — | |
Food & Staples Retailing | | | 139,333,959 | | | | 139,333,959 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 139,953,418 | | | | 139,953,418 | | | | — | | | | — | |
Health Care Equipment & Services | | | 464,743,498 | | | | 464,743,498 | | | | — | | | | — | |
Household & Personal Products | | | 199,396,753 | | | | 199,396,753 | | | | — | | | | — | |
Insurance | | | 165,352,532 | | | | 165,352,532 | | | | — | | | | — | |
Materials | | | 94,030,084 | | | | 94,030,084 | | | | — | | | | — | |
Media & Entertainment | | | 280,302,564 | | | | 280,302,564 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 251,644,482 | | | | 251,644,482 | | | | — | | | | — | |
Real Estate | | | 97,175,564 | | | | 97,175,564 | | | | — | | | | — | |
Retailing | | | 170,545,860 | | | | 170,545,860 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 129,766,072 | | | | 129,766,072 | | | | — | | | | — | |
Software & Services | | | 571,550,922 | | | | 571,550,922 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 233,311,655 | | | | 233,311,655 | | | | — | | | | — | |
Telecommunication Services | | | 83,103,418 | | | | 83,103,418 | | | | — | | | | — | |
Transportation | | | 51,270,634 | | | | 51,270,634 | | | | — | | | | — | |
Utilities | | | 221,163,279 | | | | 221,163,279 | | | | — | | | | — | |
Short-Term Investments | | | 137,998,176 | | | | 137,998,176 | | | | — | | | | — | |
Futures Contracts(2) | | | 1,373,251 | | | | 1,373,251 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 4,601,822,251 | | | $ | 4,601,822,251 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Dividend and Growth Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.2% | |
| | | Automobiles & Components - 0.3% | |
| 299,175 | | | Autoliv, Inc. | | $ | 23,482,246 | |
| | | | | | | | |
| | | Banks - 9.8% | |
| 10,244,276 | | | Bank of America Corp. | | | 313,269,960 | |
| 1,020,417 | | | Bank of Nova Scotia | | | 56,184,160 | |
| 579,055 | | | Citigroup, Inc. | | | 40,939,189 | |
| 207,041 | | | Comerica, Inc. | | | 16,271,352 | |
| 2,621,643 | | | JP Morgan Chase & Co. | | | 304,241,670 | |
| 968,800 | | | PNC Financial Services Group, Inc. | | | 132,657,784 | |
| | | | | | | | |
| | | | 863,564,115 | |
| | | | | | | | |
| | | Capital Goods - 6.6% | |
| 681,561 | | | Deere & Co. | | | 112,886,948 | |
| 569,480 | | | Eaton Corp. plc | | | 47,164,334 | |
| 589,480 | | | General Dynamics Corp. | | | 105,351,866 | |
| 2,227,533 | | | Johnson Controls International plc | | | 83,532,488 | |
| 225,643 | | | Lockheed Martin Corp. | | | 75,213,581 | |
| 164,031 | | | Raytheon Co. | | | 29,130,265 | |
| 901,297 | | | United Technologies Corp. | | | 128,533,965 | |
| | | | | | | | |
| | | | 581,813,447 | |
| | | | | | | | |
| | | Consumer Services - 1.1% | |
| 1,134,124 | | | Hilton Worldwide Holdings, Inc. | | | 98,657,447 | |
| | | | | | | | |
| | | Diversified Financials - 3.8% | |
| 233,557 | | | American Express Co. | | | 27,379,887 | |
| 181,092 | | | BlackRock, Inc. | | | 87,873,082 | |
| 552,774 | | | Charles Schwab Corp. | | | 25,305,994 | |
| 1,269,006 | | | Intercontinental Exchange, Inc. | | | 103,233,638 | |
| 906,856 | | | Northern Trust Corp. | | | 89,370,659 | |
| | | | | | | | |
| | | | 333,163,260 | |
| | | | | | | | |
| | | Energy - 7.9% | |
| 659,528 | | | BP plc ADR | | | 28,841,159 | |
| 1,784,676 | | | Chevron Corp. | | | 214,268,201 | |
| 1,097,511 | | | ConocoPhillips | | | 69,274,894 | |
| 4,977,037 | | | Encana Corp. | | | 34,490,866 | |
| 748,156 | | | Exxon Mobil Corp. | | | 60,061,964 | |
| 1,381,719 | | | Hess Corp. | | | 88,595,822 | |
| 1,926,804 | | | Noble Energy, Inc. | | | 52,139,316 | |
| 2,875,893 | | | Suncor Energy, Inc. | | | 94,904,469 | |
| 900,595 | | | Total S.A. ADR | | | 50,136,124 | |
| | | | | | | | |
| | | | 692,712,815 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.6% | |
| 1,149,880 | | | Sysco Corp. | | | 80,917,056 | |
| 532,778 | | | Walmart, Inc. | | | 54,790,889 | |
| | | | | | | | |
| | | | 135,707,945 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 3.1% | |
| 2,214,322 | | | Coca-Cola Co. | | | 108,634,637 | |
| 608,170 | | | Kellogg Co. | | | 36,672,651 | |
| 973,754 | | | PepsiCo., Inc. | | | 124,689,200 | |
| | | | | | | | |
| | | | 269,996,488 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 5.2% | |
| 843,847 | | | Abbott Laboratories | | | 67,136,467 | |
| 203,457 | | | Alcon, Inc.* | | | 11,841,221 | |
| 1,412,850 | | | CVS Health Corp. | | | 76,830,783 | |
| 1,546,828 | | | Medtronic plc | | | 137,373,794 | |
| 525,487 | | | UnitedHealth Group, Inc. | | | 122,475,255 | |
| 350,348 | | | Universal Health Services, Inc. Class B | | | 44,448,651 | |
| | | | | | | | |
| | | | 460,106,171 | |
| | | | | | | | |
| | | Household & Personal Products - 0.7% | |
| 978,260 | | | Unilever N.V. | | | 59,194,513 | |
| | | | | | | | |
| | | Insurance - 7.1% | |
| 1,658,954 | | | American International Group, Inc. | | | 78,916,442 | |
| 113,963 | | | Brighthouse Financial, Inc.* | | | 4,762,514 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.2% - (continued) | |
| | | Insurance - 7.1% - (continued) | |
| 1,310,787 | | | Chubb Ltd. | | $ | 190,326,272 | |
| 778,295 | | | Marsh & McLennan Cos., Inc. | | | 73,385,436 | |
| 1,609,494 | | | Principal Financial Group, Inc. | | | 91,998,677 | |
| 1,743,158 | | | Prudential Financial, Inc. | | | 184,269,232 | |
| | | | | | | | |
| | | | 623,658,573 | |
| | | | | | | | |
| | | Materials - 3.8% | |
| 136,236 | | | Dow, Inc.* | | | 7,728,668 | |
| 1,758,156 | | | DowDuPont, Inc. | | | 67,601,098 | |
| 839,416 | | | FMC Corp. | | | 66,364,229 | |
| 1,937,688 | | | International Paper Co. | | | 90,703,175 | |
| 679,903 | | | Livent Corp.* | | | 7,329,355 | |
| 825,956 | | | PPG Industries, Inc. | | | 97,049,830 | |
| | | | | | | | |
| | | | 336,776,355 | |
| | | | | | | | |
| | | Media & Entertainment - 5.3% | |
| 205,825 | | | Alphabet, Inc. Class A* | | | 246,775,942 | |
| 5,036,200 | | | Comcast Corp. Class A | | | 219,225,786 | |
| | | | | | | | |
| | | | 466,001,728 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 8.4% | |
| 800,397 | | | Agilent Technologies, Inc. | | | 62,831,164 | |
| 2,952,821 | | | AstraZeneca plc ADR | | | 111,203,239 | |
| 2,616,144 | | | Bristol-Myers Squibb Co. | | | 121,467,566 | |
| 636,669 | | | Eli Lilly & Co. | | | 74,515,740 | |
| 1,685,280 | | | Merck & Co., Inc. | | | 132,648,389 | |
| 1,017,287 | | | Novartis AG ADR | | | 83,651,510 | |
| 3,674,349 | | | Pfizer, Inc. | | | 149,215,313 | |
| | | | | | | | |
| | | | 735,532,921 | |
| | | | | | | | |
| | | Real Estate - 2.6% | |
| 524,751 | | | American Tower Corp. REIT | | | 102,483,870 | |
| 90,885 | | | Essex Property Trust, Inc. REIT | | | 25,675,012 | |
| 554,471 | | | Simon Property Group, Inc. REIT | | | 96,311,613 | |
| | | | | | | | |
| | | | 224,470,495 | |
| | | | | | | | |
| | | Retailing - 3.9% | |
| 160,840 | | | Alibaba Group Holding Ltd. ADR* | | | 29,847,079 | |
| 520,897 | | | Expedia Group, Inc. | | | 67,633,267 | |
| 457,649 | | | Home Depot, Inc. | | | 93,223,101 | |
| 693,138 | | | Lowe’s Cos., Inc. | | | 78,421,633 | |
| 1,397,802 | | | TJX Cos., Inc. | | | 76,711,374 | |
| | | | | | | | |
| | | | 345,836,454 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 2.5% | |
| 2,581,411 | | | Intel Corp. | | | 131,755,217 | |
| 570,943 | | | KLA-Tencor Corp. | | | 72,783,814 | |
| 161,566 | | | QUALCOMM, Inc. | | | 13,915,680 | |
| | | | | | | | |
| | | | 218,454,711 | |
| | | | | | | | |
| | | Software & Services - 6.8% | |
| 318,719 | | | Accenture plc Class A | | | 58,220,400 | |
| 952,675 | | | DXC Technology Co. | | | 62,628,854 | |
| 416,090 | | | International Business Machines Corp. | | | 58,364,944 | |
| 3,166,823 | | | Microsoft Corp. | | | 413,587,084 | |
| | | | | | | | |
| | | | 592,801,282 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 4.6% | |
| 540,244 | | | Apple, Inc. | | | 108,410,763 | |
| 2,111,015 | | | Cisco Systems, Inc. | | | 118,111,289 | |
| 4,031,208 | | | HP, Inc. | | | 80,422,600 | |
| 686,647 | | | Motorola Solutions, Inc. | | | 99,502,017 | |
| | | | | | | | |
| | | | 406,446,669 | |
| | | | | | | | |
| | | Telecommunication Services - 3.8% | |
| 1,821,017 | | | AT&T, Inc. | | | 56,378,686 | |
| 4,870,662 | | | Verizon Communications, Inc. | | | 278,553,160 | |
| | | | | | | | |
| | | | 334,931,846 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Dividend and Growth Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 96.2% - (continued) | |
| | | Transportation - 2.7% | |
| 943,293 | | | Delta Air Lines, Inc. | | $ | 54,984,549 | |
| 567,743 | | | Union Pacific Corp. | | | 100,513,220 | |
| 802,008 | | | United Parcel Service, Inc. Class B | | | 85,189,290 | |
| | | | | | | | |
| | | | 240,687,059 | |
| | | | | |
| | | Utilities - 4.6% | |
| 1,582,443 | | | Dominion Energy, Inc. | | | 123,224,836 | |
| 1,031,362 | | | Edison International | | | 65,769,955 | |
| 1,906,358 | | | Exelon Corp. | | | 97,128,940 | |
| 586,823 | | | NextEra Energy, Inc. | | | 114,101,864 | |
| | | | | | | | |
| | | | 400,225,595 | |
| | | | | |
| | |
| | | | Total Common Stocks (cost $6,083,117,988) | | $ | 8,444,222,135 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 3.7% | |
| | | Other Investment Pools & Funds - 3.7% | |
| 322,785,962 | | | BlackRock Liquidity Funds FedFund Portfolio, Institutional Class, 2.37%(1) | | $ | 322,785,962 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $322,785,962) | | $ | 322,785,962 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $6,405,903,950) | | | 99.9 | % | | $ | 8,767,008,097 | |
| | | | Other Assets and Liabilities | | | 0.1 | % | | | 4,798,192 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 8,771,806,289 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 23,482,246 | | | $ | 23,482,246 | | | $ | — | | | $ | — | |
Banks | | | 863,564,115 | | | | 863,564,115 | | | | — | | | | — | |
Capital Goods | | | 581,813,447 | | | | 581,813,447 | | | | — | | | | — | |
Consumer Services | | | 98,657,447 | | | | 98,657,447 | | | | — | | | | — | |
Diversified Financials | | | 333,163,260 | | | | 333,163,260 | | | | — | | | | — | |
Energy | | | 692,712,815 | | | | 692,712,815 | | | | — | | | | — | |
Food & Staples Retailing | | | 135,707,945 | | | | 135,707,945 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 269,996,488 | | | | 269,996,488 | | | | — | | | | — | |
Health Care Equipment & Services | | | 460,106,171 | | | | 460,106,171 | | | | — | | | | — | |
Household & Personal Products | | | 59,194,513 | | | | 59,194,513 | | | | — | | | | — | |
Insurance | | | 623,658,573 | | | | 623,658,573 | | | | — | | | | — | |
Materials | | | 336,776,355 | | | | 336,776,355 | | | | — | | | | — | |
Media & Entertainment | | | 466,001,728 | | | | 466,001,728 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 735,532,921 | | | | 735,532,921 | | | | — | | | | — | |
Real Estate | | | 224,470,495 | | | | 224,470,495 | | | | — | | | | — | |
Retailing | | | 345,836,454 | | | | 345,836,454 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 218,454,711 | | | | 218,454,711 | | | | — | | | | — | |
Software & Services | | | 592,801,282 | | | | 592,801,282 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 406,446,669 | | | | 406,446,669 | | | | — | | | | — | |
Telecommunication Services | | | 334,931,846 | | | | 334,931,846 | | | | — | | | | — | |
Transportation | | | 240,687,059 | | | | 240,687,059 | | | | — | | | | — | |
Utilities | | | 400,225,595 | | | | 400,225,595 | | | | — | | | | — | |
Short-Term Investments | | | 322,785,962 | | | | 322,785,962 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 8,767,008,097 | | | $ | 8,767,008,097 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Equity Income Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.9% | |
| | | Automobiles & Components - 0.6% | |
| 193,614 | | | Cie Generale des Etablissements Michelin SCA | | $ | 25,036,326 | |
| | | | | | | | |
| | | Banks - 12.7% | |
| 4,125,996 | | | Bank of America Corp. | | | 126,172,958 | |
| 673,604 | | | BB&T Corp. | | | 34,488,525 | |
| 1,474,194 | | | JP Morgan Chase & Co. | | | 171,080,214 | |
| 384,318 | | | M&T Bank Corp. | | | 65,360,962 | |
| 571,466 | | | PNC Financial Services Group, Inc. | | | 78,250,839 | |
| 769,196 | | | US Bancorp | | | 41,013,531 | |
| | | | | | | | |
| | | | | | | 516,367,029 | |
| | | | | | | | |
| | | Capital Goods - 9.4% | |
| 147,414 | | | 3M Co. | | | 27,936,427 | |
| 5,088,930 | | | BAE Systems plc | | | 32,707,974 | |
| 328,022 | | | Caterpillar, Inc. | | | 45,732,827 | |
| 336,558 | | | Deere & Co. | | | 55,744,102 | |
| 727,916 | | | Eaton Corp. plc | | | 60,286,003 | |
| 264,211 | | | Honeywell International, Inc. | | | 45,874,956 | |
| 195,338 | | | Lockheed Martin Corp. | | | 65,112,016 | |
| 44,389 | | | Raytheon Co. | | | 7,883,042 | |
| 296,692 | | | United Technologies Corp. | | | 42,311,246 | |
| | | | | | | | |
| | | | | | | 383,588,593 | |
| | | | | | | | |
| | | Diversified Financials - 0.5% | |
| 37,546 | | | BlackRock, Inc. | | | 18,218,821 | |
| | | | | | | | |
| | | Energy - 9.8% | |
| 831,455 | | | Chevron Corp. | | | 99,824,487 | |
| 832,663 | | | Exxon Mobil Corp. | | | 66,846,185 | |
| 1,995,141 | | | Kinder Morgan, Inc. | | | 39,643,452 | |
| 499,641 | | | Occidental Petroleum Corp. | | | 29,418,862 | |
| 206,256 | | | Phillips 66 | | | 19,443,753 | |
| 2,728,913 | | | Suncor Energy, Inc. | | | 90,054,129 | |
| 1,151,480 | | | TransCanada Corp. | | | 54,956,805 | |
| | | | | | | | |
| | | | | | | 400,187,673 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.5% | |
| 487,618 | | | Sysco Corp. | | | 34,313,679 | |
| 272,453 | | | Walmart, Inc. | | | 28,019,066 | |
| | | | | | | | |
| | | | | | | 62,332,745 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 4.6% | |
| 951,351 | | | Mondelez International, Inc. Class A | | | 48,376,198 | |
| 298,703 | | | Nestle S.A. | | | 28,758,409 | |
| 288,449 | | | PepsiCo., Inc. | | | 36,935,895 | |
| 827,602 | | | Philip Morris International, Inc. | | | 71,637,229 | |
| | | | | | | | |
| | | | | | | 185,707,731 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 4.3% | |
| 1,309,000 | | | Koninklijke Philips N.V. | | | 56,213,331 | |
| 856,955 | | | Medtronic plc | | | 76,106,174 | |
| 181,445 | | | UnitedHealth Group, Inc. | | | 42,289,386 | |
| | | | | | | | |
| | | | | | | 174,608,891 | |
| | | | | | | | |
| | | Household & Personal Products - 2.0% | |
| 1,365,887 | | | Unilever N.V. | | | 82,649,822 | |
| | | | | | | | |
| | | Insurance - 7.5% | |
| 707,157 | | | American International Group, Inc. | | | 33,639,458 | |
| 561,449 | | | Chubb Ltd. | | | 81,522,395 | |
| 494,632 | | | Marsh & McLennan Cos., Inc. | | | 46,638,851 | |
| 1,588,735 | | | MetLife, Inc. | | | 73,288,346 | |
| 599,750 | | | Principal Financial Group, Inc. | | | 34,281,710 | |
| 245,221 | | | Travelers Cos., Inc. | | | 35,250,519 | |
| | | | | | | | |
| | | | | | | 304,621,279 | |
| | | | | | | | |
| | | Materials - 3.1% | |
| 600,824 | | | Dow, Inc.* | | | 34,084,745 | |
| 1,049,422 | | | DowDuPont, Inc. | | | 40,350,276 | |
| 223,511 | | | International Paper Co. | | | 10,462,550 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.9% - (continued) | |
| | | Materials - 3.1% - (continued) | |
| 717,854 | | | Nutrien Ltd. | | $ | 38,893,330 | |
| | | | | | | | |
| | | | | | | 123,790,901 | |
| | | | | | | | |
| | | Media & Entertainment - 2.7% | |
| 2,497,605 | | | Comcast Corp. Class A | | | 108,720,746 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 12.2% | |
| 984,552 | | | AstraZeneca plc ADR | | | 37,078,228 | |
| 874,452 | | | Bristol-Myers Squibb Co. | | | 40,600,806 | |
| 412,642 | | | Eli Lilly & Co. | | | 48,295,620 | |
| 643,633 | | | Johnson & Johnson | | | 90,880,980 | |
| 1,061,097 | | | Merck & Co., Inc. | | | 83,518,945 | |
| 581,044 | | | Novartis AG | | | 47,610,784 | |
| 2,456,250 | | | Pfizer, Inc. | | | 99,748,312 | |
| 188,748 | | | Roche Holding AG | | | 49,803,668 | |
| | | | | | | | |
| | | | | | | 497,537,343 | |
| | | | | | | | |
| | | Real Estate - 1.9% | |
| 618,134 | | | Crown Castle International Corp. REIT | | | 77,748,895 | |
| | | | | | | | |
| | | Retailing - 1.7% | |
| 334,653 | | | Home Depot, Inc. | | | 68,168,816 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 6.0% | |
| 723,292 | | | Analog Devices, Inc. | | | 84,075,462 | |
| 1,528,088 | | | Intel Corp. | | | 77,993,611 | |
| 212,030 | | | KLA-Tencor Corp. | | | 27,029,584 | |
| 636,458 | | | Maxim Integrated Products, Inc. | | | 38,187,480 | |
| 214,404 | | | QUALCOMM, Inc. | | | 18,466,617 | |
| | | | | | | | |
| | | | | | | 245,752,754 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 4.4% | |
| 2,469,098 | | | Cisco Systems, Inc. | | | 138,146,033 | |
| 405,386 | | | TE Connectivity Ltd. | | | 38,775,171 | |
| | | | | | | | |
| | | | | | | 176,921,204 | |
| | | | | | | | |
| | | Telecommunication Services - 3.8% | |
| 686,230 | | | BCE, Inc. | | | 30,702,864 | |
| 2,189,755 | | | Verizon Communications, Inc. | | | 125,232,088 | |
| | | | | | | | |
| | | | | | | 155,934,952 | |
| | | | | | | | |
| | | Transportation - 1.5% | |
| 346,152 | | | Union Pacific Corp. | | | 61,282,750 | |
| | | | | | | | |
| | | Utilities - 7.7% | |
| 532,881 | | | American Electric Power Co., Inc. | | | 45,587,970 | |
| 758,112 | | | Dominion Energy, Inc. | | | 59,034,181 | |
| 279,014 | | | Duke Energy Corp. | | | 25,423,756 | |
| 644,095 | | | Eversource Energy | | | 46,155,848 | |
| 261,991 | | | NextEra Energy, Inc. | | | 50,941,530 | |
| 434,326 | | | Sempra Energy | | | 55,572,012 | |
| 393,083 | | | UGI Corp. | | | 21,426,954 | |
| 140,607 | | | Xcel Energy, Inc. | | | 7,944,295 | |
| | | | | | | | |
| | | | | | | 312,086,546 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $3,099,245,157) | | $ | 3,981,263,817 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.8% | |
| | | Other Investment Pools & Funds - 1.8% | |
| 73,077,955 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(1) | | $ | 73,077,955 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $73,077,955) | | $ | 73,077,955 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $3,172,323,112) | | | 99.7 | % | | $ | 4,054,341,772 | |
| | | | Other Assets and Liabilities | | | 0.3 | % | | | 12,840,353 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 4,067,182,125 | |
| | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Equity Income Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 25,036,326 | | | $ | — | | | $ | 25,036,326 | | | $ | — | |
Banks | | | 516,367,029 | | | | 516,367,029 | | | | — | | | | — | |
Capital Goods | | | 383,588,593 | | | | 350,880,619 | | | | 32,707,974 | | | | — | |
Diversified Financials | | | 18,218,821 | | | | 18,218,821 | | | | — | | | | — | |
Energy | | | 400,187,673 | | | | 400,187,673 | | | | — | | | | — | |
Food & Staples Retailing | | | 62,332,745 | | | | 62,332,745 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 185,707,731 | | | | 156,949,322 | | | | 28,758,409 | | | | — | |
Health Care Equipment & Services | | | 174,608,891 | | | | 118,395,560 | | | | 56,213,331 | | | | — | |
Household & Personal Products | | | 82,649,822 | | | | 82,649,822 | | | | — | | | | — | |
Insurance | | | 304,621,279 | | | | 304,621,279 | | | | — | | | | — | |
Materials | | | 123,790,901 | | | | 123,790,901 | | | | — | | | | — | |
Media & Entertainment | | | 108,720,746 | | | | 108,720,746 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 497,537,343 | | | | 400,122,891 | | | | 97,414,452 | | | | — | |
Real Estate | | | 77,748,895 | | | | 77,748,895 | | | | — | | | | — | |
Retailing | | | 68,168,816 | | | | 68,168,816 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 245,752,754 | | | | 245,752,754 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 176,921,204 | | | | 176,921,204 | | | | — | | | | — | |
Telecommunication Services | | | 155,934,952 | | | | 155,934,952 | | | | — | | | | — | |
Transportation | | | 61,282,750 | | | | 61,282,750 | | | | — | | | | — | |
Utilities | | | 312,086,546 | | | | 312,086,546 | | | | — | | | | — | |
Short-Term Investments | | | 73,077,955 | | | | 73,077,955 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 4,054,341,772 | | | $ | 3,814,211,280 | | | $ | 240,130,492 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 90.1% | |
| | | Capital Goods - 2.0% | |
| 332,482 | | | Harris Corp. | | $ | 56,023,217 | |
| 298,376 | | | IDEX Corp. | | | 46,743,584 | |
| | | | | | | | |
| | | | | | | 102,766,801 | |
| | | | | | | | |
| | | Commercial & Professional Services - 2.0% | |
| 177,915 | | | CoStar Group, Inc.* | | | 88,290,319 | |
| 63,425 | | | Klarna Holding AB(1)(2)(3) | | | 10,952,443 | |
| 569,183 | | | Landscape Acquisition Holdings Ltd.* | | | 4,894,974 | |
| | | | | | | | |
| | | | | | | 104,137,736 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 2.4% | |
| 954,525 | | | Lennar Corp. Class A | | | 49,663,936 | |
| 1,460,177 | | | Under Armour, Inc. Class A* | | | 33,715,487 | |
| 1,910,880 | | | Under Armour, Inc. Class C* | | | 39,593,433 | |
| | | | | | | | |
| | | | | | | 122,972,856 | |
| | | | | | | | |
| | | Consumer Services - 7.5% | |
| 126,075 | | | Chipotle Mexican Grill, Inc.* | | | 86,744,643 | |
| 4,858,252 | | | DraftKings, Inc.(1)(2)(3) | | | 13,797,436 | |
| 624,250 | | | Grand Canyon Education, Inc.* | | | 72,344,332 | |
| 682,480 | | | Marriott Vacations Worldwide Corp. | | | 72,090,362 | |
| 3,782,643 | | | Target Hospitality Corp.*(4) | | | 39,150,355 | |
| 224,341 | | | Vail Resorts, Inc. | | | 51,340,438 | |
| 356,810 | | | Wynn Resorts Ltd. | | | 51,541,205 | |
| | | | | | | | |
| | | | | | | 387,008,771 | |
| | | | | | | | |
| | | Diversified Financials - 2.7% | |
| 928,492 | | | American Express Co. | | | 108,847,117 | |
| 3,347,779 | | | J2 Acquisition Ltd.*(5) | | | 29,544,150 | |
| | | | | | | | |
| | | | | | | 138,391,267 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 3.2% | |
| 940,821 | | | Lamb Weston Holdings, Inc. | | | 65,904,511 | |
| 1,688,003 | | | Monster Beverage Corp.* | | | 100,604,979 | |
| | | | | | | | |
| | | | | | | 166,509,490 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 9.0% | |
| 408,235 | | | Align Technology, Inc.* | | | 132,545,740 | |
| 256,148 | | | DexCom, Inc.* | | | 31,011,838 | |
| 831,251 | | | Haemonetics Corp.* | | | 72,551,587 | |
| 1,066,774 | | | Insulet Corp.*(4) | | | 92,009,258 | |
| 44,811 | | | Intuitive Surgical, Inc.* | | | 22,881,841 | |
| 515,022 | | | Penumbra, Inc.*(4) | | | 69,270,459 | |
| 334,466 | | | Veeva Systems, Inc. Class A* | | | 46,781,759 | |
| | | | | | | | |
| | | | | | | 467,052,482 | |
| | | | | | | | |
| | | Media & Entertainment - 13.5% | |
| 63,241 | | | Alphabet, Inc. Class C* | | | 75,160,664 | |
| 526,182 | | | Netflix, Inc.* | | | 194,971,478 | |
| 2,063,598 | | | Ocean Outdoor Ltd.*(5) | | | 16,302,424 | |
| 3,271,675 | | | Pinterest, Inc. Class A*(4) | | | 101,356,492 | |
| 589,306 | | | Spotify Technology S.A.* | | | 80,010,076 | |
| 641,110 | | | TripAdvisor, Inc.* | | | 34,126,285 | |
| 1,077,276 | | | Walt Disney Co. | | | 147,554,494 | |
| 1,435,175 | | | Zillow Group, Inc. Class C*(4) | | | 47,934,845 | |
| | | | | | | | |
| | | | | | | 697,416,758 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 8.2% | |
| 1,355,846 | | | AstraZeneca plc ADR | | | 51,061,160 | |
| 127,578 | | | Bluebird Bio, Inc.* | | | 18,094,388 | |
| 93,813 | | | Elanco Animal Health, Inc.* | | | 2,955,110 | |
| 1,162,303 | | | Exact Sciences Corp.* | | | 114,707,683 | |
| 401,782 | | | Galapagos N.V.* | | | 46,149,808 | |
| 39,452 | | | Galapagos N.V. ADR* | | | 4,536,980 | |
| 486,843 | | | Ionis Pharmaceuticals, Inc.* | | | 36,187,040 | |
| 161,362 | | | Sage Therapeutics, Inc.* | | | 27,145,929 | |
| 291,402 | | | Seattle Genetics, Inc.* | | | 19,751,228 | |
| 366,645 | | | Thermo Fisher Scientific, Inc. | | | 101,725,655 | |
| | | | | | | | |
| | | | | | | 422,314,981 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 90.1% - (continued) | |
| | | Real Estate - 0.9% | |
| 359,709 | | | Crown Castle International Corp. REIT | | $ | 45,244,198 | |
| 29,564 | | | WeWork Companies, Inc. Class A(1)(2)(3) | | | 2,010,352 | |
| | | | | | | | |
| | | | | | | 47,254,550 | |
| | | | | | | | |
| | | Retailing - 10.5% | |
| 184,902 | | | Amazon.com, Inc.* | | | 356,217,401 | |
| 300,910 | | | Burlington Stores, Inc.* | | | 50,826,708 | |
| 1,468,218 | | | Floor & Decor Holdings, Inc. Class A* | | | 70,503,828 | |
| 123,196 | | | JAND, Inc. Class A(1)(2)(3) | | | 1,698,873 | |
| 171,581 | | | Tory Burch LLC*(1)(2)(3) | | | 10,075,235 | |
| 316,701 | | | Wayfair, Inc. Class A* | | | 51,353,067 | |
| | | | | | | | |
| | | | | | | 540,675,112 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.4% | |
| 3,255,092 | | | Advanced Micro Devices, Inc.* | | | 89,938,192 | |
| 2,351,523 | | | Marvell Technology Group Ltd. | | | 58,835,105 | |
| 165,321 | | | Universal Display Corp.(4) | | | 26,385,232 | |
| | | | | | | | |
| | | | | | | 175,158,529 | |
| | | | | | | | |
| | | Software & Services - 22.1% | |
| 855,476 | | | 2U, Inc.* | | | 51,756,298 | |
| 209,893 | | | Fair Isaac Corp.* | | | 58,717,567 | |
| 258,748 | | | FleetCor Technologies, Inc.* | | | 67,520,291 | |
| 1,240,723 | | | GoDaddy, Inc. Class A* | | | 101,118,924 | |
| 948,449 | | | Guidewire Software, Inc.* | | | 101,009,818 | |
| 922,415 | | | PayPal Holdings, Inc.* | | | 104,020,740 | |
| 467,266 | | | ServiceNow, Inc.* | | | 126,867,392 | |
| 298,621 | | | Shopify, Inc. Class A* | | | 72,723,172 | |
| 624,503 | | | Splunk, Inc.* | | | 86,206,394 | |
| 1,337,640 | | | SS&C Technologies Holdings, Inc. | | | 90,504,722 | |
| 568,623 | | | VMware, Inc. Class A | | | 116,073,013 | |
| 514,744 | | | Workday, Inc. Class A* | | | 105,846,809 | |
| 656,690 | | | Zendesk, Inc.* | | | 57,644,248 | |
| | | | | | | | |
| | | | | | | 1,140,009,388 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 1.2% | |
| 300,150 | | | Zebra Technologies Corp. Class A* | | | 63,373,671 | |
| | | | | | | | |
| | | Transportation - 1.5% | |
| 959,430 | | | CSX Corp. | | | 76,399,411 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $3,862,794,375) | | $ | 4,651,441,803 | |
| | | | | | | | |
|
PREFERRED STOCKS - 4.2% | |
| | | Commercial & Professional Services - 0.2% | |
| 470,535 | | | Rubicon Global Holdings LLC Series C*(1)(2)(3) | | $ | 9,565,977 | |
| | | | | | | | |
| | | Real Estate - 0.9% | |
| 404,267 | | | WeWork Companies, Inc. SeriesD-1*(1)(2)(3) | | | 27,490,156 | |
| 317,638 | | | WeWork Companies, Inc. SeriesD-2*(1)(2)(3) | | | 21,599,384 | |
| | | | | | | | |
| | | | | | | 49,089,540 | |
| | | | | | | | |
| | | Retailing - 0.6% | |
| 4,434,460 | | | Coupang LLC*(1)(2)(3) | | | 25,279,969 | |
| 275,096 | | | JAND, Inc. Series D*(1)(2)(3) | | | 3,854,095 | |
| | | | | | | | |
| | | | | | | 29,134,064 | |
| | | | | | | | |
| | | Software & Services - 2.5% | |
| 5,668,755 | | | Essence Group Holdings Corp. Series 3*(1)(2)(3) | | | 12,868,074 | |
| 743,470 | | | Lookout, Inc. Series F*(1)(2)(3) | | | 5,650,372 | |
| 1,078,374 | | | MarkLogic Corp. Series F*(1)(2)(3) | | | 10,902,361 | |
| 470,296 | | | Pinterest, Inc. Series G*(2)(3) | | | 13,209,925 | |
| 1,815,430 | | | Uber Technologies, Inc. Series D*(1)(2)(3) | | | 85,325,210 | |
| | | | | | | | |
| | | | | | | 127,955,942 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $106,650,191) | | $ | 215,745,523 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CONVERTIBLE PREFERRED STOCKS - 0.2% | |
| | | Retailing - 0.2% | |
| 272,032 | | | Honest Co., Inc. Series C(1)(2)(3) | | $ | 8,601,652 | |
| | | | | | | | |
| | |
| | | | Total Convertible Preferred Stocks (cost $7,360,452) | | $ | 8,601,652 | |
| | | | | | | | |
|
ESCROWS - 0.0%(6) | |
| | | Capital Goods - 0.0% | |
| 4,106,956 | | | Lithium Technology Corp.*(1)(2)(3) | | $ | 41,070 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 0.0% | |
| 923,832 | | | One Kings Lane, Inc.*(1)(2)(3) | | | 147,813 | |
| | | | | | | | |
| | | Software & Services - 0.0% | |
| 1,526,069 | | | Birst, Inc.*(1)(2)(3) | | | 79,356 | |
| 1,526,069 | | | Birst, Inc. Earnout*(1)(2)(3) | | | 1 | |
| 566,228 | | | Veracode, Inc.*(1)(2)(3) | | | 308,028 | |
| | | | | | | | |
| | | | | | | 387,385 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 576,268 | |
| | | | | | | | |
|
WARRANTS - 0.0% | |
| | | Commercial & Professional Services - 0.0% | |
| 1,609,100 | | | Landscape Acquisition Holdings Ltd. Expires 11/23/22* | | $ | 402,275 | |
| | | | | | | | |
| | | Consumer Services - 0.0% | |
| 500,000 | | | Target Hospitality Corp. Expires 3/15/24* | | | 930,000 | |
| | | | | | | | |
| | | Diversified Financials - 0.0% | |
| 2,033,700 | | | J2 Acquisition Ltd. Expires 9/7/27* | | | 355,898 | |
| | | | | | | | |
| | |
| | | | Total Warrants (cost $711,893) | | $ | 1,688,173 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $3,977,516,911) | | $ | 4,878,053,419 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 6.7% | |
| | | Other Investment Pools & Funds - 6.2% | |
| 318,995,454 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(7) | | $ | 318,995,454 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.5% | |
| 1,348,662 | | | Citibank NA DDCA, 2.42%, 5/1/2019(7) | | | 1,348,662 | |
| 13,120,035 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(7) | | | 13,120,035 | |
| 2,792,438 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(7) | | | 2,792,438 | |
| 4,821,524 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(7) | | | 4,821,524 | |
| 4,480,068 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(7) | | | 4,480,068 | |
| 410,510 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(7) | | | 410,510 | |
| | | | | | | | |
| | | | | | | 26,973,237 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $345,968,691) | | $ | 345,968,691 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $4,323,485,602) | | | 101.2 | % | | $ | 5,224,022,110 | |
| | | | Other Assets and Liabilities | | | (1.2 | )% | | | (59,881,128 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 5,164,140,982 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Investment valued using significant unobservable inputs. |
(2) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of these securities was $263,457,782, which represented 5.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(3) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $263,457,782 or 5.1% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 03/2015 | | | Birst, Inc. | | | 1,526,069 | | | $ | — | | | $ | 79,356 | |
| 03/2015 | | | Birst, Inc. Earnout | | | 1,526,069 | | | | — | | | | 1 | |
| 11/2014 | | | Coupang LLC Preferred | | | 4,434,460 | | | | 13,805,010 | | | | 25,279,969 | |
| 02/2014 | | | DraftKings, Inc. | | | 4,858,252 | | | | 7,040,846 | | | | 13,797,436 | |
| 05/2014 | | | Essence Group Holdings Corp. Series 3 Preferred | | | 5,668,755 | | | | 8,964,002 | | | | 12,868,074 | |
| 08/2014 | | | Honest Co., Inc. Series C Convertible Preferred | | | 272,032 | | | | 7,360,452 | | | | 8,601,652 | |
| 04/2015 | | | JAND, Inc. Class A | | | 123,196 | | | | 1,414,943 | | | | 1,698,873 | |
| 04/2015 | | | JAND, Inc. Series D Preferred | | | 275,096 | | | | 3,159,560 | | | | 3,854,095 | |
| 08/2015 | | | Klarna Holding AB | | | 63,425 | | | | 6,956,489 | | | | 10,952,443 | |
| 08/2013 | | | Lithium Technology Corp. | | | 4,106,956 | | | | — | | | | 41,070 | |
| 07/2014 | | | Lookout, Inc. Series F Preferred | | | 743,470 | | | | 8,492,732 | | | | 5,650,372 | |
| 04/2015 | | | MarkLogic Corp. Series F Preferred | | | 1,078,374 | | | | 12,524,451 | | | | 10,902,361 | |
| 08/2014 | | | One Kings Lane, Inc. | | | 923,832 | | | | — | | | | 147,813 | |
| 03/2015 | | | Pinterest, Inc. Series G Preferred | | | 470,296 | | | | 10,128,909 | | | | 13,209,925 | |
| 09/2015 | | | Rubicon Global Holdings LLC Series C Preferred | | | 470,535 | | | | 9,392,114 | | | | 9,565,977 | |
| 11/2013 | | | Tory Burch LLC | | | 171,581 | | | | 13,447,917 | | | | 10,075,235 | |
| 06/2014 | | | Uber Technologies, Inc. Series D Preferred | | | 1,815,430 | | | | 28,162,857 | | | | 85,325,210 | |
| 08/2014 | | | Veracode, Inc. | | | 566,228 | | | | — | | | | 308,028 | |
| 12/2014 | | | WeWork Companies, Inc. Class A | | | 29,564 | | | | 492,275 | | | | 2,010,352 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Growth Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 12/2014 | | | WeWork Companies, Inc.Series D-1 Preferred | | | 404,267 | | | $ | 6,731,515 | | | $ | 27,490,156 | |
| 12/2014 | | | WeWork Companies, Inc.Series D-2 Preferred | | | 317,638 | | | | 5,289,041 | | | | 21,599,384 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 143,363,113 | | | $ | 263,457,782 | |
| | | | | | | | | | | | | | | | |
(4) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(5) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $45,846,574, representing 0.9% of net assets. |
(6) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(7) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Capital Goods | | $ | 102,766,801 | | | $ | 102,766,801 | | | $ | — | | | $ | — | |
Commercial & Professional Services | | | 104,137,736 | | | | 93,185,293 | | | | — | | | | 10,952,443 | |
Consumer Durables & Apparel | | | 122,972,856 | | | | 122,972,856 | | | | — | | | | — | |
Consumer Services | | | 387,008,771 | | | | 373,211,335 | | | | — | | | | 13,797,436 | |
Diversified Financials | | | 138,391,267 | | | | 138,391,267 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 166,509,490 | | | | 166,509,490 | | | | — | | | | — | |
Health Care Equipment & Services | | | 467,052,482 | | | | 467,052,482 | | | | — | | | | — | |
Media & Entertainment | | | 697,416,758 | | | | 697,416,758 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 422,314,981 | | | | 376,165,173 | | | | 46,149,808 | | | | — | |
Real Estate | | | 47,254,550 | | | | 45,244,198 | | | | — | | | | 2,010,352 | |
Retailing | | | 540,675,112 | | | | 528,901,004 | | | | — | | | | 11,774,108 | |
Semiconductors & Semiconductor Equipment | | | 175,158,529 | | | | 175,158,529 | | | | — | | | | — | |
Software & Services | | | 1,140,009,388 | | | | 1,140,009,388 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 63,373,671 | | | | 63,373,671 | | | | — | | | | — | |
Transportation | | | 76,399,411 | | | | 76,399,411 | | | | — | | | | — | |
Preferred Stocks | | | 215,745,523 | | | | — | | | | 13,209,925 | | | | 202,535,598 | |
Convertible Preferred Stocks | | | 8,601,652 | | | | — | | | | — | | | | 8,601,652 | |
Escrows | | | 576,268 | | | | — | | | | — | | | | 576,268 | |
Warrants | | | 1,688,173 | | | | 1,688,173 | | | | — | | | | — | |
Short-Term Investments | | | 345,968,691 | | | | 345,968,691 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 5,224,022,110 | | | $ | 4,914,414,520 | | | $ | 59,359,733 | | | $ | 250,247,857 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, investments valued at $27,236,668 were transferred out of Level 3 due to the expiration of trading restrictions and there were no transfers in to Level 3. |
The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for thesix-month period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | |
| | Common Stocks | | | Convertible Preferred Stocks | | | Escrows | | | Preferred Stocks | | | Total | |
Beginning balance | | $ | 52,310,661 | | | $ | 8,324,179 | | | $ | 892,602 | | | $ | 198,397,561 | | | $ | 259,925,003 | |
Purchases | | | — | | | | — | | | | — | | | | — | | | | — | |
Sales | | | — | | | | — | | | | (330,953 | ) | | | — | | | | (330,953 | ) |
Accrued discounts/(premiums) | | | — | | | | — | | | | — | | | | — | | | | — | |
Total realized gain/(loss) | | | — | | | | — | | | | 330,953 | | | | — | | | | 330,953 | |
Net change in unrealized appreciation/depreciation | | | 5,982,629 | | | | 277,473 | | | | (316,334 | ) | | | 11,615,754 | | | | 17,559,522 | |
Transfers into Level 3 | | | — | | | | — | | | | — | | | | — | | | | — | |
Transfers out of Level 3 | | | (19,758,951 | ) | | | — | | | | — | | | | (7,477,717 | ) | | | (27,236,668 | ) |
| | | | | | | | | | | | | | | | | | | | |
Ending balance | | $ | 38,534,339 | | | $ | 8,601,652 | | | $ | 576,268 | | | $ | 202,535,598 | | | $ | 250,247,857 | |
| | | | | | | | | | | | | | | | | | | | |
The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at April 31, 2019 was $17,857,379.
The accompanying notes are an integral part of these financial statements.
|
The Hartford Healthcare Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.2% | |
| | | Biotechnology - 25.0% | |
| 115,777 | | | Aimmune Therapeutics, Inc.* | | $ | 2,331,749 | |
| 928,990 | | | Alder Biopharmaceuticals, Inc.* | | | 12,624,974 | |
| 710,033 | | | Alkermes plc* | | | 21,528,201 | |
| 150,819 | | | Alnylam Pharmaceuticals, Inc.* | | | 13,474,169 | |
| 159,358 | | | Arena Pharmaceuticals, Inc.* | | | 7,290,628 | |
| 197,760 | | | Assembly Biosciences, Inc.* | | | 3,120,653 | |
| 211,815 | | | Audentes Therapeutics, Inc.* | | | 8,004,489 | |
| 58,817 | | | Biogen, Inc.* | | | 13,483,209 | |
| 147,667 | | | Bluebird Bio, Inc.* | | | 20,943,611 | |
| 241,563 | | | Calithera Biosciences, Inc.* | | | 1,488,028 | |
| 842,151 | | | Coherus Biosciences, Inc.* | | | 13,407,044 | |
| 80,971 | | | Cyclerion Therapeutics, Inc.* | | | 1,233,188 | |
| 403,843 | | | CytomX Therapeutics, Inc.* | | | 3,840,547 | |
| 322,469 | | | Forty Seven, Inc.* | | | 6,123,686 | |
| 372,908 | | | G1 Therapeutics, Inc.* | | | 7,980,231 | |
| 71,209 | | | Galapagos N.V.* | | | 8,179,266 | |
| 64,568 | | | Genmab A/S* | | | 10,718,814 | |
| 237,978 | | | Genus plc | | | 7,493,907 | |
| 230,664 | | | Global Blood Therapeutics, Inc.* | | | 12,778,786 | |
| 474,574 | | | GlycoMimetics, Inc.* | | | 5,775,566 | |
| 236,811 | | | Heron Therapeutics, Inc.* | | | 5,134,062 | |
| 114,678 | | | Incyte Corp.* | | | 8,807,270 | |
| 809,718 | | | Ironwood Pharmaceuticals, Inc.* | | | 9,627,547 | |
| 457,189 | | | Karyopharm Therapeutics, Inc.* | | | 2,135,073 | |
| 844,050 | | | Momenta Pharmaceuticals, Inc.* | | | 11,808,259 | |
| 185,905 | | | Neon Therapeutics, Inc.* | | | 1,145,175 | |
| 105,515 | | | ObsEva S.A.* | | | 1,466,659 | |
| 443,032 | | | PhaseBio Pharmaceuticals, Inc.* | | | 5,803,719 | |
| 503,263 | | | Portola Pharmaceuticals, Inc.*(3) | | | 17,765,184 | |
| 299,200 | | | Ra Pharmaceuticals, Inc.* | | | 6,642,240 | |
| 159,421 | | | Radius Health, Inc.* | | | 3,510,450 | |
| 1,621,062 | | | Rigel Pharmaceuticals, Inc.* | | | 3,614,968 | |
| 291,095 | | | Seattle Genetics, Inc.* | | | 19,730,419 | |
| 578,601 | | | Syndax Pharmaceuticals, Inc.* | | | 4,136,997 | |
| 96,098 | | | Ultragenyx Pharmaceutical, Inc.* | | | 6,342,468 | |
| 207,940 | | | UroGen Pharma Ltd.*(3) | | | 7,475,443 | |
| 197,516 | | | Vertex Pharmaceuticals, Inc.* | | | 33,376,254 | |
| 94,527 | | | Zealand Pharma A/S ADR* | | | 1,968,052 | |
| | | | | | | | |
| | | | | | | 332,310,985 | |
| | | | | | | | |
| | | Health Care Distributors - 0.3% | |
| 32,995 | | | McKesson Corp. | | | 3,934,654 | |
| | | | | | | | |
| | | Health Care Equipment - 23.2% | |
| 921,976 | | | Abbott Laboratories | | | 73,352,411 | |
| 216,194 | | | AtriCure, Inc.* | | | 6,490,144 | |
| 224,695 | | | Baxter International, Inc. | | | 17,144,228 | |
| 1,192,065 | | | Boston Scientific Corp.* | | | 44,249,453 | |
| 289,925 | | | Danaher Corp. | | | 38,397,667 | |
| 138,649 | | | Edwards Lifesciences Corp.* | | | 24,411,929 | |
| 105,698 | | | Globus Medical, Inc. Class A* | | | 4,765,923 | |
| 99,280 | | | iRhythm Technologies, Inc.* | | | 7,576,057 | |
| 160,518 | | | Koninklijke Philips N.V. | | | 6,893,240 | |
| 491,356 | | | Medtronic plc | | | 43,637,326 | |
| 215,176 | | | NuVasive, Inc.* | | | 13,039,666 | |
| 26,370 | | | Penumbra, Inc.* | | | 3,546,765 | |
| 7,600 | | | Shockwave Medical, Inc.*(3) | | | 323,836 | |
| 411,558 | | | Smith & Nephew plc | | | 7,956,437 | |
| 134,682 | | | Zimmer Biomet Holdings, Inc. | | | 16,587,435 | |
| | | | | | | | |
| | | | | | | 308,372,517 | |
| | | | | | | | |
| | | Health Care Facilities - 3.7% | |
| 355,110 | | | Acadia Healthcare Co., Inc.* | | | 11,370,622 | |
| 244,616 | | | HCA Healthcare, Inc. | | | 31,122,494 | |
| 206,118 | | | NMC Health plc | | | 7,611,498 | |
| | | | | | | | |
| | | | | | | 50,104,614 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 94.2% - (continued) | |
| | | Health Care Services - 0.3% | |
| 71,361 | | | Fresenius SE & Co. KGaA | | $ | 4,057,936 | |
| | | | | | | | |
| | | Health Care Supplies - 0.1% | |
| 20,936 | | | Alcon, Inc.* | | | 1,205,677 | |
| 4,800 | | | Silk Road Medical, Inc.* | | | 199,872 | |
| | | | | | | | |
| | | | | | | 1,405,549 | |
| | | | | | | | |
| | | Health Care Technology - 2.5% | |
| 242,221 | | | Cerner Corp.* | | | 16,095,585 | |
| 369,078 | | | HMS Holdings Corp.* | | | 11,231,044 | |
| 108,721 | | | Teladoc Health, Inc.* | | | 6,184,050 | |
| | | | | | | | |
| | | | | | | 33,510,679 | |
| | | | | | | | |
| | | Life Sciences Tools & Services - 5.9% | |
| 38,600 | | | Bio-Techne Corp. | | | 7,897,174 | |
| 50,673 | | | ICON plc* | | | 6,920,918 | |
| 33,199 | | | Syneos Health, Inc.* | | | 1,558,029 | |
| 16,563 | | | Tecan Group AG | | | 3,739,112 | |
| 174,752 | | | Thermo Fisher Scientific, Inc. | | | 48,484,943 | |
| 777,079 | | | WuXi AppTec Co., Ltd. Class H*(4) | | | 9,558,959 | |
| | | | | | | | |
| | | | | | | 78,159,135 | |
| | | | | | | | |
| | | Managed Health Care - 11.8% | |
| 200,832 | | | Anthem, Inc. | | | 52,824,841 | |
| 71,978 | | | Humana, Inc. | | | 18,383,901 | |
| 49,089 | | | Molina Healthcare, Inc.* | | | 6,363,407 | |
| 256,551 | | | UnitedHealth Group, Inc. | | | 59,794,342 | |
| 74,544 | | | WellCare Health Plans, Inc.* | | | 19,258,442 | |
| | | | | | | | |
| | | | | | | 156,624,933 | |
| | | | | | | | |
| | | Pharmaceuticals - 21.4% | |
| 250,923 | | | Allergan plc | | | 36,885,681 | |
| 415,116 | | | Amneal Pharmaceuticals, Inc.* | | | 5,342,543 | |
| 874,179 | | | AstraZeneca plc ADR | | | 32,921,581 | |
| 888,798 | | | Bristol-Myers Squibb Co. | | | 41,266,891 | |
| 105,090 | | | Chugai Pharmaceutical Co., Ltd. | | | 6,664,427 | |
| 173,300 | | | Daiichi Sankyo Co., Ltd. | | | 8,568,720 | |
| 231,478 | | | Dermira, Inc.* | | | 2,567,091 | |
| 259,470 | | | Eisai Co., Ltd. | | | 15,109,112 | |
| 184,225 | | | Elanco Animal Health, Inc.* | | | 5,803,088 | |
| 351,075 | | | Eli Lilly & Co. | | | 41,089,818 | |
| 57,993 | | | Hikma Pharmaceuticals plc | | | 1,338,245 | |
| 81,665 | | | Kala Pharmaceuticals, Inc.* | | | 633,720 | |
| 181,798 | | | Laboratorios Farmaceuticos Rovi S.A. | | | 3,751,847 | |
| 413,857 | | | Medicines Co.*(3) | | | 13,222,731 | |
| 933,434 | | | MediWound Ltd.* | | | 4,965,869 | |
| 432,001 | | | Mylan N.V.* | | | 11,659,707 | |
| 178,425 | | | MyoKardia, Inc.* | | | 8,560,832 | |
| 104,681 | | | Novartis AG | | | 8,577,568 | |
| 334,760 | | | Ono Pharmaceutical Co., Ltd. | | | 6,288,542 | |
| 318,514 | | | Revance Therapeutics, Inc.* | | | 4,217,125 | |
| 3,327,150 | | | Sino Biopharmaceutical Ltd. | | | 3,203,336 | |
| 90,550 | | | Takeda Pharmaceutical Co., Ltd. | | | 3,341,451 | |
| 247,928 | | | Teva Pharmaceutical Industries Ltd. ADR* | | | 3,773,464 | |
| 44,170 | | | Tricida, Inc.* | | | 1,513,264 | |
| 130,663 | | | UCB S.A. | | | 10,384,957 | |
| 92,999 | | | WaVe Life Sciences Ltd.*(3) | | | 2,467,264 | |
| | | | | | | | |
| | | | | | | 284,118,874 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $1,100,388,393) | | $ | 1,252,599,876 | |
| | | | | | | | |
|
RIGHTS - 0.0% | |
| | | Biotechnology - 0.0% | |
| 66,213 | | | Clementia Pharmaceuticals, Inc.(1)(2) | | $ | 89,388 | |
| | | | | | | | |
| | |
| | | | Total Rights ($89,388) | | $ | 89,388 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $1,100,477,781) | | $ | 1,252,689,264 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Healthcare Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 6.7% | |
| | | Other Investment Pools & Funds - 5.8% | |
| 76,354,508 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | $ | 76,354,508 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.9% | |
| 622,316 | | | Citibank NA DDCA, 2.42%, 5/1/2019(5) | | | 622,316 | |
| 6,054,008 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(5) | | | 6,054,008 | |
| 1,288,521 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(5) | | | 1,288,521 | |
| 2,224,807 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(5) | | | 2,224,807 | |
| 2,067,248 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | | 2,067,248 | |
| 189,422 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(5) | | | 189,422 | |
| | | | | | | | |
| | | | | | | 12,446,322 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $88,800,830) | | $ | 88,800,830 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $1,189,278,611) | | | 100.9 | % | | $ | 1,341,490,094 | |
| | | | Other Assets and Liabilities | | | (0.9 | )% | | | (12,480,498 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 1,329,009,596 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of this security was $89,388, which represented 0.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(2) | Investment valued using significant unobservable inputs. |
(3) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of this security was $9,558,959, representing 0.7% of net assets. |
(5) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Biotechnology | | $ | 332,310,985 | | | $ | 316,637,812 | | | $ | 15,673,173 | | | $ | — | |
Health Care Distributors | | | 3,934,654 | | | | 3,934,654 | | | | — | | | | — | |
Health Care Equipment | | | 308,372,517 | | | | 293,522,840 | | | | 14,849,677 | | | | — | |
Health Care Facilities | | | 50,104,614 | | | | 42,493,116 | | | | 7,611,498 | | | | — | |
Health Care Services | | | 4,057,936 | | | | — | | | | 4,057,936 | | | | — | |
Health Care Supplies | | | 1,405,549 | | | | 1,405,549 | | | | — | | | | — | |
Health Care Technology | | | 33,510,679 | | | | 33,510,679 | | | | — | | | | — | |
Life Sciences Tools & Services | | | 78,159,135 | | | | 74,420,023 | | | | 3,739,112 | | | | — | |
Managed Health Care | | | 156,624,933 | | | | 156,624,933 | | | | — | | | | — | |
Pharmaceuticals | | | 284,118,874 | | | | 220,642,516 | | | | 63,476,358 | | | | — | |
Rights | | | 89,388 | | | | — | | | | — | | | | 89,388 | |
Short-Term Investments | | | 88,800,830 | | | | 88,800,830 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 1,341,490,094 | | | $ | 1,231,992,952 | | | $ | 109,407,754 | | | $ | 89,388 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019 there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for thesix-month period ended April 30, 2019 is not presented.
The accompanying notes are an integral part of these financial statements.
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.9% | |
| | | Banks - 5.8% | |
| 1,306,048 | | | Cullen/Frost Bankers, Inc. | | $ | 132,812,021 | |
| 219,768 | | | First Citizens BancShares, Inc. Class A | | | 98,511,006 | |
| 1,576,469 | | | First Republic Bank | | | 166,506,656 | |
| 888,468 | | | M&T Bank Corp. | | | 151,101,753 | |
| 920,986 | | | Pinnacle Financial Partners, Inc. | | | 53,481,657 | |
| 1,664,633 | | | Prosperity Bancshares, Inc. | | | 122,583,574 | |
| 1,050,435 | | | South State Corp. | | | 79,475,912 | |
| | | | | | | | |
| | | | | | | 804,472,579 | |
| | | | | | | | |
| | | Capital Goods - 8.0% | |
| 2,134,366 | | | Fastenal Co. | | | 150,579,521 | |
| 2,554,487 | | | Gardner Denver Holdings, Inc.* | | | 86,213,936 | |
| 1,285,317 | | | HEICO Corp. Class A | | | 114,945,899 | |
| 1,464,645 | | | IDEX Corp. | | | 229,451,286 | |
| 905,727 | | | Lennox International, Inc. | | | 245,859,594 | |
| 1,442,179 | | | Lincoln Electric Holdings, Inc. | | | 125,858,962 | |
| 274,953 | | | Middleby Corp.* | | | 36,329,540 | |
| 1,679,715 | | | PACCAR, Inc. | | | 120,385,174 | |
| | | | | | | | |
| | | | | | | 1,109,623,912 | |
| | | | | | | | |
| | | Commercial & Professional Services - 7.1% | |
| 780,422 | | | Cimpress N.V.* | | | 70,550,149 | |
| 660,326 | | | Cintas Corp. | | | 143,383,187 | |
| 336,290 | | | CoStar Group, Inc.* | | | 166,883,912 | |
| 1,839,062 | | | Healthcare Services Group, Inc. | | | 62,252,249 | |
| 2,564,814 | | | KAR Auction Services, Inc. | | | 144,860,695 | |
| 3,426,934 | | | TransUnion | | | 238,685,953 | |
| 1,633,862 | | | Waste Connections, Inc. | | | 151,573,378 | |
| | | | | | | | |
| | | | | | | 978,189,523 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 3.7% | |
| 1,328,822 | | | Carter’s, Inc. | | | 140,735,538 | |
| 66,890 | | | NVR, Inc.* | | | 210,869,387 | |
| 1,045,005 | | | Roku, Inc.* | | | 66,451,868 | |
| 4,640,719 | | | Under Armour, Inc. Class C* | | | 96,155,698 | |
| | | | | | | | |
| | | | | | | 514,212,491 | |
| | | | | | | | |
| | | Consumer Services - 1.9% | |
| 1,889,884 | | | Choice Hotels International, Inc. | | | 156,935,967 | |
| 2,639,637 | | | Service Corp. International/US | | | 109,835,296 | |
| | | | | | | | |
| | | | | | | 266,771,263 | |
| | | | | | | | |
| | | Diversified Financials - 3.2% | |
| 317,908 | | | Credit Acceptance Corp.* | | | 157,752,308 | |
| 598,746 | | | FactSet Research Systems, Inc. | | | 165,176,059 | |
| 1,264,076 | | | Northern Trust Corp. | | | 124,574,690 | |
| | | | | | | | |
| | | | | | | 447,503,057 | |
| | | | | | | | |
| | | Energy - 2.4% | |
| 1,006,081 | | | Diamondback Energy, Inc. | | | 107,036,958 | |
| 11,711,067 | | | Encana Corp. | | | 81,157,694 | |
| 10,327,183 | | | WPX Energy, Inc.* | | | 143,444,572 | |
| | | | | | | | |
| | | | | | | 331,639,224 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 8.8% | |
| 1,447,220 | | | Hill-Rom Holdings, Inc. | | | 146,777,052 | |
| 2,366,593 | | | Integra LifeSciences Holdings Corp.* | | | 123,512,489 | |
| 589,888 | | | Masimo Corp.* | | | 76,773,923 | |
| 269,131 | | | Molina Healthcare, Inc.* | | | 34,887,452 | |
| 2,545,717 | | | NuVasive, Inc.* | | | 154,270,450 | |
| 1,159,706 | | | STERIS plc* | | | 151,898,292 | |
| 636,838 | | | Teleflex, Inc. | | | 182,250,299 | |
| 1,147,247 | | | Varian Medical Systems, Inc.* | | | 156,220,624 | |
| 1,374,062 | | | Veeva Systems, Inc. Class A* | | | 192,190,052 | |
| | | | | | | | |
| | | | | | | 1,218,780,633 | |
| | | | | | | | |
| | | Insurance - 4.8% | |
| 152,980 | | | Alleghany Corp.* | | | 100,489,502 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.9% - (continued) | |
| | | Insurance - 4.8% - (continued) | |
| 123,262 | | | Fairfax Financial Holdings Ltd. | | $ | 58,781,538 | |
| 1,975,565 | | | Fidelity National Financial, Inc. | | | 78,923,822 | |
| 206,492 | | | Markel Corp.* | | | 221,258,243 | |
| 108,557 | | | White Mountains Insurance Group Ltd. | | | 101,939,365 | |
| 1,677,367 | | | WR Berkley Corp. | | | 102,822,597 | |
| | | | | | | | |
| | | | | | | 664,215,067 | |
| | | | | | | | |
| | | Materials - 2.8% | |
| 3,684,176 | | | Ball Corp. | | | 220,829,509 | |
| 977,723 | | | Packaging Corp. of America | | | 96,951,013 | |
| 2,197,376 | | | Silgan Holdings, Inc. | | | 65,789,437 | |
| | | | | | | | |
| | | | | | | 383,569,959 | |
| | | | | | | | |
| | | Media & Entertainment - 1.7% | |
| 2,229,034 | | | Cargurus, Inc.* | | | 90,810,845 | |
| 2,746,490 | | | TripAdvisor, Inc.* | | | 146,195,663 | |
| | | | | | | | |
| | | | | | | 237,006,508 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 10.6% | |
| 2,438,745 | | | Aerie Pharmaceuticals, Inc.* | | | 93,038,122 | |
| 1,213,494 | | | Agios Pharmaceuticals, Inc.*(1) | | | 67,858,584 | |
| 1,223,282 | | | Alnylam Pharmaceuticals, Inc.* | | | 109,288,014 | |
| 698,111 | | | Bio-Techne Corp. | | | 142,826,530 | |
| 847,092 | | | Bluebird Bio, Inc.*(1) | | | 120,143,058 | |
| 1,907,245 | | | Ionis Pharmaceuticals, Inc.* | | | 141,765,521 | |
| 190,050 | | | Mettler-Toledo International, Inc.* | | | 141,636,663 | |
| 1,237,767 | | | PRA Health Sciences, Inc.* | | | 119,840,601 | |
| 1,249,983 | | | Repligen Corp.* | | | 84,223,855 | |
| 954,397 | | | Sage Therapeutics, Inc.* | | | 160,558,207 | |
| 2,424,290 | | | Seattle Genetics, Inc.* | | | 164,318,376 | |
| 1,876,098 | | | Ultragenyx Pharmaceutical, Inc.* | | | 123,822,468 | |
| | | | | | | | |
| | | | | | | 1,469,319,999 | |
| | | | | | | | |
| | | Real Estate - 1.9% | |
| 1,565,801 | | | Douglas Emmett, Inc. REIT | | | 64,495,343 | |
| 3,280,388 | | | Equity Commonwealth REIT | | | 104,316,339 | |
| 4,181,724 | | | Redfin Corp.*(1) | | | 86,478,052 | |
| | | | | | | | |
| | | | | | | 255,289,734 | |
| | | | | | | | |
| | | Retailing - 1.9% | |
| 1,646,934 | | | CarMax, Inc.* | | | 128,230,281 | |
| 1,197,083 | | | Etsy, Inc.* | | | 80,850,986 | |
| 795,093 | | | GrubHub, Inc.* | | | 53,104,261 | |
| | | | | | | | |
| | | | | | | 262,185,528 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.0% | |
| 1,475,674 | | | MKS Instruments, Inc. | | | 134,301,091 | |
| 933,983 | | | Monolithic Power Systems, Inc. | | | 145,430,493 | |
| 1,307,888 | | | Silicon Laboratories, Inc.* | | | 140,807,222 | |
| | | | | | | | |
| | | | | | | 420,538,806 | |
| | | | | | | | |
| | | Software & Services - 19.9% | |
| 1,367,072 | | | 2U, Inc.* | | | 82,707,856 | |
| 1,824,775 | | | Akamai Technologies, Inc.* | | | 146,091,487 | |
| 513,322 | | | Aspen Technology, Inc.* | | | 62,579,085 | |
| 1,846,380 | | | Black Knight, Inc.* | | | 104,172,760 | |
| 2,000,075 | | | Blackbaud, Inc. | | | 158,585,947 | |
| 806,464 | | | EPAM Systems, Inc.* | | | 144,647,383 | |
| 645,722 | | | Fair Isaac Corp.* | | | 180,640,729 | |
| 9,751,398 | | | Genpact Ltd. | | | 353,975,747 | |
| 1,496,405 | | | Global Payments, Inc. | | | 218,579,878 | |
| 1,648,387 | | | Guidewire Software, Inc.* | | | 175,553,216 | |
| 1,578,614 | | | PTC, Inc.* | | | 142,817,209 | |
| 4,751,569 | | | Teradata Corp.* | | | 216,053,842 | |
| 1,198,944 | | | Total System Services, Inc. | | | 122,580,035 | |
| 1,474,142 | | | VeriSign, Inc.* | | | 291,069,338 | |
| 1,670,145 | | | WEX, Inc.* | | | 351,231,493 | |
| | | | | | | | |
| | | | | | | 2,751,286,005 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 99.9% - (continued) | |
| | | Technology Hardware & Equipment - 6.9% | |
| 2,298,069 | | | CDW Corp. | | $ | 242,676,086 | |
| 5,453,561 | | | CommScope Holding Co., Inc.* | | | 135,139,242 | |
| 725,072 | | | F5 Networks, Inc.* | | | 113,763,797 | |
| 4,093,567 | | | II-VI, Inc.* | | | 163,087,709 | |
| 1,789,089 | | | Keysight Technologies, Inc.* | | | 155,704,416 | |
| 2,940,830 | | | National Instruments Corp. | | | 138,513,093 | |
| | | | | | | | |
| | | | | | | 948,884,343 | |
| | | | | | | | |
| | | Transportation - 3.1% | |
| 344,154 | | | AMERCO | | | 128,427,948 | |
| 2,061,042 | | | Genesee & Wyoming, Inc. Class A* | | | 182,711,373 | |
| 5,540,211 | | | JetBlue Airways Corp.* | | | 102,770,914 | |
| 173,600 | | | Spirit Airlines, Inc.* | | | 9,440,368 | |
| | | | | | | | |
| | | | | | | 423,350,603 | |
| | | | | | | | |
| | | Utilities - 2.4% | |
| 1,035,423 | | | Black Hills Corp. | | | 75,337,377 | |
| 2,073,105 | | | NiSource, Inc. | | | 57,590,857 | |
| 3,690,848 | | | UGI Corp. | | | 201,188,125 | |
| | | | | | | | |
| | | | | | | 334,116,359 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $10,757,881,025) | | $ | 13,820,955,593 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 0.4% | |
| | | Other Investment Pools & Funds - 0.2% | |
| 29,248,612 | | | BlackRock Liquidity Funds FedFund Portfolio, Institutional Class, 2.37%(2) | | $ | 29,248,612 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.2% | |
| 1,194,238 | | | Citibank NA DDCA, 2.42%, 5/1/2019(2) | | | 1,194,238 | |
| 11,617,774 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(2) | | | 11,617,774 | |
| 2,472,700 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(2) | | | 2,472,700 | |
| 4,269,453 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(2) | | | 4,269,453 | |
| 3,967,094 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(2) | | | 3,967,094 | |
| 363,506 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(2) | | | 363,506 | |
| | | | | | | | |
| | | | | | | 23,884,765 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $53,133,377) | | $ | 53,133,377 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $10,811,014,402) | | | 100.3 | % | | $ | 13,874,088,970 | |
| | | | Other Assets and Liabilities | | | (0.3 | )% | | | (36,373,350 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 13,837,715,620 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 804,472,579 | | | $ | 804,472,579 | | | $ | — | | | $ | — | |
Capital Goods | | | 1,109,623,912 | | | | 1,109,623,912 | | | | — | | | | — | |
Commercial & Professional Services | | | 978,189,523 | | | | 978,189,523 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 514,212,491 | | | | 514,212,491 | | | | — | | | | — | |
Consumer Services | | | 266,771,263 | | | | 266,771,263 | | | | — | | | | — | |
Diversified Financials | | | 447,503,057 | | | | 447,503,057 | | | | — | | | | — | |
Energy | | | 331,639,224 | | | | 331,639,224 | | | | — | | | | — | |
Health Care Equipment & Services | | | 1,218,780,633 | | | | 1,218,780,633 | | | | — | | | | — | |
Insurance | | | 664,215,067 | | | | 664,215,067 | | | | — | | | | — | |
Materials | | | 383,569,959 | | | | 383,569,959 | | | | — | | | | — | |
Media & Entertainment | | | 237,006,508 | | | | 237,006,508 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 1,469,319,999 | | | | 1,469,319,999 | | | | — | | | | — | |
Real Estate | | | 255,289,734 | | | | 255,289,734 | | | | — | | | | — | |
Retailing | | | 262,185,528 | | | | 262,185,528 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 420,538,806 | | | | 420,538,806 | | | | — | | | | — | |
Software & Services | | | 2,751,286,005 | | | | 2,751,286,005 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 948,884,343 | | | | 948,884,343 | | | | — | | | | — | |
Transportation | | | 423,350,603 | | | | 423,350,603 | | | | — | | | | — | |
Utilities | | | 334,116,359 | | | | 334,116,359 | | | | — | | | | — | |
Short-Term Investments | | | 53,133,377 | | | | 53,133,377 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 13,874,088,970 | | | $ | 13,874,088,970 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford MidCap Value Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% | |
| | | Automobiles & Components - 0.6% | |
| 223,022 | | | Goodyear Tire & Rubber Co. | | $ | 4,284,253 | |
| | | | | | | | |
| | | Banks - 9.7% | |
| 158,555 | | | Bank OZK | | | 5,176,821 | |
| 134,297 | | | Comerica, Inc. | | | 10,554,401 | |
| 110,741 | | | IBERIABANK Corp. | | | 8,803,910 | |
| 66,678 | | | M&T Bank Corp. | | | 11,339,927 | |
| 57,047 | | | Pinnacle Financial Partners, Inc. | | | 3,312,719 | |
| 420,999 | | | Sterling Bancorp | | | 9,017,799 | |
| 160,961 | | | Western Alliance Bancorp* | | | 7,690,717 | |
| 227,537 | | | Zions Bancorporation | | | 11,224,400 | |
| | | | | | | | |
| | | | | | | 67,120,694 | |
| | | | | | | | |
| | | Capital Goods - 9.1% | |
| 90,500 | | | EnerSys | | | 6,261,695 | |
| 168,420 | | | Fortune Brands Home & Security, Inc. | | | 8,889,207 | |
| 75,708 | | | Harris Corp. | | | 12,756,798 | |
| 33,758 | | | Hubbell, Inc. | | | 4,307,521 | |
| 241,849 | | | JELD-WEN Holding, Inc.* | | | 4,776,518 | |
| 593,775 | | | Milacron Holdings Corp.* | | | 8,675,053 | |
| 57,631 | | | Moog, Inc. Class A | | | 5,396,567 | |
| 135,435 | | | Sensata Technologies Holding plc* | | | 6,763,624 | |
| 67,747 | | | Wabtec Corp. | | | 5,018,020 | |
| | | | | | | | |
| | | | | | | 62,845,003 | |
| | | | | | | | |
| | | Commercial & Professional Services - 1.5% | |
| 139,643 | | | Clean Harbors, Inc.* | | | 10,612,868 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 1.9% | |
| 173,176 | | | Lennar Corp. Class A | | | 9,010,347 | |
| 284,491 | | | Newell Brands, Inc. | | | 4,090,981 | |
| | | | | | | | |
| | | | | | | 13,101,328 | |
| | | | | | | | |
| | | Consumer Services - 1.0% | |
| 126,399 | | | Norwegian Cruise Line Holdings Ltd.* | | | 7,127,640 | |
| | | | | | | | |
| | | Diversified Financials - 1.1% | |
| 728,166 | | | SLM Corp. | | | 7,398,166 | |
| | | | | | | | |
| | | Energy - 7.3% | |
| 144,014 | | | Delek U.S. Holdings, Inc. | | | 5,337,159 | |
| 165,999 | | | Diamondback Energy, Inc. | | | 17,660,634 | |
| 1,305,329 | | | Encana Corp. | | | 9,045,930 | |
| 493,497 | | | Noble Energy, Inc. | | | 13,354,029 | |
| 145,538 | | | Viper Energy Partners L.P. | | | 4,892,987 | |
| | | | | | | | |
| | | | | | | 50,290,739 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.6% | |
| 297,568 | | | US Foods Holding Corp.* | | | 10,876,110 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.2% | |
| 34,752 | | | Ingredion, Inc. | | | 3,292,752 | |
| 44,180 | | | Post Holdings, Inc.* | | | 4,982,620 | |
| | | | | | | | |
| | | | | | | 8,275,372 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 5.3% | |
| 159,634 | | | Acadia Healthcare Co., Inc.* | | | 5,111,481 | |
| 81,158 | | | Centene Corp.* | | | 4,184,506 | |
| 110,307 | | | Hill-Rom Holdings, Inc. | | | 11,187,336 | |
| 59,525 | | | STERIS plc* | | | 7,796,585 | |
| 68,369 | | | Zimmer Biomet Holdings, Inc. | | | 8,420,326 | |
| | | | | | | | |
| | | | | | | 36,700,234 | |
| | | | | | | | |
| | | Insurance - 8.5% | |
| 110,819 | | | Arthur J Gallagher & Co. | | | 9,266,685 | |
| 103,079 | | | Assurant, Inc. | | | 9,792,505 | |
| 592,006 | | | CNO Financial Group, Inc. | | | 9,797,699 | |
| 88,493 | | | Hanover Insurance Group, Inc. | | | 10,673,141 | |
| 810,684 | | | Lancashire Holdings Ltd. | | | 7,284,354 | |
| 79,317 | | | Reinsurance Group of America, Inc. | | | 12,017,319 | |
| | | | | | | | |
| | | | | | | 58,831,703 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% - (continued) | |
| | | Materials - 8.4% | |
| 214,339 | | | Alcoa Corp.* | | $ | 5,718,565 | |
| 247,415 | | | Buzzi Unicem S.p.A. | | | 5,516,273 | |
| 194,797 | | | Cabot Corp. | | | 8,839,888 | |
| 126,510 | | | Carpenter Technology Corp. | | | 6,283,752 | |
| 104,459 | | | Celanese Corp. | | | 11,270,081 | |
| 145,245 | | | FMC Corp. | | | 11,483,070 | |
| 94,427 | | | Reliance Steel & Aluminum Co. | | | 8,683,507 | |
| | | | | | | | |
| | | | | | | 57,795,136 | |
| | | | | | | | |
| | | Media & Entertainment - 2.4% | |
| 144,682 | | | Cinemark Holdings, Inc. | | | 6,083,878 | |
| 48,789 | | | Electronic Arts, Inc.* | | | 4,617,879 | |
| 346,499 | | | TEGNA, Inc. | | | 5,516,264 | |
| | | | | | | | |
| | | | | | | 16,218,021 | |
| | | | | | | | |
| | | Real Estate - 11.7% | |
| 62,389 | | | Boston Properties, Inc. REIT | | | 8,585,974 | |
| 581,138 | | | Brixmor Property Group, Inc. REIT | | | 10,390,747 | |
| 321,008 | | | Corporate Office Properties Trust REIT | | | 8,949,703 | |
| 41,008 | | | Equity LifeStyle Properties, Inc. REIT | | | 4,785,634 | |
| 202,272 | | | Gaming and Leisure Properties, Inc. REIT | | | 8,167,743 | |
| 62,774 | | | Life Storage, Inc. REIT | | | 5,981,734 | |
| 317,495 | | | Park Hotels & Resorts, Inc. REIT | | | 10,185,240 | |
| 434,709 | | | Physicians Realty Trust REIT | | | 7,850,845 | |
| 38,141 | | | PS Business Parks, Inc. REIT | | | 5,859,220 | |
| 298,439 | | | STORE Capital Corp. REIT | | | 9,943,988 | |
| | | | | | | | |
| | | | | | | 80,700,828 | |
| | | | | | | | |
| | | Retailing - 1.8% | |
| 203,019 | | | Caleres, Inc. | | | 5,325,188 | |
| 52,569 | | | Expedia Group, Inc. | | | 6,825,559 | |
| | | | | | | | |
| | | | | | | 12,150,747 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.7% | |
| 270,984 | | | Ichor Holdings Ltd.*(1) | | | 6,823,377 | |
| 55,242 | | | KLA-Tencor Corp. | | | 7,042,250 | |
| 25,356 | | | Lam Research Corp. | | | 5,259,595 | |
| 167,091 | | | Silicon Motion Technology Corp. ADR | | | 6,389,560 | |
| | | | | | | | |
| | | | | | | 25,514,782 | |
| | | | | | | | |
| | | Software & Services - 5.7% | |
| 142,718 | | | Amdocs Ltd. | | | 7,860,907 | |
| 34,455 | | | Booz Allen Hamilton Holding Corp. | | | 2,042,837 | |
| 175,672 | | | Leidos Holdings, Inc. | | | 12,908,379 | |
| 174,118 | | | SS&C Technologies Holdings, Inc. | | | 11,780,824 | |
| 24,214 | | | VeriSign, Inc.* | | | 4,781,054 | |
| | | | | | | | |
| | | | | | | 39,374,001 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 5.5% | |
| 205,206 | | | Arrow Electronics, Inc.* | | | 17,341,959 | |
| 41,218 | | | Coherent, Inc.* | | | 6,100,676 | |
| 154,054 | | | Itron, Inc.* | | | 8,266,538 | |
| 95,735 | | | Lumentum Holdings, Inc.* | | | 5,932,698 | |
| | | | | | | | |
| | | | | | | 37,641,871 | |
| | | | | | | | |
| | | Telecommunication Services - 1.2% | |
| 138,328 | | | Millicom International Cellular S.A.* | | | 8,091,080 | |
| | | | | | | | |
| | | Transportation - 2.3% | |
| 108,751 | | | Genesee & Wyoming, Inc. Class A* | | | 9,640,776 | |
| 319,577 | | | JetBlue Airways Corp.* | | | 5,928,153 | |
| | | | | | | | |
| | | | | | | 15,568,929 | |
| | | | | | | | |
| | | Utilities - 6.6% | |
| 262,453 | | | Alliant Energy Corp. | | | 12,395,655 | |
| 96,975 | | | Evergy, Inc. | | | 5,607,095 | |
| 85,094 | | | Sempra Energy | | | 10,887,777 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford MidCap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.1% - (continued) | |
| | | Utilities - 6.6% - (continued) | |
| 308,347 | | | UGI Corp. | | $ | 16,807,995 | |
| | | | | | | | |
| | | | | | | 45,698,522 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $624,713,331) | | $ | 676,218,027 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.9% | |
| | | Other Investment Pools & Funds - 1.8% | |
| 12,271,994 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(2) | | $ | 12,271,994 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.1% | |
| 19,244 | | | Citibank NA DDCA, 2.42%, 5/1/2019(2) | | | 19,244 | |
| 187,208 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(2) | | | 187,208 | |
| 39,845 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(2) | | | 39,845 | |
| 68,798 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(2) | | | 68,798 | |
| 63,926 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(2) | | | 63,926 | |
| 5,858 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(2) | | | 5,857 | |
| | | | | | | | |
| | | | | | | 384,878 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $12,656,872) | | $ | 12,656,872 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $637,370,203) | | | 100.0 | % | | $ | 688,874,899 | |
| | | | Other Assets and Liabilities | | | 0.0 | % | | | 185,646 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 689,060,545 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 4,284,253 | | | $ | 4,284,253 | | | $ | — | | | $ | — | |
Banks | | | 67,120,694 | | | | 67,120,694 | | | | — | | | | — | |
Capital Goods | | | 62,845,003 | | | | 62,845,003 | | | | — | | | | — | |
Commercial & Professional Services | | | 10,612,868 | | | | 10,612,868 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 13,101,328 | | | | 13,101,328 | | | | — | | | | — | |
Consumer Services | | | 7,127,640 | | | | 7,127,640 | | | | — | | | | — | |
Diversified Financials | | | 7,398,166 | | | | 7,398,166 | | | | — | | | | — | |
Energy | | | 50,290,739 | | | | 50,290,739 | | | | — | | | | — | |
Food & Staples Retailing | | | 10,876,110 | | | | 10,876,110 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 8,275,372 | | | | 8,275,372 | | | | — | | | | — | |
Health Care Equipment & Services | | | 36,700,234 | | | | 36,700,234 | | | | — | | | | — | |
Insurance | | | 58,831,703 | | | | 51,547,349 | | | | 7,284,354 | | | | — | |
Materials | | | 57,795,136 | | | | 52,278,863 | | | | 5,516,273 | | | | — | |
Media & Entertainment | | | 16,218,021 | | | | 16,218,021 | | | | — | | | | — | |
Real Estate | | | 80,700,828 | | | | 80,700,828 | | | | — | | | | — | |
Retailing | | | 12,150,747 | | | | 12,150,747 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 25,514,782 | | | | 25,514,782 | | | | — | | | | — | |
Software & Services | | | 39,374,001 | | | | 39,374,001 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 37,641,871 | | | | 37,641,871 | | | | — | | | | — | |
Telecommunication Services | | | 8,091,080 | | | | — | | | | 8,091,080 | | | | — | |
Transportation | | | 15,568,929 | | | | 15,568,929 | | | | — | | | | — | |
Utilities | | | 45,698,522 | | | | 45,698,522 | | | | — | | | | — | |
Short-Term Investments | | | 12,656,872 | | | | 12,656,872 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 688,874,899 | | | $ | 667,983,192 | | | $ | 20,891,707 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Quality Value Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% | |
| | | Banks - 14.8% | |
| 368,856 | | | Bank of America Corp. | | $ | 11,279,617 | |
| 46,574 | | | Bank of Nova Scotia | | | 2,564,364 | |
| 87,003 | | | Citigroup, Inc. | | | 6,151,112 | |
| 103,078 | | | JP Morgan Chase & Co. | | | 11,962,202 | |
| 16,831 | | | M&T Bank Corp. | | | 2,862,448 | |
| 30,209 | | | PNC Financial Services Group, Inc. | | | 4,136,518 | |
| | | | | | | | |
| | | | | | | 38,956,261 | |
| | | | | | | | |
| | | Capital Goods - 7.9% | |
| 39,801 | | | Eaton Corp. plc | | | 3,296,319 | |
| 14,010 | | | General Dynamics Corp. | | | 2,503,867 | |
| 22,738 | | | Honeywell International, Inc. | | | 3,947,999 | |
| 89,278 | | | Johnson Controls International plc | | | 3,347,925 | |
| 11,372 | | | Lockheed Martin Corp. | | | 3,790,629 | |
| 26,150 | | | United Technologies Corp. | | | 3,729,251 | |
| | | | | | | | |
| | | | | | | 20,615,990 | |
| | | | | | | | |
| | | Commercial & Professional Services - 1.0% | |
| 25,599 | | | Waste Management, Inc. | | | 2,747,797 | |
| | | | | | | | |
| | | Energy - 9.4% | |
| 54,847 | | | Chevron Corp. | | | 6,584,931 | |
| 34,848 | | | EOG Resources, Inc. | | | 3,347,150 | |
| 69,595 | | | Exxon Mobil Corp. | | | 5,587,087 | |
| 76,581 | | | Halliburton Co. | | | 2,169,540 | |
| 36,458 | | | Hess Corp. | | | 2,337,687 | |
| 64,673 | | | Suncor Energy, Inc. | | | 2,134,209 | |
| 43,505 | | | Total S.A. ADR | | | 2,421,923 | |
| | | | | | | | |
| | | | | | | 24,582,527 | |
| | | | | | | | |
| | | Food & Staples Retailing - 0.6% | |
| 31,443 | | | Walgreens Boots Alliance, Inc. | | | 1,684,401 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 5.8% | |
| 25,834 | | | Altria Group, Inc. | | | 1,403,561 | |
| 67,066 | | | General Mills, Inc. | | | 3,451,887 | |
| 22,775 | | | Kellogg Co. | | | 1,373,333 | |
| 38,500 | | | Nestle S.A. ADR | | | 3,716,405 | |
| 61,279 | | | Philip Morris International, Inc. | | | 5,304,310 | |
| | | | | | | | |
| | | | | | | 15,249,496 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 5.5% | |
| 6,409 | | | Alcon, Inc.* | | | 373,004 | |
| 26,047 | | | Hill-Rom Holdings, Inc. | | | 2,641,687 | |
| 78,751 | | | Koninklijke Philips N.V. ADR | | | 3,386,293 | |
| 58,289 | | | Medtronic plc | | | 5,176,646 | |
| 11,933 | | | UnitedHealth Group, Inc. | | | 2,781,224 | |
| | | | | | | | |
| | | | | | | 14,358,854 | |
| | | | | | | | |
| | | Household & Personal Products - 1.1% | |
| 47,253 | | | Unilever N.V. | | | 2,859,279 | |
| | | | | | | | |
| | | Insurance - 6.9% | |
| 72,587 | | | American International Group, Inc. | | | 3,452,963 | |
| 31,130 | | | Chubb Ltd. | | | 4,520,076 | |
| 37,316 | | | Marsh & McLennan Cos., Inc. | | | 3,518,526 | |
| 57,188 | | | Principal Financial Group, Inc. | | | 3,268,866 | |
| 32,738 | | | Prudential Financial, Inc. | | | 3,460,734 | |
| | | | | | | | |
| | | | | | | 18,221,165 | |
| | | | | | | | |
| | | Materials - 4.0% | |
| 50,158 | | | Ball Corp. | | | 3,006,471 | |
| 33,183 | | | FMC Corp. | | | 2,623,448 | |
| 29,723 | | | Methanex Corp.(1) | | | 1,632,387 | |
| 27,901 | | | PPG Industries, Inc. | | | 3,278,367 | |
| | | | | | | | |
| | | | | | | 10,540,673 | |
| | | | | | | | |
| | | Media & Entertainment - 2.2% | |
| 133,232 | | | Comcast Corp. Class A | | | 5,799,589 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.0% - (continued) | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 7.6% | |
| 17,513 | | | Allergan plc | | $ | 2,574,411 | |
| 108,501 | | | AstraZeneca plc ADR | | | 4,086,148 | |
| 74,356 | | | Bristol-Myers Squibb Co. | | | 3,452,349 | |
| 90,091 | | | Merck & Co., Inc. | | | 7,091,063 | |
| 32,041 | | | Novartis AG ADR | | | 2,634,731 | |
| | | | | | | | |
| | | | | | | 19,838,702 | |
| | | | | | | | |
| | | Real Estate - 3.2% | |
| 16,544 | | | American Tower Corp. REIT | | | 3,231,043 | |
| 83,661 | | | Corporate Office Properties Trust REIT | | | 2,332,469 | |
| 13,333 | | | Public Storage REIT | | | 2,948,993 | |
| | | | | | | | |
| | | | | | | 8,512,505 | |
| | | | | | | | |
| | | Retailing - 4.3% | |
| 571,800 | | | Allstar Co.(2)(3)(4) | | | 205,848 | |
| 23,441 | | | Expedia Group, Inc. | | | 3,043,579 | |
| 39,812 | | | Lowe’s Cos., Inc. | | | 4,504,330 | |
| 45,228 | | | Target Corp. | | | 3,501,552 | |
| | | | | | | | |
| | | | | | | 11,255,309 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 5.0% | |
| 132,048 | | | Intel Corp. | | | 6,739,730 | |
| 23,314 | | | KLA-Tencor Corp. | | | 2,972,069 | |
| 38,601 | | | QUALCOMM, Inc. | | | 3,324,704 | |
| | | | | | | | |
| | | | | | | 13,036,503 | |
| | | | | | | | |
| | | Software & Services - 4.1% | |
| 16,399 | | | Accenture plc Class A | | | 2,995,605 | |
| 27,606 | | | International Business Machines Corp. | | | 3,872,294 | |
| 30,602 | | | Microsoft Corp. | | | 3,996,621 | |
| | | | | | | | |
| | | | | | | 10,864,520 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 3.9% | |
| 7,285 | | | Apple, Inc. | | | 1,461,881 | |
| 91,886 | | | Cisco Systems, Inc. | | | 5,141,022 | |
| 24,876 | | | Motorola Solutions, Inc. | | | 3,604,781 | |
| | | | | | | | |
| | | | | | | 10,207,684 | |
| | | | | | | | |
| | | Telecommunication Services - 3.0% | |
| 136,503 | | | Verizon Communications, Inc. | | | 7,806,606 | |
| | | | | | | | |
| | | Transportation - 0.9% | |
| 22,121 | | | United Parcel Service, Inc. Class B | | | 2,349,693 | |
| | | | | | | | |
| | | Utilities - 5.8% | |
| 64,737 | | | Alliant Energy Corp. | | | 3,057,529 | |
| 59,903 | | | Avangrid, Inc. | | | 3,067,633 | |
| 37,820 | | | Dominion Energy, Inc. | | | 2,945,043 | |
| 47,585 | | | Eversource Energy | | | 3,409,941 | |
| 51,816 | | | UGI Corp. | | | 2,824,490 | |
| | | | | | | | |
| | | | | | | 15,304,636 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $232,770,472) | | $ | 254,792,190 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 3.5% | |
| | | Other Investment Pools & Funds - 3.1% | |
| 8,081,354 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | $ | 8,081,354 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.4% | |
| 49,000 | | | Citibank NA DDCA, 2.42%, 5/1/2019(5) | | | 49,000 | |
| 476,681 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(5) | | | 476,681 | |
| 101,456 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(5) | | | 101,456 | |
| 175,177 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(5) | | | 175,177 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Quality Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
SHORT-TERM INVESTMENTS - 3.5% - (continued) | |
| | | Securities Lending Collateral - 0.4% - (continued) | |
| 162,771 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | $ | 162,771 | |
| 14,915 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(5) | | | 14,915 | |
| | | | | | | | |
| | | | | | | 980,000 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $9,061,354) | | $ | 9,061,354 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $241,831,826) | | | 100.5 | % | | $ | 263,853,544 | |
| | | | Other Assets and Liabilities | | | (0.5 | )% | | | (1,286,624 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 262,566,920 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Investment valued using significant unobservable inputs. |
(3) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of this security was $205,848, which represented 0.1% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(4) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $205,848 or 0.1% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 08/2011 | | | Allstar Co. | | | 571,800 | | | $ | 248,744 | | | $ | 205,848 | |
(5) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Banks | | $ | 38,956,261 | | | $ | 38,956,261 | | | $ | — | | | $ | — | |
Capital Goods | | | 20,615,990 | | | | 20,615,990 | | | | — | | | | — | |
Commercial & Professional Services | | | 2,747,797 | | | | 2,747,797 | | | | — | | | | — | |
Energy | | | 24,582,527 | | | | 24,582,527 | | | | — | | | | — | |
Food & Staples Retailing | | | 1,684,401 | | | | 1,684,401 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 15,249,496 | | | | 15,249,496 | | | | — | | | | — | |
Health Care Equipment & Services | | | 14,358,854 | | | | 14,358,854 | | | | — | | | | — | |
Household & Personal Products | | | 2,859,279 | | | | 2,859,279 | | | | — | | | | — | |
Insurance | | | 18,221,165 | | | | 18,221,165 | | | | — | | | | — | |
Materials | | | 10,540,673 | | | | 10,540,673 | | | | — | | | | — | |
Media & Entertainment | | | 5,799,589 | | | | 5,799,589 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 19,838,702 | | | | 19,838,702 | | | | — | | | | — | |
Real Estate | | | 8,512,505 | | | | 8,512,505 | | | | — | | | | — | |
Retailing | | | 11,255,309 | | | | 11,049,461 | | | | — | | | | 205,848 | |
Semiconductors & Semiconductor Equipment | | | 13,036,503 | | | | 13,036,503 | | | | — | | | | — | |
Software & Services | | | 10,864,520 | | | | 10,864,520 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 10,207,684 | | | | 10,207,684 | | | | — | | | | — | |
Telecommunication Services | | | 7,806,606 | | | | 7,806,606 | | | | — | | | | — | |
Transportation | | | 2,349,693 | | | | 2,349,693 | | | | — | | | | — | |
Utilities | | | 15,304,636 | | | | 15,304,636 | | | | — | | | | — | |
Short-Term Investments | | | 9,061,354 | | | | 9,061,354 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 263,853,544 | | | $ | 263,647,696 | | | $ | — | | | $ | 205,848 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the period ended April 30, 2019 is not presented.
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.9% | |
| | | Automobiles & Components - 1.0% | |
| 150,861 | | | Cooper Tire & Rubber Co. | | $ | 4,504,709 | |
| 43,016 | | | Tenneco, Inc. Class A | | | 942,911 | |
| 84,182 | | | Visteon Corp.* | | | 5,557,696 | |
| | | | | | | | |
| | | | | | | 11,005,316 | |
| | | | | | | | |
| | | Banks - 4.5% | |
| 199,405 | | | First Busey Corp. | | | 5,152,625 | |
| 240,246 | | | First Hawaiian, Inc. | | | 6,642,802 | |
| 103,750 | | | IBERIABANK Corp. | | | 8,248,125 | |
| 776,676 | | | MGIC Investment Corp.* | | | 11,370,537 | |
| 209,532 | | | Seacoast Banking Corp. of Florida* | | | 5,942,327 | |
| 401,311 | | | Sterling Bancorp | | | 8,596,082 | |
| 182,508 | | | Triumph Bancorp, Inc.* | | | 5,659,573 | |
| | | | | | | | |
| | | | | | | 51,612,071 | |
| | | | | | | | |
| | | Capital Goods - 10.6% | |
| 231,554 | | | Aerojet Rocketdyne Holdings, Inc.* | | | 7,840,418 | |
| 232,161 | | | Altra Industrial Motion Corp. | | | 8,703,716 | |
| 58,725 | | | American Woodmark Corp.* | | | 5,281,139 | |
| 135,392 | | | Applied Industrial Technologies, Inc. | | | 8,115,397 | |
| 70,639 | | | Armstrong World Industries, Inc. | | | 6,122,282 | |
| 36,765 | | | Astec Industries, Inc. | | | 1,239,348 | |
| 134,146 | | | Axon Enterprise, Inc.* | | | 8,518,271 | |
| 123,295 | | | AZZ, Inc. | | | 5,855,280 | |
| 75,125 | | | EnerSys | | | 5,197,899 | |
| 142,669 | | | Generac Holdings, Inc.* | | | 7,845,368 | |
| 162,159 | | | ITT, Inc. | | | 9,818,727 | |
| 219,985 | | | JELD-WEN Holding, Inc.* | | | 4,344,704 | |
| 131,884 | | | John Bean Technologies Corp. | | | 14,479,544 | |
| 91,401 | | | Mercury Systems, Inc.* | | | 6,674,101 | |
| 370,306 | | | Milacron Holdings Corp.* | | | 5,410,171 | |
| 119,842 | | | Patrick Industries, Inc.* | | | 5,976,521 | |
| 250,787 | | | Rexnord Corp.* | | | 7,172,508 | |
| 217,015 | | | Welbilt, Inc.* | | | 3,652,362 | |
| | | | | | | | |
| | | | | | | 122,247,756 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.9% | |
| 54,506 | | | Advanced Disposal Services, Inc.* | | | 1,762,724 | |
| 148,431 | | | ASGN, Inc.* | | | 9,357,090 | |
| 139,511 | | | Clean Harbors, Inc.* | | | 10,602,836 | |
| 181,415 | | | Exponent, Inc. | | | 10,271,718 | |
| 80,115 | | | Huron Consulting Group, Inc.* | | | 3,871,958 | |
| 83,022 | | | MSA Safety, Inc. | | | 9,124,948 | |
| | | | | | | | |
| | | | | | | 44,991,274 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 5.9% | |
| 99,227 | | | Carter’s, Inc. | | | 10,509,132 | |
| 129,101 | | | Oxford Industries, Inc. | | | 10,723,129 | |
| 71,155 | | | Roku, Inc.* | | | 4,524,747 | |
| 402,211 | | | Steven Madden Ltd. | | | 14,620,370 | |
| 174,958 | | | TopBuild Corp.* | | | 12,462,258 | |
| 404,651 | | | Wolverine World Wide, Inc. | | | 14,895,203 | |
| | | | | | | | |
| | | | | | | 67,734,839 | |
| | | | | | | | |
| | | Consumer Services - 2.7% | |
| 118,594 | | | Dunkin’ Brands Group, Inc. | | | 8,850,670 | |
| 111,255 | | | Marriott Vacations Worldwide Corp. | | | 11,751,866 | |
| 135,787 | | | Wingstop, Inc. | | | 10,220,687 | |
| | | | | | | | |
| | | | | | | 30,823,223 | |
| | | | | | | | |
| | | Diversified Financials - 2.7% | |
| 230,042 | | | Blucora, Inc.* | | | 8,051,470 | |
| 100,449 | | | Evercore, Inc. Class A | | | 9,786,746 | |
| 154,512 | | | OneMain Holdings, Inc. | | | 5,248,773 | |
| 843,343 | | | SLM Corp. | | | 8,568,365 | |
| | | | | | | | |
| | | | | | | 31,655,354 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.9% - (continued) | |
| | | Energy - 1.4% | |
| 658,956 | | | Kosmos Energy Ltd. | | $ | 4,408,415 | |
| 119,510 | | | PDC Energy, Inc.* | | | 5,197,490 | |
| 304,468 | | | ProPetro Holding Corp.* | | | 6,737,877 | |
| | | | | | | | |
| | | | | | | 16,343,782 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.6% | |
| 44,764 | | | Casey’s General Stores, Inc. | | | 5,924,516 | |
| 300,775 | | | Performance Food Group Co.* | | | 12,316,736 | |
| | | | | | | | |
| | | | | | | 18,241,252 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.2% | |
| 560,570 | | | Hostess Brands, Inc.* | | | 7,511,638 | |
| 58,068 | | | Post Holdings, Inc.* | | | 6,548,909 | |
| | | | | | | | |
| | | | | | | 14,060,547 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 11.5% | |
| 214,274 | | | AtriCure, Inc.* | | | 6,432,505 | |
| 193,145 | | | Cardiovascular Systems, Inc.* | | | 6,864,373 | |
| 218,468 | | | Globus Medical, Inc. Class A* | | | 9,850,722 | |
| 94,333 | | | Haemonetics Corp.* | | | 8,233,384 | |
| 305,205 | | | HMS Holdings Corp.* | | | 9,287,388 | |
| 32,959 | | | ICU Medical, Inc.* | | | 7,498,172 | |
| 95,359 | | | Insulet Corp.* | | | 8,224,714 | |
| 116,440 | | | Integra LifeSciences Holdings Corp.* | | | 6,077,004 | |
| 69,726 | | | LHC Group, Inc.* | | | 7,747,256 | |
| 66,641 | | | Medidata Solutions, Inc.* | | | 6,020,348 | |
| 185,687 | | | Merit Medical Systems, Inc.* | | | 10,431,896 | |
| 161,716 | | | Omnicell, Inc.* | | | 12,995,498 | |
| 374,298 | | | OraSure Technologies, Inc.* | | | 3,540,859 | |
| 48,198 | | | Orthofix Medical, Inc.* | | | 2,640,768 | |
| 79,867 | | | Providence Service Corp.* | | | 5,297,578 | |
| 595,872 | | | R1 RCM, Inc.* | | | 6,238,780 | |
| 85,938 | | | Tandem Diabetes Care, Inc.* | | | 5,277,453 | |
| 89,461 | | | Teladoc Health, Inc.* | | | 5,088,542 | |
| 43,364 | | | U.S. Physical Therapy, Inc. | | | 5,051,472 | |
| | | | | | | | |
| | | | | | | 132,798,712 | |
| | | | | | | | |
| | | Household & Personal Products - 0.7% | |
| 187,341 | | | Edgewell Personal Care Co.* | | | 7,724,069 | |
| | | | | | | | |
| | | Insurance - 0.9% | |
| 243,579 | | | James River Group Holdings Ltd. | | | 10,283,905 | |
| | | | | | | | |
| | | Materials - 3.0% | |
| 131,907 | | | Boise Cascade Co. | | | 3,652,505 | |
| 533,496 | | | Graphic Packaging Holding Co. | | | 7,404,925 | |
| 366,366 | | | Livent Corp.* | | | 3,949,425 | |
| 203,122 | | | Louisiana-Pacific Corp. | | | 5,088,206 | |
| 445,775 | | | OMNOVA Solutions, Inc.* | | | 3,298,735 | |
| 207,294 | | | PolyOne Corp. | | | 5,729,606 | |
| 326,263 | | | Summit Materials, Inc. Class A* | | | 5,716,128 | |
| | | | | | | | |
| | | | | | | 34,839,530 | |
| | | | | | | | |
| | | Media & Entertainment - 0.4% | |
| 111,699 | | | Cargurus, Inc.* | | | 4,550,617 | |
| 89,259 | | | TrueCar, Inc.* | | | 574,828 | |
| | | | | | | | |
| | | | | | | 5,125,445 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 13.9% | |
| 198,981 | | | Abeona Therapeutics, Inc.* | | | 1,532,154 | |
| 126,629 | | | Aerie Pharmaceuticals, Inc.* | | | 4,830,896 | |
| 53,489 | | | Agios Pharmaceuticals, Inc.* | | | 2,991,105 | |
| 385,006 | | | Alder Biopharmaceuticals, Inc.* | | | 5,232,231 | |
| 579,003 | | | Amicus Therapeutics, Inc.* | | | 7,723,900 | |
| 384,540 | | | Amneal Pharmaceuticals, Inc.* | | | 4,949,030 | |
| 242,759 | | | Apellis Pharmaceuticals, Inc.* | | | 4,809,056 | |
| 163,481 | | | Arena Pharmaceuticals, Inc.* | | | 7,479,256 | |
| 214,772 | | | Array BioPharma, Inc.* | | | 4,855,995 | |
| 89,924 | | | Assembly Biosciences, Inc.* | | | 1,419,001 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.9% - (continued) | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 13.9% - (continued) | |
| 134,773 | | | Audentes Therapeutics, Inc.* | | $ | 5,093,072 | |
| 43,484 | | | Avrobio, Inc.* | | | 817,934 | |
| 106,039 | | | Biohaven Pharmaceutical Holding Co., Ltd.* | | | 6,346,434 | |
| 119,134 | | | Blueprint Medicines Corp.* | | | 9,007,722 | |
| 172,607 | | | Catalent, Inc.* | | | 7,736,246 | |
| 390,923 | | | Cymabay Therapeutics, Inc.* | | | 5,007,724 | |
| 228,448 | | | Five Prime Therapeutics, Inc.* | | | 2,531,204 | |
| 139,213 | | | Flexion Therapeutics, Inc.* | | | 1,475,658 | |
| 109,315 | | | G1 Therapeutics, Inc.* | | | 2,339,341 | |
| 159,365 | | | GlycoMimetics, Inc.* | | | 1,939,472 | |
| 277,240 | | | Heron Therapeutics, Inc.* | | | 6,010,563 | |
| 79,644 | | | Insmed, Inc.* | | | 2,424,363 | |
| 310,292 | | | Intersect ENT, Inc.* | | | 10,081,387 | |
| 103,800 | | | Karyopharm Therapeutics, Inc.* | | | 484,746 | |
| 37,465 | | | Ligand Pharmaceuticals, Inc.* | | | 4,714,970 | |
| 14,653 | | | Madrigal Pharmaceuticals, Inc.* | | | 1,554,390 | |
| 199,975 | | | Minerva Neurosciences, Inc.* | | | 1,473,816 | |
| 133,870 | | | MyoKardia, Inc.* | | | 6,423,082 | |
| 270,821 | | | NanoString Technologies, Inc.* | | | 7,033,221 | |
| 136,032 | | | Portola Pharmaceuticals, Inc.* | | | 4,801,930 | |
| 86,889 | | | REGENXBIO, Inc.* | | | 4,379,206 | |
| 228,667 | | | Revance Therapeutics, Inc.* | | | 3,027,551 | |
| 811,222 | | | Rigel Pharmaceuticals, Inc.* | | | 1,809,025 | |
| 31,492 | | | Spark Therapeutics, Inc.* | | | 3,359,881 | |
| 123,268 | | | Syneos Health, Inc.* | | | 5,784,967 | |
| 131,200 | | | Ultragenyx Pharmaceutical, Inc.* | | | 8,659,200 | |
| | | | | | | | |
| | | | | | | 160,139,729 | |
| | | | | | | | |
| | | Real Estate - 2.9% | |
| 265,452 | | | Columbia Property Trust, Inc. REIT | | | 6,028,415 | |
| 54,601 | | | Coresite Realty Corp. REIT | | | 5,973,895 | |
| 202,303 | | | Corporate Office Properties Trust REIT | | | 5,640,208 | |
| 213,426 | | | Pebblebrook Hotel Trust REIT | | | 6,949,151 | |
| 55,063 | | | PS Business Parks, Inc. REIT | | | 8,458,778 | |
| | | | | | | | |
| | | | | | | 33,050,447 | |
| | | | | | | | |
| | | Retailing - 4.3% | |
| 312,454 | | | Caleres, Inc. | | | 8,195,668 | |
| 132,205 | | | Core-Mark Holding Co., Inc. | | | 4,805,652 | |
| 136,872 | | | Etsy, Inc.* | | | 9,244,335 | |
| 81,451 | | | Five Below, Inc.* | | | 11,923,612 | |
| 156,016 | | | Floor & Decor Holdings, Inc. Class A* | | | 7,491,888 | |
| 113,177 | | | Liberty Expedia Holdings, Inc. Class A* | | | 5,253,676 | |
| 100,976 | | | Urban Outfitters, Inc.* | | | 3,002,017 | |
| | | | | | | | |
| | | | | | | 49,916,848 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 2.8% | |
| 117,450 | | | Cirrus Logic, Inc.* | | | 5,588,271 | |
| 370,614 | | | Cohu, Inc. | | | 5,496,206 | |
| 320,418 | | | Entegris, Inc. | | | 13,092,279 | |
| 452,663 | | | FormFactor, Inc.* | | | 8,577,964 | |
| | | | | | | | |
| | | | | | | 32,754,720 | |
| | | | | | | | |
| | | Software & Services - 15.3% | |
| 97,969 | | | 2U, Inc.* | | | 5,927,125 | |
| 260,508 | | | 8x8, Inc.* | | | 6,231,351 | |
| 40,618 | | | Alteryx, Inc. Class A* | | | 3,600,380 | |
| 115,770 | | | Blackbaud, Inc. | | | 9,179,403 | |
| 48,104 | | | CACI International, Inc. Class A* | | | 9,377,394 | |
| 183,160 | | | Carbonite, Inc.* | | | 4,492,915 | |
| 429,161 | | | Cloudera, Inc.* | | | 4,776,562 | |
| 86,145 | | | Everbridge, Inc.* | | | 6,365,254 | |
| 17,194 | | | Fair Isaac Corp.* | | | 4,810,022 | |
| 191,640 | | | Five9, Inc.* | | | 10,170,335 | |
| 229,009 | | | ForeScout Technologies, Inc.* | | | 9,627,538 | |
| 61,869 | | | HubSpot, Inc.* | | | 11,414,212 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.9% - (continued) | |
| | | Software & Services - 15.3% - (continued) | |
| 103,639 | | | Instructure, Inc.* | | $ | 4,464,768 | |
| 95,553 | | | LiveRamp Holdings, Inc.* | | | 5,573,606 | |
| 94,518 | | | New Relic, Inc.* | | | 9,947,074 | |
| 100,338 | | | Paylocity Holding Corp.* | | | 9,687,634 | |
| 150,611 | | | Pegasystems, Inc. | | | 11,297,331 | |
| 284,994 | | | Pivotal Software, Inc. Class A* | | | 6,184,370 | |
| 81,193 | | | Q2 Holdings, Inc.* | | | 6,123,576 | |
| 158,824 | | | Rapid7, Inc.* | | | 8,630,496 | |
| 267,282 | | | SailPoint Technologies Holding, Inc.* | | | 7,553,389 | |
| 109,905 | | | Science Applications International Corp. | | | 8,237,380 | |
| 240,270 | | | SVMK, Inc.* | | | 4,300,833 | |
| 37,694 | | | Trade Desk, Inc. Class A* | | | 8,348,467 | |
| | | | | | | | |
| | | | | | | 176,321,415 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 3.2% | |
| 223,349 | | | CTS Corp. | | | 6,689,303 | |
| 100,640 | | | ePlus, Inc.* | | | 9,489,346 | |
| 178,623 | | | Lumentum Holdings, Inc.* | | | 11,069,267 | |
| 57,235 | | | Rogers Corp.* | | | 9,588,007 | |
| | | | | | | | |
| | | | | | | 36,835,923 | |
| | | | | | | | |
| | | Telecommunication Services - 0.2% | | | |
| 383,958 | | | ORBCOMM, Inc.* | | | 2,779,856 | |
| | | | | | | | |
| | | Transportation - 1.3% | | | |
| 106,963 | | | Genesee & Wyoming, Inc. Class A* | | | 9,482,270 | |
| 253,513 | | | Marten Transport Ltd. | | | 5,014,487 | |
| | | | | | | | |
| | | | | | | 14,496,757 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $973,668,312) | | $ | 1,105,782,770 | |
| | | | | | | | |
|
EXCHANGE-TRADED FUNDS - 1.6% | |
| | | Other Investment Pools & Funds - 1.6% | |
| 87,986 | | | iShares Russell 2000 Growth ETF | | | 17,814,525 | |
| | | | | | | | |
| | |
| | | | Total Exchange-Traded Funds (cost $17,731,555) | | $ | 17,814,525 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $991,399,867) | | $ | 1,123,597,295 | |
| | | | | | | | |
| |
SHORT-TERM INVESTMENTS - 2.6% | | | |
| | | Other Investment Pools & Funds - 2.6% | | | |
| 30,175,513 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(1) | | | 30,175,513 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $30,175,513) | | $ | 30,175,513 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $1,021,575,380) | | | 100.1 | % | | $ | 1,153,772,808 | |
| | | | Other Assets and Liabilities | | | (0.1 | )% | | | (783,519 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 1,152,989,289 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Cap Growth Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
(1) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 11,005,316 | | | $ | 11,005,316 | | | $ | — | | | $ | — | |
Banks | | | 51,612,071 | | | | 51,612,071 | | | | — | | | | — | |
Capital Goods | | | 122,247,756 | | | | 122,247,756 | | | | — | | | | — | |
Commercial & Professional Services | | | 44,991,274 | | | | 44,991,274 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 67,734,839 | | | | 67,734,839 | | | | — | | | | — | |
Consumer Services | | | 30,823,223 | | | | 30,823,223 | | | | — | | | | — | |
Diversified Financials | | | 31,655,354 | | | | 31,655,354 | | | | — | | | | — | |
Energy | | | 16,343,782 | | | | 16,343,782 | | | | — | | | | — | |
Food & Staples Retailing | | | 18,241,252 | | | | 18,241,252 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 14,060,547 | | | | 14,060,547 | | | | — | | | | — | |
Health Care Equipment & Services | | | 132,798,712 | | | | 132,798,712 | | | | — | | | | — | |
Household & Personal Products | | | 7,724,069 | | | | 7,724,069 | | | | — | | | | — | |
Insurance | | | 10,283,905 | | | | 10,283,905 | | | | — | | | | — | |
Materials | | | 34,839,530 | | | | 34,839,530 | | | | — | | | | — | |
Media & Entertainment | | | 5,125,445 | | | | 5,125,445 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 160,139,729 | | | | 160,139,729 | | | | — | | | | — | |
Real Estate | | | 33,050,447 | | | | 33,050,447 | | | | — | | | | — | |
Retailing | | | 49,916,848 | | | | 49,916,848 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 32,754,720 | | | | 32,754,720 | | | | — | | | | — | |
Software & Services | | | 176,321,415 | | | | 176,321,415 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 36,835,923 | | | | 36,835,923 | | | | — | | | | — | |
Telecommunication Services | | | 2,779,856 | | | | 2,779,856 | | | | — | | | | — | |
Transportation | | | 14,496,757 | | | | 14,496,757 | | | | — | | | | — | |
Exchange-Traded Funds | | | 17,814,525 | | | | 17,814,525 | | | | — | | | | — | |
Short-Term Investments | | | 30,175,513 | | | | 30,175,513 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 1,153,772,808 | | | $ | 1,153,772,808 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Small Cap Value Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.6% | | | |
| | | Automobiles & Components - 1.6% | |
| 53,557 | | | Cooper Tire & Rubber Co. | | $ | 1,599,212 | |
| | | | | | | | |
| | | Banks - 16.7% | |
| 61,194 | | | Bank OZK | | | 1,997,984 | |
| 89,558 | | | Cadence Bancorp | | | 2,037,445 | |
| 116,358 | | | FNB Corp. | | | 1,411,423 | |
| 44,428 | | | Great Western Bancorp, Inc. | | | 1,562,533 | |
| 89,941 | | | Hilltop Holdings, Inc. | | | 1,891,459 | |
| 83,090 | | | Opus Bank | | | 1,817,178 | |
| 99,623 | | | Radian Group, Inc. | | | 2,333,171 | |
| 88,081 | | | Umpqua Holdings Corp. | | | 1,529,086 | |
| 98,032 | | | United Financial Bancorp, Inc. | | | 1,293,042 | |
| 56,843 | | | Univest Financial Corp. | | | 1,433,580 | |
| | | | | | | | |
| | | | | | | 17,306,901 | |
| | | | | | | | |
| | | Capital Goods - 11.4% | |
| 34,792 | | | Argan, Inc. | | | 1,663,753 | |
| 135,764 | | | Briggs & Stratton Corp. | | | 1,656,321 | |
| 69,527 | | | JELD-WEN Holding, Inc.* | | | 1,373,158 | |
| 41,948 | | | Kennametal, Inc. | | | 1,707,283 | |
| 63,126 | | | nVent Electric plc | | | 1,764,372 | |
| 148,365 | | | REV Group, Inc.(1) | | | 1,882,752 | |
| 74,890 | | | Triumph Group, Inc. | | | 1,777,140 | |
| | | | | | | | |
| | | | | | | 11,824,779 | |
| | | | | | | | |
| | | Commercial & Professional Services - 7.9% | |
| 112,230 | | | BrightView Holdings, Inc.* | | | 1,800,169 | |
| 29,005 | | | Deluxe Corp. | | | 1,297,103 | |
| 41,390 | | | Kforce, Inc. | | | 1,490,868 | |
| 77,877 | | | Knoll, Inc. | | | 1,700,834 | |
| 30,183 | | | McGrath Rent Corp. | | | 1,871,346 | |
| | | | | | | | |
| | | | | | | 8,160,320 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 4.1% | |
| 26,670 | | | Sturm Ruger & Co., Inc. | | | 1,493,253 | |
| 27,884 | | | Tempur Sealy International, Inc.* | | | 1,712,078 | |
| 45,043 | | | Tupperware Brands Corp. | | | 1,072,023 | |
| | | | | | | | |
| | | | | | | 4,277,354 | |
| | | | | | | | |
| | | Consumer Services - 2.9% | |
| 33,041 | | | Adtalem Global Education, Inc.* | | | 1,629,582 | |
| 79,690 | | | Carriage Services, Inc. | | | 1,398,560 | |
| | | | | | | | |
| | | | | | | 3,028,142 | |
| | | | | | | | |
| | | Diversified Financials - 4.4% | |
| 63,338 | | | Greenhill & Co., Inc. | | | 1,311,730 | |
| 126,944 | | | Navient Corp. | | | 1,715,013 | |
| 53,893 | | | PRA Group, Inc.* | | | 1,515,471 | |
| | | | | | | | |
| | | | | | | 4,542,214 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 2.0% | |
| 155,324 | | | Hostess Brands, Inc.* | | | 2,081,342 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 3.3% | |
| 167,378 | | | Allscripts Healthcare Solutions, Inc.* | | | 1,652,021 | |
| 64,113 | | | Natus Medical, Inc.* | | | 1,715,664 | |
| | | | | | | | |
| | | | | | | 3,367,685 | |
| | | | | | | | |
| | | Household & Personal Products - 1.7% | |
| 42,971 | | | Edgewell Personal Care Co.* | | | 1,771,694 | |
| | | | | | | | |
| | | Insurance - 4.8% | |
| 190,349 | | | Lancashire Holdings Ltd. | | | 1,710,370 | |
| 170,194 | | | MBIA, Inc.* | | | 1,645,776 | |
| 139,070 | | | Third Point Reinsurance Ltd.* | | | 1,614,603 | |
| | | | | | | | |
| | | | | | | 4,970,749 | |
| | | | | | | | |
| | | Materials - 3.5% | |
| 32,111 | | | Compass Minerals International, Inc. | | | 1,842,850 | |
| 51,392 | | | Schweitzer-Mauduit International, Inc. | | | 1,828,014 | |
| | | | | | | | |
| | | | | | | 3,670,864 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.6% - (continued) | | | |
| | | Media & Entertainment - 3.8% | |
| 243,271 | | | Entercom Communications Corp. Class A | | $ | 1,673,704 | |
| 144,443 | | | TEGNA, Inc. | | | 2,299,533 | |
| | | | | | | | |
| | | | | | | 3,973,237 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 1.7% | |
| 56,440 | | | Myriad Genetics Inc.* | | | 1,776,731 | |
| | | | | | | | |
| | | Real Estate - 5.4% | |
| 77,293 | | | CoreCivic, Inc. REIT | | | 1,608,467 | |
| 82,785 | | | Outfront Media, Inc. REIT | | | 1,972,767 | |
| 62,465 | | | Pebblebrook Hotel Trust REIT | | | 2,033,860 | |
| | | | | | | | |
| | | | | | | 5,615,094 | |
| | | | | | | | |
| | | Retailing - 4.7% | |
| 18,150 | | | Children’s Place, Inc. | | | 2,047,683 | |
| 107,270 | | | Michaels Cos., Inc.* | | | 1,205,715 | |
| 19,359 | | | Stamps.com, Inc.* | | | 1,661,002 | |
| | | | | | | | |
| | | | | | | 4,914,400 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 6.9% | |
| 66,371 | | | Ichor Holdings Ltd.* | | | 1,671,222 | |
| 40,961 | | | Silicon Motion Technology Corp. ADR | | | 1,566,348 | |
| 101,989 | | | Tower Semiconductor Ltd.* | | | 1,832,742 | |
| 84,335 | | | Xperi Corp. | | | 2,095,725 | |
| | | | | | | | |
| | | | | | | 7,166,037 | |
| | | | | | | | |
| | | Software & Services - 8.3% | |
| 47,724 | | | Cardtronics plc Class A* | | | 1,706,611 | |
| 116,105 | | | Conduent, Inc.* | | | 1,489,627 | |
| 47,063 | | | CSG Systems International, Inc. | | | 2,101,363 | |
| 51,336 | | | EVERTEC, Inc. | | | 1,607,330 | |
| 182,976 | | | TiVo Corp. | | | 1,714,485 | |
| | | | | | | | |
| | | | | | | 8,619,416 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 3.5% | |
| 221,709 | | | Avid Technology, Inc.* | | | 1,684,989 | |
| 37,484 | | | Plantronics, Inc. | | | 1,929,676 | |
| | | | | | | | |
| | | | | | | 3,614,665 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $97,028,097) | | $ | 102,280,836 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 1.9% | |
| | | Other Investment Pools & Funds - 1.6% | |
| 1,661,754 | | | BlackRock Liquidity Funds FedFund Portfolio, Institutional Class, 2.37%(2) | | $ | 1,661,754 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.3% | |
| 13,000 | | | Citibank NA DDCA, 2.42%, 5/1/2019(2) | | | 13,000 | |
| 126,466 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(2) | | | 126,466 | |
| 26,917 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(2) | | | 26,917 | |
| 46,476 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(2) | | | 46,476 | |
| 43,184 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(2) | | | 43,184 | |
| 3,957 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(2) | | | 3,957 | |
| | | | | | | | |
| | | | | | | 260,000 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $1,921,754) | | $ | 1,921,754 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $98,949,851) | | | 100.5 | % | | $ | 104,202,590 | |
| | | | Other Assets and Liabilities | | | (0.5 | )% | | | (502,967 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 103,699,623 | |
| | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Small Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Represents entire or partial securities on loan. See Note 8 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 1,599,212 | | | $ | 1,599,212 | | | $ | — | | | $ | — | |
Banks | | | 17,306,901 | | | | 17,306,901 | | | | — | | | | — | |
Capital Goods | | | 11,824,779 | | | | 11,824,779 | | | | — | | | | — | |
Commercial & Professional Services | | | 8,160,320 | | | | 8,160,320 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 4,277,354 | | | | 4,277,354 | | | | — | | | | — | |
Consumer Services | | | 3,028,142 | | | | 3,028,142 | | | | — | | | | — | |
Diversified Financials | | | 4,542,214 | | | | 4,542,214 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 2,081,342 | | | | 2,081,342 | | | | — | | | | — | |
Health Care Equipment & Services | | | 3,367,685 | | | | 3,367,685 | | | | — | | | | — | |
Household & Personal Products | | | 1,771,694 | | | | 1,771,694 | | | | — | | | | — | |
Insurance | | | 4,970,749 | | | | 3,260,379 | | | | 1,710,370 | | | | — | |
Materials | | | 3,670,864 | | | | 3,670,864 | | | | — | | | | — | |
Media & Entertainment | | | 3,973,237 | | | | 3,973,237 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 1,776,731 | | | | 1,776,731 | | | | — | | | | — | |
Real Estate | | | 5,615,094 | | | | 5,615,094 | | | | — | | | | — | |
Retailing | | | 4,914,400 | | | | 4,914,400 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 7,166,037 | | | | 7,166,037 | | | | — | | | | — | |
Software & Services | | | 8,619,416 | | | | 8,619,416 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 3,614,665 | | | | 3,614,665 | | | | — | | | | — | |
Short-Term Investments | | | 1,921,754 | | | | 1,921,754 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 104,202,590 | | | $ | 102,492,220 | | | $ | 1,710,370 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.4% | |
| | | Automobiles & Components - 2.0% | |
| 66,294 | | | LCI Industries | | $ | 5,823,928 | |
| 167,935 | | | Winnebago Industries, Inc. | | | 5,939,861 | |
| | | | | | | | |
| | | | | | | 11,763,789 | |
| | | | | | | | |
| | | Banks - 5.6% | |
| 195,077 | | | BancorpSouth Bank | | | 5,945,947 | |
| 148,718 | | | CenterState Bank Corp. | | | 3,670,360 | |
| 388,638 | | | MGIC Investment Corp.* | | | 5,689,660 | |
| 371,002 | | | Sterling Bancorp | | | 7,946,863 | |
| 61,659 | | | Texas Capital Bancshares, Inc.* | | | 3,991,187 | |
| 158,446 | | | Union Bankshares Corp. | | | 5,783,279 | |
| | | | | | | | |
| | | | | | | 33,027,296 | |
| | | | | | | | |
| | | Capital Goods - 9.9% | |
| 335,246 | | | Actuant Corp. Class A | | | 8,575,593 | |
| 62,716 | | | Altra Industrial Motion Corp. | | | 2,351,223 | |
| 116,686 | | | Argan, Inc. | | | 5,579,925 | |
| 36,467 | | | Axon Enterprise, Inc.* | | | 2,315,654 | |
| 166,070 | | | EnerSys | | | 11,490,383 | |
| 207,720 | | | ITT, Inc. | | | 12,577,446 | |
| 22,880 | | | Kadant, Inc. | | | 2,244,299 | |
| 59,876 | | | Patrick Industries, Inc.* | | | 2,986,016 | |
| 369,928 | | | Rexnord Corp.* | | | 10,579,941 | |
| | | | | | | | |
| | | | | | | 58,700,480 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.3% | |
| 103,239 | | | Brink’s Co. | | | 8,251,893 | |
| 6,063 | | | CoStar Group, Inc.* | | | 3,008,764 | |
| 130,498 | | | TriNet Group, Inc.* | | | 8,135,245 | |
| | | | | | | | |
| | | | | | | 19,395,902 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 6.1% | |
| 183,933 | | | Acushnet Holdings Corp. | | | 4,636,951 | |
| 98,327 | | | Carter’s, Inc. | | | 10,413,813 | |
| 259,740 | | | Century Communities, Inc.* | | | 6,605,188 | |
| 280,694 | | | Skyline Champion Corp. | | | 5,925,450 | |
| 27,688 | | | Under Armour, Inc. Class A* | | | 639,316 | |
| 375,510 | | | Under Armour, Inc. Class C* | | | 7,780,567 | |
| | | | | | | | |
| | | | | | | 36,001,285 | |
| | | | | | | | |
| | | Consumer Services - 6.4% | |
| 580,284 | | | DraftKings, Inc.(1)(2)(3) | | | 1,648,007 | |
| 59,604 | | | Grand Canyon Education, Inc.* | | | 6,907,507 | |
| 119,348 | | | Marriott Vacations Worldwide Corp. | | | 12,606,729 | |
| 136,897 | | | Planet Fitness, Inc. Class A* | | | 10,363,103 | |
| 103,372 | | | Shake Shack, Inc. Class A* | | | 6,336,704 | |
| | | | | | | | |
| | | | | | | 37,862,050 | |
| | | | | | | | |
| | | Diversified Financials - 0.8% | |
| 73,630 | | | Green Dot Corp. Class A* | | | 4,695,385 | |
| | | | | | | | |
| | | Energy - 0.7% | |
| 119,972 | | | Viper Energy Partners L.P. | | | 4,033,459 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.1% | |
| 155,126 | | | Performance Food Group Co.* | | | 6,352,410 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.5% | |
| 100,737 | | | MGP Ingredients, Inc. | | | 8,851,760 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 12.1% | |
| 35,296 | | | Amedisys, Inc.* | | | 4,511,535 | |
| 125,509 | | | Globus Medical, Inc. Class A* | | | 5,659,201 | |
| 74,860 | | | Haemonetics Corp.* | | | 6,533,781 | |
| 71,521 | | | Hill-Rom Holdings, Inc. | | | 7,253,660 | |
| 188,592 | | | HMS Holdings Corp.* | | | 5,738,855 | |
| 102,242 | | | Insulet Corp.* | | | 8,818,372 | |
| 158,162 | | | Merit Medical Systems, Inc.* | | | 8,885,541 | |
| 151,926 | | | Omnicell, Inc.* | | | 12,208,773 | |
| 43,268 | | | Penumbra, Inc.* | | | 5,819,546 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.4% - (continued) | |
| | | Health Care Equipment & Services - 12.1% - (continued) | |
| 105,583 | | | Tandem Diabetes Care, Inc.* | | $ | 6,483,852 | |
| | | | | | | | |
| | | | | | | 71,913,116 | |
| | | | | | | | |
| | | Insurance - 0.8% | |
| 111,637 | | | James River Group Holdings Ltd. | | | 4,713,314 | |
| | | | | | | | |
| | | Materials - 3.4% | |
| 138,236 | | | Cabot Corp. | | | 6,273,150 | |
| 194,250 | | | Carpenter Technology Corp. | | | 9,648,397 | |
| 38,871 | | | Ingevity Corp.* | | | 4,470,554 | |
| | | | | | | | |
| | | | | | | 20,392,101 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 11.2% | |
| 194,786 | | | Abeona Therapeutics, Inc.* | | | 1,499,852 | |
| 75,614 | | | Aerie Pharmaceuticals, Inc.* | | | 2,884,674 | |
| 247,914 | | | Amicus Therapeutics, Inc.* | | | 3,307,173 | |
| 125,136 | | | Apellis Pharmaceuticals, Inc.* | | | 2,478,944 | |
| 101,426 | | | Arena Pharmaceuticals, Inc.* | | | 4,640,240 | |
| 23,422 | | | Ascendis Pharma AS ADR* | | | 2,608,742 | |
| 92,167 | | | CareDx, Inc.* | | | 2,507,864 | |
| 88,147 | | | CytomX Therapeutics, Inc.* | | | 838,278 | |
| 81,467 | | | Exact Sciences Corp.* | | | 8,039,978 | |
| 89,070 | | | G1 Therapeutics, Inc.* | | | 1,906,098 | |
| 45,980 | | | Galapagos N.V. ADR* | | | 5,287,700 | |
| 121,182 | | | Heron Therapeutics, Inc.* | | | 2,627,226 | |
| 146,693 | | | Invitae Corp.* | | | 3,464,889 | |
| 164,888 | | | Karyopharm Therapeutics, Inc.* | | | 770,027 | |
| 80,361 | | | MyoKardia, Inc.* | | | 3,855,721 | |
| 46,886 | | | PRA Health Sciences, Inc.* | | | 4,539,503 | |
| 95,320 | | | Ra Pharmaceuticals, Inc.* | | | 2,116,104 | |
| 138,381 | | | Revance Therapeutics, Inc.* | | | 1,832,164 | |
| 119,491 | | | Rhythm Pharmaceuticals, Inc.* | | | 3,020,732 | |
| 19,428 | | | Sage Therapeutics, Inc.* | | | 3,268,372 | |
| 313,855 | | | Sangamo Therapeutics, Inc.* | | | 3,668,965 | |
| 28,997 | | | Syneos Health, Inc.* | | | 1,360,829 | |
| | | | | | | | |
| | | | | | | 66,524,075 | |
| | | | | | | | |
| | | Real Estate - 4.0% | |
| 135,034 | | | Agree Realty Corp. REIT | | | 8,840,676 | |
| 175,440 | | | Hannon Armstrong Sustainable Infrastructure Capital, Inc. REIT | | | 4,664,950 | |
| 150,444 | | | NexPoint Residential Trust, Inc. REIT | | | 5,640,145 | |
| 223,664 | | | Xenia Hotels & Resorts, Inc. REIT | | | 4,842,326 | |
| | | | | | | | |
| | | | | | | 23,988,097 | |
| | | | | | | | |
| | | Retailing - 3.5% | |
| 3,136,600 | | | Allstar Co.(1)(2)(3) | | | 1,129,176 | |
| 51,783 | | | Etsy, Inc.* | | | 3,497,424 | |
| 43,417 | | | Five Below, Inc.* | | | 6,355,815 | |
| 143,157 | | | Floor & Decor Holdings, Inc. Class A* | | | 6,874,399 | |
| 35,930 | | | Sleep Number Corp.* | | | 1,250,364 | |
| 26,907 | | | Tory Burch LLC*(1)(2)(3) | | | 1,580,005 | |
| | | | | | | | |
| | | | | | | 20,687,183 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 2.7% | |
| 211,824 | | | Entegris, Inc. | | | 8,655,129 | |
| 342,434 | | | Tower Semiconductor Ltd.* | | | 6,153,539 | |
| 8,665 | | | Universal Display Corp. | | | 1,382,934 | |
| | | | | | | | |
| | | | | | | 16,191,602 | |
| | | | | | | | |
| | | Software & Services - 16.2% | |
| 61,281 | | | 2U, Inc.* | | | 3,707,500 | |
| 51,879 | | | Alteryx, Inc. Class A* | | | 4,598,555 | |
| 71,173 | | | Endava plc ADR* | | | 2,353,691 | |
| 15,207 | | | EPAM Systems, Inc.* | | | 2,727,528 | |
| 88,034 | | | Everbridge, Inc.* | | | 6,504,832 | |
| 15,962 | | | Fair Isaac Corp.* | | | 4,465,369 | |
| 134,410 | | | Five9, Inc.* | | | 7,133,139 | |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 95.4% - (continued) | |
| | | Software & Services - 16.2% - (continued) | |
| 70,588 | | | Globant S.A.* | | $ | 5,928,686 | |
| 54,172 | | | Guidewire Software, Inc.* | | | 5,769,318 | |
| 28,376 | | | HubSpot, Inc.* | | | 5,235,088 | |
| 86,074 | | | LiveRamp Holdings, Inc.* | | | 5,020,696 | |
| 217,837 | | | Mimecast Ltd.* | | | 11,220,784 | |
| 313,514 | | | Pivotal Software, Inc. Class A* | | | 6,803,254 | |
| 84,397 | | | Rapid7, Inc.* | | | 4,586,133 | |
| 92,520 | | | Science Applications International Corp. | | | 6,934,374 | |
| 28,774 | | | Trade Desk, Inc. Class A* | | | 6,372,866 | |
| 77,570 | | | Zendesk, Inc.* | | | 6,809,095 | |
| | | | | | | | |
| | | | | | | 96,170,908 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 2.8% | |
| 33,462 | | | Lumentum Holdings, Inc.* | | | 2,073,640 | |
| 197,673 | | | nLight, Inc.* | | | 5,165,195 | |
| 43,640 | | | Zebra Technologies Corp. Class A* | | | 9,214,150 | |
| | | | | | | | |
| | | | | | | 16,452,985 | |
| | | | | | | | |
| | | Telecommunication Services - 1.3% | |
| 64,479 | | | Bandwidth, Inc. Class A* | | | 4,863,006 | |
| 140,534 | | | Boingo Wireless, Inc.* | | | 3,195,743 | |
| | | | | | | | |
| | | | | | | 8,058,749 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $497,918,970) | | $ | 565,775,946 | |
| | | | | | | | |
|
PREFERRED STOCKS - 0.8% | |
| | | Retailing - 0.3% | |
| 47,489 | | | Honest Co., Inc.*(1)(2)(3) | | $ | 1,777,513 | |
| | | | | | | | |
| | | Software & Services - 0.5% | |
| 263,189 | | | MarkLogic Corp. Series F*(1)(2)(3) | | | 2,660,841 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $5,229,589) | | $ | 4,438,354 | |
| | | | | | | | |
|
ESCROWS - 0.0%(4) | |
| | | Software & Services - 0.0% | |
| 98,033 | | | Veracode, Inc.*(1)(2)(3) | | | 53,331 | |
| | | | | | | | |
| | |
| | | | Total Escrows (cost $—) | | $ | 53,331 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $503,148,559) | | $ | 570,267,631 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 3.0% | |
| | | Other Investment Pools & Funds - 3.0% | |
| 18,140,202 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | $ | 18,140,202 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $18,140,202) | | $ | 18,140,202 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $521,288,761) | | | 99.2 | % | | $ | 588,407,833 | |
| | | | Other Assets and Liabilities | | | 0.8 | % | | | 4,459,033 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 592,866,866 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviations used in the Schedules of Investments. |
(1) | Investment valued using significant unobservable inputs. |
(2) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of these securities was $8,848,873, which represented 1.5% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(3) | Investment in securities not registered under the Securities Act of 1933 (excluding securities acquired pursuant to Rule 144A and Regulation S). At the end of the period, the value of such restricted securities amounted to $8,848,873 or 1.5% of net assets. |
| | | | | | | | | | | | | | | | |
Period Acquired | | | Security Name | | Shares/ Par Value | | | Base Total Cost | | | Base Market Value | |
| 08/2011 | | | Allstar Co. | | | 3,136,600 | | | $ | 1,364,479 | | | $ | 1,129,176 | |
| 07/2015 | | | DraftKings, Inc. | | | 580,284 | | | | 2,187,550 | | | | 1,648,007 | |
| 08/2015 | | | Honest Co., Inc. Preferred | | | 47,489 | | | | 2,172,859 | | | | 1,777,513 | |
| 04/2015 | | | MarkLogic Corp. Series F Preferred | | | 263,189 | | | | 3,056,730 | | | | 2,660,841 | |
| 11/2013 | | | Tory Burch LLC | | | 26,907 | | | | 2,108,912 | | | | 1,580,005 | |
| 04/2017 | | | Veracode, Inc. | | | 98,033 | | | | — | | | | 53,331 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | $ | 10,890,530 | | | $ | 8,848,873 | |
| | | | | | | | | | | | | | | | |
(4) | Share amount represents shares of the issuer previously held that resulted in receipt of the escrow. |
(5) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
The Hartford Small Company Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 11,763,789 | | | $ | 11,763,789 | | | $ | — | | | $ | — | |
Banks | | | 33,027,296 | | | | 33,027,296 | | | | — | | | | — | |
Capital Goods | | | 58,700,480 | | | | 58,700,480 | | | | — | | | | — | |
Commercial & Professional Services | | | 19,395,902 | | | | 19,395,902 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 36,001,285 | | | | 36,001,285 | | | | — | | | | — | |
Consumer Services | | | 37,862,050 | | | | 36,214,043 | | | | — | | | | 1,648,007 | |
Diversified Financials | | | 4,695,385 | | | | 4,695,385 | | | | — | | | | — | |
Energy | | | 4,033,459 | | | | 4,033,459 | | | | — | | | | — | |
Food & Staples Retailing | | | 6,352,410 | | | | 6,352,410 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 8,851,760 | | | | 8,851,760 | | | | — | | | | — | |
Health Care Equipment & Services | | | 71,913,116 | | | | 71,913,116 | | | | — | | | | — | |
Insurance | | | 4,713,314 | | | | 4,713,314 | | | | — | | | | — | |
Materials | | | 20,392,101 | | | | 20,392,101 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 66,524,075 | | | | 66,524,075 | | | | — | | | | — | |
Real Estate | | | 23,988,097 | | | | 23,988,097 | | | | — | | | | — | |
Retailing | | | 20,687,183 | | | | 17,978,002 | | | | — | | | | 2,709,181 | |
Semiconductors & Semiconductor Equipment | | | 16,191,602 | | | | 16,191,602 | | | | — | | | | — | |
Software & Services | | | 96,170,908 | | | | 96,170,908 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 16,452,985 | | | | 16,452,985 | | | | — | | | | — | |
Telecommunication Services | | | 8,058,749 | | | | 8,058,749 | | | | — | | | | — | |
Preferred Stocks | | | 4,438,354 | | | | — | | | | — | | | | 4,438,354 | |
Escrows | | | 53,331 | | | | — | | | | — | | | | 53,331 | |
Short-Term Investments | | | 18,140,202 | | | | 18,140,202 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 588,407,833 | | | $ | 579,558,960 | | | $ | — | | | $ | 8,848,873 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for thesix-month period ended April 30, 2019:
| | | | | | | | | | | | | | | | |
| | Common Stocks | | | Preferred Stocks | | | Escrows | | | Total | |
Beginning balance | | $ | 4,284,091 | | | $ | 4,346,678 | | | $ | 112,498 | | | $ | 8,743,267 | |
Purchases | | | — | | | | — | | | | — | | | | — | |
Sales | | | — | | | | — | | | | (65,743 | ) | | | (65,743 | ) |
Accrued discounts/(premiums) | | | — | | | | — | | | | — | | | | — | |
Total realized gain/(loss) | | | — | | | | (291,935 | ) | | | 65,744 | | | | (226,191 | ) |
Net change in unrealized appreciation/depreciation | | | 73,097 | | | | 383,611 | | | | (59,168 | ) | | | 397,540 | |
Transfers into Level 3 | | | — | | | | — | | | | — | | | | — | |
Transfers out of Level 3 | | | — | | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Ending balance | | $ | 4,357,188 | | | $ | 4,438,354 | | | $ | 53,331 | | | $ | 8,848,873 | |
| | | | | | | | | | | | | | | | |
The change in net unrealized appreciation/(depreciation) relating to the Level 3 investments held at April 30, 2019: was $164,773.
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Glossary (abbreviations used in the preceding Schedules of Investments)
Below are the definitions of the abbreviations used in the preceding schedules of investments.
| | |
Counterparty Abbreviations: |
SSG | | State Street Global Markets LLC |
|
Currency Abbreviations: |
JPY | | Japanese Yen |
USD | | United States Dollar |
|
Index Abbreviations: |
S&P | | Standard & Poors |
|
Other Abbreviations: |
ADR | | American Depositary Receipt |
DDCA | | Dollars on Deposit in Custody Account |
ETF | | Exchange-Traded Fund |
REIT | | Real Estate Investment Trust |
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | | | The Hartford Growth Opportunities Fund | |
Assets: | | | | | | | | | | | | | | | | | | | | |
Investments in securities, at market value(1) | | $ | 7,207,093,119 | | | $ | 4,600,449,000 | | | $ | 8,767,008,097 | | | $ | 4,054,341,772 | | | $ | 5,224,022,110 | |
Foreign currency | | | 1,236 | | | | — | | | | — | | | | 547,937 | | | | 20 | |
Unrealized appreciation on foreign currency contracts | | | 9,989 | | | | — | | | | — | | | | — | | | | — | |
Receivables: | | | | | | | | | |
Investment securities sold | | | 45,599,701 | | | | — | | | | 7,928,619 | | | | 14,985,655 | | | | 27,057,671 | |
Fund shares sold | | | 1,335,242 | | | | 11,759,940 | | | | 9,877,783 | | | | 6,154,709 | | | | 5,203,283 | |
Dividends and interest | | | 5,682,213 | | | | 4,266,051 | | | | 9,763,842 | | | | 4,587,351 | | | | 1,118,001 | |
Securities lending income | | | 9,838 | | | | — | | | | 1,077 | | | | — | | | | 8,389 | |
Variation margin on futures contracts | | | 4,617,927 | | | | 1,989,960 | | | | — | | | | — | | | | — | |
Variation margin on centrally cleared swap contracts | | | 205,240 | | | | — | | | | — | | | | — | | | | — | |
Tax reclaims | | | 1,672,508 | | | | — | | | | 1,868,977 | | | | 2,831,133 | | | | 574,681 | |
Other assets | | | 88,017 | | | | 170,076 | | | | 138,382 | | | | 93,471 | | | | 128,761 | |
| | | | | | | | | | | | | | | | | | | | |
Total assets | | | 7,266,315,030 | | | | 4,618,635,027 | | | | 8,796,586,777 | | | | 4,083,542,028 | | | | 5,258,112,916 | |
| | | | | | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | |
Obligation to return securities lending collateral | | | 12,132,750 | | | | — | | | | — | | | | — | | | | 26,973,237 | |
Payables: | | | | | | | | | | | | | | | | | | | | |
Investment securities purchased | | | 34,794,436 | | | | — | | | | 10,107,445 | | | | 8,983,521 | | | | 55,651,366 | |
Fund shares redeemed | | | 7,454,473 | | | | 8,245,985 | | | | 7,933,045 | | | | 3,866,219 | | | | 6,368,958 | |
Investment management fees | | | 3,881,802 | | | | 1,265,498 | | | | 4,310,055 | | | | 2,044,279 | | | | 2,917,274 | |
Transfer agent fees | | | 2,447,690 | | | | 817,635 | | | | 1,828,830 | | | | 1,117,682 | | | | 1,560,053 | |
Accounting services fees | | | 116,551 | | | | 63,100 | | | | 105,657 | | | | 57,821 | | | | 85,996 | |
Board of Directors’ fees | | | 44,131 | | | | 12,715 | | | | 40,175 | | | | 21,712 | | | | 26,919 | |
Distribution fees | | | 218,269 | | | | 79,446 | | | | 162,097 | | | | 101,227 | | | | 125,135 | |
Accrued expenses | | | 371,472 | | | | 95,224 | | | | 293,184 | | | | 167,442 | | | | 262,996 | |
| | | | | | | | | | | | | | | | | | | | |
Total liabilities | | | 61,461,574 | | | | 10,579,603 | | | | 24,780,488 | | | | 16,359,903 | | | | 93,971,934 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 7,204,853,456 | | | $ | 4,608,055,424 | | | $ | 8,771,806,289 | | | $ | 4,067,182,125 | | | $ | 5,164,140,982 | |
| | | | | | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | | | | | | | | | | | | |
Capital stock andpaid-in-capital | | $ | 6,246,691,869 | | | $ | 3,547,628,653 | | | $ | 6,249,828,546 | | | $ | 3,031,695,230 | | | $ | 4,103,996,786 | |
Distributable earnings | | | 958,161,587 | | | | 1,060,426,771 | | | | 2,521,977,743 | | | | 1,035,486,895 | | | | 1,060,144,196 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 7,204,853,456 | | | $ | 4,608,055,424 | | | $ | 8,771,806,289 | | | $ | 4,067,182,125 | | | $ | 5,164,140,982 | |
| | | | | | | | | | | | | | | | | | | | |
Shares authorized | | | 1,765,000,000 | | | | 750,000,000 | | | | 1,300,000,000 | | | | 800,000,000 | | | | 23,900,000,000 | |
| | | | | | | | | | | | | | | | | | | | |
Par value | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 36.29 | | | $ | 31.82 | | | $ | 24.88 | | | $ | 19.39 | | | $ | 41.01 | |
| | | | | | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 38.40 | | | $ | 33.67 | | | $ | 26.33 | | | $ | 20.52 | | | $ | 43.40 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 136,919,329 | | | | 25,590,720 | | | | 148,046,671 | | | | 80,689,051 | | | | 54,926,390 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 4,968,290,062 | | | $ | 814,421,878 | | | $ | 3,682,844,866 | | | $ | 1,564,250,935 | | | $ | 2,252,593,431 | |
| | | | | | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 26.56 | | | $ | 29.02 | | | $ | 23.94 | | | $ | 19.28 | | | $ | 21.39 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 13,398,448 | | | | 11,546,858 | | | | 8,779,039 | | | | 16,509,206 | | | | 15,011,333 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 355,806,168 | | | $ | 335,143,711 | | | $ | 210,202,227 | | | $ | 318,226,770 | | | $ | 321,097,493 | |
| | | | | | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 36.47 | | | $ | 31.87 | | | $ | 24.75 | | | $ | 19.27 | | | $ | 43.55 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 18,716,090 | | | | 44,056,997 | | | | 39,548,419 | | | | 49,424,090 | | | | 39,597,989 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 682,499,902 | | | $ | 1,404,196,941 | | | $ | 978,707,493 | | | $ | 952,482,591 | | | $ | 1,724,375,478 | |
| | | | | | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 40.61 | | | $ | 32.32 | | | $ | 25.24 | | | $ | 19.41 | | | $ | 41.04 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,366,214 | | | | 1,090,234 | | | | 2,766,965 | | | | 2,364,549 | | | | 1,237,900 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 55,482,452 | | | $ | 35,234,122 | | | $ | 69,847,190 | | | $ | 45,900,397 | | | $ | 50,804,116 | |
| | | | | | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 42.10 | | | $ | 32.81 | | | $ | 25.43 | | | $ | 19.44 | | | $ | 43.94 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,163,626 | | | | 4,317,622 | | | | 5,195,596 | | | | 3,602,796 | | | | 1,949,473 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 48,992,416 | | | $ | 141,676,985 | | | $ | 132,146,784 | | | $ | 70,045,635 | | | $ | 85,668,065 | |
| | | | | | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | 42.99 | | | $ | 32.11 | | | $ | 25.55 | | | $ | 19.54 | | | $ | 46.49 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 852,247 | | | | 6,915,255 | | | | 6,241,179 | | | | 4,296,657 | | | | 575,577 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 36,640,669 | | | $ | 222,080,977 | | | $ | 159,451,842 | | | $ | 83,977,290 | | | $ | 26,760,803 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | | | The Hartford Growth Opportunities Fund | |
Class R6: Net asset value per share | | $ | 43.27 | | | $ | 32.25 | | | $ | 25.55 | | | $ | 19.59 | | | $ | 47.34 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,824,489 | | | | 5,414,273 | | | | 3,977,413 | | | | 2,177,103 | | | | 444,516 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 78,937,847 | | | $ | 174,606,407 | | | $ | 101,625,640 | | | $ | 42,659,728 | | | $ | 21,044,864 | |
| | | | | | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 43.25 | | | $ | 32.25 | | | $ | 25.55 | | | $ | 19.60 | | | $ | 47.34 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 4,243,248 | | | | 9,454,814 | | | | 26,535,531 | | | | 5,295,877 | | | | 3,458,912 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 183,528,187 | | | $ | 304,925,388 | | | $ | 678,073,239 | | | $ | 103,784,150 | | | $ | 163,728,008 | |
| | | | | | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 36.45 | | | $ | 31.88 | | | $ | 24.73 | | | $ | 19.27 | | | $ | 43.67 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 21,798,867 | | | | 36,880,918 | | | | 111,561,545 | | | | 45,969,323 | | | | 11,863,279 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 794,675,753 | | | $ | 1,175,769,015 | | | $ | 2,758,907,008 | | | $ | 885,854,629 | | | $ | 518,068,724 | |
| | | | | | | | | | | | | | | | | | | | |
Cost of investments | | $ | 6,266,118,684 | | | $ | 3,618,237,001 | | | $ | 6,405,903,950 | | | $ | 3,172,323,112 | | | $ | 4,323,485,602 | |
Cost of foreign currency | | $ | 1,236 | | | $ | — | | | $ | — | | | $ | 545,810 | | | $ | 20 | |
| | | | | |
(1) Includes Investment in securities on loan, at market value | | $ | 27,359,956 | | | $ | — | | | $ | — | | | $ | — | | | $ | 25,880,773 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | | | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | |
Assets: | | | | | | | | | | | | | | | | | | | | |
Investments in securities, at market value(1) | | $ | 1,341,490,094 | | | $ | 13,874,088,970 | | | $ | 688,874,899 | | | $ | 263,853,544 | | | $ | 1,153,772,808 | |
Foreign currency | | | 124,130 | | | | — | | | | — | | | | 6 | | | | — | |
Unrealized appreciation on foreign currency contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Receivables: | | | | | | | | | |
Investment securities sold | | | 461,074 | | | | 53,153,670 | | | | 6,355,154 | | | | — | | | | 725,125 | |
Fund shares sold | | | 1,663,725 | | | | 24,948,893 | | | | 1,124,722 | | | | 61,102 | | | | 1,072,753 | |
Dividends and interest | | | 1,245,597 | | | | 1,709,007 | | | | 325,641 | | | | 361,381 | | | | 167,598 | |
Securities lending income | | | 6,693 | | | | 45,671 | | | | 236 | | | | 432 | | | | 1,084 | |
Variation margin on futures contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Variation margin on centrally cleared swap contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Tax reclaims | | | 124,207 | | | | — | | | | — | | | | 140,535 | | | | — | |
Other assets | | | 96,425 | | | | 220,218 | | | | 96,685 | | | | 92,096 | | | | 74,842 | |
| | | | | | | | | | | | | | | | | | | | |
Total assets | | | 1,345,211,945 | | | | 13,954,166,429 | | | | 696,777,337 | | | | 264,509,096 | | | | 1,155,814,210 | |
| | | | | | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | |
Obligation to return securities lending collateral | | | 12,446,322 | | | | 23,884,765 | | | | 384,878 | | | | 980,000 | | | | — | |
Payables: | | | | | | | | | | | | | | | | | | | | |
Investment securities purchased | | | 101,938 | | | | 54,818,115 | | | | 5,809,053 | | | | 536,140 | | | | — | |
Fund shares redeemed | | | 2,000,315 | | | | 25,996,347 | | | | 813,993 | | | | 175,108 | | | | 1,708,385 | |
Investment management fees | | | 944,005 | | | | 7,938,681 | | | | 402,686 | | | | 100,801 | | | | 644,850 | |
Transfer agent fees | | | 568,143 | | | | 2,920,267 | | | | 203,494 | | | | 113,122 | | | | 356,993 | |
Accounting services fees | | | 19,853 | | | | 147,120 | | | | 10,013 | | | | 4,032 | | | | 16,492 | |
Board of Directors’ fees | | | 7,933 | | | | 53,535 | | | | 3,722 | | | | 1,468 | | | | 7,555 | |
Distribution fees | | | 46,701 | | | | 190,725 | | | | 13,728 | | | | 7,040 | | | | 12,564 | |
Accrued expenses | | | 67,139 | | | | 501,254 | | | | 75,225 | | | | 24,465 | | | | 78,082 | |
| | | | | | | | | | | | | | | | | | | | |
Total liabilities | | | 16,202,349 | | | | 116,450,809 | | | | 7,716,792 | | | | 1,942,176 | | | | 2,824,921 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 1,329,009,596 | | | $ | 13,837,715,620 | | | $ | 689,060,545 | | | $ | 262,566,920 | | | $ | 1,152,989,289 | |
| | | | | | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | | | | | | | | | | | | |
Capital stock andpaid-in-capital | | $ | 1,117,211,219 | | | $ | 10,598,573,316 | | | $ | 626,597,123 | | | $ | 239,365,052 | | | $ | 1,002,353,366 | |
Distributable earnings | | | 211,798,377 | | | | 3,239,142,304 | | | | 62,463,422 | | | | 23,201,868 | | | | 150,635,923 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 1,329,009,596 | | | $ | 13,837,715,620 | | | $ | 689,060,545 | | | $ | 262,566,920 | | | $ | 1,152,989,289 | |
| | | | | | | | | | | | | | | | | | | | |
Shares authorized | | | 610,000,000 | | | | 1,230,000,000 | | | | 610,000,000 | | | | 27,160,000,000 | | | | 27,150,000,000 | |
| | | | | | | | | | | | | | | | | | | | |
Par value | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0010 | | | $ | 0.0001 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 33.55 | | | $ | 30.33 | | | $ | 13.97 | | | $ | 20.18 | | | $ | 46.32 | |
| | | | | | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 35.50 | | | $ | 32.10 | | | $ | 14.78 | | | $ | 21.35 | | | $ | 49.02 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 20,156,940 | | | | 95,422,292 | | | | 22,079,080 | | | | 8,444,494 | | | | 4,556,171 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 676,202,427 | | | $ | 2,893,775,255 | | | $ | 308,404,814 | | | $ | 170,435,303 | | | $ | 211,057,109 | |
| | | | | | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 26.69 | | | $ | 20.90 | | | $ | 11.18 | | | $ | 17.32 | | | $ | 31.40 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 5,651,452 | | | | 26,941,900 | | | | 1,577,952 | | | | 477,214 | | | | 630,374 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 150,816,946 | | | $ | 562,954,239 | | | $ | 17,638,574 | | | $ | 8,263,366 | | | $ | 19,794,880 | |
| | | | | | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 35.42 | | | $ | 31.38 | | | $ | 14.10 | | | $ | 19.90 | | | $ | 48.59 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 9,644,970 | | | | 128,317,058 | | | | 2,272,393 | | | | 625,110 | | | | 5,228,707 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 341,657,019 | | | $ | 4,026,398,772 | | | $ | 32,047,686 | | | $ | 12,437,240 | | | $ | 254,051,126 | |
| | | | | | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 34.48 | | | $ | 34.03 | | | $ | 14.76 | | | $ | 20.53 | | | $ | 45.70 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,084,689 | | | | 3,140,557 | | | | 657,537 | | | | 53,202 | | | | 268,235 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 37,395,750 | | | $ | 106,860,023 | | | $ | 9,704,369 | | | $ | 1,092,396 | | | $ | 12,259,581 | |
| | | | | | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 36.43 | | | $ | 35.56 | | | $ | 15.08 | | | $ | 20.72 | | | $ | 48.31 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 858,835 | | | | 8,184,281 | | | | 753,711 | | | | 296,535 | | | | 1,274,071 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 31,284,835 | | | $ | 291,020,409 | | | $ | 11,364,998 | | | $ | 6,143,071 | | | $ | 61,549,696 | |
| | | | | | | | | | | | | | | | | | | | |
Class R5: Net asset value per share | | $ | 38.27 | | | $ | 36.71 | | | $ | 15.28 | | | $ | 20.87 | | | $ | 51.14 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 196,211 | | | | 15,430,821 | | | | 205,733 | | | | 26,905 | | | | 1,802,053 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 7,509,908 | | | $ | 566,448,992 | | | $ | 3,144,422 | | | $ | 561,567 | | | $ | 92,159,404 | |
| | | | | | | | | | | | | | | | | | | | |
Class R6: Net asset value per share | | $ | 38.80 | | | $ | 37.14 | | | $ | — | | | $ | 20.92 | | | $ | 51.92 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 255 | | | | 40,859,689 | | | | — | | | | 1,466 | | | | 1,414,087 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 9,895 | | | $ | 1,517,406,665 | | | $ | — | | | $ | 30,670 | | | $ | 73,423,136 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | | | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | |
Class Y: Net asset value per share | | $ | 38.79 | | | $ | 37.09 | | | $ | 15.33 | | | $ | 20.91 | | | $ | 51.95 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,405,717 | | | | 47,210,505 | | | | 788,352 | | | | 36,426 | | | | 7,282,372 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 54,533,238 | | | $ | 1,751,193,658 | | | $ | 12,085,986 | | | $ | 761,540 | | | $ | 378,351,463 | |
| | | | | | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 35.51 | | | $ | 31.45 | | | $ | 14.10 | | | $ | 19.87 | | | $ | 48.76 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 833,662 | | | | 67,462,669 | | | | 20,899,275 | | | | 3,162,911 | | | | 1,032,518 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 29,599,578 | | | $ | 2,121,657,607 | | | $ | 294,669,696 | | | $ | 62,841,767 | | | $ | 50,342,894 | |
| | | | | | | | | | | | | | | | | | | | |
Cost of investments | | $ | 1,189,278,611 | | | $ | 10,811,014,402 | | | $ | 637,370,203 | | | $ | 241,831,826 | | | $ | 1,021,575,380 | |
Cost of foreign currency | | $ | 123,776 | | | $ | — | | | $ | — | | | $ | 7 | | | $ | — | |
| | | | | |
(1) Includes Investment in securities on loan, at market value | | $ | 11,974,222 | | | $ | 22,268,948 | | | $ | 372,740 | | | $ | 961,100 | | | $ | — | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
| | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Assets: | | | | | | | | |
Investments in securities, at market value(1) | | $ | 104,202,590 | | | $ | 588,407,833 | |
Foreign currency | | | — | | | | 5 | |
Receivables: | | | | | | | | |
Investment securities sold | | | — | | | | 6,137,138 | |
Fund shares sold | | | 68,097 | | | | 807,883 | |
Dividends and interest | | | 34,393 | | | | 73,980 | |
Securities lending income | | | 494 | | | | 696 | |
Other assets | | | 76,026 | | | | 77,257 | |
| | | | | | | | |
Total assets | | | 104,381,600 | | | | 595,504,792 | |
| | | | | | | | |
Liabilities: | | | | | | | | |
Obligation to return securities lending collateral | | | 260,000 | | | | — | |
Payables: | | | | | | | | |
Investment securities purchased | | | — | | | | 1,521,227 | |
Fund shares redeemed | | | 304,179 | | | | 433,810 | |
Investment management fees | | | 60,200 | | | | 380,029 | |
Transfer agent fees | | | 38,942 | | | | 211,524 | |
Accounting services fees | | | 1,548 | | | | 10,243 | |
Board of Directors’ fees | | | 722 | | | | 2,626 | |
Distribution fees | | | 2,237 | | | | 13,805 | |
Accrued expenses | | | 14,149 | | | | 64,662 | |
| | | | | | | | |
Total liabilities | | | 681,977 | | | | 2,637,926 | |
| | | | | | | | |
Net assets | | $ | 103,699,623 | | | $ | 592,866,866 | |
| | | | | | | | |
Summary of Net Assets: | | | | | | | | |
Capital stock andpaid-in-capital | | $ | 88,922,990 | | | $ | 495,954,713 | |
Distributable earnings | | | 14,776,633 | | | | 96,912,153 | |
| | | | | | | | |
Net assets | | $ | 103,699,623 | | | $ | 592,866,866 | |
| | | | | | | | |
Shares authorized | | | 1,110,000,000 | | | | 650,000,000 | |
| | | | | | | | |
Par value | | $ | 0.0010 | | | $ | 0.0010 | |
| | | | | | | | |
Class A: Net asset value per share | | $ | 10.75 | | | $ | 20.52 | |
| | | | | | | | |
Maximum offering price per share | | $ | 11.38 | | | $ | 21.71 | |
| | | | | | | | |
Shares outstanding | | | 4,863,027 | | | | 15,553,953 | |
| | | | | | | | |
Net Assets | | $ | 52,273,077 | | | $ | 319,233,763 | |
| | | | | | | | |
Class C: Net asset value per share | | $ | 9.35 | | | $ | 13.46 | |
| | | | | | | | |
Shares outstanding | | | 517,731 | | | | 849,882 | |
| | | | | | | | |
Net Assets | | $ | 4,838,501 | | | $ | 11,443,343 | |
| | | | | | | | |
Class I: Net asset value per share | | $ | 10.76 | | | $ | 21.79 | |
| | | | | | | | |
Shares outstanding | | | 345,440 | | | | 1,333,414 | |
| | | | | | | | |
Net Assets | | $ | 3,715,675 | | | $ | 29,060,750 | |
| | | | | | | | |
Class R3: Net asset value per share | | $ | 11.16 | | | $ | 22.51 | |
| | | | | | | | |
Shares outstanding | | | 56,931 | | | | 790,583 | |
| | | | | | | | |
Net Assets | | $ | 635,116 | | | $ | 17,794,835 | |
| | | | | | | | |
Class R4: Net asset value per share | | $ | 11.31 | | | $ | 24.08 | |
| | | | | | | | |
Shares outstanding | | | 5,802 | | | | 644,670 | |
| | | | | | | | |
Net Assets | | $ | 65,616 | | | $ | 15,521,560 | |
| | | | | | | | |
Class R5: Net asset value per share | | $ | 11.27 | | | $ | 25.56 | |
| | | | | | | | |
Shares outstanding | | | 2,203 | | | | 125,529 | |
| | | | | | | | |
Net Assets | | $ | 24,824 | | | $ | 3,208,923 | |
| | | | | | | | |
Class R6: Net asset value per share | | $ | 11.26 | | | $ | 26.13 | |
| | | | | | | | |
Shares outstanding | | | 968 | | | | 7,992 | |
| | | | | | | | |
Net Assets | | $ | 10,897 | | | $ | 208,839 | |
| | | | | | | | |
Class Y: Net asset value per share | | $ | 11.25 | | | $ | 26.12 | |
| | | | | | | | |
Shares outstanding | | | 37,610 | | | | 1,265,307 | |
| | | | | | | | |
Net Assets | | $ | 423,273 | | | $ | 33,049,080 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
| | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Class F: Net asset value per share | | $ | 10.75 | | | $ | 21.90 | |
| | | | | | | | |
Shares outstanding | | | 3,879,357 | | | | 7,460,242 | |
| | | | | | | | |
Net Assets | | $ | 41,712,644 | | | $ | 163,345,773 | |
| | | | | | | | |
Cost of investments | | $ | 98,949,851 | | | $ | 521,288,761 | |
Cost of foreign currency | | $ | — | | | $ | 5 | |
| | |
(1) Includes Investment in securities on loan, at market value | | $ | 253,800 | | | $ | — | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations
For theSix-Month Period Ended April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | | | The Hartford Equity Income Fund | | | The Hartford Growth Opportunities Fund | |
Investment Income: | | | | | | | | | | | | | | | | | | | | |
Dividends | | $ | 52,356,871 | | | $ | 30,010,875 | | | $ | 110,281,362 | | | $ | 63,942,267 | | | $ | 9,376,973 | |
Non-cash dividends | | | 183,757 | | | | — | | | | — | | | | — | | | | — | |
Interest | | | 1,574,747 | | | | 1,741,214 | | | | 3,132,190 | | | | 708,370 | | | | 1,700,552 | |
Securities lending | | | 426,740 | | | | 476,052 | | | | 486,005 | | | | 474,914 | | | | 139,652 | |
Less: Foreign tax withheld | | | (344,022 | ) | | | — | | | | (1,096,764 | ) | | | (1,513,229 | ) | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total investment income, net | | | 54,198,093 | | | | 32,228,141 | | | | 112,802,793 | | | | 63,612,322 | | | | 11,217,177 | |
| | | | | | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | | | | | |
Investment management fees | | | 22,837,969 | | | | 6,628,251 | | | | 24,827,118 | | | | 12,323,885 | | | | 16,282,220 | |
Transfer agent fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 2,755,584 | | | | 355,075 | | | | 1,814,029 | | | | 698,691 | | | | 1,181,753 | |
Class C | | | 430,472 | | | | 149,200 | | | | 202,653 | | | | 178,202 | | | | 207,320 | |
Class I | | | 334,874 | | | | 491,902 | | | | 404,749 | | | | 707,681 | | | | 829,117 | |
Class R3 | | | 61,980 | | | | 35,567 | | | | 75,026 | | | | 47,999 | | | | 48,672 | |
Class R4 | | | 39,905 | | | | 106,346 | | | | 99,976 | | | | 53,082 | | | | 60,584 | |
Class R5 | | | 18,000 | | | | 103,824 | | | | 73,121 | | | | 42,521 | | | | 10,818 | |
Class R6 | | | 320 | | | | 2,774 | | | | 1,467 | | | | 704 | | | | 226 | |
Class Y | | | 27,469 | | | | 39,981 | | | | 130,950 | | | | 37,021 | | | | 25,920 | |
Class F | | | 2,584 | | | | 266 | | | | 2,352 | | | | 773 | | | | 667 | |
Distribution fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 5,799,452 | | | | 887,457 | | | | 4,333,690 | | | | 1,856,666 | | | | 2,519,069 | |
Class C | | | 1,882,295 | | | | 1,519,459 | | | | 1,070,817 | | | | 1,584,013 | | | | 1,497,176 | |
Class R3 | | | 141,264 | | | | 84,462 | | | | 173,987 | | | | 111,972 | | | | 118,372 | |
Class R4 | | | 61,286 | | | | 167,904 | | | | 158,904 | | | | 83,940 | | | | 99,083 | |
Custodian fees | | | 29,320 | | | | 9,060 | | | | 19,055 | | | | 12,458 | | | | 36,071 | |
Registration and filing fees | | | 86,794 | | | | 120,354 | | | | 123,465 | | | | 93,095 | | | | 102,770 | |
Accounting services fees | | | 687,599 | | | | 336,610 | | | | 617,516 | | | | 348,618 | | | | 484,925 | |
Board of Directors’ fees | | | 110,720 | | | | 50,819 | | | | 122,140 | | | | 61,870 | | | | 72,204 | |
Audit fees | | | 29,258 | | | | 10,672 | | | | 11,726 | | | | 10,902 | | | | 21,992 | |
Other expenses | | | 401,779 | | | | 172,634 | | | | 440,870 | | | | 236,580 | | | | 247,660 | |
| | | | | | | | | | | | | | | | | | | | |
Total expenses (before waivers and fees paid indirectly) | | | 35,738,924 | | | | 11,272,617 | | | | 34,703,611 | | | | 18,490,673 | | | | 23,846,619 | |
Expense waivers | | | — | | | | — | | | | — | | | | — | | | | — | |
Transfer agent fee waivers | | | — | | | | — | | | | — | | | | (3,876 | ) | | | — | |
Distribution fee reimbursements | | | (84,451 | ) | | | (29,472 | ) | | | (40,773 | ) | | | (5,568 | ) | | | (58,897 | ) |
Commission recapture | | | (39,271 | ) | | | (4,548 | ) | | | (28,444 | ) | | | (13,596 | ) | | | (17,276 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total waivers and fees paid indirectly | | | (123,722 | ) | | | (34,020 | ) | | | (69,217 | ) | | | (23,040 | ) | | | (76,173 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total expenses, net | | | 35,615,202 | | | | 11,238,597 | | | | 34,634,394 | | | | 18,467,633 | | | | 23,770,446 | |
| | | | | | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 18,582,891 | | | | 20,989,544 | | | | 78,168,399 | | | | 45,144,689 | | | | (12,553,269 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on investments | | | 54,600,055 | | | | 57,352,913 | | | | 151,044,860 | | | | 139,147,260 | | | | 180,518,200 | |
Net realized gain (loss) on futures contracts | | | 169,651 | | | | 988,042 | | | | — | | | | — | | | | — | |
Net realized gain (loss) on other foreign currency transactions | | | 5,446 | | | | — | | | | (14,326 | ) | | | (119,002 | ) | | | 43,349 | |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 54,775,152 | | | | 58,340,955 | | | | 151,030,534 | | | | 139,028,258 | | | | 180,561,549 | |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net unrealized appreciation (depreciation) of investments | | | 805,291,212 | | | | 371,159,530 | | | | 456,031,888 | | | | 179,323,721 | | | | 610,424,540 | |
Net unrealized appreciation (depreciation) of futures contracts | | | 3,665,353 | | | | 5,449,013 | | | | — | | | | — | | | | — | |
Net unrealized appreciation (depreciation) of foreign currency contracts | | | 9,989 | | | | — | | | | — | | | | — | | | | — | |
Net unrealized appreciation (depreciation) of translation of other assets and liabilities in foreign currencies | | | (24,814 | ) | | | — | | | | — | | | | (10,765 | ) | | | (4,505 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 808,941,740 | | | | 376,608,543 | | | | 456,031,888 | | | | 179,312,956 | | | | 610,420,035 | |
| | | | | | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 863,716,892 | | | | 434,949,498 | | | | 607,062,422 | | | | 318,341,214 | | | | 790,981,584 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 882,299,783 | | | $ | 455,939,042 | | | $ | 685,230,821 | | | $ | 363,485,903 | | | $ | 778,428,315 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations – (continued)
For theSix-Month Period Ended April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | | | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | |
Investment Income: | | | | | | | | | | | | | | | | | | | | |
Dividends | | $ | 6,245,054 | | | $ | 44,631,209 | | | $ | 6,665,183 | | | $ | 4,052,193 | | | $ | 3,598,879 | |
Non-cash dividends | | | — | | | | — | | | | — | | | | — | | | | — | |
Interest | | | 639,860 | | | | 277,175 | | | | 112,997 | | | | 53,203 | | | | 184,744 | |
Securities lending | | | 253,532 | | | | 404,807 | | | | 13,149 | | | | 2,470 | | | | 266,235 | |
Less: Foreign tax withheld | | | (119,533 | ) | | | (351,513 | ) | | | (46,688 | ) | | | (59,104 | ) | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total investment income, net | | | 7,018,913 | | | | 44,961,678 | | | | 6,744,641 | | | | 4,048,762 | | | | 4,049,858 | |
| | | | | | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | | | | | |
Investment management fees | | | 5,792,469 | | | | 44,126,083 | | | | 2,321,585 | | | | 609,527 | | | | 3,667,789 | |
Transfer agent fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 468,383 | | | | 1,458,071 | | | | 247,009 | | | | 151,680 | | | | 218,687 | |
Class C | | | 131,052 | | | | 389,657 | | | | 20,836 | | | | 9,844 | | | | 19,243 | |
Class I | | | 192,025 | | | | 1,595,940 | | | | 17,978 | | | | 6,667 | | | | 96,316 | |
Class R3 | | | 39,727 | | | | 108,382 | | | | 9,722 | | | | 1,116 | | | | 13,308 | |
Class R4 | | | 25,079 | | | | 224,359 | | | | 9,151 | | | | 4,529 | | | | 50,475 | |
Class R5 | | | 4,632 | | | | 238,883 | | | | 3,292 | | | | 284 | | | | 49,009 | |
Class R6 | | | — | | | | 20,452 | | | | — | | | | — | | | | 471 | |
Class Y | | | 7,810 | | | | 430,969 | | | | 3,067 | | | | 148 | | | | 73,973 | |
Class F | | | 96 | | | | 1,361 | | | | 469 | | | | 57 | | | | 244 | |
Distribution fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 839,478 | | | | 3,256,658 | | | | 359,398 | | | | 200,996 | | | | 246,271 | |
Class C | | | 773,173 | | | | 2,761,806 | | | | 87,743 | | | | 41,477 | | | | 101,467 | |
Class R3 | | | 94,414 | | | | 258,309 | | | | 22,817 | | | | 2,634 | | | | 31,489 | |
Class R4 | | | 39,363 | | | | 351,533 | | | | 14,364 | | | | 7,278 | | | | 78,817 | |
Custodian fees | | | 10,338 | | | | 33,414 | | | | 7,147 | | | | 3,186 | | | | 6,033 | |
Registration and filing fees | | | 69,571 | | | | 283,070 | | | | 62,514 | | | | 61,934 | | | | 63,369 | |
Accounting services fees | | | 121,962 | | | | 833,371 | | | | 57,424 | | | | 24,381 | | | | 93,330 | |
Board of Directors’ fees | | | 21,594 | | | | 181,496 | | | | 9,973 | | | | 4,245 | | | | 17,263 | |
Audit fees | | | 11,720 | | | | 12,438 | | | | 10,160 | | | | 14,609 | | | | 10,316 | |
Other expenses | | | 90,474 | | | | 866,476 | | | | 92,787 | | | | 20,382 | | | | 76,114 | |
| | | | | | | | | | | | | | | | | | | | |
Total expenses (before waivers and fees paid indirectly) | | | 8,733,360 | | | | 57,432,728 | | | | 3,357,436 | | | | 1,164,974 | | | | 4,913,984 | |
Expense waivers | | | — | | | | — | | | | — | | | | (114,664 | ) | | | — | |
Transfer agent fee waivers | | | — | | | | (33,480 | ) | | | (81 | ) | | | — | | | | (4,683 | ) |
Distribution fee reimbursements | | | (11,881 | ) | | | (45,630 | ) | | | (3,090 | ) | | | (3,934 | ) | | | (7,044 | ) |
Commission recapture | | | (6,103 | ) | | | (11,825 | ) | | | (4,390 | ) | | | (1,076 | ) | | | (3,917 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total waivers and fees paid indirectly | | | (17,984 | ) | | | (90,935 | ) | | | (7,561 | ) | | | (119,674 | ) | | | (15,644 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total expenses, net | | | 8,715,376 | | | | 57,341,793 | | | | 3,349,875 | | | | 1,045,300 | | | | 4,898,340 | |
| | | | | | | | | | �� | | | | | | | | | | |
Net Investment Income (Loss) | | | (1,696,463 | ) | | | (12,380,115 | ) | | | 3,394,766 | | | | 3,003,462 | | | | (848,482 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on investments | | | 78,721,124 | | | | 193,900,352 | | | | 11,648,846 | | | | (879,085 | ) | | | 20,396,193 | |
Net realized gain (loss) on futures contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Net realized gain (loss) on other foreign currency transactions | | | (8,572 | ) | | | 5,128 | | | | (26,888 | ) | | | (2,821 | ) | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 78,712,552 | | | | 193,905,480 | | | | 11,621,958 | | | | (881,906 | ) | | | 20,396,193 | |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net unrealized appreciation (depreciation) of investments | | | (9,334,642 | ) | | | 1,628,088,143 | | | | 43,293,413 | | | | 19,197,091 | | | | 78,295,334 | |
Net unrealized appreciation (depreciation) of futures contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Net unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | — | | | | — | | | | — | | | | — | |
Net unrealized appreciation (depreciation) of translation of other assets and liabilities in foreign currencies | | | (2,705 | ) | | | — | | | | 1,213 | | | | 2,162 | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | (9,337,347 | ) | | | 1,628,088,143 | | | | 43,294,626 | | | | 19,199,253 | | | | 78,295,334 | |
| | | | | | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 69,375,205 | | | | 1,821,993,623 | | | | 54,916,584 | | | | 18,317,347 | | | | 98,691,527 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 67,678,742 | | | $ | 1,809,613,508 | | | $ | 58,311,350 | | | $ | 21,320,809 | | | $ | 97,843,045 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Operations – (continued)
For theSix-Month Period Ended April 30, 2019 (Unaudited)
| | | | | | | | |
| | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
Investment Income: | | | | | | | | |
Dividends | | $ | 1,151,117 | | | $ | 1,570,047 | |
Interest | | | 20,773 | | | | 165,719 | |
Securities lending | | | 5,206 | | | | 20,690 | |
Less: Foreign tax withheld | | | (1,345 | ) | | | — | |
| | | | | | | | |
Total investment income, net | | | 1,175,751 | | | | 1,756,456 | |
| | | | | | | | |
Expenses: | | | | | | | | |
Investment management fees | | | 346,687 | | | | 2,117,514 | |
Transfer agent fees | | | | | | | | |
Class A | | | 51,167 | | | | 260,774 | |
Class C | | | 6,907 | | | | 12,840 | |
Class I | | | 1,867 | | | | 25,211 | |
Class R3 | | | 554 | | | | 16,683 | |
Class R4 | | | 38 | | | | 11,777 | |
Class R5 | | | 16 | | | | 1,536 | |
Class R6 | | | — | | | | 3 | |
Class Y | | | 133 | | | | 1,248 | |
Class F | | | 45 | | | | 308 | |
Distribution fees | | | | | | | | |
Class A | | | 62,176 | | | | 360,307 | |
Class C | | | 27,430 | | | | 54,529 | |
Class R3 | | | 1,376 | | | | 40,827 | |
Class R4 | | | 65 | | | | 18,588 | |
Custodian fees | | | 2,293 | | | | 3,720 | |
Registration and filing fees | | | 60,728 | | | | 65,249 | |
Accounting services fees | | | 8,915 | | | | 56,717 | |
Board of Directors’ fees | | | 1,608 | | | | 7,748 | |
Audit fees | | | 10,130 | | | | 18,711 | |
Other expenses | | | 11,378 | | | | 72,206 | |
| | | | | | | | |
Total expenses (before waivers and fees paid indirectly) | | | 593,513 | | | | 3,146,496 | |
Expense waivers | | | (45,436 | ) | | | (33,473 | ) |
Distribution fee reimbursements | | | (2,277 | ) | | | (6,719 | ) |
Commission recapture | | | — | | | | (5,881 | ) |
| | | | | | | | |
Total waivers and fees paid indirectly | | | (47,713 | ) | | | (46,073 | ) |
| | | | | | | | |
Total expenses, net | | | 545,800 | | | | 3,100,423 | |
| | | | | | | | |
Net Investment Income (Loss) | | | 629,951 | | | | (1,343,967 | ) |
| | | | | | | | |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions: | | | | | | | | |
Net realized gain (loss) on investments | | | 9,051,075 | | | | 32,648,017 | |
Net realized gain (loss) on other foreign currency transactions | | | (4,969 | ) | | | (187 | ) |
| | | | | | | | |
Net Realized Gain (Loss) on Investments and Foreign Currency Transactions | | | 9,046,106 | | | | 32,647,830 | |
| | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments: | | | | | | | | |
Net unrealized appreciation (depreciation) of investments | | | (2,542,515 | ) | | | 42,815,660 | |
| | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments | | | (2,542,515 | ) | | | 42,815,660 | |
| | | | | | | | |
Net Gain (Loss) on Investments and Foreign Currency Transactions | | | 6,503,591 | | | | 75,463,490 | |
| | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 7,133,542 | | | $ | 74,119,523 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets
| | | | | | | | | | | | | | | | | | | | | | | | |
| | The Hartford Capital Appreciation Fund | | | Hartford Core Equity Fund | | | The Hartford Dividend and Growth Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | |
Operations: | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 18,582,891 | | | $ | 29,129,541 | | | $ | 20,989,544 | | | $ | 29,087,986 | | | $ | 78,168,399 | | | $ | 137,264,805 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 54,775,152 | | | | 1,049,827,019 | | | | 58,340,955 | | | | 148,389,458 | | | | 151,030,534 | | | | 749,856,902 | |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 808,941,740 | | | | (725,874,806 | ) | | | 376,608,543 | | | | 121,421,247 | | | | 456,031,888 | | | | (503,569,392 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 882,299,783 | | | | 353,081,754 | | | | 455,939,042 | | | | 298,898,691 | | | | 685,230,821 | | | | 383,552,315 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | | | | | | | | | |
Class A | | | (706,880,427 | ) | | | (606,326,646 | ) | | | (32,665,488 | ) | | | (21,919,937 | ) | | | (351,539,078 | ) | | | (392,731,234 | ) |
Class C | | | (77,462,325 | ) | | | (192,535,075 | ) | | | (13,165,205 | ) | | | (9,824,353 | ) | | | (22,090,170 | ) | | | (47,166,268 | ) |
Class I | | | (107,802,788 | ) | | | (112,999,632 | ) | | | (58,009,690 | ) | | | (36,517,509 | ) | | | (86,956,442 | ) | | | (89,574,705 | ) |
Class R3 | | | (8,221,995 | ) | | | (8,606,238 | ) | | | (1,469,253 | ) | | | (1,304,880 | ) | | | (6,947,027 | ) | | | (8,267,443 | ) |
Class R4 | | | (6,723,975 | ) | | | (8,617,809 | ) | | | (6,169,266 | ) | | | (5,833,533 | ) | | | (12,764,858 | ) | | | (14,963,939 | ) |
Class R5 | | | (4,489,300 | ) | | | (4,727,926 | ) | | | (10,058,287 | ) | | | (7,238,859 | ) | | | (14,829,718 | ) | | | (14,896,682 | ) |
Class R6 | | | (9,472,410 | ) | | | (8,465,656 | ) | | | (7,010,179 | ) | | | (4,628,300 | ) | | | (8,155,723 | ) | | | (2,134,094 | ) |
Class Y | | | (22,763,013 | ) | | | (21,588,189 | ) | | | (11,032,633 | ) | | | (5,743,412 | ) | | | (63,187,525 | ) | | | (67,373,460 | ) |
Class F | | | (127,729,846 | ) | | | (148,455,017 | ) | | | (33,816,032 | ) | | | (22,560,533 | ) | | | (264,874,223 | ) | | | (294,232,092 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Total distributions | | | (1,071,546,079 | ) | | | (1,112,322,188 | ) | | | (173,396,033 | ) | | | (115,571,316 | ) | | | (831,344,764 | ) | | | (931,339,917 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | | | | | | | | | |
Sold | | | 276,154,484 | | | | 1,024,978,367 | | | | 1,242,628,018 | | | | 1,034,630,470 | | | | 739,362,056 | | | | 1,305,754,651 | |
Issued on reinvestment of distributions | | | 1,028,835,325 | | | | 1,024,872,512 | | | | 165,763,267 | | | | 110,126,116 | | | | 803,532,085 | | | | 904,747,281 | |
Redeemed | | | (1,089,152,529 | ) | | | (2,362,392,164 | ) | | | (552,712,528 | ) | | | (1,049,713,011 | ) | | | (855,881,623 | ) | | | (1,815,707,318 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 215,837,280 | | | | (312,541,285 | ) | | | 855,678,757 | | | | 95,043,575 | | | | 687,012,518 | | | | 394,794,614 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 26,590,984 | | | | (1,071,781,719 | ) | | | 1,138,221,766 | | | | 278,370,950 | | | | 540,898,575 | | | | (152,992,988 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | 7,178,262,472 | | | | 8,250,044,191 | | | | 3,469,833,658 | | | | 3,191,462,708 | | | | 8,230,907,714 | | | | 8,383,900,702 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
End of period | | $ | 7,204,853,456 | | | $ | 7,178,262,472 | | | $ | 4,608,055,424 | | | $ | 3,469,833,658 | | | $ | 8,771,806,289 | | | $ | 8,230,907,714 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | The Hartford Equity Income Fund | | | The Hartford Growth Opportunities Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 45,144,689 | | | $ | 85,304,100 | | | $ | (12,553,269 | ) | | $ | (26,628,720 | ) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 139,028,258 | | | | 304,620,363 | | | | 180,561,549 | | | | 1,119,332,875 | |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 179,312,956 | | | | (358,974,067 | ) | | | 610,420,035 | | | | (691,128,168 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 363,485,903 | | | | 30,950,396 | | | | 778,428,315 | | | | 401,575,987 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (126,692,919 | ) | | | (110,568,818 | ) | | | (456,838,600 | ) | | | (158,556,200 | ) |
Class C | | | (26,414,299 | ) | | | (26,593,783 | ) | | | (111,605,001 | ) | | | (50,309,267 | ) |
Class I | | | (96,839,714 | ) | | | (80,508,699 | ) | | | (353,498,531 | ) | | | (124,475,405 | ) |
Class R3 | | | (3,802,235 | ) | | | (3,521,663 | ) | | | (10,699,557 | ) | | | (4,054,099 | ) |
Class R4 | | | (5,675,437 | ) | | | (5,230,591 | ) | | | (17,113,553 | ) | | | (6,430,582 | ) |
Class R5 | | | (6,898,683 | ) | | | (5,773,145 | ) | | | (4,132,294 | ) | | | (1,298,270 | ) |
Class R6 | | | (3,038,693 | ) | | | (2,239,099 | ) | | | (2,565,390 | ) | | | (405,519 | ) |
Class Y | | | (11,626,623 | ) | | | (9,816,882 | ) | | | (24,851,439 | ) | | | (7,918,200 | ) |
Class F | | | (67,908,225 | ) | | | (51,013,597 | ) | | | (88,424,295 | ) | | | (49,296,790 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (348,896,828 | ) | | | (295,266,277 | ) | | | (1,069,728,660 | ) | | | (402,744,332 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 375,929,836 | | | | 873,087,387 | | | | 578,595,748 | | | | 969,192,221 | |
Issued on reinvestment of distributions | | | 333,708,692 | | | | 282,151,407 | | | | 974,523,742 | | | | 368,471,573 | |
Redeemed | | | (800,440,508 | ) | | | (1,058,675,637 | ) | | | (794,662,211 | ) | | | (1,385,082,501 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (90,801,980 | ) | | | 96,563,157 | | | | 758,457,279 | | | | (47,418,707 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | (76,212,905 | ) | | | (167,752,724 | ) | | | 467,156,934 | | | | (48,587,052 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 4,143,395,030 | | | | 4,311,147,754 | | | | 4,696,984,048 | | | | 4,745,571,100 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 4,067,182,125 | | | $ | 4,143,395,030 | | | $ | 5,164,140,982 | | | $ | 4,696,984,048 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | |
| | The Hartford Healthcare Fund | | | The Hartford MidCap Fund | | | The Hartford MidCap Value Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | |
Operations: | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | (1,696,463 | ) | | $ | (6,298,519 | ) | | $ | (12,380,115 | ) | | $ | (27,259,243 | ) | | $ | 3,394,766 | | | $ | 2,443,998 | |
Net realized gain (loss) on investments and foreign currency transactions | | | 78,712,552 | | | | 111,294,483 | | | | 193,905,480 | | | | 1,338,169,899 | | | | 11,621,958 | | | | 67,366,569 | |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | (9,337,347 | ) | | | (46,256,832 | ) | | | 1,628,088,143 | | | | (1,053,603,351 | ) | | | 43,294,626 | | | | (98,187,581 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 67,678,742 | | | | 58,739,132 | | | | 1,809,613,508 | | | | 257,307,305 | | | | 58,311,350 | | | | (28,377,014 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | | | | | | | | | |
Class A | | | (48,565,116 | ) | | | (35,671,123 | ) | | | (289,440,820 | ) | | | (114,449,039 | ) | | | (31,904,637 | ) | | | (7,223,583 | ) |
Class C | | | (13,953,587 | ) | | | (14,636,384 | ) | | | (88,988,927 | ) | | | (44,224,199 | ) | | | (2,364,041 | ) | | | (1,054,080 | ) |
Class I | | | (25,648,483 | ) | | | (17,037,825 | ) | | | (397,398,146 | ) | | | (137,926,366 | ) | | | (3,672,119 | ) | | | (1,061,423 | ) |
Class R3 | | | (2,630,413 | ) | | | (2,149,358 | ) | | | (10,655,554 | ) | | | (3,811,998 | ) | | | (947,049 | ) | | | (281,738 | ) |
Class R4 | | | (2,166,993 | ) | | | (1,635,340 | ) | | | (27,102,479 | ) | | | (10,885,993 | ) | | | (1,216,557 | ) | | | (300,127 | ) |
Class R5 | | | (547,096 | ) | | | (311,084 | ) | | | (45,165,553 | ) | | | (14,370,283 | ) | | | (805,091 | ) | | | (270,417 | ) |
Class R6 | | | — | | | | — | | | | (108,955,955 | ) | | | (19,124,476 | ) | | | — | | | | — | |
Class Y | | | (3,369,356 | ) | | | (2,027,884 | ) | | | (162,390,598 | ) | | | (61,748,284 | ) | | | (1,198,031 | ) | | | (697,801 | ) |
Class F | | | (5,165,742 | ) | | | (3,055,878 | ) | | | (183,904,712 | ) | | | (56,547,280 | ) | | | (29,727,333 | ) | | | (6,915,715 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Total distributions | | | (102,046,786 | ) | | | (76,524,876 | ) | | | (1,314,002,744 | ) | | | (463,087,918 | ) | | | (71,834,858 | ) | | | (17,804,884 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | | | | | | | | | |
Sold | | | 89,569,638 | | | | 299,018,988 | | | | 2,206,246,647 | | | | 4,914,460,268 | | | | 81,113,107 | | | | 178,140,524 | |
Issued on reinvestment of distributions | | | 97,225,749 | | | | 72,780,594 | | | | 1,257,169,340 | | | | 443,523,450 | | | | 70,997,863 | | | | 17,573,868 | |
Redeemed | | | (252,510,982 | ) | | | (429,112,111 | ) | | | (2,418,382,382 | ) | | | (3,285,208,745 | ) | | | (80,308,284 | ) | | | (191,784,914 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (65,715,595 | ) | | | (57,312,529 | ) | | | 1,045,033,605 | | | | 2,072,774,973 | | | | 71,802,686 | | | | 3,929,478 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | (100,083,639 | ) | | | (75,098,273 | ) | | | 1,540,644,369 | | | | 1,866,994,360 | | | | 58,279,178 | | | | (42,252,420 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | 1,429,093,235 | | | | 1,504,191,508 | | | | 12,297,071,251 | | | | 10,430,076,891 | | | | 630,781,367 | | | | 673,033,787 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
End of period | | $ | 1,329,009,596 | | | $ | 1,429,093,235 | | | $ | 13,837,715,620 | | | $ | 12,297,071,251 | | | $ | 689,060,545 | | | $ | 630,781,367 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Quality Value Fund | | | The Hartford Small Cap Growth Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 3,003,462 | | | $ | 4,688,650 | | | $ | (848,482 | ) | | $ | (3,618,477 | ) |
Net realized gain (loss) on investments and foreign currency transactions | | | (881,906 | ) | | | 13,126,896 | | | | 20,396,193 | | | | 225,263,306 | |
Net changes in unrealized appreciation (depreciation) of investments and foreign currency transactions | | | 19,199,253 | | | | (13,079,872 | ) | | | 78,295,334 | | | | (183,849,268 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 21,320,809 | | | | 4,735,674 | | | | 97,843,045 | | | | 37,795,561 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (10,328,220 | ) | | | (8,334,392 | ) | | | (43,413,239 | ) | | | (10,167,241 | ) |
Class C | | | (488,659 | ) | | | (939,316 | ) | | | (6,352,379 | ) | | | (2,203,133 | ) |
Class I | | | (854,566 | ) | | | (739,645 | ) | | | (47,429,264 | ) | | | (20,092,838 | ) |
Class R3 | | | (61,925 | ) | | | (51,825 | ) | | | (2,796,541 | ) | | | (702,522 | ) |
Class R4 | | | (364,459 | ) | | | (346,523 | ) | | | (14,166,814 | ) | | | (3,465,055 | ) |
Class R5 | | | (32,495 | ) | | | (23,373 | ) | | | (18,766,338 | ) | | | (5,057,310 | ) |
Class R6 | | | (650 | ) | | | — | | | | (8,767,431 | ) | | | (548,465 | ) |
Class Y | | | (39,465 | ) | | | (53,600 | ) | | | (69,794,940 | ) | | | (16,305,895 | ) |
Class F | | | (6,128,466 | ) | | | (2,280,455 | ) | | | (9,900,356 | ) | | | (2,220,863 | ) |
| | | | | | | | | | | | | | | | |
Total distributions | | | (18,298,905 | ) | | | (12,769,129 | ) | | | (221,387,302 | ) | | | (60,763,322 | ) |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 9,638,074 | | | | 99,183,936 | | | | 238,802,047 | | | | 280,228,679 | |
Issued on reinvestment of distributions | | | 18,080,940 | | | | 12,375,926 | | | | 209,847,653 | | | | 58,239,385 | |
Redeemed | | | (51,095,622 | ) | | | (59,096,311 | ) | | | (269,483,945 | ) | | | (537,355,309 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | (23,376,608 | ) | | | 52,463,551 | | | | 179,165,755 | | | | (198,887,245 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | (20,354,704 | ) | | | 44,430,096 | | | | 55,621,498 | | | | (221,855,006 | ) |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 282,921,624 | | | | 238,491,528 | | | | 1,097,367,791 | | | | 1,319,222,797 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 262,566,920 | | | $ | 282,921,624 | | | $ | 1,152,989,289 | | | $ | 1,097,367,791 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | |
| | Hartford Small Cap Value Fund | | | The Hartford Small Company Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018 | |
Operations: | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 629,951 | | | $ | 586,484 | | | $ | (1,343,967 | ) | | $ | (4,075,782 | ) |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 9,046,106 | | | | 24,948,797 | | | | 32,647,830 | | | | 105,808,268 | |
Net changes in unrealized appreciation (depreciation) of investments | | | (2,542,515 | ) | | | (22,059,218 | ) | | | 42,815,660 | | | | (58,998,231 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 7,133,542 | | | | 3,476,063 | | | | 74,119,523 | | | | 42,734,255 | |
| | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | |
Class A | | | (12,609,836 | ) | | | (2,315,926 | ) | | | (50,850,968 | ) | | | — | |
Class C | | | (1,665,306 | ) | | | (508,602 | ) | | | (2,799,065 | ) | | | — | |
Class I | | | (1,179,686 | ) | | | (146,673 | ) | | | (4,870,629 | ) | | | — | |
Class R3 | | | (126,981 | ) | | | (16,003 | ) | | | (2,677,758 | ) | | | — | |
Class R4 | | | (11,402 | ) | | | (4,290 | ) | | | (2,412,769 | ) | | | — | |
Class R5 | | | (8,637 | ) | | | (2,044 | ) | | | (403,513 | ) | | | — | |
Class R6 | | | (2,456 | ) | | | — | | | | (21,469 | ) | | | — | |
Class Y | | | (115,662 | ) | | | (61,224 | ) | | | (5,332,405 | ) | | | — | |
Class F | | | (9,621,393 | ) | | | (4,128,489 | ) | | | (20,116,041 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Total distributions | | | (25,341,359 | ) | | | (7,183,251 | ) | | | (89,484,617 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | |
Sold | | | 9,313,364 | | | | 10,834,354 | | | | 71,486,489 | | | | 123,581,364 | |
Issued on reinvestment of distributions | | | 24,897,952 | | | | 7,135,493 | | | | 88,871,718 | | | | — | |
Redeemed | | | (14,265,035 | ) | | | (68,460,953 | ) | | | (61,525,999 | ) | | | (128,907,283 | ) |
| | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 19,946,281 | | | | (50,491,106 | ) | | | 98,832,208 | | | | (5,325,919 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 1,738,464 | | | | (54,198,294 | ) | | | 83,467,114 | | | | 37,408,336 | |
| | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | |
Beginning of period | | | 101,961,159 | | | | 156,159,453 | | | | 509,399,752 | | | | 471,991,416 | |
| | | | | | | | | | | | | | | | |
End of period | | $ | 103,699,623 | | | $ | 101,961,159 | | | $ | 592,866,866 | | | $ | 509,399,752 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Capital Appreciation Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 37.88 | | | $ | 0.09 | | | $ | 4.04 | | | $ | 4.13 | | | $ | (0.11 | ) | | $ | (5.61 | ) | | $ | (5.72 | ) | | $ | 36.29 | | | | 13.72 | %(4) | | $ | 4,968,290 | | | | 1.07 | %(5) | | | 1.07 | %(5) | | | 0.51 | %(5) | | | 27 | % |
C | | | 29.30 | | | | (0.04 | ) | | | 2.91 | | | | 2.87 | | | | — | | | | (5.61 | ) | | | (5.61 | ) | | | 26.56 | | | | 13.24 | (4) | | | 355,806 | | | | 1.93 | (5) | | | 1.93 | (5) | | | (0.35 | )(5) | | | 27 | |
I | | | 38.08 | | | | 0.13 | | | | 4.07 | | | | 4.20 | | | | (0.20 | ) | | | (5.61 | ) | | | (5.81 | ) | | | 36.47 | | | | 13.88 | (4) | | | 682,500 | | | | 0.80 | (5) | | | 0.80 | (5) | | | 0.78 | (5) | | | 27 | |
R3 | | | 41.62 | | | | 0.03 | | | | 4.57 | | | | 4.60 | | | | — | | | | (5.61 | ) | | | (5.61 | ) | | | 40.61 | | | | 13.50 | (4) | | | 55,482 | | | | 1.42 | (5) | | | 1.42 | (5) | | | 0.16 | (5) | | | 27 | |
R4 | | | 42.94 | | | | 0.09 | | | | 4.74 | | | | 4.83 | | | | (0.06 | ) | | | (5.61 | ) | | | (5.67 | ) | | | 42.10 | | | | 13.68 | (4) | | | 48,992 | | | | 1.12 | (5) | | | 1.11 | (5) | | | 0.46 | (5) | | | 27 | |
R5 | | | 43.80 | | | | 0.15 | | | | 4.83 | | | | 4.98 | | | | (0.18 | ) | | | (5.61 | ) | | | (5.79 | ) | | | 42.99 | | | | 13.86 | (4) | | | 36,641 | | | | 0.81 | (5) | | | 0.81 | (5) | | | 0.76 | (5) | | | 27 | |
R6 | | | 44.07 | | | | 0.18 | | | | 4.86 | | | | 5.04 | | | | (0.23 | ) | | | (5.61 | ) | | | (5.84 | ) | | | 43.27 | | | | 13.93 | (4) | | | 78,938 | | | | 0.70 | (5) | | | 0.70 | (5) | | | 0.87 | (5) | | | 27 | |
Y | | | 44.06 | | | | 0.17 | | | | 4.85 | | | | 5.02 | | | | (0.22 | ) | | | (5.61 | ) | | | (5.83 | ) | | | 43.25 | | | | 13.89 | (4) | | | 183,528 | | | | 0.73 | (5) | | | 0.73 | (5) | | | 0.84 | (5) | | | 27 | |
F | | | 38.09 | | | | 0.15 | | | | 4.05 | | | | 4.20 | | | | (0.23 | ) | | | (5.61 | ) | | | (5.84 | ) | | | 36.45 | | | | 13.93 | (4) | | | 794,676 | | | | 0.70 | (5) | | | 0.70 | (5) | | | 0.88 | (5) | | | 27 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 41.86 | | | $ | 0.15 | | | $ | 1.45 | | | $ | 1.60 | | | $ | (0.26 | ) | | $ | (5.32 | ) | | $ | (5.58 | ) | | $ | 37.88 | | | | 3.92 | % | | $ | 4,742,846 | | | | 1.07 | % | | | 1.06 | % | | | 0.38 | % | | | 108 | % |
C | | | 33.62 | | | | (0.11 | ) | | | 1.16 | | | | 1.05 | | | | (0.05 | ) | | | (5.32 | ) | | | (5.37 | ) | | | 29.30 | | | | 3.15 | | | | 426,256 | | | | 1.81 | | | | 1.81 | | | | (0.34 | ) | | | 108 | |
I | | | 42.04 | | | | 0.26 | | | | 1.44 | | | | 1.70 | | | | (0.34 | ) | | | (5.32 | ) | | | (5.66 | ) | | | 38.08 | | | | 4.19 | | | | 734,580 | | | | 0.78 | | | | 0.78 | | | | 0.66 | | | | 108 | |
R3 | | | 45.39 | | | | 0.02 | | | | 1.56 | | | | 1.58 | | | | (0.03 | ) | | | (5.32 | ) | | | (5.35 | ) | | | 41.62 | | | | 3.57 | | | | 61,882 | | | | 1.42 | | | | 1.41 | | | | 0.04 | | | | 108 | |
R4 | | | 46.69 | | | | 0.15 | | | | 1.62 | | | | 1.77 | | | | (0.20 | ) | | | (5.32 | ) | | | (5.52 | ) | | | 42.94 | | | | 3.87 | | | | 51,635 | | | | 1.10 | | | | 1.10 | | | | 0.34 | | | | 108 | |
R5 | | | 47.54 | | | | 0.30 | | | | 1.63 | | | | 1.93 | | | | (0.35 | ) | | | (5.32 | ) | | | (5.67 | ) | | | 43.80 | | | | 4.18 | | | | 34,288 | | | | 0.80 | | | | 0.80 | | | | 0.65 | | | | 108 | |
R6 | | | 47.80 | | | | 0.35 | | | | 1.64 | | | | 1.99 | | | | (0.40 | ) | | | (5.32 | ) | | | (5.72 | ) | | | 44.07 | | | | 4.29 | | | | 70,935 | | | | 0.70 | | | | 0.70 | | | | 0.75 | | | | 108 | |
Y | | | 47.78 | | | | 0.34 | | | | 1.64 | | | | 1.98 | | | | (0.38 | ) | | | (5.32 | ) | | | (5.70 | ) | | | 44.06 | | | | 4.28 | | | | 175,731 | | | | 0.71 | | | | 0.71 | | | | 0.74 | | | | 108 | |
F | | | 42.06 | | | | 0.30 | | | | 1.45 | | | | 1.75 | | | | (0.40 | ) | | | (5.32 | ) | | | (5.72 | ) | | | 38.09 | | | | 4.28 | | | | 880,110 | | | | 0.70 | | | | 0.70 | | | | 0.75 | | | | 108 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 34.49 | | | $ | 0.13 | | | $ | 7.39 | | | $ | 7.52 | | | $ | (0.15 | ) | | $ | — | | | $ | (0.15 | ) | | $ | 41.86 | | | | 21.86 | % | | $ | 4,613,982 | | | | 1.09 | %(6) | | | 1.08 | %(6) | | | 0.34 | % | | | 123 | % |
C | | | 27.80 | | | | (0.12 | ) | | | 5.94 | | | | 5.82 | | | | — | | | | — | | | | — | | | | 33.62 | | | | 20.97 | | | | 1,241,267 | | | | 1.82 | (6) | | | 1.82 | (6) | | | (0.39 | ) | | | 123 | |
I | | | 34.65 | | | | 0.25 | | | | 7.40 | | | | 7.65 | | | | (0.26 | ) | | | — | | | | (0.26 | ) | | | 42.04 | | | | 22.20 | | | | 846,019 | | | | 0.81 | (6) | | | 0.81 | (6) | | | 0.63 | | | | 123 | |
R3 | | | 37.38 | | | | 0.01 | | | | 8.01 | | | | 8.02 | | | | (0.01 | ) | | | — | | | | (0.01 | ) | | | 45.39 | | | | 21.47 | | | | 75,201 | | | | 1.42 | (6) | | | 1.40 | (6) | | | 0.03 | | | | 123 | |
R4 | | | 38.39 | | | | 0.14 | | | | 8.23 | | | | 8.37 | | | | (0.07 | ) | | | — | | | | (0.07 | ) | | | 46.69 | | | | 21.82 | | | | 74,374 | | | | 1.11 | (6) | | | 1.11 | (6) | | | 0.33 | | | | 123 | |
R5 | | | 39.15 | | | | 0.28 | | | | 8.37 | | | | 8.65 | | | | (0.26 | ) | | | — | | | | (0.26 | ) | | | 47.54 | | | | 22.20 | | | | 40,582 | | | | 0.81 | (6) | | | 0.80 | (6) | | | 0.63 | | | | 123 | |
R6 | | | 39.36 | | | | 0.31 | | | | 8.42 | | | | 8.73 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 47.80 | | | | 22.33 | | | | 70,142 | | | | 0.71 | (6) | | | 0.71 | (6) | | | 0.71 | | | | 123 | |
Y | | | 39.36 | | | | 0.30 | | | | 8.41 | | | | 8.71 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 47.78 | | | | 22.27 | | | | 184,502 | | | | 0.72 | (6) | | | 0.72 | (6) | | | 0.70 | | | | 123 | |
F(7) | | | 38.15 | | | | 0.18 | | | | 3.73 | | | | 3.91 | | | | — | | | | — | | | | — | | | | 42.06 | | | | 10.28 | (4) | | | 1,103,972 | | | | 0.71 | (6)(5) | | | 0.71 | (6)(5) | | | 0.65 | (5) | | | 123 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 38.15 | | | $ | 0.13 | | | $ | (0.57 | ) | | $ | (0.44 | ) | | $ | (0.12 | ) | | $ | (3.10 | ) | | $ | (3.22 | ) | | $ | 34.49 | | | | (0.97 | )% | | $ | 4,609,594 | | | | 1.11 | % | | | 1.11 | %(8) | | | 0.39 | % | | | 88 | % |
B | | | 31.00 | | | | (0.13 | ) | | | (0.49 | ) | | | (0.62 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 27.28 | | | | (1.82 | ) | | | 58,647 | | | | 2.00 | | | | 2.00 | (8) | | | (0.49 | ) | | | 88 | |
C | | | 31.48 | | | | (0.09 | ) | | | (0.49 | ) | | | (0.58 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 27.80 | | | | (1.65 | ) | | | 1,420,171 | | | | 1.83 | | | | 1.83 | (8) | | | (0.33 | ) | | | 88 | |
I | | | 38.31 | | | | 0.24 | | | | (0.57 | ) | | | (0.33 | ) | | | (0.23 | ) | | | (3.10 | ) | | | (3.33 | ) | | | 34.65 | | | | (0.65 | ) | | | 1,225,026 | | | | 0.81 | | | | 0.81 | (8) | | | 0.70 | | | | 88 | |
R3 | | | 41.06 | | | | 0.03 | | | | (0.61 | ) | | | (0.58 | ) | | | — | | | | (3.10 | ) | | | (3.10 | ) | | | 37.38 | | | | (1.26 | ) | | | 103,526 | | | | 1.43 | | | | 1.42 | (8) | | | 0.09 | | | | 88 | |
R4 | | | 42.07 | | | | 0.15 | | | | (0.63 | ) | | | (0.48 | ) | | | (0.10 | ) | | | (3.10 | ) | | | (3.20 | ) | | | 38.39 | | | | (0.95 | ) | | | 100,426 | | | | 1.12 | | | | 1.12 | (8) | | | 0.39 | | | | 88 | |
R5 | | | 42.84 | | | | 0.27 | | | | (0.64 | ) | | | (0.37 | ) | | | (0.22 | ) | | | (3.10 | ) | | | (3.32 | ) | | | 39.15 | | | | (0.65 | ) | | | 45,643 | | | | 0.82 | | | | 0.82 | (8) | | | 0.69 | | | | 88 | |
R6 | | | 43.03 | | | | 0.33 | | | | (0.66 | ) | | | (0.33 | ) | | | (0.24 | ) | | | (3.10 | ) | | | (3.34 | ) | | | 39.36 | | | | (0.56 | ) | | | 57,432 | | | | 0.72 | | | | 0.72 | (8) | | | 0.85 | | | | 88 | |
Y | | | 43.05 | | | | 0.30 | | | | (0.63 | ) | | | (0.33 | ) | | | (0.26 | ) | | | (3.10 | ) | | | (3.36 | ) | | | 39.36 | | | | (0.55 | ) | | | 939,300 | | | | 0.72 | | | | 0.72 | (8) | | | 0.78 | | | | 88 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 49.44 | | | $ | 0.13 | | | $ | 1.27 | | | $ | 1.40 | | | $ | (0.13 | ) | | $ | (12.56 | ) | | $ | (12.69 | ) | | $ | 38.15 | | | | 4.20 | % | | $ | 5,453,502 | | | | 1.09 | % | | | 1.09 | % | | | 0.34 | % | | | 79 | % |
B | | | 42.72 | | | | (0.17 | ) | | | 1.01 | | | | 0.84 | | | | — | | | | (12.56 | ) | | | (12.56 | ) | | | 31.00 | | | | 3.30 | | | | 158,610 | | | | 1.97 | | | | 1.97 | | | | (0.53 | ) | | | 79 | |
C | | | 43.13 | | | | (0.12 | ) | | | 1.03 | | | | 0.91 | | | | — | | | | (12.56 | ) | | | (12.56 | ) | | | 31.48 | | | | 3.47 | | | | 1,799,846 | | | | 1.81 | | | | 1.81 | | | | (0.38 | ) | | | 79 | |
I | | | 49.60 | | | | 0.26 | | | | 1.26 | | | | 1.52 | | | | (0.25 | ) | | | (12.56 | ) | | | (12.81 | ) | | | 38.31 | | | | 4.53 | | | | 1,736,395 | | | | 0.78 | | | | 0.78 | | | | 0.66 | | | | 79 | |
R3 | | | 52.24 | | | | 0.01 | | | | 1.37 | | | | 1.38 | | | | — | | | | (12.56 | ) | | | (12.56 | ) | | | 41.06 | | | | 3.87 | | | | 124,072 | | | | 1.40 | | | | 1.40 | | | | 0.03 | | | | 79 | |
R4 | | | 53.19 | | | | 0.14 | | | | 1.41 | | | | 1.55 | | | | (0.11 | ) | | | (12.56 | ) | | | (12.67 | ) | | | 42.07 | | | | 4.18 | | | | 179,454 | | | | 1.10 | | | | 1.10 | | | | 0.33 | | | | 79 | |
R5 | | | 53.92 | | | | 0.28 | | | | 1.43 | | | | 1.71 | | | | (0.23 | ) | | | (12.56 | ) | | | (12.79 | ) | | | 42.84 | | | | 4.49 | | | | 53,292 | | | | 0.80 | | | | 0.80 | | | | 0.63 | | | | 79 | |
R6(9) | | | 54.32 | | | | 0.30 | | | | 1.25 | | | | 1.55 | | | | (0.28 | ) | | | (12.56 | ) | | | (12.84 | ) | | | 43.03 | | | | 4.16 | (4) | | | 10 | | | | 0.76 | (5) | | | 0.75 | (5) | | | 0.70 | (5) | | | 79 | |
Y | | | 54.12 | | | | 0.32 | | | | 1.45 | | | | 1.77 | | | | (0.28 | ) | | | (12.56 | ) | | | (12.84 | ) | | | 43.05 | | | | 4.60 | | | | 1,253,378 | | | | 0.70 | | | | 0.70 | | | | 0.73 | | | | 79 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Capital Appreciation Fund – (continued) | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 45.91 | | | $ | 0.22 | | | $ | 5.31 | | | $ | 5.53 | | | $ | (0.12 | ) | | $ | (1.88 | ) | | $ | (2.00 | ) | | $ | 49.44 | | | | 12.49 | % | | $ | 5,789,682 | | | | 1.10 | % | | | 1.10 | % | | | 0.46 | % | | | 111 | % |
B | | | 40.14 | | | | (0.16 | ) | | | 4.62 | | | | 4.46 | | | | — | | | | (1.88 | ) | | | (1.88 | ) | | | 42.72 | | | | 11.55 | | | | 270,227 | | | | 1.95 | | | | 1.95 | | | | (0.39 | ) | | | 111 | |
C | | | 40.46 | | | | (0.11 | ) | | | 4.66 | | | | 4.55 | | | | — | | | | (1.88 | ) | | | (1.88 | ) | | | 43.13 | | | | 11.69 | | | | 1,992,142 | | | | 1.81 | | | | 1.81 | | | | (0.26 | ) | | | 111 | |
I | | | 46.01 | | | | 0.37 | | | | 5.34 | | | | 5.71 | | | | (0.24 | ) | | | (1.88 | ) | | | (2.12 | ) | | | 49.60 | | | | 12.87 | | | | 2,194,464 | | | | 0.76 | | | | 0.76 | | | | 0.79 | | | | 111 | |
R3 | | | 48.42 | | | | 0.08 | | | | 5.62 | | | | 5.70 | | | | — | | | | (1.88 | ) | | | (1.88 | ) | | | 52.24 | | | | 12.16 | | | | 136,576 | | | | 1.40 | | | | 1.40 | | | | 0.16 | | | | 111 | |
R4 | | | 49.24 | | | | 0.23 | | | | 5.72 | | | | 5.95 | | | | (0.12 | ) | | | (1.88 | ) | | | (2.00 | ) | | | 53.19 | | | | 12.50 | | | | 191,319 | | | | 1.10 | | | | 1.10 | | | | 0.46 | | | | 111 | |
R5 | | | 49.80 | | | | 0.37 | | | | 5.81 | | | | 6.18 | | | | (0.18 | ) | | | (1.88 | ) | | | (2.06 | ) | | | 53.92 | | | | 12.82 | | | | 59,285 | | | | 0.80 | | | | 0.80 | | | | 0.72 | | | | 111 | |
Y | | | 50.05 | | | | 0.46 | | | | 5.79 | | | | 6.25 | | | | (0.30 | ) | | | (1.88 | ) | | | (2.18 | ) | | | 54.12 | | | | 12.94 | | | | 1,284,539 | | | | 0.70 | | | | 0.70 | | | | 0.88 | | | | 111 | |
|
Hartford Core Equity Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 30.17 | | | $ | 0.14 | | | $ | 2.95 | | | $ | 3.09 | | | $ | (0.21 | ) | | $ | (1.23 | ) | | $ | (1.44 | ) | | $ | 31.82 | | | | 11.09 | %(4) | | $ | 814,422 | | | | 0.73 | %(5) | | | 0.73 | %(5) | | | 0.96 | %(5) | | | 12 | % |
C | | | 27.53 | | | | 0.03 | | | | 2.69 | | | | 2.72 | | | | — | | | | (1.23 | ) | | | (1.23 | ) | | | 29.02 | | | | 10.64 | (4) | | | 335,144 | | | | 1.48 | (5) | | | 1.48 | (5) | | | 0.21 | (5) | | | 12 | |
I | | | 30.26 | | | | 0.18 | | | | 2.94 | | | | 3.12 | | | | (0.28 | ) | | | (1.23 | ) | | | (1.51 | ) | | | 31.87 | | | | 11.22 | (4) | | | 1,404,197 | | | | 0.46 | (5) | | | 0.46 | (5) | | | 1.22 | (5) | | | 12 | |
R3 | | | 30.52 | | | | 0.09 | | | | 3.01 | | | | 3.10 | | | | (0.07 | ) | | | (1.23 | ) | | | (1.30 | ) | | | 32.32 | | | | 10.89 | (4) | | | 35,234 | | | | 1.09 | (5) | | | 1.09 | (5) | | | 0.60 | (5) | | | 12 | |
R4 | | | 31.03 | | | | 0.14 | | | | 3.05 | | | | 3.19 | | | | (0.18 | ) | | | (1.23 | ) | | | (1.41 | ) | | | 32.81 | | | | 11.07 | (4) | | | 141,677 | | | | 0.79 | (5) | | | 0.76 | (5) | | | 0.93 | (5) | | | 12 | |
R5 | | | 30.47 | | | | 0.18 | | | | 2.97 | | | | 3.15 | | | | (0.28 | ) | | | (1.23 | ) | | | (1.51 | ) | | | 32.11 | | | | 11.22 | (4) | | | 222,081 | | | | 0.49 | (5) | | | 0.49 | (5) | | | 1.20 | (5) | | | 12 | |
R6 | | | 30.61 | | | | 0.19 | | | | 2.99 | | | | 3.18 | | | | (0.31 | ) | | | (1.23 | ) | | | (1.54 | ) | | | 32.25 | | | | 11.28 | (4) | | | 174,606 | | | | 0.39 | (5) | | | 0.39 | (5) | | | 1.29 | (5) | | | 12 | |
Y | | | 30.61 | | | | 0.19 | | | | 2.98 | | | | 3.17 | | | | (0.30 | ) | | | (1.23 | ) | | | (1.53 | ) | | | 32.25 | | | | 11.25 | (4) | | | 304,925 | | | | 0.42 | (5) | | | 0.42 | (5) | | | 1.28 | (5) | | | 12 | |
F | | | 30.28 | | | | 0.19 | | | | 2.95 | | | | 3.14 | | | | (0.31 | ) | | | (1.23 | ) | | | (1.54 | ) | | | 31.88 | | | | 11.28 | (4) | | | 1,175,769 | | | | 0.38 | (5) | | | 0.38 | (5) | | | 1.29 | (5) | | | 12 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 28.53 | | | $ | 0.22 | | | $ | 2.42 | | | $ | 2.64 | | | $ | (0.25 | ) | | $ | (0.75 | ) | | $ | (1.00 | ) | | $ | 30.17 | | | | 9.41 | % | | $ | 666,354 | | | | 0.74 | % | | | 0.74 | % | | | 0.73 | % | | | 22 | % |
C | | | 26.13 | | | | — | | | | 2.22 | | | | 2.22 | | | | (0.07 | ) | | | (0.75 | ) | | | (0.82 | ) | | | 27.53 | | | | 8.61 | | | | 293,064 | | | | 1.48 | | | | 1.48 | | | | — | | | | 22 | |
I | | | 28.60 | | | | 0.30 | | | | 2.43 | | | | 2.73 | | | | (0.32 | ) | | | (0.75 | ) | | | (1.07 | ) | | | 30.26 | | | | 9.72 | | | | 1,130,600 | | | | 0.47 | | | | 0.47 | | | | 1.00 | | | | 22 | |
R3 | | | 28.85 | | | | 0.12 | | | | 2.44 | | | | 2.56 | | | | (0.14 | ) | | | (0.75 | ) | | | (0.89 | ) | | | 30.52 | | | | 9.02 | | | | 34,765 | | | | 1.10 | | | | 1.10 | | | | 0.38 | | | | 22 | |
R4 | | | 29.32 | | | | 0.22 | | | | 2.48 | | | | 2.70 | | | | (0.24 | ) | | | (0.75 | ) | | | (0.99 | ) | | | 31.03 | | | | 9.37 | | | | 144,866 | | | | 0.79 | | | | 0.76 | | | | 0.72 | | | | 22 | |
R5 | | | 28.81 | | | | 0.30 | | | | 2.44 | | | | 2.74 | | | | (0.33 | ) | | | (0.75 | ) | | | (1.08 | ) | | | 30.47 | | | | 9.69 | | | | 201,510 | | | | 0.49 | | | | 0.49 | | | | 0.99 | | | | 22 | |
R6 | | | 28.93 | | | | 0.33 | | | | 2.45 | | | | 2.78 | | | | (0.35 | ) | | | (0.75 | ) | | | (1.10 | ) | | | 30.61 | | | | 9.80 | | | | 146,643 | | | | 0.39 | | | | 0.39 | | | | 1.08 | | | | 22 | |
Y | | | 28.93 | | | | 0.32 | | | | 2.45 | | | | 2.77 | | | | (0.34 | ) | | | (0.75 | ) | | | (1.09 | ) | | | 30.61 | | | | 9.77 | | | | 216,788 | | | | 0.42 | | | | 0.42 | | | | 1.06 | | | | 22 | |
F | | | 28.63 | | | | 0.33 | | | | 2.42 | | | | 2.75 | | | | (0.35 | ) | | | (0.75 | ) | | | (1.10 | ) | | | 30.28 | | | | 9.80 | | | | 635,245 | | | | 0.39 | | | | 0.39 | | | | 1.09 | | | | 22 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.87 | | | $ | 0.27 | | | $ | 4.70 | | | $ | 4.97 | | | $ | (0.12 | ) | | $ | (0.19 | ) | | $ | (0.31 | ) | | $ | 28.53 | | | | 21.06 | % | | $ | 631,817 | | | | 0.75 | % | | | 0.75 | % | | | 1.05 | % | | | 39 | % |
C | | | 21.94 | | | | 0.07 | | | | 4.33 | | | | 4.40 | | | | (0.02 | ) | | | (0.19 | ) | | | (0.21 | ) | | | 26.13 | | | | 20.20 | | | | 316,886 | | | | 1.50 | | | | 1.50 | | | | 0.30 | | | | 39 | |
I | | | 23.93 | | | | 0.34 | | | | 4.71 | | | | 5.05 | | | | (0.19 | ) | | | (0.19 | ) | | | (0.38 | ) | | | 28.60 | | | | 21.37 | | | | 982,686 | | | | 0.52 | | | | 0.52 | | | | 1.30 | | | | 39 | |
R3 | | | 24.18 | | | | 0.19 | | | | 4.77 | | | | 4.96 | | | | (0.10 | ) | | | (0.19 | ) | | | (0.29 | ) | | | 28.85 | | | | 20.71 | | | | 43,004 | | | | 1.11 | | | | 1.09 | | | | 0.72 | | | | 39 | |
R4 | | | 24.54 | | | | 0.27 | | | | 4.84 | | | | 5.11 | | | | (0.14 | ) | | | (0.19 | ) | | | (0.33 | ) | | | 29.32 | | | | 21.05 | | | | 172,584 | | | | 0.81 | | | | 0.79 | | | | 1.01 | | | | 39 | |
R5 | | | 24.10 | | | | 0.35 | | | | 4.75 | | | | 5.10 | | | | (0.20 | ) | | | (0.19 | ) | | | (0.39 | ) | | | 28.81 | | | | 21.41 | | | | 192,359 | | | | 0.51 | | | | 0.49 | | | | 1.31 | | | | 39 | |
R6 | | | 24.19 | | | | 0.37 | | | | 4.77 | | | | 5.14 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | 28.93 | | | | 21.52 | | | | 118,527 | | | | 0.41 | | | | 0.41 | | | | 1.38 | | | | 39 | |
Y | | | 24.20 | | | | 0.35 | | | | 4.78 | | | | 5.13 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | 28.93 | | | | 21.47 | | | | 148,542 | | | | 0.42 | | | | 0.42 | | | | 1.33 | | | | 39 | |
F(7) | | | 26.05 | | | | 0.26 | | | | 2.32 | | | | 2.58 | | | | — | | | | — | | | | — | | | | 28.63 | | | | 9.90 | (4) | | | 585,057 | | | | 0.41 | (5) | | | 0.41 | (5) | | | 1.39 | (5) | | | 39 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.05 | | | $ | 0.15 | | | $ | 0.13 | | | $ | 0.28 | | | $ | (0.03 | ) | | $ | (0.43 | ) | | $ | (0.46 | ) | | $ | 23.87 | | | | 1.21 | % | | $ | 703,896 | | | | 0.80 | % | | | 0.80 | %(10) | | | 0.64 | % | | | 29 | % |
B | | | 22.33 | | | | (0.02 | ) | | | 0.11 | | | | 0.09 | | | | — | | | | (0.43 | ) | | | (0.43 | ) | | | 21.99 | | | | 0.43 | | | | 766 | | | | 1.96 | | | | 1.55 | (10) | | | (0.10 | ) | | | 29 | |
C | | | 22.27 | | | | (0.03 | ) | | | 0.13 | | | | 0.10 | | | | — | | | | (0.43 | ) | | | (0.43 | ) | | | 21.94 | | | | 0.47 | | | | 281,383 | | | | 1.55 | | | | 1.55 | (10) | | | (0.12 | ) | | | 29 | |
I | | | 24.09 | | | | 0.21 | | | | 0.13 | | | | 0.34 | | | | (0.07 | ) | | | (0.43 | ) | | | (0.50 | ) | | | 23.93 | | | | 1.47 | | | | 749,824 | | | | 0.55 | | | | 0.55 | (10) | | | 0.88 | | | | 29 | |
R3 | | | 24.44 | | | | 0.08 | | | | 0.13 | | | | 0.21 | | | | (0.04 | ) | | | (0.43 | ) | | | (0.47 | ) | | | 24.18 | | | | 0.89 | | | | 36,012 | | | | 1.14 | | | | 1.10 | (10) | | | 0.33 | | | | 29 | |
R4 | | | 24.73 | | | | 0.15 | | | | 0.14 | | | | 0.29 | | | | (0.05 | ) | | | (0.43 | ) | | | (0.48 | ) | | | 24.54 | | | | 1.21 | | | | 144,490 | | | | 0.83 | | | | 0.80 | (10) | | | 0.63 | | | | 29 | |
R5 | | | 24.25 | | | | 0.22 | | | | 0.14 | | | | 0.36 | | | | (0.08 | ) | | | (0.43 | ) | | | (0.51 | ) | | | 24.10 | | | | 1.52 | | | | 121,871 | | | | 0.53 | | | | 0.50 | (10) | | | 0.93 | | | | 29 | |
R6 | | | 24.33 | | | | 0.24 | | | | 0.13 | | | | 0.37 | | | | (0.08 | ) | | | (0.43 | ) | | | (0.51 | ) | | | 24.19 | | | | 1.55 | | | | 32,059 | | | | 0.43 | | | | 0.43 | (10) | | | 1.00 | | | | 29 | |
Y | | | 24.33 | | | | 0.24 | | | | 0.13 | | | | 0.37 | | | | (0.07 | ) | | | (0.43 | ) | | | (0.50 | ) | | | 24.20 | | | | 1.58 | | | | 281,692 | | | | 0.43 | | | | 0.43 | (10) | | | 0.99 | | | | 29 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Core Equity Fund – (continued) | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 22.00 | | | $ | 0.13 | | | $ | 2.21 | | | $ | 2.34 | | | $ | — | | | $ | (0.29 | ) | | $ | (0.29 | ) | | $ | 24.05 | | | | 10.75 | % | | $ | 267,237 | | | | 1.03 | % | | | 0.92 | % | | | 0.55 | % | | | 33 | % |
B | | | 20.60 | | | | (0.05 | ) | | | 2.07 | | | | 2.02 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | 22.33 | | | | 9.92 | | | | 1,614 | | | | 2.18 | | | | 1.74 | | | | (0.23 | ) | | | 33 | |
C | | | 20.54 | | | | (0.04 | ) | | | 2.06 | | | | 2.02 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | 22.27 | | | | 9.95 | | | | 73,070 | | | | 1.73 | | | | 1.62 | | | | (0.17 | ) | | | 33 | |
I(11) | | | 23.30 | | | | 0.12 | | | | 0.67 | | | | 0.79 | | | | — | | | | — | | | | — | | | | 24.09 | | | | 3.39 | (4) | | | 136,641 | | | | 0.66 | (5) | | | 0.50 | (5) | | | 0.85 | (5) | | | 33 | |
R3 | | | 22.41 | | | | 0.06 | | | | 2.26 | | | | 2.32 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | 24.44 | | | | 10.46 | | | | 5,081 | | | | 1.34 | | | | 1.16 | | | | 0.27 | | | | 33 | |
R4 | | | 22.60 | | | | 0.13 | | | | 2.29 | | | | 2.42 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | 24.73 | | | | 10.82 | | | | 22,020 | | | | 0.98 | | | | 0.82 | | | | 0.54 | | | | 33 | |
R5 | | | 22.72 | | | | 0.20 | | | | 2.26 | | | | 2.46 | | | | (0.64 | ) | | | (0.29 | ) | | | (0.93 | ) | | | 24.25 | | | | 11.10 | | | | 26,977 | | | | 0.64 | | | | 0.49 | | | | 0.84 | | | | 33 | |
R6(11) | | | 23.53 | | | | 0.11 | | | | 0.69 | | | | 0.80 | | | | — | | | | — | | | | — | | | | 24.33 | | | | 3.40 | (4) | | | 597 | | | | 0.57 | (5) | | | 0.45 | (5) | | | 0.78 | (5) | | | 33 | |
Y | | | 22.79 | | | | 0.21 | | | | 2.27 | | | | 2.48 | | | | (0.65 | ) | | | (0.29 | ) | | | (0.94 | ) | | | 24.33 | | | | 11.15 | | | | 18,802 | | | | 0.57 | | | | 0.50 | | | | 0.90 | | | | 33 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 18.77 | | | $ | 0.03 | | | $ | 3.26 | | | $ | 3.29 | | | $ | (0.06 | ) | | $ | — | | | $ | (0.06 | ) | | $ | 22.00 | | | | 17.56 | % | | $ | 126,308 | | | | 1.37 | % | | | 1.31 | % | | | 0.16 | % | | | 60 | % |
B | | | 17.66 | | | | (0.12 | ) | | | 3.06 | | | | 2.94 | | | | — | | | | — | | | | — | | | | 20.60 | | | | 16.65 | | | | 1,898 | | | | 2.49 | | | | 2.10 | | | | (0.62 | ) | | | 60 | |
C | | | 17.59 | | | | (0.10 | ) | | | 3.05 | | | | 2.95 | | | | — | | | | — | | | | — | | | | 20.54 | | | | 16.77 | | | | 19,798 | | | | 2.06 | | | | 2.00 | | | | (0.53 | ) | | | 60 | |
R3 | | | 19.14 | | | | (0.01 | ) | | | 3.32 | | | | 3.31 | | | | (0.04 | ) | | | — | | | | (0.04 | ) | | | 22.41 | | | | 17.30 | | | | 481 | | | | 1.70 | | | | 1.50 | | | | (0.05 | ) | | | 60 | |
R4 | | | 19.20 | | | | 0.05 | | | | 3.35 | | | | 3.40 | | | | — | | | | — | | | | — | | | | 22.60 | | | | 17.71 | | | | 889 | | | | 1.34 | | | | 1.20 | | | | 0.21 | | | | 60 | |
R5 | | | 19.38 | | | | 0.12 | | | | 3.36 | | | | 3.48 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 22.72 | | | | 18.03 | | | | 374 | | | | 1.04 | | | | 0.90 | | | | 0.56 | | | | 60 | |
Y | | | 19.44 | | | | 0.13 | | | | 3.37 | | | | 3.50 | | | | (0.15 | ) | | | — | | | | (0.15 | ) | | | 22.79 | | | | 18.07 | | | | 2,486 | | | | 0.91 | | | | 0.85 | | | | 0.62 | | | | 60 | |
|
The Hartford Dividend and Growth Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 25.63 | | | $ | 0.21 | | | $ | 1.60 | | | $ | 1.81 | | | $ | (0.21 | ) | | $ | (2.35 | ) | | $ | (2.56 | ) | | $ | 24.88 | | | | 8.40 | %(4) | | $ | 3,682,845 | | | | 0.99 | %(5) | | | 0.99 | %(5) | | | 1.77 | %(5) | | | 11 | % |
C | | | 24.75 | | | | 0.11 | | | | 1.53 | | | | 1.64 | | | | (0.10 | ) | | | (2.35 | ) | | | (2.45 | ) | | | 23.94 | | | | 7.93 | (4) | | | 210,202 | | | | 1.83 | (5) | | | 1.83 | (5) | | | 0.95 | (5) | | | 11 | |
I | | | 25.51 | | | | 0.24 | | | | 1.59 | | | | 1.83 | | | | (0.24 | ) | | | (2.35 | ) | | | (2.59 | ) | | | 24.75 | | | | 8.53 | (4) | | | 978,707 | | | | 0.73 | (5) | | | 0.73 | (5) | | | 2.02 | (5) | | | 11 | |
R3 | | | 25.97 | | | | 0.17 | | | | 1.61 | | | | 1.78 | | | | (0.16 | ) | | | (2.35 | ) | | | (2.51 | ) | | | 25.24 | | | | 8.15 | (4) | | | 69,847 | | | | 1.35 | (5) | | | 1.35 | (5) | | | 1.42 | (5) | | | 11 | |
R4 | | | 26.14 | | | | 0.21 | | | | 1.63 | | | | 1.84 | | | | (0.20 | ) | | | (2.35 | ) | | | (2.55 | ) | | | 25.43 | | | | 8.35 | (4) | | | 132,147 | | | | 1.05 | (5) | | | 1.05 | (5) | | | 1.71 | (5) | | | 11 | |
R5 | | | 26.25 | | | | 0.25 | | | | 1.64 | | | | 1.89 | | | | (0.24 | ) | | | (2.35 | ) | | | (2.59 | ) | | | 25.55 | | | | 8.52 | (4) | | | 159,452 | | | | 0.74 | (5) | | | 0.74 | (5) | | | 2.02 | (5) | | | 11 | |
R6 | | | 26.25 | | | | 0.26 | | | | 1.64 | | | | 1.90 | | | | (0.25 | ) | | | (2.35 | ) | | | (2.60 | ) | | | 25.55 | | | | 8.57 | (4) | | | 101,626 | | | | 0.64 | (5) | | | 0.64 | (5) | | | 2.10 | (5) | | | 11 | |
Y | | | 26.25 | | | | 0.25 | | | | 1.64 | | | | 1.89 | | | | (0.24 | ) | | | (2.35 | ) | | | (2.59 | ) | | | 25.55 | | | | 8.54 | (4) | | | 678,073 | | | | 0.68 | (5) | | | 0.68 | (5) | | | 2.08 | (5) | | | 11 | |
F | | | 25.50 | | | | 0.25 | | | | 1.58 | | | | 1.83 | | | | (0.25 | ) | | | (2.35 | ) | | | (2.60 | ) | | | 24.73 | | | | 8.55 | (4) | | | 2,758,907 | | | | 0.64 | (5) | | | 0.64 | (5) | | | 2.12 | (5) | | | 11 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 27.46 | | | $ | 0.39 | | | $ | 0.80 | | | $ | 1.19 | | | $ | (0.38 | ) | | $ | (2.64 | ) | | $ | (3.02 | ) | | $ | 25.63 | | | | 4.38 | % | | $ | 3,521,062 | | | | 0.99 | % | | | 0.99 | % | | | 1.49 | % | | | 31 | % |
C | | | 26.62 | | | | 0.19 | | | | 0.77 | | | | 0.96 | | | | (0.19 | ) | | | (2.64 | ) | | | (2.83 | ) | | | 24.75 | | | | 3.58 | | | | 228,076 | | | | 1.76 | | | | 1.75 | | | | 0.76 | | | | 31 | |
I | | | 27.35 | | | | 0.46 | | | | 0.79 | | | | 1.25 | | | | (0.45 | ) | | | (2.64 | ) | | | (3.09 | ) | | | 25.51 | | | | 4.68 | | | | 847,646 | | | | 0.73 | | | | 0.73 | | | | 1.75 | | | | 31 | |
R3 | | | 27.78 | | | | 0.30 | | | | 0.81 | | | | 1.11 | | | | (0.28 | ) | | | (2.64 | ) | | | (2.92 | ) | | | 25.97 | | | | 4.03 | | | | 72,723 | | | | 1.35 | | | | 1.35 | | | | 1.13 | | | | 31 | |
R4 | | | 27.95 | | | | 0.39 | | | | 0.80 | | | | 1.19 | | | | (0.36 | ) | | | (2.64 | ) | | | (3.00 | ) | | | 26.14 | | | | 4.32 | | | | 131,649 | | | | 1.04 | | | | 1.04 | | | | 1.44 | | | | 31 | |
R5 | | | 28.05 | | | | 0.47 | | | | 0.82 | | | | 1.29 | | | | (0.45 | ) | | | (2.64 | ) | | | (3.09 | ) | | | 26.25 | | | | 4.65 | | | | 146,918 | | | | 0.74 | | | | 0.74 | | | | 1.74 | | | | 31 | |
R6 | | | 28.05 | | | | 0.49 | | | | 0.82 | | | | 1.31 | | | | (0.47 | ) | | | (2.64 | ) | | | (3.11 | ) | | | 26.25 | | | | 4.76 | | | | 74,795 | | | | 0.64 | | | | 0.64 | | | | 1.84 | | | | 31 | |
Y | | | 28.05 | | | | 0.49 | | | | 0.81 | | | | 1.30 | | | | (0.46 | ) | | | (2.64 | ) | | | (3.10 | ) | | | 26.25 | | | | 4.72 | | | | 616,454 | | | | 0.68 | | | | 0.68 | | | | 1.80 | | | | 31 | |
F | | | 27.33 | | | | 0.48 | | | | 0.80 | | | | 1.28 | | | | (0.47 | ) | | | (2.64 | ) | | | (3.11 | ) | | | 25.50 | | | | 4.77 | | | | 2,591,584 | | | | 0.64 | | | | 0.64 | | | | 1.84 | | | | 31 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.49 | | | $ | 0.39 | | | $ | 4.75 | | | $ | 5.14 | | | $ | (0.38 | ) | | $ | (0.79 | ) | | $ | (1.17 | ) | | $ | 27.46 | | | | 22.40 | % | | $ | 3,619,123 | | | | 1.00 | % | | | 1.00 | % | | | 1.52 | % | | | 26 | % |
C | | | 22.80 | | | | 0.19 | | | | 4.62 | | | | 4.81 | | | | (0.20 | ) | | | (0.79 | ) | | | (0.99 | ) | | | 26.62 | | | | 21.54 | | | | 449,961 | | | | 1.74 | | | | 1.74 | | | | 0.78 | | | | 26 | |
I | | | 23.38 | | | | 0.44 | | | | 4.74 | | | | 5.18 | | | | (0.42 | ) | | | (0.79 | ) | | | (1.21 | ) | | | 27.35 | | | | 22.67 | | | | 775,427 | | | | 0.80 | | | | 0.80 | | | | 1.75 | | | | 26 | |
R3 | | | 23.75 | | | | 0.30 | | | | 4.81 | | | | 5.11 | | | | (0.29 | ) | | | (0.79 | ) | | | (1.08 | ) | | | 27.78 | | | | 21.97 | | | | 77,175 | | | | 1.35 | | | | 1.35 | | | | 1.17 | | | | 26 | |
R4 | | | 23.89 | | | | 0.38 | | | | 4.84 | | | | 5.22 | | | | (0.37 | ) | | | (0.79 | ) | | | (1.16 | ) | | | 27.95 | | | | 22.34 | | | | 142,563 | | | | 1.05 | | | | 1.05 | | | | 1.47 | | | | 26 | |
R5 | | | 23.97 | | | | 0.46 | | | | 4.86 | | | | 5.32 | | | | (0.45 | ) | | | (0.79 | ) | | | (1.24 | ) | | | 28.05 | | | | 22.72 | | | | 132,739 | | | | 0.74 | | | | 0.74 | | | | 1.76 | | | | 26 | |
R6 | | | 23.97 | | | | 0.46 | | | | 4.88 | | | | 5.34 | | | | (0.47 | ) | | | (0.79 | ) | | | (1.26 | ) | | | 28.05 | | | | 22.83 | | | | 10,957 | | | | 0.65 | | | | 0.64 | | | | 1.75 | | | | 26 | |
Y | | | 23.97 | | | | 0.50 | | | | 4.84 | | | | 5.34 | | | | (0.47 | ) | | | (0.79 | ) | | | (1.26 | ) | | | 28.05 | | | | 22.81 | | | | 605,049 | | | | 0.66 | | | | 0.66 | | | | 1.94 | | | | 26 | |
F(7) | | | 25.51 | | | | 0.29 | | | | 1.86 | | | | 2.15 | | | | (0.33 | ) | | | — | | | | (0.33 | ) | | | 27.33 | | | | 8.49 | (4) | | | 2,570,906 | | | | 0.64 | (5) | | | 0.64 | (5) | | | 1.66 | (5) | | | 26 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Dividend and Growth Fund – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.99 | | | $ | 0.37 | | | $ | 0.50 | | | $ | 0.87 | | | $ | (0.34 | ) | | $ | (2.03 | ) | | $ | (2.37 | ) | | $ | 23.49 | | | | 4.12 | % | | $ | 3,501,684 | | | | 1.03 | % | | | 1.03 | %(12) | | | 1.59 | % | | | 22 | % |
B | | | 24.55 | | | | 0.16 | | | | 0.47 | | | | 0.63 | | | | (0.11 | ) | | | (2.03 | ) | | | (2.14 | ) | | | 23.04 | | | | 3.12 | | | | 19,716 | | | | 2.01 | | | | 1.96 | (12) | | | 0.71 | | | | 22 | |
C | | | 24.34 | | | | 0.19 | | | | 0.47 | | | | 0.66 | | | | (0.17 | ) | | | (2.03 | ) | | | (2.20 | ) | | | 22.80 | | | | 3.31 | | | | 437,961 | | | | 1.77 | | | | 1.77 | (12) | | | 0.85 | | | | 22 | |
I | | | 24.89 | | | | 0.41 | | | | 0.50 | | | | 0.91 | | | | (0.39 | ) | | | (2.03 | ) | | | (2.42 | ) | | | 23.38 | | | | 4.31 | | | | 1,779,168 | | | | 0.83 | | | | 0.83 | (12) | | | 1.78 | | | | 22 | |
R3 | | | 25.24 | | | | 0.29 | | | | 0.51 | | | | 0.80 | | | | (0.26 | ) | | | (2.03 | ) | | | (2.29 | ) | | | 23.75 | | | | 3.78 | | | | 79,400 | | | | 1.36 | | | | 1.36 | (12) | | | 1.26 | | | | 22 | |
R4 | | | 25.37 | | | | 0.37 | | | | 0.51 | | | | 0.88 | | | | (0.33 | ) | | | (2.03 | ) | | | (2.36 | ) | | | 23.89 | | | | 4.10 | | | | 136,673 | | | | 1.06 | | | | 1.06 | (12) | | | 1.56 | | | | 22 | |
R5 | | | 25.44 | | | | 0.44 | | | | 0.51 | | | | 0.95 | | | | (0.39 | ) | | | (2.03 | ) | | | (2.42 | ) | | | 23.97 | | | | 4.41 | | | | 104,487 | | | | 0.76 | | | | 0.76 | (12) | | | 1.89 | | | | 22 | |
R6 | | | 25.44 | | | | 0.42 | | | | 0.55 | | | | 0.97 | | | | (0.41 | ) | | | (2.03 | ) | | | (2.44 | ) | | | 23.97 | | | | 4.48 | | | | 2,964 | | | | 0.66 | | | | 0.66 | (12) | | | 1.76 | | | | 22 | |
Y | | | 25.45 | | | | 0.46 | | | | 0.51 | | | | 0.97 | | | | (0.42 | ) | | | (2.03 | ) | | | (2.45 | ) | | | 23.97 | | | | 4.50 | | | | 1,460,506 | | | | 0.66 | | | | 0.66 | (12) | | | 1.95 | | | | 22 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 27.05 | | | $ | 0.36 | | | $ | 0.23 | | | $ | 0.59 | | | $ | (0.35 | ) | | $ | (2.30 | ) | | $ | (2.65 | ) | | $ | 24.99 | | | | 2.46 | % | | $ | 3,724,804 | | | | 1.02 | % | | | 1.02 | % | | | 1.43 | % | | | 23 | % |
B | | | 26.59 | | | | 0.14 | | | | 0.22 | | | | 0.36 | | | | (0.10 | ) | | | (2.30 | ) | | | (2.40 | ) | | | 24.55 | | | | 1.54 | | | | 44,909 | | | | 1.97 | | | | 1.92 | | | | 0.54 | | | | 23 | |
C | | | 26.42 | | | | 0.17 | | | | 0.23 | | | | 0.40 | | | | (0.18 | ) | | | (2.30 | ) | | | (2.48 | ) | | | 24.34 | | | | 1.70 | | | | 467,006 | | | | 1.76 | | | | 1.76 | | | | 0.69 | | | | 23 | |
I | | | 26.95 | | | | 0.41 | | | | 0.23 | | | | 0.64 | | | | (0.40 | ) | | | (2.30 | ) | | | (2.70 | ) | | | 24.89 | | | | 2.67 | | | | 1,715,056 | | | | 0.81 | | | | 0.81 | | | | 1.64 | | | | 23 | |
R3 | | | 27.29 | | | | 0.28 | | | | 0.24 | | | | 0.52 | | | | (0.27 | ) | | | (2.30 | ) | | | (2.57 | ) | | | 25.24 | | | | 2.12 | | | | 85,736 | | | | 1.35 | | | | 1.35 | | | | 1.10 | | | | 23 | |
R4 | | | 27.42 | | | | 0.36 | | | | 0.23 | | | | 0.59 | | | | (0.34 | ) | | | (2.30 | ) | | | (2.64 | ) | | | 25.37 | | | | 2.42 | | | | 150,367 | | | | 1.04 | | | | 1.04 | | | | 1.41 | | | | 23 | |
R5 | | | 27.49 | | | | 0.44 | | | | 0.23 | | | | 0.67 | | | | (0.42 | ) | | | (2.30 | ) | | | (2.72 | ) | | | 25.44 | | | | 2.73 | | | | 229,206 | | | | 0.74 | | | | 0.74 | | | | 1.70 | | | | 23 | |
R6(9) | | | 27.81 | | | | 0.43 | | | | (0.05 | ) | | | 0.38 | | | | (0.45 | ) | | | (2.30 | ) | | | (2.75 | ) | | | 25.44 | | | | 1.64 | (4) | | | 10 | | | | 0.71 | (5) | | | 0.70 | (5) | | | 1.71 | (5) | | | 23 | |
Y | | | 27.50 | | | | 0.46 | | | | 0.24 | | | | 0.70 | | | | (0.45 | ) | | | (2.30 | ) | | | (2.75 | ) | | | 25.45 | | | | 2.83 | | | | 1,323,782 | | | | 0.64 | | | | 0.64 | | | | 1.80 | | | | 23 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 25.28 | | | $ | 0.36 | | | $ | 3.43 | | | $ | 3.79 | | | $ | (0.36 | ) | | $ | (1.66 | ) | | $ | (2.02 | ) | | $ | 27.05 | | | | 16.01 | % | | $ | 3,780,786 | | | | 1.02 | % | | | 1.02 | % | | | 1.40 | % | | | 23 | % |
B | | | 24.88 | | | | 0.13 | | | | 3.35 | | | | 3.48 | | | | (0.11 | ) | | | (1.66 | ) | | | (1.77 | ) | | | 26.59 | | | | 14.91 | | | | 74,126 | | | | 1.96 | | | | 1.94 | | | | 0.50 | | | | 23 | |
C | | | 24.75 | | | | 0.16 | | | | 3.35 | | | | 3.51 | | | | (0.18 | ) | | | (1.66 | ) | | | (1.84 | ) | | | 26.42 | | | | 15.12 | | | | 467,932 | | | | 1.77 | | | | 1.77 | | | | 0.65 | | | | 23 | |
I | | | 25.20 | | | | 0.41 | | | | 3.42 | | | | 3.83 | | | | (0.42 | ) | | | (1.66 | ) | | | (2.08 | ) | | | 26.95 | | | | 16.22 | | | | 1,883,434 | | | | 0.81 | | | | 0.81 | | | | 1.60 | | | | 23 | |
R3 | | | 25.49 | | | | 0.28 | | | | 3.45 | | | | 3.73 | | | | (0.27 | ) | | | (1.66 | ) | | | (1.93 | ) | | | 27.29 | | | | 15.61 | | | | 91,839 | | | | 1.35 | | | | 1.35 | | | | 1.07 | | | | 23 | |
R4 | | | 25.60 | | | | 0.36 | | | | 3.47 | | | | 3.83 | | | | (0.35 | ) | | | (1.66 | ) | | | (2.01 | ) | | | 27.42 | | | | 15.98 | | | | 159,018 | | | | 1.04 | | | | 1.04 | | | | 1.37 | | | | 23 | |
R5 | | | 25.66 | | | | 0.44 | | | | 3.48 | | | | 3.92 | | | | (0.43 | ) | | | (1.66 | ) | | | (2.09 | ) | | | 27.49 | | | | 16.32 | | | | 226,236 | | | | 0.74 | | | | 0.74 | | | | 1.68 | | | | 23 | |
Y | | | 25.67 | | | | 0.47 | | | | 3.48 | | | | 3.95 | | | | (0.46 | ) | | | (1.66 | ) | | | (2.12 | ) | | | 27.50 | | | | 16.42 | | | | 1,340,941 | | | | 0.64 | | | | 0.64 | | | | 1.81 | | | | 23 | |
|
The Hartford Equity Income Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 19.39 | | | $ | 0.20 | | | $ | 1.44 | | | $ | 1.64 | | | $ | (0.20 | ) | | $ | (1.44 | ) | | $ | (1.64 | ) | | $ | 19.39 | | | | 9.55 | %(4) | | $ | 1,564,251 | | | | 1.00 | %(5) | | | 1.00 | %(5) | | | 2.19 | %(5) | | | 11 | % |
C | | | 19.29 | | | | 0.13 | | | | 1.43 | | | | 1.56 | | | | (0.13 | ) | | | (1.44 | ) | | | (1.57 | ) | | | 19.28 | | | | 9.10 | (4) | | | 318,227 | | | | 1.77 | (5) | | | 1.77 | (5) | | | 1.43 | (5) | | | 11 | |
I | | | 19.29 | | | | 0.22 | | | | 1.42 | | | | 1.64 | | | | (0.22 | ) | | | (1.44 | ) | | | (1.66 | ) | | | 19.27 | | | | 9.60 | (4) | | | 952,483 | | | | 0.79 | (5) | | | 0.79 | (5) | | | 2.39 | (5) | | | 11 | |
R3 | | | 19.41 | | | | 0.17 | | | | 1.44 | | | | 1.61 | | | | (0.17 | ) | | | (1.44 | ) | | | (1.61 | ) | | | 19.41 | | | | 9.33 | (4) | | | 45,900 | | | | 1.37 | (5) | | | 1.37 | (5) | | | 1.83 | (5) | | | 11 | |
R4 | | | 19.44 | | | | 0.20 | | | | 1.44 | | | | 1.64 | | | | (0.20 | ) | | | (1.44 | ) | | | (1.64 | ) | | | 19.44 | | | | 9.48 | (4) | | | 70,046 | | | | 1.06 | (5) | | | 1.06 | (5) | | | 2.13 | (5) | | | 11 | |
R5 | | | 19.54 | | | | 0.23 | | | | 1.43 | | | | 1.66 | | | | (0.22 | ) | | | (1.44 | ) | | | (1.66 | ) | | | 19.54 | | | | 9.66 | (4) | | | 83,977 | | | | 0.76 | (5) | | | 0.76 | (5) | | | 2.42 | (5) | | | 11 | |
R6 | | | 19.58 | | | | 0.24 | | | | 1.44 | | | | 1.68 | | | | (0.23 | ) | | | (1.44 | ) | | | (1.67 | ) | | | 19.59 | | | | 9.75 | (4) | | | 42,660 | | | | 0.66 | (5) | | | 0.66 | (5) | | | 2.52 | (5) | | | 11 | |
Y | | | 19.58 | | | | 0.24 | | | | 1.45 | | | | 1.69 | | | | (0.23 | ) | | | (1.44 | ) | | | (1.67 | ) | | | 19.60 | | | | 9.71 | (4) | | | 103,784 | | | | 0.72 | (5) | | | 0.71 | (5) | | | 2.52 | (5) | | | 11 | |
F | | | 19.29 | | | | 0.23 | | | | 1.42 | | | | 1.65 | | | | (0.23 | ) | | | (1.44 | ) | | | (1.67 | ) | | | 19.27 | | | | 9.69 | (4) | | | 885,855 | | | | 0.66 | (5) | | | 0.66 | (5) | | | 2.53 | (5) | | | 11 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.64 | | | $ | 0.38 | | | $ | (0.24 | ) | | $ | 0.14 | | | $ | (0.35 | ) | | $ | (1.04 | ) | | $ | (1.39 | ) | | $ | 19.39 | | | | 0.49 | % | | $ | 1,508,580 | | | | 1.00 | % | | | 1.00 | % | | | 1.90 | % | | | 22 | % |
C | | | 20.53 | | | | 0.23 | | | | (0.23 | ) | | | — | | | | (0.20 | ) | | | (1.04 | ) | | | (1.24 | ) | | | 19.29 | | | | (0.22 | ) | | | 330,741 | | | | 1.75 | | | | 1.75 | | | | 1.16 | | | | 22 | |
I | | | 20.54 | | | | 0.43 | | | | (0.24 | ) | | | 0.19 | | | | (0.40 | ) | | | (1.04 | ) | | | (1.44 | ) | | | 19.29 | | | | 0.77 | | | | 1,157,708 | | | | 0.74 | | | | 0.74 | | | | 2.14 | | | | 22 | |
R3 | | | 20.66 | | | | 0.31 | | | | (0.25 | ) | | | 0.06 | | | | (0.27 | ) | | | (1.04 | ) | | | (1.31 | ) | | | 19.41 | | | | 0.12 | | | | 46,820 | | | | 1.36 | | | | 1.36 | | | | 1.53 | | | | 22 | |
R4 | | | 20.69 | | | | 0.37 | | | | (0.24 | ) | | | 0.13 | | | | (0.34 | ) | | | (1.04 | ) | | | (1.38 | ) | | | 19.44 | | | | 0.43 | | | | 70,446 | | | | 1.06 | | | | 1.06 | | | | 1.83 | | | | 22 | |
R5 | | | 20.78 | | | | 0.43 | | | | (0.23 | ) | | | 0.20 | | | | (0.40 | ) | | | (1.04 | ) | | | (1.44 | ) | | | 19.54 | | | | 0.78 | | | | 79,557 | | | | 0.76 | | | | 0.76 | | | | 2.13 | | | | 22 | |
R6 | | | 20.83 | | | | 0.45 | | | | (0.24 | ) | | | 0.21 | | | | (0.42 | ) | | | (1.04 | ) | | | (1.46 | ) | | | 19.58 | | | | 0.83 | | | | 34,957 | | | | 0.66 | | | | 0.66 | | | | 2.22 | | | | 22 | |
Y | | | 20.83 | | | | 0.45 | | | | (0.25 | ) | | | 0.20 | | | | (0.41 | ) | | | (1.04 | ) | | | (1.45 | ) | | | 19.58 | | | | 0.79 | | | | 140,057 | | | | 0.70 | | | | 0.70 | | | | 2.19 | | | | 22 | |
F | | | 20.54 | | | | 0.45 | | | | (0.24 | ) | | | 0.21 | | | | (0.42 | ) | | | (1.04 | ) | | | (1.46 | ) | | | 19.29 | | | | 0.85 | | | | 774,529 | | | | 0.65 | | | | 0.65 | | | | 2.23 | | | | 22 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Equity Income Fund – (continued) | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 17.97 | | | $ | 0.35 | | | $ | 3.24 | | | $ | 3.59 | | | $ | (0.32 | ) | | $ | (0.60 | ) | | $ | (0.92 | ) | | $ | 20.64 | | | | 20.51 | % | | $ | 1,685,398 | | | | 1.00 | % | | | 1.00 | % | | | 1.83 | % | | | 16 | % |
C | | | 17.89 | | | | 0.21 | | | | 3.21 | | | | 3.42 | | | | (0.18 | ) | | | (0.60 | ) | | | (0.78 | ) | | | 20.53 | | | | 19.56 | | | | 449,104 | | | | 1.74 | | | | 1.74 | | | | 1.09 | | | | 16 | |
I | | | 17.89 | | | | 0.39 | | | | 3.23 | | | | 3.62 | | | | (0.37 | ) | | | (0.60 | ) | | | (0.97 | ) | | | 20.54 | | | | 20.76 | | | | 1,111,235 | | | | 0.78 | | | | 0.78 | | | | 2.03 | | | | 16 | |
R3 | | | 17.99 | | | | 0.28 | | | | 3.24 | | | | 3.52 | | | | (0.25 | ) | | | (0.60 | ) | | | (0.85 | ) | | | 20.66 | | | | 20.06 | | | | 57,341 | | | | 1.37 | | | | 1.37 | | | | 1.46 | | | | 16 | |
R4 | | | 18.02 | | | | 0.34 | | | | 3.24 | | | | 3.58 | | | | (0.31 | ) | | | (0.60 | ) | | | (0.91 | ) | | | 20.69 | | | | 20.39 | | | | 79,632 | | | | 1.06 | | | | 1.06 | | | | 1.77 | | | | 16 | |
R5 | | | 18.09 | | | | 0.40 | | | | 3.26 | | | | 3.66 | | | | (0.37 | ) | | | (0.60 | ) | | | (0.97 | ) | | | 20.78 | | | | 20.77 | | | | 83,048 | | | | 0.76 | | | | 0.76 | | | | 2.06 | | | | 16 | |
R6 | | | 18.13 | | | | 0.41 | | | | 3.28 | | | | 3.69 | | | | (0.39 | ) | | | (0.60 | ) | | | (0.99 | ) | | | 20.83 | | | | 20.91 | | | | 29,284 | | | | 0.66 | | | | 0.66 | | | | 2.10 | | | | 16 | |
Y | | | 18.13 | | | | 0.45 | | | | 3.23 | | | | 3.68 | | | | (0.38 | ) | | | (0.60 | ) | | | (0.98 | ) | | | 20.83 | | | | 20.88 | | | | 141,479 | | | | 0.67 | | | | 0.67 | | | | 2.35 | | | | 16 | |
F(7) | | | 19.22 | | | | 0.24 | | | | 1.37 | | | | 1.61 | | | | (0.29 | ) | | | — | | | | (0.29 | ) | | | 20.54 | | | | 8.45 | (4) | | | 674,626 | | | | 0.66 | (5) | | | 0.66 | (5) | | | 1.84 | (5) | | | 16 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 18.70 | | | $ | 0.36 | | | $ | 0.64 | | | $ | 1.00 | | | $ | (0.33 | ) | | $ | (1.40 | ) | | $ | (1.73 | ) | | $ | 17.97 | | | | 6.13 | % | | $ | 1,676,572 | | | | 1.04 | % | | | 1.04 | % | | | 2.03 | % | | | 14 | % |
B | | | 18.72 | | | | 0.34 | | | | 0.64 | | | | 0.98 | | | | (0.30 | ) | | | (1.40 | ) | | | (1.70 | ) | | | 18.00 | | | | 6.01 | | | | 6,930 | | | | 1.18 | | | | 1.18 | | | | 1.95 | | | | 14 | |
C | | | 18.61 | | | | 0.23 | | | | 0.65 | | | | 0.88 | | | | (0.20 | ) | | | (1.40 | ) | | | (1.60 | ) | | | 17.89 | | | | 5.45 | | | | 452,909 | | | | 1.76 | | | | 1.76 | | | | 1.30 | | | | 14 | |
I | | | 18.62 | | | | 0.39 | | | | 0.66 | | | | 1.05 | | | | (0.38 | ) | | | (1.40 | ) | | | (1.78 | ) | | | 17.89 | | | | 6.45 | | | | 966,338 | | | | 0.78 | | | | 0.78 | | | | 2.25 | | | | 14 | |
R3 | | | 18.72 | | | | 0.30 | | | | 0.64 | | | | 0.94 | | | | (0.27 | ) | | | (1.40 | ) | | | (1.67 | ) | | | 17.99 | | | | 5.77 | | | | 54,732 | | | | 1.38 | | | | 1.38 | | | | 1.68 | | | | 14 | |
R4 | | | 18.74 | | | | 0.35 | | | | 0.65 | | | | 1.00 | | | | (0.32 | ) | | | (1.40 | ) | | | (1.72 | ) | | | 18.02 | | | | 6.14 | | | | 76,745 | | | | 1.07 | | | | 1.07 | | | | 1.98 | | | | 14 | |
R5 | | | 18.81 | | | | 0.41 | | | | 0.64 | | | | 1.05 | | | | (0.37 | ) | | | (1.40 | ) | | | (1.77 | ) | | | 18.09 | | | | 6.42 | | | | 65,276 | | | | 0.77 | | | | 0.77 | | | | 2.31 | | | | 14 | |
R6 | | | 18.84 | | | | 0.42 | | | | 0.66 | | | | 1.08 | | | | (0.39 | ) | | | (1.40 | ) | | | (1.79 | ) | | | 18.13 | | | | 6.57 | | | | 14,551 | | | | 0.67 | | | | 0.67 | | | | 2.38 | | | | 14 | |
Y | | | 18.84 | | | | 0.41 | | | | 0.67 | | | | 1.08 | | | | (0.39 | ) | | | (1.40 | ) | | | (1.79 | ) | | | 18.13 | | | | 6.57 | | | | 386,011 | | | | 0.67 | | | | 0.67 | | | | 2.35 | | | | 14 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 19.04 | | | $ | 0.35 | | | $ | 0.18 | | | $ | 0.53 | | | $ | (0.35 | ) | | $ | (0.52 | ) | | $ | (0.87 | ) | | $ | 18.70 | | | | 2.95 | % | | $ | 1,757,486 | | | | 1.02 | % | | | 1.02 | % | | | 1.87 | % | | | 20 | % |
B | | | 19.05 | | | | 0.33 | | | | 0.18 | | | | 0.51 | | | | (0.32 | ) | | | (0.52 | ) | | | (0.84 | ) | | | 18.72 | | | | 2.82 | | | | 13,915 | | | | 1.16 | | | | 1.16 | | | | 1.75 | | | | 20 | |
C | | | 18.96 | | | | 0.21 | | | | 0.18 | | | | 0.39 | | | | (0.22 | ) | | | (0.52 | ) | | | (0.74 | ) | | | 18.61 | | | | 2.18 | | | | 461,099 | | | | 1.76 | | | | 1.76 | | | | 1.12 | | | | 20 | |
I | | | 18.97 | | | | 0.40 | | | | 0.17 | | | | 0.57 | | | | (0.40 | ) | | | (0.52 | ) | | | (0.92 | ) | | | 18.62 | | | | 3.18 | | | | 835,297 | | | | 0.76 | | | | 0.76 | | | | 2.13 | | | | 20 | |
R3 | | | 19.06 | | | | 0.29 | | | | 0.18 | | | | 0.47 | | | | (0.29 | ) | | | (0.52 | ) | | | (0.81 | ) | | | 18.72 | | | | 2.61 | | | | 56,026 | | | | 1.36 | | | | 1.36 | | | | 1.52 | | | | 20 | |
R4 | | | 19.08 | | | | 0.34 | | | | 0.18 | | | | 0.52 | | | | (0.34 | ) | | | (0.52 | ) | | | (0.86 | ) | | | 18.74 | | | | 2.92 | | | | 74,473 | | | | 1.06 | | | | 1.06 | | | | 1.82 | | | | 20 | |
R5 | | | 19.15 | | | | 0.40 | | | | 0.18 | | | | 0.58 | | | | (0.40 | ) | | | (0.52 | ) | | | (0.92 | ) | | | 18.81 | | | | 3.22 | | | | 76,741 | | | | 0.76 | | | | 0.76 | | | | 2.15 | | | | 20 | |
R6(9) | | | 19.39 | | | | 0.35 | | | | 0.04 | | | | 0.39 | | | | (0.42 | ) | | | (0.52 | ) | | | (0.94 | ) | | | 18.84 | | | | 2.20 | (4) | | | 13,902 | | | | 0.69 | (5) | | | 0.69 | (5) | | | 1.93 | (5) | | | 20 | |
Y | | | 19.19 | | | | 0.42 | | | | 0.17 | | | | 0.59 | | | | (0.42 | ) | | | (0.52 | ) | | | (0.94 | ) | | | 18.84 | | | | 3.26 | | | | 246,177 | | | | 0.66 | | | | 0.66 | | | | 2.22 | | | | 20 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 17.83 | | | $ | 0.34 | | | $ | 1.76 | | | $ | 2.10 | | | $ | (0.33 | ) | | $ | (0.56 | ) | | $ | (0.89 | ) | | $ | 19.04 | | | | 12.19 | % | | $ | 1,951,760 | | | | 1.03 | % | | | 1.03 | % | | | 1.83 | % | | | 13 | % |
B | | | 17.82 | | | | 0.32 | | | | 1.77 | | | | 2.09 | | | | (0.30 | ) | | | (0.56 | ) | | | (0.86 | ) | | | 19.05 | | | | 12.15 | | | | 21,619 | | | | 1.16 | | | | 1.16 | | | | 1.72 | | | | 13 | |
C | | | 17.77 | | | | 0.20 | | | | 1.75 | | | | 1.95 | | | | (0.20 | ) | | | (0.56 | ) | | | (0.76 | ) | | | 18.96 | | | | 11.36 | | | | 458,695 | | | | 1.76 | | | | 1.76 | | | | 1.08 | | | | 13 | |
I | | | 17.76 | | | | 0.38 | | | | 1.77 | | | | 2.15 | | | | (0.38 | ) | | | (0.56 | ) | | | (0.94 | ) | | | 18.97 | | | | 12.54 | | | | 903,048 | | | | 0.76 | | | | 0.76 | | | | 2.07 | | | | 13 | |
R3 | | | 17.85 | | | | 0.27 | | | | 1.77 | | | | 2.04 | | | | (0.27 | ) | | | (0.56 | ) | | | (0.83 | ) | | | 19.06 | | | | 11.81 | | | | 58,349 | | | | 1.37 | | | | 1.37 | | | | 1.47 | | | | 13 | |
R4 | | | 17.87 | | | | 0.33 | | | | 1.76 | | | | 2.09 | | | | (0.32 | ) | | | (0.56 | ) | | | (0.88 | ) | | | 19.08 | | | | 12.13 | | | | 76,746 | | | | 1.06 | | | | 1.06 | | | | 1.78 | | | | 13 | |
R5 | | | 17.93 | | | | 0.38 | | | | 1.78 | | | | 2.16 | | | | (0.38 | ) | | | (0.56 | ) | | | (0.94 | ) | | | 19.15 | | | | 12.47 | | | | 91,827 | | | | 0.76 | | | | 0.76 | | | | 2.08 | | | | 13 | |
Y | | | 17.96 | | | | 0.40 | | | | 1.79 | | | | 2.19 | | | | (0.40 | ) | | | (0.56 | ) | | | (0.96 | ) | | | 19.19 | | | | 12.61 | | | | 236,502 | | | | 0.66 | | | | 0.66 | | | | 2.17 | | | | 13 | |
|
The Hartford Growth Opportunities Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 45.89 | | | $ | (0.12 | ) | | $ | 5.78 | | | $ | 5.66 | | | $ | — | | | $ | (10.54 | ) | | $ | (10.54 | ) | | $ | 41.01 | | | | 18.13 | %(4) | | $ | 2,252,593 | | | | 1.11 | %(5) | | | 1.11 | %(5) | | | (0.62 | )%(5) | | | 31 | % |
C | | | 29.36 | | | | (0.15 | ) | | | 2.72 | | | | 2.57 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 21.39 | | | | 17.69 | (4) | | | 321,097 | | | | 1.89 | (5) | | | 1.88 | (5) | | | (1.40 | )(5) | | | 31 | |
I | | | 47.99 | | | | (0.07 | ) | | | 6.17 | | | | 6.10 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 43.55 | | | | 18.26 | (4) | | | 1,724,375 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.36 | )(5) | | | 31 | |
R3 | | | 45.98 | | | | (0.19 | ) | | | 5.79 | | | | 5.60 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 41.04 | | | | 17.93 | (4) | | | 50,804 | | | | 1.45 | (5) | | | 1.45 | (5) | | | (0.96 | )(5) | | | 31 | |
R4 | | | 48.38 | | | | (0.14 | ) | | | 6.24 | | | | 6.10 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 43.94 | | | | 18.08 | (4) | | | 85,668 | | | | 1.15 | (5) | | | 1.15 | (5) | | | (0.66 | )(5) | | | 31 | |
R5 | | | 50.48 | | | | (0.08 | ) | | | 6.63 | | | | 6.55 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 46.49 | | | | 18.27 | (4) | | | 26,761 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.37 | )(5) | | | 31 | |
R6 | | | 51.18 | | | | (0.06 | ) | | | 6.76 | | | | 6.70 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 47.34 | | | | 18.33 | (4) | | | 21,045 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.27 | )(5) | | | 31 | |
Y | | | 51.18 | | | | (0.07 | ) | | | 6.77 | | | | 6.70 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 47.34 | | | | 18.30 | (4) | | | 163,728 | | | | 0.78 | (5) | | | 0.78 | (5) | | | (0.30 | )(5) | | | 31 | |
F | | | 48.07 | | | | (0.05 | ) | | | 6.19 | | | | 6.14 | | | | — | | | | (10.54 | ) | | | (10.54 | ) | | | 43.67 | | | | 18.35 | (4) | | | 518,069 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.26 | )(5) | | | 31 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Growth Opportunities Fund – (continued) | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 46.20 | | | $ | (0.29 | ) | | $ | 3.86 | | | $ | 3.57 | | | $ | — | | | $ | (3.88 | ) | | $ | (3.88 | ) | | $ | 45.89 | | | | 8.31 | % | | $ | 2,013,200 | | | | 1.11 | % | | | 1.11 | % | | | (0.61 | )% | | | 122 | % |
C | | | 31.15 | | | | (0.41 | ) | | | 2.50 | | | | 2.09 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 29.36 | | | | 7.49 | | | | 321,653 | | | | 1.85 | | | | 1.85 | | | | (1.35 | ) | | | 122 | |
I | | | 48.01 | | | | (0.17 | ) | | | 4.03 | | | | 3.86 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 47.99 | | | | 8.62 | | | | 1,674,141 | | | | 0.84 | | | | 0.84 | | | | (0.34 | ) | | | 122 | |
R3 | | | 46.43 | | | | (0.45 | ) | | | 3.88 | | | | 3.43 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 45.98 | | | | 7.94 | | | | 47,707 | | | | 1.46 | | | | 1.45 | | | | (0.95 | ) | | | 122 | |
R4 | | | 48.52 | | | | (0.32 | ) | | | 4.06 | | | | 3.74 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 48.38 | | | | 8.28 | | | | 79,229 | | | | 1.15 | | | | 1.15 | | | | (0.65 | ) | | | 122 | |
R5 | | | 50.31 | | | | (0.18 | ) | | | 4.23 | | | | 4.05 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 50.48 | | | | 8.60 | | | | 19,708 | | | | 0.86 | | | | 0.86 | | | | (0.35 | ) | | | 122 | |
R6 | | | 50.91 | | | | (0.14 | ) | | | 4.29 | | | | 4.15 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 51.18 | | | | 8.71 | | | | 12,061 | | | | 0.75 | | | | 0.75 | | | | (0.26 | ) | | | 122 | |
Y | | | 50.92 | | | | (0.15 | ) | | | 4.29 | | | | 4.14 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 51.18 | | | | 8.68 | | | | 127,721 | | | | 0.78 | | | | 0.78 | | | | (0.28 | ) | | | 122 | |
F | | | 48.05 | | | | (0.12 | ) | | | 4.02 | | | | 3.90 | | | | — | | | | (3.88 | ) | | | (3.88 | ) | | | 48.07 | | | | 8.71 | | | | 401,565 | | | | 0.75 | | | | 0.75 | | | | (0.25 | ) | | | 122 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 37.66 | | | $ | (0.23 | ) | | $ | 10.17 | | | $ | 9.94 | | | $ | — | | | $ | (1.40 | ) | | $ | (1.40 | ) | | $ | 46.20 | | | | 27.40 | % | | $ | 1,914,743 | | | | 1.11 | % | | | 1.10 | % | | | (0.57 | )% | | | 119 | % |
C | | | 26.03 | | | | (0.36 | ) | | | 6.88 | | | | 6.52 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 31.15 | | | | 26.46 | | | | 412,184 | | | | 1.86 | | | | 1.86 | | | | (1.32 | ) | | | 119 | |
I | | | 39.00 | | | | (0.15 | ) | | | 10.56 | | | | 10.41 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 48.01 | | | | 27.67 | | | | 1,546,058 | | | | 0.89 | | | | 0.89 | | | | (0.35 | ) | | | 119 | |
R3 | | | 37.96 | | | | (0.37 | ) | | | 10.24 | | | | 9.87 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 46.43 | | | | 26.95 | | | | 48,315 | | | | 1.46 | | | | 1.45 | | | | (0.92 | ) | | | 119 | |
R4 | | | 39.50 | | | | (0.26 | ) | | | 10.68 | | | | 10.42 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 48.52 | | | | 27.33 | | | | 81,413 | | | | 1.15 | | | | 1.15 | | | | (0.62 | ) | | | 119 | |
R5 | | | 40.78 | | | | (0.14 | ) | | | 11.07 | | | | 10.93 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.31 | | | | 27.74 | | | | 16,530 | | | | 0.86 | | | | 0.85 | | | | (0.32 | ) | | | 119 | |
R6 | | | 41.21 | | | | (0.12 | ) | | | 11.22 | | | | 11.10 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.91 | | | | 27.86 | | | | 4,554 | | | | 0.76 | | | | 0.75 | | | | (0.26 | ) | | | 119 | |
Y | | | 41.23 | | | | (0.09 | ) | | | 11.18 | | | | 11.09 | | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 50.92 | | | | 27.83 | | | | 104,645 | | | | 0.77 | | | | 0.77 | | | | (0.22 | ) | | | 119 | |
F(7) | | | 40.07 | | | | (0.10 | ) | | | 8.08 | | | | 7.98 | | | | — | | | | — | | | | — | | | | 48.05 | | | | 19.92 | (4) | | | 617,087 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.34 | )(5) | | | 119 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 40.68 | | | $ | (0.20 | ) | | $ | 0.55 | | | $ | 0.35 | | | $ | — | | | $ | (3.37 | ) | | $ | (3.37 | ) | | $ | 37.66 | | | | 1.04 | % | | $ | 1,747,532 | | | | 1.14 | % | | | 1.14 | %(13) | | | (0.55 | )% | | | 117 | % |
B | | | 29.08 | | | | (0.37 | ) | | | 0.35 | | | | (0.02 | ) | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 25.69 | | | | 0.09 | | | | 4,249 | | | | 2.09 | | | | 2.06 | (13) | | | (1.45 | ) | | | 117 | |
C | | | 29.37 | | | | (0.33 | ) | | | 0.36 | | | | 0.03 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 26.03 | | | | 0.28 | | | | 420,107 | | | | 1.89 | | | | 1.89 | (13) | | | (1.29 | ) | | | 117 | |
I | | | 41.98 | | | | (0.12 | ) | | | 0.57 | | | | 0.45 | | | | (0.06 | ) | | | (3.37 | ) | | | (3.43 | ) | | | 39.00 | | | | 1.25 | | | | 1,726,408 | | | | 0.93 | | | | 0.93 | (13) | | | (0.32 | ) | | | 117 | |
R3 | | | 41.11 | | | | (0.33 | ) | | | 0.55 | | | | 0.22 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 37.96 | | | | 0.71 | | | | 47,559 | | | | 1.47 | | | | 1.47 | (13) | | | (0.87 | ) | | | 117 | |
R4 | | | 42.51 | | | | (0.22 | ) | | | 0.58 | | | | 0.36 | | | | — | | | | (3.37 | ) | | | (3.37 | ) | | | 39.50 | | | | 1.02 | | | | 72,213 | | | | 1.17 | | | | 1.17 | (13) | | | (0.57 | ) | | | 117 | |
R5 | | | 43.73 | | | | (0.08 | ) | | | 0.57 | | | | 0.49 | | | | (0.07 | ) | | | (3.37 | ) | | | (3.44 | ) | | | 40.78 | | | | 1.30 | | | | 14,791 | | | | 0.87 | | | | 0.86 | (13) | | | (0.20 | ) | | | 117 | |
R6 | | | 44.15 | | | | (0.07 | ) | | | 0.61 | | | | 0.54 | | | | (0.11 | ) | | | (3.37 | ) | | | (3.48 | ) | | | 41.21 | | | | 1.40 | | | | 942 | | | | 0.77 | | | | 0.77 | (13) | | | (0.17 | ) | | | 117 | |
Y | | | 44.17 | | | | (0.08 | ) | | | 0.62 | | | | 0.54 | | | | (0.11 | ) | | | (3.37 | ) | | | (3.48 | ) | | | 41.23 | | | | 1.40 | | | | 231,037 | | | | 0.77 | | | | 0.77 | (13) | | | (0.19 | ) | | | 117 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 43.76 | | | $ | (0.17 | ) | | $ | 4.82 | | | $ | 4.65 | | | $ | — | | | $ | (7.73 | ) | | $ | (7.73 | ) | | $ | 40.68 | | | | 12.72 | % | | $ | 1,853,433 | | | | 1.12 | % | | | 1.12 | % | | | (0.42 | )% | | | 93 | % |
B | | | 33.71 | | | | (0.39 | ) | | | 3.49 | | | | 3.10 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 29.08 | | | | 11.72 | | | | 15,256 | | | | 2.04 | | | | 2.03 | | | | (1.32 | ) | | | 93 | |
C | | | 33.91 | | | | (0.34 | ) | | | 3.53 | | | | 3.19 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 29.37 | | | | 11.95 | | | | 401,542 | | | | 1.86 | | | | 1.86 | | | | (1.17 | ) | | | 93 | |
I | | | 44.82 | | | | (0.09 | ) | | | 4.98 | | | | 4.89 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 41.98 | | | | 12.99 | | | | 2,433,134 | | | | 0.89 | | | | 0.89 | | | | (0.21 | ) | | | 93 | |
R3 | | | 44.25 | | | | (0.31 | ) | | | 4.90 | | | | 4.59 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 41.11 | | | | 12.39 | | | | 44,347 | | | | 1.45 | | | | 1.45 | | | | (0.76 | ) | | | 93 | |
R4 | | | 45.39 | | | | (0.19 | ) | | | 5.04 | | | | 4.85 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 42.51 | | | | 12.70 | | | | 60,775 | | | | 1.15 | | | | 1.15 | | | | (0.45 | ) | | | 93 | |
R5 | | | 46.36 | | | | (0.07 | ) | | | 5.17 | | | | 5.10 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 43.73 | | | | 13.02 | | | | 123,897 | | | | 0.84 | | | | 0.84 | | | | (0.15 | ) | | | 93 | |
R6(9) | | | 47.09 | | | | (0.06 | ) | | | 4.85 | | | | 4.79 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 44.15 | | | | 12.16 | (4) | | | 11 | | | | 0.82 | (5) | | | 0.82 | (5) | | | (0.14 | )(5) | | | 93 | |
Y | | | 46.70 | | | | (0.04 | ) | | | 5.24 | | | | 5.20 | | | | — | | | | (7.73 | ) | | | (7.73 | ) | | | 44.17 | | | | 13.16 | | | | 188,938 | | | | 0.75 | | | | 0.75 | | | | (0.09 | ) | | | 93 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 38.68 | | | $ | (0.13 | ) | | $ | 6.72 | | | $ | 6.59 | | | $ | — | | | $ | (1.51 | ) | | $ | (1.51 | ) | | $ | 43.76 | | | | 17.63 | % | | $ | 1,497,082 | | | | 1.15 | % | | | 1.15 | % | | | (0.33 | )% | | | 136 | %(14) |
B | | | 30.38 | | | | (0.37 | ) | | | 5.21 | | | | 4.84 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 33.71 | | | | 16.65 | | | | 22,277 | | | | 2.07 | | | | 2.02 | | | | (1.18 | ) | | | 136 | (14) |
C | | | 30.51 | | | | (0.33 | ) | | | 5.24 | | | | 4.91 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 33.91 | | | | 16.81 | | | | 251,628 | | | | 1.88 | | | | 1.88 | | | | (1.05 | ) | | | 136 | (14) |
I | | | 39.49 | | | | (0.04 | ) | | | 6.88 | | | | 6.84 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 44.82 | | | | 17.92 | | | | 1,733,488 | | | | 0.91 | | | | 0.91 | | | | (0.09 | ) | | | 136 | (14) |
R3 | | | 39.21 | | | | (0.26 | ) | | | 6.81 | | | | 6.55 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 44.25 | | | | 17.28 | | | | 29,954 | | | | 1.46 | | | | 1.45 | | | | (0.62 | ) | | | 136 | (14) |
R4 | | | 40.06 | | | | (0.14 | ) | | | 6.98 | | | | 6.84 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 45.39 | | | | 17.65 | | | | 52,498 | | | | 1.15 | | | | 1.15 | | | | (0.32 | ) | | | 136 | (14) |
R5 | | | 40.76 | | | | (0.02 | ) | | | 7.13 | | | | 7.11 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 46.36 | | | | 18.02 | | | | 102,841 | | | | 0.85 | | | | 0.85 | | | | (0.05 | ) | | | 136 | (14) |
Y | | | 41.02 | | | | 0.03 | | | | 7.16 | | | | 7.19 | | | | — | | | | (1.51 | ) | | | (1.51 | ) | | | 46.70 | | | | 18.11 | | | | 68,001 | | | | 0.75 | | | | 0.75 | | | | 0.08 | | | | 136 | (14) |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Healthcare Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 34.38 | | | $ | (0.04 | ) | | $ | 1.69 | | | $ | 1.65 | | | $ | — | | | $ | (2.48 | ) | | $ | (2.48 | ) | | $ | 33.55 | | | | 5.48 | %(4) | | $ | 676,202 | | | | 1.29 | %(5) | | | 1.29 | %(5) | | | (0.25 | )%(5) | | | 18 | % |
C | | | 27.98 | | | | (0.14 | ) | | | 1.33 | | | | 1.19 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 26.69 | | | | 5.07 | (4) | | | 150,817 | | | | 2.07 | (5) | | | 2.07 | (5) | | | (1.03 | )(5) | | | 18 | |
I | | | 36.11 | | | | — | (15) | | | 1.79 | | | | 1.79 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 35.42 | | | | 5.62 | (4) | | | 341,657 | | | | 1.01 | (5) | | | 1.01 | (5) | | | 0.02 | (5) | | | 18 | |
R3 | | | 35.32 | | | | (0.10 | ) | | | 1.74 | | | | 1.64 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 34.48 | | | | 5.30 | (4) | | | 37,396 | | | | 1.61 | (5) | | | 1.61 | (5) | | | (0.57 | )(5) | | | 18 | |
R4 | | | 37.12 | | | | (0.05 | ) | | | 1.84 | | | | 1.79 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 36.43 | | | | 5.46 | (4) | | | 31,285 | | | | 1.31 | (5) | | | 1.31 | (5) | | | (0.27 | )(5) | | | 18 | |
R5 | | | 38.82 | | | | — | (15) | | | 1.93 | | | | 1.93 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 38.27 | | | | 5.58 | (4) | | | 7,510 | | | | 1.02 | (5) | | | 1.02 | (5) | | | — | (5)(16) | | | 18 | |
R6(17) | | | 39.22 | | | | 0.02 | | | | (0.44 | ) | | | (0.42 | ) | | | — | | | | — | | | | — | | | | 38.80 | | | | (1.08 | )(4) | | | 10 | | | | 0.90 | (5) | | | 0.90 | (5) | | | 0.36 | (5) | | | 18 | |
Y | | | 39.29 | | | | 0.02 | | | | 1.96 | | | | 1.98 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 38.79 | | | | 5.65 | (4) | | | 54,533 | | | | 0.93 | (5) | | | 0.93 | (5) | | | 0.12 | (5) | | | 18 | |
F | | | 36.17 | | | | 0.01 | | | | 1.81 | | | | 1.82 | | | | — | | | | (2.48 | ) | | | (2.48 | ) | | | 35.51 | | | | 5.70 | (4) | | | 29,600 | | | | 0.90 | (5) | | | 0.90 | (5) | | | 0.07 | (5) | | | 18 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 34.86 | | | $ | (0.14 | ) | | $ | 1.45 | | | $ | 1.31 | | | $ | — | | | $ | (1.79 | ) | | $ | (1.79 | ) | | $ | 34.38 | | | | 3.86 | % | | $ | 682,175 | | | | 1.28 | % | | | 1.28 | % | | | (0.40 | )% | | | 27 | % |
C | | | 28.90 | | | | (0.33 | ) | | | 1.20 | | | | 0.87 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 27.98 | | | | 3.10 | | | | 160,084 | | | | 2.03 | | | | 2.02 | | | | (1.13 | ) | | | 27 | |
I | | | 36.43 | | | | (0.04 | ) | | | 1.51 | | | | 1.47 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 36.11 | | | | 4.15 | | | | 379,392 | | | | 1.00 | | | | 1.00 | | | | (0.11 | ) | | | 27 | |
R3 | | | 35.87 | | | | (0.26 | ) | | | 1.50 | | | | 1.24 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 35.32 | | | | 3.55 | | | | 38,412 | | | | 1.61 | | | | 1.61 | | | | (0.72 | ) | | | 27 | |
R4 | | | 37.50 | | | | (0.16 | ) | | | 1.57 | | | | 1.41 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 37.12 | | | | 3.86 | | | | 32,373 | | | | 1.30 | | | | 1.30 | | | | (0.42 | ) | | | 27 | |
R5 | | | 39.03 | | | | (0.05 | ) | | | 1.63 | | | | 1.58 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 38.82 | | | | 4.15 | | | | 7,757 | | | | 1.02 | | | | 1.02 | | | | (0.13 | ) | | | 27 | |
Y | | | 39.45 | | | | (0.01 | ) | | | 1.64 | | | | 1.63 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 39.29 | | | | 4.24 | | | | 52,896 | | | | 0.92 | | | | 0.92 | | | | (0.03 | ) | | | 27 | |
F | | | 36.45 | | | | — | | | | 1.51 | | | | 1.51 | | | | — | | | | (1.79 | ) | | | (1.79 | ) | | | 36.17 | | | | 4.26 | | | | 76,003 | | | | 0.90 | | | | 0.90 | | | | (0.01 | ) | | | 27 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 30.96 | | | $ | (0.12 | ) | | $ | 7.04 | | | $ | 6.92 | | | $ | — | | | $ | (3.02 | ) | | $ | (3.02 | ) | | $ | 34.86 | | | | 24.28 | % | | $ | 714,694 | | | | 1.29 | % | | | 1.29 | % | | | (0.36 | )% | | | 23 | % |
C | | | 26.34 | | | | (0.30 | ) | | | 5.88 | | | | 5.58 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 28.90 | | | | 23.37 | | | | 242,421 | | | | 2.04 | | | | 2.03 | | | | (1.10 | ) | | | 23 | |
I | | | 32.15 | | | | (0.04 | ) | | | 7.34 | | | | 7.30 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 36.43 | | | | 24.59 | | | | 351,686 | | | | 1.03 | | | | 1.03 | | | | (0.11 | ) | | | 23 | |
R3 | | | 31.87 | | | | (0.23 | ) | | | 7.25 | | | | 7.02 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 35.87 | | | | 23.87 | | | | 45,673 | | | | 1.61 | | | | 1.61 | | | | (0.68 | ) | | | 23 | |
R4 | | | 33.10 | | | | (0.13 | ) | | | 7.55 | | | | 7.42 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 37.50 | | | | 24.22 | | | | 35,927 | | | | 1.31 | | | | 1.31 | | | | (0.38 | ) | | | 23 | |
R5 | | | 34.23 | | | | (0.03 | ) | | | 7.85 | | | | 7.82 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 39.03 | | | | 24.62 | | | | 6,888 | | | | 1.01 | | | | 1.01 | | | | (0.08 | ) | | | 23 | |
Y | | | 34.54 | | | | (0.01 | ) | | | 7.94 | | | | 7.93 | | | | — | | | | (3.02 | ) | | | (3.02 | ) | | | 39.45 | | | | 24.72 | | | | 45,193 | | | | 0.93 | | | | 0.93 | | | | (0.02 | ) | | | 23 | |
F(7) | | | 33.96 | | | | 0.01 | | | | 2.48 | | | | 2.49 | | | | — | | | | — | | | | — | | | | 36.45 | | | | 7.33 | (4) | | | 61,710 | | | | 0.90 | (5) | | | 0.90 | (5) | | | 0.04 | (5) | | | 23 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 38.70 | | | $ | (0.12 | ) | | $ | (2.52 | ) | | $ | (2.64 | ) | | $ | (0.55 | ) | | $ | (4.55 | ) | | $ | (5.10 | ) | | $ | 30.96 | | | | (8.11 | )% | | $ | 757,038 | | | | 1.33 | % | | | 1.33 | % | | | (0.36 | )% | | | 35 | % |
B | | | 33.41 | | | | (0.36 | ) | | | (2.15 | ) | | | (2.51 | ) | | | (0.13 | ) | | | (4.55 | ) | | | (4.68 | ) | | | 26.22 | | | | (8.94 | ) | | | 2,056 | | | | 2.24 | | | | 2.22 | | | | (1.26 | ) | | | 35 | |
C | | | 33.73 | | | | (0.31 | ) | | | (2.15 | ) | | | (2.46 | ) | | | (0.38 | ) | | | (4.55 | ) | | | (4.93 | ) | | | 26.34 | | | | (8.78 | ) | | | 254,009 | | | | 2.06 | | | | 2.06 | | | | (1.10 | ) | | | 35 | |
I | | | 39.98 | | | | (0.03 | ) | | | (2.61 | ) | | | (2.64 | ) | | | (0.64 | ) | | | (4.55 | ) | | | (5.19 | ) | | | 32.15 | | | | (7.86 | ) | | | 228,463 | | | | 1.07 | | | | 1.07 | | | | (0.09 | ) | | | 35 | |
R3 | | | 39.69 | | | | (0.22 | ) | | | (2.61 | ) | | | (2.83 | ) | | | (0.44 | ) | | | (4.55 | ) | | | (4.99 | ) | | | 31.87 | | | | (8.38 | ) | | | 43,993 | | | | 1.62 | | | | 1.62 | | | | (0.66 | ) | | | 35 | |
R4 | | | 41.01 | | | | (0.13 | ) | | | (2.69 | ) | | | (2.82 | ) | | | (0.54 | ) | | | (4.55 | ) | | | (5.09 | ) | | | 33.10 | | | | (8.09 | ) | | | 38,273 | | | | 1.32 | | | | 1.32 | | | | (0.36 | ) | | | 35 | |
R5 | | | 42.22 | | | | (0.02 | ) | | | (2.79 | ) | | | (2.81 | ) | | | (0.63 | ) | | | (4.55 | ) | | | (5.18 | ) | | | 34.23 | | | | (7.82 | ) | | | 5,342 | | | | 1.03 | | | | 1.03 | | | | (0.06 | ) | | | 35 | |
Y | | | 42.54 | | | | 0.02 | | | | (2.80 | ) | | | (2.78 | ) | | | (0.67 | ) | | | (4.55 | ) | | | (5.22 | ) | | | 34.54 | | | | (7.72 | ) | | | 51,125 | | | | 0.92 | | | | 0.92 | | | | 0.05 | | | | 35 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 36.60 | | | $ | (0.18 | ) | | $ | 4.77 | | | $ | 4.59 | | | $ | — | | | $ | (2.49 | ) | | $ | (2.49 | ) | | $ | 38.70 | | | | 13.19 | % | | $ | 914,414 | | | | 1.28 | % | | | 1.28 | % | | | (0.46 | )% | | | 39 | % |
B | | | 32.18 | | | | (0.46 | ) | | | 4.18 | | | | 3.72 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 33.41 | | | | 12.23 | | | | 6,239 | | | | 2.15 | | | | 2.15 | | | | (1.35 | ) | | | 39 | |
C | | | 32.42 | | | | (0.41 | ) | | | 4.21 | | | | 3.80 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 33.73 | | | | 12.40 | | | | 310,668 | | | | 2.02 | | | | 2.02 | | | | (1.19 | ) | | | 39 | |
I | | | 37.63 | | | | (0.07 | ) | | | 4.91 | | | | 4.84 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 39.98 | | | | 13.51 | | | | 266,553 | | | | 1.01 | | | | 1.01 | | | | (0.18 | ) | | | 39 | |
R3 | | | 37.58 | | | | (0.31 | ) | | | 4.91 | | | | 4.60 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 39.69 | | | | 12.85 | | | | 59,135 | | | | 1.61 | | | | 1.61 | | | | (0.78 | ) | | | 39 | |
R4 | | | 38.64 | | | | (0.20 | ) | | | 5.06 | | | | 4.86 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 41.01 | | | | 13.19 | | | | 51,253 | | | | 1.30 | | | | 1.30 | | | | (0.48 | ) | | | 39 | |
R5 | | | 39.60 | | | | (0.08 | ) | | | 5.19 | | | | 5.11 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 42.22 | | | | 13.52 | | | | 5,326 | | | | 1.01 | | | | 1.01 | | | | (0.18 | ) | | | 39 | |
Y | | | 39.85 | | | | (0.03 | ) | | | 5.21 | | | | 5.18 | | | | — | | | | (2.49 | ) | | | (2.49 | ) | | | 42.54 | | | | 13.64 | | | | 8,834 | | | | 0.90 | | | | 0.90 | | | | (0.08 | ) | | | 39 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Healthcare Fund – (continued) | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 28.05 | | | $ | (0.13 | ) | | $ | 8.68 | | | $ | 8.55 | | | $ | — | | | $ | — | | | $ | — | | | $ | 36.60 | | | | 30.48 | % | | $ | 599,010 | | | | 1.33 | % | | | 1.33 | % | | | (0.40 | )% | | | 28 | % |
B | | | 24.88 | | | | (0.36 | ) | | | 7.66 | | | | 7.30 | | | | — | | | | — | | | | — | | | | 32.18 | | | | 29.34 | | | | 11,303 | | | | 2.20 | | | | 2.20 | | | | (1.27 | ) | | | 28 | |
C | | | 25.03 | | | | (0.32 | ) | | | 7.71 | | | | 7.39 | | | | — | | | | — | | | | — | | | | 32.42 | | | | 29.52 | | | | 176,581 | | | | 2.06 | | | | 2.06 | | | | (1.13 | ) | | | 28 | |
I | | | 28.76 | | | | (0.04 | ) | | | 8.91 | | | | 8.87 | | | | — | | | | — | | | | — | | | | 37.63 | | | | 30.84 | | | | 137,450 | | | | 1.05 | | | | 1.05 | | | | (0.12 | ) | | | 28 | |
R3 | | | 28.89 | | | | (0.24 | ) | | | 8.93 | | | | 8.69 | | | | — | | | | — | | | | — | | | | 37.58 | | | | 30.08 | | | | 40,482 | | | | 1.64 | | | | 1.64 | | | | (0.71 | ) | | | 28 | |
R4 | | | 29.62 | | | | (0.14 | ) | | | 9.16 | | | | 9.02 | | | | — | | | | — | | | | — | | | | 38.64 | | | | 30.45 | | | | 29,530 | | | | 1.34 | | | | 1.34 | | | | (0.41 | ) | | | 28 | |
R5 | | | 30.27 | | | | (0.04 | ) | | | 9.37 | | | | 9.33 | | | | — | | | | — | | | | — | | | | 39.60 | | | | 30.82 | | | | 2,323 | | | | 1.05 | | | | 1.05 | | | | (0.12 | ) | | | 28 | |
Y | | | 30.42 | | | | — | | | | 9.43 | | | | 9.43 | | | | — | | | | — | | | | — | | | | 39.85 | | | | 31.00 | | | | 6,081 | | | | 0.94 | | | | 0.94 | | | | — | | | | 28 | |
|
The Hartford MidCap Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 30.03 | | | $ | (0.05 | ) | | $ | 3.75 | | | $ | 3.70 | | | $ | — | | | $ | (3.40 | ) | | $ | (3.40 | ) | | $ | 30.33 | | | | 14.89 | %(4) | | $ | 2,893,775 | | | | 1.10 | %(5) | | | 1.10 | %(5) | | | (0.38 | )%(5) | | | 11 | % |
C | | | 21.90 | | | | (0.11 | ) | | | 2.51 | | | | 2.40 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 20.90 | | | | 14.42 | (4) | | | 562,954 | | | | 1.88 | (5) | | | 1.88 | (5) | | | (1.15 | )(5) | | | 11 | |
I | | | 30.91 | | | | (0.02 | ) | | | 3.89 | | | | 3.87 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 31.38 | | | | 15.06 | (4) | | | 4,026,399 | | | | 0.83 | (5) | | | 0.83 | (5) | | | (0.11 | )(5) | | | 11 | |
R3 | | | 33.31 | | | | (0.11 | ) | | | 4.23 | | | | 4.12 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 34.03 | | | | 14.70 | (4) | | | 106,860 | | | | 1.45 | (5) | | | 1.45 | (5) | | | (0.72 | )(5) | | | 11 | |
R4 | | | 34.59 | | | | (0.07 | ) | | | 4.44 | | | | 4.37 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 35.56 | | | | 14.86 | (4) | | | 291,020 | | | | 1.15 | (5) | | | 1.14 | (5) | | | (0.41 | )(5) | | | 11 | |
R5 | | | 35.55 | | | | (0.02 | ) | | | 4.58 | | | | 4.56 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 36.71 | | | | 15.04 | (4) | | | 566,449 | | | | 0.84 | (5) | | | 0.84 | (5) | | | (0.13 | )(5) | | | 11 | |
R6 | | | 35.90 | | | | (0.01 | ) | | | 4.65 | | | | 4.64 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 37.14 | | | | 15.12 | (4) | | | 1,517,407 | | | | 0.74 | (5) | | | 0.74 | (5) | | | (0.04 | )(5) | | | 11 | |
Y | | | 35.87 | | | | (0.01 | ) | | | 4.63 | | | | 4.62 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 37.09 | | | | 15.07 | (4) | | | 1,751,194 | | | | 0.79 | (5) | | | 0.79 | (5) | | | (0.05 | )(5) | | | 11 | |
F | | | 30.96 | | | | — | | | | 3.89 | | | | 3.89 | | | | — | | | | (3.40 | ) | | | (3.40 | ) | | | 31.45 | | | | 15.11 | (4) | | | 2,121,658 | | | | 0.74 | (5) | | | 0.74 | (5) | | | (0.03 | )(5) | | | 11 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 30.36 | | | $ | (0.12 | ) | | $ | 1.20 | | | $ | 1.08 | | | $ | — | | | $ | (1.41 | ) | | $ | (1.41 | ) | | $ | 30.03 | | | | 3.63 | % | | $ | 2,592,610 | | | | 1.11 | % | | | 1.10 | % | | | (0.39 | )% | | | 37 | % |
C | | | 22.67 | | | | (0.27 | ) | | | 0.91 | | | | 0.64 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 21.90 | | | | 2.84 | | | | 580,708 | | | | 1.85 | | | | 1.85 | | | | (1.14 | ) | | | 37 | |
I | | | 31.12 | | | | (0.03 | ) | | | 1.23 | | | | 1.20 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 30.91 | | | | 3.91 | | | | 3,666,464 | | | | 0.82 | | | | 0.82 | | | | (0.11 | ) | | | 37 | |
R3 | | | 33.64 | | | | (0.26 | ) | | | 1.34 | | | | 1.08 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 33.31 | | | | 3.23 | | | | 102,632 | | | | 1.46 | | | | 1.46 | | | | (0.75 | ) | | | 37 | |
R4 | | | 34.78 | | | | (0.16 | ) | | | 1.38 | | | | 1.22 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 34.59 | | | | 3.57 | | | | 289,049 | | | | 1.16 | | | | 1.15 | | | | (0.43 | ) | | | 37 | |
R5 | | | 35.59 | | | | (0.05 | ) | | | 1.42 | | | | 1.37 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.55 | | | | 3.89 | | | | 468,146 | | | | 0.85 | | | | 0.85 | | | | (0.13 | ) | | | 37 | |
R6 | | | 35.90 | | | | (0.01 | ) | | | 1.42 | | | | 1.41 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.90 | | | | 3.97 | | | | 1,014,518 | | | | 0.75 | | | | 0.75 | | | | (0.04 | ) | | | 37 | |
Y | | | 35.88 | | | | (0.02 | ) | | | 1.42 | | | | 1.40 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 35.87 | | | | 3.95 | | | | 1,934,520 | | | | 0.78 | | | | 0.78 | | | | (0.06 | ) | | | 37 | |
F | | | 31.15 | | | | (0.01 | ) | | | 1.23 | | | | 1.22 | | | | — | | | | (1.41 | ) | | | (1.41 | ) | | | 30.96 | | | | 3.97 | | | | 1,648,425 | | | | 0.75 | | | | 0.75 | | | | (0.03 | ) | | | 37 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 24.25 | | | $ | (0.11 | ) | | $ | 7.00 | | | $ | 6.89 | | | $ | — | | | $ | (0.78 | ) | | $ | (0.78 | ) | | $ | 30.36 | | | | 29.02 | % | | $ | 2,482,275 | | | | 1.13 | % | | | 1.12 | % | | | (0.38 | )% | | | 30 | % |
C | | | 18.42 | | | | (0.23 | ) | | | 5.26 | | | | 5.03 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 22.67 | | | | 28.07 | | | | 717,521 | | | | 1.87 | | | | 1.87 | | | | (1.12 | ) | | | 30 | |
I | | | 24.79 | | | | (0.05 | ) | | | 7.16 | | | | 7.11 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 31.12 | | | | 29.28 | | | | 2,996,705 | | | | 1.02 | | | | 0.89 | | | | (0.17 | ) | | | 30 | |
R3 | | | 26.88 | | | | (0.22 | ) | | | 7.76 | | | | 7.54 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 33.64 | | | | 28.59 | | | | 90,582 | | | | 1.47 | | | | 1.47 | | | | (0.73 | ) | | | 30 | |
R4 | | | 27.69 | | | | (0.14 | ) | | | 8.01 | | | | 7.87 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 34.78 | | | | 28.95 | | | | 263,236 | | | | 1.16 | | | | 1.16 | | | | (0.43 | ) | | | 30 | |
R5 | | | 28.24 | | | | (0.04 | ) | | | 8.17 | | | | 8.13 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.59 | | | | 29.32 | | | | 356,166 | | | | 0.86 | | | | 0.86 | | | | (0.14 | ) | | | 30 | |
R6 | | | 28.45 | | | | (0.05 | ) | | | 8.28 | | | | 8.23 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.90 | | | | 29.45 | | | | 431,183 | | | | 0.76 | | | | 0.76 | | | | (0.14 | ) | | | 30 | |
Y | | | 28.44 | | | | (0.01 | ) | | | 8.23 | | | | 8.22 | | | | — | | | | (0.78 | ) | | | (0.78 | ) | | | 35.88 | | | | 29.43 | | | | 1,847,676 | | | | 0.78 | | | | 0.78 | | | | (0.04 | ) | | | 30 | |
F(7) | | | 27.52 | | | | (0.03 | ) | | | 3.66 | | | | 3.63 | | | | — | | | | — | | | | — | | | | 31.15 | | | | 13.19 | (4) | | | 1,244,732 | | | | 0.76 | (5) | | | 0.76 | (5) | | | (0.15 | )(5) | | | 30 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 26.47 | | | $ | (0.07 | ) | | $ | (0.22 | ) | | $ | (0.29 | ) | | $ | — | | | $ | (1.93 | ) | | $ | (1.93 | ) | | $ | 24.25 | | | | (0.79 | )% | | $ | 2,041,826 | | | | 1.17 | % | | | 1.17 | % | | | (0.29 | )% | | | 31 | % |
B | | | 20.13 | | | | (0.21 | ) | | | (0.19 | ) | | | (0.40 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 17.80 | | | | (1.66 | ) | | | 16,842 | | | | 2.06 | | | | 2.06 | | | | (1.16 | ) | | | 31 | |
C | | | 20.73 | | | | (0.18 | ) | | | (0.20 | ) | | | (0.38 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 18.42 | | | | (1.50 | ) | | | 611,311 | | | | 1.89 | | | | 1.89 | | | | (1.01 | ) | | | 31 | |
I | | | 26.96 | | | | (0.04 | ) | | | (0.20 | ) | | | (0.24 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 24.79 | | | | (0.57 | ) | | | 1,725,700 | | | | 1.02 | | | | 1.02 | | | | (0.18 | ) | | | 31 | |
R3 | | | 29.20 | | | | (0.16 | ) | | | (0.23 | ) | | | (0.39 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 26.88 | | | | (1.07 | ) | | | 71,711 | | | | 1.48 | | | | 1.48 | | | | (0.59 | ) | | | 31 | |
R4 | | | 29.93 | | | | (0.08 | ) | | | (0.23 | ) | | | (0.31 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 27.69 | | | | (0.76 | ) | | | 165,137 | | | | 1.18 | | | | 1.18 | | | | (0.30 | ) | | | 31 | |
R5 | | | 30.39 | | | | — | | | | (0.22 | ) | | | (0.22 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.24 | | | | (0.47 | ) | | | 193,533 | | | | 0.87 | | | | 0.87 | | | | — | | | | 31 | |
R6 | | | 30.58 | | | | — | | | | (0.20 | ) | | | (0.20 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.45 | | | | (0.36 | ) | | | 26,352 | | | | 0.77 | | | | 0.77 | | | | 0.01 | | | | 31 | |
Y | | | 30.57 | | | | 0.03 | | | | (0.23 | ) | | | (0.20 | ) | | | — | | | | (1.93 | ) | | | (1.93 | ) | | | 28.44 | | | | (0.36 | ) | | | 1,490,965 | | | | 0.77 | | | | 0.77 | | | | 0.10 | | | | 31 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford MidCap Fund – (continued) | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 27.38 | | | $ | (0.09 | ) | | $ | 1.85 | | | $ | 1.76 | | | $ | — | | | $ | (2.67 | ) | | $ | (2.67 | ) | | $ | 26.47 | | | | 7.28 | % | | $ | 2,048,529 | | | | 1.14 | % | | | 1.14 | % | | | (0.35 | )% | | | 29 | % |
B | | | 21.65 | | | | (0.25 | ) | | | 1.40 | | | | 1.15 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 20.13 | | | | 6.28 | | | | 24,665 | | | | 2.03 | | | | 2.03 | | | | (1.22 | ) | | | 29 | |
C | | | 22.18 | | | | (0.23 | ) | | | 1.45 | | | | 1.22 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 20.73 | | | | 6.46 | | | | 626,345 | | | | 1.88 | | | | 1.88 | | | | (1.09 | ) | | | 29 | |
I | | | 27.78 | | | | (0.02 | ) | | | 1.87 | | | | 1.85 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 26.96 | | | | 7.52 | | | | 702,566 | | | | 0.87 | | | | 0.87 | | | | (0.09 | ) | | | 29 | |
R3 | | | 30.02 | | | | (0.20 | ) | | | 2.05 | | | | 1.85 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 29.20 | | | | 6.91 | | | | 76,925 | | | | 1.47 | | | | 1.47 | | | | (0.69 | ) | | | 29 | |
R4 | | | 30.61 | | | | (0.11 | ) | | | 2.10 | | | | 1.99 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 29.93 | | | | 7.26 | | | | 135,698 | | | | 1.16 | | | | 1.16 | | | | (0.39 | ) | | | 29 | |
R5 | | | 30.96 | | | | (0.03 | ) | | | 2.13 | | | | 2.10 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 30.39 | | | | 7.59 | | | | 164,879 | | | | 0.86 | | | | 0.86 | | | | (0.09 | ) | | | 29 | |
R6(9) | | | 31.11 | | | | (0.04 | ) | | | 2.18 | | | | 2.14 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 30.58 | | | | 7.65 | (4) | | | 1,230 | | | | 0.77 | (5) | | | 0.77 | (5) | | | (0.13 | )(5) | | | 29 | |
Y | | | 31.10 | | | | 0.01 | | | | 2.13 | | | | 2.14 | | | | — | | | | (2.67 | ) | | | (2.67 | ) | | | 30.57 | | | | 7.66 | | | | 1,201,917 | | | | 0.76 | | | | 0.76 | | | | 0.04 | | | | 29 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 25.67 | | | $ | (0.10 | ) | | $ | 3.82 | | | $ | 3.72 | | | $ | — | | | $ | (2.01 | ) | | $ | (2.01 | ) | | $ | 27.38 | | | | 15.57 | % | | $ | 1,891,075 | | | | 1.15 | % | | | 1.15 | % | | | (0.40 | )% | | | 34 | % |
B | | | 20.88 | | | | (0.27 | ) | | | 3.05 | | | | 2.78 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 21.65 | | | | 14.56 | | | | 29,446 | | | | 2.05 | | | | 2.05 | | | | (1.29 | ) | | | 34 | |
C | | | 21.30 | | | | (0.24 | ) | | | 3.13 | | | | 2.89 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 22.18 | | | | 14.81 | | | | 544,154 | | | | 1.88 | | | �� | 1.88 | | | | (1.13 | ) | | | 34 | |
I | | | 25.95 | | | | (0.04 | ) | | | 3.88 | | | | 3.84 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 27.78 | | | | 15.89 | | | | 550,720 | | | | 0.90 | | | | 0.90 | | | | (0.17 | ) | | | 34 | |
R3 | | | 28.03 | | | | (0.21 | ) | | | 4.21 | | | | 4.00 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 30.02 | | | | 15.24 | | | | 56,403 | | | | 1.47 | | | | 1.47 | | | | (0.72 | ) | | | 34 | |
R4 | | | 28.47 | | | | (0.12 | ) | | | 4.27 | | | | 4.15 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 30.61 | | | | 15.55 | | | | 94,232 | | | | 1.16 | | | | 1.16 | | | | (0.41 | ) | | | 34 | |
R5 | | | 28.69 | | | | (0.03 | ) | | | 4.31 | | | | 4.28 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 30.96 | | | | 15.91 | | | | 110,364 | | | | 0.86 | | | | 0.86 | | | | (0.11 | ) | | | 34 | |
Y | | | 28.77 | | | | (0.01 | ) | | | 4.35 | | | | 4.34 | | | | — | | | | (2.01 | ) | | | (2.01 | ) | | | 31.10 | | | | 16.08 | | | | 1,078,695 | | | | 0.76 | | | | 0.76 | | | | (0.02 | ) | | | 34 | |
|
The Hartford MidCap Value Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 14.54 | | | $ | 0.06 | | | $ | 1.00 | | | $ | 1.06 | | | $ | (0.04 | ) | | $ | (1.59 | ) | | $ | (1.63 | ) | | $ | 13.97 | | | | 9.15 | %(4) | | $ | 308,405 | | | | 1.22 | %(5) | | | 1.22 | %(5) | | | 0.89 | %(5) | | | 31 | % |
C | | | 11.97 | | | | — | | | | 0.80 | | | | 0.80 | | | | — | | | | (1.59 | ) | | | (1.59 | ) | | | 11.18 | | | | 8.78 | (4) | | | 17,639 | | | | 2.04 | (5) | | | 2.04 | (5) | | | 0.09 | (5) | | | 31 | |
I | | | 14.68 | | | | 0.08 | | | | 1.01 | | | | 1.09 | | | | (0.08 | ) | | | (1.59 | ) | | | (1.67 | ) | | | 14.10 | | | | 9.32 | (4) | | | 32,048 | | | | 0.92 | (5) | | | 0.92 | (5) | | | 1.20 | (5) | | | 31 | |
R3 | | | 15.23 | | | | 0.04 | | | | 1.08 | | | | 1.12 | | | | — | | | | (1.59 | ) | | | (1.59 | ) | | | 14.76 | | | | 9.03 | (4) | | | 9,704 | | | | 1.52 | (5) | | | 1.52 | (5) | | | 0.61 | (5) | | | 31 | |
R4 | | | 15.55 | | | | 0.07 | | | | 1.09 | | | | 1.16 | | | | (0.04 | ) | | | (1.59 | ) | | | (1.63 | ) | | | 15.08 | | | | 9.15 | (4) | | | 11,365 | | | | 1.21 | (5) | | | 1.21 | (5) | | | 0.91 | (5) | | | 31 | |
R5 | | | 15.76 | | | | 0.10 | | | | 1.09 | | | | 1.19 | | | | (0.08 | ) | | | (1.59 | ) | | | (1.67 | ) | | | 15.28 | | | | 9.28 | (4) | | | 3,144 | | | | 0.93 | (5) | | | 0.93 | (5) | | | 1.32 | (5) | | | 31 | |
Y | | | 15.80 | | | | 0.09 | | | | 1.12 | | | | 1.21 | | | | (0.09 | ) | | | (1.59 | ) | | | (1.68 | ) | | | 15.33 | | | | 9.38 | (4) | | | 12,086 | | | | 0.86 | (5) | | | 0.86 | (5) | | | 1.25 | (5) | | | 31 | |
F | | | 14.69 | | | | 0.09 | | | | 1.01 | | | | 1.10 | | | | (0.10 | ) | | | (1.59 | ) | | | (1.69 | ) | | | 14.10 | | | | 9.39 | (4) | | | 294,670 | | | | 0.80 | (5) | | | 0.80 | (5) | | | 1.31 | (5) | | | 31 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 15.62 | | | $ | 0.03 | | | $ | (0.72 | ) | | $ | (0.69 | ) | | $ | — | | | $ | (0.39 | ) | | $ | (0.39 | ) | | $ | 14.54 | | | | (4.56 | )% | | $ | 284,646 | | | | 1.22 | % | | | 1.22 | % | | | 0.18 | % | | | 49 | % |
C | | | 13.03 | | | | (0.07 | ) | | | (0.60 | ) | | | (0.67 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 11.97 | | | | (5.26 | ) | | | 17,909 | | | | 1.98 | | | | 1.97 | | | | (0.57 | ) | | | 49 | |
I | | | 15.72 | | | | 0.08 | | | | (0.73 | ) | | | (0.65 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 14.68 | | | | (4.27 | ) | | | 34,656 | | | | 0.90 | | | | 0.90 | | | | 0.50 | | | | 49 | |
R3 | | | 16.39 | | | | (0.02 | ) | | | (0.75 | ) | | | (0.77 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 15.23 | | | | (4.84 | ) | | | 9,555 | | | | 1.52 | | | | 1.52 | | | | (0.13 | ) | | | 49 | |
R4 | | | 16.68 | | | | 0.03 | | | | (0.77 | ) | | | (0.74 | ) | | | — | | | | (0.39 | ) | | | (0.39 | ) | | | 15.55 | | | | (4.52 | ) | | | 11,639 | | | | 1.22 | | | | 1.22 | | | | 0.18 | | | | 49 | |
R5 | | | 16.88 | | | | 0.08 | | | | (0.78 | ) | | | (0.70 | ) | | | (0.03 | ) | | | (0.39 | ) | | | (0.42 | ) | | | 15.76 | | | | (4.32 | ) | | | 8,087 | | | | 0.91 | | | | 0.91 | | | | 0.48 | | | | 49 | |
Y | | | 16.93 | | | | 0.09 | | | | (0.79 | ) | | | (0.70 | ) | | | (0.04 | ) | | | (0.39 | ) | | | (0.43 | ) | | | 15.80 | | | | (4.23 | ) | | | 11,371 | | | | 0.86 | | | | 0.86 | | | | 0.52 | | | | 49 | |
F | | | 15.76 | | | | 0.10 | | | | (0.73 | ) | | | (0.63 | ) | | | (0.05 | ) | | | (0.39 | ) | | | (0.44 | ) | | | 14.69 | | | | (4.18 | ) | | | 252,917 | | | | 0.80 | | | | 0.80 | | | | 0.61 | | | | 49 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 13.98 | | | $ | 0.01 | | | $ | 2.65 | | | $ | 2.66 | | | $ | — | | | $ | (1.02 | ) | | $ | (1.02 | ) | | $ | 15.62 | | | | 19.67 | % | | $ | 291,082 | | | | 1.23 | % | | | 1.23 | % | | | 0.06 | % | | | 40 | % |
C | | | 11.90 | | | | (0.08 | ) | | | 2.23 | | | | 2.15 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 13.03 | | | | 18.66 | | | | 35,520 | | | | 1.96 | | | | 1.96 | | | | (0.67 | ) | | | 40 | |
I | | | 14.09 | | | | 0.03 | | | | 2.67 | | | | 2.70 | | | | (0.05 | ) | | | (1.02 | ) | | | (1.07 | ) | | | 15.72 | | | | 19.81 | | | | 43,342 | | | | 1.20 | | | | 1.10 | | | | 0.20 | | | | 40 | |
R3 | | | 14.67 | | | | (0.04 | ) | | | 2.78 | | | | 2.74 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 16.39 | | | | 19.26 | | | | 11,923 | | | | 1.52 | | | | 1.52 | | | | (0.23 | ) | | | 40 | |
R4 | | | 14.87 | | | | 0.01 | | | | 2.82 | | | | 2.83 | | | | — | | | | (1.02 | ) | | | (1.02 | ) | | | 16.68 | | | | 19.58 | | | | 12,637 | | | | 1.21 | | | | 1.21 | | | | 0.08 | | | | 40 | |
R5 | | | 15.03 | | | | 0.06 | | | | 2.86 | | | | 2.92 | | | | (0.05 | ) | | | (1.02 | ) | | | (1.07 | ) | | | 16.88 | | | | 20.06 | | | | 11,445 | | | | 0.91 | | | | 0.91 | | | | 0.38 | | | | 40 | |
Y | | | 15.07 | | | | 0.08 | | | | 2.86 | | | | 2.94 | | | | (0.06 | ) | | | (1.02 | ) | | | (1.08 | ) | | | 16.93 | | | | 20.10 | | | | 28,403 | | | | 0.82 | | | | 0.82 | | | | 0.48 | | | | 40 | |
F(7) | | | 14.97 | | | | 0.05 | | | | 0.74 | | | | 0.79 | | | | — | | | | — | | | | — | | | | 15.76 | | | | 5.28 | (4) | | | 238,682 | | | | 0.81 | (5) | | | 0.81 | (5) | | | 0.46 | (5) | | | 40 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford MidCap Value Fund – (continued) | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 15.11 | | | $ | 0.03 | | | $ | (0.03 | ) | | $ | — | | | $ | (0.02 | ) | | $ | (1.11 | ) | | $ | (1.13 | ) | | $ | 13.98 | | | | 0.18 | % | | $ | 246,023 | | | | 1.30 | % | | | 1.30 | %(18) | | | 0.18 | % | | | 56 | % |
B | | | 13.15 | | | | (0.07 | ) | | | (0.03 | ) | | | (0.10 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 11.94 | | | | (0.57 | ) | | | 637 | | | | 2.42 | | | | 2.12 | (18) | | | (0.63 | ) | | | 56 | |
C | | | 13.09 | | | | (0.06 | ) | | | (0.02 | ) | | | (0.08 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 11.90 | | | | (0.42 | ) | | | 35,965 | | | | 2.02 | | | | 2.02 | (18) | | | (0.54 | ) | | | 56 | |
I | | | 15.22 | | | | 0.05 | | | | (0.01 | ) | | | 0.04 | | | | (0.06 | ) | | | (1.11 | ) | | | (1.17 | ) | | | 14.09 | | | | 0.48 | | | | 83,155 | | | | 1.06 | | | | 1.06 | (18) | | | 0.39 | | | | 56 | |
R3 | | | 15.82 | | | | (0.01 | ) | | | (0.03 | ) | | | (0.04 | ) | | | — | | | | (1.11 | ) | | | (1.11 | ) | | | 14.67 | | | | (0.07 | ) | | | 11,396 | | | | 1.56 | | | | 1.56 | (18) | | | (0.07 | ) | | | 56 | |
R4 | | | 15.99 | | | | 0.03 | | | | (0.02 | ) | | | 0.01 | | | | (0.02 | ) | | | (1.11 | ) | | | (1.13 | ) | | | 14.87 | | | | 0.30 | | | | 13,448 | | | | 1.25 | | | | 1.25 | (18) | | | 0.23 | | | | 56 | |
R5 | | | 16.15 | | | | 0.08 | | | | (0.03 | ) | | | 0.05 | | | | (0.06 | ) | | | (1.11 | ) | | | (1.17 | ) | | | 15.03 | | | | 0.54 | | | | 9,831 | | | | 0.95 | | | | 0.95 | (18) | | | 0.52 | | | | 56 | |
Y | | | 16.19 | | | | 0.09 | | | | (0.03 | ) | | | 0.06 | | | | (0.07 | ) | | | (1.11 | ) | | | (1.18 | ) | | | 15.07 | | | | 0.63 | | | | 79,990 | | | | 0.85 | | | | 0.85 | (18) | | | 0.63 | | | | 56 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 16.73 | | | $ | 0.02 | | | $ | 0.25 | | | $ | 0.27 | | | $ | (0.02 | ) | | $ | (1.87 | ) | | $ | (1.89 | ) | | $ | 15.11 | | | | 2.28 | % | | $ | 229,953 | | | | 1.25 | % | | | 1.25 | % | | | 0.11 | % | | | 33 | % |
B | | | 14.91 | | | | (0.10 | ) | | | 0.21 | | | | 0.11 | | | | — | | | | (1.87 | ) | | | (1.87 | ) | | | 13.15 | | | | 1.37 | | | | 1,417 | | | | 2.28 | | | | 2.09 | | | | (0.75 | ) | | | 33 | |
C | | | 14.84 | | | | (0.08 | ) | | | 0.20 | | | | 0.12 | | | | — | | | | (1.87 | ) | | | (1.87 | ) | | | 13.09 | | | | 1.45 | | | | 41,149 | | | | 1.97 | | | | 1.97 | | | | (0.62 | ) | | | 33 | |
I | | | 16.85 | | | | 0.07 | | | | 0.25 | | | | 0.32 | | | | (0.08 | ) | | | (1.87 | ) | | | (1.95 | ) | | | 15.22 | | | | 2.57 | | | | 29,987 | | | | 0.92 | | | | 0.92 | | | | 0.42 | | | | 33 | |
R3 | | | 17.45 | | | | (0.03 | ) | | | 0.27 | | | | 0.24 | | | | — | | | | (1.87 | ) | | | (1.87 | ) | | | 15.82 | | | | 1.97 | | | | 10,204 | | | | 1.52 | | | | 1.52 | | | | (0.19 | ) | | | 33 | |
R4 | | | 17.61 | | | | 0.02 | | | | 0.27 | | | | 0.29 | | | | (0.04 | ) | | | (1.87 | ) | | | (1.91 | ) | | | 15.99 | | | | 2.26 | | | | 11,711 | | | | 1.21 | | | | 1.21 | | | | 0.15 | | | | 33 | |
R5 | | | 17.75 | | | | 0.07 | | | | 0.28 | | | | 0.35 | | | | (0.08 | ) | | | (1.87 | ) | | | (1.95 | ) | | | 16.15 | | | | 2.62 | | | | 7,564 | | | | 0.92 | | | | 0.92 | | | | 0.44 | | | | 33 | |
Y | | | 17.78 | | | | 0.09 | | | | 0.28 | | | | 0.37 | | | | (0.09 | ) | | | (1.87 | ) | | | (1.96 | ) | | | 16.19 | | | | 2.73 | | | | 158,691 | | | | 0.81 | | | | 0.81 | | | | 0.54 | | | | 33 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 16.44 | | | $ | 0.03 | | | $ | 1.81 | | | $ | 1.84 | | | $ | — | | | $ | (1.55 | ) | | $ | (1.55 | ) | | $ | 16.73 | | | | 12.32 | % | | $ | 222,876 | | | | 1.27 | % | | | 1.27 | % | | | 0.19 | % | | | 43 | % |
B | | | 14.93 | | | | (0.09 | ) | | | 1.62 | | | | 1.53 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 14.91 | | | | 11.41 | | | | 2,156 | | | | 2.28 | | | | 2.10 | | | | (0.63 | ) | | | 43 | |
C | | | 14.85 | | | | (0.08 | ) | | | 1.62 | | | | 1.54 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 14.84 | | | | 11.56 | | | | 41,382 | | | | 1.99 | | | | 1.99 | | | | (0.53 | ) | | | 43 | |
I | | | 16.49 | | | | 0.09 | | | | 1.82 | | | | 1.91 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 16.85 | | | | 12.75 | | | | 37,414 | | | | 0.92 | | | | 0.92 | | | | 0.53 | | | | 43 | |
R3 | | | 17.12 | | | | (0.01 | ) | | | 1.89 | | | | 1.88 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 17.45 | | | | 12.05 | | | | 10,187 | | | | 1.53 | | | | 1.53 | | | | (0.08 | ) | | | 43 | |
R4 | | | 17.21 | | | | 0.04 | | | | 1.91 | | | | 1.95 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 17.61 | | | | 12.42 | | | | 9,476 | | | | 1.22 | | | | 1.22 | | | | 0.22 | | | | 43 | |
R5 | | | 17.29 | | | | 0.09 | | | | 1.92 | | | | 2.01 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 17.75 | | | | 12.73 | | | | 2,851 | | | | 0.93 | | | | 0.93 | | | | 0.52 | | | | 43 | |
Y | | | 17.31 | | | | 0.11 | | | | 1.91 | | | | 2.02 | | | | — | | | | (1.55 | ) | | | (1.55 | ) | | | 17.78 | | | | 12.79 | | | | 166,729 | | | | 0.82 | | | | 0.82 | | | | 0.63 | | | | 43 | |
|
Hartford Quality Value Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 20.00 | | | $ | 0.20 | | | $ | 1.24 | | | $ | 1.44 | | | $ | (0.28 | ) | | $ | (0.98 | ) | | $ | (1.26 | ) | | $ | 20.18 | | | | 8.12 | %(4) | | $ | 170,435 | | | | 0.98 | %(5) | | | 0.89 | %(5) | | | 2.09 | %(5) | | | 10 | % |
C | | | 17.12 | | | | 0.11 | | | | 1.07 | | | | 1.18 | | | | — | | | | (0.98 | ) | | | (0.98 | ) | | | 17.32 | | | | 7.69 | (4) | | | 8,263 | | | | 1.78 | (5) | | | 1.69 | (5) | | | 1.31 | (5) | | | 10 | |
I | | | 19.78 | | | | 0.23 | | | | 1.21 | | | | 1.44 | | | | (0.34 | ) | | | (0.98 | ) | | | (1.32 | ) | | | 19.90 | | | | 8.32 | (4) | | | 12,437 | | | | 0.65 | (5) | | | 0.57 | (5) | | | 2.42 | (5) | | | 10 | |
R3 | | | 20.29 | | | | 0.18 | | | | 1.25 | | | | 1.43 | | | | (0.21 | ) | | | (0.98 | ) | | | (1.19 | ) | | | 20.53 | | | | 7.94 | (4) | | | 1,092 | | | | 1.26 | (5) | | | 1.16 | (5) | | | 1.83 | (5) | | | 10 | |
R4 | | | 20.49 | | | | 0.21 | | | | 1.27 | | | | 1.48 | | | | (0.27 | ) | | | (0.98 | ) | | | (1.25 | ) | | | 20.72 | | | | 8.16 | (4) | | | 6,143 | | | | 0.95 | (5) | | | 0.87 | (5) | | | 2.12 | (5) | | | 10 | |
R5 | | | 20.67 | | | | 0.24 | | | | 1.27 | | | | 1.51 | | | | (0.33 | ) | | | (0.98 | ) | | | (1.31 | ) | | | 20.87 | | | | 8.27 | (4) | | | 562 | | | | 0.66 | (5) | | | 0.57 | (5) | | | 2.41 | (5) | | | 10 | |
R6 | | | 20.74 | | | | 0.23 | | | | 1.29 | | | | 1.52 | | | | (0.36 | ) | | | (0.98 | ) | | | (1.34 | ) | | | 20.92 | | | | 8.34 | (4) | | | 31 | | | | 0.55 | (5) | | | 0.46 | (5) | | | 2.27 | (5) | | | 10 | |
Y | | | 20.72 | | | | 0.24 | | | | 1.28 | | | | 1.52 | | | | (0.35 | ) | | | (0.98 | ) | | | (1.33 | ) | | | 20.91 | | | | 8.32 | (4) | | | 762 | | | | 0.60 | (5) | | | 0.51 | (5) | | | 2.47 | (5) | | | 10 | |
F | | | 19.77 | | | | 0.24 | | | | 1.20 | | | | 1.44 | | | | (0.36 | ) | | | (0.98 | ) | | | (1.34 | ) | | | 19.87 | | | | 8.35 | (4) | | | 62,842 | | | | 0.55 | (5) | | | 0.46 | (5) | | | 2.54 | (5) | | | 10 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.49 | | | $ | 0.31 | | | $ | 0.16 | | | $ | 0.47 | | | $ | (0.20 | ) | | $ | (0.76 | ) | | $ | (0.96 | ) | | $ | 20.00 | | | | 2.25 | % | | $ | 164,325 | | | | 1.06 | % | | | 1.04 | % | | | 1.52 | % | | | 85 | % |
C | | | 17.67 | | | | 0.14 | | | | 0.15 | | | | 0.29 | | | | (0.08 | ) | | | (0.76 | ) | | | (0.84 | ) | | | 17.12 | | | | 1.53 | | | | 9,082 | | | | 1.81 | | | | 1.79 | | | | 0.80 | | | | 85 | |
I | | | 20.25 | | | | 0.38 | | | | 0.16 | | | | 0.54 | | | | (0.25 | ) | | | (0.76 | ) | | | (1.01 | ) | | | 19.78 | | | | 2.60 | | | | 12,974 | | | | 0.71 | | | | 0.69 | | | | 1.87 | | | | 85 | |
R3 | | | 20.70 | | | | 0.26 | | | | 0.17 | | | | 0.43 | | | | (0.08 | ) | | | (0.76 | ) | | | (0.84 | ) | | | 20.29 | | | | 2.03 | | | | 1,075 | | | | 1.34 | | | | 1.30 | | | | 1.26 | | | | 85 | |
R4 | | | 20.95 | | | | 0.33 | | | | 0.16 | | | | 0.49 | | | | (0.19 | ) | | | (0.76 | ) | | | (0.95 | ) | | | 20.49 | | | | 2.29 | | | | 6,014 | | | | 1.04 | | | | 1.01 | | | | 1.55 | | | | 85 | |
R5 | | | 21.13 | | | | 0.38 | | | | 0.17 | | | | 0.55 | | | | (0.25 | ) | | | (0.76 | ) | | | (1.01 | ) | | | 20.67 | | | | 2.57 | | | | 504 | | | | 0.74 | | | | 0.72 | | | | 1.76 | | | | 85 | |
R6(19) | | | 20.99 | | | | 0.28 | | | | (0.53 | )(20) | | | (0.25 | ) | | | — | | | | — | | | | — | | | | 20.74 | | | | (1.19 | )(4) | | | 10 | | | | 0.61 | (5) | | | 0.59 | (5) | | | 1.95 | (5) | | | 85 | |
Y | | | 21.19 | | | | 0.40 | | | | 0.17 | | | | 0.57 | | | | (0.28 | ) | | | (0.76 | ) | | | (1.04 | ) | | | 20.72 | | | | 2.65 | | | | 601 | | | | 0.68 | | | | 0.66 | | | | 1.90 | | | | 85 | |
F | | | 20.26 | | | | 0.39 | | | | 0.17 | | | | 0.56 | | | | (0.29 | ) | | | (0.76 | ) | | | (1.05 | ) | | | 19.77 | | | | 2.71 | | | | 88,336 | | | | 0.62 | | | | 0.60 | | | | 1.94 | | | | 85 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Quality Value Fund – (continued) | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 17.94 | | | $ | 0.19 | | | $ | 2.64 | | | $ | 2.83 | | | $ | (0.14 | ) | | $ | (0.14 | ) | | $ | (0.28 | ) | | $ | 20.49 | | | | 15.89 | % | | $ | 180,059 | | | | 1.20 | % | | | 1.20 | % | | | 0.95 | % | | | 39 | % |
C | | | 15.52 | | | | 0.04 | | | | 2.28 | | | | 2.32 | | | | (0.03 | ) | | | (0.14 | ) | | | (0.17 | ) | | | 17.67 | | | | 15.05 | | | | 20,312 | | | | 1.93 | | | | 1.93 | | | | 0.22 | | | | 39 | |
I | | | 17.75 | | | | 0.24 | | | | 2.60 | | | | 2.84 | | | | (0.20 | ) | | | (0.14 | ) | | | (0.34 | ) | | | 20.25 | | | | 16.19 | | | | 15,561 | | | | 0.94 | | | | 0.94 | | | | 1.22 | | | | 39 | |
R3 | | | 18.13 | | | | 0.13 | | | | 2.66 | | | | 2.79 | | | | (0.08 | ) | | | (0.14 | ) | | | (0.22 | ) | | | 20.70 | | | | 15.48 | | | | 1,448 | | | | 1.54 | | | | 1.53 | | | | 0.63 | | | | 39 | |
R4 | | | 18.34 | | | | 0.19 | | | | 2.70 | | | | 2.89 | | | | (0.14 | ) | | | (0.14 | ) | | | (0.28 | ) | | | 20.95 | | | | 15.87 | | | | 7,550 | | | | 1.20 | | | | 1.20 | | | | 0.96 | | | | 39 | |
R5 | | | 18.49 | | | | 0.23 | | | | 2.75 | | | | 2.98 | | | | (0.20 | ) | | | (0.14 | ) | | | (0.34 | ) | | | 21.13 | | | | 16.25 | | | | 480 | | | | 0.91 | | | | 0.91 | | | | 1.17 | | | | 39 | |
Y | | | 18.55 | | | | 0.27 | | | | 2.73 | | | | 3.00 | | | | (0.22 | ) | | | (0.14 | ) | | | (0.36 | ) | | | 21.19 | | | | 16.32 | | | | 1,052 | | | | 0.83 | | | | 0.83 | | | | 1.31 | | | | 39 | |
F(7) | | | 19.58 | | | | 0.16 | | | | 0.52 | | | | 0.68 | | | | — | | | | — | | | | — | | | | 20.26 | | | | 3.47 | (4) | | | 12,030 | | | | 0.80 | (5) | | | 0.80 | (5) | | | 1.17 | (5) | | | 39 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 18.66 | | | $ | 0.16 | | | $ | 0.57 | | | $ | 0.73 | | | $ | (0.21 | ) | | $ | (1.24 | ) | | $ | (1.45 | ) | | $ | 17.94 | | | | 4.71 | % | | $ | 187,475 | | | | 1.25 | % | | | 1.25 | %(21) | | | 0.93 | % | | | 41 | % |
B | | | 16.45 | | | | 0.02 | | | | 0.48 | | | | 0.50 | | | | (0.01 | ) | | | (1.24 | ) | | | (1.25 | ) | | | 15.70 | | | | 3.75 | | | | 695 | | | | 2.41 | | | | 2.11 | (21) | | | 0.11 | | | | 41 | |
C | | | 16.34 | | | | 0.03 | | | | 0.49 | | | | 0.52 | | | | (0.10 | ) | | | (1.24 | ) | | | (1.34 | ) | | | 15.52 | | | | 3.93 | | | | 22,223 | | | | 1.97 | | | | 1.97 | (21) | | | 0.21 | | | | 41 | |
I | | | 18.47 | | | | 0.21 | | | | 0.57 | | | | 0.78 | | | | (0.26 | ) | | | (1.24 | ) | | | (1.50 | ) | | | 17.75 | | | | 5.03 | | | | 19,139 | | | | 0.92 | | | | 0.92 | (21) | | | 1.23 | | | | 41 | |
R3 | | | 18.83 | | | | 0.11 | | | | 0.58 | | | | 0.69 | | | | (0.15 | ) | | | (1.24 | ) | | | (1.39 | ) | | | 18.13 | | | | 4.39 | | | | 2,783 | | | | 1.54 | | | | 1.54 | (21) | | | 0.64 | | | | 41 | |
R4 | | | 19.03 | | | | 0.17 | | | | 0.59 | | | | 0.76 | | | | (0.21 | ) | | | (1.24 | ) | | | (1.45 | ) | | | 18.34 | | | | 4.73 | | | | 8,720 | | | | 1.22 | | | | 1.22 | (21) | | | 0.96 | | | | 41 | |
R5 | | | 19.19 | | | | 0.22 | | | | 0.59 | | | | 0.81 | | | | (0.27 | ) | | | (1.24 | ) | | | (1.51 | ) | | | 18.49 | | | | 5.04 | | | | 2,025 | | | | 0.92 | | | | 0.92 | (21) | | | 1.27 | | | | 41 | |
Y | | | 19.24 | | | | 0.26 | | | | 0.58 | | | | 0.84 | | | | (0.29 | ) | | | (1.24 | ) | | | (1.53 | ) | | | 18.55 | | | | 5.14 | | | | 845 | | | | 0.81 | | | | 0.81 | | | | 1.46 | | | | 41 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 20.45 | | | $ | 0.21 | | | $ | (0.47 | ) | | $ | (0.26 | ) | | $ | (0.13 | ) | | $ | (1.40 | ) | | $ | (1.53 | ) | | $ | 18.66 | | | | (1.20 | )% | | $ | 207,339 | | | | 1.21 | % | | | 1.21 | % | | | 1.10 | % | | | 55 | % |
B | | | 18.22 | | | | 0.03 | | | | (0.40 | ) | | | (0.37 | ) | | | — | | | | (1.40 | ) | | | (1.40 | ) | | | 16.45 | | | | (1.94 | ) | | | 1,909 | | | | 2.28 | | | | 1.97 | | | | 0.19 | | | | 55 | |
C | | | 18.14 | | | | 0.06 | | | | (0.42 | ) | | | (0.36 | ) | | | (0.04 | ) | | | (1.40 | ) | | | (1.44 | ) | | | 16.34 | | | | (1.90 | ) | | | 26,763 | | | | 1.93 | | | | 1.93 | | | | 0.36 | | | | 55 | |
I | | | 20.25 | | | | 0.27 | | | | (0.45 | ) | | | (0.18 | ) | | | (0.20 | ) | | | (1.40 | ) | | | (1.60 | ) | | | 18.47 | | | | (0.78 | ) | | | 27,168 | | | | 0.88 | | | | 0.88 | | | | 1.41 | | | | 55 | |
R3 | | | 20.62 | | | | 0.15 | | | | (0.46 | ) | | | (0.31 | ) | | | (0.08 | ) | | | (1.40 | ) | | | (1.48 | ) | | | 18.83 | | | | (1.45 | ) | | | 3,657 | | | | 1.52 | | | | 1.49 | | | | 0.79 | | | | 55 | |
R4 | | | 20.82 | | | | 0.22 | | | | (0.47 | ) | | | (0.25 | ) | | | (0.14 | ) | | | (1.40 | ) | | | (1.54 | ) | | | 19.03 | | | | (1.11 | ) | | | 11,942 | | | | 1.19 | | | | 1.18 | | | | 1.11 | | | | 55 | |
R5 | | | 20.95 | | | | 0.28 | | | | (0.48 | ) | | | (0.20 | ) | | | (0.16 | ) | | | (1.40 | ) | | | (1.56 | ) | | | 19.19 | | | | (0.87 | ) | | | 2,487 | | | | 0.90 | | | | 0.88 | | | | 1.41 | | | | 55 | |
Y | | | 21.03 | | | | 0.30 | | | | (0.49 | ) | | | (0.19 | ) | | | (0.20 | ) | | | (1.40 | ) | | | (1.60 | ) | | | 19.24 | | | | (0.77 | ) | | | 1,618 | | | | 0.79 | | | | 0.79 | | | | 1.50 | | | | 55 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 18.31 | | | $ | 0.17 | | | $ | 2.05 | | | $ | 2.22 | | | $ | (0.08 | ) | | $ | — | | | $ | (0.08 | ) | | $ | 20.45 | | | | 12.18 | % | | $ | 237,539 | | | | 1.25 | % | | | 1.25 | % | | | 0.87 | % | | | 74 | %(22) |
B | | | 16.36 | | | | 0.03 | | | | 1.83 | | | | 1.86 | | | | — | | | | — | | | | — | | | | 18.22 | | | | 11.37 | | | | 3,928 | | | | 2.27 | | | | 1.97 | | | | 0.19 | | | | 74 | (22) |
C | | | 16.29 | | | | 0.02 | | | | 1.83 | | | | 1.85 | | | | — | | | | — | | | | — | | | | 18.14 | | | | 11.36 | | | | 31,729 | | | | 1.95 | | | | 1.95 | | | | 0.12 | | | | 74 | (22) |
I | | | 18.12 | | | | 0.23 | | | | 2.03 | | | | 2.26 | | | | (0.13 | ) | | | — | | | | (0.13 | ) | | | 20.25 | | | | 12.56 | | | | 44,306 | | | | 0.87 | | | | 0.87 | | | | 1.17 | | | | 74 | (22) |
R3 | | | 18.50 | | | | 0.13 | | | | 2.05 | | | | 2.18 | | | | (0.06 | ) | | | — | | | | (0.06 | ) | | | 20.62 | | | | 11.84 | | | | 4,528 | | | | 1.53 | | | | 1.47 | | | | 0.63 | | | | 74 | (22) |
R4 | | | 18.64 | | | | 0.18 | | | | 2.09 | | | | 2.27 | | | | (0.09 | ) | | | — | | | | (0.09 | ) | | | 20.82 | | | | 12.24 | | | | 13,626 | | | | 1.21 | | | | 1.17 | | | | 0.91 | | | | 74 | (22) |
R5 | | | 18.76 | | | | 0.24 | | | | 2.10 | | | | 2.34 | | | | (0.15 | ) | | | — | | | | (0.15 | ) | | | 20.95 | | | | 12.52 | | | | 2,735 | | | | 0.88 | | | | 0.85 | | | | 1.15 | | | | 74 | (22) |
Y | | | 18.82 | | | | 0.21 | | | | 2.16 | | | | 2.37 | | | | (0.16 | ) | | | — | | | | (0.16 | ) | | | 21.03 | | | | 12.64 | | | | 1,841 | | | | 0.83 | | | | 0.83 | | | | 1.07 | | | | 74 | (22) |
|
The Hartford Small Cap Growth Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 55.20 | | | $ | (0.10 | ) | | $ | 3.12 | | | $ | 3.02 | | | $ | — | | | $ | (11.90 | ) | | $ | (11.90 | ) | | $ | 46.32 | | | | 10.44 | %(4) | | $ | 211,057 | | | | 1.23 | %(5) | | | 1.22 | %(5) | | | (0.45 | )%(5) | | | 23 | % |
C | | | 41.81 | | | | (0.18 | ) | | | 1.67 | | | | 1.49 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 31.40 | | | | 10.03 | (4) | | | 19,795 | | | | 1.95 | (5) | | | 1.95 | (5) | | | (1.16 | )(5) | | | 23 | |
I | | | 57.17 | | | | (0.02 | ) | | | 3.34 | | | | 3.32 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 48.59 | | | | 10.64 | (4) | | | 254,051 | | | | 0.85 | (5) | | | 0.85 | (5) | | | (0.06 | )(5) | | | 23 | |
R3 | | | 54.70 | | | | (0.15 | ) | | | 3.05 | | | | 2.90 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 45.70 | | | | 10.29 | (4) | | | 12,260 | | | | 1.47 | (5) | | | 1.47 | (5) | | | (0.69 | )(5) | | | 23 | |
R4 | | | 56.99 | | | | (0.09 | ) | | | 3.31 | | | | 3.22 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 48.31 | | | | 10.47 | (4) | | | 61,550 | | | | 1.17 | (5) | | | 1.17 | (5) | | | (0.38 | )(5) | | | 23 | |
R5 | | | 59.48 | | | | (0.02 | ) | | | 3.58 | | | | 3.56 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 51.14 | | | | 10.63 | (4) | | | 92,159 | | | | 0.86 | (5) | | | 0.86 | (5) | | | (0.08 | )(5) | | | 23 | |
R6 | | | 60.16 | | | | — | | | | 3.66 | | | | 3.66 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 51.92 | | | | 10.68 | (4) | | | 73,423 | | | | 0.76 | (5) | | | 0.76 | (5) | | | (0.02 | )(5) | | | 23 | |
Y | | | 60.20 | | | | — | | | | 3.65 | | | | 3.65 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 51.95 | | | | 10.66 | (4) | | | 378,351 | | | | 0.80 | (5) | | | 0.80 | (5) | | | (0.01 | )(5) | | | 23 | |
F | | | 57.30 | | | | — | | | | 3.36 | | | | 3.36 | | | | — | | | | (11.90 | ) | | | (11.90 | ) | | | 48.76 | | | | 10.70 | (4) | | | 50,343 | | | | 0.76 | (5) | | | 0.76 | (5) | | | 0.02 | (5) | | | 23 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Small Cap Growth Fund – (continued) | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 57.24 | | | $ | (0.33 | ) | | $ | 1.03 | | | $ | 0.70 | | | $ | — | | | $ | (2.74 | ) | | $ | (2.74 | ) | | $ | 55.20 | | | | 1.20 | % | | $ | 203,297 | | | | 1.21 | % | | | 1.20 | % | | | (0.56 | )% | | | 66 | % |
C | | | 44.29 | | | | (0.55 | ) | | | 0.81 | | | | 0.26 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 41.81 | | | | 0.53 | | | | 23,212 | | | | 1.88 | | | | 1.88 | | | | (1.22 | ) | | | 66 | |
I | | | 58.97 | | | | (0.10 | ) | | | 1.04 | | | | 0.94 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 57.17 | | | | 1.59 | | | | 243,340 | | | | 0.82 | | | | 0.82 | | | | (0.16 | ) | | | 66 | |
R3 | | | 56.89 | | | | (0.48 | ) | | | 1.03 | | | | 0.55 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 54.70 | | | | 0.94 | | | | 13,210 | | | | 1.47 | | | | 1.47 | | | | (0.82 | ) | | | 66 | |
R4 | | | 58.98 | | | | (0.31 | ) | | | 1.06 | | | | 0.75 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 56.99 | | | | 1.26 | | | | 69,097 | | | | 1.15 | | | | 1.15 | | | | (0.50 | ) | | | 66 | |
R5 | | | 61.26 | | | | (0.12 | ) | | | 1.08 | | | | 0.96 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 59.48 | | | | 1.56 | | | | 94,887 | | | | 0.85 | | | | 0.85 | | | | (0.20 | ) | | | 66 | |
R6 | | | 61.87 | | | | (0.09 | ) | | | 1.12 | | | | 1.03 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 60.16 | | | | 1.66 | | | | 44,278 | | | | 0.75 | | | | 0.75 | | | | (0.14 | ) | | | 66 | |
Y | | | 61.93 | | | | (0.09 | ) | | | 1.10 | | | | 1.01 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 60.20 | | | | 1.63 | | | | 358,049 | | | | 0.79 | | | | 0.79 | | | | (0.14 | ) | | | 66 | |
F | | | 59.06 | | | | (0.06 | ) | | | 1.04 | | | | 0.98 | | | | — | | | | (2.74 | ) | | | (2.74 | ) | | | 57.30 | | | | 1.66 | | | | 47,999 | | | | 0.75 | | | | 0.75 | | | | (0.10 | ) | | | 66 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 44.55 | | | $ | (0.25 | ) | | $ | 13.25 | | | $ | 13.00 | | | $ | — | | | $ | (0.31 | ) | | $ | (0.31 | ) | | $ | 57.24 | | | | 29.28 | % | | $ | 215,743 | | | | 1.17 | % | | | 1.16 | % | | | (0.48 | )% | | | 56 | % |
C | | | 34.78 | | | | (0.48 | ) | | | 10.30 | | | | 9.82 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 44.29 | | | | 28.36 | | | | 36,531 | | | | 1.89 | | | | 1.88 | | | | (1.19 | ) | | | 56 | |
I | | | 45.79 | | | | (0.18 | ) | | | 13.67 | | | | 13.49 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 58.97 | | | | 29.56 | | | | 429,401 | | | | 1.03 | | | | 0.95 | | | | (0.33 | ) | | | 56 | |
R3 | | | 44.42 | | | | (0.41 | ) | | | 13.19 | | | | 12.78 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 56.89 | | | | 28.87 | | | | 14,427 | | | | 1.48 | | | | 1.48 | | | | (0.79 | ) | | | 56 | |
R4 | | | 45.90 | | | | (0.26 | ) | | | 13.65 | | | | 13.39 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 58.98 | | | | 29.27 | | | | 76,315 | | | | 1.16 | | | | 1.16 | | | | (0.48 | ) | | | 56 | |
R5 | | | 47.52 | | | | (0.10 | ) | | | 14.15 | | | | 14.05 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.26 | | | | 29.67 | | | | 118,794 | | | | 0.86 | | | | 0.86 | | | | (0.17 | ) | | | 56 | |
R6 | | | 47.94 | | | | (0.06 | ) | | | 14.30 | | | | 14.24 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.87 | | | | 29.80 | | | | 10,596 | | | | 0.76 | | | | 0.76 | | | | (0.11 | ) | | | 56 | |
Y | | | 48.00 | | | | (0.05 | ) | | | 14.29 | | | | 14.24 | | | | — | | | | (0.31 | ) | | | (0.31 | ) | | | 61.93 | | | | 29.76 | | | | 370,006 | | | | 0.78 | | | | 0.78 | | | | (0.09 | ) | | | 56 | |
F(7) | | | 52.62 | | | | (0.09 | ) | | | 6.53 | | | | 6.44 | | | | — | | | | — | | | | — | | | | 59.06 | | | | 12.24 | (4) | | | 47,409 | | | | 0.75 | (5) | | | 0.75 | (5) | | | (0.24 | )(5) | | | 56 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 48.56 | | | $ | (0.19 | ) | | $ | 0.11 | (20) | | $ | (0.08 | ) | | $ | — | | | $ | (3.93 | ) | | $ | (3.93 | ) | | $ | 44.55 | | | | 0.02 | % | | $ | 197,738 | | | | 1.25 | % | | | 1.25 | % | | | (0.44 | )% | | | 45 | % |
B | | | 39.35 | | | | (0.43 | ) | | | 0.05 | (20) | | | (0.38 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 35.04 | | | | (0.84 | ) | | | 606 | | | | 2.35 | | | | 2.09 | | | | (1.23 | ) | | | 45 | |
C | | | 39.03 | | | | (0.39 | ) | | | 0.07 | (20) | | | (0.32 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 34.78 | | | | (0.65 | ) | | | 37,807 | | | | 1.94 | | | | 1.94 | | | | (1.13 | ) | | | 45 | |
I | | | 49.68 | | | | (0.07 | ) | | | 0.11 | (20) | | | 0.04 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 45.79 | | | | 0.28 | | | | 137,606 | | | | 0.99 | | | | 0.99 | | | | (0.16 | ) | | | 45 | |
R3 | | | 48.54 | | | | (0.30 | ) | | | 0.11 | (20) | | | (0.19 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 44.42 | | | | (0.24 | ) | | | 12,708 | | | | 1.51 | | | | 1.51 | | | | (0.70 | ) | | | 45 | |
R4 | | | 49.87 | | | | (0.18 | ) | | | 0.14 | (20) | | | (0.04 | ) | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 45.90 | | | | 0.09 | | | | 66,273 | | | | 1.19 | | | | 1.19 | | | | (0.39 | ) | | | 45 | |
R5 | | | 51.35 | | | | (0.04 | ) | | | 0.14 | (20) | | | 0.10 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 47.52 | | | | 0.40 | | | | 102,166 | | | | 0.89 | | | | 0.89 | | | | (0.09 | ) | | | 45 | |
R6 | | | 51.73 | | | | (0.04 | ) | | | 0.18 | (20) | | | 0.14 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 47.94 | | | | 0.46 | | | | 4,072 | | | | 0.79 | | | | 0.79 | | | | (0.09 | ) | | | 45 | |
Y | | | 51.78 | | | | 0.01 | | | | 0.14 | (20) | | | 0.15 | | | | — | | | | (3.93 | ) | | | (3.93 | ) | | | 48.00 | | | | 0.50 | | | | 290,401 | | | | 0.79 | | | | 0.79 | | | | 0.01 | | | | 45 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 48.63 | | | $ | (0.20 | ) | | $ | 2.25 | | | $ | 2.05 | | | $ | — | | | $ | (2.12 | ) | | $ | (2.12 | ) | | $ | 48.56 | | | | 4.37 | % | | $ | 243,999 | | | | 1.21 | % | | | 1.21 | % | | | (0.40 | )% | | | 70 | % |
B | | | 40.12 | | | | (0.48 | ) | | | 1.83 | | | | 1.35 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 39.35 | | | | 3.54 | | | | 1,500 | | | | 2.20 | | | | 2.03 | | | | (1.18 | ) | | | 70 | |
C | | | 39.77 | | | | (0.45 | ) | | | 1.83 | | | | 1.38 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 39.03 | | | | 3.62 | | | | 49,549 | | | | 1.91 | | | | 1.91 | | | | (1.11 | ) | | | 70 | |
I | | | 49.55 | | | | (0.06 | ) | | | 2.31 | | | | 2.25 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 49.68 | | | | 4.70 | | | | 209,184 | | | | 0.92 | | | | 0.92 | | | | (0.13 | ) | | | 70 | |
R3 | | | 48.74 | | | | (0.36 | ) | | | 2.28 | | | | 1.92 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 48.54 | | | | 4.10 | | | | 16,184 | | | | 1.48 | | | | 1.48 | | | | (0.70 | ) | | | 70 | |
R4 | | | 49.86 | | | | (0.20 | ) | | | 2.33 | | | | 2.13 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 49.87 | | | | 4.44 | | | | 74,037 | | | | 1.17 | | | | 1.17 | | | | (0.38 | ) | | | 70 | |
R5 | | | 51.13 | | | | (0.05 | ) | | | 2.39 | | | | 2.34 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 51.35 | | | | 4.74 | | | | 115,719 | | | | 0.87 | | | | 0.87 | | | | (0.10 | ) | | | 70 | |
R6(9) | | | 51.80 | | | | (0.02 | ) | | | 2.07 | | | | 2.05 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 51.73 | | | | 4.13 | (4) | | | 14 | | | | 0.87 | (5) | | | 0.87 | (5) | | | (0.05 | )(5) | | | 70 | |
Y | | | 51.49 | | | | 0.01 | | | | 2.40 | | | | 2.41 | | | | — | | | | (2.12 | ) | | | (2.12 | ) | | | 51.78 | | | | 4.84 | | | | 314,145 | | | | 0.77 | | | | 0.77 | | | | 0.02 | | | | 70 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 47.96 | | | $ | (0.26 | ) | | $ | 4.36 | | | $ | 4.10 | | | $ | — | | | $ | (3.43 | ) | | $ | (3.43 | ) | | $ | 48.63 | | | | 9.02 | % | | $ | 239,697 | | | | 1.28 | % | | | 1.28 | % | | | (0.55 | )% | | | 61 | % |
B | | | 40.45 | | | | (0.54 | ) | | | 3.64 | | | | 3.10 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 40.12 | | | | 8.16 | | | | 2,695 | | | | 2.26 | | | | 2.11 | | | | (1.36 | ) | | | 61 | |
C | | | 40.08 | | | | (0.49 | ) | | | 3.61 | | | | 3.12 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 39.77 | | | | 8.30 | | | | 44,184 | | | | 1.97 | | | | 1.97 | | | | (1.24 | ) | | | 61 | |
I | | | 48.67 | | | | (0.12 | ) | | | 4.43 | | | | 4.31 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 49.55 | | | | 9.34 | | | | 114,450 | | | | 0.97 | | | | 0.97 | | | | (0.25 | ) | | | 61 | |
R3 | | | 48.17 | | | | (0.38 | ) | | | 4.38 | | | | 4.00 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 48.74 | | | | 8.76 | | | | 8,744 | | | | 1.53 | | | | 1.53 | | | | (0.81 | ) | | | 61 | |
R4 | | | 49.06 | | | | (0.25 | ) | | | 4.48 | | | | 4.23 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 49.86 | | | | 9.09 | | | | 47,028 | | | | 1.22 | | | | 1.22 | | | | (0.52 | ) | | | 61 | |
R5 | | | 50.07 | | | | (0.11 | ) | | | 4.60 | | | | 4.49 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 51.13 | | | | 9.45 | | | | 39,856 | | | | 0.91 | | | | 0.91 | | | | (0.22 | ) | | | 61 | |
Y | | | 50.36 | | | | (0.05 | ) | | | 4.61 | | | | 4.56 | | | | — | | | | (3.43 | ) | | | (3.43 | ) | | | 51.49 | | | | 9.54 | | | | 213,384 | | | | 0.81 | | | | 0.81 | | | | (0.10 | ) | | | 61 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Small Cap Value Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 13.65 | | | $ | 0.06 | | | $ | 0.40 | | | $ | 0.46 | | | $ | (0.03 | ) | | $ | (3.33 | ) | | $ | (3.36 | ) | | $ | 10.75 | | | | 7.46 | %(4) | | $ | 52,273 | | | | 1.35 | %(5) | | | 1.25 | %(5) | | | 1.13 | %(5) | | | 117 | % |
C | | | 12.35 | | | | 0.02 | | | | 0.31 | | | | 0.33 | | | | — | | | | (3.33 | ) | | | (3.33 | ) | | | 9.35 | | | | 7.06 | (4) | | | 4,839 | | | | 2.14 | (5) | | | 2.04 | (5) | | | 0.38 | (5) | | | 117 | |
I | | | 13.68 | | | | 0.08 | | | | 0.40 | | | | 0.48 | | | | (0.07 | ) | | | (3.33 | ) | | | (3.40 | ) | | | 10.76 | | | | 7.67 | (4) | | | 3,716 | | | | 1.00 | (5) | | | 0.91 | (5) | | | 1.48 | (5) | | | 117 | |
R3 | | | 14.02 | | | | 0.05 | | | | 0.44 | | | | 0.49 | | | | (0.02 | ) | | | (3.33 | ) | | | (3.35 | ) | | | 11.16 | | | | 7.45 | (4) | | | 635 | | | | 1.59 | (5) | | | 1.39 | (5) | | | 0.96 | (5) | | | 117 | |
R4 | | | 14.16 | | | | 0.06 | | | | 0.44 | | | | 0.50 | | | | (0.02 | ) | | | (3.33 | ) | | | (3.35 | ) | | | 11.31 | | | | 7.51 | (4) | | | 66 | | | | 1.29 | (5) | | | 1.20 | (5) | | | 1.14 | (5) | | | 117 | |
R5 | | | 14.16 | | | | 0.09 | | | | 0.42 | | | | 0.51 | | | | (0.07 | ) | | | (3.33 | ) | | | (3.40 | ) | | | 11.27 | | | | 7.64 | (4) | | | 25 | | | | 1.01 | (5) | | | 0.90 | (5) | | | 1.61 | (5) | | | 117 | |
R6 | | | 14.15 | | | | 0.09 | | | | 0.43 | | | | 0.52 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 11.26 | | | | 7.72 | (4) | | | 11 | | | | 0.89 | (5) | | | 0.80 | (5) | | | 1.59 | (5) | | | 117 | |
Y | | | 14.15 | | | | 0.09 | | | | 0.42 | | | | 0.51 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 11.25 | | | | 7.67 | (4) | | | 423 | | | | 0.95 | (5) | | | 0.85 | (5) | | | 1.64 | (5) | | | 117 | |
F | | | 13.68 | | | | 0.08 | | | | 0.40 | | | | 0.48 | | | | (0.08 | ) | | | (3.33 | ) | | | (3.41 | ) | | | 10.75 | | | | 7.70 | (4) | | | 41,713 | | | | 0.89 | (5) | | | 0.80 | (5) | | | 1.56 | (5) | | | 117 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 14.13 | | | $ | 0.04 | | | $ | 0.10 | | | $ | 0.14 | | | $ | (0.02 | ) | | $ | (0.60 | ) | | $ | (0.62 | ) | | $ | 13.65 | | | | 1.00 | % | | $ | 52,406 | | | | 1.35 | % | | | 1.29 | % | | | 0.28 | % | | | 68 | % |
C | | | 12.91 | | | | (0.06 | ) | | | 0.10 | | | | 0.04 | | | | — | | | | (0.60 | ) | | | (0.60 | ) | | | 12.35 | | | | 0.27 | | | | 6,444 | | | | 2.13 | | | | 2.04 | | | | (0.44 | ) | | | 68 | |
I | | | 14.15 | | | | 0.09 | | | | 0.10 | | | | 0.19 | | | | (0.06 | ) | | | (0.60 | ) | | | (0.66 | ) | | | 13.68 | | | | 1.33 | | | | 3,756 | | | | 1.02 | | | | 0.95 | | | | 0.62 | | | | 68 | |
R3 | | | 14.50 | | | | 0.03 | | | | 0.09 | | | | 0.12 | | | | — | | | | (0.60 | ) | | | (0.60 | ) | | | 14.02 | | | | 0.82 | | | | 529 | | | | 1.62 | | | | 1.43 | | | | 0.18 | | | | 68 | |
R4 | | | 14.61 | | | | 0.06 | | | | 0.10 | | | | 0.16 | | | | (0.01 | ) | | | (0.60 | ) | | | (0.61 | ) | | | 14.16 | | | | 1.07 | | | | 48 | | | | 1.32 | | | | 1.20 | | | | 0.41 | | | | 68 | |
R5 | | | 14.63 | | | | 0.10 | | | | 0.10 | | | | 0.20 | | | | (0.07 | ) | | | (0.60 | ) | | | (0.67 | ) | | | 14.16 | | | | 1.39 | | | | 36 | | | | 1.02 | | | | 0.90 | | | | 0.71 | | | | 68 | |
R6(19) | | | 13.99 | | | | 0.05 | | | | 0.11 | | | | 0.16 | | | | — | | | | — | | | | — | | | | 14.15 | | | | 1.14 | (4) | | | 10 | | | | 0.91 | (5) | | | 0.84 | (5) | | | 0.47 | (5) | | | 68 | |
Y | | | 14.66 | | | | 0.11 | | | | 0.10 | | | | 0.21 | | | | (0.12 | ) | | | (0.60 | ) | | | (0.72 | ) | | | 14.15 | | | | 1.42 | | | | 646 | | | | 0.96 | | | | 0.85 | | | | 0.74 | | | | 68 | |
F | | | 14.16 | | | | 0.11 | | | | 0.09 | | | | 0.20 | | | | (0.08 | ) | | | (0.60 | ) | | | (0.68 | ) | | | 13.68 | | | | 1.42 | | | | 38,087 | | | | 0.90 | | | | 0.84 | | | | 0.80 | | | | 68 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.56 | | | $ | 0.04 | | | $ | 2.63 | | | $ | 2.67 | | | $ | (0.10 | ) | | $ | — | | | $ | (0.10 | ) | | $ | 14.13 | | | | 23.19 | % | | $ | 53,057 | | | | 1.28 | % | | | 1.27 | % | | | 0.32 | % | | | 83 | % |
C | | | 10.58 | | | | (0.05 | ) | | | 2.40 | | | | 2.35 | | | | (0.02 | ) | | | — | | | | (0.02 | ) | | | 12.91 | | | | 22.24 | | | | 11,081 | | | | 2.03 | | | | 2.01 | | | | (0.41 | ) | | | 83 | |
I | | | 11.58 | | | | 0.08 | | | | 2.63 | | | | 2.71 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 14.15 | | | | 23.53 | | | | 3,225 | | | | 1.01 | | | | 1.00 | | | | 0.60 | | | | 83 | |
R3 | | | 11.87 | | | | 0.01 | | | | 2.69 | | | | 2.70 | | | | (0.07 | ) | | | — | | | | (0.07 | ) | | | 14.50 | | | | 22.79 | | | | 723 | | | | 1.63 | | | | 1.50 | | | | 0.09 | | | | 83 | |
R4 | | | 11.94 | | | | 0.05 | | | | 2.70 | | | | 2.75 | | | | (0.08 | ) | | | — | | | | (0.08 | ) | | | 14.61 | | | | 23.11 | | | | 113 | | | | 1.36 | | | | 1.20 | | | | 0.36 | | | | 83 | |
R5 | | | 11.96 | | | | 0.10 | | | | 2.71 | | | | 2.81 | | | | (0.14 | ) | | | — | | | | (0.14 | ) | | | 14.63 | | | | 23.63 | | | | 44 | | | | 1.01 | | | | 0.90 | | | | 0.74 | | | | 83 | |
Y | | | 12.00 | | | | 0.11 | | | | 2.71 | | | | 2.82 | | | | (0.16 | ) | | | — | | | | (0.16 | ) | | | 14.66 | | | | 23.58 | | | | 1,242 | | | | 0.86 | | | | 0.85 | | | | 0.78 | | | | 83 | |
F(7) | | | 13.22 | | | | 0.05 | | | | 0.89 | | | | 0.94 | | | | — | | | | — | | | | — | | | | 14.16 | | | | 7.11 | (4) | | | 86,675 | | | | 0.88 | (5) | | | 0.85 | (5) | | | 0.52 | (5) | | | 83 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 12.35 | | | $ | 0.10 | | | $ | (0.15 | )(20) | | $ | (0.05 | ) | | $ | (0.02 | ) | | $ | (0.72 | ) | | $ | (0.74 | ) | | $ | 11.56 | | | | (0.22 | )% | | $ | 46,270 | | | | 1.35 | % | | | 1.31 | %(23) | | | 0.85 | % | | | 94 | % |
B | | | 11.58 | | | | 0.01 | | | | (0.14 | )(20) | | | (0.13 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 10.73 | | | | (0.93 | ) | | | 798 | | | | 2.25 | | | | 2.06 | (23) | | | 0.10 | | | | 94 | |
C | | | 11.43 | | | | 0.01 | | | | (0.14 | )(20) | | | (0.13 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 10.58 | | | | (0.94 | ) | | | 10,410 | | | | 2.08 | | | | 2.06 | (23) | | | 0.11 | | | | 94 | |
I | | | 12.38 | | | | 0.13 | | | | (0.15 | )(20) | | | (0.02 | ) | | | (0.06 | ) | | | (0.72 | ) | | | (0.78 | ) | | | 11.58 | | | | 0.05 | | | | 2,582 | | | | 1.01 | | | | 1.00 | (23) | | | 1.17 | | | | 94 | |
R3 | | | 12.67 | | | | 0.08 | | | | (0.16 | )(20) | | | (0.08 | ) | | | — | | | | (0.72 | ) | | | (0.72 | ) | | | 11.87 | | | | (0.43 | ) | | | 734 | | | | 1.61 | | | | 1.51 | (23) | | | 0.65 | | | | 94 | |
R4 | | | 12.72 | | | | 0.11 | | | | (0.15 | )(20) | | | (0.04 | ) | | | (0.02 | ) | | | (0.72 | ) | | | (0.74 | ) | | | 11.94 | | | | (0.09 | ) | | | 267 | | | | 1.30 | | | | 1.21 | (23) | | | 0.96 | | | | 94 | |
R5 | | | 12.78 | | | | 0.13 | | | | (0.14 | )(20) | | | (0.01 | ) | | | (0.09 | ) | | | (0.72 | ) | | | (0.81 | ) | | | 11.96 | | | | 0.16 | | | | 44 | | | | 1.00 | | | | 0.91 | (23) | | | 1.08 | | | | 94 | |
Y | | | 12.77 | | | | 0.16 | | | | (0.15 | )(20) | | | 0.01 | | | | (0.06 | ) | | | (0.72 | ) | | | (0.78 | ) | | | 12.00 | | | | 0.31 | | | | 110,028 | | | | 0.88 | | | | 0.86 | (23) | | | 1.36 | | | | 94 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 13.89 | | | $ | 0.11 | | | $ | (0.28 | ) | | $ | (0.17 | ) | | $ | (0.08 | ) | | $ | (1.29 | ) | | $ | (1.37 | ) | | $ | 12.35 | | | | (1.17 | )% | | $ | 51,249 | | | | 1.40 | % | | | 1.29 | % | | | 0.85 | % | | | 112 | % |
B | | | 13.12 | | | | 0.01 | | | | (0.26 | ) | | | (0.25 | ) | | | — | | | | (1.29 | ) | | | (1.29 | ) | | | 11.58 | | | | (1.92 | ) | | | 1,792 | | | | 2.28 | | | | 2.05 | | | | 0.12 | | | | 112 | |
C | | | 12.96 | | | | 0.01 | | | | (0.25 | ) | | | (0.24 | ) | | | — | | | | (1.29 | ) | | | (1.29 | ) | | | 11.43 | | | | (1.86 | ) | | | 12,905 | | | | 2.14 | | | | 2.04 | | | | 0.10 | | | | 112 | |
I(11) | | | 13.40 | | | | 0.08 | | | | (1.10 | ) | | | (1.02 | ) | | | — | | | | — | | | | — | | | | 12.38 | | | | (7.61 | )(4) | | | 2,429 | | | | 1.12 | (5) | | | 0.99 | (5) | | | 1.01 | (5) | | | 112 | |
R3 | | | 14.21 | | | | 0.09 | | | | (0.28 | ) | | | (0.19 | ) | | | (0.06 | ) | | | (1.29 | ) | | | (1.35 | ) | | | 12.67 | | | | (1.29 | ) | | | 830 | | | | 1.70 | | | | 1.50 | | | | 0.64 | | | | 112 | |
R4 | | | 14.26 | | | | 0.13 | | | | (0.27 | ) | | | (0.14 | ) | | | (0.11 | ) | | | (1.29 | ) | | | (1.40 | ) | | | 12.72 | | | | (0.97 | ) | | | 608 | | | | 1.37 | | | | 1.20 | | | | 0.94 | | | | 112 | |
R5 | | | 14.32 | | | | 0.17 | | | | (0.29 | ) | | | (0.12 | ) | | | (0.13 | ) | | | (1.29 | ) | | | (1.42 | ) | | | 12.78 | | | | (0.75 | ) | | | 218 | | | | 1.06 | | | | 0.90 | | | | 1.23 | | | | 112 | |
Y | | | 14.31 | | | | 0.16 | | | | (0.27 | ) | | | (0.11 | ) | | | (0.14 | ) | | | (1.29 | ) | | | (1.43 | ) | | | 12.77 | | | | (0.71 | ) | | | 1,312 | | | | 0.96 | | | | 0.85 | | | | 1.23 | | | | 112 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Small Cap Value Fund – (continued) | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 14.77 | | | $ | 0.10 | | | $ | 1.11 | | | $ | 1.21 | | | $ | (0.14 | ) | | $ | (1.95 | ) | | $ | (2.09 | ) | | $ | 13.89 | | | | 9.22 | % | | $ | 54,722 | | | | 1.41 | % | | | 1.30 | % | | | 0.75 | % | | | 116 | % |
B | | | 14.06 | | | | — | | | | 1.05 | | | | 1.05 | | | | (0.04 | ) | | | (1.95 | ) | | | (1.99 | ) | | | 13.12 | | | | 8.39 | | | | 3,119 | | | | 2.32 | | | | 2.05 | | | | 0.01 | | | | 116 | |
C | | | 13.94 | | | | — | | | | 1.03 | | | | 1.03 | | | | (0.06 | ) | | | (1.95 | ) | | | (2.01 | ) | | | 12.96 | | | | 8.39 | | | | 13,603 | | | | 2.16 | | | | 2.05 | | | | — | | | | 116 | |
R3 | | | 15.10 | | | | 0.07 | | | | 1.14 | | | | 1.21 | | | | (0.15 | ) | | | (1.95 | ) | | | (2.10 | ) | | | 14.21 | | | | 8.99 | | | | 587 | | | | 1.70 | | | | 1.50 | | | | 0.53 | | | | 116 | |
R4 | | | 15.10 | | | | 0.11 | | | | 1.14 | | | | 1.25 | | | | (0.14 | ) | | | (1.95 | ) | | | (2.09 | ) | | | 14.26 | | | | 9.31 | | | | 516 | | | | 1.37 | | | | 1.20 | | | | 0.81 | | | | 116 | |
R5 | | | 15.16 | | | | 0.16 | | | | 1.14 | | | | 1.30 | | | | (0.19 | ) | | | (1.95 | ) | | | (2.14 | ) | | | 14.32 | | | | 9.62 | | | | 204 | | | | 1.05 | | | | 0.90 | | | | 1.14 | | | | 116 | |
Y | | | 15.14 | | | | 0.17 | | | | 1.14 | | | | 1.31 | | | | (0.19 | ) | | | (1.95 | ) | | | (2.14 | ) | | | 14.31 | | | | 9.75 | | | | 247 | | | | 0.96 | | | | 0.85 | | | | 1.20 | | | | 116 | |
|
The Hartford Small Company Fund | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 22.20 | | | $ | (0.06 | ) | | $ | 2.38 | | | $ | 2.32 | | | $ | — | | | $ | (4.00 | ) | | $ | (4.00 | ) | | $ | 20.52 | | | | 15.03 | %(4) | | $ | 319,234 | | | | 1.34 | %(5) | | | 1.33 | %(5) | | | (0.64 | )%(5) | | | 48 | % |
C | | | 16.11 | | | | (0.09 | ) | | | 1.44 | | | | 1.35 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 13.46 | | | | 14.60 | (4) | | | 11,443 | | | | 2.14 | (5) | | | 2.13 | (5) | | | (1.44 | )(5) | | | 48 | |
I | | | 23.28 | | | | (0.04 | ) | | | 2.55 | | | | 2.51 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 21.79 | | | | 15.22 | (4) | | | 29,061 | | | | 1.09 | (5) | | | 1.08 | (5) | | | (0.40 | )(5) | | | 48 | |
R3 | | | 23.95 | | | | (0.09 | ) | | | 2.65 | | | | 2.56 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 22.51 | | | | 14.97 | (4) | | | 17,795 | | | | 1.61 | (5) | | | 1.55 | (5) | | | (0.87 | )(5) | | | 48 | |
R4 | | | 25.28 | | | | (0.06 | ) | | | 2.86 | | | | 2.80 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 24.08 | | | | 15.15 | (4) | | | 15,522 | | | | 1.32 | (5) | | | 1.25 | (5) | | | (0.57 | )(5) | | | 48 | |
R5 | | | 26.53 | | | | (0.03 | ) | | | 3.06 | | | | 3.03 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 25.56 | | | | 15.28 | (4) | | | 3,209 | | | | 1.02 | (5) | | | 0.95 | (5) | | | (0.27 | )(5) | | | 48 | |
R6 | | | 27.02 | | | | (0.03 | ) | | | 3.14 | | | | 3.11 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 26.13 | | | | 15.30 | (4) | | | 209 | | | | 0.91 | (5) | | | 0.90 | (5) | | | (0.22 | )(5) | | | 48 | |
Y | | | 27.01 | | | | (0.02 | ) | | | 3.13 | | | | 3.11 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 26.12 | | | | 15.31 | (4) | | | 33,049 | | | | 0.92 | (5) | | | 0.90 | (5) | | | (0.20 | )(5) | | | 48 | |
F | | | 23.35 | | | | (0.02 | ) | | | 2.57 | | | | 2.55 | | | | — | | | | (4.00 | ) | | | (4.00 | ) | | | 21.90 | | | | 15.31 | (4) | | | 163,346 | | | | 0.91 | (5) | | | 0.90 | (5) | | | (0.22 | )(5) | | | 48 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 20.34 | | | $ | (0.20 | ) | | $ | 2.06 | | | $ | 1.86 | | | $ | — | | | $ | — | | | $ | — | | | $ | 22.20 | | | | 9.20 | % | | $ | 283,912 | | | | 1.34 | % | | | 1.33 | % | | | (0.87 | )% | | | 104 | % |
C | | | 14.87 | | | | (0.27 | ) | | | 1.51 | | | | 1.24 | | | | — | | | | — | | | | — | | | | 16.11 | | | | 8.34 | | | | 11,729 | | | | 2.12 | | | | 2.10 | | | | (1.64 | ) | | | 104 | |
I | | | 21.27 | | | | (0.14 | ) | | | 2.15 | | | | 2.01 | | | | — | | | | — | | | | — | | | | 23.28 | | | | 9.45 | | | | 28,540 | | | | 1.07 | | | | 1.05 | | | | (0.60 | ) | | | 104 | |
R3 | | | 21.98 | | | | (0.27 | ) | | | 2.24 | | | | 1.97 | | | | — | | | | — | | | | — | | | | 23.95 | | | | 8.92 | | | | 16,386 | | | | 1.63 | | | | 1.55 | | | | (1.09 | ) | | | 104 | |
R4 | | | 23.14 | | | | (0.20 | ) | | | 2.34 | | | | 2.14 | | | | — | | | | — | | | | — | | | | 25.28 | | | | 9.25 | | | | 15,295 | | | | 1.32 | | | | 1.25 | | | | (0.79 | ) | | | 104 | |
R5 | | | 24.21 | | | | (0.14 | ) | | | 2.46 | | | | 2.32 | | | | — | | | | — | | | | — | | | | 26.53 | | | | 9.58 | | | | 2,678 | | | | 1.03 | | | | 0.95 | | | | (0.51 | ) | | | 104 | |
R6 | | | 24.64 | | | | (0.12 | ) | | | 2.50 | | | | 2.38 | | | | — | | | | — | | | | — | | | | 27.02 | | | | 9.66 | | | | 144 | | | | 0.91 | | | | 0.90 | | | | (0.42 | ) | | | 104 | |
Y | | | 24.64 | | | | (0.12 | ) | | | 2.49 | | | | 2.37 | | | | — | | | | — | | | | — | | | | 27.01 | | | | 9.66 | | | | 35,351 | | | | 0.92 | | | | 0.90 | | | | (0.44 | ) | | | 104 | |
F | | | 21.30 | | | | (0.11 | ) | | | 2.16 | | | | 2.05 | | | | — | | | | — | | | | — | | | | 23.35 | | | | 9.63 | | | | 115,365 | | | | 0.91 | | | | 0.90 | | | | (0.45 | ) | | | 104 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 15.74 | | | $ | (0.12 | ) | | $ | 4.72 | | | $ | 4.60 | | | $ | — | | | $ | — | | | $ | — | | | $ | 20.34 | | | | 29.16 | % | | $ | 252,187 | | | | 1.39 | % | | | 1.37 | % | | | (0.64 | )% | | | 109 | % |
C | | | 11.60 | | | | (0.19 | ) | | | 3.46 | | | | 3.27 | | | | — | | | | — | | | | — | | | | 14.87 | | | | 28.19 | | | | 26,529 | | | | 2.12 | | | | 2.10 | | | | (1.40 | ) | | | 109 | |
I | | | 16.43 | | | | (0.10 | ) | | | 4.94 | | | | 4.84 | | | | — | | | | — | | | | — | | | | 21.27 | | | | 29.40 | | | | 28,052 | | | | 1.49 | | | | 1.15 | | | | (0.51 | ) | | | 109 | |
R3 | | | 17.05 | | | | (0.17 | ) | | | 5.10 | | | | 4.93 | | | | — | | | | — | | | | — | | | | 21.98 | | | | 28.91 | | | | 23,932 | | | | 1.63 | | | | 1.55 | | | | (0.84 | ) | | | 109 | |
R4 | | | 17.89 | | | | (0.11 | ) | | | 5.36 | | | | 5.25 | | | | — | | | | — | | | | — | | | | 23.14 | | | | 29.29 | | | | 23,080 | | | | 1.32 | | | | 1.25 | | | | (0.53 | ) | | | 109 | |
R5 | | | 18.67 | | | | (0.04 | ) | | | 5.58 | | | | 5.54 | | | | — | | | | — | | | | — | | | | 24.21 | | | | 29.67 | | | | 3,263 | | | | 1.06 | | | | 0.95 | | | | (0.20 | ) | | | 109 | |
R6 | | | 18.99 | | | | (0.09 | ) | | | 5.74 | | | | 5.65 | | | | — | | | | — | | | | — | | | | 24.64 | | | | 29.75 | | | | 78 | | | | 1.07 | | | | 0.90 | | | | (0.38 | ) | | | 109 | |
Y | | | 18.99 | | | | (0.02 | ) | | | 5.67 | | | | 5.65 | | | | — | | | | — | | | | — | | | | 24.64 | | | | 29.70 | | | | 33,040 | | | | 0.94 | | | | 0.90 | | | | (0.08 | ) | | | 109 | |
F(7) | | | 18.76 | | | | (0.05 | ) | | | 2.59 | | | | 2.54 | | | | — | | | | — | | | | — | | | | 21.30 | | | | 13.49 | (4) | | | 81,831 | | | | 0.92 | (5) | | | 0.90 | (5) | | | (0.38 | )(5) | | | 109 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 19.36 | | | $ | (0.14 | ) | | $ | (0.90 | ) | | $ | (1.04 | ) | | $ | — | | | $ | (2.58 | ) | | $ | (2.58 | ) | | $ | 15.74 | | | | (5.73 | )% | | $ | 262,618 | | | | 1.45 | % | | | 1.43 | %(24) | | | (0.87 | )% | | | 81 | % |
B | | | 15.08 | | | | (0.19 | ) | | | (0.69 | ) | | | (0.88 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 11.62 | | | | (6.40 | ) | | | 862 | | | | 2.46 | | | | 2.17 | (24) | | | (1.59 | ) | | | 81 | |
C | | | 15.06 | | | | (0.19 | ) | | | (0.69 | ) | | | (0.88 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 11.60 | | | | (6.41 | ) | | | 25,586 | | | | 2.14 | | | | 2.14 | (24) | | | (1.58 | ) | | | 81 | |
I | | | 20.04 | | | | (0.10 | ) | | | (0.93 | ) | | | (1.03 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 16.43 | | | | (5.45 | ) | | | 41,881 | | | | 1.24 | | | | 1.18 | (24) | | | (0.61 | ) | | | 81 | |
R3 | | | 20.77 | | | | (0.18 | ) | | | (0.96 | ) | | | (1.14 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 17.05 | | | | (5.83 | ) | | | 29,662 | | | | 1.62 | | | | 1.58 | (24) | | | (1.02 | ) | | | 81 | |
R4 | | | 21.61 | | | | (0.13 | ) | | | (1.01 | ) | | | (1.14 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 17.89 | | | | (5.58 | ) | | | 27,834 | | | | 1.31 | | | | 1.28 | (24) | | | (0.71 | ) | | | 81 | |
R5 | | | 22.37 | | | | (0.07 | ) | | | (1.05 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.67 | | | | (5.27 | ) | | | 5,283 | | | | 1.00 | | | | 0.97 | (24) | | | (0.37 | ) | | | 81 | |
R6 | | | 22.69 | | | | (0.06 | ) | | | (1.06 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.99 | | | | (5.18 | ) | | | 9 | | | | 0.90 | | | | 0.90 | (24) | | | (0.34 | ) | | | 81 | |
Y | | | 22.69 | | | | (0.06 | ) | | | (1.06 | ) | | | (1.12 | ) | | | — | | | | (2.58 | ) | | | (2.58 | ) | | | 18.99 | | | | (5.18 | ) | | | 98,620 | | | | 0.90 | | | | 0.90 | (24) | | | (0.33 | ) | | | 81 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1) — | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss)
| | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
The Hartford Small Company Fund – (continued) | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 24.83 | | | $ | (0.17 | ) | | $ | (1.21 | ) | | $ | (1.38 | ) | | $ | — | | | $ | (4.09 | ) | | $ | (4.09 | ) | | $ | 19.36 | | | | (6.22 | )% | | $ | 327,509 | | | | 1.34 | % | | | 1.34 | % | | | (0.77 | )% | | | 96 | % |
B | | | 20.40 | | | | (0.27 | ) | | | (0.96 | ) | | | (1.23 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 15.08 | | | | (6.98 | ) | | | 2,531 | | | | 2.30 | | | | 2.13 | | | | (1.56 | ) | | | 96 | |
C | | | 20.36 | | | | (0.25 | ) | | | (0.96 | ) | | | (1.21 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 15.06 | | | | (6.87 | ) | | | 35,455 | | | | 2.04 | | | | 2.04 | | | | (1.47 | ) | | | 96 | |
I | | | 25.51 | | | | (0.12 | ) | | | (1.26 | ) | | | (1.38 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 20.04 | | | | (6.03 | ) | | | 69,569 | | | | 1.11 | | | | 1.11 | | | | (0.55 | ) | | | 96 | |
R3 | | | 26.39 | | | | (0.23 | ) | | | (1.30 | ) | | | (1.53 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 20.77 | | | | (6.46 | ) | | | 35,865 | | | | 1.54 | | | | 1.54 | | | | (0.98 | ) | | | 96 | |
R4 | | | 27.21 | | | | (0.17 | ) | | | (1.34 | ) | | | (1.51 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 21.61 | | | | (6.15 | ) | | | 41,922 | | | | 1.24 | | | | 1.24 | | | | (0.68 | ) | | | 96 | |
R5 | | | 27.95 | | | | (0.09 | ) | | | (1.40 | ) | | | (1.49 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 22.37 | | | | (5.88 | ) | | | 30,053 | | | | 0.97 | | | | 0.95 | | | | (0.35 | ) | | | 96 | |
R6(9) | | | 28.20 | | | | (0.08 | ) | | | (1.34 | ) | | | (1.42 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 22.69 | | | | (5.56 | )(4) | | | 9 | | | | 0.91 | (5) | | | 0.90 | (5) | | | (0.32 | )(5) | | | 96 | |
Y | | | 28.27 | | | | (0.07 | ) | | | (1.42 | ) | | | (1.49 | ) | | | — | | | | (4.09 | ) | | | (4.09 | ) | | | 22.69 | | | | (5.80 | ) | | | 279,594 | | | | 0.85 | | | | 0.85 | | | | (0.28 | ) | | | 96 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 24.58 | | | $ | (0.24 | ) | | $ | 3.26 | | | $ | 3.02 | | | $ | — | | | $ | (2.77 | ) | | $ | (2.77 | ) | | $ | 24.83 | | | | 13.49 | % | | $ | 355,056 | | | | 1.34 | % | | | 1.34 | % | | | (1.01 | )% | | | 92 | % |
B | | | 20.82 | | | | (0.36 | ) | | | 2.71 | | | | 2.35 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 20.40 | | | | 12.61 | | | | 4,730 | | | | 2.29 | | | | 2.15 | | | | (1.80 | ) | | | 92 | |
C | | | 20.77 | | | | (0.34 | ) | | | 2.70 | | | | 2.36 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 20.36 | | | | 12.70 | | | | 38,351 | | | | 2.05 | | | | 2.05 | | | | (1.71 | ) | | | 92 | |
I | | | 25.12 | | | | (0.19 | ) | | | 3.35 | | | | 3.16 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 25.51 | | | | 13.78 | | | | 60,425 | | | | 1.10 | | | | 1.10 | | | | (0.77 | ) | | | 92 | |
R3 | | | 26.00 | | | | (0.31 | ) | | | 3.47 | | | | 3.16 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 26.39 | | | | 13.27 | | | | 60,124 | | | | 1.55 | | | | 1.55 | | | | (1.21 | ) | | | 92 | |
R4 | | | 26.65 | | | | (0.24 | ) | | | 3.57 | | | | 3.33 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 27.21 | | | | 13.62 | | | | 66,353 | | | | 1.25 | | | | 1.25 | | | | (0.91 | ) | | | 92 | |
R5 | | | 27.23 | | | | (0.16 | ) | | | 3.65 | | | | 3.49 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 27.95 | | | | 13.95 | | | | 7,585 | | | | 0.97 | | | | 0.95 | | | | (0.61 | ) | | | 92 | |
Y | | | 27.48 | | | | (0.14 | ) | | | 3.70 | | | | 3.56 | | | | — | | | | (2.77 | ) | | | (2.77 | ) | | | 28.27 | | | | 14.08 | | | | 337,933 | | | | 0.85 | | | | 0.85 | | | | (0.51 | ) | | | 92 | |
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(6) | Includes interest expense representing less than 0.005%. |
(7) | Commenced operations on February 28, 2017. |
(8) | Excluding the expenses not subject to cap, the ratios would have been 1.09%, 1.98%, 1.81%, 0.79%, 1.40%, 1.10%, 0.80%, 0.70% and 0.70% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(9) | Commenced operations on November 7, 2014. |
(10) | Excluding the expenses not subject to cap, the ratios would have been 0.79%, 1.54%, 1.54%, 0.54%, 1.09%, 0.79%, 0.49%, 0.42% and 0.42% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(11) | Commenced operations on March 31, 2015. |
(12) | Excluding the expenses not subject to cap, the ratios would have been 1.02%, 1.95%, 1.76%, 0.82%, 1.35%, 1.05%, 0.75%, 0.65% and 0.65% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(13) | Excluding the expenses not subject to cap, the ratios would have been 1.12%, 2.04%, 1.87%, 0.91%, 1.45%, 1.15%, 0.85%, 0.75% and 0.76% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
(14) | During the year ended October 31, 2014, the Fund incurred $415.5 million in sales of securities held associated with the transition of assets from The Hartford Growth Fund, which merged into the Fund on April 7, 2014. These sales are excluded from the portfolio turnover rate calculation. |
(15) | Per share amount is less than $0.005. |
(16) | Percentage rounds to zero. |
(17) | Commenced operations on February 28, 2019. |
(18) | Excluding the expenses not subject to cap, the ratios would have been 1.28%, 2.10%, 2.00%, 1.04%, 1.54%, 1.23%, 0.93% and 0.83% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(19) | Commenced operations on February 28, 2018. |
(20) | Per share amount was not in accord with the net realized and unrealized gain (loss) for the period because of the timing of transactions in shares of the Fund and the amount and timing ofper-share net realized and unrealized gain (loss) on such shares. |
(21) | Excluding the expenses not subject to cap, the ratios would have been 1.23%, 2.09%, 1.95%, 0.90%, 1.52%, 1.20%, 0.90% and 0.79% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(22) | During the year ended October 31, 2014, the Fund incurred $121.7 million in sales of securities held associated with the transition of assets from The Hartford Value Fund, which merged into the Fund on April 7, 2014. These sales are excluded from the portfolio turnover rate calculation. |
(23) | Excluding the expenses not subject to cap, the ratios would have been 1.30%, 2.05%, 2.05%, 0.99%, 1.50%, 1.20%, 0.90% and 0.85% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5 and Class Y, respectively. |
(24) | Excluding the expenses not subject to cap, the ratios would have been 1.40%, 2.15%, 2.11%, 1.15%, 1.55%, 1.25%, 0.95%, 0.88% and 0.88% for Class A, Class B, Class C, Class I, Class R3, Class R4, Class R5, Class R6 and Class Y, respectively. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Domestic Equity Funds |
Notes to Financial Statements
April 30, 2019 (Unaudited)
The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each, a “Company” and collectively, the “Companies”) are each anopen-end registered management investment company comprised of forty and twelve series, respectively, as of April 30, 2019. Financial statements for the series of each Company listed below (each, a “Fund” and collectively, the “Funds”) are included in this report.
The Hartford Mutual Funds, Inc.:
The Hartford Capital Appreciation Fund (the “Capital Appreciation Fund”)
Hartford Core Equity Fund (the “Core Equity Fund”)
The Hartford Dividend and Growth Fund (the “Dividend and Growth Fund”)
The Hartford Equity Income Fund (the “Equity Income Fund”)
The Hartford Healthcare Fund (the “Healthcare Fund”)
The Hartford MidCap Fund (the “MidCap Fund”)
The Hartford MidCap Value Fund (the “MidCap Value Fund”)
Hartford Small Cap Value Fund (the “Small Cap Value Fund”) (formerly, Hartford Small Cap Core Fund)
The Hartford Small Company Fund (the “Small Company Fund”)
The Hartford Mutual Funds II, Inc.:
The Hartford Growth Opportunities Fund (the “Growth Opportunities Fund”)
Hartford Quality Value Fund (the “Quality Value Fund”)
The Hartford Small Cap Growth Fund (the “Small Cap Growth Fund”)
The assets of each Fund are separate, and a shareholder’s interest is limited to the Fund in which shares are held. Each Company is organized under the laws of the State of Maryland and is registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). Each Fund is a diversifiedopen-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification Topic 946, “Financial Services – Investment Companies”.
Each Fund has registered for sale Class A, Class C, Class I, Class R3, Class R4, Class R5, Class Y and Class F shares. Core Equity Fund has registered for sale Class T shares. As of April 30, 2019, Class T shares have not commenced operations. Each Fund, except the MidCap Value Fund, has registered for sale Class R6 shares. Class A shares are sold with afront-end sales charge of up to 5.50%. Class T shares have afront-end sales charge of up to 2.50%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Effective October 1, 2018, Class C shares automatically convert to Class A shares of the same Fund after ten years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least ten years. Classes I, R3, R4, R5, R6, Y and F shares do not have a sales charge. The Small Cap Growth Fund is closed to new investors, subject to certain exceptions. For more information please see the Fund’s prospectus.
2. | Significant Accounting Policies: |
The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles (“U.S. GAAP”). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates.
| a) | Determination of Net Asset Value – The net asset value (“NAV”) of each class of each Fund’s shares is determined as of the close of regular trading (normally 4:00 p.m. Eastern Time) (the “NYSE Close”) on each day that the New York Stock Exchange (the “Exchange”) is open. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
| b) | Investment Valuation and Fair Value Measurements–For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of Directors of the respective Company (the “Board of Directors”) (“Valuation Procedures”). Market prices are considered not readily available where there is an absence
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the relevant market, but prior to the NYSE Close, that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase or redeem shares of the Fund.
Fixed income investments (other than short-term obligations) held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost if their original term to maturity was 60 days or less, or by amortizing their value on the 61st day prior to maturity, if the original term exceeded 60 days.
Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange (“Exchange Close”). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close.Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.
Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.
Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.
Investments inopen-end mutual funds, if any, are valued at the respective NAV of eachopen-end mutual fund on the Valuation Date. Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Suchopen-end mutual funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.
Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures.
U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:
| • | | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
| • | | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
| • | | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
The Board of Directors has delegated theday-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’ssub-adviser, as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Valuation Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.
The Hartford Capital Appreciation Fund Level 3 Holdings on April 30, 2019
Quantitative Information about Level 3 Fair Value Measurements:
| | | | | | | | | | |
Security Type / Valuation Technique* | | Unobservable Input | | Input Value(s) Range | | | Fair Value at April 30, 2019 | |
| | | |
Common Stock | | | | | | | | | | |
Model | | Price/Earnings | | | 22.3x | | | $ | 793,480 | |
Model | | EV/Revenue | | | 2.6x to 4.0x | | | | 28,300,199 | |
Model | | EV/EBITDA | | | 10.9x | | | | 18,574,703 | |
Cost | | Trade Price | | | $15.72 to $68.00 | | | | 641,689 | |
| | | |
Escrows | | | | | | | | | | |
Cost | | Trade Price | | | $0.00 to $0.54 | | | | 56,189 | |
| | | |
Preferred Stock | | | | | | | | | | |
Model | | EV/Revenue | | | 1.2x to 7.5x | | | | 257,157,797 | |
Model | | EV/EBITDA | | | 8.2x | | | | 643,116 | |
Cost | | Trade Price | | | $5.70 to $68.00 | | | | 143,398,532 | |
| | |
Convertible Preferred Stock | | | | | | | |
Model | | EV/Revenue | | | 2.52x | | | | 886,150 | |
| | | | | | | | | | |
Total | | | | | | | | $ | 450,451,855 | |
| | | | | | | | | | |
| * | The Valuation Committee may consider applying appropriate valuation methodologies, which may include, but are not limited to: valuation through use of a “proxy” investment or index, discount from market value of a similar freely traded investment, a discount or premium which may consider market or regulatory sentiment (or other subjective determinations, inputs or factors not otherwise quantifiable), and any other appropriate method. |
The Hartford Growth Opportunities Fund Level 3 Holdings on April 30, 2019
Quantitative Information about Level 3 Fair Value Measurements:
| | | | | | | | | | |
Security Type / Valuation Technique* | | Unobservable Input | | Input Value(s) Range | | | Fair Value at April 30, 2019 | |
| | | |
Common Stock | | | | | | | | | | |
Model | | Price/Earnings | | | 22.3x | | | $ | 10,952,444 | |
Model | | EV/Revenue | | | 2.6x to 3.6x | | | | 14,476,985 | |
Model | | EV/EBITDA | | | 10.9x | | | | 10,075,235 | |
Cost | | Trade Price | | | $15.72 to $68.00 | | | | 3,029,676 | |
| | | |
Escrows | | | | | | | | | | |
Cost | | Trade Price | | | $0.00 to $0.54 | | | | 576,268 | |
| | | |
Preferred Stock | | | | | | | | | | |
Model | | EV/Revenue | | | 1.2x to 5.7x | | | | 31,702,890 | |
Model | | EV/EBITDA | | | 8.2x | | | | 6,434,037 | |
Cost | | Trade Price | | | $5.7008 to $68.00 | | | | 164,398,671 | |
| | |
Convertible Preferred Stock | | | | | | | |
Model | | EV/Revenue | | | 2.52x | | | | 8,601,652 | |
| | | | | | | | | | |
Total | | | | | | | | $ | 250,247,856 | |
| | | | | | | | | | |
| * | The Valuation Committee may consider applying appropriate valuation methodologies, which may include, but are not limited to: valuation through use of a “proxy” investment or index, discount from market value of a similar freely traded investment, a discount or premium which may consider market or regulatory sentiment (or other subjective determinations, inputs or factors not otherwise quantifiable), and any other appropriate method. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
Dividend income from domestic securities is accrued on theex-dividend date. In general, dividend income from foreign securities is recorded on theex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available.
Interest income, including amortization of premium, accretion of discounts and additional principal receivedin-kind in lieu of cash, is accrued on a daily basis.
| d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends from securities in which the Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net realized gain on investments in these securities, if applicable. |
| e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements.
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
| f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
| g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund’s net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income andnon-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
Orders for the purchase of a Fund’s shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV.
Dividends are declared pursuant to a policy adopted by the respective Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded onex-date. The policy of each Fund, except Dividend and Growth Fund and Equity Income Fund, is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Dividend and Growth Fund and Equity Income Fund is to pay dividends from net investment income, if any, quarterly and realized gains, if any, at least once a year.
Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing (see Federal Income Taxes: Distributions and Components of Distributable Earnings and Reclassification of Capital Accounts notes).
3. | Securities and Other Investments: |
Restricted Securities– Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund’s Schedule of Investments.
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
4. | Financial Derivative Instruments: |
The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as ofperiod-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations.
| a) | Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled. |
Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder.
During thesix-month period ended April 30, 2019, Capital Appreciation Fund had used Foreign Currency Contracts.
| b) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant (“FCM”) an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value (“variation margin”) is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
During thesix-month period ended April 30, 2019, Capital Appreciation Fund and Core Equity Fund had used futures contracts.
| c) | Additional Derivative Instrument Information: |
Capital Appreciation Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 1,672,117 | | | $ | — | | | $ | — | | | $ | 1,672,117 | |
Unrealized appreciation on foreign currency contracts | | | — | | | | 9,989 | | | | — | | | | — | | | | — | | | | — | | | | 9,989 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 9,989 | | | $ | — | | | $ | 1,672,117 | | | $ | — | | | $ | — | | | $ | 1,682,106 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative appreciation (depreciation) on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Capital Appreciation Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 169,651 | | | $ | — | | | $ | — | | | $ | 169,651 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 169,651 | | | $ | — | | | $ | — | | | $ | 169,651 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 3,665,353 | | | $ | — | | | $ | — | | | $ | 3,665,353 | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | 9,989 | | | | — | | | | — | | | | — | | | | — | | | | 9,989 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 9,989 | | | $ | — | | | $ | 3,665,353 | | | $ | — | | | $ | — | | | $ | 3,675,342 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 763 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 2,099,722 | |
Core Equity Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 1,373,251 | | | $ | — | | | $ | — | | | $ | 1,373,251 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 1,373,251 | | | $ | — | | | $ | — | | | $ | 1,373,251 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the cumulative appreciation (depreciation) on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 988,042 | | | $ | — | | | $ | — | | | $ | 988,042 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 988,042 | | | $ | — | | | $ | — | | | $ | 988,042 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 5,449,013 | | | $ | — | | | $ | — | | | $ | 5,449,013 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | — | | | $ | — | | | $ | 5,449,013 | | | $ | — | | | $ | — | | | $ | 5,449,013 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 503 | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| d) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund’s custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to the Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund’s custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
The following tables present a Fund’s derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement (“MNA”) and net of the related collateral received/pledged by a Fund as of April 30, 2019:
Capital Appreciation Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 9,989 | | | $ | — | |
Futures contracts | | | 1,672,117 | | | | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 1,682,106 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (1,672,117 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 9,989 | | | $ | — | |
| | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
State Street Global Markets LLC | | $ | 9,989 | | | $ | — | | | $ | — | | | $ | — | | | $ | 9,989 | |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
Core Equity Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Futures contracts | | $ | 1,373,251 | | | $ | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 1,373,251 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (1,373,251 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | — | | | $ | — | |
| | | | | | | | |
A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks.
The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments.
Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity.
Investing in the securities ofnon-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. These risks are heightened for investments in issuers from countries with less developed markets.
Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default.
| a) | Each Fund intends to continue to qualify as a Regulated Investment Company (“RIC”) under Subchapter M of the Internal Revenue Code (“IRC”) by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2019. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
| b) | Tax Basis of Investments– The aggregate cost of investments for federal income tax purposes at April 30, 2019 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| | | | | | | | | | | | | | | | |
Fund | | Tax Cost | | | Gross Unrealized Appreciation | | | Gross Unrealized (Depreciation) | | | Net Unrealized Appreciation/ (Depreciation) | |
Capital Appreciation Fund | | $ | 6,266,118,684 | | | $ | 1,061,567,570 | | | $ | (118,911,029 | ) | | $ | 942,656,541 | |
Core Equity Fund | | | 3,618,237,001 | | | | 1,024,581,643 | | | | (40,996,393 | ) | | | 983,585,250 | |
Dividend and Growth Fund | | | 6,405,903,950 | | | | 2,465,030,639 | | | | (103,926,492 | ) | | | 2,361,104,147 | |
Equity Income Fund | | | 3,172,323,112 | | | | 948,193,862 | | | | (66,175,202 | ) | | | 882,018,660 | |
Growth Opportunities Fund | | | 4,323,485,602 | | | | 973,072,962 | | | | (72,536,454 | ) | | | 900,536,508 | |
Healthcare Fund | | | 1,189,278,611 | | | | 261,801,043 | | | | (109,589,560 | ) | | | 152,211,483 | |
MidCap Fund | | | 10,811,014,402 | | | | 3,333,586,681 | | | | (270,512,113 | ) | | | 3,063,074,568 | |
MidCap Value Fund | | | 637,370,203 | | | | 79,536,881 | | | | (28,032,185 | ) | | | 51,504,696 | |
Quality Value Fund | | | 241,831,826 | | | | 29,444,269 | | | | (7,422,551 | ) | | | 22,021,718 | |
Small Cap Growth Fund | | | 1,021,575,380 | | | | 199,618,295 | | | | (67,420,867 | ) | | | 132,197,428 | |
Small Cap Value Fund | | | 98,949,851 | | | | 10,009,755 | | | | (4,757,016 | ) | | | 5,252,739 | |
Small Company Fund | | | 521,288,761 | | | | 88,436,194 | | | | (21,317,122 | ) | | | 67,119,072 | |
| c) | Capital Loss Carryforward– The Funds had no capital loss carryforwards for U.S. federal income tax purposes as of October 31, 2018. |
During the year ended October 31, 2018, the Small Company Fund utilized prior year capital loss carryforwards of $7,507,209.
Under the current tax law, net investment losses realized after December 31 of a Fund’s fiscal year may be deferred and treated as occurring on the first business day of the following fiscal year for tax purposes, often referred to as Late-Year Ordinary Losses. At October 31, 2018, the following Fund elected to defer Late-Year Ordinary Losses:
| | | | |
Fund | | Amount | |
Healthcare Fund | | $ | 5,109,572 | |
| a) | Investment Management Agreement– Hartford Funds Management Company, LLC (“HFMC”) serves as each Fund’s investment manager. Each Company, on behalf of its respective Funds, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| Fund. HFMC has contracted with Wellington Management Company LLP (“Wellington Management”) under asub-advisory agreement and Wellington Management performs the daily investment of the assets of each Fund in accordance with the Fund’s investment objective and policies. Each Fund pays a fee to HFMC, a portion of which may be used to compensate Wellington Management. |
The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2019; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates:
| | |
Fund | | Management Fee Rates |
Capital Appreciation Fund | | 0.8000% on first $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $4 billion and; |
| | 0.6475% on next $5 billion and; |
| | 0.6450% over $10 billion |
| |
Core Equity Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $1.5 billion and; |
| | 0.3250% on next $2.5 billion and; |
| | 0.3225% over $5 billion |
| |
Dividend and Growth Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
| |
Equity Income Fund | | 0.7500% on first $250 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5900% on next $2.5 billion and; |
| | 0.5875% over $5 billion |
| |
Growth Opportunities Fund | | 0.8000% on first $250 million and; |
| | 0.7000% on next $4.75 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
| |
Healthcare Fund | | 0.9000% on first $500 million and; |
| | 0.8500% on next $500 million and; |
| | 0.8000% on next $4 billion and; |
| | 0.7975% on next $5 billion and; |
| | 0.7950% over $10 billion |
| |
MidCap Fund | | 0.8500% on first $500 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $4 billion and; |
| | 0.6975% on next $5 billion and; |
| | 0.6950% over $10 billion |
| |
MidCap Value Fund | | 0.7500% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $1.5 billion and; |
| | 0.5950% on next $2.5 billion and; |
| | 0.5900% on next $5 billion and; |
| | 0.5850% over $10 billion |
| |
Quality Value Fund | | 0.4500% on first $500 million and; |
| | 0.3500% on next $500 million and; |
| | 0.3300% on next $4 billion and; |
| | 0.3250% on next $5 billion and; |
| | 0.3225% over $10 billion |
| |
Small Cap Growth Fund | | 0.9000% on first $100 million and; |
| | 0.8000% on next $150 million and; |
| | 0.7000% on next $250 million and; |
| | 0.6500% on next $4.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | |
Fund | | Management Fee Rates |
| |
Small Cap Value Fund | | 0.7000% on first $500 million and; |
| | 0.6500% on next $500 million and; |
| | 0.6000% on next $2 billion and; |
| | 0.5900% on next $2 billion and; |
| | 0.5800% on next $5 billion and; |
| | 0.5700% over $10 billion |
| |
Small Company Fund | | 0.8500% on first $250 million and; |
| | 0.8000% on next $250 million and; |
| | 0.7500% on next $500 million and; |
| | 0.7000% on next $500 million and; |
| | 0.6500% on next $3.5 billion and; |
| | 0.6300% on next $5 billion and; |
| | 0.6200% over $10 billion |
| b) | Accounting Services Agreement– Pursuant to the Fund Accounting Agreement between HFMC and each Company, on behalf of its respective Funds, HFMC provides accounting services to each Fund and receives monthly compensation based on each Fund’s average daily net assets at the rates set forth below. Each Fund’s accounting services fees are accrued daily and paid monthly. |
| | | | |
Capital Appreciation Fund, Growth Opportunities Fund and Small Company Fund | |
Average Daily Net Assets | | Annual Fees | |
first $3.5 billion and; | | | 0.022% | |
next $3.5 billion and | | | 0.018% | |
Amount over $7 billion | | | 0.015% | |
|
Core Equity Fund, Dividend and Growth Fund, Equity Income Fund, Healthcare Fund, MidCap Fund, MidCap Value Fund, Quality Value Fund, Small Cap Growth Fund and Small Cap Value Fund | |
Average Daily Net Assets | | Annual Fees | |
first $3.5 billion and; | | | 0.018% | |
next $3.5 billion and | | | 0.014% | |
Amount over $7 billion | | | 0.010% | |
HFMC has delegated certain accounting and administrative services functions to State Street Bank and Trust Company (“State Street”). The costs and expenses of such delegation are borne by HFMC, not by the Funds, and HFMC compensates State Street for its services out of its own resources.
| c) | Operating Expenses– Allocable expenses incurred by each Company are allocated to each series within such Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2019, HFMC contractually limited the total operating expenses, (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), through February 29, 2020 as follows for each of the following Funds: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Quality Value Fund | | | 0.96 | % | | | 1.71 | % | | | 0.66 | % | | | 1.18 | % | | | 0.88 | % | | | 0.63 | % | | | 0.46 | % | | | 0.57 | % | | | 0.46 | % |
Small Cap Value Fund | | | 1.30 | % | | | 2.05 | % | | | 1.00 | % | | | 1.50 | % | | | 1.20 | % | | | 0.90 | % | | | 0.80 | % | | | 0.85 | % | | | 0.80 | % |
Small Company Fund | | | 1.40 | % | | | 2.15 | % | | | 1.15 | % | | | 1.55 | % | | | 1.25 | % | | | 0.95 | % | | | 0.90 | % | | | 0.95 | % | | | 0.90 | % |
From November 1, 2018 through February 28, 2019, HFMC contractually limited the total operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) of the following Fund as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Small Company Fund | | | 1.40 | % | | | 2.15 | % | | | 1.15 | % | | | 1.55 | % | | | 1.25 | % | | | 0.95 | % | | | 0.90 | % | | | 0.90 | % | | | 0.90 | % |
| d) | Fees Paid Indirectly– Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapturenon-discounted trade commissions. Such rebates are used to pay a portion of a Fund’s expenses. In addition, the Funds’ custodian bank has agreed to reduce its fees when a Fund maintains cash on deposit in anon-interest-bearing custody account. For thesix-month period ended April 30, 2019, these amounts, if any, are included in the Statements of Operations. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Capital Appreciation Fund | | | 1.07 | % | | | 1.93 | % | | | 0.80 | % | | | 1.42 | % | | | 1.11 | % | | | 0.81 | % | | | 0.70 | % | | | 0.73 | % | | | 0.70 | % |
Core Equity Fund | | | 0.73 | % | | | 1.48 | % | | | 0.46 | % | | | 1.09 | % | | | 0.76 | % | | | 0.49 | % | | | 0.39 | % | | | 0.42 | % | | | 0.38 | % |
Dividend and Growth Fund | | | 0.99 | % | | | 1.83 | % | | | 0.73 | % | | | 1.35 | % | | | 1.05 | % | | | 0.74 | % | | | 0.64 | % | | | 0.68 | % | | | 0.64 | % |
Equity Income Fund | | | 1.00 | % | | | 1.77 | % | | | 0.79 | % | | | 1.37 | % | | | 1.06 | % | | | 0.76 | % | | | 0.66 | % | | | 0.71 | % | | | 0.66 | % |
Growth Opportunities Fund | | | 1.11 | % | | | 1.88 | % | | | 0.85 | % | | | 1.45 | % | | | 1.15 | % | | | 0.85 | % | | | 0.75 | % | | | 0.78 | % | | | 0.75 | % |
Healthcare Fund | | | 1.29 | % | | | 2.07 | % | | | 1.01 | % | | | 1.61 | % | | | 1.31 | % | | | 1.02 | % | | | 0.90 | % | | | 0.93 | % | | | 0.90 | % |
MidCap Fund | | | 1.10 | % | | | 1.88 | % | | | 0.83 | % | | | 1.45 | % | | | 1.14 | % | | | 0.84 | % | | | 0.74 | % | | | 0.79 | % | | | 0.74 | % |
MidCap Value Fund | | | 1.22 | % | | | 2.04 | % | | | 0.92 | % | | | 1.51 | % | | | 1.21 | % | | | 0.92 | % | | | N/A | | | | 0.86 | % | | | 0.80 | % |
Quality Value Fund | | | 0.89 | % | | | 1.69 | % | | | 0.57 | % | | | 1.16 | % | | | 0.86 | % | | | 0.57 | % | | | 0.46 | % | | | 0.51 | % | | | 0.46 | % |
Small Cap Growth Fund | | | 1.22 | % | | | 1.95 | % | | | 0.85 | % | | | 1.47 | % | | | 1.17 | % | | | 0.86 | % | | | 0.76 | % | | | 0.80 | % | | | 0.76 | % |
Small Cap Value Fund | | | 1.25 | % | | | 2.04 | % | | | 0.91 | % | | | 1.39 | % | | | 1.20 | % | | | 0.90 | % | | | 0.80 | % | | | 0.85 | % | | | 0.80 | % |
Small Company Fund | | | 1.32 | % | | | 2.12 | % | | | 1.08 | % | | | 1.55 | % | | | 1.25 | % | | | 0.95 | % | | | 0.90 | % | | | 0.90 | % | | | 0.90 | % |
| e) | Sales Charges and Distribution and Service Plan for Class A, T, C, R3 and R4 Shares– Hartford Funds Distributors, LLC (“HFD”), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For thesix-month period ended April 30, 2019, HFD receivedfront-end sales charges and contingent deferred sales charges for each Fund as follows: |
| | | | | | | | |
Fund | | Front-end Sales Charges | | | Contingent Deferred Sales Charges | |
Capital Appreciation Fund | | $ | 959,307 | | | $ | 7,293 | |
Core Equity Fund | | | 1,102,083 | | | | 11,102 | |
Dividend and Growth Fund | | | 1,666,056 | | | | 13,218 | |
Equity Income Fund | | | 731,609 | | | | 6,105 | |
Growth Opportunities Fund | | | 1,467,091 | | | | 29,077 | |
Healthcare Fund | | | 411,160 | | | | 3,348 | |
MidCap Fund | | | 1,952,553 | | | | 33,686 | |
MidCap Value Fund | | | 344,113 | | | | 1,004 | |
Quality Value Fund | | | 67,100 | | | | 417 | |
Small Cap Growth Fund | | | 30,163 | | | | 837 | |
Small Cap Value Fund | | | 27,692 | | | | 476 | |
Small Company Fund | | | 290,124 | | | | 1,288 | |
The Board of Directors of each Company has approved the adoption of a separate distribution plan (each a “Plan”) pursuant to Rule12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class T, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class T Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class T shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. As of April 30, 2019, Class T shares have not commenced operations. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s12b-1 fees are accrued daily and paid monthly or at such other intervals as the respective Company’s Board of Directors may determine.
| f) | Other Related Party Transactions– Certain officers of the Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For thesix-month period ended April 30, 2019, a portion of the Company’s Chief Compliance Officer’s (“CCO”) compensation was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in other expenses on the Statements of Operations, is outlined in the table below. |
| | | | |
Fund | | CCO Compensation Paid by Fund | |
Capital Appreciation Fund | | $ | 4,246 | |
Core Equity Fund | | | 1,968 | |
Dividend and Growth Fund | | | 4,720 | |
Equity Income Fund | | | 2,390 | |
Growth Opportunities Fund | | | 2,799 | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | |
Fund | | CCO Compensation Paid by Fund | |
Healthcare Fund | | $ | 838 | |
MidCap Fund | | | 7,103 | |
MidCap Value Fund | | | 384 | |
Quality Value Fund | | | 164 | |
Small Cap Growth Fund | | | 659 | |
Small Cap Value Fund | | | 60 | |
Small Company Fund | | | 301 | |
Hartford Administrative Services Company (“HASCO”), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below ). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to DST Asset Manager Solutions, Inc. (“DST”) (and any other designatedsub-agent) according to the agreed-upon fee schedule under thesub-transfer agency agreement between HASCO and DST (or between HASCO and any other designatedsub-agent, as applicable); (ii)sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the applicable Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin.
| | | | |
Share Class | | Specified Amount (as a percentage average daily net assets) | |
Class A | | | 0.25 | % |
Class C | | | 0.25 | % |
Class I | | | 0.20 | % |
Class Y | | | 0.06 | %* |
Class R3 | | | 0.22 | % |
Class R4 | | | 0.17 | % |
Class R5 | | | 0.12 | % |
Class R6 | | | 0.004 | % |
Class F | | | 0.004 | % |
| * | Effective May 1, 2019, the Specified Amount for all Class Y shares will be 0.11%. |
Effective March 1, 2019, HASCO has contractually agreed to waive and/or reimburse a portion of the transfer agency fees for the share classes of the Funds listed below to the extent necessary to maintain the transfer agency fees as follows:
| | | | | | | | |
Fund | | Class I | | | Class Y | |
Capital Appreciation Fund | | | N/A | | | | 0.04 | % |
Core Equity Fund | | | N/A | | | | 0.06 | % |
Dividend and Growth Fund | | | N/A | | | | 0.05 | % |
Equity Income Fund | | | N/A | | | | 0.05 | % |
Growth Opportunities Fund | | | N/A | | | | 0.05 | % |
Healthcare Fund | | | N/A | | | | 0.06 | % |
MidCap Fund | | | 0.12 | % | | | 0.04 | % |
MidCap Value Fund | | | N/A | | | | 0.05 | % |
Small Cap Growth Fund | | | N/A | | | | 0.04 | % |
This contractual arrangement for each of these Funds will remain in effect until February 29, 2020 unless the Board of Directors approves its earlier termination.
Pursuant to asub-transfer agency agreement between HASCO and DST, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to DST. Each Fund does not pay any fee directly to DST; rather, HASCO makes all such payments to DST. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For thesix-month period ended April 30, 2019, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class’ average daily net assets is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Capital Appreciation Fund | | | 0.12 | % | | | 0.23 | % | | | 0.10 | % | | | 0.22 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | % | | | 0.03 | % | | | 0.00 | % |
Core Equity Fund | | | 0.10 | % | | | 0.10 | % | | | 0.08 | % | | | 0.21 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | % | | | 0.03 | % | | | 0.00 | % |
Dividend and Growth Fund | | | 0.10 | % | | | 0.19 | % | | | 0.09 | % | | | 0.22 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | % | | | 0.04 | % | | | 0.00 | % |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Equity Income Fund | | | 0.09 | % | | | 0.11 | % | | | 0.14 | % | | | 0.21 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | % | | | 0.06 | % | | | 0.00 | % |
Growth Opportunities Fund | | | 0.12 | % | | | 0.14 | % | | | 0.11 | % | | | 0.21 | % | | | 0.15 | % | | | 0.10 | % | | | 0.00 | % | | | 0.04 | % | | | 0.00 | % |
Healthcare Fund | | | 0.14 | % | | | 0.17 | % | | | 0.11 | % | | | 0.21 | % | | | 0.16 | % | | | 0.12 | % | |
| 0.00
| %
| | | 0.03 | % | | | 0.00 | % |
MidCap Fund | | | 0.11 | % | | | 0.14 | % | | | 0.09 | % | | | 0.21 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | % | | | 0.05 | % | | | 0.00 | % |
MidCap Value Fund | | | 0.17 | % | | | 0.24 | % | | | 0.12 | % | | | 0.21 | % | | | 0.16 | % | | | 0.12 | % | | | N/A | | | | 0.06 | % | | | 0.00 | % |
Quality Value Fund | | | 0.19 | % | | | 0.24 | % | | | 0.11 | % | | | 0.21 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | % | | | 0.05 | % | | | 0.00 | % |
Small Cap Growth Fund | | | 0.22 | % | | | 0.19 | % | | | 0.09 | % | | | 0.21 | % | | | 0.16 | % | | | 0.10 | % | | | 0.00 | % | | | 0.04 | % | | | 0.00 | % |
Small Cap Value Fund | | | 0.21 | % | | | 0.25 | % | | | 0.11 | % | | | 0.20 | % | | | 0.15 | % | | | 0.12 | % | | | 0.00 | % | | | 0.06 | % | | | 0.00 | % |
Small Company Fund | | | 0.18 | % | | | 0.24 | % | | | 0.18 | % | | | 0.20 | % | | | 0.16 | % | | | 0.11 | % | | | 0.00 | % | | | 0.01 | % | | | 0.00 | % |
A Fund may lend portfolio securities to certain borrowers in U.S. andnon-U.S. markets in an amount not to exceedone-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned.
A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the risk that the principal value of the collateral invested may decline; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.
At April 30, 2019, the following Funds had securities on loan at market value, cash collateral andnon-cash collateral as follows:
| | | | | | | | | | | | |
Fund | | Market Value of Securities on Loan(1) | | | Cash Collateral | | | Non-Cash Collateral(2)(3) | |
Capital Appreciation Fund | | $ | 27,359,956 | | | $ | 12,132,750 | | | $ | 16,337,585 | |
Growth Opportunities Fund | | | 25,880,773 | | | | 26,973,237 | | | | — | |
Healthcare Fund | | | 11,974,222 | | | | 12,446,322 | | | | — | |
MidCap Fund | | | 22,268,948 | | | | 23,884,765 | | | | — | |
MidCap Value Fund | | | 372,740 | | | | 384,878 | | | | — | |
Quality Value Fund | | | 961,100 | | | | 980,000 | | | | — | |
Small Cap Value Fund | | | 253,800 | | | | 260,000 | | | | — | |
| (1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract. |
| (2) | These securities are held for the benefit of the Fund at the Fund’s custodian. The Fund cannot repledge or resell this collateral. As such, collateral is excluded from the Statement of Assets and Liabilities. |
| (3) | U.S. Government securities. |
The following tables reflects a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of April 30, 2019.
Certain Transfers Accounted for as Secured Borrowings
Remaining Contractual Maturity of the Agreements
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
Capital Appreciation Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 12,132,750 | | | $ | — | | | $ | — | | | $ | — | | | $ | 12,132,750 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 12,132,750 | | | $ | — | | | $ | — | | | $ | — | | | $ | 12,132,750 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 12,132,750 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Growth Opportunities Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 26,973,237 | | | $ | — | | | $ | — | | | $ | — | | | $ | 26,973,237 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 26,973,237 | | | $ | — | | | $ | — | | | $ | — | | | $ | 26,973,237 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 26,973,237 | |
| | | | | | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
| | | | | |
Healthcare Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 12,446,322 | | | $ | — | | | $ | — | | | $ | — | | | $ | 12,446,322 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 12,446,322 | | | $ | — | | | $ | — | | | $ | — | | | $ | 12,446,322 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | | | | | | | | | | | | | | | | $ | 12,446,322 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
MidCap Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 23,884,765 | | | $ | — | | | $ | — | | | $ | — | | | $ | 23,884,765 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 23,884,765 | | | $ | — | | | $ | — | | | $ | — | | | $ | 23,884,765 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | | | | | | | | | | | | | | | | $ | 23,884,765 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
MidCap Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 384,878 | | | $ | — | | | $ | — | | | $ | — | | | $ | 384,878 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 384,878 | | | $ | — | | | $ | — | | | $ | — | | | $ | 384,878 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | | | | | | | | | | | | | | | | $ | 384,878 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Quality Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 980,000 | | | $ | — | | | $ | — | | | $ | — | | | $ | 980,000 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 980,000 | | | $ | — | | | $ | — | | | $ | — | | | $ | 980,000 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | | | | | | | | | | | | | | | | $ | 980,000 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Small Cap Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | | | | | | | | | | | | | | | | | | | | |
Common Stocks | | $ | 260,000 | | | $ | — | | | $ | — | | | $ | — | | | $ | 260,000 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 260,000 | | | $ | — | | | $ | — | | | $ | — | | | $ | 260,000 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | | | | | | | | | | | | | | | | $ | 260,000 | |
| | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand. |
As of April 30, 2019, affiliates of The Hartford had ownership of shares in each Fund as follows:
Percentage of a Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Healthcare Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 100 | % | | | — | | | | — | |
Quality Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 35 | % | | | — | | | | — | |
Small Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | 47 | % | | | 100 | % | | | — | | | | — | |
Percentage of Fund by Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class R6 | | | Class Y | | | Class F | |
Healthcare Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | |
Quality Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | |
Small Cap Value Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | | | | — | |
| * | Percentage rounds to zero. |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
As of April 30, 2019, affiliated funds of funds in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares from these affiliated funds of funds. Affiliated funds of funds owned shares in the Funds listed below as follows:
| | | | |
Funds | | Percentage of Fund* | |
Capital Appreciation Fund | | | 7 | % |
Core Equity Fund | | | 7 | % |
Dividend and Growth Fund | | | 11 | % |
Equity Income Fund | | | 8 | % |
Growth Opportunities Fund | | | 2 | % |
MidCap Fund | | | 1 | % |
MidCap Value Fund | | | 2 | % |
Quality Value Fund | | | 20 | % |
Small Cap Growth Fund | | | 3 | % |
Small Cap Value Fund | | | 38 | % |
Small Company Fund | | | 6 | % |
| * | As of April 30, 2019, affiliated funds of funds invest in Class F shares. |
10. | Investment Transactions: |
For thesix-month period ended April 30, 2019, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | | Sales Proceeds Excluding U.S. Government Obligations | | | Cost of Purchases For U.S. Government Obligations | | | Sales Proceeds For U.S. Government Obligations | | | Total Cost of Purchases | | | Total Sales Proceeds | |
Capital Appreciation Fund | | $ | 1,822,988,172 | | | $ | 2,702,083,982 | | | $ | — | | | $ | — | | | $ | 1,822,988,172 | | | $ | 2,702,083,982 | |
Core Equity Fund | | | 1,140,525,280 | | | | 433,558,051 | | | | — | | | | — | | | | 1,140,525,280 | | | | 433,558,051 | |
Dividend and Growth Fund | | | 863,273,327 | | | | 974,007,815 | | | | — | | | | — | | | | 863,273,327 | | | | 974,007,815 | |
Equity Income Fund | | | 417,612,933 | | | | 819,340,952 | | | | — | | | | — | | | | 417,612,933 | | | | 819,340,952 | |
Growth Opportunities Fund | | | 1,418,378,966 | | | | 2,004,953,637 | | | | — | | | | — | | | | 1,418,378,966 | | | | 2,004,953,637 | |
Healthcare Fund | | | 232,653,489 | | | | 412,866,346 | | | | — | | | | — | | | | 232,653,489 | | | | 412,866,346 | |
MidCap Fund | | | 1,440,393,232 | | | | 1,734,798,965 | | | | — | | | | — | | | | 1,440,393,232 | | | | 1,734,798,965 | |
MidCap Value Fund | | | 199,314,136 | | | | 197,468,332 | | | | — | | | | — | | | | 199,314,136 | | | | 197,468,332 | |
Quality Value Fund | | | 26,880,269 | | | | 68,698,796 | | | | — | | | | — | | | | 26,880,269 | | | | 68,698,796 | |
Small Cap Growth Fund | | | 239,594,805 | | | | 296,211,084 | | | | — | | | | — | | | | 239,594,805 | | | | 296,211,084 | |
Small Cap Value Fund | | | 114,589,175 | | | | 119,798,867 | | | | — | | | | — | | | | 114,589,175 | | | | 119,798,867 | |
Small Company Fund | | | 257,669,561 | | | | 243,726,146 | | | | — | | | | — | | | | 257,669,561 | | | | 243,726,146 | |
11. | Capital Share Transactions: |
The following information is for thesix-month period ended April 30, 2019, and the year ended October 31, 2018:
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Capital Appreciation Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,932,466 | | | $ | 131,332,282 | | | | 18,627,905 | | | $ | 720,223,487 | |
Shares Issued for Reinvested Dividends | | | 22,329,308 | | | | 687,462,758 | | | | 15,585,296 | | | | 588,452,604 | |
Shares Redeemed | | | (14,564,583 | ) | | | (486,953,505 | ) | | | (19,213,364 | ) | | | (759,184,210 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 11,697,191 | | | | 331,841,535 | | | | 14,999,837 | | | | 549,491,881 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 831,484 | | | $ | 19,775,640 | | | | 1,048,144 | | | $ | 31,974,203 | |
Shares Issued for Reinvested Dividends | | | 3,194,763 | | | | 71,978,020 | | | | 6,297,825 | | | | 184,217,448 | |
Shares Redeemed | | | (5,174,108 | ) | | | (129,299,979 | ) | | | (29,715,951 | ) | | | (896,575,354 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,147,861 | ) | | | (37,546,319 | ) | | | (22,369,982 | ) | | | (680,383,703 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,572,027 | | | $ | 52,484,037 | | | | 3,910,878 | | | $ | 155,382,910 | |
Shares Issued for Reinvested Dividends | | | 2,918,816 | | | | 90,422,933 | | | | 2,472,959 | | | | 93,848,576 | |
Shares Redeemed | | | (5,065,523 | ) | | | (168,639,783 | ) | | | (7,218,834 | ) | | | (285,577,373 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (574,680 | ) | | | (25,732,813 | ) | | | (834,997 | ) | | | (36,345,887 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Capital Appreciation Fund – (continued) | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 61,131 | | | $ | 2,314,119 | | | | 137,040 | | | $ | 5,957,109 | |
Shares Issued for Reinvested Dividends | | | 236,998 | | | | 8,150,367 | | | | 206,300 | | | | 8,536,924 | |
Shares Redeemed | | | (418,577 | ) | | | (15,412,633 | ) | | | (513,386 | ) | | | (22,360,490 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (120,448 | ) | | | (4,948,147 | ) | | | (170,046 | ) | | | (7,866,457 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 52,728 | | | $ | 2,073,878 | | | | 186,985 | | | $ | 8,374,964 | |
Shares Issued for Reinvested Dividends | | | 183,710 | | | | 6,552,532 | | | | 187,519 | | | | 8,012,830 | |
Shares Redeemed | | | (275,331 | ) | | | (10,760,704 | ) | | | (764,944 | ) | | | (33,903,987 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (38,893 | ) | | | (2,134,294 | ) | | | (390,440 | ) | | | (17,516,193 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 28,969 | | | $ | 1,156,232 | | | | 82,585 | | | $ | 3,732,482 | |
Shares Issued for Reinvested Dividends | | | 122,722 | | | | 4,476,273 | | | | 108,386 | | | | 4,727,927 | |
Shares Redeemed | | | (82,241 | ) | | | (3,309,781 | ) | | | (261,803 | ) | | | (11,949,550 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 69,450 | | | | 2,322,724 | | | | (70,832 | ) | | | (3,489,141 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 46,621 | | | $ | 1,915,307 | | | | 101,194 | | | $ | 4,624,485 | |
Shares Issued for Reinvested Dividends | | | 257,757 | | | | 9,465,639 | | | | 192,898 | | | | 8,465,656 | |
Shares Redeemed | | | (89,550 | ) | | | (3,554,772 | ) | | | (151,907 | ) | | | (6,938,017 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 214,828 | | | | 7,826,174 | | | | 142,185 | | | | 6,152,124 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 493,790 | | | $ | 19,213,623 | | | | 693,026 | | | $ | 32,164,734 | |
Shares Issued for Reinvested Dividends | | | 618,487 | | | | 22,707,855 | | | | 477,638 | | | | 20,953,067 | |
Shares Redeemed | | | (857,813 | ) | | | (34,494,220 | ) | | | (1,043,499 | ) | | | (48,018,245 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 254,464 | | | | 7,427,258 | | | | 127,165 | | | | 5,099,556 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,398,986 | | | $ | 45,889,366 | | | | 1,570,142 | | | $ | 62,543,993 | |
Shares Issued for Reinvested Dividends | | | 4,119,442 | | | | 127,618,948 | | | | 2,834,969 | | | | 107,657,480 | |
Shares Redeemed | | | (6,826,698 | ) | | | (236,727,152 | ) | | | (7,542,627 | ) | | | (297,884,938 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,308,270 | ) | | | (63,218,838 | ) | | | (3,137,516 | ) | | | (127,683,465 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 9,045,781 | | | $ | 215,837,280 | | | | (11,704,626 | ) | | $ | (312,541,285 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Core Equity Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,694,161 | | | $ | 135,208,876 | | | | 6,126,880 | | | $ | 186,510,085 | |
Shares Issued for Reinvested Dividends | | | 1,170,588 | | | | 31,856,185 | | | | 734,490 | | | | 21,375,055 | |
Shares Redeemed | | | (2,357,290 | ) | | | (68,352,807 | ) | | | (6,920,178 | ) | | | (209,143,476 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,507,459 | | | | 98,712,254 | | | | (58,808 | ) | | | (1,258,336 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,796,901 | | | $ | 46,837,657 | | | | 1,710,493 | | | $ | 47,235,025 | |
Shares Issued for Reinvested Dividends | | | 502,591 | | | | 12,459,225 | | | | 350,318 | | | | 9,320,524 | |
Shares Redeemed | | | (1,399,210 | ) | | | (37,508,255 | ) | | | (3,541,926 | ) | | | (97,989,819 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 900,282 | | | | 21,788,627 | | | | (1,481,115 | ) | | | (41,434,270 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,546,608 | | | $ | 366,633,038 | | | | 13,072,789 | | | $ | 396,887,616 | |
Shares Issued for Reinvested Dividends | | | 1,993,782 | | | | 54,347,120 | | | | 1,162,130 | | | | 33,875,872 | |
Shares Redeemed | | | (7,846,897 | ) | | | (229,304,264 | ) | | | (11,227,452 | ) | | | (338,823,716 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,693,493 | | | | 191,675,894 | | | | 3,007,467 | | | | 91,939,772 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 93,986 | | | $ | 2,809,712 | | | | 207,064 | | | $ | 6,289,388 | |
Shares Issued for Reinvested Dividends | | | 48,300 | | | | 1,333,045 | | | | 40,040 | | | | 1,179,524 | |
Shares Redeemed | | | (191,149 | ) | | | (5,751,298 | ) | | | (598,704 | ) | | | (18,364,395 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (48,863 | ) | | | (1,608,541 | ) | | | (351,600 | ) | | | (10,895,483 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 393,500 | | | $ | 12,038,721 | | | | 622,611 | | | $ | 19,301,039 | |
Shares Issued for Reinvested Dividends | | | 208,644 | | | | 5,850,946 | | | | 181,518 | | | | 5,432,028 | |
Shares Redeemed | | | (952,697 | ) | | | (29,278,042 | ) | | | (2,022,499 | ) | | | (62,643,003 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (350,553 | ) | | | (11,388,375 | ) | | | (1,218,370 | ) | | | (37,909,936 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Core Equity Fund – (continued) | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 491,143 | | | $ | 14,669,046 | | | | 2,247,746 | | | $ | 68,256,158 | |
Shares Issued for Reinvested Dividends | | | 323,315 | | | | 8,879,357 | | | | 221,366 | | | | 6,500,244 | |
Shares Redeemed | | | (511,918 | ) | | | (15,333,278 | ) | | | (2,532,507 | ) | | | (76,084,368 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 302,540 | | | | 8,215,125 | | | | (63,395 | ) | | | (1,327,966 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,620,709 | | | $ | 49,150,735 | | | | 1,801,311 | | | $ | 54,771,612 | |
Shares Issued for Reinvested Dividends | | | 253,490 | | | | 6,992,185 | | | | 145,967 | | | | 4,302,198 | |
Shares Redeemed | | | (1,250,608 | ) | | | (36,991,919 | ) | | | (1,253,498 | ) | | | (38,957,594 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 623,591 | | | | 19,151,001 | | | | 693,780 | | | | 20,116,216 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,408,203 | | | $ | 102,172,563 | | | | 3,788,002 | | | $ | 115,773,056 | |
Shares Issued for Reinvested Dividends | | | 370,855 | | | | 10,229,172 | | | | 189,251 | | | | 5,580,138 | |
Shares Redeemed | | | (1,407,245 | ) | | | (40,570,568 | ) | | | (2,029,036 | ) | | | (61,771,039 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,371,813 | | | | 71,831,167 | | | | 1,948,217 | | | | 59,582,155 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 17,668,697 | | | $ | 513,107,670 | | | | 4,595,725 | | | $ | 139,606,491 | |
Shares Issued for Reinvested Dividends | | | 1,240,370 | | | | 33,816,032 | | | | 773,606 | | | | 22,560,533 | |
Shares Redeemed | | | (3,008,189 | ) | | | (89,622,097 | ) | | | (4,825,438 | ) | | | (145,935,601 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 15,900,878 | | | | 457,301,605 | | | | 543,893 | | | | 16,231,423 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 29,900,640 | | | $ | 855,678,757 | | | | 3,020,069 | | | $ | 95,043,575 | |
| | | | | | | | | | | | | | | | |
| | | | |
Dividend and Growth Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,347,029 | | | $ | 148,170,207 | | | | 12,487,323 | | | $ | 326,156,465 | |
Shares Issued for Reinvested Dividends | | | 15,697,376 | | | | 348,051,254 | | | | 15,040,346 | | | | 388,531,155 | |
Shares Redeemed | | | (11,374,348 | ) | | | (268,136,171 | ) | | | (21,964,648 | ) | | | (577,481,273 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 10,670,057 | | | | 228,085,290 | | | | 5,563,021 | | | | 137,206,347 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 944,593 | | | $ | 20,812,249 | | | | 1,045,131 | | | $ | 26,546,753 | |
Shares Issued for Reinvested Dividends | | | 1,000,327 | | | | 21,298,224 | | | | 1,845,692 | | | | 46,024,991 | |
Shares Redeemed | | | (2,379,316 | ) | | | (54,278,734 | ) | | | (10,581,892 | ) | | | (266,750,872 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (434,396 | ) | | | (12,168,261 | ) | | | (7,691,069 | ) | | | (194,179,128 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 8,298,010 | | | $ | 193,789,041 | | | | 8,212,320 | | | $ | 214,582,901 | |
Shares Issued for Reinvested Dividends | | | 3,671,329 | | | | 81,036,556 | | | | 3,244,516 | | | | 83,455,551 | |
Shares Redeemed | | | (5,647,191 | ) | | | (131,159,655 | ) | | | (6,587,672 | ) | | | (172,489,960 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,322,148 | | | | 143,665,942 | | | | 4,869,164 | | | | 125,548,492 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 195,953 | | | $ | 4,707,529 | | | | 521,930 | | | $ | 14,025,931 | |
Shares Issued for Reinvested Dividends | | | 301,736 | | | | 6,780,635 | | | | 307,181 | | | | 8,034,183 | |
Shares Redeemed | | | (531,416 | ) | | | (12,860,089 | ) | | | (806,690 | ) | | | (21,481,715 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (33,727 | ) | | | (1,371,925 | ) | | | 22,421 | | | | 578,399 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 657,818 | | | $ | 15,735,758 | | | | 961,975 | | | $ | 25,805,384 | |
Shares Issued for Reinvested Dividends | | | 437,389 | | | | 9,911,793 | | | | 431,814 | | | | 11,371,284 | |
Shares Redeemed | | | (935,141 | ) | | | (22,654,964 | ) | | | (1,459,422 | ) | | | (39,314,657 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 160,066 | | | | 2,992,587 | | | | (65,633 | ) | | | (2,137,989 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,390,388 | | | $ | 33,425,404 | | | | 2,346,568 | | | $ | 62,962,468 | |
Shares Issued for Reinvested Dividends | | | 223,265 | | | | 5,086,358 | | | | 192,818 | | | | 5,102,053 | |
Shares Redeemed | | | (969,496 | ) | | | (23,847,741 | ) | | | (1,674,914 | ) | | | (45,252,539 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 644,157 | | | | 14,664,021 | | | | 864,472 | | | | 22,811,982 | |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,215,592 | | | $ | 29,371,577 | | | | 3,017,132 | | | $ | 82,759,681 | |
Shares Issued for Reinvested Dividends | | | 357,199 | | | | 8,139,770 | | | | 80,479 | | | | 2,134,094 | |
Shares Redeemed | | | (444,442 | ) | | | (10,724,549 | ) | | | (639,176 | ) | | | (16,937,047 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,128,349 | | | | 26,786,798 | | | | 2,458,435 | | | | 67,956,728 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Dividend and Growth Fund – (continued) | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,563,639 | | | $ | 86,526,311 | | | | 6,731,729 | | | $ | 180,558,797 | |
Shares Issued for Reinvested Dividends | | | 2,587,157 | | | | 58,931,949 | | | | 2,507,887 | | | | 66,367,057 | |
Shares Redeemed | | | (3,096,372 | ) | | | (75,116,997 | ) | | | (7,326,785 | ) | | | (198,852,639 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,054,424 | | | | 70,341,263 | | | | 1,912,831 | | | | 48,073,215 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 8,817,473 | | | $ | 206,823,980 | | | | 14,299,165 | | | $ | 372,356,271 | |
Shares Issued for Reinvested Dividends | | | 11,981,812 | | | | 264,295,546 | | | | 11,425,655 | | | | 293,726,913 | |
Shares Redeemed | | | (10,883,497 | ) | | | (257,102,723 | ) | | | (18,153,837 | ) | | | (477,146,616 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,915,788 | | | | 214,016,803 | | | | 7,570,983 | | | | 188,936,568 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 31,426,866 | | | $ | 687,012,518 | | | | 15,504,625 | | | $ | 394,794,614 | |
| | | | | | | | | | | | | | | | |
| | | | |
Equity Income Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,635,883 | | | $ | 65,914,207 | | | | 7,054,185 | | | $ | 141,208,042 | |
Shares Issued for Reinvested Dividends | | | 7,197,171 | | | | 124,714,936 | | | | 5,387,109 | | | | 108,873,865 | |
Shares Redeemed | | | (7,936,229 | ) | | | (144,640,881 | ) | | | (16,310,108 | ) | | | (330,513,136 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,896,825 | | | | 45,988,262 | | | | (3,868,814 | ) | | | (80,431,229 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 954,615 | | | $ | 16,994,760 | | | | 1,496,750 | | | $ | 30,142,193 | |
Shares Issued for Reinvested Dividends | | | 1,426,518 | | | | 24,524,735 | | | | 1,234,724 | | | | 24,850,317 | |
Shares Redeemed | | | (3,021,362 | ) | | | (55,177,159 | ) | | | (7,456,596 | ) | | | (148,401,415 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (640,229 | ) | | | (13,657,664 | ) | | | (4,725,122 | ) | | | (93,408,905 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,003,501 | | | $ | 127,636,711 | | | | 17,491,443 | | | $ | 350,784,723 | |
Shares Issued for Reinvested Dividends | | | 5,173,037 | | | | 89,094,693 | | | | 3,652,614 | | | | 73,362,106 | |
Shares Redeemed | | | (22,778,328 | ) | | | (416,982,795 | ) | | | (15,229,423 | ) | | | (305,556,437 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (10,601,790 | ) | | | (200,251,391 | ) | | | 5,914,634 | | | | 118,590,392 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 114,922 | | | $ | 2,120,052 | | | | 296,916 | | | $ | 5,984,389 | |
Shares Issued for Reinvested Dividends | | | 215,240 | | | | 3,730,510 | | | | 167,506 | | | | 3,391,169 | |
Shares Redeemed | | | (377,205 | ) | | | (6,876,386 | ) | | | (828,311 | ) | | | (16,803,967 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (47,043 | ) | | | (1,025,824 | ) | | | (363,889 | ) | | | (7,428,409 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 327,819 | | | $ | 6,024,656 | | | | 642,122 | | | $ | 13,016,169 | |
Shares Issued for Reinvested Dividends | | | 252,643 | | | | 4,390,220 | | | | 205,009 | | | | 4,153,860 | |
Shares Redeemed | | | (601,019 | ) | | | (11,253,464 | ) | | | (1,072,897 | ) | | | (21,756,093 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (20,557 | ) | | | (838,588 | ) | | | (225,766 | ) | | | (4,586,064 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 598,768 | | | $ | 11,152,480 | | | | 1,070,828 | | | $ | 21,909,354 | |
Shares Issued for Reinvested Dividends | | | 330,238 | | | | 5,772,240 | | | | 237,336 | | | | 4,829,360 | |
Shares Redeemed | | | (704,547 | ) | | | (13,183,601 | ) | | | (1,231,998 | ) | | | (25,045,790 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 224,459 | | | | 3,741,119 | | | | 76,166 | | | | 1,692,924 | |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 414,659 | | | $ | 7,779,358 | | | | 624,797 | | | $ | 12,755,320 | |
Shares Issued for Reinvested Dividends | | | 172,887 | | | | 3,030,694 | | | | 109,860 | | | | 2,239,099 | |
Shares Redeemed | | | (195,444 | ) | | | (3,647,103 | ) | | | (355,527 | ) | | | (7,261,890 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 392,102 | | | | 7,162,949 | | | | 379,130 | | | | 7,732,529 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,321,051 | | | $ | 24,312,664 | | | | 3,235,467 | | | $ | 66,523,295 | |
Shares Issued for Reinvested Dividends | | | 618,878 | | | | 10,829,202 | | | | 473,849 | | | | 9,676,818 | |
Shares Redeemed | | | (3,795,763 | ) | | | (69,241,837 | ) | | | (3,349,092 | ) | | | (68,094,590 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,855,834 | ) | | | (34,099,971 | ) | | | 360,224 | | | | 8,105,523 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,185,512 | | | $ | 113,994,948 | | | | 11,490,117 | | | $ | 230,763,902 | |
Shares Issued for Reinvested Dividends | | | 3,920,598 | | | | 67,621,462 | | | | 2,529,103 | | | | 50,774,813 | |
Shares Redeemed | | | (4,294,439 | ) | | | (79,437,282 | ) | | | (6,712,436 | ) | | | (135,242,319 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,811,671 | | | | 102,179,128 | | | | 7,306,784 | | | | 146,296,396 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (3,840,396 | ) | | $ | (90,801,980 | ) | | | 4,853,347 | | | $ | 96,563,157 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Growth Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,364,953 | | | $ | 124,315,387 | | | | 5,430,832 | | | $ | 258,227,081 | |
Shares Issued for Reinvested Dividends | | | 13,501,044 | | | | 442,159,184 | | | | 3,585,086 | | | | 153,656,799 | |
Shares Redeemed | | | (5,808,656 | ) | | | (214,785,222 | ) | | | (6,592,860 | ) | | | (310,460,365 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 11,057,341 | | | | 351,689,349 | | | | 2,423,058 | | | | 101,423,515 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,250,170 | | | $ | 43,060,398 | | | | 2,202,102 | | | $ | 67,142,214 | |
Shares Issued for Reinvested Dividends | | | 5,635,659 | | | | 96,538,837 | | | | 1,594,478 | | | | 44,007,584 | |
Shares Redeemed | | | (3,829,159 | ) | | | (75,465,431 | ) | | | (6,076,031 | ) | | | (184,287,489 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,056,670 | | | | 64,133,804 | | | | (2,279,451 | ) | | | (73,137,691 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,855,637 | | | $ | 266,708,677 | | | | 8,710,241 | | | $ | 433,216,495 | |
Shares Issued for Reinvested Dividends | | | 8,365,419 | | | | 290,614,670 | | | | 2,290,426 | | | | 102,404,963 | |
Shares Redeemed | | | (10,509,814 | ) | | | (407,813,668 | ) | | | (8,315,111 | ) | | | (406,512,937 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,711,242 | | | | 149,509,679 | | | | 2,685,556 | | | | 129,108,521 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 131,992 | | | $ | 4,890,622 | | | | 234,644 | | | $ | 11,070,881 | |
Shares Issued for Reinvested Dividends | | | 309,474 | | | | 10,153,854 | | | | 87,601 | | | | 3,772,966 | |
Shares Redeemed | | | (241,130 | ) | | | (9,303,418 | ) | | | (325,309 | ) | | | (15,295,005 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 200,336 | | | | 5,741,058 | | | | (3,064 | ) | | | (451,158 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 153,043 | | | $ | 6,132,274 | | | | 228,630 | | | $ | 11,414,684 | |
Shares Issued for Reinvested Dividends | | | 446,887 | | | | 15,681,250 | | | | 129,500 | | | | 5,853,389 | |
Shares Redeemed | | | (287,952 | ) | | | (11,760,698 | ) | | | (398,588 | ) | | | (19,861,217 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 311,978 | | | | 10,052,826 | | | | (40,458 | ) | | | (2,593,144 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 119,942 | | | $ | 5,111,383 | | | | 135,790 | | | $ | 7,029,897 | |
Shares Issued for Reinvested Dividends | | | 109,194 | | | | 4,050,013 | | | | 27,599 | | | | 1,298,270 | |
Shares Redeemed | | | (43,991 | ) | | | (1,862,507 | ) | | | (101,488 | ) | | | (5,319,310 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 185,145 | | | | 7,298,889 | | | | 61,901 | | | | 3,008,857 | |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 197,230 | | | $ | 8,305,177 | | | | 157,464 | | | $ | 8,754,701 | |
Shares Issued for Reinvested Dividends | | | 64,798 | | | | 2,446,116 | | | | 8,512 | | | | 405,519 | |
Shares Redeemed | | | (53,178 | ) | | | (2,380,523 | ) | | | (19,778 | ) | | | (1,033,651 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 208,850 | | | | 8,370,770 | | | | 146,198 | | | | 8,126,569 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 863,493 | | | $ | 35,615,154 | | | | 928,873 | | | $ | 50,217,143 | |
Shares Issued for Reinvested Dividends | | | 650,084 | | | | 24,540,654 | | | | 163,706 | | | | 7,802,221 | |
Shares Redeemed | | | (550,372 | ) | | | (25,305,731 | ) | | | (651,865 | ) | | | (34,204,480 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 963,205 | | | | 34,850,077 | | | | 440,714 | | | | 23,814,884 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,108,199 | | | $ | 84,456,676 | | | | 2,463,128 | | | $ | 122,119,125 | |
Shares Issued for Reinvested Dividends | | | 2,537,024 | | | | 88,339,164 | | | | 1,101,002 | | | | 49,269,862 | |
Shares Redeemed | | | (1,135,359 | ) | | | (45,985,013 | ) | | | (8,053,486 | ) | | | (408,108,047 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,509,864 | | | | 126,810,827 | | | | (4,489,356 | ) | | | (236,719,060 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 25,204,631 | | | $ | 758,457,279 | | | | (1,054,902 | ) | | $ | (47,418,707 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Healthcare Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 798,800 | | | $ | 26,403,045 | | | | 2,816,061 | | | $ | 101,549,420 | |
Shares Issued for Reinvested Dividends | | | 1,531,546 | | | | 47,003,147 | | | | 1,019,295 | | | | 34,248,296 | |
Shares Redeemed | | | (2,014,991 | ) | | | (66,027,480 | ) | | | (4,495,546 | ) | | | (158,895,113 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 315,355 | | | | 7,378,712 | | | | (660,190 | ) | | | (23,097,397 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 291,434 | | | $ | 7,540,930 | | | | 496,990 | | | $ | 14,452,310 | |
Shares Issued for Reinvested Dividends | | | 549,060 | | | | 13,440,993 | | | | 515,465 | | | | 14,185,595 | |
Shares Redeemed | | | (911,020 | ) | | | (23,938,667 | ) | | | (3,680,023 | ) | | | (107,962,485 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (70,526 | ) | | | (2,956,744 | ) | | | (2,667,568 | ) | | | (79,324,580 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Healthcare Fund – (continued) | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,090,123 | | | $ | 37,890,669 | | | | 3,388,340 | | | $ | 126,092,031 | |
Shares Issued for Reinvested Dividends | | | 716,965 | | | | 23,208,155 | | | | 437,685 | | | | 15,410,892 | |
Shares Redeemed | | | (2,667,883 | ) | | | (90,338,174 | ) | | | (2,974,436 | ) | | | (110,211,280 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (860,795 | ) | | | (29,239,350 | ) | | | 851,589 | | | | 31,291,643 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 91,211 | | | $ | 3,010,422 | | | | 179,019 | | | $ | 6,531,072 | |
Shares Issued for Reinvested Dividends | | | 82,110 | | | | 2,592,207 | | | | 61,276 | | | | 2,120,778 | |
Shares Redeemed | | | (176,324 | ) | | | (6,045,217 | ) | | | (425,831 | ) | | | (15,473,486 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (3,003 | ) | | | (442,588 | ) | | | (185,536 | ) | | | (6,821,636 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 101,231 | | | $ | 3,651,830 | | | | 288,491 | | | $ | 11,080,389 | |
Shares Issued for Reinvested Dividends | | | 61,171 | | | | 2,038,224 | | | | 41,923 | | | | 1,520,963 | |
Shares Redeemed | | | (175,765 | ) | | | (6,223,440 | ) | | | (416,190 | ) | | | (15,933,796 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (13,363 | ) | | | (533,386 | ) | | | (85,776 | ) | | | (3,332,444 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 71,092 | | | $ | 2,710,754 | | | | 130,251 | | | $ | 5,340,435 | |
Shares Issued for Reinvested Dividends | | | 12,444 | | | | 435,292 | | | | 6,075 | | | | 229,927 | |
Shares Redeemed | | | (87,182 | ) | | | (3,172,538 | ) | | | (112,959 | ) | | | (4,488,405 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (3,646 | ) | | | (26,492 | ) | | | 23,367 | | | | 1,081,957 | |
| | | | | | | | | | | | | | | | |
Class R6(2) | | | | | | | | | | | | | | | | |
Shares Sold | | | 255 | | | $ | 10,000 | | | | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 255 | | | | 10,000 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 166,098 | | | $ | 6,240,042 | | | | 431,226 | | | $ | 17,308,437 | |
Shares Issued for Reinvested Dividends | | | 94,877 | | | | 3,362,455 | | | | 52,897 | | | | 2,024,914 | |
Shares Redeemed | | | (201,593 | ) | | | (7,669,779 | ) | | | (283,402 | ) | | | (11,401,142 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 59,382 | | | | 1,932,718 | | | | 200,721 | | | | 7,932,209 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 60,426 | | | $ | 2,111,946 | | | | 450,646 | | | $ | 16,664,894 | |
Shares Issued for Reinvested Dividends | | | 158,658 | | | | 5,145,276 | | | | 86,244 | | | | 3,039,229 | |
Shares Redeemed | | | (1,486,520 | ) | | | (49,095,687 | ) | | | (128,688 | ) | | | (4,746,404 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,267,436 | ) | | | (41,838,465 | ) | | | 408,202 | | | | 14,957,719 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (1,843,777 | ) | | $ | (65,715,595 | ) | | | (2,115,191 | ) | | $ | (57,312,529 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
MidCap Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,429,307 | | | $ | 177,961,112 | | | | 15,229,089 | | | $ | 479,864,863 | |
Shares Issued for Reinvested Dividends | | | 11,616,897 | | | | 286,472,676 | | | | 3,795,999 | | | | 113,272,618 | |
Shares Redeemed | | | (8,944,721 | ) | | | (247,503,779 | ) | | | (14,462,445 | ) | | | (460,231,010 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,101,483 | | | | 216,930,009 | | | | 4,562,643 | | | | 132,906,471 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,315,831 | | | $ | 43,949,746 | | | | 6,174,307 | | | $ | 145,020,804 | |
Shares Issued for Reinvested Dividends | | | 5,087,766 | | | | 86,695,527 | | | | 1,974,728 | | | | 43,246,546 | |
Shares Redeemed | | | (6,978,132 | ) | | | (132,541,344 | ) | | | (13,281,900 | ) | | | (303,779,827 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 425,465 | | | | (1,896,071 | ) | | | (5,132,865 | ) | | | (115,512,477 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 22,856,361 | | | $ | 642,488,811 | | | | 51,031,220 | | | $ | 1,672,961,497 | |
Shares Issued for Reinvested Dividends | | | 15,195,028 | | | | 387,321,276 | | | | 4,404,777 | | | | 134,962,369 | |
Shares Redeemed | | | (28,343,803 | ) | | | (805,587,852 | ) | | | (33,111,717 | ) | | | (1,073,279,042 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,707,586 | | | | 224,222,235 | | | | 22,324,280 | | | | 734,644,824 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 349,601 | | | $ | 10,869,415 | | | | 1,019,743 | | | $ | 35,935,089 | |
Shares Issued for Reinvested Dividends | | | 380,030 | | | | 10,526,822 | | | | 112,130 | | | | 3,722,725 | |
Shares Redeemed | | | (670,400 | ) | | | (20,912,612 | ) | | | (743,549 | ) | | | (26,222,686 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 59,231 | | | | 483,625 | | | | 388,324 | | | | 13,435,128 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
MidCap Fund – (continued) | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,269,527 | | | $ | 41,402,294 | | | | 3,152,179 | | | $ | 116,185,148 | |
Shares Issued for Reinvested Dividends | | | 881,164 | | | | 25,483,275 | | | | 291,588 | | | | 10,027,716 | |
Shares Redeemed | | | (2,321,877 | ) | | | (77,623,993 | ) | | | (2,657,782 | ) | | | (97,308,099 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (171,186 | ) | | | (10,738,424 | ) | | | 785,985 | | | | 28,904,765 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,840,481 | | | $ | 126,948,132 | | | | 5,438,327 | | | $ | 205,456,983 | |
Shares Issued for Reinvested Dividends | | | 1,361,847 | | | | 40,610,288 | | | | 353,078 | | | | 12,442,452 | |
Shares Redeemed | | | (2,941,055 | ) | | | (94,819,109 | ) | | | (2,628,190 | ) | | | (98,094,631 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,261,273 | | | | 72,739,311 | | | | 3,163,215 | | | | 119,804,804 | |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 13,350,552 | | | $ | 447,676,429 | | | | 19,650,032 | | | $ | 747,342,388 | |
Shares Issued for Reinvested Dividends | | | 3,466,868 | | | | 104,560,740 | | | | 533,890 | | | | 18,985,122 | |
Shares Redeemed | | | (4,214,445 | ) | | | (143,353,536 | ) | | | (3,937,273 | ) | | | (149,786,078 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 12,602,975 | | | | 408,883,633 | | | | 16,246,649 | | | | 616,541,432 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 9,635,990 | | | $ | 318,858,005 | | | | 20,799,108 | | | $ | 797,758,811 | |
Shares Issued for Reinvested Dividends | | | 4,622,179 | | | | 139,266,264 | | | | 1,504,227 | | | | 53,460,224 | |
Shares Redeemed | | | (20,975,593 | ) | | | (714,202,273 | ) | | | (19,868,421 | ) | | | (736,585,618 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (6,717,424 | ) | | | (256,078,004 | ) | | | 2,434,914 | | | | 114,633,417 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 13,592,831 | | | $ | 396,092,703 | | | | 21,922,976 | | | $ | 713,934,685 | |
Shares Issued for Reinvested Dividends | | | 6,900,253 | | | | 176,232,472 | | | | 1,741,235 | | | | 53,403,678 | |
Shares Redeemed | | | (6,271,564 | ) | | | (181,837,884 | ) | | | (10,385,273 | ) | | | (339,921,754 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 14,221,520 | | | | 390,487,291 | | | | 13,278,938 | | | | 427,416,609 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 41,490,923 | | | $ | 1,045,033,605 | | | | 58,052,083 | | | $ | 2,072,774,973 | |
| | | | | | | | | | | | | | | | |
| | | | |
MidCap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,007,521 | | | $ | 25,984,425 | | | | 3,127,684 | | | $ | 48,813,047 | |
Shares Issued for Reinvested Dividends | | | 2,634,934 | | | | 31,694,686 | | | | 463,385 | | | | 7,173,200 | |
Shares Redeemed | | | (2,146,070 | ) | | | (28,209,697 | ) | | | (2,646,647 | ) | | | (41,733,967 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,496,385 | | | | 29,469,414 | | | | 944,422 | | | | 14,252,280 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 173,496 | | | $ | 1,801,114 | | | | 222,446 | | | $ | 2,911,223 | |
Shares Issued for Reinvested Dividends | | | 240,187 | | | | 2,313,001 | | | | 80,495 | | | | 1,032,748 | |
Shares Redeemed | | | (331,421 | ) | | | (3,505,277 | ) | | | (1,534,250 | ) | | | (19,407,687 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 82,262 | | | | 608,838 | | | | (1,231,309 | ) | | | (15,463,716 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 236,140 | | | $ | 3,183,500 | | | | 552,664 | | | $ | 8,792,174 | |
Shares Issued for Reinvested Dividends | | | 300,074 | | | | 3,648,250 | | | | 66,767 | | | | 1,040,897 | |
Shares Redeemed | | | (624,261 | ) | | | (8,243,144 | ) | | | (1,015,843 | ) | | | (16,140,564 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (88,047 | ) | | | (1,411,394 | ) | | | (396,412 | ) | | | (6,307,493 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 45,416 | | | $ | 617,160 | | | | 75,953 | | | $ | 1,256,452 | |
Shares Issued for Reinvested Dividends | | | 72,689 | | | | 922,418 | | | | 16,486 | | | | 268,227 | |
Shares Redeemed | | | (87,931 | ) | | | (1,253,439 | ) | | | (192,290 | ) | | | (3,197,956 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 30,174 | | | | 286,139 | | | | (99,851 | ) | | | (1,673,277 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 71,137 | | | $ | 996,534 | | | | 124,104 | | | $ | 2,096,722 | |
Shares Issued for Reinvested Dividends | | | 82,313 | | | | 1,068,388 | | | | 16,176 | | | | 267,868 | |
Shares Redeemed | | | (148,459 | ) | | | (2,129,412 | ) | | | (149,407 | ) | | | (2,527,098 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,991 | | | | (64,490 | ) | | | (9,127 | ) | | | (162,508 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 61,317 | | | $ | 847,952 | | | | 105,272 | | | $ | 1,798,408 | |
Shares Issued for Reinvested Dividends | | | 36,259 | | | | 477,765 | | | | 11,409 | | | | 191,481 | |
Shares Redeemed | | | (404,931 | ) | | | (5,589,296 | ) | | | (281,733 | ) | | | (4,803,813 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (307,355 | ) | | | (4,263,579 | ) | | | (165,052 | ) | | | (2,813,924 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
MidCap Value Fund – (continued) | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 196,035 | | | $ | 2,907,986 | | | | 348,742 | | | $ | 6,063,658 | |
Shares Issued for Reinvested Dividends | | | 90,660 | | | | 1,198,031 | | | | 41,401 | | | | 697,132 | |
Shares Redeemed | | | (217,891 | ) | | | (3,123,659 | ) | | | (1,348,747 | ) | | | (22,829,991 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 68,804 | | | | 982,358 | | | | (958,604 | ) | | | (16,069,201 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,344,059 | | | $ | 44,774,436 | | | | 6,696,887 | | | $ | 106,408,840 | |
Shares Issued for Reinvested Dividends | | | 2,440,229 | | | | 29,675,324 | | | | 441,070 | | | | 6,902,315 | |
Shares Redeemed | | | (2,102,801 | ) | | | (28,254,360 | ) | | | (5,066,647 | ) | | | (81,143,838 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,681,487 | | | | 46,195,400 | | | | 2,071,310 | | | | 32,167,317 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 5,968,701 | | | $ | 71,802,686 | | | | 155,377 | | | $ | 3,929,478 | |
| | | | | | | | | | | | | | | | |
| | | | |
Quality Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 319,253 | | | $ | 6,071,287 | | | | 505,087 | | | $ | 10,381,769 | |
Shares Issued for Reinvested Dividends | | | 572,123 | | | | 10,176,420 | | | | 401,915 | | | | 8,210,264 | |
Shares Redeemed | | | (661,732 | ) | | | (12,626,601 | ) | | | (1,478,660 | ) | | | (30,431,153 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 229,644 | | | | 3,621,106 | | | | (571,658 | ) | | | (11,839,120 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 38,120 | | | $ | 613,116 | | | | 54,734 | | | $ | 966,801 | |
Shares Issued for Reinvested Dividends | | | 28,768 | | | | 438,130 | | | | 50,041 | | | | 876,084 | |
Shares Redeemed | | | (120,293 | ) | | | (1,996,728 | ) | | | (723,415 | ) | | | (12,761,532 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (53,405 | ) | | | (945,482 | ) | | | (618,640 | ) | | | (10,918,647 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 51,878 | | | $ | 995,814 | | | | 119,419 | | | $ | 2,435,718 | |
Shares Issued for Reinvested Dividends | | | 47,997 | | | | 841,546 | | | | 28,248 | | | | 569,900 | |
Shares Redeemed | | | (130,648 | ) | | | (2,475,219 | ) | | | (260,204 | ) | | | (5,290,718 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (30,773 | ) | | | (637,859 | ) | | | (112,537 | ) | | | (2,285,100 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,002 | | | $ | 57,750 | | | | 7,767 | | | $ | 161,342 | |
Shares Issued for Reinvested Dividends | | | 3,279 | | | | 59,308 | | | | 2,430 | | | | 50,174 | |
Shares Redeemed | | | (6,068 | ) | | | (123,555 | ) | | | (27,123 | ) | | | (563,901 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 213 | | | | (6,497 | ) | | | (16,926 | ) | | | (352,385 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 13,802 | | | $ | 270,017 | | | | 58,437 | | | $ | 1,239,154 | |
Shares Issued for Reinvested Dividends | | | 19,976 | | | | 364,460 | | | | 14,925 | | | | 312,076 | |
Shares Redeemed | | | (30,753 | ) | | | (613,541 | ) | | | (140,160 | ) | | | (2,976,078 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,025 | | | | 20,936 | | | | (66,798 | ) | | | (1,424,848 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,128 | | | $ | 21,445 | | | | 24,598 | | | $ | 514,350 | |
Shares Issued for Reinvested Dividends | | | 1,768 | | | | 32,495 | | | | 1,109 | | | | 23,373 | |
Shares Redeemed | | | (364 | ) | | | (6,831 | ) | | | (24,077 | ) | | | (525,126 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,532 | | | | 47,109 | | | | 1,630 | | | | 12,597 | |
| | | | | | | | | | | | | | | | |
Class R6(1) | | | | | | | | | | | | | | | | |
Shares Sold | | | 955 | | | $ | 19,516 | | | | 476 | | | $ | 10,000 | |
Shares Issued for Reinvested Dividends | | | 35 | | | | 650 | | | | — | | | | — | |
Shares Redeemed | | | — | | | | (8 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 990 | | | | 20,158 | | | | 476 | | | | 10,000 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 14,193 | | | $ | 290,323 | | | | 30,977 | | | $ | 668,736 | |
Shares Issued for Reinvested Dividends | | | 2,143 | | | | 39,465 | | | | 2,536 | | | | 53,600 | |
Shares Redeemed | | | (8,920 | ) | | | (165,809 | ) | | | (54,129 | ) | | | (1,132,320 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 7,416 | | | | 163,979 | | | | (20,616 | ) | | | (409,984 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 68,685 | | | $ | 1,298,806 | | | | 4,026,210 | | | $ | 82,806,066 | |
Shares Issued for Reinvested Dividends | | | 350,111 | | | | 6,128,466 | | | | 113,052 | | | | 2,280,455 | |
Shares Redeemed | | | (1,724,774 | ) | | | (33,087,330 | ) | | | (264,077 | ) | | | (5,415,483 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,305,978 | ) | | | (25,660,058 | ) | | | 3,875,185 | | | | 79,671,038 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (1,146,336 | ) | | $ | (23,376,608 | ) | | | 2,470,116 | | | $ | 52,463,551 | |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Small Cap Growth Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 70,746 | | | $ | 3,091,801 | | | | 211,044 | | | $ | 12,246,181 | |
Shares Issued for Reinvested Dividends | | | 1,137,942 | | | | 42,820,742 | | | | 181,627 | | | | 10,053,030 | |
Shares Redeemed | | | (335,112 | ) | | | (14,537,016 | ) | | | (478,877 | ) | | | (28,211,959 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 873,576 | | | | 31,375,527 | | | | (86,206 | ) | | | (5,912,748 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 26,516 | | | $ | 696,714 | | | | 18,189 | | | $ | 821,537 | |
Shares Issued for Reinvested Dividends | | | 236,201 | | | | 6,042,022 | | | | 50,584 | | | | 2,132,627 | |
Shares Redeemed | | | (187,571 | ) | | | (5,493,212 | ) | | | (338,387 | ) | | | (14,918,173 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 75,146 | | | | 1,245,524 | | | | (269,614 | ) | | | (11,964,009 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,736,859 | | | $ | 77,584,413 | | | | 1,423,742 | | | $ | 86,221,035 | |
Shares Issued for Reinvested Dividends | | | 1,099,491 | | | | 43,341,934 | | | | 342,617 | | | | 19,573,702 | |
Shares Redeemed | | | (1,864,357 | ) | | | (82,135,702 | ) | | | (4,791,619 | ) | | | (295,297,396 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 971,993 | | | | 38,790,645 | | | | (3,025,260 | ) | | | (189,502,659 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 50,123 | | | $ | 2,028,834 | | | | 59,892 | | | $ | 3,502,644 | |
Shares Issued for Reinvested Dividends | | | 60,131 | | | | 2,234,481 | | | | 9,890 | | | | 543,634 | |
Shares Redeemed | | | (83,526 | ) | | | (3,669,167 | ) | | | (81,883 | ) | | | (4,842,381 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 26,728 | | | | 594,148 | | | | (12,101 | ) | | | (796,103 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 210,945 | | | $ | 9,091,096 | | | | 364,952 | | | $ | 22,208,659 | |
Shares Issued for Reinvested Dividends | | | 297,846 | | | | 11,687,478 | | | | 47,349 | | | | 2,704,153 | |
Shares Redeemed | | | (447,171 | ) | | | (19,812,070 | ) | | | (493,751 | ) | | | (30,080,314 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 61,620 | | | | 966,504 | | | | (81,450 | ) | | | (5,167,502 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 356,443 | | | $ | 16,085,162 | | | | 347,713 | | | $ | 21,980,130 | |
Shares Issued for Reinvested Dividends | | | 397,887 | | | | 16,508,317 | | | | 76,411 | | | | 4,542,635 | |
Shares Redeemed | | | (547,577 | ) | | | (27,215,510 | ) | | | (767,974 | ) | | | (48,541,480 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 206,753 | | | | 5,377,969 | | | | (343,850 | ) | | | (22,018,715 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 680,554 | | | $ | 31,199,773 | | | | 686,094 | | | $ | 43,112,203 | |
Shares Issued for Reinvested Dividends | | | 205,988 | | | | 8,674,158 | | | | 8,749 | | | | 525,615 | |
Shares Redeemed | �� | | (208,478 | ) | | | (10,143,551 | ) | | | (130,097 | ) | | | (8,374,078 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 678,064 | | | | 29,730,380 | | | | 564,746 | | | | 35,263,740 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,893,504 | | | $ | 92,899,013 | | | | 1,232,771 | | | $ | 79,909,898 | |
Shares Issued for Reinvested Dividends | | | 1,656,136 | | | | 69,789,590 | | | | 270,638 | | | | 16,276,162 | |
Shares Redeemed | | | (2,214,977 | ) | | | (98,916,819 | ) | | | (1,530,091 | ) | | | (96,766,636 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,334,663 | | | | 63,771,784 | | | | (26,682 | ) | | | (580,576 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 135,287 | | | $ | 6,125,241 | | | | 169,138 | | | $ | 10,226,392 | |
Shares Issued for Reinvested Dividends | | | 221,268 | | | | 8,748,931 | | | | 32,992 | | | | 1,887,827 | |
Shares Redeemed | | | (161,725 | ) | | | (7,560,898 | ) | | | (167,224 | ) | | | (10,322,892 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 194,830 | | | | 7,313,274 | | | | 34,906 | | | | 1,791,327 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 4,423,373 | | | $ | 179,165,755 | | | | (3,245,511 | ) | | $ | (198,887,245 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Small Cap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 357,003 | | | $ | 3,805,849 | | | | 501,586 | | | $ | 7,095,178 | |
Shares Issued for Reinvested Dividends | | | 1,345,441 | | | | 12,452,725 | | | | 167,649 | | | | 2,291,007 | |
Shares Redeemed | | | (679,395 | ) | | | (7,226,963 | ) | | | (584,728 | ) | | | (8,306,972 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,023,049 | | | | 9,031,611 | | | | 84,507 | | | | 1,079,213 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 22,347 | | | $ | 205,195 | | | | 65,529 | | | $ | 865,667 | |
Shares Issued for Reinvested Dividends | | | 201,614 | | | | 1,622,991 | | | | 40,074 | | | | 497,721 | |
Shares Redeemed | | | (228,185 | ) | | | (2,080,932 | ) | | | (442,129 | ) | | | (5,637,431 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (4,224 | ) | | | (252,746 | ) | | | (336,526 | ) | | | (4,274,043 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Small Cap Value Fund – (continued) | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 141,555 | | | $ | 1,683,116 | | | | 114,901 | | | $ | 1,655,287 | |
Shares Issued for Reinvested Dividends | | | 101,935 | | | | 945,995 | | | | 10,068 | | | | 137,932 | |
Shares Redeemed | | | (172,628 | ) | | | (1,634,080 | ) | | | (78,404 | ) | | | (1,122,083 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 70,862 | | | | 995,031 | | | | 46,565 | | | | 671,136 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 9,308 | | | $ | 101,050 | | | | 21,367 | | | $ | 312,233 | |
Shares Issued for Reinvested Dividends | | | 12,847 | | | | 123,296 | | | | 1,103 | | | | 15,477 | |
Shares Redeemed | | | (2,943 | ) | | | (32,780 | ) | | | (34,579 | ) | | | (501,272 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 19,212 | | | | 191,566 | | | | (12,109 | ) | | | (173,562 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,018 | | | $ | 20,808 | | | | 900 | | | $ | 13,135 | |
Shares Issued for Reinvested Dividends | | | 493 | | | | 4,797 | | | | 114 | | | | 1,619 | |
Shares Redeemed | | | (88 | ) | | | (954 | ) | | | (5,359 | ) | | | (80,859 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,423 | | | | 24,651 | | | | (4,345 | ) | | | (66,105 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 888 | | | | 8,638 | | | | 144 | | | | 2,044 | |
Shares Redeemed | | | (1,213 | ) | | | (11,610 | ) | | | (649 | ) | | | (9,287 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (325 | ) | | | (2,972 | ) | | | (505 | ) | | | (7,243 | ) |
| | | | | | | | | | | | | | | | |
Class R6(1) | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 715 | | | $ | 10,000 | |
Shares Issued for Reinvested Dividends | | | 253 | | | | 2,456 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 253 | | | | 2,456 | | | | 715 | | | | 10,000 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 109 | | | $ | 1,195 | | | | 3,238 | | | $ | 47,858 | |
Shares Issued for Reinvested Dividends | | | 11,902 | | | | 115,661 | | | | 4,305 | | | | 61,224 | |
Shares Redeemed | | | (20,044 | ) | | | (239,476 | ) | | | (46,582 | ) | | | (673,505 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (8,033 | ) | | | (122,620 | ) | | | (39,039 | ) | | | (564,423 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 342,848 | | | $ | 3,496,151 | | | | 58,899 | | | $ | 834,996 | |
Shares Issued for Reinvested Dividends | | | 1,036,113 | | | | 9,621,393 | | | | 301,115 | | | | 4,128,469 | |
Shares Redeemed | | | (283,446 | ) | | | (3,038,240 | ) | | | (3,698,310 | ) | | | (52,129,544 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,095,515 | | | | 10,079,304 | | | | (3,338,296 | ) | | | (47,166,079 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 2,198,732 | | | $ | 19,946,281 | | | | (3,599,033 | ) | | $ | (50,491,106 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
Small Company Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,053,091 | | | $ | 19,887,317 | | | | 2,270,419 | | | $ | 52,377,812 | |
Shares Issued for Reinvested Dividends | | | 3,082,590 | | | | 50,462,004 | | | | — | | | | — | |
Shares Redeemed | | | (1,371,173 | ) | | | (25,889,271 | ) | | | (1,882,550 | ) | | | (42,324,435 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,764,508 | | | | 44,460,050 | | | | 387,869 | | | | 10,053,377 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 81,688 | | | $ | 1,014,304 | | | | 161,175 | | | $ | 2,756,489 | |
Shares Issued for Reinvested Dividends | | | 252,369 | | | | 2,718,019 | | | | — | | | | — | |
Shares Redeemed | | | (212,091 | ) | | | (2,656,557 | ) | | | (1,216,758 | ) | | | (20,246,713 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 121,966 | | | | 1,075,766 | | | | (1,055,583 | ) | | | (17,490,224 | ) |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 87,127 | | | $ | 1,755,804 | | | | 281,342 | | | $ | 6,659,139 | |
Shares Issued for Reinvested Dividends | | | 279,520 | | | | 4,855,272 | | | | — | | | | — | |
Shares Redeemed | | | (259,270 | ) | | | (4,989,666 | ) | | | (374,450 | ) | | | (8,896,291 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 107,377 | | | | 1,621,410 | | | | (93,108 | ) | | | (2,237,152 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 95,555 | | | $ | 1,880,594 | | | | 110,367 | | | $ | 2,749,385 | |
Shares Issued for Reinvested Dividends | | | 146,146 | | | | 2,626,237 | | | | — | | | | — | |
Shares Redeemed | | | (135,420 | ) | | | (2,769,330 | ) | | | (514,678 | ) | | | (12,245,254 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 106,281 | | | | 1,737,501 | | | | (404,311 | ) | | | (9,495,869 | ) |
| | | | | | | | | | | | | | | | |
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For theSix-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
Small Company Fund – (continued) | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 52,532 | | | $ | 1,191,673 | | | | 121,401 | | | $ | 3,118,999 | |
Shares Issued for Reinvested Dividends | | | 125,461 | | | | 2,408,843 | | | | — | | | | — | |
Shares Redeemed | | | (138,416 | ) | | | (3,084,202 | ) | | | (513,859 | ) | | | (13,147,683 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 39,577 | | | | 516,314 | | | | (392,458 | ) | | | (10,028,684 | ) |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 14,843 | | | $ | 348,087 | | | | 47,038 | | | $ | 1,261,080 | |
Shares Issued for Reinvested Dividends | | | 19,819 | | | | 403,513 | | | | — | | | | — | |
Shares Redeemed | | | (10,040 | ) | | | (238,025 | ) | | | (80,902 | ) | | | (2,111,795 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 24,622 | | | | 513,575 | | | | (33,864 | ) | | | (850,715 | ) |
| | | | | | | | | | | | | | | | |
Class R6 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,662 | | | $ | 41,771 | | | | 3,290 | | | $ | 101,310 | |
Shares Issued for Reinvested Dividends | | | 1,032 | | | | 21,469 | | | | — | | | | — | |
Shares Redeemed | | | (19 | ) | | | (456 | ) | | | (1,132 | ) | | | (30,923 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,675 | | | | 62,784 | | | | 2,158 | | | | 70,387 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 97,005 | | | $ | 2,379,178 | | | | 239,418 | | | $ | 6,832,724 | |
Shares Issued for Reinvested Dividends | | | 252,900 | | | | 5,260,320 | | | | — | | | | — | |
Shares Redeemed | | | (393,323 | ) | | | (8,369,346 | ) | | | (271,716 | ) | | | (7,590,782 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (43,418 | ) | | | (729,848 | ) | | | (32,298 | ) | | | (758,058 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,021,285 | | | $ | 42,987,761 | | | | 2,020,773 | | | $ | 47,724,426 | |
Shares Issued for Reinvested Dividends | | | 1,153,443 | | | | 20,116,041 | | | | — | | | | — | |
Shares Redeemed | | | (655,696 | ) | | | (13,529,146 | ) | | | (922,181 | ) | | | (22,313,407 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,519,032 | | | | 49,574,656 | | | | 1,098,592 | | | | 25,411,019 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 5,642,620 | | | $ | 98,832,208 | | | | (523,003 | ) | | $ | (5,325,919 | ) |
| | | | | | | | | | | | | | | | |
| (1) | Inception date of class was February 28, 2018. |
| (2) | Inception date of Class R6 shares was February 28, 2019. |
Each Fund participates in a committed line of credit pursuant to a credit agreement. Each Fund may borrow under the line of credit for temporary or emergency purposes. The Funds (together with certain other Hartford Funds) may borrow up to $370 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges a commitment fee, which is allocated to each of the funds participating in the line of credit based on average net assets of the funds. During and as of thesix-month period ended April 30, 2019, none of the Funds had borrowings under this facility.
Under each Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, each Company, on behalf of its respective Funds, may enter into contracts that contain a variety of indemnifications. Each Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, each Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote.
14. | Recent Accounting Pronouncement: |
The FASB recently issued ASU2017-08 (the “ASU” or “Update”) to amend the amortization period to the earliest call date for purchased callable debt securities held at a premium. The ASU becomes effective for public entities for fiscal years beginning after December 15, 2018, and for private entities one year later. Management is currently evaluating the implication, if any, of additional disclosure and its impact on each Fund’s financial statements.
In August 2018, the FASB issued Accounting Standards Update2018-13, Fair Value Measurement (Topic 820): Disclosure Framework – Changes to the Disclosure Requirements for Fair Value Measurement (“ASU2018-13”). The update introduces new fair value disclosure requirements, eliminates some prior fair value disclosure requirements, and modifies certain existing fair value disclosure requirements.
|
Hartford Domestic Equity Funds |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
ASU2018-13 is effective for fiscal years beginning after December 15, 2019 and for interim periods within those fiscal years, however, an entity is permitted to early adopt either the entire standard or only the provisions that eliminate or modify requirements. Management has elected to early adopt the provisions of ASU2018-13 that eliminate disclosure requirements effective with the current reporting period. The impact of each Fund’s early adoption of these provisions was limited to changes in the Fund’s financial statement disclosures regarding fair value, primarily those disclosures related to transfers between Level 1 and Level 2 of the fair value hierarchy and the timing of transfers between levels of the fair value hierarchy. Management is currently evaluating the potential impact of adopting the additional provisions of ASU2018-13.
Management has evaluated all subsequent transactions and events through the date on which these financial statements were issued and has determined that no additional items require disclosure in these financial statements.
|
Hartford Domestic Equity Funds |
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund will file its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s Form N-PORT reports once filed will be available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
CUSTOMER PRIVACY NOTICE
The Hartford Financial Services Group, Inc. and its Affiliates*
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
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We may obtainPersonal Information from:
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If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Law Department, Privacy Law, One Hartford Plaza, Hartford, CT 06155, or at CorporatePrivacyOffice@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of March 2019), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations.
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Group Benefits Holding Company; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Life, Ltd.; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HIMCO Distribution Services Company; HLA LLC; HL Investment Advisors, LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; MPC Resolution Company LLC; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Renato Acquisition Co.; Sentinel Insurance Company, Ltd; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company;Y-Risk, LLC.
Revised March 2019
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report. Such offering is only made by prospectus, which includes details as to the offering price and other material information.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider the investment objectives, risks, charges and expenses of a Fund. This and other important information is contained in a Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA. Hartford Funds Management Company, LLC (HFMC) is the Funds’ investment manager. The Funds referenced herein are sub-advised by Wellington Management Company LLP. HFD and HFMC are not affiliated with the Funds’ sub-adviser.
MFSAR-DE19 6/19 211418 Printed in U.S.A.
Dear Fellow Shareholders:
Thank you for investing in Hartford Funds. The following is the Funds’ Semi-Annual Report that covers the period from November 1, 2018 through April 30, 2019.
Market Review
During the six months ended April 30, 2019, U.S. stocks, as measured by the S&P 500 Index (the “Index”),1 gained 9.76%. The strong returns for the period were generated despite the Index losing nearly 20% through a volatile fourth quarter (2018 marked the first year of negative returns for the Index since 2008).
In our view, a key component of stocks’ impressive turnaround in 2019 was a change in U.S. Federal Reserve (Fed) monetary policy. From 2015 to 2018, the Fed had been gradually increasing interest rates from near zero in the wake of the global financial crisis. In March, the Fed indicated it will not continue to raise rates. In addition, GDP grew at 3.2% in the first quarter and the unemployment rate fell to 3.6% in April – a49-year low.2 Stocks rallied on this evidence that the U.S. economy appears to have shaken off any lingering effects of the U.S. government shutdown.
However, slowing global growth and uncertainty surrounding domestic and foreign politics are likely to continue playing a key role in market movements this year. For example, trade tensions with China have already caused sporadic volatility, and the threat of ongoing tariffs could cause further uneasiness. Abroad, the still unresolved “Brexit” undertaking for the United Kingdom to leave the European Union, slowing growth in Germany, and a recession in Italy may negatively impact global markets.
We encourage you to maintain a strong relationship with your financial advisor, who can help guide you through shifting markets confidently. He or she can help you proactively build a portfolio that takes market uncertainty into account, along with your unique investment goals and risk tolerances. Your financial advisor can help you find a fit within our family of funds as you work toward those goals.
Thank you again for investing in Hartford Funds. For the mostup-to-date information on our funds, please take advantage of all the resources available at hartfordfunds.com.
James Davey
President
Hartford Funds
1 | S&P 500 Index is a market capitalization-weighted price index composed of 500 widely held common stocks. The index is unmanaged and not available for direct investment. Past performance is not indicative of future results. |
2 | Source: Bureau of Labor Statistics, 5/19 |
Hartford Schroders Funds
Table of Contents
| * | Effective May 1, 2019, the Fund’s name changed to Hartford Schroders US MidCap Opportunities Fund |
|
Hartford Schroders Emerging Markets Equity Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 3/31/2006 Sub-advised by Schroder Investment Management North America Inc. and its secondarysub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 12.70% | | | | -4.93% | | | | 4.67% | | | | 7.49% | |
Class A3 | | | 6.49% | | | | -10.16% | | | | 3.49% | | | | 6.88% | |
Class C2 | | | 12.28% | | | | -5.62% | | | | 4.41% | | | | 7.45% | |
Class C3 | | | 11.28% | | | | -6.56% | | | | 4.41% | | | | 7.45% | |
Class I2 | | | 12.82% | | | | -4.73% | | | | 4.90% | | | | 7.70% | |
Class R32 | | | 12.58% | | | | -5.19% | | | | 4.71% | | | | 7.61% | |
Class R42 | | | 12.55% | | | | -5.12% | | | | 4.73% | | | | 7.62% | |
Class R52 | | | 12.82% | | | | -4.66% | | | | 4.92% | | | | 7.71% | |
Class Y2 | | | 12.90% | | | | -4.57% | | | | 4.99% | | | | 7.75% | |
Class F2 | | | 12.87% | | | | -4.62% | | | | 4.95% | | | | 7.73% | |
Class SDR2 | | | 12.84% | | | | -4.61% | | | | 5.03% | | | | 7.77% | |
MSCI Emerging Markets Index (Net) | | | 13.76% | | | | -5.04% | | | | 4.04% | | | | 7.50% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder Emerging Market Equity Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical waivers/reimbursements without which performance would have been lower.
Effective on the close of business on 3/15/19, the Fund was closed to new investors, subject to certain exceptions. For more information, please see the Fund’s prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.47% | | | | 1.47% | |
Class C | | | 2.21% | | | | 2.21% | |
Class I | | | 1.25% | | | | 1.25% | |
Class R3 | | | 1.82% | | | | 1.82% | |
Class R4 | | | 1.50% | | | | 1.50% | |
Class R5 | | | 1.21% | | | | 1.21% | |
Class Y | | | 1.15% | | | | 1.15% | |
Class F | | | 1.10% | | | | 1.10% | |
Class SDR | | | 1.10% | | | | 1.10% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross and net expenses are the same. Actual expenses may be higher or lower. Expenses shown include acquired fund fees and expenses. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country.•Small- andmid-cap securities can have greater risks and volatility thanlarge-cap securities.•The Fund’s focus on investments in particular sectors may increase its volatility and risk of loss if adverse developments occur.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 10.4 | % |
Consumer Discretionary | | | 14.9 | |
Consumer Staples | | | 7.3 | |
Energy | | | 11.8 | |
Financials | | | 27.8 | |
Health Care | | | 1.0 | |
Industrials | | | 2.6 | |
Information Technology | | | 17.8 | |
Materials | | | 3.9 | |
Real Estate | | | 0.6 | |
Utilities | | | 0.6 | |
| | | | |
Total | | | 98.7 | % |
| | | | |
Short-Term Investments | | | 1.4 | |
Other Assets & Liabilities | | | (0.1 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 6/25/2013 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks to provide a return of long-term capital growth and income. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | Since Inception2 | |
Class A3 | | | 6.28% | | | | 1.03% | | | | 2.98% | | | | 3.40% | |
Class A4 | | | 1.55% | | | | -3.53% | | | | 2.02% | | | | 2.59% | |
Class C3 | | | 5.99% | | | | 0.32% | | | | 2.66% | | | | 3.16% | |
Class C4 | | | 4.99% | | | | -0.64% | | | | 2.66% | | | | 3.16% | |
Class I3 | | | 6.54% | | | | 1.28% | | | | 3.20% | | | | 3.63% | |
Class R33 | | | 6.40% | | | | 1.29% | | | | 3.06% | | | | 3.51% | |
Class R43 | | | 6.51% | | | | 1.31% | | | | 3.15% | | | | 3.58% | |
Class R53 | | | 6.57% | | | | 1.42% | | | | 3.20% | | | | 3.63% | |
Class Y3 | | | 6.59% | | | | 1.45% | | | | 3.24% | | | | 3.66% | |
Class F3 | | | 6.62% | | | | 1.52% | | | | 3.24% | | | | 3.66% | |
Class SDR3 | | | 6.62% | | | | 1.43% | | | | 3.32% | | | | 3.73% | |
33.4% JP Morgan EMBI Global Diversified Index/ 33.3% JP Morgan GBI Emerging Markets Global Diversified Index/ 33.3% JP Morgan CEMBI Broad Diversified Index5 | | | 7.28% | | | | 2.36% | | | | 3.07% | | | | 3.90% | |
JP Morgan EMBI Global Diversified Index | | | 8.20% | | | | 6.01% | | | | 5.23% | | | | 6.21% | |
JP Morgan GBI Emerging Markets Global Diversified Index | | | 7.00% | | | | -4.93% | | | | -0.97% | | | | -0.44% | |
JP Morgan CEMBI Broad Diversified Index | | | 6.56% | | | | 6.11% | | | | 4.83% | | | | 5.51% | |
5 | Calculated by Hartford Funds Management Company, LLC |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 4.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder Emerging Markets Multi-Sector Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.30% | | | | 1.16% | |
Class C | | | 2.17% | | | | 1.91% | |
Class I | | | 1.03% | | | | 0.91% | |
Class R3 | | | 1.67% | | | | 1.46% | |
Class R4 | | | 1.36% | | | | 1.16% | |
Class R5 | | | 1.07% | | | | 0.86% | |
Class Y | | | 0.97% | | | | 0.86% | |
Class F | | | 0.95% | | | | 0.76% | |
Class SDR | | | 0.95% | | | | 0.76% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Expenses shown include acquired fund fees and expenses. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall.•Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities.•Restricted securities may be more difficult to sell and price than other securities.•Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country.•The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.•The Fund invests in a smaller number of issuers, so it may be more exposed to risks and volatility than a more broadly diversified fund.
Composition by Security Type(1)
as of April 30, 2019
| | | | |
Category | | Percentage of Net Assets | |
Fixed Income Securities | | | | |
Corporate Bonds | | | 39.8 | % |
Foreign Government Obligations | | | 48.6 | |
| | | | |
Total | | | 88.4 | % |
| | | | |
Short-Term Investments | | | 16.7 | |
Other Assets & Liabilities | | | (5.1 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
|
Hartford Schroders Global Strategic Bond Fund1 |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 6/23/2014 Sub-advised by Schroder Investment Management North America Inc. and its secondarysub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks total return over the long term. |
1 | Effective as of the close of business on April 30, 2019, the Fund was liquidated pursuant to a plan of liquidation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | Since Inception2 | |
Class A3 | | | 0.99% | | | | -0.42% | | | | 0.13% | |
Class A4 | | | -3.53% | | | | -4.88% | | | | -0.81% | |
Class C3 | | | 0.65% | | | | -0.94% | | | | -0.05% | |
Class C4 | | | -0.32% | | | | -1.89% | | | | -0.05% | |
Class I3 | | | 1.09% | | | | -0.06% | | | | 0.39% | |
Class R33 | | | 0.80% | | | | -0.43% | | | | 0.27% | |
Class R43 | | | 0.92% | | | | -0.29% | | | | 0.32% | |
Class R53 | | | 0.91% | | | | -0.25% | | | | 0.35% | |
Class Y3 | | | 0.91% | | | | -0.22% | | | | 0.41% | |
Class F3 | | | 1.05% | | | | -0.06% | | | | 0.44% | |
Class SDR3 | | | 0.97% | | | | -0.04% | | | | 0.51% | |
ICE BofAML US 3-Month Treasury Bill Index | | | 1.18% | | | | 2.18% | | | | 0.80% | |
Bloomberg Barclays Global Aggregate1-3 Year USD Hedged Index | | | 2.24% | | | | 3.29% | | | | 1.60% | |
3-Month USD Fixed LIBOR5 | | | 1.34% | | | | 2.52% | | | | 1.06% | |
5 | The 3-Month USD Fixed LIBOR reflects the returns of the ICE BofAML US Dollar3-Month Deposit Offered Rate Constant Maturity. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 4.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder Global Strategic Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/19/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
Effective July 31, 2018, the Fund changed its benchmark, the3-Month USD Fixed LIBOR, to the ICE BofAML US3-Month Treasury Bill Index, due to the U.K. Financial Conduct Authority’s plan to phase out the London Interbank Offered Rate (LIBOR). In addition, the Fund added Bloomberg Barclays Global Aggregate1-3 Year USD Hedged Index as a secondary benchmark, effective as of the same date.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.39% | | | | 1.04% | |
Class C | | | 2.25% | | | | 1.86% | |
Class I | | | 1.10% | | | | 0.79% | |
Class R3 | | | 1.73% | | | | 1.41% | |
Class R4 | | | 1.41% | | | | 1.11% | |
Class R5 | | | 1.12% | | | | 0.81% | |
Class Y | | | 1.10% | | | | 0.76% | |
Class F | | | 1.00% | | | | 0.64% | |
Class SDR | | | 1.00% | | | | 0.64% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies. The Fund may allocate a portion of its assets to specialist portfolio managers, which may not work as intended.•Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall.•Convertible securities are subject to the risks of both debt and equity securities.•Loans can be difficult to value and less liquid than other types of debt instrument; they are also subject to nonpayment, collateral, bankruptcy, default, extension, prepayment and insolvency risks.•The value of inflation-protected securities (IPS) generally fluctuates with changes in real interest rates, and the market for IPS may be less developed or liquid, and more volatile, than other securities markets.•Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government.•Investments in high-yield (“junk”) bonds involve greater risk of price volatility, illiquidity, and default than higher-rated debt securities.•Mortgage related- and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk.•Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk.•Municipal securities may be adversely impacted by state/local, political, economic, or market conditions.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country.•The Fund may invest in a smaller number of issuers, so it may be more exposed to risks and volatility than
|
Hartford Schroders Global Strategic Bond Fund |
Fund Overview – (continued)
April 30, 2019 (Unaudited)
a more broadly diversified fund.•Restricted securities may be more difficult to sell and price than other securities.
Composition by Security Type(1)
as of April 30, 2019
| | | | |
Category | | Percentage of Net Assets | |
Other Assets & Liabilities | | | 100.0 | % |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
|
Hartford Schroders International Multi-Cap Value Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 8/30/2006 Sub-advised by Schroder Investment Management North America Inc. and its secondarysub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks long-term capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 6.32% | | | | -5.98% | | | | 2.04% | | | | 9.01% | |
Class A3 | | | 0.50% | | | | -11.16% | | | | 0.89% | | | | 8.40% | |
Class C2 | | | 6.04% | | | | -6.67% | | | | 1.78% | | | | 9.00% | |
Class C3 | | | 5.04% | | | | -7.56% | | | | 1.78% | | | | 9.00% | |
Class I2 | | | 6.55% | | | | -5.67% | | | | 2.32% | | | | 9.29% | |
Class R32 | | | 6.26% | | | | -6.11% | | | | 2.02% | | | | 9.13% | |
Class R42 | | | 6.31% | | | | -6.03% | | | | 2.15% | | | | 9.20% | |
Class R52 | | | 6.56% | | | | -5.67% | | | | 2.30% | | | | 9.27% | |
Class Y2 | | | 6.48% | | | | -5.70% | | | | 2.35% | | | | 9.31% | |
Class F2 | | | 6.50% | | | | -5.66% | | | | 2.36% | | | | 9.31% | |
Class SDR2 | | | 6.50% | | | | -5.57% | | | | 2.40% | | | | 9.33% | |
MSCI All Country World (ACWI) ex USA Index (Net) | | | 9.12% | | | | -3.23% | | | | 2.83% | | | | 7.75% | |
MSCI All Country World (ACWI) ex USA Value Index (Net) | | | 6.06% | | | | -5.71% | | | | 1.12% | | | | 6.70% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder International Multi-Cap Value Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.12% | | | | 1.12% | |
Class C | | | 1.87% | | | | 1.87% | |
Class I | | | 0.86% | | | | 0.86% | |
Class R3 | | | 1.49% | | | | 1.49% | |
Class R4 | | | 1.19% | | | | 1.19% | |
Class R5 | | | 0.87% | | | | 0.87% | |
Class Y | | | 0.88% | | | | 0.82% | |
Class F | | | 0.77% | | | | 0.77% | |
Class SDR | | | 0.77% | | | | 0.77% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country.•Small- andmid-cap securities can have greater risks and volatility thanlarge-cap securities.•Different investment styles may go in and out favor, which may cause the Fund to underperform the broader stock market.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 8.6 | % |
Consumer Discretionary | | | 9.4 | |
Consumer Staples | | | 5.4 | |
Energy | | | 9.6 | |
Financials | | | 20.7 | |
Health Care | | | 7.5 | |
Industrials | | | 13.1 | |
Information Technology | | | 7.7 | |
Materials | | | 7.7 | |
Real Estate | | | 2.5 | |
Utilities | | | 2.0 | |
| | | | |
Total | | | 94.2 | % |
| | | | |
Short-Term Investments | | | 10.0 | |
Other Assets & Liabilities | | | (4.2 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders International Stock Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 12/19/1985 Sub-advised by Schroder Investment Management North America Inc. and its secondarysub-adviser, Schroder Investment Management North America Limited | | Investment objective – The Fund seeks long-term capital appreciation through investment in securities markets outside the United States. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 10.13% | | | | 0.23% | | | | 3.72% | | | | 8.82% | |
Class A3 | | | 4.03% | | | | -5.30% | | | | 2.55% | | | | 8.21% | |
Class C2 | | | 9.71% | | | | -0.49% | | | | 3.47% | | | | 8.85% | |
Class C3 | | | 8.71% | | | | -1.41% | | | | 3.47% | | | | 8.85% | |
Class I2 | | | 10.23% | | | | 0.50% | | | | 3.97% | | | | 9.11% | |
Class R32 | | | 10.13% | | | | 0.33% | | | | 3.88% | | | | 9.06% | |
Class R42 | | | 10.18% | | | | 0.46% | | | | 3.93% | | | | 9.09% | |
Class R52 | | | 10.17% | | | | 0.46% | | | | 3.98% | | | | 9.12% | |
Class Y2 | | | 10.23% | | | | 0.52% | | | | 4.02% | | | | 9.14% | |
Class F2 | | | 10.32% | | | | 0.59% | | | | 4.02% | | | | 9.14% | |
Class SDR2 | | | 10.29% | | | | 0.57% | | | | 4.07% | | | | 9.16% | |
MSCI All Country World (ACWI) ex USA Index (Net) | | | 9.12% | | | | -3.23% | | | | 2.83% | | | | 7.75% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder International Alpha Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.17% | | | | 1.15% | |
Class C | | | 1.93% | | | | 1.93% | |
Class I | | | 0.85% | | | | 0.85% | |
Class R3 | | | 1.53% | | | | 1.45% | |
Class R4 | | | 1.22% | | | | 1.15% | |
Class R5 | | | 0.93% | | | | 0.85% | |
Class Y | | | 0.85% | | | | 0.85% | |
Class F | | | 0.81% | | | | 0.75% | |
Class SDR | | | 0.81% | | | | 0.75% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments. These risks may be greater for investments in emerging markets or if the Fund focuses in a particular geographic region or country.•Small- andmid-cap securities can have greater risks and volatility thanlarge-cap securities.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 9.4 | % |
Consumer Discretionary | | | 19.1 | |
Consumer Staples | | | 9.8 | |
Energy | | | 4.4 | |
Financials | | | 16.3 | |
Health Care | | | 8.8 | |
Industrials | | | 14.8 | |
Information Technology | | | 11.1 | |
Materials | | | 3.9 | |
| | | | |
Total | | | 97.6 | % |
| | | | |
Short-Term Investments | | | 5.5 | |
Other Assets & Liabilities | | | (3.1 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders Securitized Income Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 2/28/2019 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks to provide current income and long-term total return consistent with preservation of capital. |
Cumulative Total Returns
(as of 4/30/19)
| | | | |
| | Since Inception1 | |
Class A2 | | | 0.54% | |
Class A3 | | | -2.48% | |
Class I2 | | | 0.56% | |
Class Y2 | | | 0.56% | |
Class F2 | | | 0.56% | |
Class SDR2 | | | 0.57% | |
ICE BofAML US ABS & CMBS Index | | | 1.43% | |
S&P/LSTA Leverage Loan Index | | | 1.47% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 3.00%.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.53% | | | | 1.41% | |
Class I | | | 1.23% | | | | 1.16% | |
Class Y | | | 1.25% | | | | 1.11% | |
Class F | | | 1.14% | | | | 1.01% | |
Class SDR | | | 1.14% | | | | 1.01% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 02/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Fixed income security risks include credit, liquidity, call, duration, event andinterest-rate risk. As interest rates rise, bond prices generally fall.•Investments in high-yield (“junk”) bonds involve greater risk of price
volatility, illiquidity, and default than higher-rated debt securities.•Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government.•The risks associated with mortgage related- and asset-backed securities as well as collateralized loan obligations (CLOs) include credit, interest-rate, prepayment, liquidity, default and extension risk.•The purchase of securities in theTo-Be-Announced (TBA) market can result in additional price and counterparty risk.•The Fund may use repurchase agreements, or reverse repurchase agreements, which can increase risk and volatility.•Use of leverage can increase market exposure, magnify investment risks, and cause losses to be realized more quickly.•Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•Restricted securities may be more difficult to sell and price than other securities.
Composition by Security Type(1)
as of April 30, 2019
| | | | |
Category | | Percentage of Net Assets | |
Fixed Income Securities | | | | |
Asset & Commercial Mortgage Backed Securities | | | 108.6 | % |
Corporate Bonds | | | 4.5 | |
| | | | |
Total | | | 113.1 | % |
| | | | |
Short-Term Investments | | | 5.8 | |
Other Assets & Liabilities | | | (18.9 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
|
Hartford Schroders Tax-Aware Bond Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 10/3/2011 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks total return on anafter-tax basis. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | Since Inception2 | |
Class A3 | | | 6.07% | | | | 5.80% | | | | 3.71% | | | | 4.59% | |
Class A4 | | | 1.31% | | | | 1.03% | | | | 2.76% | | | | 3.96% | |
Class C3 | | | 5.60% | | | | 4.76% | | | | 3.41% | | | | 4.47% | |
Class C4 | | | 4.60% | | | | 3.76% | | | | 3.41% | | | | 4.47% | |
Class I3 | | | 6.19% | | | | 5.98% | | | | 3.98% | | | | 4.86% | |
Class Y3 | | | 6.18% | | | | 5.95% | | | | 3.97% | | | | 4.85% | |
Class F3 | | | 6.20% | | | | 5.98% | | | | 3.98% | | | | 4.85% | |
Class SDR3 | | | 6.20% | | | | 5.99% | | | | 3.97% | | | | 4.85% | |
Bloomberg Barclays Municipal Bond Index | | | 5.68% | | | | 6.16% | | | | 3.56% | | | | 3.77% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 4.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder Broad Tax-Aware Value Bond Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund and the Predecessor Fund’s predecessor. Prior to 10/24/16, Class A and Class I were called Advisor Shares and Investor Shares, respectively. Performance for Class A shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Advisor Shares) reflects the performance of the Predecessor Fund’s Investor Shares adjusted to reflect the distribution fees of the Predecessor Fund’s Advisor Shares. Class C, Class Y and Class SDR shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16. Performance for the Fund prior to 6/14/13 reflects performance of the Predecessor Fund’s predecessor, which commenced operations on 10/3/11.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 0.86% | | | | 0.71% | |
Class C | | | 1.62% | | | | 1.59% | |
Class I | | | 0.62% | | | | 0.49% | |
Class Y | | | 0.66% | | | | 0.56% | |
Class F | | | 0.55% | | | | 0.46% | |
Class SDR | | | 0.55% | | | | 0.46% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Fixed income security risks include credit, liquidity, call, duration, and interest-rate risk. As interest rates rise, bond prices generally fall.•Mortgage related- and asset-backed securities’ risks include credit, interest-rate, prepayment, and extension risk.•Obligations of U.S. Government agencies are supported by varying degrees of credit but are generally not backed by the full faith and credit of the U.S. Government.•The purchase of securities in theTo-Be-Announced (TBA) market can result in additional price and counterparty risk.•Derivatives are generally more volatile and sensitive to changes in market or economic conditions than other securities; their risks include currency, leverage, liquidity, index, pricing, and counterparty risk.•Foreign investments may be more volatile and less liquid than U.S. investments and are subject to the risk of currency fluctuations and adverse political and economic developments.•Municipal securities may be adversely impacted by state/local, political, economic, or market conditions; these risks may be magnified if the Fund focuses its assets in municipal securities of issuers in a few select states. Investors may be subject to the federal Alternative Minimum Tax as well as state and local income taxes. Capital gains, if any, are taxable. The Fund may have high portfolio turnover, which could increase its transaction costs and an investor’s tax liability.
Composition by Security Type(1)
as of April 30, 2019
| | | | |
Category | | Percentage of Net Assets | |
Fixed Income Securities | | | | |
Corporate Bonds | | | 6.4 | % |
Municipal Bonds | | | 57.8 | |
U.S. Government Agencies | | | 10.7 | |
U.S. Government Securities | | | 21.8 | |
| | | | |
Total | | | 96.7 | % |
| | | | |
Short-Term Investments | | | 1.5 | |
Other Assets & Liabilities | | | 1.8 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
|
Hartford Schroders US Small Cap Opportunities Fund |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 8/6/1993 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks capital appreciation. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 7.58% | | | | 6.53% | | | | 8.96% | | | | 12.99% | |
Class A3 | | | 1.65% | | | | 0.68% | | | | 7.74% | | | | 12.35% | |
Class C2 | | | 7.19% | | | | 5.73% | | | | 8.70% | | | | 13.01% | |
Class C3 | | | 6.21% | | | | 4.77% | | | | 8.70% | | | | 13.01% | |
Class I2 | | | 7.75% | | | | 6.83% | | | | 9.29% | | | | 13.31% | |
Class R32 | | | 7.41% | | | | 6.21% | | | | 9.02% | | | | 13.17% | |
Class R42 | | | 7.65% | | | | 6.69% | | | | 9.20% | | | | 13.26% | |
Class R52 | | | 7.71% | | | | 6.79% | | | | 9.26% | | | | 13.30% | |
Class Y2 | | | 7.78% | | | | 6.90% | | | | 9.31% | | | | 13.33% | |
Class F2 | | | 7.77% | | | | 6.89% | | | | 9.32% | | | | 13.33% | |
Class SDR2 | | | 7.75% | | | | 6.91% | | | | 9.35% | | | | 13.35% | |
Russell 2000 Index | | | 6.06% | | | | 4.61% | | | | 8.63% | | | | 14.10% | |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder U.S. Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 9/28/15 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.50% | | | | 1.42% | |
Class C | | | 2.25% | | | | 2.17% | |
Class I | | | 1.19% | | | | 1.17% | |
Class R3 | | | 1.82% | | | | 1.72% | |
Class R4 | | | 1.52% | | | | 1.42% | |
Class R5 | | | 1.22% | | | | 1.12% | |
Class Y | | | 1.21% | | | | 1.12% | |
Class F | | | 1.10% | | | | 1.02% | |
Class SDR | | | 1.10% | | | | 1.02% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual expense reimbursement arrangements. Net expenses reflect such arrangements in instances when they reduce gross expenses. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Small-cap securities can have greater risks and volatility thanlarge-cap securities.•The main risk of real estate related securities is that the value of the underlying real estate may decrease in value.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 1.2 | % |
Consumer Discretionary | | | 16.5 | |
Consumer Staples | | | 2.7 | |
Energy | | | 2.5 | |
Financials | | | 18.5 | |
Health Care | | | 8.9 | |
Industrials | | | 14.7 | |
Information Technology | | | 15.2 | |
Materials | | | 5.4 | |
Real Estate | | | 5.0 | |
Utilities | | | 2.1 | |
| | | | |
Total | | | 92.7 | % |
| | | | |
Short-Term Investments | | | 9.4 | |
Other Assets & Liabilities | | | (2.1 | ) |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
|
Hartford Schroders US Small/Mid Cap Opportunities Fund1 |
Fund Overview
April 30, 2019 (Unaudited)
| | |
Inception 3/31/2006 Sub-advised by Schroder Investment Management North America Inc. | | Investment objective – The Fund seeks capital appreciation. |
1 | Effective 5/1/19, the Fund changed its name (now known as Hartford Schroders US MidCap Opportunities Fund), principal investment strategy and primary benchmark. The information in this report is as of 4/30/19 and therefore, does not reflect these changes unless otherwise noted. For more information, please see the Fund’s most recent prospectus. |
Average Annual Total Returns
for the Periods Ending 4/30/19
| | | | | | | | | | | | | | | | |
| | 6 Months1 | | | 1 Year | | | 5 Years | | | 10 Years | |
Class A2 | | | 8.61% | | | | 7.59% | | | | 9.66% | | | | 13.38% | |
Class A3 | | | 2.61% | | | | 1.69% | | | | 8.42% | | | | 12.74% | |
Class C2 | | | 8.29% | | | | 6.83% | | | | 9.39% | | | | 13.37% | |
Class C3 | | | 7.29% | | | | 5.83% | | | | 9.39% | | | | 13.37% | |
Class I2 | | | 8.82% | | | | 7.91% | | | | 9.96% | | | | 13.67% | |
Class R32 | | | 8.50% | | | | 7.28% | | | | 9.63% | | | | 13.50% | |
Class R42 | | | 8.70% | | | | 7.64% | | | | 9.80% | | | | 13.59% | |
Class R52 | | | 8.86% | | | | 7.95% | | | | 9.96% | | | | 13.67% | |
Class Y2 | | | 8.91% | | | | 8.00% | | | | 9.99% | | | | 13.69% | |
Class F2 | | | 8.92% | | | | 8.01% | | | | 10.01% | | | | 13.70% | |
Class SDR2 | | | 8.83% | | | | 8.00% | | | | 10.06% | | | | 13.72% | |
Russell 2500 Index | | | 8.76% | | | | 7.89% | | | | 9.04% | | | | 14.97% | |
Russell Midcap Index4 | | | 11.65% | | | | 10.69% | | | | 9.75% | | | | 15.65% | |
4 | Effective 5/1/19, the Russell Midcap Index will become the Fund’s primary benchmark and the Russell 2500 Index will become the Fund’s secondary benchmark because Hartford Funds Management Company, LLC believes that the Russell Midcap Index better reflects the Fund’s revised investment strategy. |
PERFORMANCE DATA QUOTED REPRESENTS PAST PERFORMANCE AND DOES NOT GUARANTEE FUTURE RESULTS. The investment return and principal value of the investment will fluctuate so that investors’ shares, when redeemed, may be worth more or less than their original cost. The table does not reflect the deductions of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. Current performance may be lower or higher than the performance data quoted. To obtain performance data current to the most recentmonth-end, please visit our website www.hartfordfunds.com.
The initial investment in Class A shares reflects the maximum sales charge of 5.50% and returns for Class C shares reflect a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase.
Total returns presented above were calculated using the Fund’s net asset value available to shareholders for sale or redemption of Fund shares on 4/30/19, which may exclude investment transactions as of this date. All share class returns assume the reinvestment of all distributions at net asset value and the deduction of all fund expenses.
Effective immediately before the opening of business on 10/24/16, the Schroder U.S. Small and Mid Cap Opportunities Fund (the “Predecessor Fund”) was reorganized into the Fund. The performance information shown above for periods prior to 10/24/16 is that of the Predecessor Fund. Prior to 10/24/16, Class A, Class I and Class SDR were called Advisor Shares, Investor Shares and R6 Shares, respectively. Class C, Class R3, Class R4, Class R5, and Class Y shares commenced operations on 10/24/16 and performance prior to this date reflects the performance of the Predecessor Fund’s Investor Shares. Performance for Class SDR shares prior to 12/30/14 (the inception date of the Predecessor Fund’s Class R6 Shares) reflects the performance of the Predecessor Fund’s Investor Shares. Class F shares commenced operations on 2/28/17 and performance prior to that date is that of the Fund’s Class I shares. The returns would be different if the Fund’s fees and expenses were reflected for periods prior to 10/24/16.
You cannot invest directly in an index.
See “Benchmark Glossary” for benchmark descriptions.
Performance information may reflect historical or current expense waivers/reimbursements without which performance would have been lower. For information on current expense waivers/reimbursements, please see the prospectus.
Operating Expenses*
| | | | | | | | |
| | Gross | | | Net | |
Class A | | | 1.32% | | | | 1.32% | |
Class C | | | 2.08% | | | | 2.08% | |
Class I | | | 1.05% | | | | 1.05% | |
Class R3 | | | 1.69% | | | | 1.69% | |
Class R4 | | | 1.39% | | | | 1.39% | |
Class R5 | | | 1.09% | | | | 1.09% | |
Class Y | | | 1.08% | | | | 1.04% | |
Class F | | | 0.97% | | | | 0.97% | |
Class SDR | | | 0.97% | | | | 0.97% | |
* | Expenses as shown in the Fund’s most recent prospectus. Gross expenses do not reflect contractual fee waivers or expense reimbursement arrangements. Net expenses reflect such arrangements only with respect to Class Y. These arrangements remain in effect until 2/29/20 unless the Fund’s Board of Directors approves an earlier termination. Expenses shown include acquired fund fees and expenses. Actual expenses may be higher or lower. Please see accompanying Financial Highlights for expense ratios for the period ended April 30, 2019. |
Important Risks
Investing involves risk, including the possible loss of principal. Security prices fluctuate in value depending on general market and economic conditions and the prospects of individual companies.•Small- andmid-cap securities can have greater risks and volatility thanlarge-cap securities.•The main risk of real estate related securities is that the value of the underlying real estate may decrease in value.
Composition by Sector(1)
as of April 30, 2019
| | | | |
Sector | | Percentage of Net Assets | |
Equity Securities | | | | |
Communication Services | | | 1.0 | % |
Consumer Discretionary | | | 12.0 | |
Consumer Staples | | | 1.6 | |
Energy | | | 2.3 | |
Financials | | | 17.2 | |
Health Care | | | 8.9 | |
Industrials | | | 17.5 | |
Information Technology | | | 16.9 | |
Materials | | | 6.5 | |
Real Estate | | | 6.6 | |
Utilities | | | 3.3 | |
| | | | |
Total | | | 93.8 | % |
| | | | |
Short-Term Investments | | | 5.8 | |
Other Assets & Liabilities | | | 0.4 | |
| | | | |
Total | | | 100.0 | % |
| | | | |
(1) | A sector may be comprised of several industries. For Fund compliance purposes, the Fund may not use the same classification system. These sector classifications are used for financial reporting purposes. |
Benchmark Glossary (Unaudited)
3-Month USD Fixed LIBOR(reflects no deduction for fees, expenses or taxes) gives an indication of the interest rate at which a panel of selected banks borrow U.S. dollar funds from one another with a maturity of three months.
Bloomberg Barclays Global Aggregate1-3 Year USD Hedged Index (reflects no deduction for fees, expenses or taxes)measures the performance of the global investment grade, fixed-rate bond markets. The index includes government, government-related and corporate bonds, as well as asset-backed, mortgage-backed and commercial mortgage-backed securities from both developed and emerging markets issuers, while hedging the currency back to the US Dollar. Maturities are1-3 years.
Bloomberg Barclays Municipal Bond Index(reflects no deduction for fees, expenses or taxes) is designed to cover theUSD-denominated long-term tax exempt bond market.
ICE BofAML US Dollar 3-Month Deposit Offered Rate Constant Maturity (reflects no deduction for fees, expenses or taxes) gives an indication of the interest rate at which a panel of selected banks borrow U.S. dollar funds from one another with a maturity of three months.
ICE BofAML US3-Month Treasury Bill Index(reflects no deduction for fees, expenses or taxes)is comprised of a single issue purchased at the beginning of the month and held for a full month. At the end of the month that issue is sold and rolled into a newly selected issue. The issue selected at eachmonth-end rebalancing is the outstanding Treasury Bill that matures closest to, but not beyond, three months from the rebalancing date. To qualify for selection, an issue must have settled on or before themonth-end rebalancing date.
ICE BofAML US ABS & CMBS Index (reflects no deduction for fees, expenses or taxes) tracks the performance of US dollar denominated investment grade fixed and floating rate asset backed securities and fixed rate commercial mortgage backed securities publicly issued in the US domestic market. Qualifying securities must have an investment grade rating (based on an average of Moody’s, S&P and Fitch), at least one year remaining term to final stated maturity and at least one month to the last expected cash flow. 144a securities qualify for inclusion in the Index. Callable perpetual securities qualify provided they are at least one year from the first call date. Inverse floating rate, interest only and principal only tranches of qualifying deals are excluded from the Index as are all tranches ofre-securitized deals.
JP Morgan CEMBI Broad Diversified Index(reflects no deduction for fees, expenses or taxes)tracks total returns of U.S. dollar denominated debt instruments issued by corporate entities in Emerging Markets countries.
JP Morgan EMBI Global Diversified Index(reflects no deduction for fees, expenses or taxes) is a uniquely weighted index that tracks total returns for U.S. dollar denominated Brady bonds, Eurobonds, traded loans and local market debt instruments issued by sovereign and quasi-sovereign entities.
JP Morgan GBI Emerging Markets Global Diversified Index(reflects no deduction for fees, expenses or taxes) is a comprehensive global local emerging markets index that consists of regularly traded, liquid fixed-rate, domestic-currency government bonds to which international investors can gain exposure.
MSCI ACWI ex USA Index (Net)(reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes)is designed to capture large and mid cap representation across developed markets (excluding the United States) and emerging market countries.
MSCI ACWI ex USA Value Index (Net)(reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap securities exhibiting overall value style characteristics across developed (excluding the U.S.) and emerging market countries. The value investment style characteristics for index construction are defined using three variables: book value to price,12-month forward earnings to price and dividend yield.
MSCI Emerging Markets Index (Net)(reflects reinvested dividends net of withholding taxes but reflects no deduction for fees, expenses or other taxes) is designed to capture large and mid cap representation across emerging market countries.
Russell 2000 Index (reflects no deduction for fees, expenses or taxes) is an index comprised of 2,000 of the smallest U.S.-domiciled company common stocks based on a combination of their market capitalization and current index membership.
Russell 2500 Index(reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the small tomid-cap segment of the U.S. equity universe, commonly referred to as “smid” cap. The Russell 2500 Index is a subset of the Russell 3000 Index and includes approximately 2,500 of the smallest U.S. companies based on a combination of their market capitalization and current index membership.
Russell Midcap Index (reflects no deduction for fees, expenses or taxes) is designed to measure the performance of the mid-cap segment of the U.S. equity universe. The Russell Midcap Index is a subset of the Russell 1000 Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership.
S&P/LSTA Leveraged Loan Index(reflects no deduction for fees, expenses or taxes) is a market-value-weighted index that is designed to measure the performance of the U.S. leveraged loan market based upon market weightings, spreads and interest payments.
BLOOMBERG® is a trademark and service mark of Bloomberg Finance L.P. and its affiliates (collectively “Bloomberg”). BARCLAYS® is a trademark and service mark of Barclays Bank Plc (collectively with its affiliates, “Barclays”), used under license. Bloomberg or Bloomberg’s licensors, including Barclays, own all proprietary rights in the Bloomberg Barclays Indices. Neither Bloomberg nor Barclays approves or endorses this material, or guarantees the accuracy or completeness of any information herein, or makes any warranty, express or implied, as to the results to be obtained therefrom and, to the maximum extent allowed by law, neither shall have any liability or responsibility for injury or damages arising in connection therewith.
Expense Examples (Unaudited)
Your Fund’s Expenses
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including sales charges (loads) on purchase payments, if any, and contingent deferred sales charges (CDSC), if any, and (2) ongoing costs, including investment management fees, distribution and/or service(12b-1) fees, if any, and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other mutual funds. The example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period of November 1, 2018 through April 30, 2019, except as indicated below. To the extent a Fund was subject to acquired fund fees and expenses during the period, acquired fund fees and expenses are not included in the annualized expense ratios below.
Actual Expenses
The first set of columns of the table below provides information about actual account values and actual expenses. You may use this information, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the line under the heading entitled “Expenses Paid During The Period” to estimate the expenses you paid on your account during this period.
Hypothetical Example for Comparison Purposes
The second set of columns of the table below provides information about hypothetical account values and hypothetical expenses based on a Fund’s actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs, such as sales charges (front-end sales loads and CDSC). Therefore, the second set of columns of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would be higher. Expenses for a class of a Fund are equal to the class’ annualized expense ratio multiplied by average account value over the period, multiplied by 181/365 (to reflect theone-half year period).
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
Hartford Schroders Emerging Markets Equity Fund | | | | | | | | | | | | | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,127.00 | | | $ | 7.49 | | | $ | 1,000.00 | | | $ | 1,017.75 | | | $ | 7.10 | | | | 1.42 | % |
Class C | | $ | 1,000.00 | | | $ | 1,122.80 | | | $ | 11.32 | | | $ | 1,000.00 | | | $ | 1,014.13 | | | $ | 10.74 | | | | 2.15 | % |
Class I | | $ | 1,000.00 | | | $ | 1,128.20 | | | $ | 6.49 | | | $ | 1,000.00 | | | $ | 1,018.70 | | | $ | 6.16 | | | | 1.23 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,125.80 | | | $ | 9.01 | | | $ | 1,000.00 | | | $ | 1,016.32 | | | $ | 8.55 | | | | 1.71 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,125.50 | | | $ | 7.80 | | | $ | 1,000.00 | | | $ | 1,017.46 | | | $ | 7.40 | | | | 1.48 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,128.20 | | | $ | 6.17 | | | $ | 1,000.00 | | | $ | 1,018.99 | | | $ | 5.86 | | | | 1.17 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,129.00 | | | $ | 5.70 | | | $ | 1,000.00 | | | $ | 1,019.44 | | | $ | 5.41 | | | | 1.08 | % |
Class F | | $ | 1,000.00 | | | $ | 1,128.70 | | | $ | 5.65 | | | $ | 1,000.00 | | | $ | 1,019.49 | | | $ | 5.36 | | | | 1.07 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,128.40 | | | $ | 5.65 | | | $ | 1,000.00 | | | $ | 1,019.49 | | | $ | 5.36 | | | | 1.07 | % |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,062.80 | | | $ | 5.78 | | | $ | 1,000.00 | | | $ | 1,019.19 | | | $ | 5.66 | | | | 1.13 | % |
Class C | | $ | 1,000.00 | | | $ | 1,059.90 | | | $ | 9.70 | | | $ | 1,000.00 | | | $ | 1,015.37 | | | $ | 9.49 | | | | 1.90 | % |
Class I | | $ | 1,000.00 | | | $ | 1,065.40 | | | $ | 4.25 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,064.00 | | | $ | 5.02 | | | $ | 1,000.00 | | | $ | 1,019.90 | | | $ | 4.91 | | | | 0.98 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,065.10 | | | $ | 4.71 | | | $ | 1,000.00 | | | $ | 1,020.23 | | | $ | 4.61 | | | | 0.92 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,065.70 | | | $ | 4.35 | | | $ | 1,000.00 | | | $ | 1,020.60 | | | $ | 4.26 | | | | 0.85 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,065.90 | | | $ | 3.89 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class F | | $ | 1,000.00 | | | $ | 1,066.20 | | | $ | 3.84 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,066.20 | | | $ | 3.84 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
|
Hartford Schroders Global Strategic Bond Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,009.90 | | | $ | 4.53 | | | $ | 1,000.00 | | | $ | 1,020.28 | | | $ | 4.56 | | | | 0.91 | % |
Class C | | $ | 1,000.00 | | | $ | 1,006.50 | | | $ | 8.16 | | | $ | 1,000.00 | | | $ | 1,016.66 | | | $ | 8.20 | | | | 1.64 | % |
Class I | | $ | 1,000.00 | | | $ | 1,010.90 | | | $ | 2.54 | | | $ | 1,000.00 | | | $ | 1,022.27 | | | $ | 2.56 | | | | 0.51 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,008.00 | | | $ | 3.78 | | | $ | 1,000.00 | | | $ | 1,021.03 | | | $ | 3.81 | | | | 0.76 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,009.20 | | | $ | 3.59 | | | $ | 1,000.00 | | | $ | 1,021.22 | | | $ | 3.61 | | | | 0.72 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,009.10 | | | $ | 3.39 | | | $ | 1,000.00 | | | $ | 1,021.42 | | | $ | 3.41 | | | | 0.68 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,009.10 | | | $ | 3.14 | | | $ | 1,000.00 | | | $ | 1,021.67 | | | $ | 3.16 | | | | 0.63 | % |
Class F | | $ | 1,000.00 | | | $ | 1,010.50 | | | $ | 2.89 | | | $ | 1,000.00 | | | $ | 1,021.92 | | | $ | 2.91 | | | | 0.58 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,009.70 | | | $ | 2.89 | | | $ | 1,000.00 | | | $ | 1,021.92 | | | $ | 2.91 | | | | 0.58 | % |
|
Hartford Schroders InternationalMulti-Cap Value Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,063.20 | | | $ | 5.52 | | | $ | 1,000.00 | | | $ | 1,019.44 | | | $ | 5.41 | | | | 1.08 | % |
Class C | | $ | 1,000.00 | | | $ | 1,060.40 | | | $ | 9.55 | | | $ | 1,000.00 | | | $ | 1,015.52 | | | $ | 9.35 | | | | 1.87 | % |
Class I | | $ | 1,000.00 | | | $ | 1,065.50 | | | $ | 4.35 | | | $ | 1,000.00 | | | $ | 1,020.58 | | | $ | 4.26 | | | | 0.85 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,062.60 | | | $ | 6.80 | | | $ | 1,000.00 | | | $ | 1,018.20 | | | $ | 6.66 | | | | 1.33 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,063.10 | | | $ | 5.73 | | | $ | 1,000.00 | | | $ | 1,019.24 | | | $ | 5.61 | | | | 1.12 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,065.60 | | | $ | 4.40 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,064.80 | | | $ | 4.04 | | | $ | 1,000.00 | | | $ | 1,020.88 | | | $ | 3.96 | | | | 0.79 | % |
Class F | | $ | 1,000.00 | | | $ | 1,065.00 | | | $ | 3.84 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,065.00 | | | $ | 3.84 | | | $ | 1,000.00 | | | $ | 1,021.08 | | | $ | 3.76 | | | | 0.75 | % |
|
Hartford Schroders International Stock Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,101.30 | | | $ | 5.78 | | | $ | 1,000.00 | | | $ | 1,019.29 | | | $ | 5.56 | | | | 1.11 | % |
Class C | | $ | 1,000.00 | | | $ | 1,097.10 | | | $ | 9.67 | | | $ | 1,000.00 | | | $ | 1,015.57 | | | $ | 9.30 | | | | 1.86 | % |
Class I | | $ | 1,000.00 | | | $ | 1,102.30 | | | $ | 4.33 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,101.30 | | | $ | 5.89 | | | $ | 1,000.00 | | | $ | 1,019.19 | | | $ | 5.66 | | | | 1.13 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,101.80 | | | $ | 5.05 | | | $ | 1,000.00 | | | $ | 1,019.98 | | | $ | 4.86 | | | | 0.97 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,101.70 | | | $ | 4.53 | | | $ | 1,000.00 | | | $ | 1,020.48 | | | $ | 4.36 | | | | 0.87 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,102.30 | | | $ | 4.33 | | | $ | 1,000.00 | | | $ | 1,020.68 | | | $ | 4.16 | | | | 0.83 | % |
Class F | | $ | 1,000.00 | | | $ | 1,103.20 | | | $ | 4.02 | | | $ | 1,000.00 | | | $ | 1,020.98 | | | $ | 3.86 | | | | 0.77 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,102.90 | | | $ | 4.07 | | | $ | 1,000.00 | | | $ | 1,020.93 | | | $ | 3.91 | | | | 0.78 | % |
|
Hartford Schroders Securitized Income Fund(1) | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,005.40 | | | $ | 1.49 | | | $ | 1,000.00 | | | $ | 1,020.40 | | | $ | 4.49 | | | | 0.89 | %(3) |
Class I | | $ | 1,000.00 | | | $ | 1,005.60 | | | $ | 1.29 | | | $ | 1,000.00 | | | $ | 1,021.00 | | | $ | 3.86 | | | | 0.77 | %(3) |
Class Y | | $ | 1,000.00 | | | $ | 1,005.60 | | | $ | 1.27 | | | $ | 1,000.00 | | | $ | 1,021.00 | | | $ | 3.81 | | | | 0.76 | %(3) |
Class F | | $ | 1,000.00 | | | $ | 1,005.60 | | | $ | 1.29 | | | $ | 1,000.00 | | | $ | 1,021.00 | | | $ | 3.86 | | | | 0.77 | %(3) |
Class SDR | | $ | 1,000.00 | | | $ | 1,005.70 | | | $ | 1.27 | | | $ | 1,000.00 | | | $ | 1,021.00 | | | $ | 3.81 | | | | 0.76 | %(3) |
|
Hartford SchrodersTax-Aware Bond Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,060.70 | | | $ | 3.63 | | | $ | 1,000.00 | | | $ | 1,021.27 | | | $ | 3.56 | | | | 0.71 | % |
Class C | | $ | 1,000.00 | | | $ | 1,056.00 | | | $ | 7.85 | | | $ | 1,000.00 | | | $ | 1,017.16 | | | $ | 7.70 | | | | 1.54 | % |
Class I | | $ | 1,000.00 | | | $ | 1,061.90 | | | $ | 2.40 | | | $ | 1,000.00 | | | $ | 1,022.46 | | | $ | 2.36 | | | | 0.47 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,061.80 | | | $ | 2.50 | | | $ | 1,000.00 | | | $ | 1,022.37 | | | $ | 2.46 | | | | 0.49 | % |
Class F | | $ | 1,000.00 | | | $ | 1,062.00 | | | $ | 2.35 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,062.00 | | | $ | 2.35 | | | $ | 1,000.00 | | | $ | 1,022.51 | | | $ | 2.31 | | | | 0.46 | % |
|
Hartford Schroders US Small Cap Opportunities Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,075.80 | | | $ | 6.90 | | | $ | 1,000.00 | | | $ | 1,018.15 | | | $ | 6.71 | | | | 1.34 | % |
Class C | | $ | 1,000.00 | | | $ | 1,071.90 | | | $ | 10.79 | | | $ | 1,000.00 | | | $ | 1,014.38 | | | $ | 10.49 | | | | 2.10 | % |
Class I | | $ | 1,000.00 | | | $ | 1,077.50 | | | $ | 5.41 | | | $ | 1,000.00 | | | $ | 1,019.59 | | | $ | 5.26 | | | | 1.05 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,074.10 | | | $ | 7.97 | | | $ | 1,000.00 | | | $ | 1,017.11 | | | $ | 7.75 | | | | 1.55 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,076.50 | | | $ | 6.08 | | | $ | 1,000.00 | | | $ | 1,018.94 | | | $ | 5.91 | | | | 1.18 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,077.10 | | | $ | 5.36 | | | $ | 1,000.00 | | | $ | 1,019.64 | | | $ | 5.21 | | | | 1.04 | % |
Class Y | | $ | 1,000.00 | | | $ | 1,077.80 | | | $ | 4.89 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
Class F | | $ | 1,000.00 | | | $ | 1,077.70 | | | $ | 4.89 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,077.50 | | | $ | 4.89 | | | $ | 1,000.00 | | | $ | 1,020.08 | | | $ | 4.76 | | | | 0.95 | % |
Expense Examples (Unaudited) – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Actual Return | | | Hypothetical (5% return before expenses) | |
| | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Beginning Account Value November 1, 2018 | | | Ending Account Value April 30, 2019 | | | Expenses paid during the period November 1, 2018 through April 30, 2019 | | | Annualized expense ratio | |
|
Hartford Schroders US Small/Mid Cap Opportunities Fund | |
| | | | | | | |
Class A | | $ | 1,000.00 | | | $ | 1,086.10 | | | $ | 6.52 | | | $ | 1,000.00 | | | $ | 1,018.55 | | | $ | 6.31 | | | | 1.26 | % |
Class C | | $ | 1,000.00 | | | $ | 1,082.90 | | | $ | 10.38 | | | $ | 1,000.00 | | | $ | 1,014.83 | | | $ | 10.04 | | | | 2.01 | % |
Class I | | $ | 1,000.00 | | | $ | 1,088.20 | | | $ | 5.18 | | | $ | 1,000.00 | | | $ | 1,019.84 | | | $ | 5.01 | | | | 1.00 | % |
Class R3 | | $ | 1,000.00 | | | $ | 1,085.00 | | | $ | 7.86 | | | $ | 1,000.00 | | | $ | 1,017.26 | | | $ | 7.60 | | | | 1.52 | % |
Class R4 | | $ | 1,000.00 | | | $ | 1,087.00 | | | $ | 6.68 | | | $ | 1,000.00 | | | $ | 1,018.40 | | | $ | 6.46 | | | | 1.29 | % |
Class R5 | | $ | 1,000.00 | | | $ | 1,088.60 | | | $ | 4.82 | | | $ | 1,000.00 | | | $ | 1,020.18 | | | $ | 4.66 | | | | 0.93 | % |
Class Y(2) | | $ | 1,000.00 | | | $ | 1,089.10 | | | $ | 4.71 | | | $ | 1,000.00 | | | $ | 1,020.28 | | | $ | 4.56 | | | | 0.91 | % |
Class F | | $ | 1,000.00 | | | $ | 1,089.20 | | | $ | 4.45 | | | $ | 1,000.00 | | | $ | 1,020.53 | | | $ | 4.31 | | | | 0.86 | % |
Class SDR | | $ | 1,000.00 | | | $ | 1,088.30 | | | $ | 4.56 | | | $ | 1,000.00 | | | $ | 1,020.43 | | | $ | 4.41 | | | | 0.88 | % |
(1) | Please note that while the Fund commenced operations on February 28, 2019, the hypothetical expenses paid during the period reflect projected activity for the full six month period for purposes of comparability. This projection assumes that annualized expense ratios were in effect during the period November 1, 2018 to April 30, 2019. |
(2) | Effective May 1, 2019, a new transfer agency fee arrangement was implemented. Had the new arrangement been in effect during the period, the annualized expense ratio would have been 0.96%, and the expenses paid in the actual and hypothetical examples would have been $4.97 and $4.81, respectively. |
(3) | Includes the impact of certain non-contractual waivers. Please see the fee table in the Fund’s prospectus for the Fund’s estimated total annual fund operating expenses (before and after contractual waivers and/or reimbursements). |
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.2% | |
| | | Argentina - 0.4% | |
| 753,886 | | | BBVA Banco Frances S.A. ADR | | $ | 6,046,166 | |
| 718,569 | | | YPF S.A. ADR | | | 9,722,238 | |
| | | | | | | | |
| | | | | | | 15,768,404 | |
| | | | | | | | |
| | | Brazil - 10.7% | |
| 3,954,495 | | | B3 S.A. - Brasil Bolsa Balcao | | | 34,743,402 | |
| 4,702,694 | | | Banco Bradesco S.A. ADR | | | 42,606,408 | |
| 1,053,444 | | | Equatorial Energia S.A. | | | 22,057,013 | |
| 816,446 | | | IRB Brasil Resseguros S.A. | | | 19,551,728 | |
| 8,513,436 | | | Itau Unibanco Holding S.A. ADR | | | 73,641,221 | |
| 2,868,627 | | | Klabin S.A. | | | 12,144,349 | |
| 4,219,296 | | | Lojas Renner S.A. | | | 50,445,180 | |
| 392,052 | | | Pagseguro Digital Ltd. Class A* | | | 10,216,875 | |
| 3,460,391 | | | Petroleo Brasileiro S.A. ADR | | | 50,577,720 | |
| 1,332,780 | | | Raia Drogasil S.A. | | | 23,500,653 | |
| 3,435,054 | | | Vale S.A. ADR | | | 43,899,990 | |
| 3,705,308 | | | WEG S.A. | | | 17,557,477 | |
| | | | | | | | |
| | | | | | | 400,942,016 | |
| | | | | | | | |
| | | Chile - 0.5% | |
| 691,941 | | | Banco Santander Chile ADR | | | 19,374,348 | |
| | | | | | | | |
| | | China - 28.2% | |
| 65,399 | | | 51job, Inc. ADR* | | | 6,038,944 | |
| 999,463 | | | Alibaba Group Holding Ltd. ADR* | | | 185,470,349 | |
| 2,755,000 | | | Anhui Conch Cement Co., Ltd. Class H | | | 16,816,010 | |
| 83,116 | | | Baidu, Inc. ADR* | | | 13,816,373 | |
| 120,928,320 | | | China Construction Bank Corp. Class H | | | 106,606,203 | |
| 15,251,000 | | | China Mengniu Dairy Co., Ltd.* | | | 56,343,214 | |
| 12,262,000 | | | China Pacific Insurance Group Co., Ltd. Class H | | | 50,321,864 | |
| 81,345,600 | | | China Petroleum & Chemical Corp. Class H | | | 62,531,081 | |
| 36,674,000 | | | CNOOC Ltd. | | | 66,612,215 | |
| 15,726,000 | | | Guangzhou Automobile Group Co., Ltd. Class H | | | 16,937,324 | |
| 5,616,800 | | | Huayu Automotive Systems Co., Ltd. Class A | | | 19,642,576 | |
| 6,925,500 | | | Li Ning Co., Ltd.* | | | 12,581,664 | |
| 8,067,118 | | | Midea Group Co., Ltd. Class A | | | 62,805,610 | |
| 37,862,000 | | | PICC Property & Casualty Co., Ltd. Class H | | | 42,539,087 | |
| 1,648,000 | | | Ping An Insurance Group Co., of China Ltd. Class H | | | 19,948,475 | |
| 3,145,600 | | | Shenzhou International Group Holdings Ltd. | | | 42,279,455 | |
| 900,400 | | | Sunny Optical Technology Group Co., Ltd. | | | 11,014,683 | |
| 5,002,100 | | | Tencent Holdings Ltd. | | | 246,541,718 | |
| 3,424,700 | | | Zhuzhou CRRC Times Electric Co., Ltd. Class H | | | 17,398,100 | |
| | | | | | | | |
| | | | | | | 1,056,244,945 | |
| | | | | | | | |
| | | Colombia - 0.2% | |
| 120,838 | | | Bancolombia S.A. ADR | | | 6,128,903 | |
| | | | | | | | |
| | | Egypt - 0.6% | |
| 1,213,738 | | | Commercial International Bank Egypt S.A.E. | | | 5,394,224 | |
| 4,050,656 | | | Commercial International Bank Egypt S.A.E. GDR | | | 17,754,580 | |
| | | | | | | | |
| | | | | | | 23,148,804 | |
| | | | | | | | |
| | | Greece - 1.3% | |
| 10,569,208 | | | Alpha Bank A.E.* | | | 16,454,944 | |
| 1,672,606 | | | Hellenic Telecommunications Organization S.A. | | | 23,230,657 | |
| 3,263,919 | | | National Bank of Greece S.A.* | | | 7,180,898 | |
| | | | | | | | |
| | | | | | | 46,866,499 | |
| | | | | | | | |
| | | Hong Kong - 4.7% | |
| 9,108,800 | | | AIA Group Ltd. | | | 93,268,971 | |
| 4,464,500 | | | China Mobile Ltd. | | | 42,597,588 | |
| 8,570,000 | | | China Resources Beer Holdings Co., Ltd. | | | 39,211,563 | |
| | | | | | | | |
| | | | | | | 175,078,122 | |
| | | | | | | | |
| | | Hungary - 1.8% | |
| 1,746,331 | | | MOL Hungarian Oil & Gas plc | | | 20,110,161 | |
| 546,859 | | | OTP Bank Nyrt | | | 24,319,353 | |
| 1,255,041 | | | Richter Gedeon Nyrt | | | 24,902,177 | |
| | | | | | | | |
| | | | | | | 69,331,691 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.2% - (continued) | |
| | | India - 5.2% | |
| 2,183,610 | | | HDFC Bank Ltd. | | $ | 72,755,344 | |
| 3,319,069 | | | ICICI Bank Ltd. | | | 19,345,330 | |
| 5,092,685 | | | Infosys Ltd. | | | 54,853,154 | |
| 6,514,700 | | | ITC Ltd. | | | 28,237,013 | |
| 189,170 | | | Maruti Suzuki India Ltd. | | | 18,126,160 | |
| | | | | | | | |
| | | | | | | 193,317,001 | |
| | | | | | | | |
| | | Indonesia - 0.8% | |
| 28,649,300 | | | Astra International Tbk PT | | | 15,336,496 | |
| 12,005,500 | | | Bank Mandiri Persero Tbk PT | | | 6,540,643 | |
| 24,245,000 | | | Telekomunikasi Indonesia Persero Tbk PT | | | 6,456,134 | |
| | | | | | | | |
| | | | | | | 28,333,273 | |
| | | | | | | | |
| | | Mexico - 2.7% | |
| 2,627,526 | | | America Movil S.A.B. de C.V. Class L, ADR | | | 38,808,559 | |
| 653,007 | | | Fomento Economico Mexicano S.A.B. de C.V. ADR | | | 63,726,953 | |
| | | | | | | | |
| | | | | | | 102,535,512 | |
| | | | | | | | |
| | | Pakistan - 0.2% | |
| 3,442,700 | | | Habib Bank Ltd. | | | 3,102,085 | |
| 2,668,800 | | | United Bank Ltd. | | | 2,793,835 | |
| | | | | | | | |
| | | | | | | 5,895,920 | |
| | | | | | | | |
| | | Peru - 0.8% | |
| 121,636 | | | Credicorp Ltd. | | | 28,815,568 | |
| | | | | | | | |
| | | Poland - 1.5% | |
| 971,334 | | | Bank Polska Kasa Opieki S.A. | | | 28,990,486 | |
| 2,685,991 | | | Powszechna Kasa Oszczednosci Bank Polski S.A. | | | 27,646,540 | |
| | | | | | | | |
| | | | | | | 56,637,026 | |
| | | | | | | | |
| | | Russia - 6.7% | |
| 2,535,674 | | | Gazprom PJSC ADR | | | 12,676,679 | |
| 926,913 | | | LUKOIL PJSC ADR | | | 78,701,088 | |
| 323,326 | | | Novatek PJSC GDR | | | 62,378,502 | |
| 5,692,549 | | | Sberbank of Russia PJSC ADR | | | 81,596,485 | |
| 550,497 | | | X5 Retail Group N.V. GDR | | | 16,707,584 | |
| | | | | | | | |
| | | | | | | 252,060,338 | |
| | | | | | | | |
| | | South Africa - 3.6% | |
| 1,683,470 | | | AVI Ltd.(1) | | | 10,819,869 | |
| 8,034,097 | | | FirstRand Ltd. | | | 38,234,556 | |
| 547,117 | | | Mediclinic International plc | | | 2,434,799 | |
| 325,146 | | | Naspers Ltd. Class N | | | 83,643,909 | |
| | | | | | | | |
| | | | | | | 135,133,133 | |
| | | | | | | | |
| | | South Korea - 15.0% | |
| 118,214 | | | Amorepacific Corp. | | | 21,050,705 | |
| 89,998 | | | Hyundai Mobis Co., Ltd. | | | 17,952,361 | |
| 120,033 | | | Hyundai Motor Co. | | | 14,247,975 | |
| 165,098 | | | Korea Kolmar Co., Ltd. | | | 10,481,548 | |
| 50,910 | | | Korea Zinc Co., Ltd. | | | 19,746,548 | |
| 162,218 | | | LG Chem Ltd. | | | 50,320,591 | |
| 107,577 | | | LG Innotek Co., Ltd. | | | 11,284,502 | |
| 17,257 | | | Medy-Tox, Inc. | | | 8,275,966 | |
| 29,937 | | | NAVER Corp. | | | 3,065,922 | |
| 110,226 | | | Netmarble Games Corp.*(2) | | | 12,045,966 | |
| 30,559 | | | POSCO | | | 6,688,861 | |
| 149,016 | | | Samsung C&T Corp. | | | 13,098,051 | |
| 6,105,980 | | | Samsung Electronics Co., Ltd. | | | 240,070,122 | |
| 89,635 | | | Samsung SDI Co., Ltd. | | | 18,200,030 | |
| 1,349,951 | | | Shinhan Financial Group Co., Ltd. | | | 51,021,246 | |
| 101,339 | | | SK Holdings Co., Ltd. | | | 22,285,567 | |
| 273,291 | | | SK Innovation Co., Ltd. | | | 42,731,460 | |
| | | | | | | | |
| | | | | | | 562,567,421 | |
| | | | | | | | |
| | | Taiwan - 9.4% | | | |
| 15,571,036 | | | ASE Technology Holding, Co., Ltd. | | | 36,170,363 | |
| 13,520,489 | | | Cathay Financial Holding Co., Ltd. | | | 19,578,551 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 98.2% - (continued) | |
| | | Taiwan - 9.4% - (continued) | | | |
| 22,127,000 | | | CTBC Financial Holding Co., Ltd. | | $ | 15,158,138 | |
| 8,611,570 | | | Hon Hai Precision Industry Co., Ltd. | | | 24,244,397 | |
| 307,000 | | | Largan Precision Co., Ltd. | | | 46,087,584 | |
| 25,233,139 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 211,858,205 | |
| | | | | | | | |
| | | | | | | 353,097,238 | |
| | | | | | | | |
| | | Thailand - 2.0% | | | |
| 3,999,100 | | | Bangkok Bank PCL NVDR | | | 25,443,994 | |
| 1,061,775 | | | Kasikornbank PCL | | | 6,343,053 | |
| 5,159,825 | | | Kasikornbank PCL NVDR | | | 30,892,469 | |
| 2,573,200 | | | PTT Exploration & Production PCL | | | 10,760,288 | |
| | | | | | | | |
| | | | | | | 73,439,804 | |
| | | | | | | | |
| | | Turkey - 0.8% | | | |
| 1,254,233 | | | Tupras Turkiye Petrol Rafinerileri A.S. | | | 25,941,155 | |
| 2,714,953 | | | Turkcell Iletisim Hizmetleri A.S. | | | 5,694,029 | |
| | | | | | | | |
| | | | | | | 31,635,184 | |
| | | | | | | | |
| | | United Arab Emirates - 1.1% | | | |
| 1,002,950 | | | DP World Ltd. | | | 20,059,000 | |
| 16,518,587 | | | Emaar Properties PJSC | | | 21,645,481 | |
| | | | | | | | |
| | | | | | | 41,704,481 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $2,917,190,181) | | $ | 3,678,055,631 | |
| | | | | | | | |
| |
PREFERRED STOCKS - 0.5% | | | |
| | | South Korea - 0.5% | | | |
| 243,495 | | | Hyundai Motor Co. | | $ | 18,261,899 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $19,820,632) | | $ | 18,261,899 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $2,937,010,813) | | $ | 3,696,317,530 | |
| | | | | | | | |
| |
SHORT-TERM INVESTMENTS - 1.4% | | | |
| | | Other Investment Pools & Funds - 1.3% | | | |
| 48,813,100 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(3) | | $ | 48,813,100 | |
| | | | | | | | |
| | | | | | | 48,813,100 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.1% | | | |
| 297,904 | | | Citibank NA DDCA, 2.42%, 5/1/2019(3) | | | 297,904 | |
| 2,898,066 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(3) | | | 2,898,066 | |
| 616,818 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(3) | | | 616,818 | |
| 1,065,019 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(3) | | | 1,065,019 | |
| 989,596 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(3) | | | 989,596 | |
| 90,677 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(3) | | | 90,677 | |
| | | | | | | | |
| | | | | | | 5,958,080 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $54,771,180) | | $ | 54,771,180 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $2,991,781,993) | | | 100.1 | % | | $ | 3,751,088,710 | |
| | | | Other Assets and Liabilities | | | (0.1 | )% | | | (4,419,601 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 3,746,669,109 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of this security was $12,045,966, representing 0.3% of net assets. |
(3) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Equity Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Argentina | | $ | 15,768,404 | | | $ | 15,768,404 | | | $ | — | | | $ | — | |
Brazil | | | 400,942,016 | | | | 400,942,016 | | | | — | | | | — | |
Chile | | | 19,374,348 | | | | 19,374,348 | | | | — | | | | — | |
China | | | 1,056,244,945 | | | | 205,325,666 | | | | 850,919,279 | | | | — | |
Colombia | | | 6,128,903 | | | | 6,128,903 | | | | — | | | | — | |
Egypt | | | 23,148,804 | | | | — | | | | 23,148,804 | | | | — | |
Greece | | | 46,866,499 | | | | — | | | | 46,866,499 | | | | — | |
Hong Kong | | | 175,078,122 | | | | — | | | | 175,078,122 | | | | — | |
Hungary | | | 69,331,691 | | | | — | | | | 69,331,691 | | | | — | |
India | | | 193,317,001 | | | | — | | | | 193,317,001 | | | | — | |
Indonesia | | | 28,333,273 | | | | — | | | | 28,333,273 | | | | — | |
Mexico | | | 102,535,512 | | | | 102,535,512 | | | | — | | | | — | |
Pakistan | | | 5,895,920 | | | | 5,895,920 | | | | — | | | | — | |
Peru | | | 28,815,568 | | | | 28,815,568 | | | | — | | | | — | |
Poland | | | 56,637,026 | | | | — | | | | 56,637,026 | | | | — | |
Russia | | | 252,060,338 | | | | 16,707,584 | | | | 235,352,754 | | | | — | |
South Africa | | | 135,133,133 | | | | 10,819,869 | | | | 124,313,264 | | | | — | |
South Korea | | | 562,567,421 | | | | — | | | | 562,567,421 | | | | — | |
Taiwan | | | 353,097,238 | | | | — | | | | 353,097,238 | | | | — | |
Thailand | | | 73,439,804 | | | | 10,760,288 | | | | 62,679,516 | | | | — | |
Turkey | | | 31,635,184 | | | | — | | | | 31,635,184 | | | | — | |
United Arab Emirates | | | 41,704,481 | | | | 20,059,000 | | | | 21,645,481 | | | | — | |
Preferred Stocks | | | 18,261,899 | | | | — | | | | 18,261,899 | | | | — | |
Short-Term Investments | | | 54,771,180 | | | | 54,771,180 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 3,751,088,710 | | | $ | 897,904,258 | | | $ | 2,853,184,452 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3 |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 39.8% | |
| | | Austria - 0.7% | |
$ | | | 700,000 | | | Klabin Austria GmbH 7.00%, 04/03/2049(1) | | $ | 701,750 | |
| | | | | | | | | | |
| | | British Virgin Islands - 0.7% | |
| | | 765,000 | | | China Railway Xunjie Co., Ltd. 3.25%, 07/28/2026(2) | | | 738,505 | |
| | | | | | | | | | |
| | | Cayman Islands - 3.9% | |
| | | 720,000 | | | Baidu, Inc. 4.38%, 05/14/2024 | | | 749,524 | |
| | | 1,033,000 | | | Braskem Finance Ltd. 7.38%, 05/21/2019(1)(3) | | | 1,048,495 | |
| | | 350,000 | | | China Aoyuan Group Ltd. 8.50%, 01/23/2022(2) | | | 368,169 | |
| | | 770,000 | | | CSCEC Finance Cayman II Ltd. 3.50%, 07/05/2027(2) | | | 749,067 | |
| | | 260,000 | | | Swire Pacific MTN Financing Ltd. 3.88%, 09/21/2025(2) | | | 264,537 | |
| | | 250,000 | | | Tencent Holdings Ltd. 3.80%, 02/11/2025(1) | | | 254,667 | |
| | | 250,000 | | | Three Gorges Finance I Cayman Islands Ltd. 3.70%, 06/10/2025(1) | | | 254,400 | |
| | | 370,000 | | | Times China Holdings Ltd. 6.60%, 03/02/2023(2) | | | 364,733 | |
| | | | | | | | | | |
| | | 4,053,592 | |
| | | | |
| | | Chile - 2.1% | |
| | | 290,000 | | | AES Gener S.A. 5 year USD Swap + 4.644%, 7.13%, 03/26/2079(1)(4) | | | 303,775 | |
| | | 250,000 | | | Corp. Nacional del Cobre de Chile 4.50%, 09/16/2025(1) | | | 266,135 | |
| | | 913,000 | | | Empresa Electrica Angamos S.A. 4.88%, 05/25/2029(1) | | | 923,541 | |
| | | 715,000 | | | Empresa Nacional de Telecomunicaciones S.A. 4.75%, 08/01/2026(1) | | | 720,426 | |
| | | | | | | | | | |
| | | 2,213,877 | |
| | | | |
| | | Colombia - 2.3% | |
| | | 905,000 | | | Credivalores-Crediservicios SAS 9.75%, 07/27/2022(1)(5) | | | 875,587 | |
| | | 1,161,000 | | | Ecopetrol S.A. 5.88%, 05/28/2045 | | | 1,197,339 | |
COP | | | 1,298,000,000 | | | Empresa de Telecomunicaciones de Bogota 7.00%, 01/17/2023(1) | | | 356,451 | |
| | | | | | | | | | |
| | | 2,429,377 | |
| | | | |
| | | Hong Kong - 1.7% | |
$ | | | 970,000 | | | Beijing State-Owned Assets Management Hong Kong Co., Ltd. 4.13%, 05/26/2025(2) | | | 976,980 | |
| | | 290,000 | | | China Railway Resources Huitung Ltd. 3.85%, 02/05/2023(2) | | | 295,211 | |
| | | 510,000 | | | CRCC Yuxiang Ltd. 3.50%, 05/16/2023(2) | | | 511,556 | |
| | | | | | | | | | |
| | | 1,783,747 | |
| | | | |
| | | Indonesia - 2.6% | |
| | | 915,000 | | | ABM Investama Tbk PT 7.13%, 08/01/2022(1) | | | 900,639 | |
| | | 220,000 | | | Indonesia Asahan Aluminium Persero PT 6.76%, 11/15/2048(1) | | | 251,938 | |
| | | 260,000 | | | Pelabuhan Indonesia II PT 5.38%, 05/05/2045(1) | | | 256,750 | |
| | | 240,000 | | | Pertamina Persero PT 6.00%, 05/03/2042(1) | | | 261,254 | |
| | | Perusahaan Listrik Negara PT | |
| | | 260,000 | | | 5.25%, 10/24/2042(1) | | | 257,075 | |
| | | 610,000 | | | 5.25%, 05/15/2047(1) | | | 602,358 | |
| | | 230,000 | | | 6.15%, 05/21/2048(1) | | | 254,705 | |
| | | | | | | | | | |
| | | 2,784,719 | |
| | | | |
| | | Kazakhstan - 0.2% | |
| | | 250,000 | | | KazMunayGas National Co. JSC 5.75%, 04/19/2047(1) | | | 261,585 | |
| | | | | | | | | | |
| | | Luxembourg - 0.8% | |
| | | 780,000 | | | CSN Resources S.A. 7.63%, 02/13/2023(1)(5) | | | 794,625 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 39.8% - (continued) | |
| | | | | Mexico - 15.7% | |
$ | | | 490,000 | | | Alfa S.A.B. de C.V. 6.88%, 03/25/2044(1) | | $ | 533,487 | |
| | | 950,000 | | | Alpha Holding S.A. de C.V. 10.00%, 12/19/2022(1) | | | 909,625 | |
| | | 520,000 | | | Banco Santander Mexico S.A. Institucion de Banca Multiple Grupo Financiero Santand 4.13%, 11/09/2022(1) | | | 529,360 | |
| | | 520,000 | | | BBVA Bancomer S.A. 4.38%, 04/10/2024(1) | | | 535,600 | |
| | | Coca-Cola Femsa S.A.B. de C.V. | |
| | | 260,000 | | | 3.88%, 11/26/2023 | | | 268,308 | |
| | | 364,000 | | | 5.25%, 11/26/2043 | | | 411,591 | |
| | | 1,097,751 | | | Cometa Energia S.A. de C.V. 6.38%, 04/24/2035(1) | | | 1,097,751 | |
| | | 790,000 | | | Credito Real S.A.B. de C.V. SOFOM ER 5 year CMT + 7.026%, 9.13%, 11/29/2022(1)(3)(4) | | | 784,075 | |
| | | 1,152,000 | | | Fomento Economico Mexicano S.A.B. de C.V. 4.38%, 05/10/2043 | | | 1,156,251 | |
| | | 910,000 | | | Grupo Bimbo S.A.B. de C.V. 5 year USD CMT + 3.280%, 5.95%, 04/17/2023(1)(3)(4) | | | 938,647 | |
| | | 258,210 | | | Mexico Generadora de Energia S de rl 5.50%, 12/06/2032(1) | | | 264,988 | |
| | | Petroleos Mexicanos | |
| | | 2,690,000 | | | 5.63%, 01/23/2046 | | | 2,243,460 | |
| | | 1,030,000 | | | 6.38%, 01/23/2045 | | | 918,657 | |
| | | 160,000 | | | 6.63%, 06/13/2019(1)(3) | | | 142,243 | |
| | | 4,050,000 | | | 6.63%, 06/15/2035 | | | 3,896,505 | |
| | | 520,000 | | | Sixsigma Networks Mexico S.A. de C.V. 7.50%, 05/02/2025(1) | | | 514,150 | |
| | | 530,000 | | | TV Azteca S.A.B. de C.V. 8.25%, 08/09/2024(2) | | | 515,425 | |
| | | 835,000 | | | Unifin Financiera S.A.B. de C.V. SOFOM ENR 7.25%, 09/27/2023(1)(5) | | | 843,350 | |
| | | | | | | | | | |
| | | 16,503,473 | |
| | | | |
| | | Netherlands - 5.4% | |
| | | 865,000 | | | Nostrum Oil & Gas Finance B.V. 7.00%, 02/16/2025(1) | | | 580,847 | |
| | | 4,210,000 | | | Petrobras Global Finance B.V. 8.75%, 05/23/2026 | | | 5,046,948 | |
| | | | | | | | | | |
| | | 5,627,795 | |
| | | | |
| | | Panama - 1.3% | |
| | | 700,000 | | | AES El Salvador Trust II 6.75%, 03/28/2023(1) | | | 679,000 | |
| | | 630,000 | | | Empresa de Transmision Electrica S.A. 5.13%, 05/02/2049(1) | | | 644,774 | |
| | | | | | | | | | |
| | | 1,323,774 | |
| | | | |
| | | Peru - 0.6% | |
| | | 610,000 | | | Petroleos del Peru S.A. 4.75%, 06/19/2032(1) | | | 620,675 | |
| | | | | | | | | | |
| | | South Korea - 0.2% | |
| | | 250,000 | | | Korea East-West Power Co., Ltd. 3.88%, 07/19/2023(1) | | | 257,528 | |
| | | | | | | | | | |
| | | Spain - 0.7% | |
| | | 695,000 | | | AI Candelaria Spain SLU 7.50%, 12/15/2028(1) | | | 741,913 | |
| | | | | | | | | | |
| | | United Kingdom - 0.9% | |
| | | 950,000 | | | Vedanta Resources Finance II plc 9.25%, 04/23/2026(1) | | | 954,645 | |
| | | | | | | | | | |
| | |
| | | Total Corporate Bonds (cost $41,461,503) | | $ | 41,791,580 | |
| | | | | | | |
|
FOREIGN GOVERNMENT OBLIGATIONS - 48.6% | |
| | | Angola - 0.5% | |
| | | 500,000 | | | Angolan Government International Bond 9.38%, 05/08/2048(1) | | $ | 536,534 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
FOREIGN GOVERNMENT OBLIGATIONS - 48.6% - (continued) | |
| | | Argentina - 5.2% | |
| | | Argentine Republic Government International Bond | | | | |
EUR | | | 1,300,000 | | | 3.38%, 01/15/2023 | | $ | 1,051,031 | |
$ | | | 2,100,000 | | | 4.63%, 01/11/2023 | | | 1,548,750 | |
| | | 638,000 | | | Provincia de Buenos Aires 7.88%, 06/15/2027(1) | | | 424,270 | |
| | | 2,990,000 | | | Provincia de Cordoba 7.13%, 06/10/2021(1)(5) | | | 2,397,980 | |
| | | | | | | | | | |
| | | 5,422,031 | |
| | | | |
| | | Brazil - 1.7% | |
| | | Brazil Notas do Tesouro Nacional | |
BRL | | | 3,438,000 | | | 10.00%, 01/01/2025 | | | 927,839 | |
| | | 3,000,000 | | | 10.00%, 01/01/2027 | | | 809,330 | |
| | | | | | | | | | |
| | | 1,737,169 | |
| | | | |
| | | Cameroon - 0.7% | |
$ | | | 700,000 | | | Republic of Cameroon International Bond 9.50%, 11/19/2025(1) | | | 750,439 | |
| | | | | | | | | | |
| | | Colombia - 0.7% | |
| | | Colombia Government International Bond | |
COP | | | 1,867,000,000 | | | 4.38%, 03/21/2023 | | | 554,513 | |
| | | 582,000,000 | | | 7.75%, 04/14/2021 | | | 187,854 | |
| | | | | | | | | | |
| | | 742,367 | |
| | | | |
| | | Ecuador - 3.2% | |
$ | | | 3,128,000 | | | Ecuador Government International Bond 9.65%, 12/13/2026(1) | | | 3,331,320 | |
| | | | | | | | | | |
| | | Egypt - 1.1% | |
| | | 1,245,000 | | | Egypt Government International Bond 7.90%, 02/21/2048(1) | | | 1,201,639 | |
| | | | | | | | | | |
| | | Ghana - 2.9% | |
| | | Ghana Government International Bond | |
| | | 990,000 | | | 8.13%, 01/18/2026(1) | | | 1,022,670 | |
| | | 2,060,000 | | | 8.63%, 06/16/2049(1) | | | 1,978,465 | |
| | | | | | | | | | |
| | | 3,001,135 | |
| | | | |
| | | Indonesia - 4.5% | |
| | | Indonesia Treasury Bond | |
IDR | | | 15,908,000,000 | | | 5.63%, 05/15/2023 | | | 1,055,827 | |
| | | 26,704,000,000 | | | 7.00%, 05/15/2027 | | | 1,786,867 | |
| | | 16,008,000,000 | | | 8.75%, 05/15/2031 | | | 1,180,110 | |
| | | 9,981,000,000 | | | 9.00%, 03/15/2029 | | | 752,638 | |
| | | | | | | | | | |
| | | 4,775,442 | |
| | | | |
| | | Lebanon - 2.9% | |
| | | Lebanon Government International Bond | |
$ | | | 180,000 | | | 6.00%, 01/27/2023(2) | | | 155,752 | |
| | | 1,515,000 | | | 6.25%, 05/27/2022 | | | 1,335,776 | |
| | | 1,180,000 | | | 6.40%, 05/26/2023 | | | 1,020,464 | |
| | | 535,000 | | | 8.25%, 04/12/2021(2) | | | 518,907 | |
| | | | | | | | | | |
| | | 3,030,899 | |
| | | | |
| | | Mexico - 4.1% | |
| | | Mexican Bonos | |
MXN | | | 33,763,500 | | | 7.50%, 06/03/2027 | | | 1,717,370 | |
| | | 18,795,500 | | | 7.75%, 05/29/2031 | | | 953,310 | |
| | | 17,885,400 | | | 7.75%, 11/23/2034 | | | 892,508 | |
| | | 16,202,600 | | | 7.75%, 11/13/2042 | | | 790,663 | |
| | | | | | | | | | |
| | | 4,353,851 | |
| | | | |
| | | Nigeria - 0.5% | |
$ | | | 490,000 | | | Nigeria Government International Bond 9.25%, 01/21/2049(1) | | | 533,453 | |
| | | | | | | | | | |
| | | Peru - 0.6% | |
PEN | | | 1,980,000 | | | Peru Government Bond 6.95%, 08/12/2031 | | | 675,477 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
FOREIGN GOVERNMENT OBLIGATIONS - 48.6% - (continued) | |
| | | Qatar - 1.1% | |
$ | | | 1,040,000 | | | Qatar Government International Bond 4.82%, 03/14/2049(1) | | $ | 1,116,700 | |
| | | | | | | | | | |
| | | Russia - 3.4% | |
| | | Russian Federal Bond - OFZ | |
RUB | | | 39,580,000 | | | 6.90%, 05/23/2029 | | | 567,038 | |
| | | 52,620,000 | | | 7.00%, 12/15/2021 | | | 803,596 | |
| | | 35,690,000 | | | 7.00%, 01/25/2023 | | | 539,599 | |
| | | 37,930,000 | | | 7.75%, 09/16/2026 | | | 582,235 | |
$ | | | 1,000,000 | | | Russian Foreign Bond - Eurobond 5.25%, 06/23/2047(1) | | | 1,036,250 | |
| | | | | | | | | | |
| | | 3,528,718 | |
| | | | |
| | | Saudi Arabia - 1.5% | |
| | | 1,580,000 | | | Saudi Government International Bond 4.50%, 10/26/2046(1) | | | 1,558,196 | |
| | | | | | | | | | |
| | | South Africa - 4.4% | |
| | | Republic of South Africa Government Bond | |
ZAR | | | 18,595,000 | | | 6.25%, 03/31/2036 | | | 942,919 | |
| | | 23,620,000 | | | 6.50%, 02/28/2041 | | | 1,169,029 | |
| | | 16,635,000 | | | 7.00%, 02/28/2031 | | | 976,470 | |
| | | 1,590,000 | | | 8.00%, 01/31/2030 | | | 102,636 | |
| | | 6,870,000 | | | 8.75%, 02/28/2048 | | | 434,724 | |
| | | 6,910,000 | | | 9.00%, 01/31/2040 | | | 449,437 | |
$ | | | 480,000 | | | Republic of South Africa Government International Bond 5.88%, 09/16/2025 | | | 505,927 | |
| | | | | | | | | | |
| | | 4,581,142 | |
| | | | |
| | | South Korea - 0.5% | |
| | | 250,000 | | | Korea Gas Corp. 3.88%, 02/12/2024(1) | | | 258,761 | |
| | | 250,000 | | | Korea Hydro & Nuclear Power Co., Ltd. 3.75%, 07/25/2023(1) | | | 256,335 | |
| | | | | | | | | | |
| | | 515,096 | |
| | | | |
| | | Turkey - 8.1% | |
| | | 3,587,000 | | | Export Credit Bank of Turkey 8.25%, 01/24/2024(1)(5) | | | 3,570,278 | |
| | | Turkey Government Bond | |
TRY | | | 7,800,000 | | | 7.10%, 03/08/2023 | | | 802,628 | |
| | | 4,660,000 | | | 9.50%, 01/12/2022 | | | 568,159 | |
$ | | | 3,710,000 | | | Turkey Government International Bond 7.63%, 04/26/2029 | | | 3,609,830 | |
| | | | | | | | | | |
| | | 8,550,895 | |
| | | | |
| | | Ukraine - 1.0% | |
| | | 1,020,000 | | | Ukraine Government International Bond 8.99%, 02/01/2024(1) | | | 1,016,552 | |
| | | | | | | | | | |
| | |
| | | Total Foreign Government Obligations (cost $50,766,827) | | $ | 50,959,055 | |
| | | | | | | |
| | |
| | | Total Long-Term Investments (cost $92,228,330) | | $ | 92,750,635 | |
| | | | | | | |
|
SHORT-TERM INVESTMENTS - 16.7% | |
| | | Other Investment Pools & Funds - 2.4% | |
| | | 2,517,731 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(6) | | $ | 2,517,731 | |
| | | | | | | | | | |
| | | Securities Lending Collateral - 5.0% | |
| | | 263,112 | | | Citibank NA DDCA, 2.42%, 5/1/2019(6) | | | 263,111 | |
| | | 2,559,598 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(6) | | | 2,559,598 | |
| | | 544,779 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(6) | | | 544,779 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
SHORT-TERM INVESTMENTS - 16.7% - (continued) | |
| | | Securities Lending Collateral - 5.0% - (continued) | |
$ | | | 940,635 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(6) | | $ | 940,635 | |
| | | 874,020 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.33%(6) | | | 874,020 | |
| | | 80,087 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(6) | | | 80,087 | |
| | | | | | | | | | |
| | | 5,262,230 | |
| | | | |
| | | U.S. Treasury - 9.3% | |
| | | U.S. Treasury Bills - 9.3% | |
| | | 1,300,000 | | | 2.35%, 05/23/2019(7) | | | 1,298,130 | |
| | | 3,700,000 | | | 2.37%, 05/21/2019(7) | | | 3,695,120 | |
| | | 3,500,000 | | | 2.38%, 06/13/2019(7) | | | 3,490,069 | |
| | | 1,200,000 | | | 2.41%, 05/28/2019(7) | | | 1,197,835 | |
| | | | | | | | | | |
| | | 9,681,154 | |
| | | | |
| | |
| | | Total Short-Term Investments (cost $17,461,115) | | $ | 17,461,115 | |
| | | | | | | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Investments (cost $109,689,445) | | | 105.1 | % | | $ | 110,211,750 | |
| | | | | | Other Assets and Liabilities | | | (5.1 | )% | | | (5,314,082 | ) |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 104,897,668 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after |
| the close of certain foreign markets but before the close of the New York Stock Exchange. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $42,108,656, representing 40.1% of net assets. |
(2) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $5,458,842, representing 5.2% of net assets. |
(3) | Perpetual maturity security. Maturity date shown is the next call date or final legal maturity date, whichever comes first. |
(4) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2019. |
(5) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(6) | Current yield as of period end. |
(7) | The rate shown represents current yield to maturity. |
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2019 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 301,070,000 | | | ARS | | | 6,807,652 | | | USD | | JPM | | | 05/02/19 | | | $ | 16,236 | | | $ | (54,422 | ) |
| 118,010,000 | | | ARS | | | 2,701,695 | | | USD | | CBK | | | 05/02/19 | | | | — | | | | (48,276 | ) |
| 46,200,000 | | | ARS | | | 1,036,804 | | | USD | | JPM | | | 05/14/19 | | | | — | | | | (15,916 | ) |
| 48,210,000 | | | ARS | | | 1,058,397 | | | USD | | JPM | | | 06/13/19 | | | | — | | | | (39,439 | ) |
| 48,140,000 | | | ARS | | | 1,035,269 | | | USD | | CBK | | | 06/14/19 | | | | — | | | | (19,472 | ) |
| 25,400,000 | | | ARS | | | 535,865 | | | USD | | JPM | | | 07/23/19 | | | | — | | | | (32,742 | ) |
| 27,810,000 | | | ARS | | | 551,786 | | | USD | | CBK | | | 08/05/19 | | | | — | | | | (11,322 | ) |
| 7,930,000 | | | BRL | | | 2,014,531 | | | USD | | JPM | | | 05/02/19 | | | | 7,492 | | | | — | |
| 7,930,000 | | | BRL | | | 2,126,575 | | | USD | | CBK | | | 05/02/19 | | | | — | | | | (104,552 | ) |
| 5,950,000 | | | BRL | | | 1,547,464 | | | USD | | JPM | | | 05/15/19 | | | | — | | | | (31,913 | ) |
| 4,040,000 | | | BRL | | | 1,050,715 | | | USD | | CBK | | | 06/07/19 | | | | — | | | | (23,440 | ) |
| 9,280,000 | | | EGP | | | 513,558 | | | USD | | CBK | | | 05/06/19 | | | | 25,923 | | | | — | |
| 27,820,000 | | | EGP | | | 1,591,902 | | | USD | | JPM | | | 05/06/19 | | | | 27,169 | | | | (1,791 | ) |
| 1,820,000 | | | EUR | | | 2,076,188 | | | USD | | CBK | | | 05/21/19 | | | | — | | | | (31,051 | ) |
| 254,570,000 | | | HUF | | | 913,043 | | | USD | | JPM | | | 06/11/19 | | | | — | | | | (28,909 | ) |
| 32,440,000 | | | MXN | | | 1,662,149 | | | USD | | UBS | | | 05/15/19 | | | | 44,778 | | | | — | |
| 17,390,000 | | | MXN | | | 885,031 | | | USD | | UBS | | | 05/28/19 | | | | 27,999 | | | | — | |
| 67,690,000 | | | MXN | | | 3,443,645 | | | USD | | JPM | | | 06/07/19 | | | | 105,046 | | | | — | |
| 3,374,808 | | | PLN | | | 881,089 | | | USD | | CBK | | | 05/14/19 | | | | 2,415 | | | | — | |
| 6,290,000 | | | PLN | | | 1,647,654 | | | USD | | JPM | | | 05/14/19 | | | | — | | | | (970 | ) |
| 11,930,000 | | | PLN | | | 3,125,688 | | | USD | | JPM | | | 07/02/19 | | | | 2,243 | | | | — | |
| 90,750,000 | | | THB | | | 2,906,791 | | | USD | | CBK | | | 05/28/19 | | | | — | | | | (62,364 | ) |
| 3,495,000 | | | TRY | | | 509,735 | | | USD | | JPM | | | 04/06/20 | | | | — | | | | (36,690 | ) |
| 11,545,000 | | | TRY | | | 1,675,131 | | | USD | | CBK | | | 04/06/20 | | | | — | | | | (112,525 | ) |
| 6,877,868 | | | USD | | | 301,070,000 | | | ARS | | JPM | | | 05/02/19 | | | | 115,493 | | | | (7,092 | ) |
| 2,644,274 | | | USD | | | 118,010,000 | | | ARS | | CBK | | | 05/02/19 | | | | — | | | | (9,144 | ) |
| 998,919 | | | USD | | | 46,200,000 | | | ARS | | JPM | | | 05/14/19 | | | | — | | | | (21,970 | ) |
| 999,171 | | | USD | | | 48,210,000 | | | ARS | | CBK | | | 06/13/19 | | | | — | | | | (19,787 | ) |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2019 – (continued) | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 1,059,198 | | | USD | | | 48,140,000 | | | ARS | | JPM | | | 06/14/19 | | | $ | 43,401 | | | $ | — | |
| 513,546 | | | USD | | | 25,400,000 | | | ARS | | JPM | | | 07/23/19 | | | | 10,424 | | | | — | |
| 2,154,306 | | | USD | | | 7,930,000 | | | BRL | | JPM | | | 05/02/19 | | | | 132,283 | | | | — | |
| 2,014,531 | | | USD | | | 7,930,000 | | | BRL | | CBK | | | 05/02/19 | | | | — | | | | (7,492 | ) |
| 1,527,992 | | | USD | | | 5,950,000 | | | BRL | | CBK | | | 05/15/19 | | | | 12,441 | | | | — | |
| 1,034,571 | | | USD | | | 4,040,000 | | | BRL | | CBK | | | 06/07/19 | | | | 7,296 | | | | — | |
| 540,377 | | | USD | | | 9,280,000 | | | EGP | | CBK | | | 05/06/19 | | | | 896 | | | | — | |
| 1,587,877 | | | USD | | | 27,820,000 | | | EGP | | JPM | | | 05/06/19 | | | | 895 | | | | (30,299 | ) |
| 2,087,338 | | | USD | | | 1,820,000 | | | EUR | | UBS | | | 05/21/19 | | | | 42,201 | | | | — | |
| 916,646 | | | USD | | | 254,570,000 | | | HUF | | JPM | | | 06/11/19 | | | | 32,512 | | | | — | |
| 1,646,784 | | | USD | | | 32,440,000 | | | MXN | | UBS | | | 05/15/19 | | | | — | | | | (60,143 | ) |
| 886,628 | | | USD | | | 17,390,000 | | | MXN | | CBK | | | 05/28/19 | | | | — | | | | (26,402 | ) |
| 3,408,073 | | | USD | | | 67,670,000 | | | MXN | | UBS | | | 06/07/19 | | | | — | | | | (139,569 | ) |
| 2,536,785 | | | USD | | | 9,664,808 | | | PLN | | CBK | | | 05/14/19 | | | | 7,150 | | | | (553 | ) |
| 3,158,831 | | | USD | | | 11,930,000 | | | PLN | | CBK | | | 07/02/19 | | | | 30,900 | | | | — | |
| 2,857,818 | | | USD | | | 90,750,000 | | | THB | | JPM | | | 05/28/19 | | | | 13,391 | | | | — | |
| 1,512,627 | | | USD | | | 20,850,000 | | | ZAR | | UBS | | | 05/03/19 | | | | 55,613 | | | | — | |
| 1,292,423 | | | USD | | | 18,670,000 | | | ZAR | | CBK | | | 05/13/19 | | | | — | | | | (10,666 | ) |
| 2,794,273 | | | USD | | | 40,810,000 | | | ZAR | | UBS | | | 05/13/19 | | | | — | | | | (54,097 | ) |
| 1,029,583 | | | USD | | | 14,740,000 | | | ZAR | | JPM | | | 05/22/19 | | | | 1,933 | | | | — | |
| 20,850,000 | | | ZAR | | | 1,457,392 | | | USD | | UBS | | | 05/03/19 | | | | — | | | | (378 | ) |
| 40,000,000 | | | ZAR | | | 2,779,864 | | | USD | | JPM | | | 05/13/19 | | | | 11,972 | | | | — | |
| 19,490,000 | | | ZAR | | | 1,350,434 | | | USD | | UBS | | | 05/13/19 | | | | 9,888 | | | | — | |
| 14,740,000 | | | ZAR | | | 1,031,318 | | | USD | | JPM | | | 05/22/19 | | | | — | | | | (3,668 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
| Total | | | $ | 787,990 | | | $ | (1,047,054 | ) |
| | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Corporate Bonds | | $ | 41,791,580 | | | $ | — | | | $ | 41,791,580 | | | $ | — | |
Foreign Government Obligations | | | 50,959,055 | | | | — | | | | 50,959,055 | | | | — | |
Short-Term Investments | | | 17,461,115 | | | | 7,779,961 | | | | 9,681,154 | | | | — | |
Foreign Currency Contracts(2) | | | 787,990 | | | | — | | | | 787,990 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 110,999,740 | | | $ | 7,779,961 | | | $ | 103,219,779 | | | $ | — | |
| | | | | | | | | | | | | | | | |
Liabilities | |
Foreign Currency Contracts(2) | | $ | (1,047,054 | ) | | $ | — | | | $ | (1,047,054 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (1,047,054 | ) | | $ | — | | | $ | (1,047,054 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Global Strategic Bond Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | |
Shares or Principal Amount | | | | | | Market Value† |
| | | | | | | | | | | | | | |
| | | | | | Other Assets and Liabilities | | | 100.0 | % | | $ | — | |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | — | |
| | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% | |
| | | Australia - 2.5% | |
| 352,166 | | | Adelaide Brighton Ltd. | | $ | 1,076,026 | |
| 53,753 | | | ASX Ltd. | | | 2,824,090 | |
| 3,754,295 | | | Beach Energy Ltd. | | | 5,629,746 | |
| 22,416 | | | BGP Holdings plc(1)(2) | | | — | |
| 204,087 | | | BHP Group Ltd. | | | 5,400,620 | |
| 246,457 | | | BlueScope Steel Ltd. | | | 2,342,029 | |
| 482,668 | | | carsales.com Ltd. | | | 4,585,390 | |
| 586,569 | | | Coca-Cola Amatil Ltd. | | | 3,638,544 | |
| 61,175 | | | Collection House Ltd. | | | 56,531 | |
| 320,996 | | | Computershare Ltd. | | | 4,038,209 | |
| 144,192 | | | DuluxGroup Ltd. | | | 991,279 | |
| 7,355 | | | DWS Ltd. | | | 5,289 | |
| 226,963 | | | Genworth Mortgage Insurance Australia Ltd. | | | 382,778 | |
| 174,443 | | | GWA Group Ltd. | | | 414,310 | |
| 91,448 | | | IPH Ltd. | | | 459,645 | |
| 144,237 | | | McMillan Shakespeare Ltd. | | | 1,348,978 | |
| 222,513 | | | Medusa Mining Ltd.* | | | 62,767 | |
| 517,180 | | | Metcash Ltd. | | | 1,046,481 | |
| 158,116 | | | Pendal Group Ltd. | | | 1,018,407 | |
| 67,047 | | | Perpetual Ltd.(3) | | | 1,935,638 | |
| 2,646,937 | | | Perseus Mining Ltd.* | | | 842,323 | |
| 549,135 | | | Platinum Asset Management Ltd.(3) | | | 1,929,840 | |
| 130,538 | | | Rio Tinto Ltd. | | | 8,798,566 | |
| 334,969 | | | Sandfire Resources NL | | | 1,666,141 | |
| 83,492 | | | SmartGroup Corp. Ltd. | | | 499,596 | |
| | | | | | | | |
| | | | | | | 50,993,223 | |
| | | | | | | | |
| | | Austria - 0.7% | |
| 216,784 | | | OMV AG | | | 11,628,102 | |
| 145,691 | | | Raiffeisen Bank International AG | | | 3,885,908 | |
| | | | | | | | |
| | | | | | | 15,514,010 | |
| | | | | | | | |
| | | Belgium - 0.2% | |
| 19,746 | | | D’ieteren S.A. | | | 817,856 | |
| 67,889 | | | Proximus SADP | | | 1,901,374 | |
| 8,218 | | | Sofina S.A. | | | 1,692,842 | |
| | | | | | | | |
| | | | | | | 4,412,072 | |
| | | | | | | | |
| | | Brazil - 0.8% | |
| 170,300 | | | Alupar Investimento S.A. | | | 1,014,564 | |
| 2,381,900 | | | Cielo S.A. | | | 4,665,270 | |
| 96,100 | | | Construtora Tenda S.A. | | | 440,416 | |
| 257,800 | | | Enauta Participacoes S.A. | | | 881,008 | |
| 204,900 | | | Engie Brasil Energia S.A. | | | 2,324,858 | |
| 584,400 | | | Qualicorp Consultoria e Corretora de Seguros S.A. | | | 2,563,485 | |
| 164,300 | | | Smiles Fidelidade S.A. | | | 2,053,174 | |
| 329,600 | | | Transmissora Alianca de Energia Eletrica S.A. | | | 2,206,524 | |
| 56,800 | | | Unipar Carbocloro S.A. | | | 561,902 | |
| | | | | | | | |
| | | | | | | 16,711,201 | |
| | | | | | | | |
| | | Canada - 4.7% | |
| 131,600 | | | Canfor Corp.* | | | 1,376,216 | |
| 56,000 | | | Canfor Pulp Products, Inc. | | | 613,212 | |
| 168,300 | | | Centerra Gold, Inc.* | | | 856,763 | |
| 549,000 | | | CI Financial Corp. | | | 7,896,716 | |
| 14,600 | | | Cogeco, Inc. | | | 896,902 | |
| 477,600 | | | Corus Entertainment, Inc. Class B | | | 2,716,513 | |
| 71,500 | | | Crescent Point Energy Corp. | | | 275,390 | |
| 250,100 | | | Crew Energy, Inc.* | | | 210,952 | |
| 41,300 | | | Detour Gold Corp.* | | | 366,851 | |
| 200 | | | E-L Financial Corp. Ltd. | | | 120,176 | |
| 49,740 | | | Eldorado Gold.Corp.* | | | 207,173 | |
| 87,800 | | | Ensign Energy Services, Inc. | | | 368,974 | |
| 133,900 | | | Fortuna Silver Mines, Inc.* | | | 409,786 | |
| 138,400 | | | Genworth MI Canada, Inc.(3) | | | 4,300,658 | |
| 92,000 | | | Great Canadian Gaming Corp.* | | | 3,535,926 | |
| 70,500 | | | Home Capital Group, Inc.*(3) | | | 996,693 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Canada - 4.7% - (continued) | |
| 100,500 | | | Husky Energy, Inc. | | $ | 1,090,744 | |
| 17,200 | | | iA Financial Corp., Inc.* | | | 684,816 | |
| 111,700 | | | Interfor Corp.* | | | 1,392,394 | |
| 223,500 | | | Largo Resources Ltd.*(3) | | | 281,940 | |
| 33,600 | | | Linamar Corp. | | | 1,274,578 | |
| 159,700 | | | Magna International, Inc. | | | 8,889,176 | |
| 1,282,100 | | | Manulife Financial Corp. | | | 23,609,321 | |
| 42,700 | | | Martinrea International, Inc. | | | 434,426 | |
| 145,700 | | | Medical Facilities Corp.(3) | | | 1,783,593 | |
| 37,100 | | | Methanex Corp. | | | 2,033,757 | |
| 1,300 | | | Morguard Real Estate Investment Trust REIT(3) | | | 11,887 | |
| 89,000 | | | Norbord, Inc. | | | 2,266,686 | |
| 310,800 | | | Parex Resources, Inc.* | | | 5,294,063 | |
| 47,100 | | | Peyto Exploration & Development Corp.(3) | | | 212,701 | |
| 87,900 | | | Power Corp. of Canada | | | 2,016,904 | |
| 226,400 | | | Precision Drilling Corp.* | | | 555,987 | |
| 498,100 | | | Surge Energy, Inc.(3) | | | 539,109 | |
| 311,500 | | | Teck Resources Ltd. Class B | | | 7,366,067 | |
| 161,500 | | | Tourmaline Oil Corp. | | | 2,414,604 | |
�� | 59,400 | | | TransAlta Renewables, Inc. | | | 614,972 | |
| 221,600 | | | Transcontinental, Inc. Class A | | | 2,663,104 | |
| 82,000 | | | West Fraser Timber Co., Ltd. | | | 4,221,497 | |
| 116,265 | | | Westshore Terminals Investment Corp. | | | 1,824,207 | |
| 248,000 | | | Whitecap Resources, Inc. | | | 997,776 | |
| | | | | | | | |
| | | | | | | 97,623,210 | |
| | | | | | | | |
| | | Cayman Islands - 0.2% | |
| 445,000 | | | Chlitina Holding Ltd. | | | 3,641,828 | |
| | | | | | | | |
| | | Chile - 0.8% | |
| 2,912,022 | | | Aguas Andinas S.A. Class A | | | 1,676,745 | |
| 256,032 | | | Cia Cervecerias Unidas S.A. | | | 3,538,254 | |
| 17,183,370 | | | Enel Chile S.A. | | | 1,731,530 | |
| 137,700 | | | Enel Chile S.A. ADR | | | 692,631 | |
| 1,129,229 | | | Enel Generacion Chile S.A. | | | 726,921 | |
| 268,317 | | | Inversiones Aguas Metropolitanas S.A. | | | 413,944 | |
| 199,300 | | | Sociedad Quimica y Minera de Chile S.A. ADR(3) | | | 7,103,052 | |
| | | | | | | | |
| | | | | | | 15,883,077 | |
| | | | | | | | |
| | | China - 5.2% | |
| 235,500 | | | AAC Technologies Holdings, Inc. | | | 1,529,845 | |
| 22,309,000 | | | Agricultural Bank of China Ltd. Class H | | | 10,310,903 | |
| 278,000 | | | Anhui Conch Cement Co., Ltd. Class H | | | 1,696,861 | |
| 2,344,000 | | | Anhui Expressway Co., Ltd. Class H | | | 1,584,764 | |
| 5,827,000 | | | BAIC Motor Corp. Ltd. Class H(4) | | | 4,090,367 | |
| 16,281,000 | | | Bank of China Ltd. Class H | | | 7,774,259 | |
| 2,869,000 | | | Bank of Communications Co., Ltd. Class H | | | 2,419,790 | |
| 30,000 | | | Baoye Group Co., Ltd. Class H* | | | 20,528 | |
| 47,600 | | | Changyou.com Ltd. ADR* | | | 925,820 | |
| 4,676,000 | | | China BlueChemical Ltd. Class H | | | 1,593,776 | |
| 1,980,500 | | | China Conch Venture Holdings Ltd. | | | 6,694,572 | |
| 8,937,000 | | | China Construction Bank Corp. Class H | | | 7,878,549 | |
| 416,000 | | | China Lilang Ltd. | | | 433,965 | |
| 733,000 | | | China Machinery Engineering Corp. Class H | | | 355,215 | |
| 3,775,000 | | | China Medical System Holdings Ltd. | | | 3,353,452 | |
| 1,710,000 | | | China Oriental Group Co., Ltd. | | | 1,050,062 | |
| 2,176,000 | | | China Petroleum & Chemical Corp. Class H | | | 1,672,710 | |
| 984,000 | | | China Shineway Pharmaceutical Group Ltd. | | | 984,088 | |
| 80,000 | | | China Taifeng Beddings Holdings Ltd.*(1)(2) | | | — | |
| 1,708,000 | | | Consun Pharmaceutical Group Ltd. | | | 1,198,014 | |
| 3,930,000 | | | Dongfeng Motor Group Co., Ltd. Class H | | | 3,818,064 | |
| 769,000 | | | Fufeng Group Ltd.* | | | 406,811 | |
| 3,749,500 | | | Great Wall Motor Co., Ltd. Class H | | | 3,053,221 | |
| 2,252,000 | | | Guangzhou Automobile Group Co., Ltd. Class H | | | 2,425,464 | |
| 1,146,500 | | | Hengan International Group Co., Ltd. | | | 10,080,054 | |
| 12,338,000 | | | Industrial & Commercial Bank of China Ltd. Class H | | | 9,280,147 | |
| 1,924,000 | | | Jiangsu Expressway Co., Ltd. Class H | | | 2,739,838 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | China - 5.2% - (continued) | |
| 174,800 | | | Jumei International Holding Ltd. ADR* | | $ | 424,764 | |
| 6,273,000 | | | Lonking Holdings Ltd. | | | 2,133,082 | |
| 1,264,000 | | | Maanshan Iron & Steel Co., Ltd. Class H(3) | | | 582,651 | |
| 147,000 | | | On-Bright Electronics, Inc. | | | 853,340 | |
| 5,600,000 | | | Sihuan Pharmaceutical Holdings Group Ltd. | | | 1,508,918 | |
| 1,755,000 | | | Sinopec Engineering Group Co., Ltd. Class H | | | 1,697,130 | |
| 4,264,000 | | | Sinopec Shanghai Petrochemical Co., Ltd. Class H | | | 1,931,287 | |
| 1,021,000 | | | Tian Ge Interactive Holdings Ltd.(4) | | | 316,264 | |
| 1,776,000 | | | Tiangong International Co., Ltd. | | | 468,798 | |
| 1,068,000 | | | Tianneng Power International Ltd. | | | 1,002,928 | |
| 6,528,000 | | | Want Want China Holdings Ltd. | | | 5,182,796 | |
| 574,000 | | | Weichai Power Co., Ltd. Class H | | | 939,831 | |
| 1,639,300 | | | Yangzijiang Shipbuilding Holdings Ltd. | | | 1,895,346 | |
| 1,242,000 | | | Youyuan International Holdings Ltd.*(3) | | | 380,092 | |
| 2,294,000 | | | Zhejiang Expressway Co., Ltd. Class H | | | 2,460,534 | |
| | | | | | | | |
| | | | | | | 109,148,900 | |
| | | | | | | | |
| | | Colombia - 0.2% | |
| 166,800 | | | Ecopetrol S.A. ADR | | | 3,084,132 | |
| | | | | | | | |
| | | Czech Republic - 0.0% | |
| 537 | | | Philip Morris CR A.S. | | | 322,367 | |
| | | | | | | | |
| | | Denmark - 0.3% | |
| 95,151 | | | Pandora A/S | | | 3,991,130 | |
| 116,501 | | | Scandinavian Tobacco Group A/S Class A(4) | | | 1,387,062 | |
| 80,953 | | | Spar Nord Bank A/S | | | 696,268 | |
| | | | | | | | |
| | | | | | | 6,074,460 | |
| | | | | | | | |
| | | Finland - 0.5% | |
| 285,816 | | | Nokian Renkaat Oyj | | | 9,580,489 | |
| 31,347 | | | Tieto Oyj | | | 892,497 | |
| | | | | | | | |
| | | | | | | 10,472,986 | |
| | | | | | | | |
| | | France - 5.8% | |
| 154,840 | | | AXA S.A.(3) | | | 4,129,048 | |
| 166,449 | | | BNP Paribas S.A. | | | 8,860,595 | |
| 90,477 | | | Coface S.A.* | | | 912,627 | |
| 34,640 | | | Faurecia S.A. | | | 1,762,535 | |
| 18,238 | | | Gaztransport Et Technigaz S.A. | | | 1,650,363 | |
| 19,138 | | | Kaufman & Broad S.A. | | | 763,598 | |
| 194,157 | | | Metropole Television S.A. | | | 3,853,840 | |
| 80,131 | | | Neopost S.A. | | | 1,965,506 | |
| 68,769 | | | Peugeot S.A.(3) | | | 1,803,046 | |
| 299,120 | | | Publicis Groupe S.A. | | | 17,778,595 | |
| 12,552 | | | Rothschild & Co. | | | 431,973 | |
| 284,847 | | | Sanofi(3) | | | 24,852,692 | |
| 303,822 | | | Schneider Electric SE(3) | | | 25,714,272 | |
| 53,607 | | | Societe BIC S.A. | | | 4,618,050 | |
| 258,511 | | | Societe Generale S.A. | | | 8,197,776 | |
| 231,598 | | | Total S.A. | | | 12,874,709 | |
| | | | | | | | |
| | | | | | | 120,169,225 | |
| | | | | | | | |
| | | Georgia - 0.0% | |
| 18,655 | | | Bank of Georgia Group plc | | | 418,693 | |
| 20,092 | | | TBC Bank Group plc | | | 426,574 | |
| | | | | | | | |
| | | | | | | 845,267 | |
| | | | | | | | |
| | | Germany - 1.4% | |
| 48,862 | | | Bayer AG | | | 3,252,048 | |
| 154,336 | | | Covestro AG(4) | | | 8,480,391 | |
| 559,530 | | | Deutsche Bank AG | | | 4,639,888 | |
| 46,015 | | | DWS Group GmbH & Co. KGaA*(4) | | | 1,690,758 | |
| 159,482 | | | ProSiebenSat.1 Media SE | | | 2,521,179 | |
| 54,998 | | | Siltronic AG | | | 5,388,871 | |
| 60,966 | | | Software AG | | | 2,322,168 | |
| | | | | | | | |
| | | | | | | 28,295,303 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Greece - 0.1% | |
| 660,966 | | | Alpha Bank A.E.* | | $ | 1,029,042 | |
| 83,183 | | | JUMBO S.A. | | | 1,518,175 | |
| 142,374 | | | Piraeus Bank S.A.* | | | 290,241 | |
| | | | | | | | |
| | | | | | | 2,837,458 | |
| | | | | | | | |
| | | Hong Kong - 3.3% | |
| 606,000 | | | Allied Properties HK Ltd. | | | 139,048 | |
| 221,016 | | | Asian Citrus Holdings Ltd.*(1)(2) | | | — | |
| 300,000 | | | China Everbright Ltd. | | | 546,917 | |
| 510,000 | | | China Lumena New Materials Corp.*(1)(2) | | | — | |
| 1,184,000 | | | China Resources Cement Holdings Ltd. | | | 1,187,148 | |
| 4,300,000 | | | China Travel International Investment Hong Kong Ltd. | | | 993,832 | |
| 1,231,500 | | | CK Asset Holdings Ltd. | | | 9,901,924 | |
| 810,000 | | | CSI Properties Ltd. | | | 45,447 | |
| 401,200 | | | Dah Sing Banking Group Ltd. | | | 767,811 | |
| 111,600 | | | Dah Sing Financial Holdings Ltd. | | | 586,230 | |
| 285,000 | | | Emperor Entertainment Hotel Ltd. | | | 61,052 | |
| 1,352,000 | | | First Pacific Co., Ltd. | | | 560,729 | |
| 3,745,000 | | | Fullshare Holdings Ltd. | | | 420,158 | |
| 1,352,000 | | | Giordano International Ltd. | | | 643,299 | |
| 417,000 | | | Hang Lung Group Ltd. | | | 1,243,663 | |
| 913,000 | | | Hang Lung Properties Ltd. | | | 2,148,951 | |
| 231,000 | | | Hysan Development Co., Ltd. | | | 1,294,693 | |
| 802,500 | | | Kerry Properties Ltd. | | | 3,434,995 | |
| 271,500 | | | Kingboard Holdings Ltd. | | | 885,218 | |
| 1,970,000 | | | Kunlun Energy Co., Ltd. | | | 2,079,288 | |
| 10,020 | | | Lai Sun Development Co., Ltd. | | | 15,634 | |
| 1,629,500 | | | Lifestyle International Holdings Ltd. | | | 2,839,951 | |
| 929,000 | | | PAX Global Technology Ltd. | | | 433,912 | |
| 68,000 | | | Qingling Motors Co., Ltd. Class H | | | 20,380 | |
| 1,304,800 | | | Sands China Ltd. | | | 7,181,830 | |
| 648,000 | | | Shanghai Industrial Holdings Ltd. | | | 1,524,133 | |
| 1,528,000 | | | Sino Land Co., Ltd. | | | 2,687,836 | |
| 832,000 | | | Sinopec Kantons Holdings Ltd. | | | 371,758 | |
| 20,000 | | | Soundwill Holdings Ltd. | | | 29,948 | |
| 531,000 | | | Sun Hung Kai Properties Ltd. | | | 9,164,178 | |
| 41,000 | | | TAI Cheung Holdings Ltd. | | | 43,431 | |
| 713,000 | | | TCL Electronics Holdings Ltd. | | | 382,036 | |
| 589,000 | | | Wharf Real Estate Investment Co., Ltd. | | | 4,514,262 | |
| 340,000 | | | Wheelock & Co., Ltd. | | | 2,422,981 | |
| 6,348,000 | | | Xinyi Glass Holdings Ltd. | | | 7,260,380 | |
| 2,272,000 | | | Yuexiu Transport Infrastructure Ltd. | | | 1,851,668 | |
| | | | | | | | |
| | | | | | | 67,684,721 | |
| | | | | | | | |
| | | Hungary - 0.3% | |
| 270,238 | | | MOL Hungarian Oil & Gas plc | | | 3,111,970 | |
| 65,707 | | | OTP Bank Nyrt | | | 2,922,054 | |
| | | | | | | | |
| | | | | | | 6,034,024 | |
| | | | | | | | |
| | | India - 0.8% | |
| 70,897 | | | GAIL India Ltd. GDR | | | 2,169,448 | |
| 1,281,300 | | | Infosys Ltd. ADR | | | 13,786,788 | |
| | | | | | | | |
| | | | | | | 15,956,236 | |
| | | | | | | | |
| | | Indonesia - 0.1% | |
| 1,206,600 | | | Bank Pembangunan Daerah Jawa Timur Tbk PT* | | | 57,578 | |
| 5,789,400 | | | Media Nusantara Citra Tbk PT | | | 382,201 | |
| 16,252,900 | | | Panin Financial Tbk PT* | | | 461,266 | |
| 3,788,700 | | | Perusahaan Perkebunan London Sumatra Indonesia Tbk PT | | | 289,906 | |
| 761,100 | | | United Tractors Tbk PT | | | 1,453,420 | |
| | | | | | | | |
| | | | | | | 2,644,371 | |
| | | | | | | | |
| | | Ireland - 0.2% | |
| 522,350 | | | Bank of Ireland Group plc | | | 3,339,129 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Isle of Man - 0.1% | |
| 534,059 | | | Playtech plc | | $ | 3,053,952 | |
| | | | | | | | |
| | | Israel - 1.2% | |
| 797,111 | | | Bank Hapoalim BM | | | 5,868,180 | |
| 902,990 | | | Bank LeumiLe-Israel BM | | | 6,183,622 | |
| 10,220 | | | FIBI Holdings Ltd. | | | 299,502 | |
| 782,188 | | | Israel Discount Bank Ltd. Class A | | | 3,053,409 | |
| 49,900 | | | Ituran Location and Control Ltd. | | | 1,834,823 | |
| 23,753 | | | Kerur Holdings Ltd. | | | 623,331 | |
| 726,876 | | | Phoenix Holdings Ltd. | | | 4,149,419 | |
| 17,500 | | | Taro Pharmaceutical Industries Ltd. | | | 1,879,675 | |
| | | | | | | | |
| | | | | | | 23,891,961 | |
| | | | | | | | |
| | | Italy - 1.0% | |
| 87,361 | | | ASTM S.p.A. | | | 2,225,988 | |
| 78,948 | | | Banca IFIS S.p.A | | | 1,363,551 | |
| 141,182 | | | Cerved Group S.p.A. | | | 1,379,794 | |
| 109,536 | | | Immobiliare Grande Distribuzione SIIQ S.p.A. REIT | | | 829,276 | |
| 799,639 | | | Mediaset S.p.A.*(3) | | | 2,662,077 | |
| 829,760 | | | Mediobanca Banca di Credito Finanziario S.p.A. | | | 8,794,879 | |
| 156,220 | | | Societa Cattolica di Assicurazioni S.c.r.l. | | | 1,455,504 | |
| 210,524 | | | Sogefi S.p.A.* | | | 334,023 | |
| 149,124 | | | UniCredit S.p.A. | | | 2,064,488 | |
| | | | | | | | |
| | | | | | | 21,109,580 | |
| | | | | | | | |
| | | Japan - 17.2% | |
| 66,900 | | | ABC-Mart, Inc. | | | 4,157,825 | |
| 107,800 | | | ADEKA Corp. | | | 1,619,530 | |
| 38,000 | | | Aica Kogyo Co., Ltd. | | | 1,318,463 | |
| 5,800 | | | Aichi Bank Ltd. | | | 189,392 | |
| 107,500 | | | Aida Engineering Ltd. | | | 848,151 | |
| 35,500 | | | Aisin Seiki Co., Ltd. | | | 1,373,314 | |
| 6,700 | | | Ajis Co., Ltd. | | | 208,168 | |
| 10,400 | | | Akatsuki, Inc. | | | 473,709 | |
| 3,000 | | | Akita Bank Ltd. | | | 59,245 | |
| 3,400 | | | Amiyaki Tei Co., Ltd. | | | 105,949 | |
| 34,800 | | | Aozora Bank Ltd. | | | 850,287 | |
| 34,500 | | | Arakawa Chemical Industries Ltd. | | | 465,437 | |
| 2,200 | | | Arcland Sakamoto Co., Ltd. | | | 28,596 | |
| 54,300 | | | Arisawa Manufacturing Co., Ltd.* | | | 416,652 | |
| 27,200 | | | Asahi Yukizai Corp. | | | 440,607 | |
| 1,762,400 | | | Astellas Pharma, Inc. | | | 23,869,715 | |
| 48,000 | | | Ateam, Inc.(3) | | | 718,691 | |
| 1,900 | | | Atsugi Co., Ltd. | | | 16,032 | |
| 34,400 | | | Awa Bank Ltd. | | | 866,021 | |
| 1,500 | | | Bando Chemical Industries Ltd. | | | 14,623 | |
| 44,900 | | | Bank of Kyoto Ltd. | | | 1,945,720 | |
| 138,400 | | | Brother Industries Ltd. | | | 2,732,703 | |
| 300 | | | C Uyemura & Co., Ltd. | | | 18,529 | |
| 25,700 | | | Canon Electronics, Inc. | | | 423,530 | |
| 1,000 | | | Central Automotive Products Ltd. | | | 15,290 | |
| 111,100 | | | Central Japan Railway Co. | | | 23,890,871 | |
| 229,000 | | | Chiba Bank Ltd. | | | 1,202,805 | |
| 85,700 | | | Chugoku Bank Ltd. | | | 829,872 | |
| 202,900 | | | Citizen Watch Co., Ltd. | | | 1,143,996 | |
| 3,100 | | | Corona Corp. | | | 29,289 | |
| 46,300 | | | Daiho Corp. | | | 1,241,859 | |
| 46,900 | | | Daiichi Kigenso Kagaku-Kogyo Co., Ltd. | | | 361,739 | |
| 22,700 | | | Daiichikosho Co., Ltd. | | | 1,112,187 | |
| 146,600 | | | Daikyonishikawa Corp. | | | 1,478,586 | |
| 1,800 | | | Dainichi Co., Ltd. | | | 10,807 | |
| 26,900 | | | Dainichiseika Color & Chemicals Manufacturing Co., Ltd. | | | 783,550 | |
| 53,200 | | | Daiwa House Industry Co., Ltd. | | | 1,491,169 | |
| 929,600 | | | Daiwa Securities Group, Inc. | | | 4,327,131 | |
| 23,000 | | | Daiwabo Holdings Co., Ltd. | | | 1,177,043 | |
| 36,000 | | | Eagle Industry Co., Ltd. | | | 412,540 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Japan - 17.2% - (continued) | |
| 69,900 | | | Ebara Corp. | | $ | 2,151,301 | |
| 6,000 | | | Eidai Co., Ltd. | | | 22,181 | |
| 61,600 | | | Exedy Corp. | | | 1,411,574 | |
| 47,300 | | | FCC Co., Ltd. | | | 979,383 | |
| 23,900 | | | First Bank of Toyama Ltd. | | | 81,710 | |
| 53,700 | | | FJ Next Co., Ltd. | | | 430,461 | |
| 46,400 | | | Foster Electric Co., Ltd. | | | 723,491 | |
| 31,000 | | | Fudo Tetra Corp. | | | 426,477 | |
| 8,400 | | | Fujikura Kasei Co., Ltd. | | | 45,981 | |
| 7,200 | | | Fujimori Kogyo Co., Ltd. | | | 210,614 | |
| 1,600 | | | Fujishoji Co., Ltd. | | | 13,773 | |
| 1,100 | | | FuKoKu Co., Ltd.(3) | | | 8,161 | |
| 29,400 | | | G-Tekt Corp. | | | 419,422 | |
| 53,800 | | | Geo Holdings Corp. | | | 733,064 | |
| 24,100 | | | Goldcrest Co., Ltd. | | | 317,605 | |
| 117,000 | | | Gunma Bank Ltd. | | | 463,981 | |
| 237,400 | | | Hachijuni Bank Ltd. | | | 955,569 | |
| 37,600 | | | Hamakyorex Co., Ltd. | | | 1,391,442 | |
| 46,800 | | | Happinet Corp. | | | 556,439 | |
| 400,400 | | | Hazama Ando Corp. | | | 2,692,496 | |
| 37,400 | | | Hirano Tecseed Co., Ltd. | | | 628,226 | |
| 246,800 | | | Honda Motor Co., Ltd. | | | 6,886,443 | |
| 49,000 | | | Hosiden Corp. | | | 468,762 | |
| 18,500 | | | Hosokawa Micron Corp. | | | 873,375 | |
| 10,500 | | | Imasen Electric Industrial | | | 98,725 | |
| 548,700 | | | Inpex Corp. | | | 5,338,201 | |
| 87,900 | | | Isuzu Motors Ltd. | | | 1,266,001 | |
| 280,200 | | | ITOCHU Corp. | | | 5,055,774 | |
| 1,400 | | | Iwatsu Electric Co., Ltd. | | | 10,089 | |
| 324,200 | | | Iyo Bank Ltd. | | | 1,803,286 | |
| 34,500 | | | Japan Aviation Electronics Industry Ltd. | | | 558,193 | |
| 194,600 | | | Japan Exchange Group, Inc. | | | 3,177,741 | |
| 3,900 | | | Japan Foundation Engineering Co., Ltd. | | | 13,247 | |
| 86,100 | | | Japan Petroleum Exploration Co., Ltd. | | | 1,869,152 | |
| 453,400 | | | Japan Post Bank Co., Ltd. | | | 4,992,082 | |
| 32,700 | | | Kaga Electronics Co., Ltd. | | | 603,816 | |
| 91,000 | | | Kanamoto Co., Ltd. | | | 2,160,179 | |
| 63,800 | | | Kandenko Co., Ltd. | | | 537,853 | |
| 50,600 | | | Kasai Kogyo Co., Ltd. | | | 419,890 | |
| 824,900 | | | KDDI Corp. | | | 19,011,918 | |
| 49,400 | | | Keihanshin Building Co., Ltd. | | | 453,060 | |
| 69,700 | | | Keihin Corp. | | | 1,148,719 | |
| 68,700 | | | KLab, Inc.*(3) | | | 511,547 | |
| 56,600 | | | Kumagai Gumi Co., Ltd. | | | 1,660,740 | |
| 1,900 | | | Kyodo Printing Co., Ltd. | | | 42,734 | |
| 31,200 | | | Kyokuto Kaihatsu Kogyo Co., Ltd. | | | 439,677 | |
| 77,000 | | | Maeda Road Construction Co., Ltd. | | | 1,527,999 | |
| 29,700 | | | Makino Milling Machine Co., Ltd. | | | 1,260,119 | |
| 105,100 | | | Mamezou Holdings Co., Ltd. | | | 1,042,545 | |
| 151,600 | | | Marubeni Corp. | | | 1,086,303 | |
| 79,800 | | | Mazda Motor Corp. | | | 944,429 | |
| 3,100 | | | Mitani Corp. | | | 162,975 | |
| 412,700 | | | Mitsubishi Chemical Holdings Corp. | | | 2,942,405 | |
| 117,500 | | | Mitsubishi Gas Chemical Co., Inc. | | | 1,764,009 | |
| 216,300 | | | Mitsubishi UFJ Financial Group, Inc. | | | 1,073,178 | |
| 328,000 | | | Mitsui & Co., Ltd. | | | 5,305,264 | |
| 35,700 | | | Mitsui Matsushima Holdings Co., Ltd. | | | 408,576 | |
| 43,200 | | | Mitsui Sugar Co., Ltd. | | | 1,043,030 | |
| 42,100 | | | Mixi, Inc. | | | 909,701 | |
| 35,400 | | | Mizuno Corp.(3) | | | 813,866 | |
| 3,900 | | | Murakami Corp. | | | 90,645 | |
| 105,800 | | | Musashi Seimitsu Industry Co., Ltd. | | | 1,651,652 | |
| 65,700 | | | Nagase & Co., Ltd. | | | 1,004,000 | |
| 2,600 | | | Natoco Co., Ltd. | | | 28,860 | |
| 159,300 | | | NHK Spring Co., Ltd. | | | 1,434,887 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Japan - 17.2% - (continued) | |
| 4,000 | | | Nichireki Co., Ltd. | | $ | 38,076 | |
| 10,868 | | | Nichirin Co., Ltd. | | | 173,147 | |
| 265,800 | | | Nikon Corp. | | | 3,706,789 | |
| 49,200 | | | Nippo Corp. | | | 1,000,294 | |
| 46,500 | | | Nippon Carbon Co., Ltd.(3) | | | 2,052,001 | |
| 71,700 | | | Nippon Electric Glass Co., Ltd. | | | 1,970,244 | |
| 31,900 | | | Nippon Pillar Packing Co., Ltd. | | | 375,656 | |
| 15,000 | | | Nippon Soda Co., Ltd. | | | 414,479 | |
| 593,900 | | | Nippon Telegraph & Telephone Corp. | | | 24,711,226 | |
| 122,400 | | | Nippon Thompson Co., Ltd. | | | 636,113 | |
| 81,800 | | | Nishimatsu Construction Co., Ltd. | | | 1,774,413 | |
| 53,300 | | | Nishio Rent All Co., Ltd. | | | 1,479,032 | |
| 13,500 | | | Nisshin Oillio Group Ltd. | | | 386,388 | |
| 40,300 | | | Nissin Kogyo Co., Ltd. | | | 537,208 | |
| 1,671,000 | | | Nomura Holdings, Inc. | | | 6,326,770 | |
| 80,300 | | | Nomura Real Estate Holdings, Inc. | | | 1,707,600 | |
| 12,400 | | | Noritake Co. Ltd/Nagoya Japan | | | 604,785 | |
| 1,135,400 | | | NTT DOCOMO, Inc. | | | 24,655,866 | |
| 62,700 | | | Ohara, Inc.(3) | | | 788,957 | |
| 219,400 | | | Oji Holdings Corp. | | | 1,316,503 | |
| 3,500 | | | Okinawa Cellular Telephone Co. | | | 109,862 | |
| 11,300 | | | OKUMA Corp. | | | 665,679 | |
| 33,300 | | | Okumura Corp. | | | 1,077,292 | |
| 20,600 | | | Okura Industrial Co., Ltd. | | | 341,412 | |
| 139,400 | | | ORIX Corp. | | | 1,974,717 | |
| 65,000 | | | Osaki Electric Co., Ltd. | | | 432,256 | |
| 2,800 | | | Pack Corp. | | | 90,205 | |
| 36,000 | | | Piolax, Inc. | | | 677,785 | |
| 92,200 | | | Press Kogyo Co., Ltd. | | | 499,387 | |
| 25,300 | | | Ryobi Ltd. | | | 577,189 | |
| 89,300 | | | San-In Godo Bank Ltd. | | | 591,778 | |
| 2,000 | | | Sanko Metal Industrial Co., Ltd. | | | 48,328 | |
| 140,800 | | | Seino Holdings Co., Ltd. | | | 1,916,790 | |
| 29,200 | | | Sekisui Jushi Corp. | | | 565,296 | |
| 13,500 | | | Shibaura Mechatronics Corp. | | | 464,326 | |
| 35,600 | | | Shiga Bank Ltd.(3) | | | 851,957 | |
| 19,100 | | | Shikoku Chemicals Corp. | | | 206,616 | |
| 10,200 | | | Shindengen Electric Manufacturing Co., Ltd. | | | 419,718 | |
| 70,600 | | | Shinnihon Corp. | | | 606,930 | |
| 319,500 | | | Shinsei Bank Ltd. | | | 4,455,206 | |
| 413,200 | | | Shizuoka Bank Ltd. | | | 3,174,970 | |
| 154,800 | | | Showa Corp. | | | 2,273,729 | |
| 70,600 | | | Showa Denko KK | | | 2,410,287 | |
| 81,600 | | | Sinko Industries Ltd. | | | 1,174,406 | |
| 43,000 | | | Sintokogio Ltd. | | | 404,594 | |
| 29,500 | | | SK-Electronics Co., Ltd. | | | 470,557 | |
| 327,100 | | | SKY Perfect JSAT Holdings, Inc. | | | 1,308,680 | |
| 261,000 | | | Stanley Electric Co., Ltd. | | | 7,076,506 | |
| 274,300 | | | Sumco Corp. | | | 3,618,524 | |
| 195,600 | | | Sumitomo Corp. | | | 2,803,501 | |
| 5,200 | | | Sumitomo Densetsu Co., Ltd. | | | 89,347 | |
| 154,100 | | | Sumitomo Electric Industries Ltd. | | | 2,050,406 | |
| 25,100 | | | Sumitomo Heavy Industries Ltd. | | | 892,488 | |
| 365,700 | | | Sumitomo Mitsui Construction Co., Ltd. | | | 2,386,673 | |
| 199,000 | | | Sumitomo Mitsui Financial Group, Inc. | | | 7,232,894 | |
| 33,600 | | | Sumitomo Seika Chemicals Co., Ltd. | | | 1,305,470 | |
| 100,000 | | | Suzuki Motor Corp. | | | 4,563,365 | |
| 32,900 | | | Tachi-S Co., Ltd. | | | 507,489 | |
| 55,300 | | | Tadano Ltd. | | | 585,089 | |
| 19,000 | | | Taihei Dengyo Kaisha Ltd. | | | 419,042 | |
| 14,200 | | | Taisei Corp. | | | 624,801 | |
| 23,400 | | | Takasago Thermal Engineering Co., Ltd. | | | 371,126 | |
| 24,200 | | | Takeuchi Manufacturing Co., Ltd. | | | 458,915 | |
| 98,700 | | | Tatsuta Electric Wire and Cable Co., Ltd. | | | 433,482 | |
| 55,000 | | | Teijin Ltd. | | | 946,116 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Japan - 17.2% - (continued) | |
| 36,800 | | | Teikoku Electric Manufacturing Co., Ltd. | | $ | 375,253 | |
| 14,900 | | | TKC Corp. | | | 583,415 | |
| 38,900 | | | Toagosei Co., Ltd. | | | 424,657 | |
| 33,000 | | | Tobishima Corp. | | | 422,427 | |
| 131,900 | | | Tocalo Co., Ltd. | | | 1,085,508 | |
| 41,700 | | | Tokai Rika Co., Ltd. | | | 724,090 | |
| 85,500 | | | Tokyo Broadcasting System Holdings, Inc. | | | 1,626,357 | |
| 174,300 | | | Tokyu Construction Co., Ltd. | | | 1,251,714 | |
| 40,700 | | | Tomy Co., Ltd. | | | 436,413 | |
| 74,800 | | | Topre Corp. | | | 1,403,114 | |
| 25,000 | | | Torii Pharmaceutical Co., Ltd. | | | 496,940 | |
| 12,900 | | | Toshiba Machine Co., Ltd. | | | 295,003 | |
| 36,100 | | | Towa Bank Ltd. | | | 231,560 | |
| 105,600 | | | Toyo Construction Co., Ltd. | | | 389,023 | |
| 38,200 | | | Toyo Ink SC Holdings Co., Ltd. | | | 915,319 | |
| 22,200 | | | Toyo Kanetsu KK | | | 423,350 | |
| 38,400 | | | Toyo Tanso Co., Ltd. | | | 762,106 | |
| 46,200 | | | Toyoda Gosei Co., Ltd. | | | 961,755 | |
| 163,600 | | | Toyota Boshoku Corp. | | | 2,417,378 | |
| 44,400 | | | TPR Co., Ltd. | | | 875,232 | |
| 82,300 | | | Trend Micro, Inc. | | | 4,114,332 | |
| 75,800 | | | TS Tech Co., Ltd. | | | 2,276,467 | |
| 34,400 | | | Tsubakimoto Chain Co. | | | 1,282,249 | |
| 20,200 | | | Tv Tokyo Holdings Corp. | | | 425,767 | |
| 62,000 | | | Ube Industries Ltd. | | | 1,326,533 | |
| 102,900 | | | Unipres Corp. | | | 1,590,262 | |
| 148,200 | | | Ushio, Inc. | | | 1,801,637 | |
| 3,100 | | | Utoc Corp. | | | 15,144 | |
| 10,400 | | | V Technology Co., Ltd. | | | 1,398,000 | |
| 92,000 | | | Wakita & Co., Ltd. | | | 966,387 | |
| 54,600 | | | West Holdings Corp. | | | 725,950 | |
| 25,800 | | | Yamanashi Chuo Bank Ltd. | | | 302,661 | |
| 22,900 | | | Yamazen Corp. | | | 240,944 | |
| 18,500 | | | Yuasa Trading Co., Ltd. | | | 527,752 | |
| 54,500 | | | Yurtec Corp. | | | 384,600 | |
| 339,800 | | | Zeon Corp. | | | 3,337,676 | |
| | | | | | | | |
| | | | | | | 356,856,329 | |
| | | | | | | | |
| | | Luxembourg - 0.2% | |
| 70,173 | | | RTL Group S.A. | | | 3,954,117 | |
| 36,200 | | | Ternium S.A. ADR | | | 892,330 | |
| | | | | | | | |
| | | | | | | 4,846,447 | |
| | | | | | | | |
| | | Malaysia - 0.7% | |
| 48,400 | | | AFFIN Bank Bhd | | | 26,235 | |
| 674,400 | | | AMMB Holdings Bhd | | | 729,090 | |
| 885,300 | | | Astro Malaysia Holdings Bhd | | | 310,653 | |
| 709,400 | | | BerMaz Auto Bhd | | | 411,793 | |
| 564,300 | | | DiGi.Com Bhd | | | 627,834 | |
| 1,777,100 | | | Genting Bhd | | | 3,027,367 | |
| 433,000 | | | Hengyuan Refining Co. Bhd | | | 620,886 | |
| 4,401,700 | | | Hibiscus Petroleum Bhd* | | | 1,211,569 | |
| 62,800 | | | Hong Leong Financial Group Bhd | | | 291,938 | |
| 35,200 | | | Lingkaran Trans Kota Holdings Bhd | | | 36,609 | |
| 1,771,200 | | | Malaysia Building Society Bhd | | | 426,476 | |
| 2,474,800 | | | Petronas Chemicals Group Bhd | | | 5,387,895 | |
| 365,700 | | | Petronas Gas Bhd | | | 1,564,777 | |
| | | | | | | | |
| | | | | | | 14,673,122 | |
| | | | | | | | |
| | | Mexico - 0.4% | |
| 206,300 | | | Banco del Bajio S.A.(4) | | | 443,445 | |
| 365,201 | | | Bolsa Mexicana de Valores S.A.B. de C.V. | | | 751,679 | |
| 287,200 | | | Concentradora Fibra Danhos S.A. de C.V. REIT | | | 420,853 | |
| 470,700 | | | GMexico Transportes S.A.B. de C.V.(4) | | | 570,071 | |
| 37,383 | | | Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR | | | 3,789,515 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Mexico - 0.4% - (continued) | |
| 1,505,500 | | | Kimberly-Clark de Mexico S.A.B. de C.V. Class A* | | $ | 2,599,996 | |
| 81,400 | | | Regional S.A.B. de C.V. | | | 440,540 | |
| 50 | | | Urbi Desarrollos Urbanos S.A.B. de C.V.* | | | 3 | |
| | | | | | | | |
| | | | | | | 9,016,102 | |
| | | | | | | | |
| | | Monaco - 0.0% | |
| 138,900 | | | Costamare, Inc. | | | 838,956 | |
| | | | | | | | |
| | | Netherlands - 2.7% | |
| 18,625 | | | Aegon N.V. | | | 97,225 | |
| 254,681 | | | ASR Nederland N.V. | | | 11,331,787 | |
| 45,424 | | | Euronext N.V.(4) | | | 3,156,156 | |
| 55,864 | | | Intertrust N.V.(4) | | | 1,061,891 | |
| 19,993 | | | Koninklijke Volkerwessels N.V. | | | 427,405 | |
| 40,753 | | | NIBC Holding N.V.(4) | | | 389,631 | |
| 304,779 | | | NN Group N.V. | | | 13,300,443 | |
| 545,224 | | | Royal Dutch Shell plc Class A | | | 17,359,724 | |
| 306,270 | | | Royal Dutch Shell plc Class B | | | 9,884,358 | |
| | | | | | | | |
| | | | | | | 57,008,620 | |
| | | | | | | | |
| | | New Zealand - 0.0% | |
| 55,177 | | | Freightways Ltd. | | | 313,630 | |
| 522,838 | | | SKY Network Television Ltd. | | | 426,646 | |
| | | | | | | | |
| | | | | | | 740,276 | |
| | | | | | | | |
| | | Norway - 3.0% | |
| 221,371 | | | Austevoll Seafood ASA | | | 2,578,942 | |
| 3,350,450 | | | DNO ASA | | | 7,606,598 | |
| 1,036,956 | | | Equinor ASA | | | 23,115,437 | |
| 90,264 | | | Salmar ASA | | | 4,105,636 | |
| 39,360 | | | SpareBank 1 Nord Norge | | | 299,987 | |
| 868,153 | | | Telenor ASA | | | 17,451,487 | |
| 276,432 | | | TGS Nopec Geophysical Co. ASA | | | 7,228,343 | |
| | | | | | | | �� |
| | | | | | | 62,386,430 | |
| | | | | | | | |
| | | Poland - 0.4% | |
| 29,139 | | | Asseco Poland S.A. | | | 404,668 | |
| 433,393 | | | PGE Polska Grupa Energetyczna S.A.* | | | 1,078,947 | |
| 614,839 | | | Powszechny Zaklad Ubezpieczen S.A. | | | 6,767,730 | |
| | | | | | | | |
| | | | | | | 8,251,345 | |
| | | | | | | | |
| | | Portugal - 0.9% | |
| 168,717 | | | Altri SGPS S.A. | | | 1,322,791 | |
| 4,856,684 | | | Banco Comercial Portugues S.A.* | | | 1,363,237 | |
| 944,472 | | | Galp Energia SGPS S.A. | | | 15,835,269 | |
| | | | | | | | |
| | | | | | | 18,521,297 | |
| | | | | | | | |
| | | Russia - 1.9% | |
| 336,999 | | | Evraz plc | | | 2,767,287 | |
| 580,204 | | | Gazprom PJSC ADR | | | 2,900,633 | |
| 98,972 | | | Globaltrans Investment plc GDR | | | 957,059 | |
| 135,797 | | | LUKOIL PJSC ADR | | | 11,575,038 | |
| 237,039 | | | MMC Norilsk Nickel PJSC ADR | | | 5,310,859 | |
| 294,300 | | | Mobile TeleSystems PJSC ADR | | | 2,319,084 | |
| 31,317 | | | Novatek PJSC GDR | | | 6,041,913 | |
| 59,346 | | | Severstal PJSC GDR | | | 960,812 | |
| 555,644 | | | Surgutneftegas PJSC ADR | | | 2,080,066 | |
| 77,546 | | | Tatneft PJSC ADR | | | 5,460,581 | |
| | | | | | | | |
| | | | | | | 40,373,332 | |
| | | | | | | | |
| | | Singapore - 1.2% | |
| 14,100 | | | Boustead Projects Ltd. | | | 9,745 | |
| 1,080,200 | | | CapitaLand Ltd. | | | 2,807,021 | |
| 31,600 | | | China Yuchai International Ltd. | | | 526,140 | |
| 756,900 | | | City Developments Ltd. | | | 4,982,049 | |
| 1,330,800 | | | ComfortDelGro Corp. Ltd. | | | 2,635,893 | |
| 1,400,000 | | | IGG, Inc. | | | 1,774,993 | |
| 54,900 | | | Jardine Cycle & Carriage Ltd. | | | 1,434,558 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Singapore - 1.2% - (continued) | |
| 593,000 | | | SATS Ltd. | | $ | 2,280,699 | |
| 986,100 | | | Singapore Exchange Ltd. | | | 5,354,202 | |
| 591,300 | | | UOL Group Ltd. | | | 3,300,196 | |
| 386,400 | | | Yanlord Land Group Ltd. | | | 415,059 | |
| | | | | | | | |
| | | | | | | 25,520,555 | |
| | | | | | | | |
| | | South Africa - 2.0% | |
| 122,663 | | | AECI Ltd. | | | 821,726 | |
| 10,524 | | | Assore Ltd. | | | 273,234 | |
| 57,879 | | | Astral Foods Ltd. | | | 736,384 | |
| 323,021 | | | AVI Ltd. | | | 2,076,096 | |
| 112,455 | | | Kumba Iron Ore Ltd. | | | 3,381,962 | |
| 776,407 | | | MMI Holdings Ltd. | | | 968,813 | |
| 339,337 | | | Netcare Ltd. | | | 571,190 | |
| 95,426 | | | Oceana Group Ltd. | | | 466,957 | |
| 190,390 | | | Reunert Ltd. | | | 1,031,607 | |
| 844,585 | | | RMB Holdings Ltd. | | | 4,936,368 | |
| 1,169,975 | | | Sanlam Ltd. | | | 6,264,728 | |
| 366,223 | | | Standard Bank Group Ltd. | | | 5,114,615 | |
| 368,881 | | | Tiger Brands Ltd. | | | 6,406,745 | |
| 303,896 | | | Truworths International Ltd. | | | 1,611,321 | |
| 807,796 | | | Vodacom Group Ltd.(3) | | | 6,518,879 | |
| | | | | | | | |
| | | | | | | 41,180,625 | |
| | | | | | | | |
| | | South Korea - 4.4% | |
| 33,243 | | | Aekyung Petrochemical Co., Ltd. | | | 260,324 | |
| 8,926 | | | AK Holdings, Inc. | | | 394,872 | |
| 18,399 | | | Asia Paper Manufacturing Co., Ltd. | | | 671,987 | |
| 80,121 | | | BGF retail Co., Ltd. | | | 565,330 | |
| 54,590 | | | BH Co., Ltd.* | | | 922,618 | |
| 47,776 | | | Daeduck Electronics Co. | | | 433,722 | |
| 14,160 | | | Daelim Industrial Co., Ltd. | | | 1,174,922 | |
| 43,448 | | | DB HiTek Co., Ltd. | | | 595,421 | |
| 166,435 | | | DGB Financial Group, Inc. | | | 1,199,781 | |
| 27,129 | | | Dong-Ah Geological Engineering Co., Ltd. | | | 423,732 | |
| 24,291 | | | GS Engineering & Construction Corp. | | | 845,163 | |
| 157,276 | | | Hana Financial Group, Inc. | | | 4,960,600 | |
| 18,238 | | | Handsome Co., Ltd. | | | 668,225 | |
| 99,902 | | | Hankook Tire Co., Ltd. | | | 3,399,482 | |
| 125,135 | | | Hanwha Life Insurance Co., Ltd. | | | 427,809 | |
| 31,319 | | | Hanyang Eng Co., Ltd. | | | 420,262 | |
| 50,146 | | | HDC Holdings Co., Ltd. | | | 739,452 | |
| 43,126 | | | Hyundai Construction Equipment Co., Ltd. | | | 1,811,751 | |
| 27,797 | | | Hyundai Department Store Co., Ltd. | | | 2,417,164 | |
| 22,078 | | | Hyundai Greenfood Co., Ltd. | | | 263,655 | |
| 8,761 | | | Hyundai Home Shopping Network Corp. | | | 750,525 | |
| 34,841 | | | Hyundai Mobis Co., Ltd. | | | 6,949,912 | |
| 101,956 | | | KB Financial Group, Inc. | | | 4,025,770 | |
| 31,007 | | | KC Co., Ltd. | | | 431,913 | |
| 1,559 | | | KCC Corp. | | | 473,802 | |
| 2,298 | | | Korea Petrochemical Ind Co., Ltd. | | | 295,831 | |
| 31,466 | | | Kortek Corp. | | | 412,224 | |
| 70,345 | | | KT&G Corp. | | | 6,153,231 | |
| 67,841 | | | Kwang Dong Pharmaceutical Co., Ltd. | | | 427,746 | |
| 6,593 | | | LF Corp. | | | 140,796 | |
| 78,362 | | | LG Corp. | | | 4,900,223 | |
| 46,070 | | | LOTTE Fine Chemical Co., Ltd. | | | 1,898,876 | |
| 150,677 | | | Mirae Asset Life Insurance Co., Ltd. | | | 683,699 | |
| 126,926 | | | Moorim P&P Co., Ltd. | | | 663,855 | |
| 13,898 | | | Orange Life Insurance Ltd.(4) | | | 423,794 | |
| 33,366 | | | Orion Holdings Corp. | | | 546,170 | |
| 14,975 | | | PSK, Inc.(1)(2) | | | 210,238 | |
| 12,921 | | | S&T Motiv Co., Ltd. | | | 421,757 | |
| 20,804 | | | Samjin Pharmaceutical Co., Ltd. | | | 697,170 | |
| 36,315 | | | SammokS-Form Co., Ltd. | | | 432,331 | |
| 26,763 | | | Samsung Card Co., Ltd. | | | 849,983 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | South Korea - 4.4% - (continued) | |
| 260,647 | | | Samsung Electronics Co., Ltd. | | $ | 10,247,914 | |
| 6,216 | | | Samsung Electronics Co., Ltd. GDR | | | 6,153,173 | |
| 244,969 | | | Seohan Co., Ltd. | | | 373,562 | |
| 104,422 | | | SFA Engineering Corp. | | | 3,756,380 | |
| 13,569 | | | Shindaeyang Paper Co., Ltd. | | | 964,338 | |
| 128,100 | | | Shinhan Financial Group Co., Ltd. | | | 4,841,525 | |
| 81,721 | | | SK Hynix, Inc. | | | 5,530,123 | |
| 8,782 | | | SK Telecom Co., Ltd. | | | 1,862,712 | |
| 45,734 | | | Soulbrain Co., Ltd. | | | 1,972,361 | |
| 304 | | | Taekwang Industrial Co., Ltd. | | | 390,101 | |
| 6,890 | | | Value Added Technology Co., Ltd. | | | 157,396 | |
| 93,560 | | | Wonik Holdings Co., Ltd.* | | | 397,848 | |
| | | | | | | | |
| | | | | | | 91,033,551 | |
| | | | | | | | |
| | | Spain - 2.1% | |
| 119,821 | | | Atresmedia Corp. de Medios de Comunicacion S.A. | | | 647,192 | |
| 473,706 | | | Banco Bilbao Vizcaya Argentaria S.A. | | | 2,880,534 | |
| 100,643 | | | Bolsas y Mercados Espanoles SHMSF S.A. | | | 2,858,663 | |
| 7,844 | | | Corp. Financiera Alba S.A. | | | 403,821 | |
| 1,672,655 | | | Mapfre S.A. | | | 5,024,968 | |
| 452,815 | | | Mediaset Espana Comunicacion S.A. | | | 3,511,630 | |
| 927,191 | | | Red Electrica Corp. S.A. | | | 19,242,803 | |
| 419,942 | | | Repsol S.A. | | | 7,125,868 | |
| 312,774 | | | Zardoya Otis S.A. | | | 2,528,037 | |
| | | | | | | | |
| | | | | | | 44,223,516 | |
| | | | | | | | |
| | | Sweden - 1.5% | |
| 66,865 | | | Intrum AB(3) | | | 1,702,673 | |
| 88,701 | | | Nobia AB | | | 557,392 | |
| 404,755 | | | Sandvik AB(3) | | | 7,495,408 | |
| 1,075,486 | | | SKF AB Class B(3) | | | 19,963,144 | |
| 111,733 | | | Tethys Oil AB | | | 914,231 | |
| | | | | | | | |
| | | | | | | 30,632,848 | |
| | | | | | | | |
| | | Switzerland - 5.6% | |
| 55,264 | | | Alcon, Inc.* | | | 3,182,582 | |
| 25,780 | | | Cembra Money Bank AG | | | 2,394,225 | |
| 578,774 | | | Credit Suisse Group AG* | | | 7,697,052 | |
| 8,504 | | | dormakaba Holding AG* | | | 6,423,847 | |
| 587,865 | | | Ferrexpo plc | | | 1,592,501 | |
| 341,885 | | | Novartis AG | | | 28,014,079 | |
| 151,362 | | | Oriflame Holding AG | | | 3,122,028 | |
| 99,992 | | | Roche Holding AG | | | 26,384,218 | |
| 5,001 | | | SGS S.A. | | | 13,195,390 | |
| 22,187 | | | Swisscom AG(3) | | | 10,338,126 | |
| 832,228 | | | UBS Group AG* | | | 11,159,725 | |
| 11,927 | | | Zurich Insurance Group AG | | | 3,801,943 | |
| | | | | | | | |
| | | | | | | 117,305,716 | |
| | | | | | | | |
| | | Taiwan - 4.0% | |
| 70,000 | | | Acter Co., Ltd. | | | 409,343 | |
| 191,000 | | | Anpec Electronics Corp. | | | 392,481 | |
| 605,000 | | | Asia Cement Corp. | | | 818,877 | |
| 460,000 | | | Catcher Technology Co., Ltd. | | | 3,647,033 | |
| 281,000 | | | Chia Chang Co., Ltd. | | | 406,972 | |
| 190,000 | | | Chin-Poon Industrial Co., Ltd. | | | 236,612 | |
| 626,000 | | | China Motor Corp. | | | 562,147 | |
| 95,000 | | | China Steel Chemical Corp. | | | 413,801 | |
| 141,000 | | | Chong Hong Construction Co., Ltd. | | | 396,694 | |
| 97,000 | | | Cleanaway Co., Ltd. | | | 535,347 | |
| 2,812,000 | | | Compal Electronics, Inc. | | | 1,817,714 | |
| 253,000 | | | Coretronic Corp. | | | 393,880 | |
| 619,000 | | | DA CIN Construction Co., Ltd. | | | 420,766 | |
| 285,780 | | | Elite Advanced Laser Corp. | | | 606,197 | |
| 255,000 | | | FLEXium Interconnect, Inc.* | | | 801,434 | |
| 702,000 | | | Formosa Sumco Technology Corp. | | | 2,681,389 | |
| 368,000 | | | Formosa Taffeta Co., Ltd. | | | 443,842 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Taiwan - 4.0% - (continued) | |
| 1,133,000 | | | Gamania Digital Entertainment Co., Ltd. | | $ | 2,768,570 | |
| 331,000 | | | Globalwafers Co., Ltd. | | | 3,628,330 | |
| 1,667,000 | | | Grand Pacific Petrochemical | | | 1,149,382 | |
| 1,285,000 | | | Hannstar Board Corp. | | | 1,367,084 | |
| 1,832,000 | | | HannStar Display Corp. | | | 474,406 | |
| 426,000 | | | Holtek Semiconductor, Inc.* | | | 1,021,208 | |
| 151,000 | | | Innodisk Corp. | | | 568,253 | |
| 1,201,000 | | | Innolux Corp. | | | 385,380 | |
| 301,000 | | | King’s Town Bank Co., Ltd. | | | 322,048 | |
| 361,000 | | | Lite-On Semiconductor Corp. | | | 405,476 | |
| 58,500 | | | Lumax International Corp. Ltd. | | | 136,190 | |
| 647,000 | | | Mitac Holdings Corp. | | | 670,862 | |
| 1,139,000 | | | Nanya Technology Corp. | | | 2,418,940 | |
| 1,218,000 | | | Nichidenbo Corp. | | | 2,299,558 | |
| 389,000 | | | Pharmally International Holding Co., Ltd. | | | 2,698,205 | |
| 573,000 | | | Radiant Opto-Electronics Corp. | | | 1,936,591 | |
| 1,063,000 | | | Sigurd Microelectronics Corp.* | | | 1,061,462 | |
| 1,041,000 | | | Sino-American Silicon Products, Inc.* | | | 2,257,015 | |
| 25,600 | | | Sirtec International Co., Ltd.* | | | 20,469 | |
| 354,000 | | | Taiwan PCB Techvest Co., Ltd. | | | 434,305 | |
| 528,000 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 4,433,104 | |
| 530,200 | | | Taiwan Semiconductor Manufacturing Co., Ltd. ADR | | | 23,233,364 | |
| 764,000 | | | Taiwan Styrene Monomer | | | 619,081 | |
| 675,000 | | | Teco Electric and Machinery Co., Ltd. | | | 504,595 | |
| 232,000 | | | Test Research, Inc. | | | 404,492 | |
| 343,000 | | | Thinking Electronic Industrial Co., Ltd. | | | 926,199 | |
| 778,000 | | | TPK Holding Co., Ltd. | | | 1,442,153 | |
| 45,000 | | | TSC Auto ID Technology Co., Ltd. | | | 413,052 | |
| 360,800 | | | United Integrated Services Co., Ltd. | | | 1,607,737 | |
| 613,000 | | | Walsin Technology Corp. | | | 3,790,347 | |
| 174,000 | | | Xxentria Technology Materials Corp. | | | 440,666 | |
| 333,000 | | | Yageo Corp. | | | 3,303,295 | |
| 211,000 | | | Zhen Ding Technology Holding Ltd. | | | 754,886 | |
| | | | | | | | |
| | | | | | | 82,881,234 | |
| | | | | | | | |
| | | Thailand - 1.2% | |
| 565,400 | | | Bangkok Bank PCL NVDR | | | 3,597,318 | |
| 152,700 | | | Kasikornbank PCL NVDR | | | 914,233 | |
| 267,000 | | | Kiatnakin Bank PCL NVDR | | | 552,331 | |
| 3,402,100 | | | Krung Thai Bank plc NVDR | | | 2,015,236 | |
| 1,919,400 | | | LPN Development PCL NVDR | | | 420,855 | |
| 1,335,100 | | | PTT Exploration & Production plc NVDR | | | 5,578,243 | |
| 4,556,400 | | | PTT plc NVDR | | | 6,955,819 | |
| 1,098,300 | | | Thanachart Capital PCL NVDR | | | 1,824,543 | |
| 6,023,300 | | | TMB Bank plc NVDR | | | 380,992 | |
| 4,264,100 | | | TTW PCL NVDR | | | 1,656,221 | |
| | | | | | | | |
| | | | | | | 23,895,791 | |
| | | | | | | | |
| | | Turkey - 1.0% | |
| 1,431,937 | | | Akbank T.A.S.* | | | 1,472,176 | |
| 336,191 | | | Aygaz AS | | | 520,394 | |
| 3,246,069 | | | Dogan Sirketler Grubu Holding AS | | | 577,610 | |
| 4,983 | | | EGE Endustri VE Ticaret AS | | | 348,072 | |
| 1,376,071 | | | Emlak Konut Gayrimenkul Yatirim Ortakligi AS REIT | | | 348,787 | |
| 1,270,975 | | | Enka Insaat ve Sanayi AS | | | 1,144,468 | |
| 1,098,475 | | | Eregli Demir ve Celik Fabrikalari T.A.S. | | | 1,688,966 | |
| 499,019 | | | Iskenderun Demir ve Celik AS | | | 578,996 | |
| 495,050 | | | Tekfen Holding AS | | | 2,211,175 | |
| 91,308 | | | Tofas Turk Otomobil Fabrikasi AS | | | 274,658 | |
| 736,891 | | | Trakya Cam Sanayii AS | | | 391,853 | |
| 2,497,214 | | | Turkcell Iletisim Hizmetleri AS | | | 5,237,368 | |
| 1,601,437 | | | Turkiye Garanti Bankasi AS | | | 2,198,770 | |
| 451,430 | | | Turkiye Halk Bankasi AS* | | | 443,647 | |
| 1,397,406 | | | Turkiye Is Bankasi AS Class C* | | | 1,258,357 | |
| 2,313,132 | | | Turkiye Sinai Kalkinma Bankasi AS* | | | 291,072 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.3% - (continued) | |
| | | Turkey - 1.0% - (continued) | |
| 413,277 | | | Turkiye Vakiflar Bankasi TAO Class D* | | $ | 280,708 | |
| 3,904,469 | | | Yapi ve Kredi Bankasi AS* | | | 1,357,278 | |
| | | | | | | | |
| | | | | | | 20,624,355 | |
| | | | | | | | |
| | | United Kingdom - 12.5% | |
| 490,168 | | | Ashmore Group plc | | | 2,941,009 | |
| 1,568,609 | | | Aviva plc | | | 8,809,508 | |
| 4,138,700 | | | Barclays plc | | | 8,881,671 | |
| 606,879 | | | Barratt Developments plc | | | 4,774,220 | |
| 56,802 | | | Bellway plc | | | 2,306,583 | |
| 231,264 | | | BHP Group plc | | | 5,458,885 | |
| 453,848 | | | Britvic plc | | | 5,418,004 | |
| 162,719 | | | Card Factory plc | | | 435,467 | |
| 288,297 | | | Close Brothers Group plc | | | 5,845,186 | |
| 327,013 | | | Countryside Properties plc(4) | | | 1,448,505 | |
| 31,151 | | | Dunelm Group plc | | | 347,309 | |
| 49,116 | | | EMIS Group plc | | | 716,049 | |
| 105,908 | | | Forterra plc(4) | | | 431,206 | |
| 1,272,669 | | | GlaxoSmithKline plc | | | 26,144,715 | |
| 1,679,219 | | | HSBC Holdings plc | | | 14,601,679 | |
| 604,410 | | | IG Group Holdings plc | | | 4,020,656 | |
| 729,230 | | | IMI plc | | | 10,014,936 | |
| 169,917 | | | Imperial Brands plc | | | 5,406,449 | |
| 43,431 | | | JPJ Group plc* | | | 403,234 | |
| 4,802,044 | | | Legal & General Group plc | | | 17,462,775 | |
| 4,708,458 | | | Lloyds Banking Group plc | | | 3,850,742 | |
| 252,750 | | | McCarthy & Stone plc(4) | | | 422,529 | |
| 133,319 | | | Mediclinic International plc | | | 597,349 | |
| 159,309 | | | Mondi plc | | | 3,500,856 | |
| 129,476 | | | Next plc | | | 9,748,726 | |
| 32,281 | | | PayPoint plc | | | 424,440 | |
| 121,213 | | | Persimmon plc | | | 3,540,977 | |
| 8,020 | | | Rathbone Brothers plc | | | 263,857 | |
| 157,662 | | | Redrow plc | | | 1,269,063 | |
| 230,398 | | | Rio Tinto plc | | | 13,441,205 | |
| 2,368,721 | | | Royal Bank of Scotland Group plc | | | 7,417,253 | |
| 659,914 | | | Royal Mail plc | | | 2,177,448 | |
| 1,112,691 | | | Smiths Group plc | | | 22,153,176 | |
| 288,231 | | | Soco International plc | | | 283,393 | |
| 13,141 | | | Staffline Group plc | | | 151,138 | |
| 1,037,192 | | | Standard Chartered plc | | | 9,483,226 | |
| 890,755 | | | Tate & Lyle plc | | | 8,927,840 | |
| 850,923 | | | Taylor Wimpey plc | | | 2,017,374 | |
| 407,099 | | | TI Fluid Systems plc(4) | | | 1,125,417 | |
| 371,498 | | | Unilever N.V. | | | 22,477,323 | |
| 153,728 | | | Unilever plc | | | 9,318,235 | |
| 250,369 | | | Victrex plc | | | 7,964,027 | |
| 288,387 | | | WPP plc | | | 3,598,433 | |
| | | | | | | | |
| | | | | | | 260,022,073 | |
| | | | | | | | |
| | | United States - 0.0% | |
| 393,300 | | | Argonaut Gold, Inc.* | | | 507,882 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $1,974,780,790) | | $ | 1,941,083,095 | |
| | | | | | | | |
|
PREFERRED STOCKS - 0.9% | |
| | | Brazil - 0.3% | |
| 803,800 | | | AES Tiete Energia S.A., 12.66% | | $ | 442,786 | |
| 83,700 | | | Banco ABC Brasil S.A. | | | 415,181 | |
| 382,200 | | | Banco do Estado do Rio Grande do Sul S.A. Class B, 4.34% | | | 2,380,282 | |
| 599,300 | | | Cia de Saneamento do Parana, 5.51% | | | 2,176,438 | |
| | | | | | | | |
| | | | | | | 5,414,687 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
PREFERRED STOCKS - 0.9% - (continued) | |
| | | Germany - 0.6% | |
| 136,589 | | | Porsche Automobil Holding SE | | $ | 9,495,345 | |
| 343,972 | | | Schaeffler AG, 4.39% | | | 2,948,665 | |
| 2,328 | | | STO SE & Co. KGaA, 2.59% | | | 232,125 | |
| | | | | | | | |
| | | | | | | 12,676,135 | |
| | | | | | | | |
| | |
| | | | Total Preferred Stocks (cost $19,037,247) | | $ | 18,090,822 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $1,993,818,037) | | $ | 1,959,173,917 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 10.0% | |
| | | Other Investment Pools & Funds - 5.5% | |
| 114,955,899 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(5) | | $ | 114,955,899 | |
| | | | | | | | |
| | | Securities Lending Collateral - 4.5% | | | |
| 4,668,782 | | | Citibank NA DDCA, 2.42%, 5/1/2019(5) | | | 4,668,782 | |
| 45,418,782 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(5) | | | 45,418,782 | |
| 9,666,828 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(5) | | | 9,666,828 | |
| 16,691,094 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(5) | | | 16,691,094 | |
| 15,509,047 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.42%(5) | | | 15,509,047 | |
| 1,421,097 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(5) | | | 1,421,097 | |
| | | | | | | | |
| | | | | | | 93,375,630 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $208,331,529) | | $ | 208,331,529 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $2,202,149,566) | | | 104.2 | % | | $ | 2,167,505,446 | |
| | | | Other Assets & Liabilities | | | (4.2 | )% | | | (87,647,715 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 2,079,857,731 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Investment valued using significant unobservable inputs. |
(2) | These securities are valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of these securities was $210,238, which represented 0.0% of total net assets. This amount excludes securities that are |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(3) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(4) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to |
| qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $25,437,487, representing 1.2% of net assets. |
(5) | Current yield as of period end. |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2019 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
MSCI EAFE Index Future | | | 919 | | | | 06/21/2019 | | | $ | 88,086,150 | | | $ | 3,195,530 | |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | 3,195,530 | |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Foreign Currency Contracts Outstanding at April 30, 2019 | |
Amount and Description of Currency to be Purchased | | Amount and Description of Currency to be Sold | | Counterparty | | Settlement Date | | | Appreciation | | | Depreciation | |
| 15,095,447 | | | USD | | | 11,401,200 | | | GBP | | CBK | | | 05/15/19 | | | $ | 215,838 | | | $ | — | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Australia | | $ | 50,993,223 | | | $ | 464,934 | | | $ | 50,528,289 | | | $ | — | |
Austria | | | 15,514,010 | | | | — | | | | 15,514,010 | | | | — | |
Belgium | | | 4,412,072 | | | | — | | | | 4,412,072 | | | | — | |
Brazil | | | 16,711,201 | | | | 16,711,201 | | | | — | | | | — | |
Canada | | | 97,623,210 | | | | 97,623,210 | | | | — | | | | — | |
Cayman Islands | | | 3,641,828 | | | | — | | | | 3,641,828 | | | | — | |
Chile | | | 15,883,077 | | | | 15,883,077 | | | | — | | | | — | |
China | | | 109,148,900 | | | | 2,073,659 | | | | 107,075,241 | | | | — | |
Colombia | | | 3,084,132 | | | | 3,084,132 | | | | — | | | | — | |
Czech Republic | | | 322,367 | | | | 322,367 | | | | — | | | | — | |
Denmark | | | 6,074,460 | | | | 5,378,192 | | | | 696,268 | | | | — | |
Finland | | | 10,472,986 | | | | — | | | | 10,472,986 | | | | — | |
France | | | 120,169,225 | | | | 25,714,272 | | | | 94,454,953 | | | | — | |
Georgia | | | 845,267 | | | | — | | | | 845,267 | | | | — | |
Germany | | | 28,295,303 | | | | 12,653,845 | | | | 15,641,458 | | | | — | |
Greece | | | 2,837,458 | | | | — | | | | 2,837,458 | | | | — | |
Hong Kong | | | 67,684,721 | | | | 2,277,401 | | | | 65,407,320 | | | | — | |
Hungary | | | 6,034,024 | | | | — | | | | 6,034,024 | | | | — | |
India | | | 15,956,236 | | | | 15,956,236 | | | | — | | | | — | |
Indonesia | | | 2,644,371 | | | | 57,578 | | | | 2,586,793 | | | | — | |
Ireland | | | 3,339,129 | | | | — | | | | 3,339,129 | | | | — | |
Isle of Man | | | 3,053,952 | | | | — | | | | 3,053,952 | | | | — | |
Israel | | | 23,891,961 | | | | 3,714,498 | | | | 20,177,463 | | | | — | |
Italy | | | 21,109,580 | | | | 829,276 | | | | 20,280,304 | | | | — | |
Japan | | | 356,856,329 | | | | 18,529 | | | | 356,837,800 | | | | — | |
Luxembourg | | | 4,846,447 | | | | 892,330 | | | | 3,954,117 | | | | — | |
Malaysia | | | 14,673,122 | | | | 1,368,174 | | | | 13,304,948 | | | | — | |
Mexico | | | 9,016,102 | | | | 9,016,102 | | | | — | | | | — | |
Monaco | | | 838,956 | | | | 838,956 | | | | — | | | | — | |
Netherlands | | | 57,008,620 | | | | 427,405 | | | | 56,581,215 | | | | — | |
New Zealand | | | 740,276 | | | | — | | | | 740,276 | | | | — | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders InternationalMulti-Cap Value Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Norway | | $ | 62,386,430 | | | $ | — | | | $ | 62,386,430 | | | $ | — | |
Poland | | | 8,251,345 | | | | — | | | | 8,251,345 | | | | — | |
Portugal | | | 18,521,297 | | | | — | | | | 18,521,297 | | | | — | |
Russia | | | 40,373,332 | | | | 16,027,773 | | | | 24,345,559 | | | | — | |
Singapore | | | 25,520,555 | | | | 535,885 | | | | 24,984,670 | | | | — | |
South Africa | | | 41,180,625 | | | | 12,781,562 | | | | 28,399,063 | | | | — | |
South Korea | | | 91,033,551 | | | | 5,571,446 | | | | 85,251,867 | | | | 210,238 | |
Spain | | | 44,223,516 | | | | 403,821 | | | | 43,819,695 | | | | — | |
Sweden | | | 30,632,848 | | | | — | | | | 30,632,848 | | | | — | |
Switzerland | | | 117,305,716 | | | | 3,182,582 | | | | 114,123,134 | | | | — | |
Taiwan | | | 82,881,234 | | | | 23,737,959 | | | | 59,143,275 | | | | — | |
Thailand | | | 23,895,791 | | | | 2,077,076 | | | | 21,818,715 | | | | — | |
Turkey | | | 20,624,355 | | | | — | | | | 20,624,355 | | | | — | |
United Kingdom | | | 260,022,073 | | | | 3,449,069 | | | | 256,573,004 | | | | — | |
United States | | | 507,882 | | | | 507,882 | | | | — | | | | — | |
Preferred Stocks | | | 18,090,822 | | | | 5,646,812 | | | | 12,444,010 | | | | — | |
Short-Term Investments | | | 208,331,529 | | | | 208,331,529 | | | | — | | | | — | |
Foreign Currency Contracts(2) | | | 215,838 | | | | — | | | | 215,838 | | | | — | |
Futures Contracts(2) | | | 3,195,530 | | | | 3,195,530 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 2,170,916,814 | | | $ | 500,754,300 | | | $ | 1,669,952,276 | | | $ | 210,238 | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, investments valued at $173,936 were transferred in to Level 3 due to the unavailability of active market pricing and there were no transfers out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for thesix-month period ended April 30, 2019 is not presented.
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Stock Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.6% | |
| | | Austria - 1.5% | |
| 129,511 | | | Erste Group Bank AG | | $ | 5,185,768 | |
| | | | | | | | |
| | | Brazil - 3.0% | |
| 591,779 | | | B3 S.A. - Brasil Bolsa Balcao | | | 5,199,252 | |
| 295,858 | | | Raia Drogasil S.A. | | | 5,216,807 | |
| | | | | | | | |
| | | | | | | 10,416,059 | |
| | | | | | | | |
| | | China - 6.9% | |
| 42,710 | | | Alibaba Group Holding Ltd. ADR* | | | 7,925,695 | |
| 1,105,200 | | | China Pacific Insurance Group Co., Ltd. Class H | | | 4,535,616 | |
| 222,700 | | | Tencent Holdings Ltd. | | | 10,976,358 | |
| | | | | | | | |
| | | | | | | 23,437,669 | |
| | | | | | | | |
| | | Denmark - 1.5% | |
| 57,830 | | | Vestas Wind Systems A/S | | | 5,232,682 | |
| | | | | | | | |
| | | France - 10.2% | |
| 51,746 | | | EssilorLuxottica S.A.(1) | | | 6,304,660 | |
| 119,479 | | | Schneider Electric SE(1) | | | 10,112,222 | |
| 199,769 | | | Total S.A. | | | 11,105,311 | |
| 254,720 | | | Vivendi S.A.(1) | | | 7,393,463 | |
| | | | | | | | |
| | | | | | | 34,915,656 | |
| | | | | | | | |
| | | Germany - 9.4% | |
| 23,054 | | | adidas AG | | | 5,938,434 | |
| 76,969 | | | Bayerische Motoren Werke AG | | | 6,566,104 | |
| 216,427 | | | GEA Group AG | | | 6,063,781 | |
| 308,563 | | | Infineon Technologies AG | | | 7,314,670 | |
| 56,956 | | | Knorr-Bremse AG* | | | 6,183,371 | |
| | | | | | | | |
| | | | | | | 32,066,360 | |
| | | | | | | | |
| | | Hong Kong - 3.2% | |
| 1,055,000 | | | AIA Group Ltd. | | | 10,802,605 | |
| | | | | | | | |
| | | India - 3.6% | |
| 187,496 | | | HDFC Bank Ltd. | | | 6,247,148 | |
| 969,953 | | | Zee Entertainment Enterprises Ltd. | | | 6,034,096 | |
| | | | | | | | |
| | | | | | | 12,281,244 | |
| | | | | | | | |
| | | Japan - 12.5% | |
| 160,400 | | | Bridgestone Corp. | | | 6,363,128 | |
| 6,500 | | | Keyence Corp. | | | 4,061,157 | |
| 21,700 | | | Nintendo Co., Ltd. | | | 7,473,817 | |
| 241,400 | | | Recruit Holdings Co., Ltd. | | | 7,269,486 | |
| 384,100 | | | Sekisui Chemical Co., Ltd. | | | 6,166,147 | |
| 14,700 | | | SMC Corp. | | | 6,139,671 | |
| 147,900 | | | Takeda Pharmaceutical Co., Ltd. | | | 5,457,765 | |
| | | | | | | | |
| | | | | | | 42,931,171 | |
| | | | | | | | |
| | | Luxembourg - 1.2% | |
| 290,507 | | | Tenaris S.A. | | | 4,026,961 | |
| | | | | | | | |
| | | Netherlands - 1.8% | |
| 29,456 | | | ASML Holding N.V. | | | 6,150,730 | |
| | | | | | | | |
| | | New Zealand - 1.4% | |
| 127,020 | | | Xero Ltd.* | | | 4,885,511 | |
| | | | | | | | |
| | | Norway - 3.4% | |
| 315,215 | | | DNB ASA | | | 6,061,333 | |
| 1,329,649 | | | Norsk Hydro ASA | | | 5,726,908 | |
| | | | | | | | |
| | | | | | | 11,788,241 | |
| | | | | | | | |
| | | Singapore - 2.0% | |
| 772,500 | | | Oversea-Chinese Banking Corp. Ltd. | | | 6,881,620 | |
| | | | | | | | |
| | | South Korea - 2.1% | |
| 180,510 | | | Samsung Electronics Co., Ltd. | | | 7,097,150 | |
| | | | | | | | |
| | | Spain - 1.8% | |
| 1,034,830 | | | Banco Bilbao Vizcaya Argentaria S.A. | | | 6,292,644 | |
| | | | | | | | |
| | | Sweden - 1.3% | |
| 242,753 | | | SKF AB Class B | | | 4,505,975 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 97.6% - (continued) | |
| | | Switzerland - 12.0% | |
| 85,630 | | | Cie Financiere Richemont S.A. | | $ | 6,259,754 | |
| 16,209 | | | Lonza Group AG* | | | 5,005,811 | |
| 141,664 | | | Nestle S.A. | | | 13,639,070 | |
| 41,286 | | | Roche Holding AG | | | 10,893,860 | |
| 24,026 | | | Schindler Holding AG | | | 5,192,617 | |
| | | | | | | | |
| | | | | | | 40,991,112 | |
| | | | | | | | |
| | | Taiwan - 2.4% | |
| 964,000 | | | Taiwan Semiconductor Manufacturing Co., Ltd. | | | 8,093,774 | |
| | | | | | | | |
| | | United Kingdom - 12.0% | |
| 314,873 | | | BHP Group plc | | | 7,432,439 | |
| 231,176 | | | Diageo plc | | | 9,745,854 | |
| 412,961 | | | GlaxoSmithKline plc | | | 8,483,547 | |
| 5,791,004 | | | Lloyds Banking Group plc | | | 4,736,086 | |
| 243,183 | | | Ocado Group plc* | | | 4,329,231 | |
| 110,800 | | | Whitbread plc | | | 6,450,686 | |
| | | | | | | | |
| | | | | | | 41,177,843 | |
| | | | | | | | |
| | | United States - 4.4% | |
| 3,214 | | | Booking Holdings, Inc.* | | | 5,961,938 | |
| 57,623 | | | Philip Morris International, Inc. | | | 4,987,847 | |
| 1,407,000 | | | Samsonite International S.A.*(2) | | | 4,035,245 | |
| | | | | | | | |
| | | | | | | 14,985,030 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $297,612,179) | | $ | 334,145,805 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 5.5% | |
| | | Other Investment Pools & Funds - 1.6% | |
| 5,683,857 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 2.26%(3) | | $ | 5,683,857 | |
| | | | | | | | |
| | | Securities Lending Collateral - 3.9% | |
| 664,771 | | | Citibank NA DDCA, 2.42%, 5/1/2019(3) | | | 664,771 | |
| 6,467,018 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(3) | | | 6,467,019 | |
| 1,376,425 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(3) | | | 1,376,425 | |
| 2,376,585 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(3) | | | 2,376,585 | |
| 2,208,278 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.26%(3) | | | 2,208,278 | |
| 202,345 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(3) | | | 202,345 | |
| | | | | | | | |
| | | | | | | 13,295,423 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $18,979,280) | | $ | 18,979,280 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $316,591,459) | | | 103.1 | % | | $ | 353,125,085 | |
| | | | Other Assets and Liabilities | | | (3.1 | )% | | | (10,578,166 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 342,546,919 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service approved by the Board of Directors in order to reflect an adjustment for factors occurring after the close of certain foreign markets but before the close of the New York Stock Exchange. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders International Stock Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of this security was $4,035,245, representing 1.2% of net assets. |
(3) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Austria | | $ | 5,185,768 | | | $ | 5,185,768 | | | $ | — | | | $ | — | |
Brazil | | | 10,416,059 | | | | 10,416,059 | | | | — | | | | — | |
China | | | 23,437,669 | | | | 7,925,695 | | | | 15,511,974 | | | | — | |
Denmark | | | 5,232,682 | | | | — | | | | 5,232,682 | | | | — | |
France | | | 34,915,656 | | | | 10,112,222 | | | | 24,803,434 | | | | — | |
Germany | | | 32,066,360 | | | | — | | | | 32,066,360 | | | | — | |
Hong Kong | | | 10,802,605 | | | | — | | | | 10,802,605 | | | | — | |
India | | | 12,281,244 | | | | — | | | | 12,281,244 | | | | — | |
Japan | | | 42,931,171 | | | | — | | | | 42,931,171 | | | | — | |
Luxembourg | | | 4,026,961 | | | | — | | | | 4,026,961 | | | | — | |
Netherlands | | | 6,150,730 | | | | — | | | | 6,150,730 | | | | — | |
New Zealand | | | 4,885,511 | | | | — | | | | 4,885,511 | | | | — | |
Norway | | | 11,788,241 | | | | — | | | | 11,788,241 | | | | — | |
Singapore | | | 6,881,620 | | | | — | | | | 6,881,620 | | | | — | |
South Korea | | | 7,097,150 | | | | — | | | | 7,097,150 | | | | — | |
Spain | | | 6,292,644 | | | | — | | | | 6,292,644 | | | | — | |
Sweden | | | 4,505,975 | | | | — | | | | 4,505,975 | | | | — | |
Switzerland | | | 40,991,112 | | | | — | | | | 40,991,112 | | | | — | |
Taiwan | | | 8,093,774 | | | | — | | | | 8,093,774 | | | | — | |
United Kingdom | | | 41,177,843 | | | | — | | | | 41,177,843 | | | | — | |
United States | | | 14,985,030 | | | | 10,949,785 | | | | 4,035,245 | | | | — | |
Short-Term Investments | | | 18,979,280 | | | | 18,979,280 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 353,125,085 | | | $ | 63,568,809 | | | $ | 289,556,276 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE BACKED SECURITIES - 108.6% | |
| | | Asset-Backed - Automobile - 3.5% | |
$ | | | 907,213 | | | Santander Drive Auto Receivables Trust 3.02%, 04/15/2021 | | $ | 907,911 | |
| | | | | | | | | | |
| | | Asset-Backed - Finance & Insurance - 8.5% | |
| | | 951,736 | | | Magnetite XI Ltd. 3 mo. USD LIBOR + 1.120%, 3.72%, 01/18/2027(1)(2) | | | 952,658 | |
| | | 725,000 | | | Treman Park CLO Ltd. 3 mo. USD LIBOR + 1.070%, 3.66%, 10/20/2028(1)(2) | | | 725,522 | |
| | | 491,677 | | | Triton Container Finance VI LLC 3.52%, 06/20/2042(2) | | | 489,179 | |
| | | | | | | | | | |
| | | 2,167,359 | |
| | | | |
| | | Asset-Backed - Home Equity - 15.0% | |
| | | CWHEQ Revolving Home Equity Loan Resuritization Trust | | | | |
| | | 1,059,326 | | | 2.61%, 07/15/2036(3) | | | 1,020,828 | |
| | | 832,885 | | | 2.66%, 11/15/2035(2)(3) | | | 789,379 | |
| | | 394,756 | | | Home Equity Loan Trust 1 mo. USD LIBOR + 0.130%, 2.61%, 05/25/2036(1) | | | 382,457 | |
| | | 977,587 | | | Morgan Stanley Home Equity Loan Trust 1 mo. USD LIBOR + 0.280%, 2.76%, 02/25/2036(1) | | | 977,105 | |
| | | 688,765 | | | Option One Mortgage Loan Trust 5.86%, 01/25/2037(4) | | | 683,247 | |
| | | | | | | | | | |
| | | 3,853,016 | |
| | | | |
| | | Asset-Backed - Student Loan - 5.0% | |
GBP | | | 980,000 | | | Income Contingent Student Loan 2.05%, 07/24/2058 | | | 1,267,546 | |
| | | | | | | | | | |
| | | Commercial Mortgage - Backed Securities - 27.0% | |
$ | | | 990,000 | | | Benchmark Mortgage Trust 4.23%, 01/15/2052 | | | 1,067,512 | |
| | | BX Commercial Mortgage Trust | | | | |
| | | 1,015,000 | | | 3 mo. USD LIBOR + 1.770%, 4.24%, 05/15/2030(1)(2) | | | 1,016,262 | |
| | | 817,167 | | | 3 mo. USD LIBOR + 1.170%, 4.17%, 11/15/2035(1)(2) | | | 819,979 | |
| | | 1,000,000 | | | CAMB Commercial Mortgage Trust 3 mo. USD LIBOR + 2.550%, 5.02%, 12/15/2037(1)(2) | | | 1,008,121 | |
| | | Citigroup Commercial Mortgage Trust | | | | |
| | | 500,000 | | | 3 mo. USD LIBOR + 1.150%, 3.62%, 12/15/2036(1)(2) | | | 498,120 | |
| | | 500,000 | | | 3 mo. USD LIBOR + 2.800%, 5.27%, 12/15/2036(1)(2) | | | 503,123 | |
| | | 1,000,000 | | | Core Trust 3 mo. USD LIBOR + 0.880%, 3.35%, 12/15/2031(1)(2) | | | 1,001,251 | |
| | | 1,000,000 | | | GS Mortgage Securities Corp. Trust 3 mo. USD LIBOR + 0.950%, 3.42%, 07/15/2035(1)(2) | | | 998,744 | |
| | | | | | | | | | |
| | | 6,913,112 | |
| | | | |
| | | Other ABS - 29.3% | |
| | | BlueMountain CLO Ltd. | | | | |
| | | 1,000,000 | | | 3 mo. USD LIBOR + 1.230%, 0.00%, 01/20/2029(1)(2)(5) | | | 1,000,000 | |
| | | 1,000,000 | | | 3 mo. USD LIBOR + 1.400%, 3.99%, 01/20/2029(1)(2) | | | 1,000,106 | |
| | | 3,000,000 | | | LCM XIII L.P. 4.00%, 07/19/2027(2)(3) | | | 2,983,254 | |
| | | 1,000,000 | | | LCM XXIII Ltd. 3 mo. USD LIBOR + 1.400%, 3.99%, 10/20/2029(1)(2) | | | 1,003,051 | |
| | | 500,000 | | | Preston Ridge Partners Mortgage Trust, LLC 3.97%, 04/25/2024(2)(4)(6)(7) | | | 500,000 | |
| | | 1,000,000 | | | Towd Point Mortgage Trust 5.00%, 11/25/2058(2)(3) | | | 1,020,692 | |
| | | | | | | | | | |
| | | 7,507,103 | |
| | | | |
| | | Whole Loan Collateral CMO - 20.3% | |
GBP | | | 565,947 | | | Alba plc 3 mo. GBP LIBOR + 0.170%, 1.02%, 03/17/2039(1)(8) | | | 696,437 | |
| | | 1,400,000 | | | Dukinfield II plc 4.59%, 12/20/2052(3)(8) | | | 1,813,652 | |
| | | 553,071 | | | Landmark Mortgage Securities No. 2 plc 3 mo. GBP LIBOR + 0.200%, 1.05%, 06/17/2039(1)(8) | | | 683,323 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
ASSET & COMMERCIAL MORTGAGE BACKED SECURITIES - 108.6% - (continued) | |
| | | Whole Loan Collateral CMO - 20.3% - (continued) | |
GBP | | | 1,006,868 | | | Newgate Funding plc 3 mo. GBP LIBOR + 1.000%, 1.85%, 12/15/2050(1)(8) | | $ | 1,265,739 | |
| | | 600,000 | | | Paragon Mortgages No. 10 plc 3 mo. GBP LIBOR + 0.320%, 1.17%, 06/15/2041(1)(8) | | | 752,438 | |
| | | | | | | | | | |
| | | 5,211,589 | |
| | | | |
| | |
| | | Total Asset & Commercial Mortgage Backed Securities (cost $27,820,364) | | $ | 27,827,636 | |
| | | | | | | |
|
CORPORATE BONDS - 4.5% | |
| | | Insurance - 4.5% | |
$ | | | 1,136,059 | | | Ambac LSNI LLC 3 mo. USD LIBOR + 5.000%, 7.59%, 02/12/2023(1)(2) | | $ | 1,148,839 | |
| | | | | | | | | | |
| | |
| | | Total Corporate Bonds (cost $1,137,768) | | $ | 1,148,839 | |
| | | | | | | |
| | |
| | | Total Long-Term Investments (cost $28,958,132) | | $ | 28,976,475 | |
| | | | | | | |
|
SHORT-TERM INVESTMENTS - 5.8% | |
| | | Other Investment Pools & Funds - 5.8% | |
| | | 1,498,098 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(9) | | $ | 1,498,098 | |
| | | | | | | | | | |
| | |
| | | Total Short-Term Investments (cost $1,498,098) | | $ | 1,498,098 | |
| | | | | | | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Investments (cost $30,456,230) | | | 118.9 | % | | $ | 30,474,573 | |
| | | Other Assets and Liabilities | | | (18.9 | )% | | | (4,842,144 | ) |
| | | | | | | | | | | |
| | | Total Net Assets | | | 100.0 | % | | $ | 25,632,429 | |
| | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Variable rate securities; the rate reported is the coupon rate in effect at April 30, 2019. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions that are exempt from registration (typically only to qualified institutional buyers) or in a public offering registered under the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $17,458,280, representing 68.1% of net assets. |
(3) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(4) | Security is a“step-up” bond where coupon increases or steps up at a predetermined date. Rate shown is current coupon rate. |
(5) | This security, or a portion of this security, was purchased on a when-issued, delayed-delivery or delayed-draw basis. The cost of this security was $1,000,000 at April 30, 2019. |
(6) | This security is valued in good faith at fair value as determined under policies and procedures established by and under the supervision of the Board of Directors. At April 30, 2019, the aggregate fair value of this security was $500,000, which |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| represented 2.0% of total net assets. This amount excludes securities that are principally traded in certain foreign markets and whose prices are adjusted pursuant to a third party pricing service methodology approved by the Board of Directors. |
(7) | Investment valued using significant unobservable inputs. |
(8) | Security is exempt from registration under Regulation S under the Securities Act of 1933, which exempts from registration securities offered and sold outside of the |
| United States. Security may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act of 1933. At April 30, 2019, the aggregate value of these securities was $5,211,589, representing 20.3% of net assets. |
(9) | Current yield as of period end. |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Reverse Repurchase Agreements Outstanding at April 30, 2019 | |
Counterparty | | Interest Rate | | | Settlement Date | | | Maturity Date | | | Principal Amount | | | Value and Unrealized Appreciation/ (Depreciation) | | | Value Including Accrued Interest | |
JP Morgan Chase Bank | | | 3.073% | | | | 04/12/19 | | | | 05/10/19 | | | | USD | | | | (342,000 | ) | | $ | (342,000 | ) | | $ | (342,554 | ) |
JP Morgan Chase Bank | | | 2.983% | | | | 04/26/19 | | | | 05/24/19 | | | | USD | | | | (3,587,000 | ) | | | (3,587,000 | ) | | | (3,588,487 | ) |
JP Morgan Chase Bank | | | 1.369% | | | | 04/30/19 | | | | 07/30/19 | | | | GBP | | | | (842,853 | ) | | | (1,090,399 | ) | | | (1,090,441 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | | | | | | | | | | | | | | | | | | | | | $ | (5,019,399 | ) | | $ | (5,021,482 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Futures Contracts Outstanding at April 30, 2019 | |
Description | | Number of Contracts | | | Expiration Date | | | Current Notional Amount | | | Value and Unrealized Appreciation/ (Depreciation) | |
Long position contracts: | |
U.S. Treasury5-Year Note Future | | | 7 | | | | 06/28/2019 | | | $ | 809,485 | | | $ | (1,028 | ) |
| | | | | | | | | | | | | | | | |
Short position contracts: | |
British Pound Future | | | 73 | | | | 06/17/2019 | | | $ | 5,962,731 | | | $ | 19,417 | |
U.S. Treasury2-Year Note Future | | | 5 | | | | 06/28/2019 | | | | 1,065,039 | | | | (946 | ) |
U.S. Treasury10-Year Note Future | | | 20 | | | | 06/19/2019 | | | | 2,473,438 | | | | (20,833 | ) |
| | | | | | | | | | | | | | | | |
Total | | | $ | (2,362 | ) |
| | | | | | | | | | | | | | | | |
Total futures contracts | | | $ | (3,390 | ) |
| | | | | | | | | | | | | | | | |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Asset & Commercial Mortgage Backed Securities | | $ | 27,827,636 | | | $ | — | | | $ | 27,327,636 | | | $ | 500,000 | |
Corporate Bonds | | | 1,148,839 | | | | — | | | | 1,148,839 | | | | — | |
Short-Term Investments | | | 1,498,098 | | | | 1,498,098 | | | | — | | | | — | |
Futures Contracts(2) | | | 19,417 | | | | 19,417 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 30,493,990 | | | $ | 1,517,515 | | | $ | 28,476,475 | | | $ | 500,000 | |
| | | | | | | | | | | | | | | | |
Liabilities | |
Futures Contracts(2) | | $ | (22,807 | ) | | $ | (22,807 | ) | | $ | — | | | $ | — | |
Reverse Repurchase Agreements(2) | | | (5,019,399 | ) | | | — | | | | (5,019,399 | ) | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | (5,042,206 | ) | | $ | (22,807 | ) | | $ | (5,019,399 | ) | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the period ended April 30, 2019, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders Securitized Income Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
The following is a rollforward of the Fund’s investments that were valued using unobservable inputs (Level 3) for the period ended April 30, 2019:
| | | | | | | | |
| | Asset & Commercial Mortgage Backed Securities | | | Total | |
Beginning balance | | $ | — | | | $ | — | |
Purchases | | | 500,000 | | | | 500,000 | |
Sales | | | — | | | | — | |
Accrued discounts/(premiums) | | | — | | | | — | |
Total realized gain/(loss) | | | — | | | | — | |
Net change in unrealized appreciation/depreciation | | | — | | | | — | |
Transfers into Level 3 | | | — | | | | — | |
Transfers out of Level 3 | | | — | | | | — | |
| | | | | | | | |
Ending balance | | $ | 500,000 | | | $ | 500,000 | |
| | | | | | | | |
The change in net unrealized appreciation/depreciation relating to the Level 3 investments held at April 30, 2019 was $0.
The accompanying notes are an integral part of these financial statements.
|
Hartford SchrodersTax-Aware Bond Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
CORPORATE BONDS - 6.4% | |
| | | | | Agriculture - 0.4% | |
$ | | | 941,000 | | | Altria Group, Inc. 3.80%, 02/14/2024 | | $ | 958,550 | |
| | | | | | | | | | |
| | | | | Commercial Banks - 5.1% | |
| | | 8,000 | | | Citigroup, Inc. 6.88%, 06/01/2025 | | | 9,364 | |
| | | 1,159,000 | | | Fifth Third Bancorp 3.65%, 01/25/2024 | | | 1,191,623 | |
| | | 2,655,000 | | | PNC Financial Services Group, Inc. 3.50%, 01/23/2024 | | | 2,720,896 | |
| | | 1,265,000 | | | Regions Financial Corp. 3.80%, 08/14/2023 | | | 1,303,700 | |
| | | 4,570,000 | | | Royal Bank of Canada 2.80%, 04/29/2022 | | | 4,573,366 | |
| | | 1,934,000 | | | Wells Fargo & Co. 3.75%, 01/24/2024 | | | 1,990,171 | |
| | | | | | | | | | |
| | | | | | | | | 11,789,120 | |
| | | | | | | | | | |
| | | | | Retail - 0.9% | |
| | | 2,136,000 | | | Walmart, Inc. 2.85%, 07/08/2024 | | | 2,146,819 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Corporate Bonds (cost $14,693,429) | | $ | 14,894,489 | |
| | | | | | | | | | |
|
MUNICIPAL BONDS - 57.8% | |
| | | | | Arizona - 0.6% | |
| | | | | | City of Phoenix, AZ, Civic Improvement Corp. | | | | |
| | | 350,000 | | | 5.00%, 07/01/2026 | | $ | 424,869 | |
| | | 350,000 | | | 5.00%, 07/01/2027 | | | 432,120 | |
| | | 460,000 | | | 5.00%, 07/01/2028 | | | 564,857 | |
| | | | | | | | | | |
| | | | | | | | | 1,421,846 | |
| | | | | | | | | | |
| | | | | California - 2.7% | |
| | | 220,000 | | | California Educational Facs Auth 5.25%, 04/01/2040 | | | 305,967 | |
| | | 700,000 | | | California State Communities Dev Auth Rev 2.63%, 11/01/2033(1) | | | 700,875 | |
| | | 20,000 | | | East Side, CA, Union High School Dist, GO 5.25%, 02/01/2024 | | | 23,340 | |
| | | 1,000,000 | | | Merced, CA, Union High School Dist, GO 0.00%, 08/01/2034(2) | | | 636,840 | |
| | | 4,675,000 | | | Moreno Valley, CA, Unified School Dist, GO 0.00%, 08/01/2025(2) | | | 4,050,888 | |
| | | 200,000 | | | North Orange County, CA, Community College Dist, GO 0.00%, 08/01/2028(2) | | | 161,568 | |
| | | 300,000 | | | Rialto, CA, Unified School Dist, GO 0.00%, 08/01/2029(2) | | | 231,465 | |
| | | 100,000 | | | Southern California Metropolitan Water Dist 5.75%, 07/01/2021 | | | 103,505 | |
| | | | | | | | | | |
| | | | | | | | | 6,214,448 | |
| | | | | | | | | | |
| | | | | Connecticut - 1.4% | |
| | | 2,940,000 | | | Connecticut Housing Finance Auth 4.25%, 05/15/2042 | | | 3,169,937 | |
| | | | | | | | | | |
| | | | | District of Columbia - 1.2% | |
| | | 1,910,000 | | | Dist of Columbia Housing Finance Agency 2.00%, 09/01/2021(1) | | | 1,912,579 | |
| | | 230,000 | | | Dist of Columbia Water & Sewer Auth 5.00%, 10/01/2044 | | | 254,044 | |
| | | 600,000 | | | Dist of Columbia, GO 5.00%, 06/01/2032 | | | 717,750 | |
| | | | | | | | | | |
| | | | | | | | | 2,884,373 | |
| | | | | | | | | | |
| | | | | Florida - 2.2% | |
| | | 1,025,000 | | | Florida Housing Finance Corp. 4.00%, 07/01/2049 | | | 1,090,805 | |
| | | 1,840,000 | | | Miami-Dade County, FL, Transit System 5.00%, 07/01/2042 | | | 1,989,573 | |
| | | 1,945,000 | | | Miami-Dade County, FL, Water & Sewer System Rev 5.00%, 10/01/2042 | | | 2,117,658 | |
| | | | | | | | | | |
| | | | | | | | | 5,198,036 | |
| | | | | | | | | | |
| | | | | Georgia - 2.0% | |
| | | | | | Georgia Municipal Association, Inc. | |
| | | 50,000 | | | 5.00%, 12/01/2026 | | | 60,385 | |
| | | 35,000 | | | 5.00%, 12/01/2027 | | | 42,907 | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
MUNICIPAL BONDS - 57.8% - (continued) | |
| | | | | Georgia - 2.0% - (continued) | |
$ | | | 25,000 | | | 5.00%, 12/01/2028 | | $ | 30,514 | |
| | | 80,000 | | | 5.00%, 12/01/2029 | | | 97,091 | |
| | | 55,000 | | | 5.00%, 12/01/2030 | | | 66,326 | |
| | | 55,000 | | | 5.00%, 12/01/2032 | | | 65,564 | |
| | | 35,000 | | | 5.00%, 12/01/2033 | | | 41,592 | |
| | | 55,000 | | | 5.00%, 12/01/2034 | | | 65,072 | |
| | | 3,945,000 | | | Main Street Natural Gas, Inc., GA 4.00%, 08/01/2048(1) | | | 4,268,293 | |
| | | | | | | | | | |
| | | | | | | | | 4,737,744 | |
| | | | | | | | | | |
| | | | | Illinois - 3.9% | |
| | | | | | Champaign County, IL, Community Unit School Dist No. 4 | | | | |
| | | 235,000 | | | 5.00%, 01/01/2027 | | | 275,173 | |
| | | 475,000 | | | 5.00%, 01/01/2029 | | | 552,663 | |
| | | 695,000 | | | Chicago, IL, Metropolitan Water Reclamation Dist, GO 5.25%, 12/01/2032 | | | 879,154 | |
| | | 1,145,000 | | | Chicago, IL, Transit Auth 5.00%, 06/01/2025 | | | 1,314,483 | |
| | | 1,760,000 | | | Illinois Housing Dev Auth 4.50%, 10/01/2048 | | | 1,913,208 | |
| | | | | | Metropolitan Pier & Exposition Auth, IL | |
| | | 80,000 | | | 0.00%, 06/15/2020(2) | | | 77,881 | |
| | | 330,000 | | | 5.00%, 06/15/2050 | | | 338,138 | |
| | | 1,350,000 | | | Railsplitter, IL, Tobacco Settlement Auth 5.00%, 06/01/2022 | | | 1,468,584 | |
| | | 2,110,000 | | | State of Illinois 5.00%, 11/01/2028 | | | 2,330,811 | |
| | | | | | | | | | |
| | | | | | | | | 9,150,095 | |
| | | | | | | | | | |
| | | | | Indiana - 0.5% | |
| | | 1,075,000 | | | Indiana Housing & Community Dev Auth 4.00%, 07/01/2048 | | | 1,144,166 | |
| | | | | | | | | | |
| | | | | Iowa - 0.4% | |
| | | 875,000 | | | Iowa Finance Auth 4.00%, 07/01/2048 | | | 934,973 | |
| | | | | | | | | | |
| | | | | Kentucky - 3.9% | |
| | | 6,080,000 | | | Kentucky Public Energy Auth 4.00%, 12/01/2049(1) | | | 6,627,990 | |
| | | | | | Kentucky State Property & Building Commission | |
| | | 660,000 | | | 5.00%, 05/01/2024 | | | 748,961 | |
| | | 1,175,000 | | | 5.00%, 08/01/2024 | | | 1,340,405 | |
| | | 445,000 | | | 5.00%, 05/01/2025 | | | 513,606 | |
| | | | | | | | | | |
| | | | | | | | | 9,230,962 | |
| | | | | | | | | | |
| | | | | Louisiana - 0.2% | |
| | | 425,000 | | | Louisiana Housing Corp. 4.50%, 12/01/2047 | | | 461,138 | |
| | | | | | | | | | |
| | | | | Maine - 1.0% | |
| | | 2,135,000 | | | Maine State Housing Auth 4.00%, 11/15/2048 | | | 2,277,511 | |
| | | | | | | | | | |
| | | | | Maryland - 4.0% | |
| | | 2,200,000 | | | Maryland Community Dev Administration 4.50%, 09/01/2048 | | | 2,396,152 | |
| | | 6,910,000 | | | Maryland Health & Higher Educational Facs Auth 2.25%, 07/01/2034(1) | | | 6,910,000 | |
| | | | | | | | | | |
| | | | | | | | | 9,306,152 | |
| | | | | | | | | | |
| | | | | Massachusetts - 1.0% | |
| | | | | | Commonwealth of Massachusetts, GO | |
| | | 1,685,000 | | | 5.00%, 01/01/2035 | | | 2,029,077 | |
| | | 250,000 | | | 5.25%, 09/01/2024 | | | 295,595 | |
| | | 75,000 | | | Massachusetts Health & Educational Facs Auth 2.10%, 07/01/2027(1) | | | 75,000 | |
| | | | | | | | | | |
| | | | | | | | | 2,399,672 | |
| | | | | | | | | | |
| | | | | Michigan - 0.5% | |
| | | | | | Southgate, MI, Community School Dist, GO | |
| | | 255,000 | | | 5.00%, 05/01/2024 | | | 292,893 | |
| | | 350,000 | | | 5.00%, 05/01/2025 | | | 409,097 | |
| | | 320,000 | | | State of Michigan 5.00%, 03/15/2027 | | | 391,965 | |
| | | | | | | | | | |
| | | | | | | | | 1,093,955 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford SchrodersTax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
MUNICIPAL BONDS - 57.8% - (continued) | |
| | | | | Minnesota - 0.6% | |
$ | | | 1,355,000 | | | Housing & Redev Auth of The City of St. Paul Minnesota, MN 1.25%, 08/01/2020(1) | | $ | 1,352,588 | |
| | | | | | | | | | |
| | | | | Missouri - 1.9% | |
| | | | | | Missouri Housing Dev Commission | |
| | | 2,200,000 | | | 4.25%, 05/01/2049 | | | 2,378,002 | |
| | | 1,905,000 | | | 4.75%, 05/01/2049 | | | 2,100,491 | |
| | | | | | | | | | |
| | | | | | | | | 4,478,493 | |
| | | | | | | | | | |
| | | | | Nebraska - 0.7% | |
| | | 1,430,000 | | | Nebraska Investment Finance Auth Rev 4.00%, 09/01/2048 | | | 1,522,821 | |
| | | | | | | | | | |
| | | | | New Jersey - 3.2% | |
| | | 1,430,000 | | | Garden State, NJ, Preservation Trust 5.75%, 11/01/2028 | | | 1,761,302 | |
| | | | | | New Jersey Economic Dev Auth | |
| | | 70,000 | | | 5.00%, 03/01/2026 | | | 75,774 | |
| | | 285,000 | | | 5.00%, 06/15/2027 | | | 326,171 | |
| | | 565,000 | | | 5.00%, 06/15/2028 | | | 641,930 | |
| | | | | | New Jersey Transportation Trust Fund Auth | |
| | | 405,000 | | | 5.00%, 06/15/2024 | | | 457,209 | |
| | | 1,330,000 | | | 5.00%, 12/15/2028 | | | 1,546,910 | |
| | | 100,000 | | | 5.25%, 12/15/2022 | | | 110,781 | |
| | | 685,000 | | | 5.50%, 12/15/2022 | | | 766,303 | |
| | | | | | New Jersey Turnpike Auth | |
| | | 110,000 | | | 5.00%, 01/01/2023 | | | 122,803 | |
| | | 605,000 | | | 5.00%, 01/01/2029 | | | 743,533 | |
| | | 740,000 | | | Tobacco Settlement Financing Corp., NJ 5.00%, 06/01/2029 | | | 877,477 | |
| | | | | | | | | | |
| | | | | | | | | 7,430,193 | |
| | | | | | | | | | |
| | | | | New Mexico - 0.5% | |
| | | 1,150,000 | | | New Mexico Mortgage Finance Auth 4.00%, 01/01/2049 | | | 1,225,900 | |
| | | | | | | | | | |
| | | | | New York - 3.3% | |
| | | 6,335,000 | | | New York State Dormitory Auth 5.00%, 02/15/2030 | | | 7,664,336 | |
| | | | | | | | | | |
| | | | | Ohio - 2.4% | |
| | | | | | Ohio Housing Finance Agency | |
| | | 615,000 | | | 1.25%, 09/01/2020(1) | | | 613,905 | |
| | | 1,880,000 | | | 4.50%, 09/01/2048 | | | 2,042,545 | |
| | | | | | Ohio State University | |
| | | 5,000 | | | 5.00%, 12/01/2021 | | | 5,425 | |
| | | 5,000 | | | 5.00%, 12/01/2030 | | | 6,532 | |
| | | 125,000 | | | 5.00%, 12/01/2031 | | | 162,205 | |
| | | | | | Ohio Turnpike & Infrastructure Commission | |
| | | 1,680,000 | | | 0.00%, 02/15/2038(2) | | | 899,472 | |
| | | 1,395,000 | | | 0.00%, 02/15/2041(2) | | | 658,733 | |
| | | 965,000 | | | State of Ohio 5.00%, 08/01/2027 | | | 1,197,343 | |
| | | | | | | | | | |
| | | | | | | | | 5,586,160 | |
| | | | | | | | | | |
| | | | | Pennsylvania - 2.3% | |
| | | 635,000 | | | Commonwealth Financing Auth, PA 5.00%, 06/01/2032 | | | 750,938 | |
| | | 1,295,000 | | | Geisinger, PA, Health System Auth 5.00%, 02/15/2032 | | | 1,522,402 | |
| | | | | | Pennsylvania Turnpike Commission | |
| | | 240,000 | | | 5.00%, 12/01/2026 | | | 287,054 | |
| | | 705,000 | | | 5.00%, 12/01/2027 | | | 849,546 | |
| | | 445,000 | | | 5.00%, 12/01/2028 | | | 531,989 | |
| | | 1,250,000 | | | Pittsburgh, PA, Housing Auth 1.40%, 10/01/2021(1) | | | 1,246,750 | |
| | | | | | Reading, PA, School Dist, GO | |
| | | 50,000 | | | 5.00%, 03/01/2023 | | | 55,386 | |
| | | 70,000 | | | 5.00%, 03/01/2025 | | | 80,942 | |
| | | 55,000 | | | 5.00%, 03/01/2026 | | | 64,728 | |
| | | 50,000 | | | 5.00%, 03/01/2027 | | | 59,679 | |
| | | | | | | | | | |
| | | | | | | | | 5,449,414 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
MUNICIPAL BONDS - 57.8% - (continued) | |
| | | | | Rhode Island - 1.0% | |
$ | | | 2,280,000 | | | Rhode Island Housing & Mortgage Finance Corp. 4.00%, 10/01/2048 | | $ | 2,430,480 | |
| | | | | | | | | | |
| | | | | South Carolina - 3.1% | |
| | | 6,375,000 | | | Patriots Energy Group Financing Agency, SC 4.00%, 10/01/2048(1) | | | 6,913,369 | |
| | | 165,000 | | | Tobacco Settlement Revenue Management Auth 6.38%, 05/15/2030 | | | 227,305 | |
| | | | | | | | | | |
| | | | | | | | | 7,140,674 | |
| | | | | | | | | | |
| | | | | Tennessee - 1.7% | |
| | | 2,010,000 | | | Knoxville’s Community Dev Corp., TN 1.20%, 02/01/2020 | | | 1,998,563 | |
| | | 345,000 | | | Metropolitan Gov’t Nashville & Davidson County, TN, Health & Educational Facs Bd 1.80%, 12/01/2020(1) | | | 345,131 | |
| | | 1,550,000 | | | Tennessee Housing Dev Agency 4.50%, 07/01/2049 | | | 1,687,702 | |
| | | | | | | | | | |
| | | | | | | | | 4,031,396 | |
| | | | | | | | | | |
| | | | | Texas - 4.4% | |
| | | 2,375,000 | | | Arlington, TX, Higher Education Finance Corp. 5.00%, 12/01/2047 | | | 2,732,841 | |
| | | 705,000 | | | Bexar County, TX, Hospital Dist 5.00%, 02/15/2030 | | | 864,563 | |
| | | 210,000 | | | Dallas Area, TX, Rapid Transit 5.25%, 12/01/2030 | | | 276,488 | |
| | | | | | Harris County, TX, Cultural Education Facs Finance Corp. | | | | |
| | | 430,000 | | | 5.00%, 11/15/2027 | | | 525,275 | |
| | | 450,000 | | | 5.00%, 11/15/2028 | | | 549,319 | |
| | | 430,000 | | | 5.00%, 11/15/2029 | | | 521,955 | |
| | | 45,000 | | | Harris County, TX, Flood Control Dist 5.00%, 10/01/2024 | | | 47,088 | |
| | | 100,000 | | | North East, TX, Independent School Dist, GO 5.25%, 02/01/2027 | | | 124,265 | |
| | | 1,140,000 | | | Texas Department of Housing & Community Affairs 4.75%, 03/01/2049 | | | 1,248,745 | |
| | | 680,000 | | | Texas State Affordable Housing Corp. 1.90%, 12/01/2020(1) | | | 680,048 | |
| | | | | | University of Texas | |
| | | 450,000 | | | 5.00%, 08/15/2027 | | | 559,125 | |
| | | 340,000 | | | 5.00%, 08/15/2028 | | | 419,438 | |
| | | 880,000 | | | 5.00%, 05/15/2035 | | | 1,044,023 | |
| | | 480,000 | | | 5.25%, 07/01/2028 | | | 613,526 | |
| | | | | | | | | | |
| | | | | | | | | 10,206,699 | |
| | | | | | | | | | |
| | | | | Virginia - 4.2% | |
| | | 2,355,000 | | | Virginia Public Building Auth 5.00%, 08/01/2029 | | | 2,900,277 | |
| | | 6,890,000 | | | Virginia Small Business Financing Auth 2.25%, 07/01/2042(1) | | | 6,890,000 | |
| | | | | | | | | | |
| | | | | | | | | 9,790,277 | |
| | | | | | | | | | |
| | | | | Washington - 1.4% | |
| | | 3,155,000 | | | Washington State Housing Finance Commission 4.00%, 12/01/2048 | | | 3,366,543 | |
| | | | | | | | | | |
| | | | | West Virginia - 0.2% | |
| | | 360,000 | | | West Virginia Commissioner of Highways 5.00%, 09/01/2026 | | | 435,096 | |
| | | | | | | | | | |
| | | | | Wisconsin - 0.7% | |
| | | | | | Wisconsin Health & Educational Facs Auth | |
| | | 825,000 | | | 5.00%, 04/01/2032 | | | 970,984 | |
| | | 650,000 | | | 5.00%, 04/01/2033 | | | 761,787 | |
| | | | | | | | | | |
| | | | | | | | | 1,732,771 | |
| | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford SchrodersTax-Aware Bond Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
MUNICIPAL BONDS - 57.8% - (continued) | |
| | | | | Wyoming - 0.7% | |
$ | | | 1,500,000 | | | Wyoming Community Dev Auth 4.00%, 06/01/2043 | | $ | 1,595,085 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Municipal Bonds (cost $129,800,731) | | $ | 135,063,934 | |
| | | | | | | | | | |
|
U.S. GOVERNMENT AGENCIES - 10.7% | |
| | | | | FHLMC - 3.4% | |
$ | | | 3,583,742 | | | 3.50%, 01/01/2047 | | $ | 3,660,628 | |
| | | 4,223,625 | | | 3.50%, 03/01/2048 | | | 4,273,877 | |
| | | | | | | | | | |
| | | | | | | | | 7,934,505 | |
| | | | | | | | | | |
| | | | | FNMA - 3.6% | |
$ | | | 4,195,937 | | | 3.50%, 11/01/2047 | | | 4,238,550 | |
| | | 4,147,428 | | | 3.50%, 12/01/2047 | | | 4,189,562 | |
| | | | | | | | | | |
| | | | | | | | | 8,428,112 | |
| | | | | | | | | | |
| | | | | GNMA - 3.7% | |
$ | | | 4,365,816 | | | 3.50%, 04/20/2043 | | | 4,450,997 | |
| | | 4,098,417 | | | 4.00%, 10/20/2048 | | | 4,222,011 | |
| | | | | | | | | | |
| | | | | | | | | 8,673,008 | |
| | | | | | | | | | |
| | | |
| | | | | | Total U.S. Government Agencies (cost $24,885,107) | | $ | 25,035,625 | |
| | | | | | | | | | |
|
U.S. GOVERNMENT SECURITIES - 21.8% | |
| | | | | U.S. Treasury Securities - 21.8% | |
| | | | | U.S. Treasury Notes | |
| | | 5,068,080 | | | 0.75%, 07/15/2028(3) | | $ | 5,174,209 | |
| | | 11,000,000 | | | 2.13%, 03/31/2024 | | | 10,918,359 | |
| | | 112,000 | | | 2.25%, 03/31/2026 | | | 110,981 | |
| | | 19,966,000 | | | 2.38%, 02/29/2024 | | | 20,057,251 | |
| | | 1,400,000 | | | 2.63%, 08/31/2020 | | | 1,404,976 | |
| | | 11,660,000 | | | 2.63%, 02/15/2029 | | | 11,778,877 | |
| | | 1,493,000 | | | 2.75%, 11/30/2020 | | | 1,502,973 | |
| | | | | | | | | | |
| | | |
| | | | | | Total U.S. Government Securities (cost $50,643,462) | | $ | 50,947,626 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Long-Term Investments (cost $220,022,729) | | $ | 225,941,674 | |
| | | | | | | | | | |
| | | | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
SHORT-TERM INVESTMENTS - 1.5% | |
| | | | | Other Investment Pools & Funds - 0.1% | |
| | | 306,900 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(4) | | $ | 306,900 | |
| | | | | | | | | | |
| | | | | U.S. Treasury Bill - 1.4% | |
| | | 3,313,000 | | | U.S. Treasury Bill 2.37%, 09/26/2019(5) | | $ | 3,280,686 | |
| | | | | | | | | | |
| | | |
| | | | | | Total Short-Term Investments (cost $3,587,630) | | $ | 3,587,586 | |
| | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | |
| | | | | | Total Investments (cost $223,610,359) | | | 98.2 | % | | $ | 229,529,260 | |
| | | | | | Other Assets & Liabilities | | | 1.8 | % | | | 4,206,901 | |
| | | | | | | | | | | | | | |
| | | | | | Total Net Assets | | | 100.0 | % | | $ | 233,736,161 | |
| | | | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Variable or floating rate security, which interest rate adjusts periodically based on changes in current interest rates and prepayments on the underlying pool of assets. Rate shown is the rate in effect as of period end. |
(2) | Security is azero-coupon bond. |
(3) | The principal amount for this security is adjusted for inflation and the interest payments equal a fixed percentage of the inflation-adjusted principal amount. |
(4) | Current yield as of period end. |
(5) | The rate shown represents current yield to maturity. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Corporate Bonds | | $ | 14,894,489 | | | $ | — | | | $ | 14,894,489 | | | $ | — | |
Municipal Bonds | | | 135,063,934 | | | | — | | | | 135,063,934 | | | | — | |
U.S. Government Agencies | | | 25,035,625 | | | | — | | | | 25,035,625 | | | | — | |
U.S. Government Securities | | | 50,947,626 | | | | — | | | | 50,947,626 | | | | — | |
Short-Term Investments | | | 3,587,586 | | | | 306,900 | | | | 3,280,686 | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 229,529,260 | | | $ | 306,900 | | | $ | 229,222,360 | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
(2) | Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.2% | |
| | | Automobiles & Components - 2.2% | |
| 24,870 | | | Cooper-Standard Holdings, Inc.* | | $ | 1,260,163 | |
| 37,396 | | | Gentherm, Inc.* | | | 1,584,095 | |
| 22,652 | | | Standard Motor Products, Inc. | | | 1,131,920 | |
| | | | | | | | |
| | | | | | | 3,976,178 | |
| | | | | | | | |
| | | Banks - 11.7% | |
| 54,164 | | | CenterState Bank Corp. | | | 1,336,767 | |
| 34,847 | | | Chemical Financial Corp. | | | 1,530,829 | |
| 4,917 | | | First Citizens BancShares, Inc. Class A | | | 2,204,045 | |
| 58,504 | | | First Horizon National Corp. | | | 882,825 | |
| 36,459 | | | First Interstate BancSystem, Inc. Class A | | | 1,540,757 | |
| 29,751 | | | First Merchants Corp. | | | 1,090,969 | |
| 91,578 | | | First Midwest Bancorp, Inc. | | | 1,966,180 | |
| 43,865 | | | Heritage Financial Corp. | | | 1,327,794 | |
| 21,783 | | | Lakeland Financial Corp. | | | 1,040,138 | |
| 62,470 | | | OceanFirst Financial Corp. | | | 1,572,995 | |
| 22,735 | | | Union Bankshares Corp. | | | 829,827 | |
| 60,632 | | | United Community Banks, Inc. | | | 1,702,547 | |
| 22,876 | | | Westamerica Bancorp(1) | | | 1,469,097 | |
| 47,151 | | | Western Alliance Bancorp* | | | 2,252,875 | |
| | | | | | | | |
| | | | | | | 20,747,645 | |
| | | | | | | | |
| | | Capital Goods - 11.0% | |
| 19,835 | | | Apogee Enterprises, Inc. | | | 799,350 | |
| 18,212 | | | Comfort Systems USA, Inc. | | | 985,269 | |
| 19,373 | | | Dycom Industries, Inc.* | | | 960,707 | |
| 33,537 | | | EnPro Industries, Inc. | | | 2,492,470 | |
| 29,244 | | | ESCO Technologies, Inc. | | | 2,193,300 | |
| 15,316 | | | Fortune Brands Home & Security, Inc. | | | 808,378 | |
| 29,161 | | | Generac Holdings, Inc.* | | | 1,603,563 | |
| 26,879 | | | Hexcel Corp. | | | 1,900,614 | |
| 9,851 | | | IDEX Corp. | | | 1,543,258 | |
| 30,226 | | | MasTec, Inc.* | | | 1,530,947 | |
| 15,357 | | | Simpson Manufacturing Co., Inc. | | | 977,934 | |
| 74,581 | | | Univar, Inc.* | | | 1,665,394 | |
| 15,784 | | | Valmont Industries, Inc. | | | 2,128,315 | |
| | | | | | | | |
| | | | | | | 19,589,499 | |
| | | | | | | | |
| | | Commercial & Professional Services - 2.9% | |
| 68,596 | | | Advanced Disposal Services, Inc.* | | | 2,218,395 | |
| 37,856 | | | ASGN, Inc.* | | | 2,386,442 | |
| 15,107 | | | Healthcare Services Group, Inc. | | | 511,372 | |
| | | | | | | | |
| | | | | | | 5,116,209 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 5.3% | |
| 43,851 | | | Brunswick Corp. | | | 2,245,610 | |
| 11,563 | | | Cavco Industries, Inc.*(1) | | | 1,442,715 | |
| 21,982 | | | Oxford Industries, Inc. | | | 1,825,825 | |
| 73,537 | | | Skyline Champion Corp. | | | 1,552,366 | |
| 65,676 | | | Steven Madden Ltd. | | | 2,387,323 | |
| | | | | | | | |
| | | | | | | 9,453,839 | |
| | | | | | | | |
| | | Consumer Services - 6.7% | |
| 41,048 | | | Cheesecake Factory, Inc. | | | 2,036,802 | |
| 87,668 | | | Extended Stay America, Inc. | | | 1,570,134 | |
| 1,643 | | | Graham Holdings Co. Class B | | | 1,221,455 | |
| 79,381 | | | PlayAGS, Inc.* | | | 1,914,670 | |
| 64,787 | | | Red Rock Resorts, Inc. Class A | | | 1,747,953 | |
| 43,736 | | | ServiceMaster Global Holdings, Inc.* | | | 2,144,376 | |
| 28,885 | | | Sotheby’s* | | | 1,218,369 | |
| | | | | | | | |
| | | | | | | 11,853,759 | |
| | | | | | | | |
| | | Diversified Financials - 1.7% | |
| 73,090 | | | Compass Diversified Holdings | | | 1,208,909 | |
| 76,209 | | | Golub Capital BDC, Inc.(1) | | | 1,404,532 | |
| 9,623 | | | Houlihan Lokey, Inc. | | | 474,606 | |
| | | | | | | | |
| | | | | | | 3,088,047 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.2% - (continued) | |
| | | Energy - 2.5% | |
| 38,896 | | | New Fortress Energy LLC* | | $ | 488,534 | |
| 43,006 | | | ProPetro Holding Corp.* | | | 951,723 | |
| 85,437 | | | Solaris Oilfield Infrastructure, Inc. Class A | | | 1,451,574 | |
| 208,015 | | | SRC Energy, Inc.* | | | 1,279,292 | |
| 9,847 | | | World Fuel Services Corp. | | | 303,780 | |
| | | | | | | | |
| | | | | | | 4,474,903 | |
| | | | | | | | |
| | | Food & Staples Retailing - 1.3% | |
| 55,648 | | | Performance Food Group Co.* | | | 2,278,786 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 1.4% | |
| 81,783 | | | Darling Ingredients, Inc.* | | | 1,783,687 | |
| 30,254 | | | Hain Celestial Group, Inc.* | | | 660,142 | |
| | | | | | | | |
| | | | | | | 2,443,829 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 3.7% | |
| 3,234 | | | Cooper Cos., Inc. | | | 937,601 | |
| 25,308 | | | DENTSPLY SIRONA, Inc. | | | 1,293,998 | |
| 12,986 | | | Masimo Corp.* | | | 1,690,128 | |
| 30,805 | | | Patterson Cos., Inc. | | | 672,781 | |
| 13,294 | | | Teladoc Health, Inc.* | | | 756,163 | |
| 10,228 | | | West Pharmaceutical Services, Inc. | | | 1,266,124 | |
| | | | | | | | |
| | | | | | | 6,616,795 | |
| | | | | | | | |
| | | Insurance - 4.6% | |
| 27,448 | | | AMERISAFE, Inc. | | | 1,625,471 | |
| 81,399 | | | Brown & Brown, Inc. | | | 2,584,418 | |
| 39,525 | | | National General Holdings Corp. | | | 974,291 | |
| 43,394 | | | Palomar Holdings, Inc.* | | | 867,012 | |
| 13,943 | | | Reinsurance Group of America, Inc. | | | 2,112,504 | |
| | | | | | | | |
| | | | | | | 8,163,696 | |
| | | | | | | | |
| | | Materials - 5.4% | |
| 73,381 | | | Ardagh Group S.A. | | | 1,018,528 | |
| 24,097 | | | Ashland Global Holdings, Inc. | | | 1,940,531 | |
| 160,795 | | | Graphic Packaging Holding Co. | | | 2,231,835 | |
| 63,970 | | | Pretium Resources, Inc.*(1) | | | 486,812 | |
| 22,369 | | | Sensient Technologies Corp. | | | 1,568,514 | |
| 23,636 | | | Steel Dynamics, Inc. | | | 748,788 | |
| 86,129 | | | Valvoline, Inc. | | | 1,593,387 | |
| | | | | | | | |
| | | | | | | 9,588,395 | |
| | | | | | | | |
| | | Media & Entertainment - 1.2% | |
| 77,658 | | | Cineplex, Inc.(1) | | | 1,485,107 | |
| 16,031 | | | Hemisphere Media Group, Inc.* | | | 234,213 | |
| 239,357 | | | MDC Partners, Inc. Class A* | | | 502,650 | |
| | | | | | | | |
| | | | | | | 2,221,970 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 5.2% | |
| 9,828 | | | Bio-Techne Corp. | | | 2,010,711 | |
| 39,750 | | | Catalent, Inc.* | | | 1,781,595 | |
| 37,045 | | | Flexion Therapeutics, Inc.*(1) | | | 392,677 | |
| 42,230 | | | Fluidigm Corp.* | | | 580,240 | |
| 24,433 | | | Intra-Cellular Therapies, Inc.* | | | 321,783 | |
| 17,205 | | | Pacira Pharmaceuticals, Inc.* | | | 685,103 | |
| 20,846 | | | Repligen Corp.* | | | 1,404,603 | |
| 44,805 | | | Syneos Health, Inc.* | | | 2,102,699 | |
| | | | | | | | |
| | | | | | | 9,279,411 | |
| | | | | | | | |
| | | Real Estate - 5.0% | |
| 59,715 | | | Columbia Property Trust, Inc. REIT | | | 1,356,128 | |
| 55,479 | | | CorePoint Lodging, Inc. REIT | | | 693,487 | |
| 29,267 | | | Douglas Emmett, Inc. REIT | | | 1,205,508 | |
| 15,903 | | | Equity LifeStyle Properties, Inc. REIT | | | 1,855,880 | |
| 40,591 | | | Kennedy-Wilson Holdings, Inc. | | | 874,330 | |
| 10,287 | | | Mid-America Apartment Communities, Inc. REIT | | | 1,125,501 | |
| 39,904 | | | Terreno Realty Corp. REIT | | | 1,781,713 | |
| | | | | | | | |
| | | | | | | 8,892,547 | |
| | | | | | | | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 92.2% - (continued) | |
| | | Retailing - 2.3% | |
| 10,489 | | | Asbury Automotive Group, Inc.* | | $ | 841,008 | |
| 58,775 | | | Caleres, Inc. | | | 1,541,668 | |
| 111,906 | | | Hudson Ltd. Class A* | | | 1,716,638 | |
| | | | | | | | |
| | | | | | | 4,099,314 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.3% | |
| 50,743 | | | Entegris, Inc. | | | 2,073,359 | |
| 80,258 | | | ON Semiconductor Corp.* | | | 1,850,749 | |
| 36,048 | | | Versum Materials, Inc. | | | 1,880,985 | |
| | | | | | | | |
| | | | | | | 5,805,093 | |
| | | | | | | | |
| | | Software & Services - 8.6% | |
| 15,706 | | | Cadence Design Systems, Inc.* | | | 1,089,682 | |
| 40,173 | | | CoreLogic, Inc.* | | | 1,631,426 | |
| 32,223 | | | CSG Systems International, Inc. | | | 1,438,757 | |
| 8,218 | | | EPAM Systems, Inc.* | | | 1,473,981 | |
| 13,259 | | | Fortinet, Inc.* | | | 1,238,656 | |
| 14,886 | | | Leidos Holdings, Inc. | | | 1,093,823 | |
| 12,833 | | | LiveRamp Holdings, Inc.* | | | 748,549 | |
| 13,482 | | | Perficient, Inc.* | | | 396,910 | |
| 22,526 | | | PTC, Inc.* | | | 2,037,927 | |
| 25,478 | | | Science Applications International Corp. | | | 1,909,576 | |
| 39,828 | | | WNS Holdings Ltd. ADR* | | | 2,276,170 | |
| | | | | | | | |
| | | | | | | 15,335,457 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 3.3% | |
| 11,533 | | | Arrow Electronics, Inc.* | | | 974,654 | |
| 49,684 | | | Ciena Corp.* | | | 1,905,878 | |
| 117,649 | | | Extreme Networks, Inc.* | | | 941,192 | |
| 23,730 | | | Novanta, Inc.* | | | 2,064,985 | |
| | | | | | | | |
| | | | | | | 5,886,709 | |
| | | | | | | | |
| | | Transportation - 0.8% | |
| 26,499 | | | Spirit Airlines, Inc.* | | | 1,441,016 | |
| | | | | | | | |
| | | Utilities - 2.1% | |
| 17,401 | | | Avista Corp. | | | 750,679 | |
| 21,577 | | | IDACORP, Inc. | | | 2,136,555 | |
| 14,301 | | | SJW Corp. | | | 887,520 | |
| | | | | | | | |
| | | | | | | 3,774,754 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $127,717,566) | | $ | 164,127,851 | |
| | | | | | | | |
|
EXCHANGE-TRADED FUNDS - 0.5% | |
| | | Other Investment Pools & Funds - 0.5% | |
| 5,575 | | | iShares Russell 2000 ETF | | $ | 882,467 | |
| | | | | | | | |
| | |
| | | | Total Exchange-Traded Funds (cost $871,746) | | $ | 882,467 | |
| | | | | | | | |
| | |
| | | | Total Long-Term Investments (cost $128,589,312) | | $ | 165,010,318 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENTS - 9.4% | |
| | | Other Investment Pools & Funds - 7.7% | |
| 13,047,482 | | | Morgan Stanley Institutional Liquidity Funds Treasury Portfolio, Institutional Class, 2.26%(2) | | $ | 13,047,482 | |
| 683,222 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 2.26%(2) | | | 683,222 | |
| | | | | | | | |
| | | | | | | 13,730,704 | |
| | | | | | | | |
| | | Securities Lending Collateral - 1.7% | |
| 147,938 | | | Citibank NA DDCA, 2.42%, 5/1/2019(2) | | | 147,938 | |
| 1,439,169 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(2) | | | 1,439,169 | |
| 306,309 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(2) | | | 306,309 | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
|
SHORT-TERM INVESTMENTS - 9.4% - (continued) | |
| | | Securities Lending Collateral - 1.7% - (continued) | |
| 528,885 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(2) | | $ | 528,885 | |
| 491,430 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.26%(2) | | | 491,430 | |
| 45,030 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(2) | | | 45,030 | |
| | | | | | | | |
| | | | | | | 2,958,761 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $16,689,465) | | $ | 16,689,465 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $145,278,777) | | | 102.1 | % | | $ | 181,699,783 | |
| | | | Other Assets and Liabilities | | | (2.1 | )% | | | (3,659,600 | ) |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 178,040,183 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 3,976,178 | | | $ | 3,976,178 | | | $ | — | | | $ | — | |
Banks | | | 20,747,645 | | | | 20,747,645 | | | | — | | | | — | |
Capital Goods | | | 19,589,499 | | | | 19,589,499 | | | | — | | | | — | |
Commercial & Professional Services | | | 5,116,209 | | | | 5,116,209 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 9,453,839 | | | | 9,453,839 | | | | — | | | | — | |
Consumer Services | | | 11,853,759 | | | | 11,853,759 | | | | — | | | | — | |
Diversified Financials | | | 3,088,047 | | | | 3,088,047 | | | | — | | | | — | |
Energy | | | 4,474,903 | | | | 4,474,903 | | | | — | | | | — | |
Food & Staples Retailing | | | 2,278,786 | | | | 2,278,786 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 2,443,829 | | | | 2,443,829 | | | | — | | | | — | |
Health Care Equipment & Services | | | 6,616,795 | | | | 6,616,795 | | | | — | | | | — | |
Insurance | | | 8,163,696 | | | | 8,163,696 | | | | — | | | | — | |
Materials | | | 9,588,395 | | | | 9,588,395 | | | | — | | | | — | |
Media & Entertainment | | | 2,221,970 | | | | 2,221,970 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 9,279,411 | | | | 9,279,411 | | | | — | | | | — | |
Real Estate | | | 8,892,547 | | | | 8,892,547 | | | | — | | | | — | |
Retailing | | | 4,099,314 | | | | 4,099,314 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 5,805,093 | | | | 5,805,093 | | | | — | | | | — | |
Software & Services | | | 15,335,457 | | | | 15,335,457 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 5,886,709 | | | | 5,886,709 | | | | — | | | | — | |
Transportation | | | 1,441,016 | | | | 1,441,016 | | | | — | | | | — | |
Utilities | | | 3,774,754 | | | | 3,774,754 | | | | — | | | | — | |
Exchange-Traded Funds | | | 882,467 | | | | 882,467 | | | | — | | | | — | |
Short-Term Investments | | | 16,689,465 | | | | 16,689,465 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 181,699,783 | | | $ | 181,699,783 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For thesix-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small/Mid Cap Opportunities Fund |
Schedule of Investments
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.8% | |
| | | Automobiles & Components - 0.8% | |
| 182,293 | | | BorgWarner, Inc. | | $ | 7,614,378 | |
| | | | | | | | |
| | | Banks - 8.3% | |
| 254,256 | | | CenterState Bank Corp. | | | 6,275,038 | |
| 210,484 | | | Chemical Financial Corp. | | | 9,246,562 | |
| 196,638 | | | Commerce Bancshares, Inc. | | | 11,882,834 | |
| 94,429 | | | East West Bancorp, Inc. | | | 4,861,205 | |
| 413,532 | | | First Horizon National Corp. | | | 6,240,198 | |
| 40,982 | | | First Republic Bank | | | 4,328,519 | |
| 319,727 | | | United Community Banks, Inc. | | | 8,977,934 | |
| 147,749 | | | Webster Financial Corp. | | | 7,849,904 | |
| 50,359 | | | Westamerica Bancorp(1) | | | 3,234,055 | |
| 255,992 | | | Western Alliance Bancorp* | | | 12,231,298 | |
| 183,271 | | | Zions Bancorporation | | | 9,040,759 | |
| | | | | | | | |
| | | | | | | 84,168,306 | |
| | | | | | | | |
| | | Capital Goods - 10.9% | |
| 38,168 | | | AGCO Corp. | | | 2,701,531 | |
| 133,102 | | | BWX Technologies, Inc. | | | 6,801,512 | |
| 145,024 | | | Dycom Industries, Inc.* | | | 7,191,740 | |
| 358,669 | | | Fortune Brands Home & Security, Inc. | | | 18,930,550 | |
| 407,569 | | | GrafTech International Ltd.(1) | | | 4,666,665 | |
| 178,033 | | | Hexcel Corp. | | | 12,588,713 | |
| 68,636 | | | IDEX Corp. | | | 10,752,516 | |
| 20,931 | | | Lennox International, Inc. | | | 5,681,720 | |
| 163,558 | | | MasTec, Inc.* | | | 8,284,213 | |
| 75,794 | | | Nordson Corp. | | | 11,062,134 | |
| 327,035 | | | Pentair plc | | | 12,751,095 | |
| 73,020 | | | Valmont Industries, Inc. | | | 9,846,017 | |
| | | | | | | | |
| | | | | | | 111,258,406 | |
| | | | | | | | |
| | | Commercial & Professional Services - 3.9% | |
| 268,771 | | | KAR Auction Services, Inc. | | | 15,180,186 | |
| 193,240 | | | Stericycle, Inc.* | | | 11,283,284 | |
| 49,020 | | | Verisk Analytics, Inc. | | | 6,918,683 | |
| 65,342 | | | Waste Connections, Inc. | | | 6,061,777 | |
| | | | | | | | |
| | | | | | | 39,443,930 | |
| | | | | | | | |
| | | Consumer Durables & Apparel - 2.4% | |
| 289,920 | | | Brunswick Corp. | | | 14,846,803 | |
| 68,007 | | | Mohawk Industries, Inc.* | | | 9,265,954 | |
| | | | | | | | |
| | | | | | | 24,112,757 | |
| | | | | | | | |
| | | Consumer Services - 5.3% | |
| 460,356 | | | Aramark | | | 14,307,865 | |
| 638,265 | | | Extended Stay America, Inc. | | | 11,431,326 | |
| 7,372 | | | Graham Holdings Co. Class B | | | 5,480,566 | |
| 319,441 | | | Red Rock Resorts, Inc. Class A | | | 8,618,518 | |
| 288,626 | | | ServiceMaster Global Holdings, Inc.* | | | 14,151,333 | |
| | | | | | | | |
| | | | | | | 53,989,608 | |
| | | | | | | | |
| | | Diversified Financials - 2.9% | |
| 45,076 | | | Affiliated Managers Group, Inc. | | | 4,999,830 | |
| 284,927 | | | Ares Capital Corp. | | | 5,128,686 | |
| 83,015 | | | Raymond James Financial, Inc. | | | 7,601,684 | |
| 394,254 | | | Santander Consumer USA Holdings, Inc. | | | 8,417,323 | |
| 84,442 | | | Tradeweb Markets, Inc. Class A* | | | 3,398,790 | |
| | | | | | | | |
| | | | | | | 29,546,313 | |
| | | | | | | | |
| | | Energy - 2.3% | |
| 259,494 | | | Centennial Resource Development, Inc. Class A* | | | 2,732,472 | |
| 57,803 | | | Core Laboratories N.V. | | | 3,664,132 | |
| 624,429 | | | Gulfport Energy Corp.* | | | 4,090,010 | |
| 226,277 | | | New Fortress Energy LLC* | | | 2,842,039 | |
| 513,069 | | | Parsley Energy, Inc. Class A* | | | 10,240,857 | |
| | | | | | | | |
| | | | | | | 23,569,510 | |
| | | | | | | | |
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.8% - (continued) | |
| | | Food & Staples Retailing - 1.2% | |
| 296,908 | | | Performance Food Group Co.* | | $ | 12,158,383 | |
| | | | | | | | |
| | | Food, Beverage & Tobacco - 0.4% | |
| 184,973 | | | Hain Celestial Group, Inc.* | | | 4,036,111 | |
| | | | | | | | |
| | | Health Care Equipment & Services - 6.1% | |
| 37,451 | | | Cooper Cos., Inc. | | | 10,857,794 | |
| 299,248 | | | DENTSPLY SIRONA, Inc. | | | 15,300,550 | |
| 74,915 | | | LivaNova plc* | | | 5,160,894 | |
| 87,768 | | | Masimo Corp.* | | | 11,423,005 | |
| 49,802 | | | Universal Health Services, Inc. Class B | | | 6,318,380 | |
| 100,719 | | | West Pharmaceutical Services, Inc. | | | 12,468,005 | |
| | | | | | | | |
| | | | | | | 61,528,628 | |
| | | | | | | | |
| | | Insurance - 6.0% | |
| 151,934 | | | Arthur J Gallagher & Co. | | | 12,704,721 | |
| 52,166 | | | Assurant, Inc. | | | 4,955,770 | |
| 511,237 | | | Brown & Brown, Inc. | | | 16,231,775 | |
| 102,591 | | | Reinsurance Group of America, Inc. | | | 15,543,562 | |
| 137,627 | | | Torchmark Corp. | | | 12,064,383 | |
| | | | | | | | |
| | | | | | | 61,500,211 | |
| | | | | | | | |
| | | Materials - 6.5% | |
| 138,170 | | | Ashland Global Holdings, Inc. | | | 11,126,830 | |
| 258,398 | | | Crown Holdings, Inc.* | | | 15,020,676 | |
| 898,430 | | | Graphic Packaging Holding Co. | | | 12,470,208 | |
| 68,677 | | | Reliance Steel & Aluminum Co. | | | 6,315,537 | |
| 112,857 | | | Sensient Technologies Corp. | | | 7,913,533 | |
| 147,648 | | | Steel Dynamics, Inc. | | | 4,677,489 | |
| 490,335 | | | Valvoline, Inc. | | | 9,071,197 | |
| | | | | | | | |
| | | | | | | 66,595,470 | |
| | | | | | | | |
| | | Media & Entertainment - 1.0% | |
| 638,121 | | | TEGNA, Inc. | | | 10,158,886 | |
| | | | | | | | |
| | | Pharmaceuticals, Biotechnology & Life Sciences - 2.8% | |
| 255,950 | | | Catalent, Inc.* | | | 11,471,679 | |
| 238,016 | | | Intra-Cellular Therapies, Inc.* | | | 3,134,670 | |
| 110,179 | | | Pacira Pharmaceuticals, Inc.* | | | 4,387,328 | |
| 101,351 | | | PerkinElmer, Inc. | | | 9,713,480 | |
| | | | | | | | |
| | | | | | | 28,707,157 | |
| | | | | | | | |
| | | Real Estate - 6.6% | |
| 67,992 | | | Alexandria Real Estate Equities, Inc. REIT | | | 9,681,381 | |
| 528,232 | | | Brixmor Property Group, Inc. REIT | | | 9,444,788 | |
| 183,227 | | | Douglas Emmett, Inc. REIT | | | 7,547,120 | |
| 111,780 | | | Equity LifeStyle Properties, Inc. REIT | | | 13,044,726 | |
| 126,637 | | | Lamar Advertising Co. Class A, REIT | | | 10,469,081 | |
| 70,668 | | | Mid-America Apartment Communities, Inc. REIT | | | 7,731,786 | |
| 46,698 | | | SBA Communications Corp. REIT* | | | 9,513,783 | |
| | | | | | | | |
| | | | | | | 67,432,665 | |
| | | | | | | | |
| | | Retailing - 3.5% | |
| 112,472 | | | Advance Auto Parts, Inc. | | | 18,706,343 | |
| 237,671 | | | LKQ Corp.* | | | 7,153,897 | |
| 239,838 | | | Nordstrom, Inc. | | | 9,838,155 | |
| | | | | | | | |
| | | | | | | 35,698,395 | |
| | | | | | | | |
| | | Semiconductors & Semiconductor Equipment - 3.0% | |
| 253,181 | | | Entegris, Inc. | | | 10,344,976 | |
| 73,775 | | | Microchip Technology, Inc.(1) | | | 7,369,385 | |
| 567,877 | | | ON Semiconductor Corp.* | | | 13,095,243 | |
| | | | | | | | |
| | | | | | | 30,809,604 | |
| | | | | | | | |
| | | Software & Services - 9.9% | | | |
| 144,894 | | | Black Knight, Inc.* | | | 8,174,920 | |
| 105,497 | | | Cadence Design Systems, Inc.* | | | 7,319,382 | |
| 170,938 | | | CoreLogic, Inc.* | | | 6,941,792 | |
| 85,803 | | | Fortinet, Inc.* | | | 8,015,716 | |
| 14,467 | | | Gartner, Inc.* | | | 2,299,819 | |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small/Mid Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | |
Shares or Principal Amount | | Market Value† | |
COMMON STOCKS - 93.8% - (continued) | |
| | | Software & Services - 9.9% - (continued) | | | |
| 185,672 | | | Genpact Ltd. | | $ | 6,739,894 | |
| 160,372 | | | Leidos Holdings, Inc. | | | 11,784,135 | |
| 109,902 | | | PTC, Inc.* | | | 9,942,834 | |
| 398,216 | | | Sabre Corp. | | | 8,266,964 | |
| 106,653 | | | Synopsys, Inc.* | | | 12,913,545 | |
| 214,320 | | | Teradata Corp.* | | | 9,745,130 | |
| 44,662 | | | VeriSign, Inc.* | | | 8,818,512 | |
| | | | | | | | |
| | | | | | | 100,962,643 | |
| | | | | | | | |
| | | Technology Hardware & Equipment - 4.0% | | | |
| 169,808 | | | Arrow Electronics, Inc.* | | | 14,350,474 | |
| 339,563 | | | Ciena Corp.* | | | 13,025,637 | |
| 201,561 | | | Dolby Laboratories, Inc. Class A | | | 13,038,981 | |
| | | | | | | | |
| | | | | | | 40,415,092 | |
| | | | | | | | |
| | | Transportation - 2.7% | | | |
| 211,220 | | | Alaska Air Group, Inc. | | | 13,074,518 | |
| 106,150 | | | Kirby Corp.* | | | 8,674,578 | |
| 109,719 | | | Spirit Airlines, Inc.* | | | 5,966,519 | |
| | | | | | | | |
| | | | | | | 27,715,615 | |
| | | | | | | | |
| | | Utilities - 3.3% | | | |
| 268,839 | | | Alliant Energy Corp. | | | 12,697,266 | |
| 105,295 | | | Evergy, Inc. | | | 6,088,157 | |
| 81,750 | | | IDACORP, Inc. | | | 8,094,885 | |
| 237,153 | | | NiSource, Inc. | | | 6,588,110 | |
| | | | | | | | |
| | | | | | | 33,468,418 | |
| | | | | | | | |
| | |
| | | | Total Common Stocks (cost $824,859,259) | | $ | 954,890,486 | |
| | | | | | | | |
| |
SHORT-TERM INVESTMENTS - 5.8% | | | |
| | | Other Investment Pools & Funds - 5.8% | | | |
| 58,865,883 | | | Morgan Stanley Institutional Liquidity Funds, Treasury Portfolio, Institutional Class, 2.26%(2) | | $ | 58,865,883 | |
| | | | | | | | |
| | | Securities Lending Collateral - 0.0% | | | |
| 11,118 | | | Citibank NA DDCA, 2.42%, 5/1/2019(2) | | | 11,118 | |
| 108,161 | | | Fidelity Investments Money Market Funds, Government Portfolio, Institutional Class, 2.34%(2) | | | 108,161 | |
| 23,021 | | | Goldman Sachs Financial Square Funds, Government Fund, Institutional Class, 2.36%(2) | | | 23,021 | |
| 39,748 | | | Invesco Government & Agency Portfolio, Institutional Class, 2.33%(2) | | | 39,749 | |
| 36,933 | | | Morgan Stanley Institutional Liquidity Funds, Government Portfolio, Institutional Class, 2.26%(2) | | | 36,933 | |
| 3,384 | | | Western Asset Institutional Government Class A Fund, Institutional Class, 2.29%(2) | | | 3,384 | |
| | | | | | | | |
| | | | | | | 222,366 | |
| | | | | | | | |
| | |
| | | | Total Short-Term Investments (cost $59,088,249) | | $ | 59,088,249 | |
| | | | | | | | |
| | | | | | | | | | | | |
| | | |
| | | | Total Investments (cost $883,947,508) | | | 99.6 | % | | $ | 1,013,978,735 | |
| | | | Other Assets and Liabilities | | | 0.4 | % | | | 4,459,779 | |
| | | | | | | | | | | | |
| | | | Total Net Assets | | | 100.0 | % | | $ | 1,018,438,514 | |
| | | | | | | | | | | | |
Note: | Percentage of investments as shown is the ratio of the total market value to total net assets. |
| The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types. |
| Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s. |
| For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes. |
| See “Glossary” for abbreviation descriptions |
(1) | Represents entire or partial securities on loan. See Notes 8 and 9 in the accompanying Notes to Financial Statements for securities lending information. |
(2) | Current yield as of period end. |
† | See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments. |
The accompanying notes are an integral part of these financial statements.
|
Hartford Schroders US Small/Mid Cap Opportunities Fund |
Schedule of Investments – (continued)
April 30, 2019 (Unaudited)
Fair Valuation Summary
The following is a summary of the fair valuations according to the inputs used as of April 30, 2019 in valuing the Fund’s investments.
| | | | | | | | | | | | | | | | |
Description | | Total | | | Level 1 | | | Level 2 | | | Level 3(1) | |
Assets | |
Common Stocks | |
Automobiles & Components | | $ | 7,614,378 | | | $ | 7,614,378 | | | $ | — | | | $ | — | |
Banks | | | 84,168,306 | | | | 84,168,306 | | | | — | | | | — | |
Capital Goods | | | 111,258,406 | | | | 111,258,406 | | | | — | | | | — | |
Commercial & Professional Services | | | 39,443,930 | | | | 39,443,930 | | | | — | | | | — | |
Consumer Durables & Apparel | | | 24,112,757 | | | | 24,112,757 | | | | — | | | | — | |
Consumer Services | | | 53,989,608 | | | | 53,989,608 | | | | — | | | | — | |
Diversified Financials | | | 29,546,313 | | | | 29,546,313 | | | | — | | | | — | |
Energy | | | 23,569,510 | | | | 23,569,510 | | | | — | | | | — | |
Food & Staples Retailing | | | 12,158,383 | | | | 12,158,383 | | | | — | | | | — | |
Food, Beverage & Tobacco | | | 4,036,111 | | | | 4,036,111 | | | | — | | | | — | |
Health Care Equipment & Services | | | 61,528,628 | | | | 61,528,628 | | | | — | | | | — | |
Insurance | | | 61,500,211 | | | | 61,500,211 | | | | — | | | | — | |
Materials | | | 66,595,470 | | | | 66,595,470 | | | | — | | | | — | |
Media & Entertainment | | | 10,158,886 | | | | 10,158,886 | | | | — | | | | — | |
Pharmaceuticals, Biotechnology & Life Sciences | | | 28,707,157 | | | | 28,707,157 | | | | — | | | | — | |
Real Estate | | | 67,432,665 | | | | 67,432,665 | | | | — | | | | — | |
Retailing | | | 35,698,395 | | | | 35,698,395 | | | | — | | | | — | |
Semiconductors & Semiconductor Equipment | | | 30,809,604 | | | | 30,809,604 | | | | — | | | | — | |
Software & Services | | | 100,962,643 | | | | 100,962,643 | | | | — | | | | — | |
Technology Hardware & Equipment | | | 40,415,092 | | | | 40,415,092 | | | | — | | | | — | |
Transportation | | | 27,715,615 | | | | 27,715,615 | | | | — | | | | — | |
Utilities | | | 33,468,418 | | | | 33,468,418 | | | | — | | | | — | |
Short-Term Investments | | | 59,088,249 | | | | 59,088,249 | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total | | $ | 1,013,978,735 | | | $ | 1,013,978,735 | | | $ | — | | | $ | — | |
| | | | | | | | | | | | | | | | |
(1) | For the six-month period ended April 30, 2019, there were no transfers in and out of Level 3. |
The accompanying notes are an integral part of these financial statements.
Glossary (abbreviations used in the preceding Schedules of Investments)
Below are the definitions of the abbreviations used in the preceding schedules of investments.
| | |
Counterparty Abbreviations: |
CBK | | Citibank NA |
JPM | | JP Morgan Chase & Co. |
UBS | | UBS AG |
|
Currency Abbreviations: |
ARS | | Argentine Peso |
BRL | | Brazilian Real |
COP | | Colombian Peso |
EGP | | Egyptian Pound |
EUR | | Euro |
GBP | | British Pound |
HUF | | Hungarian Forint |
IDR | | Indonesian Rupiah |
MXN | | Mexican Peso |
PEN | | Peruvian Sol |
PLN | | Polish Zloty |
RUB | | Russian Ruble |
THB | | Thai Baht |
TRY | | Turkish Lira |
USD | | United States Dollar |
ZAR | | South African Rand |
|
Index Abbreviations: |
CMT | | Constant Maturity Treasury Index |
EAFE | | Europe, Australasia and Far East |
MSCI | | Morgan Stanley Capital International |
|
Municipal Abbreviations: |
GO | | General Obligation |
Rev | | Revenue |
|
Other Abbreviations: |
ADR | | American Depositary Receipt |
CLO | | Collateralized Loan Obligation |
CMO | | Collateralized Mortgage Obligation |
DDCA | | Dollars on Deposit in Custody Account |
ETF | | Exchange-Traded Fund |
FHLMC | | Federal Home Loan Mortgage Corp. |
FNMA | | Federal National Mortgage Association |
GDR | | Global Depositary Receipt |
GNMA | | Government National Mortgage Association |
JSC | | Joint Stock Company |
LIBOR | | London Interbank Offered Rate |
NVDR | | Non-Voting Depositary Receipt |
PJSC | | Private Joint Stock Company |
PT | | Perseroan Terbatas |
REIT | | Real Estate Investment Trust |
Statements of Assets and Liabilities
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | Hartford Schroders Global Strategic Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Assets: | | | | | | | | | |
Investments in securities, at market value(1) | | $ | 3,751,088,710 | | | $ | 110,211,750 | | | $ | — | | | $ | 2,167,505,446 | | | $ | 353,125,085 | |
Cash | | | — | | | | — | | | | 468,084 | | | | — | | | | 591 | |
Cash collateral due from broker on futures contracts | | | — | | | | 659,768 | | | | — | | | | 290,000 | | | | — | |
Foreign currency | | | 2,394,516 | | | | 39,490 | | | | — | | | | 4,465,052 | | | | 4,741 | |
Unrealized appreciation on foreign currency contracts | | | — | | | | 787,990 | | | | — | | | | 215,838 | | | | — | |
Receivables: | | | | | | | | | |
Investment securities sold | | | 12,497,513 | | | | 172,913 | | | | — | | | | 22,106,258 | | | | 615,924 | |
Fund shares sold | | | 3,234,147 | | | | 69,366 | | | | — | | | | 2,978,081 | | | | 1,687,515 | |
Dividends and interest | | | 6,139,319 | | | | 2,040,012 | | | | 29,628 | | | | 9,217,217 | | | | 904,442 | |
Securities lending income | | | 21,160 | | | | 1,185 | | | | — | | | | 199,554 | | | | 7,445 | |
Variation margin on futures contracts | | | — | | | | 115,465 | | | | — | | | | 4,356,820 | | | | — | |
Tax reclaims | | | — | | | | 53,077 | | | | — | | | | 1,752,350 | | | | 457,677 | |
Other assets | | | 2,207,589 | | | | 77,221 | | | | 2,396 | | | | 300,256 | | | | 132,406 | |
| | | | | | | | | | | | | | | | | | | | |
Total assets | | | 3,777,582,954 | | | | 114,228,237 | | | | 500,108 | | | | 2,213,386,872 | | | | 356,935,826 | |
| | | | | | | | | | | | | | | | | | | | |
Liabilities: | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | | — | | | | 1,047,054 | | | | — | | | | — | | | | — | |
Bank overdraft – foreign cash | | | — | | | | — | | | | 771 | | | | — | | | | — | |
Obligation to return securities lending collateral | | | 5,958,080 | | | | 5,262,230 | | | | — | | | | 93,375,630 | | | | 13,295,423 | |
Payables: | | | | | | | | | |
Investment securities purchased | | | 13,337,326 | | | | 2,751,068 | | | | — | | | | 27,972,097 | | | | 602,377 | |
Fund shares redeemed | | | 1,796,855 | | | | 123,815 | | | | 475,658 | | | | 10,328,376 | | | | 193,649 | |
Investment management fees | | | 3,134,508 | | | | 60,377 | | | | — | | | | 1,192,949 | | | | 181,660 | |
Transfer agent fees | | | 1,015,530 | | | | 13,987 | | | | 1,023 | | | | 340,312 | | | | 28,236 | |
Accounting services fees | | | 54,815 | | | | 1,553 | | | | 484 | | | | 30,708 | | | | 4,880 | |
Board of Directors’ fees | | | 10,757 | | | | 633 | | | | 232 | | | | 7,361 | | | | 547 | |
Foreign taxes | | | 5,279,299 | | | | 34,677 | | | | — | | | | 199,922 | | | | 63,780 | |
Distribution fees | | | 3,660 | | | | 94 | | | | 11 | | | | 8,453 | | | | 1,431 | |
Accrued expenses | | | 323,015 | | | | 35,081 | | | | 21,929 | | | | 73,333 | | | | 16,924 | |
| | | | | | | | | | | | | | | | | | | | |
Total liabilities | | | 30,913,845 | | | | 9,330,569 | | | | 500,108 | | | | 133,529,141 | | | | 14,388,907 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 3,746,669,109 | | | $ | 104,897,668 | | | $ | — | | | $ | 2,079,857,731 | | | $ | 342,546,919 | |
| | | | | | | | | | | | | | | | | | | | |
Summary of Net Assets: | | | | | | | | | |
Capital stock andpaid-in-capital | | $ | 3,239,206,102 | | | $ | 113,111,194 | | | $ | 6,684,906 | | | $ | 2,167,690,542 | | | $ | 309,524,861 | |
Distributable earnings | | | 507,463,007 | | | | (8,213,526 | ) | | | (6,684,906 | ) | | | (87,832,811 | ) | | | 33,022,058 | |
| | | | | | | | | | | | | | | | | | | | |
Net assets | | $ | 3,746,669,109 | | | $ | 104,897,668 | | | $ | — | | | $ | 2,079,857,731 | | | $ | 342,546,919 | |
| | | | | | | | | | | | | | | | | | | | |
Shares authorized | | | 855,000,000 | | | | 600,000,000 | | | | 600,000,000 | | | | 830,000,000 | | | | 610,000,000 | |
| | | | | | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 15.70 | | | $ | 9.11 | | | $ | — | | | $ | 9.17 | | | $ | 12.69 | |
| | | | | | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 16.61 | | | $ | 9.54 | | | $ | — | | | $ | 9.70 | | | $ | 13.43 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 3,834,662 | | | | 384,264 | | | | — | | | | 11,207,642 | | | | 2,061,825 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 60,198,141 | | | $ | 3,501,356 | | | $ | — | | | $ | 102,776,197 | | | $ | 26,158,469 | |
| | | | | | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | 15.48 | | | $ | 9.08 | | | $ | — | | | $ | 9.11 | | | $ | 12.09 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 761,351 | | | | 18,175 | | | | — | | | | 2,856,104 | | | | 336,476 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 11,783,765 | | | $ | 165,045 | | | $ | — | | | $ | 26,008,460 | | | $ | 4,067,181 | |
| | | | | | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 15.67 | | | $ | 9.10 | | | $ | — | | | $ | 9.17 | | | $ | 12.27 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 132,132,545 | | | | 3,716,430 | | | | — | | | | 91,891,410 | | | | 16,016,902 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 2,070,522,375 | | | $ | 33,825,714 | | | $ | — | | | $ | 842,237,532 | | | $ | 196,569,093 | |
| | | | | | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | 15.60 | | | $ | 9.12 | | | $ | — | | | $ | 9.15 | | | $ | 12.27 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 5,617 | | | | 1,189 | | | | — | | | | 1,995,216 | | | | 6,109 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 87,619 | | | $ | 10,843 | | | $ | — | | | $ | 18,248,134 | | | $ | 74,927 | |
| | | | | | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | 15.57 | | | $ | 9.10 | | | $ | — | | | $ | 9.15 | | | $ | 12.28 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 9,333 | | | | 1,195 | | | | — | | | | 267,226 | | | | 3,063 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 145,321 | | | $ | 10,880 | | | $ | — | | | $ | 2,445,631 | | | $ | 37,602 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | Hartford Schroders Global Strategic Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Class R5: Net asset value per share | | $ | 15.67 | | | $ | 9.10 | | | $ | — | | | $ | 9.16 | | | $ | 12.28 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 36,616 | | | | 1,200 | | | | — | | | | 2,390,024 | | | | 4,512 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 573,773 | | | $ | 10,914 | | | $ | — | | | $ | 21,888,331 | | | $ | 55,407 | |
| | | | | | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 15.69 | | | $ | 9.10 | | | $ | — | | | $ | 9.16 | | | $ | 12.29 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 14,236,090 | | | | 181,832 | | | | — | | | | 14,186,509 | | | | 405,886 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 223,343,600 | | | $ | 1,654,438 | | | $ | — | | | $ | 129,962,112 | | | $ | 4,988,844 | |
| | | | | | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 15.67 | | | $ | 9.10 | | | $ | — | | | $ | 9.17 | | | $ | 12.29 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 14,148,838 | | | | 3,247,178 | | | | — | | | | 34,703,740 | | | | 2,958,247 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 221,658,146 | | | $ | 29,542,501 | | | $ | — | | | $ | 318,227,119 | | | $ | 36,346,123 | |
| | | | | | | | | | | | | | | | | | | | |
Class SDR:Net asset value per share | | $ | 15.70 | | | $ | 9.11 | | | $ | — | | | $ | 9.16 | | | $ | 12.28 | |
| | | | | | | | | | | | | | | | | | | | |
Shares outstanding | | | 73,799,228 | | | | 3,973,191 | | | | — | | | | 67,487,618 | | | | 6,046,170 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets | | $ | 1,158,356,369 | | | $ | 36,175,977 | | | $ | — | | | $ | 618,064,215 | | | $ | 74,249,273 | |
| | | | | | | | | | | | | | | | | | | | |
Cost of investments | | $ | 2,991,781,993 | | | $ | 109,689,445 | | | $ | — | | | $ | 2,202,149,566 | | | $ | 316,591,459 | |
Cost of foreign currency | | $ | 2,393,784 | | | $ | 39,389 | | | $ | — | | | $ | 4,503,729 | | | $ | 4,761 | |
Cost of bank overdraft – foreign cash | | $ | — | | | $ | — | | | $ | 774 | | | $ | 94,351,756 | | | $ | 22,427,116 | |
| | | | | |
(1) Includes Investment in securities on loan, at market value | | $ | 5,565,869 | | | $ | 5,051,524 | | | $ | — | | | $ | — | | | $ | — | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US Small Cap Opportunities Fund | | | Hartford Schroders US Small/Mid Cap Opportunities Fund | |
Assets: | |
Investments in securities, at market value(1) | | $ | 30,474,573 | | | $ | 229,529,260 | | | $ | 181,699,783 | | | $ | 1,013,978,735 | |
Cash | | | — | | | | — | | | | — | | | | 150 | |
Cash collateral due from broker on futures contracts | | | 191,226 | | | | — | | | | 4 | | | | — | |
Foreign currency | | | 566,426 | | | | — | | | | 7,175 | | | | — | |
Unrealized appreciation on foreign currency contracts | | | — | | | | — | | | | — | | | | — | |
Receivables: | |
Investment securities sold | | | 1,001,109 | | | | — | | | | 592,011 | | | | 8,702,214 | |
Fund shares sold | | | — | | | | 2,781,515 | | | | 233,123 | | | | 1,274,303 | |
Dividends and interest | | | 73,666 | | | | 1,813,048 | | | | 54,174 | | | | 454,725 | |
Securities lending income | | | — | | | | — | | | | 2,912 | | | | 2,631 | |
Variation margin on futures contracts | | | 88,561 | | | | — | | | | — | | | | — | |
Tax reclaims | | | — | | | | — | | | | 985 | | | | — | |
Other assets | | | 14,607 | | | | 68,876 | | | | 79,143 | | | | 91,712 | |
| | | | | | | | | | | | | | | | |
Total assets | | | 32,410,168 | | | | 234,192,699 | | | | 182,669,310 | | | | 1,024,504,470 | |
| | | | | | | | | | | | | | | | |
Liabilities: | |
Obligation to return securities lending collateral | | | — | | | | — | | | | 2,958,762 | | | | 222,366 | |
Reverse repurchase agreements | | | 5,019,399 | | | | — | | | | — | | | | — | |
Payables: | |
Investment securities purchased | | | 1,728,454 | | | | — | | | | 1,375,479 | | | | 934,548 | |
Fund shares redeemed | | | — | | | | 302,706 | | | | 96,965 | | | | 3,860,243 | |
Investment management fees | | | 13,677 | | | | 84,317 | | | | 129,857 | | | | 714,584 | |
Transfer agent fees | | | — | | | | 44,102 | | | | 46,295 | | | | 258,645 | |
Accounting services fees | | | 379 | | | | 2,623 | | | | 2,020 | | | | 11,786 | |
Board of Directors’ fees | | | 73 | | | | 1,111 | | | | 1,010 | | | | 4,235 | |
Variation margin on futures contracts | | | — | | | | 7 | | | | — | | | | — | |
Distribution fees | | | 120 | | | | 1,491 | | | | 1,550 | | | | 12,303 | |
Interest expense on reverse repurchase agreements | | | 2,083 | | | | — | | | | — | | | | — | |
Accrued expenses | | | 13,554 | | | | 20,181 | | | | 17,189 | | | | 47,246 | |
| | | | | | | | | | | | | | | | |
Total liabilities | | | 6,777,739 | | | | 456,538 | | | | 4,629,127 | | | | 6,065,956 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 25,632,429 | | | $ | 233,736,161 | | | $ | 178,040,183 | | | $ | 1,018,438,514 | |
| | | | | | | | | | | | | | | | |
Summary of Net Assets: | |
Capital stock andpaid-in-capital | | $ | 25,577,740 | | | $ | 222,953,207 | | | $ | 138,036,019 | | | $ | 888,322,268 | |
Distributable earnings | | | 54,689 | | | | 10,782,954 | | | | 40,004,164 | | | | 130,116,246 | |
| | | | | | | | | | | | | | | | |
Net assets | | $ | 25,632,429 | | | $ | 233,736,161 | | | $ | 178,040,183 | | | $ | 1,018,438,514 | |
| | | | | | | | | | | | | | | | |
Shares authorized | | | 250,000,000 | | | | 410,000,000 | | | | 600,000,000 | | | | 600,000,000 | |
| | | | | | | | | | | | | | | | |
Par value | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | | | $ | 0.0001 | |
| | | | | | | | | | | | | | | | |
Class A: Net asset value per share | | $ | 10.02 | | | $ | 11.06 | | | $ | 24.85 | | | $ | 14.54 | |
| | | | | | | | | | | | | | | | |
Maximum offering price per share | | $ | 10.33 | | | $ | 11.58 | | | $ | 26.30 | | | $ | 15.39 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 351,195 | | | | 2,208,589 | | | | 716,377 | | | | 6,317,429 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,519,672 | | | $ | 24,416,621 | | | $ | 17,798,617 | | | $ | 91,881,870 | |
| | | | | | | | | | | | | | | | |
Class C: Net asset value per share | | $ | — | | | $ | 11.05 | | | $ | 25.46 | | | $ | 14.80 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | 475,795 | | | | 272,730 | | | | 4,513,401 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | 5,259,685 | | | $ | 6,942,572 | | | $ | 66,802,716 | |
| | | | | | | | | | | | | | | | |
Class I: Net asset value per share | | $ | 10.02 | | | $ | 11.07 | | | $ | 26.07 | | | $ | 15.13 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 354,564 | | | | 11,559,928 | | | | 4,382,805 | | | | 39,742,469 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,553,475 | | | $ | 127,933,507 | | | $ | 114,245,063 | | | $ | 601,385,877 | |
| | | | | | | | | | | | | | | | |
Class R3: Net asset value per share | | $ | — | | | $ | — | | | $ | 25.87 | | | $ | 14.97 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 6,648 | | | | 105,686 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 172,004 | | | $ | 1,582,249 | |
| | | | | | | | | | | | | | | | |
Class R4: Net asset value per share | | $ | — | | | $ | — | | | $ | 26.04 | | | $ | 15.06 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 4,873 | | | | 60,964 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 126,896 | | | $ | 917,868 | |
| | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Assets and Liabilities – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US Small Cap Opportunities Fund | | | Hartford Schroders US Small/Mid Cap Opportunities Fund | |
Class R5: Net asset value per share | | $ | — | | | $ | — | | | $ | 26.05 | | | $ | 15.12 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | — | | | | — | | | | 1,133 | | | | 216,817 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | — | | | $ | — | | | $ | 29,520 | | | $ | 3,277,975 | |
| | | | | | | | | | | | | | | | |
Class Y: Net asset value per share | | $ | 10.02 | | | $ | 11.07 | | | $ | 26.07 | | | $ | 15.13 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 351,274 | | | | 17,789 | | | | 942,914 | | | | 7,780,211 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 3,520,408 | | | $ | 196,905 | | | $ | 24,583,212 | | | $ | 117,681,266 | |
| | | | | | | | | | | | | | | | |
Class F: Net asset value per share | | $ | 10.02 | | | $ | 11.07 | | | $ | 26.08 | | | $ | 15.14 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 250,677 | | | | 1,147,104 | | | | 120,675 | | | | 4,157,536 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 2,512,183 | | | $ | 12,697,889 | | | $ | 3,147,408 | | | $ | 62,928,694 | |
| | | | | | | | | | | | | | | | |
Class SDR:Net asset value per share | | $ | 10.02 | | | $ | 11.06 | | | $ | 26.11 | | | $ | 15.16 | |
| | | | | | | | | | | | | | | | |
Shares outstanding | | | 1,250,000 | | | | 5,716,625 | | | | 421,052 | | | | 4,746,919 | |
| | | | | | | | | | | | | | | | |
Net Assets | | $ | 12,526,691 | | | $ | 63,231,554 | | | $ | 10,994,891 | | | $ | 71,979,999 | |
| | | | | | | | | | | | | | | | |
Cost of investments | | $ | 30,456,230 | | | $ | 223,610,359 | | | $ | 145,278,777 | | | $ | 883,947,508 | |
Cost of foreign currency | | $ | 566,274 | | | $ | — | | | $ | 7,148 | | | $ | — | |
| | | | |
(1) Includes Investment in securities on loan, at market value | | $ | — | | | $ | — | | | $ | 2,837,473 | | | $ | 855,155 | |
The accompanying notes are an integral part of these financial statements.
Statements of Operations
For theSix-Month Period Ended April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | Hartford Schroders Global Strategic Bond Fund | | | Hartford Schroders International Multi-Cap Value Fund | | | Hartford Schroders International Stock Fund | |
Investment Income: | | | | | | | | | | | | | | | | | | | | |
Dividends | | $ | 29,614,980 | | | $ | — | | | $ | — | | | $ | 33,341,953 | | | $ | 3,979,614 | |
Interest | | | 823,929 | | | | 3,748,702 | | | | 829,940 | | | | 775,894 | | | | 77,283 | |
Securities lending | | | 63,093 | | | | 7,387 | | | | 92 | | | | 513,816 | | | | 84,070 | |
Less: Foreign tax withheld | | | (3,912,422 | ) | | | — | | | | (508 | ) | | | (3,013,857 | ) | | | (402,053 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total investment income, net | | | 26,589,580 | | | | 3,756,089 | | | | 829,524 | | | | 31,617,806 | | | | 3,738,914 | |
| | | | | | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | | | | | |
Investment management fees | | | 17,144,024 | | | | 356,854 | | | | 169,861 | | | | 6,632,274 | | | | 970,783 | |
Transfer agent fees | | | | | | | | | | | | | | | | | | | | |
Class A | | | 28,095 | | | | 2,196 | | | | 353 | | | | 33,779 | | | | 7,452 | |
Class C | | | 4,051 | | | | 302 | | | | 57 | | | | 14,377 | | | | 1,229 | |
Class I | | | 1,526,958 | | | | 13,114 | | | | 44 | | | | 390,553 | | | | 39,479 | |
Class R3 | | | 94 | | | | 12 | | | | 9 | | | | 689 | | | | 13 | |
Class R4 | | | 1,160 | | | | 9 | | | | 7 | | | | 1,145 | | | | 10 | |
Class R5 | | | 284 | | | | 6 | | | | 5 | | | | 11,889 | | | | 7 | |
Class Y | | | 15,632 | | | | 51 | | | | 2 | | | | 22,495 | | | | 1,173 | |
Class F | | | 826 | | | | 45 | | | | — | | | | 3,182 | | | | 18 | |
Class SDR | | | 1,291 | | | | 93 | | | | 49 | | | | 10,670 | | | | 94 | |
Distribution fees | | | | | | | | | |
Class A | | | 67,599 | | | | 4,127 | | | | 469 | | | | 101,488 | | | | 22,471 | |
Class C | | | 49,414 | | | | 1,219 | | | | 263 | | | | 122,483 | | | | 15,687 | |
Class R3 | | | 219 | | | | 26 | | | | 25 | | | | 3,893 | | | | 63 | |
Class R4 | | | 1,736 | | | | 13 | | | | 13 | | | | 2,482 | | | | 27 | |
Custodian fees | | | 179,179 | | | | 15,048 | | | | 13,251 | | | | 72,643 | | | | 9,697 | |
Registration and filing fees | | | 92,577 | | | | 70,655 | | | | 103,215 | | | | 129,666 | | | | 64,623 | |
Accounting services fees | | | 302,526 | | | | 9,176 | | | | 5,183 | | | | 170,310 | | | | 24,314 | |
Board of Directors’ fees | | | 44,882 | | | | 1,627 | | | | 882 | | | | 26,970 | | | | 3,261 | |
Audit fees | | | 22,333 | | | | 16,140 | | | | 13,065 | | | | 26,037 | | | | 16,853 | |
Other expenses | | | 242,451 | | | | 9,129 | | | | 11,220 | | | | 80,011 | | | | 18,149 | |
| | | | | | | | | | | | | | | | | | | | |
Total expenses (before waivers and fees paid indirectly) | | | 19,725,331 | | | | 499,842 | | | | 317,973 | | | | 7,857,036 | | | | 1,195,403 | |
Expense waivers | | | — | | | | (96,357 | ) | | | (151,880 | ) | | | (36,456 | ) | | | (53,061 | ) |
Distribution fee reimbursements | | | (68 | ) | | | (159 | ) | | | (98 | ) | | | (71 | ) | | | (49 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total waivers and fees paid indirectly | | | (68 | ) | | | (96,516 | ) | | | (151,978 | ) | | | (36,527 | ) | | | (53,110 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total expenses, net | | | 19,725,263 | | | | 403,326 | | | | 165,995 | | | | 7,820,509 | | | | 1,142,293 | |
| | | | | | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 6,864,317 | | | | 3,352,763 | | | | 663,529 | | | | 23,797,297 | | | | 2,596,621 | |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on investments | | | 16,931,666 | | | | (1,485,267 | ) | | | (492,756 | ) | | | (59,744,261 | ) | | | (4,684,738 | ) |
Less: Foreign taxes paid on realized capital gains | | | (204,029 | ) | | | (8,473 | ) | | | — | | | | — | | | | (4,929 | ) |
Net realized gain (loss) on purchased options contracts | | | — | | | | — | | | | (1,104,136 | ) | | | — | | | | — | |
Net realized gain (loss) on futures contracts | | | — | | | | 42,392 | | | | (945,666 | ) | | | 812,008 | | | | — | |
Net realized gain (loss) on written options contracts | | | — | | | | — | | | | 459,087 | | | | — | | | | — | |
Net realized gain (loss) on swap contracts | | | — | | | | 224,935 | | | | (535,961 | ) | | | — | | | | — | |
Net realized gain (loss) on foreign currency contracts | | | (1,100 | ) | | | 85,684 | | | | 870,755 | | | | (2,189,485 | ) | | | — | |
Net realized gain (loss) on other foreign currency transactions | | | (591,538 | ) | | | (66,562 | ) | | | 101,515 | | | | (294,933 | ) | | | (45,707 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 16,134,999 | | | | (1,207,291 | ) | | | (1,647,162 | ) | | | (61,416,671 | ) | | | (4,735,374 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | | | | | |
Net unrealized appreciation (depreciation) of investments | | | 384,837,069 | | | | 5,050,335 | | | | 1,483,237 | | | | 153,723,147 | | | | 31,853,680 | |
Net unrealized appreciation (depreciation) of purchased options contracts | | | — | | | | — | | | | 230,068 | | | | — | | | | — | |
Net unrealized appreciation (depreciation) of futures contracts | | | — | | | | — | | | | (123,157 | ) | | | 4,297,369 | | | | — | |
Net unrealized appreciation (depreciation) of written options contracts | | | — | | | | — | | | | (34,421 | ) | | | — | | | | — | |
Net unrealized appreciation (depreciation) of swap contracts | | | — | | | �� | (30,358 | ) | | | (5,991 | ) | | | — | | | | — | |
Net unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | (738,233 | ) | | | (130,793 | ) | | | 1,159,544 | | | | — | |
Net unrealized appreciation (depreciation) of translation of other assets and liabilities in foreign currencies | | | (53,761 | ) | | | 4,269 | | | | (26,296 | ) | | | (60,294 | ) | | | (1,698 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 384,783,308 | | | | 4,286,013 | | | | 1,392,647 | | | | 159,119,766 | | | | 31,851,982 | |
| | | | | | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 400,918,307 | | | | 3,078,722 | | | | (254,515 | ) | | | 97,703,095 | | | | 27,116,608 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 407,782,624 | | | $ | 6,431,485 | | | $ | 409,014 | | | $ | 121,500,392 | | | $ | 29,713,229 | |
| | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Operations – (continued)
For theSix-Month Period Ended April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | Hartford Schroders Securitized Income Fund(1) | | | Hartford Schroders Tax-Aware Bond Fund | | | Hartford Schroders US Small Cap Opportunities Fund | | | Hartford Schroders US Small/Mid Cap Opportunities Fund | |
Investment Income: | | | | | | | | | | | | | | | | |
Dividends | | $ | — | | | $ | — | | | $ | 1,156,799 | | | $ | 7,108,706 | |
Interest | | | 137,336 | | | | 3,285,319 | | | | 138,185 | | | | 845,904 | |
Securities lending | | | — | | | | 6,012 | | | | 17,813 | | | | 17,057 | |
Less: Foreign tax withheld | | | — | | | | — | | | | (9,558 | ) | | | (13,557 | ) |
| | | | | | | | | | | | | | | | |
Total investment income, net | | | 137,336 | | | | 3,291,331 | | | | 1,303,239 | | | | 7,958,110 | |
| | | | | | | | | | | | | | | | |
Expenses: | | | | | | | | | | | | | | | | |
Investment management fees | | | 27,488 | | | | 487,302 | | | | 748,365 | | | | 4,260,764 | |
Transfer agent fees | | | | | | | | | | | | | | | | |
Class A | | | — | | | | 7,488 | | | | 11,133 | | | | 50,373 | |
Class C | | | — | | | | 1,853 | | | | 5,592 | | | | 37,418 | |
Class I | | | — | | | | 56,263 | | | | 50,363 | | | | 282,213 | |
Class R3 | | | — | | | | — | | | | 80 | | | | 1,081 | |
Class R4 | | | — | | | | — | | | | 9 | | | | 651 | |
Class R5 | | | — | | | | — | | | | 11 | | | | 1,225 | |
Class Y | | | — | | | | 29 | | | | 241 | | | | 10,669 | |
Class F | | | — | | | | 7 | | | | 31 | | | | 93 | |
Class SDR | | | — | | | | 321 | | | | 113 | | | | 1,165 | |
Distribution fees | | | | | | | | | | | | | | | | |
Class A | | | 1,466 | | | | 25,226 | | | | 19,431 | | | | 113,558 | |
Class C | | | — | | | | 24,991 | | | | 34,938 | | | | 326,440 | |
Class R3 | | | — | | | | — | | | | 278 | | | | 3,203 | |
Class R4 | | | — | | | | — | | | | 53 | | | | 1,073 | |
Custodian fees | | | 2,739 | | | | 3,072 | | | | 2,907 | | | | 4,607 | |
Registration and filing fees | | | 7,582 | | | | 44,152 | | | | 57,424 | | | | 82,748 | |
Accounting services fees | | | 761 | | | | 15,160 | | | | 11,641 | | | | 70,278 | |
Board of Directors’ fees | | | 187 | | | | 3,239 | | | | 2,612 | | | | 14,840 | |
Audit fees | | | 10,430 | | | | 15,171 | | | | 10,860 | | | | 10,982 | |
Other expenses | | | 5,409 | | | | 11,675 | | | | 14,453 | | | | 66,322 | |
| | | | | | | | | | | | | | | | |
Total expenses (before interest expense) | | | 56,062 | | | | 695,949 | | | | 970,535 | | | | 5,339,703 | |
Interest expense | | | 2,921 | | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Total expenses (before waivers and fees paid indirectly) | | | 58,983 | | | | 695,949 | | | | 970,535 | | | | 5,339,703 | |
Expense waivers | | | (25,277 | ) | | | (139,337 | ) | | | (57,506 | ) | | | (317 | ) |
Distribution fee reimbursements | | | (744 | ) | | | (14 | ) | | | (328 | ) | | | (317 | ) |
| | | | | | | | | | | | | | | | |
Total waivers and fees paid indirectly | | | (26,021 | ) | | | (139,351 | ) | | | (57,834 | ) | | | (634 | ) |
| | | | | | | | | | | | | | | | |
Total expenses, net | | | 32,962 | | | | 556,598 | | | | 912,701 | | | | 5,339,069 | |
| | | | | | | | | | | | | | | | |
Net Investment Income (Loss) | | | 104,374 | | | | 2,734,733 | | | | 390,538 | | | | 2,619,041 | |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | |
Net realized gain (loss) on investments | | | (773 | ) | | | 4,322,756 | | | | 3,830,233 | | | | 2,004,247 | |
Net realized gain (loss) on futures contracts | | | 5,563 | | | | 108,468 | | | | — | | | | — | |
Net realized gain (loss) on other foreign currency transactions | | | 22,498 | | | | — | | | | (2,673 | ) | | | (92 | ) |
| | | | | | | | | | | | | | | | |
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 27,288 | | | | 4,431,224 | | | | 3,827,560 | | | | 2,004,155 | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions: | | | | | | | | | | | | | | | | |
Net unrealized appreciation (depreciation) of investments | | | 18,343 | | | | 5,844,611 | | | | 8,367,257 | | | | 80,952,512 | |
Net unrealized appreciation (depreciation) of futures contracts | | | (3,390 | ) | | | (3,631 | ) | | | — | | | | — | |
Net unrealized appreciation (depreciation) of translation of other assets and liabilities in foreign currencies | | | 126 | | | | — | | | | 72 | | | | — | |
| | | | | | | | | | | | | | | | |
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments and Foreign Currency Transactions | | | 15,079 | | | | 5,840,980 | | | | 8,367,329 | | | | 80,952,512 | |
| | | | | | | | | | | | | | | | |
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions | | | 42,367 | | | | 10,272,204 | | | | 12,194,889 | | | | 82,956,667 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | $ | 146,741 | | | $ | 13,006,937 | | | $ | 12,585,427 | | | $ | 85,575,708 | |
| | | | | | | | | | | | | | | | |
(1) | Commenced operations on February 28, 2019. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets
| | | | | | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders Emerging Markets Equity Fund | | | Hartford Schroders Emerging Markets Multi-Sector Bond Fund | | | Hartford Schroders Global Strategic Bond Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| |
Operations: | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 6,864,317 | | | $ | 38,978,171 | | | $ | 3,352,763 | | | $ | 6,302,036 | | | $ | 663,529 | | | $ | 1,515,176 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 16,134,999 | | | | (894,376 | ) | | | (1,207,291 | ) | | | (8,475,217 | ) | | | (1,647,162 | ) | | | 1,566,803 | |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 384,783,308 | | | | (468,028,626 | ) | | | 4,286,013 | | | | (4,716,081 | ) | | | 1,392,647 | | | | (2,767,738 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 407,782,624 | | | | (429,944,831 | ) | | | 6,431,485 | | | | (6,889,262 | ) | | | 409,014 | | | | 314,241 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | | | | | | | | | |
From distributable earnings: | | | | | | | | | | | | | | | | | | | | | | | | |
Class A | | | (481,292 | ) | | | (329,454 | ) | | | (85,400 | ) | | | (152,273 | ) | | | (11,626 | ) | | | (5,617 | ) |
Class C | | | (46,251 | ) | | | (19,052 | ) | | | (3,692 | ) | | | (11,972 | ) | | | (998 | ) | | | (325 | ) |
Class I | | | (20,186,735 | ) | | | (15,686,234 | ) | | | (872,433 | ) | | | (1,178,698 | ) | | | (1,047 | ) | | | (1,980 | ) |
Class R3 | | | (787 | ) | | | (237 | ) | | | (286 | ) | | | (1,169 | ) | | | (408 | ) | | | (116 | ) |
Class R4 | | | (45,699 | ) | | | (985 | ) | | | (286 | ) | | | (515 | ) | | | (409 | ) | | | (121 | ) |
Class R5 | | | (6,306 | ) | | | (113 | ) | | | (292 | ) | | | (525 | ) | | | (420 | ) | | | (125 | ) |
Class Y | | | (2,433,096 | ) | | | (957,311 | ) | | | (37,886 | ) | | | (27,778 | ) | | | (420 | ) | | | (131 | ) |
Class F | | | (2,614,489 | ) | | | (413,171 | ) | | | (825,953 | ) | | | (1,417,097 | ) | | | (421 | ) | | | (133 | ) |
Class SDR | | | (13,830,184 | ) | | | (6,831,611 | ) | | | (996,747 | ) | | | (2,676,307 | ) | | | (1,658,543 | ) | | | (792,659 | ) |
From tax return of capital: | | | | | | | | | | | | | | | | | | | | | | | | |
Class A | | | — | | | | — | | | | — | | | | (73,154 | ) | | | — | | | | — | |
Class C | | | — | | | | — | | | | — | | | | (5,752 | ) | | | — | | | | — | |
Class I | | | — | | | | — | | | | — | | | | (566,263 | ) | | | — | | | | — | |
Class R3 | | | — | | | | — | | | | — | | | | (562 | ) | | | — | | | | — | |
Class R4 | | | — | | | | — | | | | — | | | | (247 | ) | | | — | | | | — | |
Class R5 | | | — | | | | — | | | | — | | | | (252 | ) | | | — | | | | — | |
Class Y | | | — | | | | — | | | | — | | | | (13,345 | ) | | | — | | | | — | |
Class F | | | — | | | | — | | | | — | | | | (680,794 | ) | | | — | | | | — | |
Class SDR | | | — | | | | — | | | | — | | | | (1,285,735 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Total distributions | | | (39,644,839 | ) | | | (24,238,168 | ) | | | (2,822,975 | ) | | | (8,092,438 | ) | | | (1,674,292 | ) | | | (801,207 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | | | | | | | | | |
Sold | | | 917,811,334 | | | | 1,549,995,802 | | | | 11,518,241 | | | | 79,202,863 | | | | 2,493,621 | | | | 10,053,780 | |
Issued in merger | | | — | | | | — | | | | — | | | | 29,377,678 | | | | — | | | | — | |
Issued on reinvestment of distributions | | | 24,314,244 | | | | 13,539,981 | | | | 2,790,894 | | | | 6,560,103 | | | | 1,674,292 | | | | 801,207 | |
Redeemed | | | (562,396,063 | ) | | | (866,104,626 | ) | | | (18,062,958 | ) | | | (70,344,671 | ) | | | (67,120,211 | ) | | | (6,215,960 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 379,729,515 | | | | 697,431,157 | | | | (3,753,823 | ) | | | 44,795,973 | | | | (62,952,298 | ) | | | 4,639,027 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 747,867,300 | | | | 243,248,158 | | | | (145,313 | ) | | | 29,814,273 | | | | (64,217,576 | ) | | | 4,152,061 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | 2,998,801,809 | | | | 2,755,553,651 | | | | 105,042,981 | | | | 75,228,708 | | | | 64,217,576 | | | | 60,065,515 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
End of period | | $ | 3,746,669,109 | | | $ | 2,998,801,809 | | | $ | 104,897,668 | | | $ | 105,042,981 | | | $ | — | | | $ | 64,217,576 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | | | | | |
| | Hartford Schroders InternationalMulti-Cap Value Fund | | | Hartford Schroders International Stock Fund | | | Hartford Schroders Securitized Income Fund(1) | |
| | For the Six-Month Period Ended April 30, 2019
(Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Period Ended April 30, 2019 (Unaudited) | |
Operations: | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 23,797,297 | | | $ | 47,367,352 | | | $ | 2,596,621 | | | $ | 3,455,565 | | | $ | 104,374 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | (61,416,671 | ) | | | 51,335,075 | | | | (4,735,374 | ) | | | 19,595,656 | | | | 27,288 | |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 159,119,766 | | | | (284,208,542 | ) | | | 31,851,982 | | | | (40,478,154 | ) | | | 15,079 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 121,500,392 | | | | (185,506,115 | ) | | | 29,713,229 | | | | (17,426,933 | ) | | | 146,741 | |
| | | | | | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | | | | | |
Class A | | | (2,646,669 | ) | | | (2,195,964 | ) | | | (1,107,203 | ) | | | (67,385 | ) | | | (11,968 | ) |
Class C | | | (819,184 | ) | | | (629,055 | ) | | | (157,414 | ) | | | (6,200 | ) | | | — | |
Class I | | | (29,662,747 | ) | | | (32,971,085 | ) | | | (10,142,730 | ) | | | (1,432,922 | ) | | | (12,729 | ) |
Class R3 | | | (22,541 | ) | | | (9,338 | ) | | | (887 | ) | | | (128 | ) | | | — | |
Class R4 | | | (54,668 | ) | | | (26,732 | ) | | | (890 | ) | | | (136 | ) | | | — | |
Class R5 | | | (882,280 | ) | | | (750,152 | ) | | | (901 | ) | | | (154 | ) | | | — | |
Class Y | | | (4,014,119 | ) | | | (1,136,472 | ) | | | (416,824 | ) | | | (3,966 | ) | | | (12,759 | ) |
Class F | | | (9,747,038 | ) | | | (6,809,592 | ) | | | (995,488 | ) | | | (18,362 | ) | | | (8,410 | ) |
Class SDR | | | (20,736,521 | ) | | | (20,372,316 | ) | | | (5,246,663 | ) | | | (816,782 | ) | | | (46,186 | ) |
| | | | | | | | | | | | | | | | | | | | |
Total distributions | | | (68,585,767 | ) | | | (64,900,706 | ) | | | (18,069,000 | ) | | | (2,346,035 | ) | | | (92,052 | ) |
| | | | | | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | | | | | |
Sold | | | 610,623,805 | | | | 1,230,550,836 | | | | 135,413,521 | | | | 124,402,649 | | | | 25,533,050 | |
Issued on reinvestment of distributions | | | 62,160,379 | | | | 57,364,742 | | | | 17,755,040 | | | | 2,300,768 | | | | 44,740 | |
Redemption-in-kind | | | — | | | | — | | | | — | | | | — | | | | — | |
Redeemed | | | (511,715,128 | ) | | | (531,885,780 | ) | | | (47,121,450 | ) | | | (83,034,179 | ) | | | (50 | ) |
| | | | | | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 161,069,056 | | | | 756,029,798 | | | | 106,047,111 | | | | 43,669,238 | | | | 25,577,740 | |
| | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 213,983,681 | | | | 505,622,977 | | | | 117,691,340 | | | | 23,896,270 | | | | 25,632,429 | |
| | | | | | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | 1,865,874,050 | | | | 1,360,251,073 | | | | 224,855,579 | | | | 200,959,309 | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
End of period | | $ | 2,079,857,731 | | | $ | 1,865,874,050 | | | $ | 342,546,919 | | | $ | 224,855,579 | | | $ | 25,632,429 | |
| | | | | | | | | | | | | | | | | | | | |
(1) | Commenced operations on February 28, 2019. |
The accompanying notes are an integral part of these financial statements.
Statements of Changes in Net Assets – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | |
| | Hartford SchrodersTax-Aware Bond Fund | | | Hartford Schroders US Small Cap Opportunities Fund | | | Hartford Schroders US Small/Mid Cap Opportunities Fund | |
| | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| | | For the Six-Month Period Ended April 30, 2019 (Unaudited) | | | For the Year Ended October 31, 2018
| |
Operations: | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) | | $ | 2,734,733 | | | $ | 5,302,082 | | | $ | 390,538 | | | $ | 420,711 | | | $ | 2,619,041 | | | $ | 2,129,422 | |
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions | | | 4,431,224 | | | | 2,287,065 | | | | 3,827,560 | | | | 15,051,127 | | | | 2,004,155 | | | | 18,419,184 | |
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions | | | 5,840,980 | | | | (11,465,658 | ) | | | 8,367,329 | | | | (14,654,708 | ) | | | 80,952,512 | | | | (33,025,099 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets Resulting from Operations | | | 13,006,937 | | | | (3,876,511 | ) | | | 12,585,427 | | | | 817,130 | | | | 85,575,708 | | | | (12,476,493 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Distributions to Shareholders: | | | | | | | | | | | | | | | | | | | | | | | — | |
Class A | | | (473,604 | ) | | | (492,532 | ) | | | (1,273,416 | ) | | | (882,548 | ) | | | (1,875,469 | ) | | | (1,736,041 | ) |
Class C | | | (88,592 | ) | | | (61,024 | ) | | | (613,653 | ) | | | (389,798 | ) | | | (1,310,733 | ) | | | (735,465 | ) |
Class I | | | (2,721,362 | ) | | | (3,137,508 | ) | | | (9,398,176 | ) | | | (10,752,603 | ) | | | (13,979,494 | ) | | | (9,941,376 | ) |
Class R3 | | | — | | | | — | | | | (6,096 | ) | | | (4,486 | ) | | | (18,758 | ) | | | (4,885 | ) |
Class R4 | | | — | | | | — | | | | (927 | ) | | | (893 | ) | | | (18,966 | ) | | | (3,987 | ) |
Class R5 | | | — | | | | — | | | | (1,691 | ) | | | (1,510 | ) | | | (52,582 | ) | | | (782 | ) |
Class Y | | | (5,005 | ) | | | (4,968 | ) | | | (2,040,824 | ) | | | (2,198,416 | ) | | | (2,455,954 | ) | | | (197,570 | ) |
Class F | | | (235,197 | ) | | | (133,857 | ) | | | (254,541 | ) | | | (145,891 | ) | | | (1,075,458 | ) | | | (207,551 | ) |
Class SDR | | | (1,425,924 | ) | | | (1,519,589 | ) | | | (959,592 | ) | | | (2,684,876 | ) | | | (1,352,705 | ) | | | (417,154 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Total distributions | | | (4,949,684 | ) | | | (5,349,478 | ) | | | (14,548,916 | ) | | | (17,061,021 | ) | | | (22,140,119 | ) | | | (13,244,811 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Capital Share Transactions: | | | | | | | | | | | | | | | | | | | | | | | | |
Sold | | | 50,377,496 | | | | 67,286,843 | | | | 20,403,184 | | | | 45,827,567 | | | | 201,266,614 | | | | 599,268,981 | |
Issued on reinvestment of distributions | | | 3,886,179 | | | | 3,770,799 | | | | 14,244,734 | | | | 16,050,612 | | | | 19,743,423 | | | | 11,791,664 | |
Redemption-in-kind | | | — | | | | — | | | | — | | | | (20,194,923 | ) | | | — | | | | — | |
Redeemed | | | (47,364,493 | ) | | | (91,564,986 | ) | | | (22,618,531 | ) | | | (64,015,086 | ) | | | (294,122,316 | ) | | | (384,949,495 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net increase (decrease) from capital share transactions | | | 6,899,182 | | | | (20,507,344 | ) | | | 12,029,387 | | | | (22,331,830 | ) | | | (73,112,279 | ) | | | 226,111,150 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Increase (Decrease) in Net Assets | | | 14,956,435 | | | | (29,733,333 | ) | | | 10,065,898 | | | | (38,575,721 | ) | | | (9,676,690 | ) | | | 200,389,846 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net Assets: | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period | | | 218,779,726 | | | | 248,513,059 | | | | 167,974,285 | | | | 206,550,006 | | | | 1,028,115,204 | | | | 827,725,358 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
End of period | | $ | 233,736,161 | | | $ | 218,779,726 | | | $ | 178,040,183 | | | $ | 167,974,285 | | | $ | 1,018,438,514 | | | $ | 1,028,115,204 | |
| | | | | | | | | | | | | | | | | | | | | | | | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Emerging Markets Equity Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 14.07 | | | $ | 0.01 | | | $ | 1.76 | | | $ | 1.77 | | | $ | — | | | $ | (0.14 | ) | | $ | — | | | $ | — | | | $ | (0.14 | ) | | $ | 15.70 | | | | 12.70 | %(5) | | $ | 60,198 | | | | 1.42 | %(6) | | | 1.42 | %(6) | | | 0.17 | %(6) | | | 13 | % |
C | | | 13.86 | | | | (0.04 | ) | | | 1.73 | | | | 1.69 | | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 15.48 | | | | 12.28 | (5) | | | 11,784 | | | | 2.15 | (6) | | | 2.15 | (6) | | | (0.54 | )(6) | | | 13 | |
I | | | 14.06 | | | | 0.02 | | | | 1.76 | | | | 1.78 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 15.67 | | | | 12.82 | (5) | | | 2,070,522 | | | | 1.23 | (6) | | | 1.23 | (6) | | | 0.34 | (6) | | | 13 | |
R3 | | | 13.98 | | | | (0.02 | ) | | | 1.76 | | | | 1.74 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 15.60 | | | | 12.58 | (5) | | | 88 | | | | 1.78 | (6) | | | 1.71 | (6) | | | (0.23 | )(6) | | | 13 | |
R4 | | | 14.02 | | | | (0.04 | ) | | | 1.77 | | | | 1.73 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 15.57 | | | | 12.55 | (5) | | | 145 | | | | 1.49 | (6) | | | 1.48 | (6) | | | (0.60 | )(6) | | | 13 | |
R5 | | | 14.07 | | | | 0.03 | | | | 1.75 | | | | 1.78 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 15.67 | | | | 12.82 | (5) | | | 574 | | | | 1.17 | (6) | | | 1.17 | (6) | | | 0.38 | (6) | | | 13 | |
Y | | | 14.09 | | | | 0.04 | | | | 1.75 | | | | 1.79 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.69 | | | | 12.90 | (5) | | | 223,344 | | | | 1.08 | (6) | | | 1.08 | (6) | | | 0.56 | (6) | | | 13 | |
F | | | 14.07 | | | | 0.04 | | | | 1.75 | | | | 1.79 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.67 | | | | 12.87 | (5) | | | 221,658 | | | | 1.07 | (6) | | | 1.07 | (6) | | | 0.49 | (6) | | | 13 | |
SDR | | | 14.10 | | | | 0.04 | | | | 1.75 | | | | 1.79 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 15.70 | | | | 12.84 | (5) | | | 1,158,356 | | | | 1.07 | (6) | | | 1.07 | (6) | | | 0.51 | (6) | | | 13 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 16.23 | | | $ | 0.16 | | | $ | (2.22 | ) | | $ | (2.06 | ) | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 14.07 | | | | (12.79 | )% | | $ | 46,162 | | | | 1.45 | % | | | 1.45 | % | | | 0.98 | % | | | 24 | % |
C | | | 16.08 | | | | 0.07 | | | | (2.22 | ) | | | (2.15 | ) | | | — | | | | (0.07 | ) | | | — | | | | — | | | | (0.07 | ) | | | 13.86 | | | | (13.44 | ) | | | 7,217 | | | | 2.19 | | | | 2.19 | | | | 0.45 | | | | 24 | |
I | | | 16.23 | | | | 0.19 | | | | (2.22 | ) | | | (2.03 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 14.06 | | | | (12.66 | ) | | | 1,733,270 | | | | 1.24 | | | | 1.24 | | | | 1.19 | | | | 24 | |
R3 | | | 16.20 | | | | 0.22 | | | | (2.30 | ) | | | (2.08 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 13.98 | | | | (12.99 | ) | | | 90 | | | | 1.80 | | | | 1.70 | | | | 1.36 | | | | 24 | |
R4 | | | 16.19 | | | | 0.05 | | | | (2.11 | ) | | | (2.06 | ) | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 14.02 | | | | (12.88 | ) | | | 3,710 | | | | 1.49 | | | | 1.48 | | | | 0.36 | | | | 24 | |
R5 | | | 16.23 | | | | 0.27 | | | | (2.29 | ) | | | (2.02 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 14.07 | | | | (12.56 | ) | | | 484 | | | | 1.20 | | | | 1.20 | | | | 1.69 | | | | 24 | |
Y | | | 16.25 | | | | 0.23 | | | | (2.24 | ) | | | (2.01 | ) | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 14.09 | | | | (12.48 | ) | | | 123,082 | | | | 1.11 | | | | 1.11 | | | | 1.43 | | | | 24 | |
F | | | 16.23 | | | | 0.30 | | | | (2.30 | ) | | | (2.00 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 14.07 | | | | (12.48 | ) | | | 154,306 | | | | 1.08 | | | | 1.08 | | | | 1.89 | | | | 24 | |
SDR | | | 16.26 | | | | 0.23 | | | | (2.23 | ) | | | (2.00 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 14.10 | | | | (12.46 | ) | | | 930,480 | | | | 1.08 | | | | 1.08 | | | | 1.43 | | | | 24 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 12.59 | | | $ | 0.10 | | | $ | 3.62 | | | $ | 3.72 | | | $ | — | | | $ | (0.08 | ) | | $ | — | | | $ | — | | | $ | (0.08 | ) | | $ | 16.23 | | | | 29.83 | % | | $ | 53,107 | | | | 1.56 | % | | | 1.50 | % | | | 0.69 | % | | | 33 | % |
C | | | 12.58 | | | | 0.04 | | | | 3.57 | | | | 3.61 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.08 | | | | 29.00 | | | | 3,658 | | | | 2.25 | | | | 2.25 | | | | 0.25 | | | | 33 | |
I | | | 12.59 | | | | 0.14 | | | | 3.61 | | | | 3.75 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.23 | | | | 30.14 | | | | 1,848,368 | | | | 1.35 | | | | 1.25 | | | | 0.98 | | | | 33 | |
R3 | | | 12.58 | | | | 0.10 | | | | 3.62 | | | | 3.72 | | | | — | | | | (0.10 | ) | | | — | | | | — | | | | (0.10 | ) | | | 16.20 | | | | 29.87 | | | | 13 | | | | 1.86 | | | | 1.48 | | | | 0.71 | | | | 33 | |
R4 | | | 12.58 | | | | 0.16 | | | | 3.56 | | | | 3.72 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.19 | | | | 29.86 | | | | 136 | | | | 1.52 | | | | 1.50 | | | | 1.11 | | | | 33 | |
R5 | | | 12.58 | | | | 0.13 | | | | 3.63 | | | | 3.76 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 16.23 | | | | 30.26 | | | | 13 | | | | 1.25 | | | | 1.20 | | | | 0.97 | | | | 33 | |
Y | | | 12.58 | | | | 0.26 | | | | 3.53 | | | | 3.79 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 16.25 | | | | 30.45 | | | | 97,758 | | | | 1.14 | | | | 1.14 | | | | 1.72 | | | | 33 | |
F(7) | | | 12.98 | | | | 0.16 | | | | 3.09 | | | | 3.25 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 16.23 | | | | 25.04 | (5) | | | 42,462 | | | | 1.10 | (6) | | | 1.10 | (6) | | | 1.57 | (6) | | | 33 | |
SDR | | | 12.60 | | | | 0.15 | | | | 3.63 | | | | 3.78 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 16.26 | | | | 30.32 | | | | 710,039 | | | | 1.10 | | | | 1.10 | | | | 1.10 | | | | 33 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 11.56 | | | $ | 0.08 | | | $ | 1.02 | (8) | | $ | 1.10 | | | $ | — | | | $ | (0.07 | ) | | $ | — | | | $ | — | | | $ | (0.07 | ) | | $ | 12.59 | | | | 9.59 | % | | $ | 38,918 | | | | 1.57 | % | �� | | 1.49 | % | | | 0.71 | % | | | 47 | % |
C(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(5) | | | 10 | | | | 2.06 | (6) | | | 2.06 | (6) | | | (2.06 | )(6) | | | 47 | |
I | | | 11.56 | | | | 0.10 | | | | 1.03 | (8) | | | 1.13 | | | | — | | | | (0.10 | ) | | | — | | | | — | | | | (0.10 | ) | | | 12.59 | | | | 9.94 | | | | 1,020,291 | | | | 1.32 | | | | 1.24 | | | | 0.89 | | | | 47 | |
R3(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(5) | | | 10 | | | | 1.75 | (6) | | | 1.75 | (6) | | | (1.75 | )(6) | | | 47 | |
R4(9) | | | 12.68 | | | | (0.01 | ) | | | (0.09 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(5) | | | 10 | | | | 1.46 | (6) | | | 1.46 | (6) | | | (1.46 | )(6) | | | 47 | |
R5(9) | | | 12.68 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(5) | | | 10 | | | | 1.17 | (6) | | | 1.17 | (6) | | | (1.16 | )(6) | | | 47 | |
Y(9) | | | 12.68 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.58 | | | | (0.79 | )(5) | | | 10 | | | | 1.06 | (6) | | | 1.06 | (6) | | | (1.06 | )(6) | | | 47 | |
SDR | | | 11.57 | | | | 0.12 | | | | 1.03 | (8) | | | 1.15 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 12.60 | | | | 10.10 | | | | 561,740 | | | | 1.18 | | | | 1.10 | | | | 1.05 | | | | 47 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 13.33 | | | $ | 0.10 | | | $ | (1.83 | )(8) | | $ | (1.73 | ) | | $ | — | | | $ | (0.04 | ) | | $ | — | | | $ | — | | | $ | (0.04 | ) | | $ | 11.56 | | | | (13.01 | )% | | $ | 41,116 | | | | 1.57 | % | | | 1.49 | % | | | 0.76 | % | | | 55 | % |
I | | | 13.40 | | | | 0.13 | | | | (1.85 | )(8) | | | (1.72 | ) | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 11.56 | | | | (12.88 | ) | | | 877,480 | | | | 1.33 | | | | 1.24 | | | | 1.05 | | | | 55 | |
SDR(10) | | | 12.60 | | | | 0.14 | | | | (1.17 | )(8) | | | (1.03 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 11.57 | | | | (8.17 | )(5) | | | 351,836 | | | | 1.21 | (6) | | | 1.10 | (6) | | | 1.35 | (6) | | | 55 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 13.70 | | | $ | 0.08 | | | $ | (0.37 | )(8) | | $ | (0.29 | ) | | $ | — | | | $ | (0.08 | ) | | $ | — | | | $ | — | | | $ | (0.08 | ) | | $ | 13.33 | | | | (2.08 | )% | | $ | 122,722 | | | | 1.50 | % | | | 1.49 | % | | | 0.61 | % | | | 58 | % |
I | | | 13.76 | | | | 0.12 | | | | (0.36 | )(8) | | | (0.24 | ) | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 13.40 | | | | (1.77 | ) | | | 1,135,896 | | | | 1.26 | | | | 1.24 | | | | 0.87 | | | | 58 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Emerging Markets Multi-Sector Bond Fund(4) | |
|
For the Six-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 8.79 | | | $ | 0.28 | | | $ | 0.27 | | | $ | 0.55 | | | $ | — | | | $ | (0.23 | ) | | $ | — | | | $ | — | | | $ | (0.23 | ) | | $ | 9.11 | | | | 6.28 | %(5) | | $ | 3,501 | | | | 1.32 | %(6) | | | 1.13 | %(6) | | | 6.24 | %(6) | | | 126 | % |
C | | | 8.74 | | | | 0.24 | | | | 0.28 | | | | 0.52 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 9.08 | | | | 5.99 | (5) | | | 165 | | | | 2.19 | (6) | | | 1.90 | (6) | | | 5.56 | (6) | | | 126 | |
I | | | 8.78 | | | | 0.29 | | | | 0.28 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.10 | | | | 6.54 | (5) | | | 33,826 | | | | 1.02 | (6) | | | 0.83 | (6) | | | 6.54 | (6) | | | 126 | |
R3 | | | 8.80 | | | | 0.28 | | | | 0.29 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.12 | | | | 6.40 | (5) | | | 11 | | | | 1.67 | (6) | | | 0.98 | (6) | | | 6.40 | (6) | | | 126 | |
R4 | | | 8.78 | | | | 0.29 | | | | 0.27 | | | | 0.56 | | | | — | | | | (0.24 | ) | | | — | | | | — | | | | (0.24 | ) | | | 9.10 | | | | 6.51 | (5) | | | 11 | | | | 1.35 | (6) | | | 0.92 | (6) | | | 6.48 | (6) | | | 126 | |
R5 | | | 8.78 | | | | 0.29 | | | | 0.28 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.10 | | | | 6.57 | (5) | | | 11 | | | | 1.05 | (6) | | | 0.85 | (6) | | | 6.55 | (6) | | | 126 | |
Y | | | 8.78 | | | | 0.29 | | | | 0.28 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.10 | | | | 6.59 | (5) | | | 1,654 | | | | 0.95 | (6) | | | 0.76 | (6) | | | 6.56 | (6) | | | 126 | |
F | | | 8.78 | | | | 0.29 | | | | 0.28 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.10 | | | | 6.62 | (5) | | | 29,543 | | | | 0.94 | (6) | | | 0.75 | (6) | | | 6.62 | (6) | | | 126 | |
SDR | | | 8.79 | | | | 0.29 | | | | 0.28 | | | | 0.57 | | | | — | | | | (0.25 | ) | | | — | | | | — | | | | (0.25 | ) | | | 9.11 | | | | 6.62 | (5) | | | 36,176 | | | | 0.94 | (6) | | | 0.75 | (6) | | | 6.62 | (6) | | | 126 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 9.98 | | | $ | 0.50 | | | $ | (1.02 | ) | | $ | (0.52 | ) | | $ | — | | | $ | (0.32 | ) | | $ | (0.13 | ) | | $ | (0.22 | ) | | $ | (0.67 | ) | | $ | 8.79 | | | | (5.34 | )% | | $ | 3,389 | | | | 1.29 | % | | | 1.08 | % | | | 5.42 | % | | | 285 | % |
C | | | 9.95 | | | | 0.41 | | | | (1.01 | ) | | | (0.60 | ) | | | — | | | | (0.28 | ) | | | (0.13 | ) | | | (0.20 | ) | | | (0.61 | ) | | | 8.74 | | | | (6.27 | ) | | | 414 | | | | 2.16 | | | | 1.90 | | | | 4.52 | | | | 285 | |
I | | | 9.97 | | | | 0.52 | | | | (1.02 | ) | | | (0.50 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.69 | ) | | | 8.78 | | | | (5.22 | ) | | | 36,557 | | | | 1.02 | | | | 0.85 | | | | 5.63 | | | | 285 | |
R3 | | | 9.97 | | | | 0.50 | | | | (1.03 | ) | | | (0.53 | ) | | | — | | | | (0.30 | ) | | | (0.13 | ) | | | (0.21 | ) | | | (0.64 | ) | | | 8.80 | | | | (5.43 | ) | | | 10 | | | | 1.65 | | | | 1.25 | | | | 5.23 | | | | 285 | |
R4 | | | 9.97 | | | | 0.52 | | | | (1.03 | ) | | | (0.51 | ) | | | — | | | | (0.33 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.68 | ) | | | 8.78 | | | | (5.25 | ) | | | 10 | | | | 1.35 | | | | 0.92 | | | | 5.54 | | | | 285 | |
R5 | | | 9.97 | | | | 0.53 | | | | (1.03 | ) | | | (0.50 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.22 | ) | | | (0.69 | ) | | | 8.78 | | | | (5.23 | ) | | | 10 | | | | 1.06 | | | | 0.85 | | | | 5.58 | | | | 285 | |
Y | | | 9.97 | | | | 0.49 | | | | (0.98 | ) | | | (0.49 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.78 | | | | (5.17 | ) | | | 970 | | | | 0.95 | | | | 0.77 | | | | 5.29 | | | | 285 | |
F | | | 9.96 | | | | 0.53 | | | | (1.01 | ) | | | (0.48 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.78 | | | | (5.04 | ) | | | 28,842 | | | | 0.94 | | | | 0.75 | | | | 5.67 | | | | 285 | |
SDR | | | 9.98 | | | | 0.56 | | | | (1.05 | ) | | | (0.49 | ) | | | — | | | | (0.34 | ) | | | (0.13 | ) | | | (0.23 | ) | | | (0.70 | ) | | | 8.79 | | | | (5.11 | ) | | | 34,841 | | | | 0.94 | | | | 0.75 | | | | 5.89 | | | | 285 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 9.79 | | | $ | 0.55 | | | $ | 0.27 | | | $ | 0.82 | | | $ | — | | | $ | (0.53 | ) | | $ | (0.10 | ) | | $ | — | | | $ | (0.63 | ) | | $ | 9.98 | | | | 8.83 | % | | $ | 2,472 | | | | 1.15 | % | | | 1.03 | % | | | 5.65 | % | | | 212 | % |
C | | | 9.78 | | | | 0.46 | | | | 0.29 | | | | 0.75 | | | | — | | | | (0.48 | ) | | | (0.10 | ) | | | — | | | | (0.58 | ) | | | 9.95 | | | | 8.01 | | | | 73 | | | | 2.03 | | | | 1.90 | | | | 4.72 | | | | 212 | |
I | | | 9.78 | | | | 0.57 | | | | 0.28 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.97 | | | | 9.08 | | | | 15,441 | | | | 0.94 | | | | 0.82 | | | | 5.86 | | | | 212 | |
R3 | | | 9.78 | | | | 0.54 | | | | 0.28 | | | | 0.82 | | | | — | | | | (0.53 | ) | | | (0.10 | ) | | | — | | | | (0.63 | ) | | | 9.97 | | | | 8.74 | | | | 36 | | | | 1.63 | | | | 1.19 | | | | 5.53 | | | | 212 | |
R4 | | | 9.78 | | | | 0.55 | | | | 0.28 | | | | 0.83 | | | | — | | | | (0.54 | ) | | | (0.10 | ) | | | — | | | | (0.64 | ) | | | 9.97 | | | | 8.88 | | | | 11 | | | | 1.33 | | | | 1.02 | | | | 5.67 | | | | 212 | |
R5 | | | 9.78 | | | | 0.57 | | | | 0.27 | | | | 0.84 | | | | — | | | | (0.55 | ) | | | (0.10 | ) | | | — | | | | (0.65 | ) | | | 9.97 | | | | 9.07 | | | | 11 | | | | 1.04 | | | | 0.85 | | | | 5.82 | | | | 212 | |
Y | | | 9.78 | | | | 0.57 | | | | 0.28 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.97 | | | | 9.16 | | | | 122 | | | | 0.91 | | | | 0.79 | | | | 5.81 | | | | 212 | |
F(7) | | | 9.70 | | | | 0.39 | | | | 0.30 | | | | 0.69 | | | | — | | | | (0.43 | ) | | | — | | | | — | | | | (0.43 | ) | | | 9.96 | | | | 7.22 | (5) | | | 11 | | | | 0.87 | (6) | | | 0.75 | (6) | | | 5.90 | (6) | | | 212 | |
SDR | | | 9.79 | | | | 0.58 | | | | 0.27 | | | | 0.85 | | | | — | | | | (0.56 | ) | | | (0.10 | ) | | | — | | | | (0.66 | ) | | | 9.98 | | | | 9.16 | | | | 57,054 | | | | 0.87 | | | | 0.75 | | | | 5.93 | | | | 212 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 9.04 | | | $ | 0.52 | | | $ | 0.51 | | | $ | 1.03 | | | $ | — | | | $ | (0.28 | ) | | $ | — | | | $ | — | | | $ | (0.28 | ) | | $ | 9.79 | | | | 11.59 | % | | $ | 1,707 | | | | 1.82 | % | | | 1.11 | % | | | 5.61 | % | | | 147 | % |
C(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(5) | | | 10 | | | | 1.73 | (6) | | | 1.73 | (6) | | | 7.72 | (6) | | | 147 | |
I | | | 9.02 | | | | 0.55 | | | | 0.51 | | | | 1.06 | | | | — | | | | (0.30 | ) | | | — | | | | — | | | | (0.30 | ) | | | 9.78 | | | | 11.94 | | | | 9,218 | | | | 1.54 | | | | 0.85 | | | | 5.89 | | | | 147 | |
R3(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(5) | | | 10 | | | | 1.41 | (6) | | | 1.41 | (6) | | | 8.09 | (6) | | | 147 | |
R4(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(5) | | | 10 | | | | 1.13 | (6) | | | 1.13 | (6) | | | 8.46 | (6) | | | 147 | |
R5(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(5) | | | 10 | | | | 0.84 | (6) | | | 0.84 | (6) | | | 8.46 | (6) | | | 147 | |
Y(9) | | | 9.87 | | | | 0.02 | | | | (0.11 | ) | | | (0.09 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.78 | | | | (0.91 | )(5) | | | 10 | | | | 0.73 | (6) | | | 0.73 | (6) | | | 8.82 | (6) | | | 147 | |
SDR | | | 9.03 | | | | 0.56 | | | | 0.51 | | | | 1.07 | | | | — | | | | (0.31 | ) | | | — | | | | — | | | | (0.31 | ) | | | 9.79 | | | | 12.04 | | | | 51,219 | | | | 1.36 | | | | 0.71 | | | | 5.99 | | | | 147 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 9.97 | | | $ | 0.53 | | | $ | (1.19 | ) | | $ | (0.66 | ) | | $ | — | | | $ | (0.18 | ) | | $ | (0.06 | ) | | $ | (0.03 | ) | | $ | (0.27 | ) | | $ | 9.04 | | | | (6.59 | )% | | $ | 1,637 | | | | 2.01 | % | | | 1.15 | % | | | 5.75 | % | | | 209 | % |
I | | | 9.96 | | | | 0.53 | | | | (1.17 | ) | | | (0.64 | ) | | | — | | | | (0.22 | ) | | | (0.06 | ) | | | (0.02 | ) | | | (0.30 | ) | | | 9.02 | | | | (6.47 | ) | | | 5,980 | | | | 1.68 | | | | 0.90 | | | | 5.66 | | | | 209 | |
SDR(10) | | | 9.23 | | | | 0.49 | | | | (0.57 | ) | | | (0.08 | ) | | | — | | | | (0.09 | ) | | | — | | | | (0.03 | ) | | | (0.12 | ) | | | 9.03 | | | | (0.87 | )(5) | | | 21,171 | | | | 1.66 | (6) | | | 0.75 | (6) | | | 6.32 | (6) | | | 209 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 10.14 | | | $ | 0.67 | | | $ | (0.33 | ) | | $ | 0.34 | | | $ | — | | | $ | (0.47 | ) | | $ | (0.04 | ) | | $ | — | | | $ | (0.51 | ) | | $ | 9.97 | | | | 3.32 | % | | $ | 2,061 | | | | 1.86 | % | | | 1.15 | % | | | 6.58 | % | | | 380 | % |
I | | | 10.14 | | | | 0.67 | | | | (0.32 | ) | | | 0.35 | | | | — | | | | (0.49 | ) | | | (0.04 | ) | | | — | | | | (0.53 | ) | | | 9.96 | | | | 3.48 | | | | 33,731 | | | | 1.68 | | | | 0.90 | | | | 6.66 | | | | 380 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Global Strategic Bond Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 8.99 | | | $ | 0.09 | | | $ | (8.71 | ) | | $ | (8.62 | ) | | $ | — | | | $ | (0.37 | ) | | $ | — | | | $ | — | | | $ | (0.37 | ) | | $ | — | | | | 0.99 | %(5) | | $ | — | | | | 1.53 | %(6) | | | 0.91 | %(6) | | | 1.99 | %(6) | | | 52 | % |
C | | | 8.98 | | | | 0.05 | | | | (8.69 | ) | | | (8.64 | ) | | | — | | | | (0.34 | ) | | | — | | | | — | | | | (0.34 | ) | | | — | | | | 0.65 | (5) | | | — | | | | 2.34 | (6) | | | 1.64 | (6) | | | 1.24 | (6) | | | 52 | |
I | | | 9.05 | | | | 0.10 | | | | (8.75 | ) | | | (8.65 | ) | | | — | | | | (0.40 | ) | | | — | | | | — | | | | (0.40 | ) | | | — | | | | 1.09 | (5) | | | — | | | | 1.29 | (6) | | | 0.51 | (6) | | | 2.38 | (6) | | | 52 | |
R3 | | | 9.05 | | | | 0.09 | | | | (8.78 | ) | | | (8.69 | ) | | | — | | | | (0.36 | ) | | | — | | | | — | | | | (0.36 | ) | | | — | | | | 0.80 | (5) | | | — | | | | 1.73 | (6) | | | 0.76 | (6) | | | 2.09 | (6) | | | 52 | |
R4 | | | 9.05 | | | | 0.09 | | | | (8.78 | ) | | | (8.69 | ) | | | — | | | | (0.36 | ) | | | — | | | | — | | | | (0.36 | ) | | | — | | | | 0.92 | (5) | | | — | | | | 1.43 | (6) | | | 0.72 | (6) | | | 2.12 | (6) | | | 52 | |
R5 | | | 9.05 | | | | 0.10 | | | | (8.78 | ) | | | (8.68 | ) | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | — | | | | 0.91 | (5) | | | — | | | | 1.14 | (6) | | | 0.68 | (6) | | | 2.16 | (6) | | | 52 | |
Y | | | 9.07 | | | | 0.10 | | | | (8.80 | ) | | | (8.70 | ) | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | | | | | 0.91 | (5) | | | — | | | | 1.09 | (6) | | | 0.63 | (6) | | | 2.23 | (6) | | | 52 | |
F | | | 9.07 | | | | 0.10 | | | | (8.80 | ) | | | (8.70 | ) | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | | | | | 1.05 | (5) | | | — | | | | 1.05 | (6) | | | 0.58 | (6) | | | 2.26 | (6) | | | 52 | |
SDR | | | 8.98 | | | | 0.10 | | | | (8.71 | ) | | | (8.61 | ) | | | — | | | | (0.37 | ) | | | — | | | | — | | | | (0.37 | ) | | | | | | | 0.97 | (5) | | | — | | | | 1.10 | (6) | | | 0.58 | (6) | | | 2.31 | (6) | | | 52 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 9.07 | | | $ | 0.20 | | | $ | (0.18 | ) | | $ | 0.02 | | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 8.99 | | | | 0.20 | % | | $ | 509 | | | | 1.39 | % | | | 1.02 | % | | | 2.16 | % | | | 157 | % |
C | | | 9.07 | | | | 0.15 | | | | (0.18 | ) | | | (0.03 | ) | | | — | | | | (0.06 | ) | | | — | | | | — | | | | (0.06 | ) | | | 8.98 | | | | (0.32 | ) | | | 58 | | | | 2.25 | | | | 1.64 | | | | 1.62 | | | | 157 | |
I | | | 9.13 | | | | 0.22 | | | | (0.19 | ) | | | 0.03 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 9.05 | | | | 0.36 | | | | 194 | | | | 1.10 | | | | 0.76 | | | | 2.44 | | | | 157 | |
R3 | | | 9.12 | | | | 0.21 | | | | (0.18 | ) | | | 0.03 | | | | — | | | | (0.10 | ) | | | — | | | | — | | | | (0.10 | ) | | | 9.05 | | | | 0.37 | | | | 10 | | | | 1.73 | | | | 0.88 | | | | 2.25 | | | | 157 | |
R4 | | | 9.13 | | | | 0.21 | | | | (0.18 | ) | | | 0.03 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 9.05 | | | | 0.30 | | | | 10 | | | | 1.41 | | | | 0.81 | | | | 2.31 | | | | 157 | |
R5 | | | 9.12 | | | | 0.21 | | | | (0.17 | ) | | | 0.04 | | | | — | | | | (0.11 | ) | | | — | | | | — | | | | (0.11 | ) | | | 9.05 | | | | 0.46 | | | | 10 | | | | 1.12 | | | | 0.77 | | | | 2.34 | | | | 157 | |
Y | | | 9.14 | | | | 0.22 | | | | (0.17 | ) | | | 0.05 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 9.07 | | | | 0.51 | | | | 10 | | | | 1.06 | | | | 0.69 | | | | 2.44 | | | | 157 | |
F | | | 9.14 | | | | 0.23 | | | | (0.18 | ) | | | 0.05 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 9.07 | | | | 0.54 | | | | 10 | | | | 1.00 | | | | 0.64 | | | | 2.50 | | | | 157 | |
SDR | | | 9.05 | | | | 0.23 | | | | (0.18 | ) | | | 0.05 | | | | — | | | | (0.12 | ) | | | — | | | | — | | | | (0.12 | ) | | | 8.98 | | | | 0.55 | | | | 63,406 | | | | 1.00 | | | | 0.64 | | | | 2.49 | | | | 157 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 9.21 | | | $ | 0.15 | | | $ | 0.02 | | | $ | 0.17 | | | $ | — | | | $ | (0.28 | ) | | $ | — | | | $ | (0.03 | ) | | $ | (0.31 | ) | | $ | 9.07 | | | | 1.85 | % | | $ | 305 | | | | 1.28 | % | | | 1.04 | % | | | 1.67 | % | | | 127 | % |
C | | | 9.25 | | | | 0.09 | | | | 0.01 | | | | 0.10 | | | | — | | | | (0.25 | ) | | | — | | | | (0.03 | ) | | | (0.28 | ) | | | 9.07 | | | | 1.13 | | | | 10 | | | | 1.94 | | | | 1.69 | | | | 1.00 | | | | 127 | |
I | | | 9.26 | | | | 0.17 | | | | 0.01 | | | | 0.18 | | | | — | | | | (0.28 | ) | | | — | | | | (0.03 | ) | | | (0.31 | ) | | | 9.13 | | | | 2.03 | | | | 11 | | | | 1.04 | | | | 0.79 | | | | 1.86 | | | | 127 | |
R3 | | | 9.26 | | | | 0.15 | | | | — | | | | 0.15 | | | | — | | | | (0.26 | ) | | | — | | | | (0.03 | ) | | | (0.29 | ) | | | 9.12 | | | | 1.82 | | | | 10 | | | | 1.65 | | | | 1.04 | | | | 1.64 | | | | 127 | |
R4 | | | 9.26 | | | | 0.16 | | | | 0.01 | | | | 0.17 | | | | — | | | | (0.27 | ) | | | — | | | | (0.03 | ) | | | (0.30 | ) | | | 9.13 | | | | 2.02 | | | | 10 | | | | 1.33 | | | | 0.92 | | | | 1.78 | | | | 127 | |
R5 | | | 9.26 | | | | 0.17 | | | | — | | | | 0.17 | | | | — | | | | (0.28 | ) | | | — | | | | (0.03 | ) | | | (0.31 | ) | | | 9.12 | | | | 1.91 | | | | 10 | | | | 1.04 | | | | 0.81 | | | | 1.86 | | | | 127 | |
Y | | | 9.26 | | | | 0.19 | | | | — | | | | 0.19 | | | | — | | | | (0.28 | ) | | | — | | | | (0.03 | ) | | | (0.31 | ) | | | 9.14 | | | | 2.14 | | | | 10 | | | | 0.87 | | | | 0.64 | | | | 2.07 | | | | 127 | |
F(7) | | | 9.02 | | | | 0.14 | | | | (0.02 | ) | | | 0.12 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.14 | | | | 1.33 | (5) | | | 10 | | | | 0.89 | (6) | | | 0.64 | (6) | | | 2.34 | (6) | | | 127 | |
SDR | | | 9.17 | | | | 0.18 | | | | 0.02 | | | | 0.20 | | | | — | | | | (0.28 | ) | | | — | | | | (0.04 | ) | | | (0.32 | ) | | | 9.05 | | | | 2.21 | | | | 59,689 | | | | 0.87 | | | | 0.64 | | | | 2.03 | | | | 127 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 9.08 | | | $ | (0.10 | ) | | $ | 0.27 | | | $ | 0.17 | | | $ | — | | | $ | (0.04 | ) | | $ | — | | | $ | — | | | $ | (0.04 | ) | | $ | 9.21 | | | | 1.92 | % | | $ | 125 | | | | 1.40 | % | | | 1.02 | % | | | (1.06 | )% | | | 140 | % |
C(9) | | | 9.29 | | | | 0.04 | | | | (0.07 | ) | | | (0.03 | ) | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 9.25 | | | | (0.35 | )(5) | | | 10 | | | | 1.69 | (6) | | | 1.69 | (6) | | | 16.49 | (6) | | | 140 | |
I | | | 9.10 | | | | (0.04 | ) | | | 0.24 | | | | 0.20 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 9.26 | | | | 2.24 | | | | 10 | | | | 1.05 | | | | 0.78 | | | | (0.42 | ) | | | 140 | |
R3(9) | | | 9.29 | | | | 0.04 | | | | (0.06 | ) | | | (0.02 | ) | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 9.26 | | | | (0.35 | )(5) | | | 10 | | | | 1.37 | (6) | | | 1.37 | (6) | | | 15.76 | (6) | | | 140 | |
R4(9) | | | 9.29 | | | | 0.04 | | | | (0.06 | ) | | | (0.02 | ) | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 9.26 | | | | (0.34 | )(5) | | | 10 | | | | 1.08 | (6) | | | 1.08 | (6) | | | 16.12 | (6) | | | 140 | |
R5(9) | | | 9.29 | | | | 0.04 | | | | (0.06 | ) | | | (0.02 | ) | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 9.26 | | | | (0.23 | )(5) | | | 10 | | | | 0.80 | (6) | | | 0.80 | (6) | | | 17.59 | (6) | | | 140 | |
Y(9) | | | 9.29 | | | | 0.04 | | | | (0.06 | ) | | | (0.02 | ) | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 9.26 | | | | (0.23 | )(5) | | | 10 | | | | 0.69 | (6) | | | 0.69 | (6) | | | 16.49 | (6) | | | 140 | |
SDR | | | 9.12 | | | | 0.11 | | | | 0.10 | | | | 0.21 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 9.17 | | | | 2.33 | | | | 70,334 | | | | 1.01 | | | | 0.62 | | | | 1.19 | | | | 140 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 10.16 | | | $ | 0.03 | | | $ | (0.57 | ) | | $ | (0.54 | ) | | $ | — | | | $ | (0.54 | ) | | $ | — | | | $ | — | | | $ | (0.54 | ) | | $ | 9.08 | | | | (5.51 | )% | | $ | 471 | | | | 1.40 | % | | | 1.04 | % | | | 0.35 | % | | | 73 | % |
I | | | 10.16 | | | | 0.07 | | | | (0.58 | ) | | | (0.51 | ) | | | — | | | | (0.55 | ) | | | — | | | | — | | | | (0.55 | ) | | | 9.10 | | | | (5.20 | ) | | | 13,362 | | | | 1.21 | | | | 0.79 | | | | 0.78 | | | | 73 | |
SDR(11) | | | 9.43 | | | | 0.08 | | | | (0.39 | ) | | | (0.31 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 9.12 | | | | (3.29 | ) | | | 96,582 | | | | 0.87 | (6) | | | 0.64 | (6) | | | 1.03 | (6) | | | 73 | |
|
For the Year Ended October 31, 2014 | |
A(12) | | $ | 10.00 | | | $ | 0.01 | | | $ | 0.15 | | | $ | 0.16 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 10.16 | | | | 1.64 | % | | $ | 1,483 | | | | 2.19 | %(6) | | | 1.04 | %(6) | | | 0.19 | %(6) | | | 20 | % |
I(12) | | | 10.00 | | | | 0.02 | | | | 0.15 | | | | 0.17 | | | | — | | | | (0.01 | ) | | | — | | | | — | | | | (0.01 | ) | | | 10.16 | | | | 1.68 | | | | 28,444 | | | | 1.94 | (6) | | | 0.79 | (6) | | | 0.49 | (6) | | | 20 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders InternationalMulti-Cap Value Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 8.97 | | | $ | 0.11 | | | $ | 0.42 | | | $ | 0.53 | | | $ | — | | | $ | (0.11 | ) | | $ | (0.22 | ) | | $ | — | | | $ | (0.33 | ) | | $ | 9.17 | | | | 6.32 | %(5) | | $ | 102,776 | | | | 1.09 | %(6) | | | 1.08 | %(6) | | | 2.42 | %(6) | | | 55 | % |
C | | | 8.90 | | | | 0.06 | | | | 0.45 | | | | 0.51 | | | | — | | | | (0.08 | ) | | | (0.22 | ) | | | — | | | | (0.30 | ) | | | 9.11 | | | | 6.04 | (5) | | | 26,008 | | | | 1.87 | (6) | | | 1.87 | (6) | | | 1.41 | (6) | | | 55 | |
I | | | 8.96 | | | | 0.11 | | | | 0.44 | | | | 0.55 | | | | — | | | | (0.12 | ) | | | (0.22 | ) | | | — | | | | (0.34 | ) | | | 9.17 | | | | 6.55 | (5) | | | 842,238 | | | | 0.85 | (6) | | | 0.85 | (6) | | | 2.45 | (6) | | | 55 | |
R3 | | | 8.94 | | | | 0.21 | | | | 0.32 | | | | 0.53 | | | | — | | | | (0.10 | ) | | | (0.22 | ) | | | — | | | | (0.32 | ) | | | 9.15 | | | | 6.26 | (5) | | | 18,248 | | | | 1.34 | (6) | | | 1.33 | (6) | | | 4.74 | (6) | | | 55 | |
R4 | | | 8.95 | | | | 0.11 | | | | 0.42 | | | | 0.53 | | | | — | | | | (0.11 | ) | | | (0.22 | ) | | | — | | | | (0.33 | ) | | | 9.15 | | | | 6.31 | (5) | | | 2,446 | | | | 1.12 | (6) | | | 1.12 | (6) | | | 2.43 | (6) | | | 55 | |
R5 | | | 8.95 | | | | 0.10 | | | | 0.45 | | | | 0.55 | | | | — | | | | (0.12 | ) | | | (0.22 | ) | | | — | | | | (0.34 | ) | | | 9.16 | | | | 6.56 | (5) | | | 21,888 | | | | 0.86 | (6) | | | 0.86 | (6) | | | 2.31 | (6) | | | 55 | |
Y | | | 8.96 | | | | 0.12 | | | | 0.42 | | | | 0.54 | | | | — | | | | (0.12 | ) | | | (0.22 | ) | | | — | | | | (0.34 | ) | | | 9.16 | | | | 6.48 | (5) | | | 129,962 | | | | 0.80 | (6) | | | 0.79 | (6) | | | 2.64 | (6) | | | 55 | |
F | | | 8.97 | | | | 0.12 | | | | 0.43 | | | | 0.55 | | | | — | | | | (0.13 | ) | | | (0.22 | ) | | | — | | | | (0.35 | ) | | | 9.17 | | | | 6.50 | (5) | | | 318,227 | | | | 0.76 | (6) | | | 0.75 | (6) | | | 2.64 | (6) | | | 55 | |
SDR | | | 8.96 | | | | 0.11 | | | | 0.44 | | | | 0.55 | | | | — | | | | (0.13 | ) | | | (0.22 | ) | | | — | | | | (0.35 | ) | | | 9.16 | | | | 6.50 | (5) | | | 618,064 | | | | 0.76 | (6) | | | 0.75 | (6) | | | 2.59 | (6) | | | 55 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 10.18 | | | $ | 0.23 | | | $ | (1.09 | ) | | $ | (0.86) | | | $ | — | | | $ | (0.24 | ) | | $ | (0.11 | ) | | $ | — | | | $ | (0.35 | ) | | $ | 8.97 | | | | (8.71 | )% | | $ | 67,252 | | | | 1.13 | % | | | 1.10 | % | | | 2.26 | % | | | 87 | % |
C | | | 10.12 | | | | 0.17 | | | | (1.10 | ) | | | (0.93 | ) | | | — | | | | (0.18 | ) | | | (0.11 | ) | | | — | | | | (0.29 | ) | | | 8.90 | | | | (9.47 | ) | | | 25,614 | | | | 1.88 | | | | 1.85 | | | | 1.71 | | | | 87 | |
I | | | 10.17 | | | | 0.26 | | | | (1.09 | ) | | | (0.83 | ) | | | — | | | | (0.27 | ) | | | (0.11 | ) | | | — | | | | (0.38 | ) | | | 8.96 | | | | (8.47 | ) | | | 875,109 | | | | 0.87 | | | | 0.84 | | | | 2.64 | | | | 87 | |
R3 | | | 10.15 | | | | 0.22 | | | | (1.10 | ) | | | (0.88 | ) | | | — | | | | (0.22 | ) | | | (0.11 | ) | | | — | | | | (0.33 | ) | | | 8.94 | | | | (8.96 | ) | | | 613 | | | | 1.50 | | | | 1.43 | | | | 2.22 | | | | 87 | |
R4 | | | 10.16 | | | | 0.20 | | | | (1.06 | ) | | | (0.86 | ) | | | — | | | | (0.24 | ) | | | (0.11 | ) | | | — | | | | (0.35 | ) | | | 8.95 | | | | (8.76 | ) | | | 1,312 | | | | 1.20 | | | | 1.16 | | | | 2.03 | | | | 87 | |
R5 | | | 10.17 | | | | 0.27 | | | | (1.11 | ) | | | (0.84 | ) | | | — | | | | (0.27 | ) | | | (0.11 | ) | | | — | | | | (0.38 | ) | | | 8.95 | | | | (8.58 | ) | | | 22,482 | | | | 0.88 | | | | 0.85 | | | | 2.68 | | | | 87 | |
Y | | | 10.17 | | | | 0.25 | | | | (1.07 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.96 | | | | (8.42 | ) | | | 80,993 | | | | 0.83 | | | | 0.81 | | | | 2.57 | | | | 87 | |
F | | | 10.18 | | | | 0.28 | | | | (1.10 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.97 | | | | (8.38 | ) | | | 251,677 | | | | 0.78 | | | | 0.75 | | | | 2.78 | | | | 87 | |
SDR | | | 10.17 | | | | 0.27 | | | | (1.09 | ) | | | (0.82 | ) | | | — | | | | (0.28 | ) | | | (0.11 | ) | | | — | | | | (0.39 | ) | | | 8.96 | | | | (8.38 | ) | | | 540,822 | | | | 0.78 | | | | 0.75 | | | | 2.69 | | | | 87 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 8.61 | | | $ | 0.20 | | | $ | 1.53 | | | $ | 1.73 | | | $ | — | | | $ | (0.16 | ) | | $ | — | | | $ | — | | | $ | (0.16 | ) | | $ | 10.18 | | | | 20.26 | % | | $ | 58,977 | | | | 1.20 | % | | | 1.12 | % | | | 2.08 | % | | | 63 | % |
C | | | 8.60 | | | | 0.15 | | | | 1.50 | | | | 1.65 | | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 10.12 | | | | 19.31 | | | | 15,580 | | | | 1.93 | | | | 1.85 | | | | 1.51 | | | | 63 | |
I | | | 8.60 | | | | 0.24 | | | | 1.52 | | | | 1.76 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 10.17 | | | | 20.47 | | | | 706,652 | | | | 0.91 | | | | 0.82 | | | | 2.48 | | | | 63 | |
R3 | | | 8.60 | | | | 0.20 | | | | 1.49 | | | | 1.69 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 10.15 | | | | 19.82 | | | | 105 | | | | 1.58 | | | | 1.42 | | | | 2.03 | | | | 63 | |
R4 | | | 8.60 | | | | 0.18 | | | | 1.54 | | | | 1.72 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 10.16 | | | | 20.23 | | | | 809 | | | | 1.24 | | | | 1.15 | | | | 1.83 | | | | 63 | |
R5 | | | 8.60 | | | | 0.23 | | | | 1.52 | | | | 1.75 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 10.17 | | | | 20.57 | | | | 14,212 | | | | 0.93 | | | | 0.85 | | | | 2.32 | | | | 63 | |
Y | | | 8.60 | | | | 0.21 | | | | 1.56 | | | | 1.77 | | | | — | | | | (0.20 | ) | | | — | | | | — | | | | (0.20 | ) | | | 10.17 | | | | 20.80 | | | | 4,440 | | | | 0.84 | | | | 0.76 | | | | 2.30 | | | | 63 | |
F(7) | | | 9.13 | | | | 0.17 | | | | 1.02 | | | | 1.19 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 10.18 | | | | 13.07 | (5) | | | 110,585 | | | | 0.83 | (6) | | | 0.75 | (6) | | | 2.60 | (6) | | | 63 | |
SDR | | | 8.60 | | | | 0.23 | | | | 1.53 | | | | 1.76 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 10.17 | | | | 20.70 | | | | 448,891 | | | | 0.83 | | | | 0.75 | | | | 2.43 | | | | 63 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 8.48 | | | $ | 0.15 | | | $ | 0.17 | (8) | | $ | 0.32 | | | $ | — | | | $ | (0.19 | ) | | $ | — | | | $ | — | | | $ | (0.19 | ) | | $ | 8.61 | | | | 3.88 | % | | $ | 27,751 | | | | 1.47 | % | | | 1.14 | % | | | 1.80 | % | | | 94 | % |
C(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(5) | | | 10 | | | | 1.80 | (6) | | | 1.80 | (6) | | | (1.10 | )(6) | | | 94 | |
I | | | 8.47 | | | | 0.18 | | | | 0.16 | (8) | | | 0.34 | | | | — | | | | (0.21 | ) | | | — | | | | — | | | | (0.21 | ) | | | 8.60 | | | | 4.27 | | | | 183,321 | | | | 1.22 | | | | 0.89 | | | | 2.15 | | | | 94 | |
R3(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(5) | | | 10 | | | | 1.48 | (6) | | | 1.48 | (6) | | | (0.73 | )(6) | | | 94 | |
R4(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(5) | | | 10 | | | | 1.19 | (6) | | | 1.19 | (6) | | | (0.37 | )(6) | | | 94 | |
R5(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(5) | | | 10 | | | | 0.91 | (6) | | | 0.91 | (6) | | | 0.73 | (6) | | | 94 | |
Y(9) | | | 8.62 | | | | — | | | | (0.02 | ) | | | (0.02 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 8.60 | | | | (0.23 | )(5) | | | 10 | | | | 0.80 | (6) | | | 0.80 | (6) | | | — | (6) | | | 94 | |
SDR | | | 8.46 | | | | 0.20 | | | | 0.16 | (8) | | | 0.36 | | | | — | | | | (0.22 | ) | | | — | | | | — | | | | (0.22 | ) | | | 8.60 | | | | 4.44 | | | | 221,643 | | | | 1.06 | | | | 0.75 | | | | 2.37 | | | | 94 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 9.46 | | | $ | 0.20 | | | $ | (0.68 | )(8) | | $ | (0.48 | ) | | $ | — | | | $ | (0.24 | ) | | $ | (0.26 | ) | | $ | — | | | $ | (0.50 | ) | | $ | 8.48 | | | | (5.27 | )% | | $ | 19,330 | | | | 1.48 | % | | | 1.17 | % | | | 2.21 | % | | | 90 | % |
I | | | 9.46 | | | | 0.22 | | | | (0.69 | )(8) | | | (0.47 | ) | | | — | | | | (0.26 | ) | | | (0.26 | ) | | | — | | | | (0.52 | ) | | | 8.47 | | | | (5.12 | ) | | | 218,467 | | | | 1.22 | | | | 0.91 | | | | 2.45 | | | | 90 | |
SDR(10) | | | 8.79 | | | | 0.24 | | | | (0.38 | ) | | | (0.14 | ) | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 8.46 | | | | (1.62 | )(5) | | | 75,256 | | | | 1.08 | (6) | | | 0.76 | (6) | | | 3.18 | (6) | | | 90 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 10.22 | | | $ | 0.26 | | | $ | (0.20 | )(8) | | $ | 0.06 | | | $ | — | | | $ | (0.32 | ) | | $ | (0.50 | ) | | $ | — | | | $ | (0.82 | ) | | $ | 9.46 | | | | 0.67 | % | | $ | 24,498 | | | | 1.51 | % | | | 1.30 | % | | | 2.66 | % | | | 66 | % |
I | | | 10.21 | | | | 0.28 | | | | (0.17 | )(8) | | | 0.11 | | | | — | | | | (0.36 | ) | | | (0.50 | ) | | | — | | | | (0.86 | ) | | | 9.46 | | | | 1.15 | | | | 213,991 | | | | 1.14 | | | | 0.95 | | | | 2.86 | | | | 66 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders International Stock Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 12.46 | | | $ | 0.11 | | | $ | 1.02 | | | $ | 1.13 | | | $ | — | | | $ | (0.15 | ) | | $ | (0.75 | ) | | $ | — | | | $ | (0.90 | ) | | $ | 12.69 | | | | 10.13 | %(5) | | $ | 26,158 | | | | 1.15 | %(6) | | | 1.11 | %(6) | | | 1.79 | %(6) | | | 21 | % |
C | | | 11.90 | | | | 0.06 | | | | 0.98 | | | | 1.04 | | | | — | | | | (0.10 | ) | | | (0.75 | ) | | | — | | | | (0.85 | ) | | | 12.09 | | | | 9.71 | (5) | | | 4,067 | | | | 1.90 | (6) | | | 1.86 | (6) | | | 1.02 | (6) | | | 21 | |
I | | | 12.09 | | | | 0.11 | | | | 0.99 | | | | 1.10 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.27 | | | | 10.23 | (5) | | | 196,569 | | | | 0.87 | (6) | | | 0.83 | (6) | | | 1.93 | (6) | | | 21 | |
R3 | | | 12.08 | | | | 0.18 | | | | 0.91 | | | | 1.09 | | | | — | | | | (0.15 | ) | | | (0.75 | ) | | | — | | | | (0.90 | ) | | | 12.27 | | | | 10.13 | (5) | | | 75 | | | | 1.39 | (6) | | | 1.13 | (6) | | | 3.10 | (6) | | | 21 | |
R4 | | | 12.09 | | | | 0.13 | | | | 0.97 | | | | 1.10 | | | | — | | | | (0.16 | ) | | | (0.75 | ) | | | — | | | | (0.91 | ) | | | 12.28 | | | | 10.18 | (5) | | | 38 | | | | 1.15 | (6) | | | 0.97 | (6) | | | 2.25 | (6) | | | 21 | |
R5 | | | 12.10 | | | | 0.15 | | | | 0.95 | | | | 1.10 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.28 | | | | 10.17 | (5) | | | 55 | | | | 0.92 | (6) | | | 0.87 | (6) | | | 2.50 | (6) | | | 21 | |
Y | | | 12.11 | | | | 0.10 | | | | 1.00 | | | | 1.10 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.29 | | | | 10.23 | (5) | | | 4,989 | | | | 0.87 | (6) | | | 0.83 | (6) | | | 1.71 | (6) | | | 21 | |
F | | | 12.10 | | | | 0.14 | | | | 0.97 | | | | 1.11 | | | | — | | | | (0.17 | ) | | | (0.75 | ) | | | — | | | | (0.92 | ) | | | 12.29 | | | | 10.32 | (5) | | | 36,346 | | | | 0.81 | (6) | | | 0.77 | (6) | | | 2.49 | (6) | | | 21 | |
SDR | | | 12.10 | | | | 0.11 | | | | 1.00 | | | | 1.11 | | | | — | | | | (0.18 | ) | | | (0.75 | ) | | | — | | | | (0.93 | ) | | | 12.28 | | | | 10.29 | (5) | | | 74,249 | | | | 0.82 | (6) | | | 0.78 | (6) | | | 1.84 | (6) | | | 21 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 13.62 | | | $ | 0.19 | | | $ | (1.22 | ) | | $ | (1.03 | ) | | $ | — | | | $ | (0.13 | ) | | $ | — | | | $ | — | | | $ | (0.13 | ) | | $ | 12.46 | | | | (7.63 | )% | | $ | 11,234 | | | | 1.25 | % | | | 1.16 | % | | | 1.40 | % | | | 65 | % |
C | | | 13.11 | | | | 0.13 | | | | (1.21 | ) | | | (1.08 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 11.90 | | | | (8.33 | ) | | | 1,824 | | | | 2.01 | | | | 1.92 | | | | 0.97 | | | | 65 | |
I | | | 13.20 | | | | 0.22 | | | | (1.17 | ) | | | (0.95 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 12.09 | | | | (7.32 | ) | | | 129,528 | | | | 0.93 | | | | 0.85 | | | | 1.70 | | | | 65 | |
R3 | | | 13.19 | | | | 0.21 | | | | (1.19 | ) | | | (0.98 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 12.08 | | | | (7.49 | ) | | | 12 | | | | 1.61 | | | | 1.02 | | | | 1.59 | | | | 65 | |
R4 | | | 13.20 | | | | 0.22 | | | | (1.19 | ) | | | (0.97 | ) | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 12.09 | | | | (7.42 | ) | | | 12 | | | | 1.31 | | | | 0.97 | | | | 1.64 | | | | 65 | |
R5 | | | 13.22 | | | | 0.22 | | | | (1.18 | ) | | | (0.96 | ) | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 12.10 | | | | (7.36 | ) | | | 12 | | | | 1.01 | | | | 0.90 | | | | 1.69 | | | | 65 | |
Y | | | 13.23 | | | | 0.12 | | | | (1.07 | ) | | | (0.95 | ) | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 12.11 | | | | (7.32 | ) | | | 5,693 | | | | 0.90 | | | | 0.81 | | | | 0.97 | | | | 65 | |
F | | | 13.22 | | | | 0.22 | | | | (1.17 | ) | | | (0.95 | ) | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 12.10 | | | | (7.32 | ) | | | 9,204 | | | | 0.89 | | | | 0.80 | | | | 1.69 | | | | 65 | |
SDR | | | 13.23 | | | | 0.23 | | | | (1.18 | ) | | | (0.95 | ) | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 12.10 | | | | (7.33 | ) | | | 67,339 | | | | 0.89 | | | | 0.80 | | | | 1.71 | | | | 65 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.02 | | | $ | 0.12 | | | $ | 2.64 | | | $ | 2.76 | | | $ | — | | | $ | (0.16 | ) | | $ | — | | | $ | — | | | $ | (0.16 | ) | | $ | 13.62 | | | | 25.41 | % | | $ | 5,930 | | | | 1.32 | % | | | 1.20 | % | | | 0.98 | % | | | 53 | % |
C | | | 10.69 | | | | (0.02 | ) | | | 2.60 | | | | 2.58 | | | | — | | | | (0.16 | ) | | | — | | | | — | | | | (0.16 | ) | | | 13.11 | | | | 24.60 | | | | 321 | | | | 2.01 | | | | 1.94 | | | | (0.13 | ) | | | 53 | |
I | | | 10.69 | | | | 0.14 | | | | 2.55 | | | | 2.69 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.20 | | | | 25.69 | | | | 116,660 | | | | 1.02 | | | | 0.95 | | | | 1.24 | | | | 53 | |
R3 | | | 10.69 | | | | 0.12 | | | | 2.55 | | | | 2.67 | | | | — | | | | (0.17 | ) | | | — | | | | — | | | | (0.17 | ) | | | 13.19 | | | | 25.45 | | | | 13 | | | | 1.62 | | | | 1.18 | | | | 1.04 | | | | 53 | |
R4 | | | 10.69 | | | | 0.13 | | | | 2.56 | | | | 2.69 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.20 | | | | 25.61 | | | | 13 | | | | 1.34 | | | | 1.08 | | | | 1.15 | | | | 53 | |
R5 | | | 10.69 | | | | 0.16 | | | | 2.55 | | | | 2.71 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.22 | | | | 25.88 | | | | 13 | | | | 1.02 | | | | 0.90 | | | | 1.34 | | | | 53 | |
Y | | | 10.69 | | | | 0.13 | | | | 2.59 | | | | 2.72 | | | | — | | | | (0.18 | ) | | | — | | | | — | | | | (0.18 | ) | | | 13.23 | | | | 25.99 | | | | 115 | | | | 0.88 | | | | 0.79 | | | | 1.04 | | | | 53 | |
F(7) | | | 10.87 | | | | 0.04 | | | | 2.31 | | | | 2.35 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 13.22 | | | | 21.62 | (5) | | | 844 | | | | 0.85 | (6) | | | 0.80 | (6) | | | 0.52 | (6) | | | 53 | |
SDR | | | 10.70 | | | | 0.17 | | | | 2.55 | | | | 2.72 | | | | — | | | | (0.19 | ) | | | — | | | | — | | | | (0.19 | ) | | | 13.23 | | | | 25.88 | | | | 77,051 | | | | 0.86 | | | | 0.80 | | | | 1.45 | | | | 53 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 11.35 | | | $ | 0.12 | | | $ | (0.35 | )(8) | | $ | (0.23 | ) | | $ | — | | | $ | (0.10 | ) | | $ | — | | | $ | — | | | $ | (0.10 | ) | | $ | 11.02 | | | | (2.01 | )% | | $ | 3,217 | | | | 1.45 | % | | | 1.18 | % | | | 1.11 | % | | | 53 | % |
C(9) | | | 10.64 | | | | (0.01 | ) | | | 0.06 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (5) | | | 10 | | | | 1.77 | (6) | | | 1.77 | (6) | | | (1.77 | )(6) | | | 53 | |
I | | | 11.01 | | | | 0.14 | | | | (0.33 | )(8) | | | (0.19 | ) | | | — | | | | (0.13 | ) | | | — | | | | — | | | | (0.13 | ) | | | 10.69 | | | | (1.70 | ) | | | 82,726 | | | | 1.20 | | | | 0.92 | | | | 1.33 | | | | 53 | |
R3(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (5) | | | 10 | | | | 1.47 | (6) | | | 1.47 | (6) | | | (1.47 | )(6) | | | 53 | |
R4(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (5) | | | 10 | | | | 1.17 | (6) | | | 1.17 | (6) | | | (1.17 | )(6) | | | 53 | |
R5(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (5) | | | 10 | | | | 0.89 | (6) | | | 0.89 | (6) | | | (0.87 | )(6) | | | 53 | |
Y(9) | | | 10.64 | | | | — | | | | 0.05 | | | | 0.05 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 10.69 | | | | 0.47 | (5) | | | 10 | | | | 0.78 | (6) | | | 0.78 | (6) | | | (0.78 | )(6) | | | 53 | |
SDR | | | 11.02 | | | | 0.16 | | | | (0.33 | )(8) | | | (0.17 | ) | | | — | | | | (0.15 | ) | | | — | | | | — | | | | (0.15 | ) | | | 10.70 | | | | (1.54 | ) | | | 64,263 | | | | 1.07 | | | | 0.79 | | | | 1.54 | | | | 53 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 11.93 | | | $ | 0.05 | | | $ | (0.18 | ) | | $ | (0.13 | ) | | $ | — | | | $ | — | | | $ | (0.45 | ) | | $ | — | | | $ | (0.45 | ) | | $ | 11.35 | | | | (1.08 | )% | | $ | 3,921 | | | | 1.38 | % | | | 1.17 | % | | | 0.46 | % | | | 45 | % |
I | | | 11.86 | | | | 0.12 | | | | (0.23 | )(8) | | | (0.11 | ) | | | — | | | | (0.29 | ) | | | (0.45 | ) | | | — | | | | (0.74 | ) | | | 11.01 | | | | (0.89 | ) | | | 104,237 | | | | 1.19 | | | | 0.95 | | | | 1.02 | | | | 45 | |
SDR(10) | | | 10.88 | | | | 0.17 | | | | (0.03 | ) | | | 0.14 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 11.02 | | | | 1.29 | (5) | | | 54,747 | | | | 1.09 | (6) | | | 0.81 | (6) | | | 1.78 | (6) | | | 45 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 12.11 | | | $ | 0.26 | | | $ | (0.22 | )(8) | | $ | 0.04 | | | $ | — | | | $ | (0.12 | ) | | $ | (0.10 | ) | | $ | — | | | $ | (0.22 | ) | | $ | 11.93 | | | | 0.30 | % | | $ | 84,474 | | | | 1.31 | % | | | 1.23 | % | | | 2.17 | % | | | 54 | % |
I | | | 12.04 | | | | 0.29 | | | | (0.23 | )(8) | | | 0.06 | | | | — | | | | (0.14 | ) | | | (0.10 | ) | | | — | | | | (0.24 | ) | | | 11.86 | | | | 0.54 | | | | 98,855 | | | | 1.03 | | | | 0.95 | | | | 2.39 | | | | 54 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders Securitized Income Fund | |
|
For the Period Ended April 30, 2019 (Unaudited)(13) | |
A | | $ | 10.00 | | | $ | 0.04 | | | $ | 0.01 | | | $ | 0.05 | | | $ | — | | | $ | (0.03 | ) | | $ | — | | | $ | — | | | $ | (0.03 | ) | | $ | 10.02 | | | | 0.54 | %(5) | | $ | 3,520 | | | | 1.61 | %(6)(17) | | | 0.89 | %(6)(15)(18) | | | 2.36 | %(6)(16) | | | 5 | % |
I | | | 10.00 | | | | 0.04 | | | | 0.02 | | | | 0.06 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 10.02 | | | | 0.56 | (5) | | | 3,553 | | | | 1.36 | (6)(17) | | | 0.77 | (6)(15)(18) | | | 2.48 | (6)(16) | | | 5 | |
Y | | | 10.00 | | | | 0.04 | | | | 0.02 | | | | 0.06 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 10.02 | | | | 0.56 | (5) | | | 3,520 | | | | 1.36 | (6)(17) | | | 0.76 | (6)(15)(18) | | | 2.48 | (6)(16) | | | 5 | |
F | | | 10.00 | | | | 0.04 | | | | 0.02 | | | | 0.06 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 10.02 | | | | 0.56 | (5) | | | 2,512 | | | | 1.36 | (6)(17) | | | 0.77 | (6)(15)(18) | | | 2.51 | (6)(16) | | | 5 | |
SDR | | | 10.00 | | | | 0.04 | | | | 0.02 | | | | 0.06 | | | | — | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | 10.02 | | | | 0.57 | (5) | | | 12,527 | | | | 1.36 | (6)(17) | | | 0.76 | (6)(15)(18) | | | 2.48 | (6)(16) | | | 5 | |
|
Hartford SchrodersTax-Aware Bond Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 10.66 | | | $ | 0.13 | | | $ | 0.51 | | | $ | 0.64 | | | $ | — | | | $ | (0.12 | ) | | $ | (0.12 | ) | | $ | — | | | $ | (0.24 | ) | | $ | 11.06 | | | | 6.07 | %(5) | | $ | 24,417 | | | | 0.86 | %(6) | | | 0.71 | %(6) | | | 2.33 | %(6) | | | 112 | % |
C | | | 10.65 | | | | 0.08 | | | | 0.51 | | | | 0.59 | | | | — | | | | (0.07 | ) | | | (0.12 | ) | | | — | | | | (0.19 | ) | | | 11.05 | | | | 5.60 | (5) | | | 5,260 | | | | 1.61 | (6) | | | 1.54 | (6) | | | 1.50 | (6) | | | 112 | |
I | | | 10.67 | | | | 0.14 | | | | 0.52 | | | | 0.66 | | | | — | | | | (0.14 | ) | | | (0.12 | ) | | | — | | | | (0.26 | ) | | | 11.07 | | | | 6.19 | (5) | | | 127,934 | | | | 0.63 | (6) | | | 0.47 | (6) | | | 2.57 | (6) | | | 112 | |
Y | | | 10.67 | | | | 0.14 | | | | 0.51 | | | | 0.65 | | | | — | | | | (0.13 | ) | | | (0.12 | ) | | | — | | | | (0.25 | ) | | | 11.07 | | | | 6.18 | (5) | | | 197 | | | | 0.56 | (6) | | | 0.49 | (6) | | | 2.55 | (6) | | | 112 | |
F | | | 10.67 | | | | 0.14 | | | | 0.52 | | | | 0.66 | | | | — | | | | (0.14 | ) | | | (0.12 | ) | | | — | | | | (0.26 | ) | | | 11.07 | | | | 6.20 | (5) | | | 12,698 | | | | 0.54 | (6) | | | 0.46 | (6) | | | 2.58 | (6) | | | 112 | |
SDR | | | 10.66 | | | | 0.14 | | | | 0.52 | | | | 0.66 | | | | — | | | | (0.14 | ) | | | (0.12 | ) | | | — | | | | (0.26 | ) | | | 11.06 | | | | 6.20 | (5) | | | 63,232 | | | | 0.54 | (6) | | | 0.46 | (6) | | | 2.58 | (6) | | | 112 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 11.08 | | | $ | 0.23 | | | $ | (0.42 | ) | | $ | (0.19 | ) | | $ | — | | | $ | (0.22 | ) | | $ | (0.01 | ) | | $ | — | | | $ | (0.23 | ) | | $ | 10.66 | | | | (1.77 | )% | | $ | 25,186 | | | | 0.86 | % | | | 0.71 | % | | | 2.07 | % | | | 161 | % |
C | | | 11.07 | | | | 0.14 | | | | (0.43 | ) | | | (0.29 | ) | | | — | | | | (0.12 | ) | | | (0.01 | ) | | | — | | | | (0.13 | ) | | | 10.65 | | | | (2.64 | ) | | | 4,819 | | | | 1.62 | | | | 1.53 | | | | 1.24 | | | | 161 | |
I | | | 11.10 | | | | 0.25 | | | | (0.42 | ) | | | (0.17 | ) | | | — | | | | (0.25 | ) | | | (0.01 | ) | | | — | | | | (0.26 | ) | | | 10.67 | | | | (1.59 | ) | | | 120,282 | | | | 0.62 | | | | 0.46 | | | | 2.31 | | | | 161 | |
Y | | | 11.10 | | | | 0.25 | | | | (0.43 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.67 | | | | (1.63 | ) | | | 214 | | | | 0.57 | | | | 0.48 | | | | 2.30 | | | | 161 | |
F | | | 11.10 | | | | 0.26 | | | | (0.44 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.67 | | | | (1.60 | ) | | | 8,689 | | | | 0.55 | | | | 0.46 | | | | 2.36 | | | | 161 | |
SDR | | | 11.09 | | | | 0.25 | | | | (0.43 | ) | | | (0.18 | ) | | | — | | | | (0.24 | ) | | | (0.01 | ) | | | — | | | | (0.25 | ) | | | 10.66 | | | | (1.60 | ) | | | 59,590 | | | | 0.55 | | | | 0.46 | | | | 2.30 | | | | 161 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.19 | | | $ | 0.20 | | | $ | (0.07 | ) | | $ | 0.13 | | | $ | — | | | $ | (0.20 | ) | | $ | (0.04 | ) | | $ | — | | | $ | (0.24 | ) | | $ | 11.08 | | | | 1.20 | % | | $ | 22,948 | | | | 0.86 | % | | | 0.71 | % | | | 1.83 | % | | | 72 | % |
C | | | 11.20 | | | | 0.11 | | | | (0.07 | ) | | | 0.04 | | | | — | | | | (0.13 | ) | | | (0.04 | ) | | | — | | | | (0.17 | ) | | | 11.07 | | | | 0.40 | | | | 4,712 | | | | 1.58 | | | | 1.50 | | | | 0.96 | | | | 72 | |
I | | | 11.21 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.23 | ) | | | (0.04 | ) | | | — | | | | (0.27 | ) | | | 11.10 | | | | 1.45 | | | | 147,851 | | | | 0.58 | | | | 0.46 | | | | 2.10 | | | | 72 | |
Y | | | 11.20 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.22 | ) | | | (0.04 | ) | | | — | | | | (0.26 | ) | | | 11.10 | | | | 1.53 | | | | 10 | | | | 0.54 | | | | 0.46 | | | | 2.08 | | | | 72 | |
F(7) | | | 10.93 | | | | 0.14 | | | | 0.17 | | | | 0.31 | | | | — | | | | (0.14 | ) | | | — | | | | — | | | | (0.14 | ) | | | 11.10 | | | | 2.85 | (5) | | | 2,377 | | | | 0.53 | (6) | | | 0.46 | (6) | | | 1.96 | (6) | | | 72 | |
SDR | | | 11.20 | | | | 0.23 | | | | (0.07 | ) | | | 0.16 | | | | — | | | | (0.23 | ) | | | (0.04 | ) | | | — | | | | (0.27 | ) | | | 11.09 | | | | 1.46 | | | | 70,615 | | | | 0.54 | | | | 0.46 | | | | 2.12 | | | | 72 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 10.84 | | | $ | 0.25 | | | $ | 0.35 | | | $ | 0.60 | | | $ | — | | | $ | (0.25 | ) | | $ | — | | | $ | — | | | $ | (0.25 | ) | | $ | 11.19 | | | | 5.61 | % | | $ | 8,648 | | | | 0.90 | % | | | 0.70 | % | | | 2.22 | % | | | 42 | % |
C(9) | | | 11.23 | | | | — | | | | (0.01 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.10 | )(5) | | | 10 | | | | 1.46 | (6) | | | 1.45 | (6) | | | 1.47 | (6) | | | 42 | |
I | | | 10.84 | | | | 0.28 | | | | 0.37 | | | | 0.65 | | | | — | | | | (0.28 | ) | | | — | | | | — | | | | (0.28 | ) | | | 11.21 | | | | 6.02 | | | | 82,088 | | | | 0.66 | | | | 0.45 | | | | 2.55 | | | | 42 | |
Y(9) | | | 11.23 | | | | 0.01 | | | | (0.02 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.08 | )(5) | | | 10 | | | | 0.46 | (6) | | | 0.45 | (6) | | | 2.56 | (6) | | | 42 | |
SDR(9) | | | 11.23 | | | | 0.01 | | | | (0.02 | ) | | | (0.01 | ) | | | — | | | | (0.02 | ) | | | — | | | | — | | | | (0.02 | ) | | | 11.20 | | | | (0.08 | )(5) | | | 66,275 | | | | 0.47 | (6) | | | 0.46 | (6) | | | 4.71 | (6) | | | 42 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 10.93 | | | $ | 0.25 | | | $ | (0.10 | ) | | $ | 0.15 | | | $ | — | | | $ | (0.24 | ) | | $ | — | | | $ | — | | | $ | (0.24 | ) | | $ | 10.84 | | | | 1.42 | %(5) | | $ | 1,039 | | | | 1.01 | %(6) | | | 0.71 | %(6) | | | 2.77 | %(6) | | | 36 | % |
I | | | 11.09 | | | | 0.32 | | | | (0.10 | ) | | | 0.22 | | | | — | | | | (0.32 | ) | | | (0.15 | ) | | | — | | | | (0.47 | ) | | | 10.84 | | | | 2.00 | | | | 105,036 | | | | 0.70 | | | | 0.46 | | | | 2.93 | | | | 36 | |
|
For the Year Ended October 31, 2014 | |
I | | | 10.20 | | | | 0.36 | | | | 1.01 | | | | 1.37 | | | | — | | | | (0.36 | ) | | | (0.12 | ) | | | — | | | | (0.48 | ) | | | 11.09 | | | | 13.85 | | | | 96,342 | | | | 0.68 | | | | 0.46 | | | | 3.45 | | | | 27 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders US Small Cap Opportunities Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 25.55 | | | $ | 0.02 | | | $ | 1.54 | | | $ | 1.56 | | | $ | — | | | $ | (0.01 | ) | | $ | (2.25 | ) | | $ | — | | | $ | (2.26 | ) | | $ | 24.85 | | | | 7.58 | %(5) | | $ | 17,799 | | | | 1.41 | %(6) | | | 1.34 | %(6) | | | 0.21 | %(6) | | | 21 | % |
C | | | 26.20 | | | | (0.06 | ) | | | 1.57 | | | | 1.51 | | | | — | | | | — | | | | (2.25 | ) | | | — | | | | (2.25 | ) | | | 25.46 | | | | 7.19 | (5) | | | 6,943 | | | | 2.18 | (6) | | | 2.10 | (6) | | | (0.53 | )(6) | | | 21 | |
I | | | 26.71 | | | | 0.06 | | | | 1.61 | | | | 1.67 | | | | — | | | | (0.06 | ) | | | (2.25 | ) | | | — | | | | (2.31 | ) | | | 26.07 | | | | 7.75 | (5) | | | 114,245 | | | | 1.11 | (6) | | | 1.05 | (6) | | | 0.52 | (6) | | | 21 | |
R3 | | | 26.53 | | | | (0.01 | ) | | | 1.60 | | | | 1.59 | | | | — | | | | — | | | | (2.25 | ) | | | — | | | | (2.25 | ) | | | 25.87 | | | | 7.41 | (5) | | | 172 | | | | 1.66 | (6) | | | 1.55 | (6) | | | (0.05 | )(6) | | | 21 | |
R4 | | | 26.68 | | | | 0.02 | | | | 1.63 | | | | 1.65 | | | | — | | | | (0.04 | ) | | | (2.25 | ) | | | — | | | | (2.29 | ) | | | 26.04 | | | | 7.65 | (5) | | | 127 | | | | 1.31 | (6) | | | 1.18 | (6) | | | 0.16 | (6) | | | 21 | |
R5 | | | 26.70 | | | | 0.06 | | | | 1.60 | | | | 1.66 | | | | — | | | | (0.06 | ) | | | (2.25 | ) | | | — | | | | (2.31 | ) | | | 26.05 | | | | 7.71 | (5) | | | 30 | | | | 1.11 | (6) | | | 1.04 | (6) | | | 0.51 | (6) | | | 21 | |
Y | | | 26.73 | | | | 0.08 | | | | 1.60 | | | | 1.68 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 26.07 | | | | 7.78 | (5) | | | 24,583 | | | | 1.02 | (6) | | | 0.95 | (6) | | | 0.61 | (6) | | | 21 | |
F | | | 26.74 | | | | 0.08 | | | | 1.60 | | | | 1.68 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 26.08 | | | | 7.77 | (5) | | | 3,147 | | | | 1.02 | (6) | | | 0.95 | (6) | | | 0.62 | (6) | | | 21 | |
SDR | | | 26.78 | | | | 0.08 | | | | 1.59 | | | | 1.67 | | | | — | | | | (0.09 | ) | | | (2.25 | ) | | | — | | | | (2.34 | ) | | | 26.11 | | | | 7.75 | (5) | | | 10,995 | | | | 1.02 | (6) | | | 0.95 | (6) | | | 0.63 | (6) | | | 21 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 27.97 | | | $ | (0.02 | ) | | $ | (0.04 | ) | | $ | (0.06 | ) | | $ | — | | | $ | — | | | $ | (2.36 | ) | | $ | — | | | $ | (2.36 | ) | | $ | 25.55 | | | | (0.34 | )% | | $ | 13,976 | | | | 1.43 | % | | | 1.34 | % | | | (0.08 | )% | | | 42 | % |
C | | | 28.82 | | | | (0.23 | ) | | | (0.03 | ) | | | (0.26 | ) | | | — | | | | — | | | | (2.36 | ) | | | — | | | | (2.36 | ) | | | 26.20 | | | | (1.08 | ) | | | 6,892 | | | | 2.18 | | | | 2.09 | | | | (0.84 | ) | | | 42 | |
I | | | 29.14 | | | | 0.07 | | | | (0.05 | ) | | | 0.02 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.71 | | | | (0.05 | ) | | | 109,710 | | | | 1.12 | | | | 1.04 | | | | 0.25 | | | | 42 | |
R3 | | | 29.06 | | | | (0.08 | ) | | | (0.05 | ) | | | (0.13 | ) | | | — | | | | (0.04 | ) | | | (2.36 | ) | | | — | | | | (2.40 | ) | | | 26.53 | | | | (0.58 | ) | | | 66 | | | | 1.75 | | | | 1.58 | | | | (0.30 | ) | | | 42 | |
R4 | | | 29.08 | | | | 0.04 | | | | (0.04 | ) | | | — | | | | — | | | | (0.04 | ) | | | (2.36 | ) | | | — | | | | (2.40 | ) | | | 26.68 | | | | (0.11 | ) | | | 11 | | | | 1.45 | | | | 1.13 | | | | 0.12 | | | | 42 | |
R5 | | | 29.11 | | | | 0.07 | | | | (0.05 | ) | | | 0.02 | | | | — | | | | (0.07 | ) | | | (2.36 | ) | | | — | | | | (2.43 | ) | | | 26.70 | | | | (0.02 | ) | | | 19 | | | | 1.15 | | | | 1.05 | | | | 0.23 | | | | 42 | |
Y | | | 29.14 | | | | 0.09 | | | | (0.05 | ) | | | 0.04 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.73 | | | | 0.03 | | | | 23,507 | | | | 1.03 | | | | 0.95 | | | | 0.33 | | | | 42 | |
F | | | 29.15 | | | | 0.08 | | | | (0.04 | ) | | | 0.04 | | | | — | | | | (0.09 | ) | | | (2.36 | ) | | | — | | | | (2.45 | ) | | | 26.74 | | | | 0.04 | | | | 2,841 | | | | 1.03 | | | | 0.95 | | | | 0.30 | | | | 42 | |
SDR | | | 29.19 | | | | 0.13 | | | | (0.08 | ) | | | 0.05 | | | | — | | | | (0.10 | ) | | | (2.36 | ) | | | — | | | | (2.46 | ) | | | 26.78 | | | | 0.07 | | | | 10,952 | | | | 1.03 | | | | 0.95 | | | | 0.44 | | | | 42 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 23.78 | | | $ | (0.07 | ) | | $ | 5.71 | | | $ | 5.64 | | | $ | — | | | $ | (0.07 | ) | | $ | (1.38 | ) | | $ | — | | | $ | (1.45 | ) | | $ | 27.97 | | | | 24.43 | % | | $ | 17,379 | | | | 1.41 | % | | | 1.35 | % | | | (0.25 | )% | | | 69 | % |
C | | | 24.66 | | | | (0.27 | ) | | | 5.90 | | | | 5.63 | | | | — | | | | (0.09 | ) | | | (1.38 | ) | | | — | | | | (1.47 | ) | | | 28.82 | | | | 23.50 | | | | 4,426 | | | | 2.14 | | | | 2.08 | | | | (1.00 | ) | | | 69 | |
I | | | 24.67 | | | | 0.05 | | | | 5.90 | | | | 5.95 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.14 | | | | 24.85 | | | | 124,651 | | | | 1.05 | | | | 1.00 | | | | 0.20 | | | | 69 | |
R3 | | | 24.67 | | | | (0.07 | ) | | | 5.91 | | | | 5.84 | | | | — | | | | (0.07 | ) | | | (1.38 | ) | | | — | | | | (1.45 | ) | | | 29.06 | | | | 24.36 | | | | 54 | | | | 1.76 | | | | 1.38 | | | | (0.27 | ) | | | 69 | |
R4 | | | 24.67 | | | | (0.01 | ) | | | 5.88 | | | | 5.87 | | | | — | | | | (0.08 | ) | | | (1.38 | ) | | | — | | | | (1.46 | ) | | | 29.08 | | | | 24.51 | | | | 11 | | | | 1.46 | | | | 1.22 | | | | (0.03 | ) | | | 69 | |
R5 | | | 24.67 | | | | 0.04 | | | | 5.88 | | | | 5.92 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.11 | | | | 24.72 | | | | 20 | | | | 1.25 | | | | 1.05 | | | | 0.13 | | | | 69 | |
Y | | | 24.67 | | | | (0.05 | ) | | | 6.00 | | | | 5.95 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.14 | | | | 24.86 | | | | 26,227 | | | | 1.04 | | | | 0.95 | | | | (0.17 | ) | | | 69 | |
F(7) | | | 26.78 | | | | 0.02 | | | | 2.35 | | | | 2.37 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 29.15 | | | | 8.85 | (5) | | | 1,256 | | | | 1.00 | (6) | | | 0.96 | (6) | | | 0.10 | (6) | | | 69 | |
SDR | | | 24.71 | | | | 0.05 | | | | 5.91 | | | | 5.96 | | | | — | | | | (0.10 | ) | | | (1.38 | ) | | | — | | | | (1.48 | ) | | | 29.19 | | | | 24.86 | | | | 32,525 | | | | 1.00 | | | | 0.95 | | | | 0.17 | | | | 69 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 24.46 | | | $ | 0.03 | | | $ | 1.14 | (8) | | $ | 1.17 | | | $ | — | | | $ | — | | | $ | (1.85 | ) | | $ | — | | | $ | (1.85 | ) | | $ | 23.78 | | | | 5.33 | % | | $ | 2,579 | | | | 1.65 | % | | | 1.41 | % | | | 0.12 | % | | | 51 | % |
C(9) | | | 24.96 | | | | (0.01 | ) | | | (0.29 | ) | | | (0.30 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.66 | | | | (1.20 | )(5) | | | 10 | | | | 1.90 | (6) | | | 1.90 | (6) | | | (1.70 | )(6) | | | 51 | |
I | | | 25.25 | | | | 0.08 | | | | 1.19 | (8) | | | 1.27 | | | | — | | | | — | | | | (1.85 | ) | | | — | | | | (1.85 | ) | | | 24.67 | | | | 5.58 | | | | 113,072 | | | | 1.41 | | | | 1.16 | | | | 0.33 | | | | 51 | |
R3(9) | | | 24.96 | | | | (0.01 | ) | | | (0.28 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(5) | | | 10 | | | | 1.59 | (6) | | | 1.59 | (6) | | | (1.39 | )(6) | | | 51 | |
R4(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(5) | | | 10 | | | | 1.31 | (6) | | | 1.31 | (6) | | | (1.10 | )(6) | | | 51 | |
R5(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(5) | | | 10 | | | | 1.02 | (6) | | | 1.02 | (6) | | | (0.80 | )(6) | | | 51 | |
Y(9) | | | 24.96 | | | | — | | | | (0.29 | ) | | | (0.29 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 24.67 | | | | (1.16 | )(5) | | | 10 | | | | 0.91 | (6) | | | 0.91 | (6) | | | (0.70 | )(6) | | | 51 | |
SDR | | | 25.25 | | | | 0.12 | | | | 1.19 | (8) | | | 1.31 | | | | — | | | | — | | | | (1.85 | ) | | | — | | | | (1.85 | ) | | | 24.71 | | | | 5.74 | | | | 6,806 | | | | 1.26 | | | | 1.02 | | | | 0.50 | | | | 51 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 26.66 | | | $ | (0.11 | ) | | $ | 0.93 | | | $ | 0.82 | | | $ | — | | | $ | — | | | $ | (3.02 | ) | | $ | — | | | $ | (3.02 | ) | | $ | 24.46 | | | | 3.50 | % | | $ | 937 | | | | 1.66 | % | | | 1.58 | % | | | (0.46 | )% | | | 49 | % |
I | | | 27.36 | | | | (0.05 | ) | | | 0.96 | (8) | | | 0.91 | | | | — | | | | — | | | | (3.02 | ) | | | — | | | | (3.02 | ) | | | 25.25 | | | | 3.76 | | | | 128,250 | | | | 1.39 | | | | 1.31 | | | | (0.18 | ) | | | 49 | |
SDR(14) | | | 23.83 | | | | (0.02 | ) | | | 1.44 | | | | 1.42 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 25.25 | | | | 5.96 | (5) | | | 21 | | | | 1.90 | (6) | | | 1.05 | (6) | | | (0.95 | )(6) | | | 49 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 29.09 | | | $ | (0.13 | ) | | $ | 2.34 | | | $ | 2.21 | | | $ | — | | | $ | — | | | $ | (4.64 | ) | | $ | — | | | $ | (4.64 | ) | | $ | 26.66 | | | | 9.17 | % | | $ | 856 | | | | 1.59 | % | | | 1.59 | % | | | (0.48 | )% | | | 66 | % |
I | | | 29.65 | | | | (0.04 | ) | | | 2.40 | (8) | | | 2.36 | | | | — | | | | (0.01 | ) | | | (4.64 | ) | | | — | | | | (4.65 | ) | | | 27.36 | | | | 9.57 | | | | 138,855 | | | | 1.24 | | | | 1.24 | | | | (0.13 | ) | | | 66 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | — SelectedPer-Share Data(1)— | | | — Ratios and Supplemental Data — | |
Class | | Net Asset Value at Beginning of Period | | | Net Investment Income (Loss) | | | Net Realized and Unrealized Gain (Loss) on Investments | | | Total from Investment Operations | | | Other Capital | | | Dividends from Net Investment Income | | | Distributions from Capital Gains | | | Returns of Capital | | | Total Dividends and Distributions | | | Net Asset Value at End of Period | | | Total Return(2) | | | Net Assets at End of Period (000s) | | | Ratio of Expenses to Average Net Assets Before Adjust- ments(3) | | | Ratio of Expenses to Average Net Assets After Adjust- ments(3) | | | Ratio of Net Investment Income (Loss) to Average Net Assets | | | Portfolio Turnover | |
|
Hartford Schroders US Small/Mid Cap Opportunities Fund(4) | |
|
For theSix-Month Period Ended April 30, 2019 (Unaudited) | |
A | | $ | 13.68 | | | $ | 0.02 | | | $ | 1.11 | | | $ | 1.13 | | | $ | — | | | $ | — | | | $ | (0.27 | ) | | $ | — | | | $ | (0.27 | ) | | $ | 14.54 | | | | 8.61 | %(5) | | $ | 91,882 | | | | 1.26 | %(6) | | | 1.26 | %(6) | | | 0.32 | %(6) | | | 18 | % |
C | | | 13.97 | | | | (0.03 | ) | | | 1.14 | | | | 1.11 | | | | — | | | | — | | | | (0.28 | ) | | | — | | | | (0.28 | ) | | | 14.80 | | | | 8.29 | (5) | | | 66,803 | | | | 2.01 | (6) | | | 2.01 | (6) | | | (0.43 | )(6) | | | 18 | |
I | | | 14.24 | | | | 0.04 | | | | 1.16 | | | | 1.20 | | | | — | | | | (0.04 | ) | | | (0.27 | ) | | | — | | | | (0.31 | ) | | | 15.13 | | | | 8.82 | (5) | | | 601,386 | | | | 1.00 | (6) | | | 1.00 | (6) | | | 0.60 | (6) | | | 18 | |
R3 | | | 14.09 | | | | — | | | | 1.16 | | | | 1.16 | | | | — | | | | — | | | | (0.28 | ) | | | — | | | | (0.28 | ) | | | 14.97 | | | | 8.50 | (5) | | | 1,582 | | | | 1.52 | (6) | | | 1.52 | (6) | | | — | (6) | | | 18 | |
R4 | | | 14.17 | | | | 0.02 | | | | 1.17 | | | | 1.19 | | | | — | | | | (0.02 | ) | | | (0.28 | ) | | | — | | | | (0.30 | ) | | | 15.06 | | | | 8.70 | (5) | | | 918 | | | | 1.29 | (6) | | | 1.29 | (6) | | | 0.29 | (6) | | | 18 | |
R5 | | | 14.24 | | | | 0.04 | | | | 1.17 | | | | 1.21 | | | | — | | | | (0.05 | ) | | | (0.28 | ) | | | — | | | | (0.33 | ) | | | 15.12 | | | | 8.86 | (5) | | | 3,278 | | | | 0.93 | (6) | | | 0.93 | (6) | | | 0.63 | (6) | | | 18 | |
Y | | | 14.24 | | | | 0.05 | | | | 1.17 | | | | 1.22 | | | | — | | | | (0.05 | ) | | | (0.28 | ) | | | — | | | | (0.33 | ) | | | 15.13 | | | | 8.91 | (5) | | | 117,681 | | | | 0.91 | (6) | | | 0.91 | (6) | | | 0.66 | (6) | | | 18 | |
F | | | 14.25 | | | | 0.05 | | | | 1.16 | | | | 1.21 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.14 | | | | 8.92 | (5) | | | 62,929 | | | | 0.86 | (6) | | | 0.86 | (6) | | | 0.69 | (6) | | | 18 | |
SDR | | | 14.28 | | | | 0.05 | | | | 1.15 | | | | 1.20 | | | | — | | | | (0.05 | ) | | | (0.27 | ) | | | — | | | | (0.32 | ) | | | 15.16 | | | | 8.83 | (5) | | | 71,980 | | | | 0.88 | (6) | | | 0.88 | (6) | | | 0.68 | (6) | | | 18 | |
|
For the Year Ended October 31, 2018 | |
A | | $ | 13.97 | | | $ | 0.01 | | | $ | (0.10 | ) | | $ | (0.09 | ) | | $ | — | | | $ | — | | | $ | (0.20 | ) | | $ | — | | | $ | (0.20 | ) | | $ | 13.68 | | | | (0.66 | )% | | $ | 96,491 | | | | 1.26 | % | | | 1.25 | % | | | 0.05 | % | | | 37 | % |
C | | | 14.37 | | | | (0.11 | ) | | | (0.09 | ) | | | (0.20 | ) | | | — | | | | — | | | | (0.20 | ) | | | — | | | | (0.20 | ) | | | 13.97 | | | | (1.49 | ) | | | 67,037 | | | | 2.02 | | | | 2.01 | | | | (0.72 | ) | | | 37 | |
I | | | 14.52 | | | | 0.05 | | | | (0.11 | ) | | | (0.06 | ) | | | — | | | | (0.02 | ) | | | (0.20 | ) | | | — | | | | (0.22 | ) | | | 14.24 | | | | (0.44 | ) | | | 648,971 | | | | 0.99 | | | | 0.98 | | | | 0.31 | | | | 37 | |
R3 | | | 14.43 | | | | (0.05 | ) | | | (0.09 | ) | | | (0.14 | ) | | | — | | | | — | | | | (0.20 | ) | | | — | | | | (0.20 | ) | | | 14.09 | | | | (1.06 | ) | | | 950 | | | | 1.63 | | | | 1.60 | | | | (0.31 | ) | | | 37 | |
R4 | | | 14.48 | | | | — | | | | (0.10 | ) | | | (0.10 | ) | | | — | | | | (0.01 | ) | | | (0.20 | ) | | | — | | | | (0.21 | ) | | | 14.17 | | | | (0.74 | ) | | | 775 | | | | 1.33 | | | | 1.30 | | | | (0.03 | ) | | | 37 | |
R5 | | | 14.51 | | | | 0.04 | | | | (0.09 | ) | | | (0.05 | ) | | | — | | | | (0.02 | ) | | | (0.20 | ) | | | — | | | | (0.22 | ) | | | 14.24 | | | | (0.42 | ) | | | 1,864 | | | | 1.03 | | | | 1.00 | | | | 0.26 | | | | 37 | |
Y | | | 14.53 | | | | 0.04 | | | | (0.10 | ) | | | (0.06 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.24 | | | | (0.46 | ) | | | 108,680 | | | | 0.96 | | | | 0.94 | | | | 0.25 | | | | 37 | |
F | | | 14.53 | | | | 0.06 | | | | (0.11 | ) | | | (0.05 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.25 | | | | (0.37 | ) | | | 45,449 | | | | 0.91 | | | | 0.90 | | | | 0.38 | | | | 37 | |
SDR | | | 14.56 | | | | 0.06 | | | | (0.11 | ) | | | (0.05 | ) | | | — | | | | (0.03 | ) | | | (0.20 | ) | | | — | | | | (0.23 | ) | | | 14.28 | | | | (0.37 | ) | | | 57,898 | | | | 0.91 | | | | 0.90 | | | | 0.38 | | | | 37 | |
|
For the Year Ended October 31, 2017 | |
A | | $ | 11.98 | | | $ | (0.02 | ) | | $ | 2.22 | | | $ | 2.20 | | | $ | — | | | $ | (0.02 | ) | | $ | (0.19 | ) | | $ | — | | | $ | (0.21 | ) | | $ | 13.97 | | | | 18.57 | % | | $ | 116,594 | | | | 1.28 | % | | | 1.27 | % | | | (0.12 | )% | | | 54 | % |
C | | | 12.41 | | | | (0.13 | ) | | | 2.31 | | | | 2.18 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.37 | | | | 17.75 | | | | 48,121 | | | | 2.04 | | | | 2.02 | | | | (0.94 | ) | | | 54 | |
I | | | 12.42 | | | | 0.02 | | | | 2.30 | | | | 2.32 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.52 | | | | 18.91 | | | | 620,850 | | | | 1.02 | | | | 1.01 | | | | 0.15 | | | | 54 | |
R3 | | | 12.41 | | | | (0.07 | ) | | | 2.30 | | | | 2.23 | | | | — | | | | (0.02 | ) | | | (0.19 | ) | | | — | | | | (0.21 | ) | | | 14.43 | | | | 18.28 | | | | 425 | | | | 1.64 | | | | 1.60 | | | | (0.49 | ) | | | 54 | |
R4 | | | 12.42 | | | | (0.04 | ) | | | 2.31 | | | | 2.27 | | | | — | | | | (0.02 | ) | | | (0.19 | ) | | | — | | | | (0.21 | ) | | | 14.48 | | | | 18.52 | | | | 274 | | | | 1.39 | | | | 1.30 | | | | (0.28 | ) | | | 54 | |
R5 | | | 12.42 | | | | 0.02 | | | | 2.29 | | | | 2.31 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.51 | | | | 18.82 | | | | 56 | | | | 1.14 | | | | 1.00 | | | | 0.18 | | | | 54 | |
Y | | | 12.42 | | | | 0.02 | | | | 2.31 | | | | 2.33 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.53 | | | | 19.00 | | | | 11,479 | | | | 0.96 | | | | 0.94 | | | | 0.16 | | | | 54 | |
F(7) | | | 13.63 | | | | 0.01 | | | | 0.89 | | | | 0.90 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 14.53 | | | | 6.60 | (5) | | | 8,436 | | | | 0.91 | (6) | | | 0.90 | (6) | | | 0.14 | (6) | | | 54 | |
SDR | | | 12.44 | | | | 0.03 | | | | 2.31 | | | | 2.34 | | | | — | | | | (0.03 | ) | | | (0.19 | ) | | | — | | | | (0.22 | ) | | | 14.56 | | | | 19.06 | | | | 21,490 | | | | 0.91 | | | | 0.90 | | | | 0.24 | | | | 54 | |
|
For the Year Ended October 31, 2016 | |
A | | $ | 12.36 | | | $ | 0.02 | | | $ | 0.89 | (8) | | $ | 0.91 | | | $ | — | | | $ | — | | | $ | (1.29 | ) | | $ | — | | | $ | (1.29 | ) | | $ | 11.98 | | | | 8.40 | % | | $ | 32,399 | | | | 1.67 | % | | | 1.26 | % | | | 0.15 | % | | | 72 | % |
C(9) | | | 12.49 | | | | (0.01 | ) | | | (0.07 | ) | | | (0.08 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.41 | | | | (0.64 | )(5) | | | 10 | | | | 1.86 | (6) | | | 1.86 | (6) | | | (1.49 | )(6) | | | 72 | |
I | | | 12.74 | | | | 0.05 | | | | 0.92 | (8) | | | 0.97 | | | | — | | | | — | | | | (1.29 | ) | | | — | | | | (1.29 | ) | | | 12.42 | | | | 8.68 | | | | 177,197 | | | | 1.44 | | | | 1.01 | | | | 0.45 | | | | 72 | |
R3(9) | | | 12.49 | | | | — | | | | (0.08 | ) | | | (0.08 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.41 | | | | (0.64 | )(5) | | | 10 | | | | 1.54 | (6) | | | 1.54 | (6) | | | (1.18 | )(6) | | | 72 | |
R4(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(5) | | | 10 | | | | 1.25 | (6) | | | 1.25 | (6) | | | (0.89 | )(6) | | | 72 | |
R5(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(5) | | | 10 | | | | 0.97 | (6) | | | 0.97 | (6) | | | (0.57 | )(6) | | | 72 | |
Y(9) | | | 12.49 | | | | — | | | | (0.07 | ) | | | (0.07 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.42 | | | | (0.56 | )(5) | | | 10 | | | | 0.86 | (6) | | | 0.86 | (6) | | | (0.49 | )(6) | | | 72 | |
SDR | | | 12.76 | | | | 0.06 | | | | 0.92 | (8) | | | 0.98 | | | | — | | | | (0.01 | ) | | | (1.29 | ) | | | — | | | | (1.30 | ) | | | 12.44 | | | | 8.77 | | | | 5,111 | | | | 1.33 | | | | 0.88 | | | | 0.47 | | | | 72 | |
|
For the Year Ended October 31, 2015 | |
A | | $ | 13.56 | | | $ | (0.03 | ) | | $ | 0.85 | (8) | | $ | 0.82 | | | $ | — | | | $ | — | | | $ | (2.02 | ) | | $ | — | | | $ | (2.02 | ) | | $ | 12.36 | | | | 7.00 | % | | $ | 5,541 | | | | 1.85 | % | | | 1.30 | % | | | (0.21 | )% | | | 56 | % |
I | | | 13.89 | | | | 0.01 | | | | 0.86 | (8) | | | 0.87 | | | | — | | | | — | | | | (2.02 | ) | | | — | | | | (2.02 | ) | | | 12.74 | | | | 7.23 | | | | 50,126 | | | | 1.60 | | | | 1.05 | | | | 0.05 | | | | 56 | |
SDR(10) | | | 12.36 | | | | — | | | | 0.40 | | | | 0.40 | | | | — | | | | — | | | | — | | | | — | | | | — | | | | 12.76 | | | | 3.24 | (5) | | | 1,935 | | | | 1.51 | (6) | | | 0.90 | (6) | | | 0.03 | (6) | | | 56 | |
|
For the Year Ended October 31, 2014 | |
A | | $ | 15.12 | | | $ | (0.03 | ) | | $ | 1.57 | (8) | | $ | 1.54 | | | $ | — | | | $ | — | | | $ | (3.10 | ) | | $ | — | | | $ | (3.10 | ) | | $ | 13.56 | | | | 12.65 | % | | $ | 5,756 | | | | 1.63 | % | | | 1.30 | % | | | (0.25 | )% | | | 62 | % |
I | | | 15.39 | | | | — | | | | 1.61 | | | | 1.61 | | | | — | | | | (0.01 | ) | | | (3.10 | ) | | | — | | | | (3.11 | ) | | | 13.89 | | | | 12.97 | | | | 59,840 | | | | 1.38 | | | | 1.05 | | | | — | | | | 62 | |
The accompanying notes are an integral part of these financial statements.
Financial Highlights – (continued)
(1) | Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average shares outstanding unless otherwise noted. |
(2) | Assumes initial investment at net asset value at the beginning of each period, reinvestment of all distributions, the complete redemption of the investment at net asset value at the end of each period and no sales charge. Total return would be reduced if sales charges were taken into account. |
(3) | Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements). |
(4) | Prior to October 24, 2016 this Fund operated under a different name. Effective before the opening of business on October 24, 2016, the Advisor, Investor, and R6 share classes were redesignated as Class A, I, and SDR, respectively. |
(7) | Commenced operations on February 28, 2017. |
(8) | Includes redemption fees. Amount was less than $0.01 per share. |
(9) | Commenced operations on October 24, 2016. |
(10) | Commenced operations on December 30, 2014. |
(11) | Commenced operations on December 19, 2014. |
(12) | Commenced operations on June 23, 2014. |
(13) | Commenced operations on February 28, 2019. |
(14) | Commenced operations on September 28, 2015. |
(15) | The ratio of expenses after adjustments to average net assets excluding interest expense for the period February 28, 2019 through April 30, 2019 was 0.82%, 0.70%, 0.69%, 0.70% and 0.69% for Class A, Class I, Class Y, Class F and Class SDR, respectively. This includes the impact of certain non-contractual waivers. |
(16) | The ratio of net investment income to average net assets excluding interest expense for the period February 28, 2019 through April 30, 2019 was 2.43%, 2.55%, 2.55%, 2.58% and 2.55% for Class A, Class I, Class Y, Class F and Class SDR, respectively. |
(17) | The ratio of expenses before adjustments to average net assets excluding interest expense for the period February 28, 2019 through April 30, 2019 was 1.54%, 1.29%, 1.29%, 1.29% and 1.29% for Class A, Class I, Class Y, Class F and Class SDR, respectively. |
(18) | Includes the impact of certain non-contractual waivers. Please see the fee table in the Fund’s prospectus for the Fund’s estimated total annual fund operating expenses (before and after contractual waivers and/or reimbursements). |
The accompanying notes are an integral part of these financial statements.
Notes to Financial Statements
April 30, 2019 (Unaudited)
The Hartford Mutual Funds II, Inc. (the “Company”) is anopen-end registered management investment company comprised of twelve series, as of April 30, 2019. Financial statements of each series of the Company listed below (each, a “Fund” and collectively, the “Funds”) are included in this report.
The Hartford Mutual Funds II, Inc.:
Hartford Schroders Emerging Markets Equity Fund (the “Emerging Markets Equity Fund”)
Hartford Schroders Emerging Markets Multi-Sector Bond Fund (the “Emerging Markets Multi-Sector Bond Fund”)
Hartford Schroders Global Strategic Bond Fund (the “Global Strategic Bond Fund”)
Hartford Schroders InternationalMulti-Cap Value Fund (the “InternationalMulti-Cap Value Fund”)
Hartford Schroders International Stock Fund (the “International Stock Fund”)
Hartford Schroders Securitized Income Fund (the “Securitized Income Fund”)
Hartford SchrodersTax-Aware Bond Fund (the“Tax-Aware Bond Fund”)
Hartford Schroders US Small Cap Opportunities Fund (the “US Small Cap Opportunities Fund”)
Hartford Schroders US Small/Mid Cap Opportunities Fund (the “US Small/Mid Cap Opportunities Fund”)
The assets of each Fund are separate, and a shareholder’s interest is limited to the Fund in which shares are held. The Company is organized under the laws of the State of Maryland and is registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). Each Fund, except Emerging Markets Multi-Sector Bond Fund and Global Strategic Bond Fund, are a diversifiedopen-end management investment company. Each of Emerging Markets Multi-Sector Bond Fund and Global Strategic Bond Fund are anon-diversifiedopen-end management investment company. Each Fund applies specialized accounting and reporting standards under Accounting Standards Codification-Topic 946, “Financial Services – Investment Companies”.
The Securitized Income Fund commenced operations on February 28, 2019. Each Fund has registered for sale Class A, Class I, Class Y, Class F and Class SDR shares. In addition, each Fund, except Securitized Income Fund andTax-Aware Bond Fund, has registered for sale Class R3, Class R4 and Class R5 shares. Each Fund, except Securitized Income Fund, has also registered for sale Class C shares. Class A shares of each Fund, except Emerging Markets Multi-Sector Bond Fund, Global Strategic Bond Fund, Securitized Income Fund and Tax-Aware Bond Fund, are sold with afront-end sales charge of up to 5.50%. Class A shares of Emerging Markets Multi-Sector Bond Fund, Global Strategic Bond Fund andTax-Aware Bond Fund are sold with afront-end sales charge of up to 4.50%. Class A shares of Securitized Income Fund are sold with a front-end sales charge up to 3.00%. Class C shares are sold with a contingent deferred sales charge of up to 1.00% on shares redeemed within twelve months of purchase. Effective October 1, 2018, Class C shares automatically convert to Class A shares of the same Fund after ten years provided that the Fund or the financial intermediary has records verifying that the Class C shares have been held for at least ten years. Classes I, R3, R4, R5, Y, F and SDR shares do not have a sales charge. Emerging Markets Equity Fund is closed to new investors, subject to certain exceptions. For more information, please see the Fund’s prospectus.
2. | Significant Accounting Policies: |
The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles (“U.S. GAAP”). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates.
| a) | Determination of Net Asset Value – The net asset value (“NAV”) of each class of each Fund’s shares is determined as of the close of regular trading (normally 4:00 p.m. Eastern Time) (the “NYSE Close”) on each day that the New York Stock Exchange (the “Exchange”) is open. Information that becomes known to the Fund after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day. |
| b) | Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV of each class of each Fund, portfolio securities and other assets held in the Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions. |
If market prices are not readily available or are deemed unreliable, a Fund will use the fair value of the security or other instrument as determined in good faith under policies and procedures established by and under the supervision of the Board of the Directors of the Company (the “Board of Directors”) (“Valuation Procedures”). Market prices are considered not readily available where there is an absence of current or reliable market-based data (e.g., trade information or broker quotes), including where events occur after the close of the
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
relevant market, but prior to the NYSE Close, that materially affect the values of a Fund’s portfolio holdings or assets. In addition, market prices are considered not readily available when, due to extraordinary circumstances, the exchanges or markets on which the securities or other instruments trade do not open for trading for the entire day and no other market prices are available. Fair value pricing is subjective in nature and the use of fair value pricing by a Fund may cause the NAV of its shares to differ significantly from the NAV that would have been calculated using market prices at the close of the exchange on which a portfolio holding is primarily traded. There can be no assurance that a Fund could obtain the fair value assigned to an investment if the Fund were to sell the investment at approximately the time at which the Fund determines its NAV.
Prices of foreign equities that are principally traded on certain foreign markets will generally be adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close. Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase or redeem shares of the Fund.
Fixed income investments (other than short-term obligations) held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost if their original term to maturity was 60 days or less, or by amortizing their value on the 61st day prior to maturity, if the original term exceeded 60 days.
Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange (“Exchange Close”). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close.Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.
Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, redeem or exchange shares of a Fund.
Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.
Investments inopen-end mutual funds, if any, are valued at the respective NAV of eachopen-end mutual fund on the Valuation Date. Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Suchopen-end mutual funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.
Financial instruments for which prices are not available from an independent pricing service may be valued using market quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures.
U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:
| • | | Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange traded funds, rights and warrants. |
| • | | Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; foreign equities, which are principally traded on certain foreign markets and are adjusted daily pursuant to a fair value pricing service in order to reflect an adjustment for the factors occurring after the close of certain foreign markets but before the NYSE Close; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract. |
| • | | Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price. |
The Board of Directors has delegated theday-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee. The Valuation Committee will consider all relevant factors in determining an investment’s fair value, and may seek the advice of such Fund’ssub-advisers, as applicable, knowledgeable brokers, and legal counsel in making such determination. The Valuation Committee reports to the Audit Committee of the Board of Directors.
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Valuation Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.
| c) | Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. |
Dividend income from domestic securities is accrued on theex-dividend date. In general, dividend income from foreign securities is recorded on theex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, a Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. Interest income, including amortization of premium, accretion of discounts, inflation adjustments and additional principal received in-kind in lieu of cash, is accrued on a daily basis. Paydown gains and losses on mortgage-related and other asset-backed securities are included in interest income in the Statements of Operations, as applicable.
| d) | Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which a Fund invests. A Fund may also be subject to taxes withheld on foreign dividends from securities in which a Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net realized gain on investments in these securities, if applicable. |
| e) | Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions. |
A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements.
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
| f) | Joint Trading Account – A Fund may invest cash balances into a joint trading account that may be invested in one or more repurchase agreements. |
| g) | Fund Share Valuation and Dividend Distributions to Shareholders – Orders for each class of each Fund’s shares are executed in accordance with the investment instructions of the shareholders. The NAV of each class of each Fund’s shares is determined as of the close of business on each business day of the Exchange (see Note 2(a)). The NAV is determined separately for each class of shares of a Fund by dividing the Fund’s net assets attributable to that class by the number of shares of the class outstanding. Each class of shares offered by a Fund has equal rights as to assets and voting privileges (except that shareholders of a class have exclusive voting rights regarding any matter relating solely to that class of shares). Income andnon-class specific expenses are allocated daily to each class on the basis of the relative net assets of the class of the Fund. Realized and unrealized gains and losses are allocated daily based on the relative net assets of each class of shares of each Fund. |
Orders for the purchase of a Fund’s shares received prior to the close of the Exchange on any day the Exchange is open for business are priced at the NAV determined as of the close of the Exchange. Orders received after the close of the Exchange, or on a day on which the Exchange and/or the Funds are not open for business, are priced at the next determined NAV.
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Dividends are declared pursuant to a policy adopted by the Company’s Board of Directors. Dividends and/or distributions to shareholders are recorded onex-date. The policy of Emerging Markets Equity Fund, International Stock Fund, US Small Cap Opportunities Fund and US Small/Mid Cap Opportunities Fund is to pay dividends from net investment income and realized gains, if any, at least once a year. The policy of Global Strategic Bond Fund, Securitized Income Fund andTax-Aware Bond Fund is to pay dividends from net investment income, if any, monthly, and realized gains, if any, at least once a year. The policy of Emerging Markets Multi-Sector Bond Fund and InternationalMulti-Cap Value Fund is to pay dividends from net investment income, if any, quarterly, and realized gains, if any, at least once a year.
Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing.
3. | Securities and Other Investments: |
| a) | Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund’s Schedule of Investments. |
| b) | Investments Purchased on a When-Issued or Delayed-Delivery Basis – Delivery and payment for investments that have been purchased by a Fund on a forward commitment, or when-issued or delayed-delivery basis, take place beyond the customary settlement period. A Fund may dispose of or renegotiate a delayed-delivery transaction after it is entered into, and may sell delayed-delivery investments before they are delivered, which may result in a realized gain or loss. During this period, such investments are subject to market fluctuations, and a Fund identifies investments segregated in its records with a value at least equal to the amount of the commitment. See each Fund’s Schedule of Investments, if applicable, for when-issued or delayed-delivery investments as of April 30, 2019. |
In connection with a Fund’s ability to purchase investments on a when-issued or forward commitment basis, the Fund may enter intoto-be announced (“TBA”) commitments. TBA commitments are forward agreements for the purchase or sale of mortgage-backed securities for a fixed price, with payment and delivery on an agreed-upon future settlement date. The specific securities to be delivered are not identified at the trade date; however, delivered securities must meet specified terms, including issuer, rate and mortgage terms. Although a Fund may enter into TBA commitments with the intention of acquiring or delivering securities for its portfolio, the Fund can extend the settlement date, roll the transaction, or dispose of a commitment prior to settlement if deemed appropriate to do so. If the TBA commitment is closed through the acquisition of an offsetting TBA commitment, a Fund realizes a gain or loss. In a TBA roll transaction, a Fund generally purchases or sells the initial TBA commitment prior to the agreed upon settlement date and enters into a new TBA commitment for future delivery or receipt of the mortgage backed securities. TBA commitments involve a risk of loss if the value of the security to be purchased or sold declines or increases, respectively, prior to settlement date. These transactions are excluded from a Fund’s portfolio turnover rate. See each Fund’s Schedule of Investments, if applicable, for TBA commitments as of April 30, 2019.
| c) | Mortgage-Related and Other Asset-Backed Securities – A Fund may invest in mortgage-related and other asset-backed securities. These securities include mortgage pass-through securities, collateralized mortgage obligations, commercial mortgage-backed securities, stripped mortgage-backed securities, asset-backed securities, collateralized debt obligations and other securities that directly or indirectly represent a participation in, or are secured by and payable from, mortgage loans on real property. Mortgage-related securities are created from pools of residential or commercial mortgage loans, including mortgage loans made by savings and loan institutions, mortgage bankers, commercial banks and others. Asset-backed securities are created from many types of assets, including auto loans, credit card receivables, home equity loans, and student loans. These securities provide a monthly payment that consists of both interest and principal payments. Interest payments may be determined by fixed or adjustable rates. The rate of prepayments on underlying mortgages will affect the price and volatility of a mortgage-related security, and may have the effect of shortening or extending the effective duration of the security relative to what was anticipated at the time of purchase. The timely payment of principal and interest of certain mortgage-related securities is guaranteed by the full faith and credit of the United States Government. Mortgage-related and other asset-backed securities created and guaranteed bynon-governmental issuers, including government-sponsored corporations, may be supported by various forms of insurance or guarantees, but there can be no assurance that the private insurers or guarantors can meet their obligations under the insurance policies or guarantee arrangements. See each Fund’s Schedule of Investments, if applicable, for mortgage-related and other asset-backed securities as of April 30, 2019. |
| d) | Inflation-Indexed Bonds – A Fund may invest in inflation-indexed bonds. Inflation-indexed bonds are fixed income investments whose principal value is periodically adjusted to the rate of inflation. The interest rate on these bonds is generally fixed at issuance at a rate lower than typical bonds. Over the life of an inflation-indexed bond, however, interest will be paid based on a principal value, which is adjusted for inflation. Any increase or decrease in the principal amount of an inflation-indexed bond will be included as interest income on the Statements of Operations, even though investors do not receive the principal amount until maturity. See each Fund’s Schedule of Investments, if applicable, for inflation-indexed bonds as of April 30, 2019. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
4. | Financial Derivative Instruments: |
The following disclosures contain information on how and why a Fund may use derivative instruments, the credit-risk-related contingent features in certain derivative instruments, and how derivative instruments affect a Fund’s financial position and results of operations. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as ofperiod-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations.
| a) | Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled. |
Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder.
During thesix-month period ended April 30, 2019, Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, Global Strategic Bond Fund and International Multi-Cap Value Fund had used Foreign Currency Contracts.
| b) | Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant (“FCM”) an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value (“variation margin”) is paid or received by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities. |
During thesix-month period ended April 30, 2019, Emerging Markets Multi-Sector Bond Fund, Global Strategic Bond Fund, International Multi-Cap Value Fund, Securitized Income Fund and Tax-Aware Bond Fund had used Futures Contracts.
| c) | Options Contracts – An option contract is a contract sold by one party to another party that offers the buyer the right, but not the obligation, to buy (call) or sell (put) an investment or other financial asset at an agreed-upon price during a specific period of time or on a specific date. Option contracts are eitherover-the-counter (“OTC”) options or executed in a registered exchange (“exchange-traded options”). A Fund may write (sell) covered call and put options on futures, swaps (“swaptions”), securities, commodities or currencies. “Covered” means that so long as a Fund is obligated as the writer of an option, it will own either the underlying investments or currency or an option to purchase the same underlying investments or currency having an expiration date of the covered option and an exercise price equal to or less than the exercise price of the covered option, or will segregate or earmark cash or other liquid investments having, for written call options, a value equal to the greater of the exercise price or the market value of the underlying instrument and, for written put options, a value equal to the exercise price. Writing put options may increase a Fund’s exposure to the underlying instrument. Writing call options may decrease a Fund’s exposure to the underlying instrument. Premiums received from writing options that expire are treated as realized gains. Premiums received from writing options that are exercised or closed are added to the proceeds or offset amounts paid on the underlying futures, swaps, investments or currency transactions to determine the realized gain or loss. A Fund, as a writer of an option, has no control over whether the underlying instrument may be sold (call) or purchased (put) and as a result bears the market risk of an unfavorable change in the price of the instrument underlying the written option. There is the risk a Fund may not be able to enter into a closing transaction because of an illiquid market. A Fund may also purchase put and call options. Purchasing call options may increase a Fund’s exposure to the underlying instrument. Purchasing put options may decrease a Fund’s exposure to the underlying instrument. A Fund pays a premium, which is included on the Fund’s Statements of Assets and Liabilities as an investment and is subsequently marked to market to reflect the current value of the option. Premiums paid for purchasing options that expire are treated as realized losses. Certain options may be purchased with premiums to be determined on a future date. The premiums for these options are based upon implied volatility parameters at specified terms. The risk associated with purchasing put and call options is generally limited to the premium paid. Premiums paid for purchasing options that are exercised or closed are added to the amounts paid or offset against the proceeds on the underlying investment transaction to determine the realized gain or loss. Entering into OTC options also exposes a Fund to counterparty risk. Counterparty risk is the possibility that the counterparty to the agreements may default on its obligation to perform or disagree as to the meaning of the contractual terms in the agreements. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
During thesix-month period ended April 30, 2019, Global Strategic Bond Fund had used Options Contracts.
| d) | Swap Contracts – A Fund may invest in swap contracts. Swap contracts are agreements to exchange or swap investment cash flows, assets, foreign currencies or market-linked returns at specified future intervals. Swap contracts are either privately negotiated in theover-the-counter market (“OTC swaps”) or cleared through a central counterparty or derivatives clearing organization (“centrally cleared swaps”). A Fund may enter into credit default, total return, cross-currency, interest rate, inflation and other forms of swap contracts to manage its exposure to credit, currency, interest rate, commodity and inflation risk. Swap contracts are also used to gain exposure to certain markets. In connection with these contracts, investments or cash may be identified as collateral or margin in accordance with the terms of the respective swap contracts and/or master netting arrangement to provide assets of value and recourse in the event of default or bankruptcy/insolvency. |
Swaps are valued in accordance with the Valuation Procedures. Changes in market value, if any, are reflected as a component of net changes in unrealized appreciation or depreciation on the Statements of Operations. Daily changes in valuation of centrally cleared swaps, if any, are recorded as a receivable or payable for the change in value (“variation margin”) on the Statements of Assets and Liabilities. Realized gains or losses on centrally cleared swaps are recorded upon the termination of the swaps. OTC swap payments received or paid at the beginning of the measurement period are reflected as such on the Statements of Assets and Liabilities and represent premiums paid or received upon entering into the swap contract to compensate for differences between the stated terms of the swap contract and prevailing market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). These upfront premiums are recorded as realized gains or losses on the Statements of Operations upon termination or maturity of the swap. A liquidation payment received or made at the termination or maturity of the swap is recorded as a realized gain or loss on the Statements of Operations. Net periodic payments received or paid by a Fund are included as part of realized gains or losses on the Statements of Operations.
Entering into these contracts involves, to varying degrees, elements of liquidation, counterparty, credit and market risk in excess of the amounts recognized on the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these contracts, that the counterparty to the contracts may default on its obligation to perform or disagree as to the meaning of contractual terms in the contracts, and that there may be unfavorable changes in market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors).
A Fund’s maximum risk of loss from counterparty risk for OTC swaps is the net value of the discounted cash flows to be received from the counterparty over the contract’s remaining life, and current market value, to the extent that amount is positive. The risk is mitigated by having a master netting arrangement between a Fund and the counterparty, which allows for the netting of payments made or received (although such amounts are presented on a gross basis within the Statements of Assets and Liabilities, as applicable) as well as the posting of collateral to a Fund to cover the Fund’s exposure to the counterparty. In a centrally cleared swap, while a Fund enters into an agreement with a clearing broker to execute contracts with a counterparty, the performance of the swap is guaranteed by the central clearinghouse, which reduces the Fund’s exposure to counterparty risk. However, the Fund is still exposed to a certain amount of counterparty risk through the clearing broker and clearinghouse. The clearinghouse attempts to minimize this risk to its participants through the use of mandatory margin requirements, daily cash settlements and other procedures. Likewise, the clearing broker reduces its risk through margin requirements and required segregation of customer balances.
Credit Default Swap Contracts – The credit default swap market allows a Fund to manage credit risk through buying and selling credit protection on a specific issuer, asset or basket of assets. Certain credit default swaps involve the exchange of a fixed rate premium for protection against the loss in value of an underlying investment or index in the event of a credit event, such as payment default or bankruptcy.
Under a credit default swap contract, one party acts as guarantor by receiving the fixed periodic payment in exchange for the commitment to purchase the underlying investment at par if the defined credit event occurs. Upon the occurrence of a defined credit event, the difference between the value of the reference obligation and the swap’s notional amount is recorded as realized gain or loss on swap transactions in the Statements of Operations. A “buyer” of credit protection agrees to pay a counterparty to assume the credit risk of an issuer upon the occurrence of certain events. The “seller” of the protection receives periodic payments and agrees to assume the credit risk of an issuer upon the occurrence of certain events. Although specified events are contract specific, credit events are generally defined as bankruptcy, failure to pay, restructuring, obligation acceleration, obligation default or repudiation/moratorium. A “seller’s” exposure is limited to the total notional amount of the credit default swap contract. These potential amounts would be partially offset by any recovery values of the respective referenced obligations or upfront payments received upon entering into the contract.
Implied credit spreads, represented in absolute terms, utilized in determining the market value of credit default swap contracts on corporate issues, sovereign government issues or U.S. municipal issues as ofyear-end are disclosed in the notes to the Schedules of Investments, as applicable, and serve as an indicator of the current status of the payment/performance risk and represent the likelihood or risk of default for the credit derivative. The implied credit spread of a particular referenced entity reflects the cost of buying/selling protection and there may also be upfront payments required to be made to enter into the contract. Wider credit spreads represent a deterioration of the referenced entity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract.
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
For credit default swap contracts on credit indices, the quoted market prices and resulting values serve as the indicator of the current status of the payment/performance risk. Increasing market values, in absolute terms when compared to the notional amount of the swap, represent a deterioration of the referenced equity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract.
During thesix-month period ended April 30, 2019, Emerging Markets Multi-Sector Bond Fund and Global Strategic Bond Fund had used Credit Default Swaps.
Interest Rate Swap Contracts – Certain Funds are subject to interest rate risk exposure in the normal course of pursuing its investment objectives. A Fund may use interest rate swaps to hedge interest rate and duration risk across a portfolio at particular duration points to maintain its ability to generate income at prevailing market rates. In a typical interest rate swap, one party agrees to make regular payments equal to a floating interest rate, based on a specified interest rate or benchmark (e.g. London Interbank Offered Rate (“LIBOR”)), multiplied by a notional amount, in return for payments equal to a fixed rate multiplied by the same amount, for a specific period of time. The net interest received or paid on interest rate swap contracts is recorded as a realized gain or loss. Interest rate swaps are marked to market daily and the change, if any, is recorded as an unrealized gain or loss in the Statements of Operations. When the interest rate swap contract is terminated early, a Fund records a realized gain or loss equal to the difference between the current market value and the upfront premium or cost.
If an interest rate swap contract provides for payments in different currencies, the parties might agree to exchange the notional amount as well. Interest rate swaps may also depend on other prices or rates, such as the value of an index. The risks of interest rate swaps include changes in market conditions, which will affect the value of the contract or the cash flows and the possible inability of the counterparty to fulfill its obligations under the contract. A Fund’s maximum risk of loss from counterparty credit risk is the discounted net value of the cash flows to be received from the counterparty over the contract’s remaining life, to the extent that amount is positive.
During thesix-month period ended April 30, 2019, Global Strategic Bond Fund had used Interest Rate Swaps.
| e) | Repurchase and Reverse Repurchase Agreements – A repurchase agreement is an agreement between two parties whereby one party sells the other a security at a specified price with a commitment to repurchase the security later at an agreed-upon price, date and interest payment. A reverse repurchase agreement is a term used to describe the opposite side of a repurchase transaction. The party that purchases and later resells a security is said to perform a repurchase; the other party, that sells and later repurchases a security is said to perform a reverse repurchase. A Fund is permitted to enter into fully collateralized repurchase agreements. The Company’s Board of Directors has delegated to thesub-adviser the responsibility of evaluating the creditworthiness of the banks and securities dealers with which the Fund will engage in repurchase agreements. Thesub-adviser will monitor such transactions to ensure that the value of underlying collateral will be at least equal to the total amount of the repurchase obligation as required by the valuation provision of the repurchase agreement, including the accrued interest. Repurchase agreements carry the risk that the market value of the securities declines below the repurchase price. A Fund could also lose money if it is unable to recover the securities and if the value of any collateral held or assets segregated by the Fund to cover the transaction is less than the value of the securities. In the event the borrower commences bankruptcy proceedings, a court may characterize the transaction as a loan. If the Fund has not perfected a security interest in the underlying collateral, the Fund may be required to return the underlying collateral to the borrower’s estate and be treated as an unsecured creditor. As an unsecured creditor, the Fund could lose some or all of the principal and interest involved in the transaction. The use of reverse repurchase agreements may increase the possibility of fluctuation in the Fund’s net asset value. |
For the period February 28, 2019 (commencement of operations) through April 30, 2019, the Securitized Income Fund had used Reverse Repurchase Agreements.
For the period February 28, 2019 (commencement of operations) through April 30, 2019, the Securitized Income Fund had an outstanding reverse repurchase agreement balance for 46 days. The average amount of borrowings was $511,668 and the annualized weighted average interest rate was 3.04% during the 61 day period since inception.
The following table summarizes open reverse repurchase agreements by counterparty which are subject to offset under a master repurchase agreement (“MRA”) and net of the related collateral received/pledged by the Fund as of April 30, 2019.
| | | | | | | | | | | | |
Counterparty | | Reverse Repurchase Agreement | | | Collateral Pledged1 | | | Net Amount2 | |
JP Morgan Chase Bank | | $ | 5,019,399 | | | $ | 5,019,399 | | | $ | — | |
| | | | | | | | | | | | |
| | $ | 5,019,399 | | | $ | 5,019,399 | | | $ | — | |
| | | | | | | | | | | | |
| 1 | Collateral with a value of $5,636,758 has been pledged in connection with open reverse repurchase agreements. In some instances, the actual collateral pledged may be more than the amount shown here due to overcollateralization. |
| 2 | Net amount represents the net amount payable due to the counterparty in the event of default. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| f) | Additional Derivative Instrument Information: |
Emerging Markets Equity Fund
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate
Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on foreign currency contracts | | $ | — | | | $ | (1,100 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (1,100 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (1,100 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (1,100 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Emerging Markets Multi-Sector Bond Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized appreciation on foreign currency contracts | | $ | — | | | $ | 787,990 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 787,990 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 787,990 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 787,990 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Liabilities: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Unrealized depreciation on foreign currency contracts | | $ | — | | | $ | 1,047,054 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,047,054 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 1,047,054 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,047,054 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | 42,392 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 42,392 | |
Net realized gain (loss) on swap contracts | | | — | | | | — | | | | 224,935 | | | | — | | | | — | | | | — | | | | 224,935 | |
Net realized gain (loss) on foreign currency contracts | | | — | | | | 85,684 | | | | — | | | | — | | | | — | | | | — | | | | 85,684 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 42,392 | | | $ | 85,684 | | | $ | 224,935 | | | $ | — | | | $ | — | | | $ | — | | | $ | 353,011 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of swap contracts | | $ | — | | | $ | — | | | $ | (30,358 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | (30,358 | ) |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | (738,233 | ) | | | — | | | | — | | | | — | | | | — | | | | (738,233 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (738,233 | ) | | $ | (30,358 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | (768,591 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 22 | |
Swap Contracts at Notional Amount | | $ | 14,273,333 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 53,160,398 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 47,745,395 | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Global Strategic Bond Fund
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on purchased options contracts | | $ | (25,011 | ) | | $ | (1,079,125 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (1,104,136 | ) |
Net realized gain (loss) on futures contracts | | | (945,666 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | (945,666 | ) |
Net realized gain (loss) on written options contracts | | | — | | | | 459,087 | | | | — | | | | — | | | | — | | | | — | | | | 459,087 | |
Net realized gain (loss) on swap contracts | | | (419,102 | ) | | | — | | | | (116,859 | ) | | | — | | | | — | | | | — | | | | (535,961 | ) |
Net realized gain (loss) on foreign currency contracts | | | — | | | | 870,755 | | | | — | | | | — | | | | — | | | | — | | | | 870,755 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | (1,389,779 | ) | | $ | 250,717 | | | $ | (116,859 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | (1,255,921 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of investments in purchased options contracts | | $ | (60,762 | ) | | $ | 290,830 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 230,068 | |
Net change in unrealized appreciation (depreciation) of futures contracts | | | (123,157 | ) | | | — | | | | — | | | | — | | | | — | | | | — | | | | (123,157 | ) |
Net change in unrealized appreciation (depreciation) of written options contracts | | | 175 | | | | (34,596 | ) | | | — | | | | — | | | | — | | | | — | | | | (34,421 | ) |
Net change in unrealized appreciation (depreciation) of swap contracts | | | 23,559 | | | | — | | | | (29,550 | ) | | | — | | | | — | | | | — | | | | (5,991 | ) |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | (130,793 | ) | | | — | | | | — | | | | — | | | | — | | | | (130,793 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | (160,185 | ) | | $ | 125,441 | | | $ | (29,550 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | (64,294 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Purchased Options Contracts at Number of Contracts | | | 18,055,758 | |
Futures Contracts Long at Number of Contracts | | | 165 | |
Futures Contracts Short at Number of Contracts | | | (489 | ) |
Written Options Contracts at Number of Contracts | | | (15,070,667 | ) |
Swap Contracts at Notional Amount | | $ | 86,973,270 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 48,987,399 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 62,624,001 | |
InternationalMulti-Cap Value Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | — | | | $ | — | | | $ | 3,195,530 | | | $ | — | | | $ | — | | | $ | 3,195,530 | |
Unrealized appreciation on foreign currency contracts | | | — | | | | 215,838 | | | | — | | | | — | | | | — | | | | — | | | | 215,838 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 215,838 | | | $ | — | | | $ | 3,195,530 | | | $ | — | | | $ | — | | | $ | 3,411,368 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
InternationalMulti-Cap Value Fund – (continued)
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 812,008 | | | $ | — | | | $ | — | | | $ | 812,008 | |
Net realized gain (loss) on foreign currency contracts | | | — | | | | (2,189,485 | ) | | | — | | | | — | | | | — | | | | — | | | | (2,189,485 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | (2,189,485 | ) | | $ | — | | | $ | 812,008 | | | $ | — | | | $ | — | | | $ | (1,377,477 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | — | | | $ | — | | | $ | — | | | $ | 4,297,369 | | | $ | — | | | $ | — | | | $ | 4,297,369 | |
Net change in unrealized appreciation (depreciation) of foreign currency contracts | | | — | | | | 1,159,544 | | | | — | | | | — | | | | — | | | | — | | | | 1,159,544 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 1,159,544 | | | $ | — | | | $ | 4,297,369 | | | $ | — | | | $ | — | | | $ | 5,456,913 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 618 | |
Foreign Currency Contracts Purchased at Contract Amount | | $ | 11,697,868 | |
Foreign Currency Contracts Sold at Contract Amount | | $ | 18,231,026 | |
| (1) | Amount represents the cumulative appreciation (depreciation) on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
Securitized Income Fund
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Assets: | |
Unrealized appreciation on futures contracts(1) | | $ | — | | | $ | 19,417 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 19,417 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | — | | | $ | 19,417 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 19,417 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
Liabilities: | |
Unrealized depreciation on futures contracts(1) | | $ | 22,807 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 22,807 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 22,807 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 22,807 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | (10,188 | ) | | $ | 15,751 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,563 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | (10,188 | ) | | $ | 15,751 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,563 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | (22,807 | ) | | $ | 19,417 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (3,390 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | (22,807 | ) | | $ | 19,417 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (3,390 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Securitized Income Fund – (continued)
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 6 | |
Futures Contracts Short at Number of Contracts | | | (86 | ) |
| (1) | Amount represents the cumulative appreciation (depreciation) on futures contracts as disclosed within the Schedule of Investments under the open “Futures Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. |
Tax-Aware Bond Fund
The Effect of Derivative Instruments on the Statement of Operations for the period ended April 30, 2019:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Risk Exposure Category | |
| | Interest Rate Contracts | | | Foreign Exchange Contracts | | | Credit Contracts | | | Equity Contracts | | | Commodity Contracts | | | Other Contracts | | | Total | |
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on futures contracts | | $ | 108,468 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 108,468 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | 108,468 | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | 108,468 | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | |
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized as a Result of Operations: | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net change in unrealized appreciation (depreciation) of futures contracts | | $ | (3,631 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (3,631 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | $ | (3,631 | ) | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | — | | | $ | (3,631 | ) |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | |
For the period ended April 30, 2019, the average amount or number per contract outstanding for each derivative type was as follows:
| | | | |
Derivative Description | | Average Notional Par, Contracts or Face Amount | |
Futures Contracts Long at Number of Contracts | | | 28 | |
| g) | Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing brokers, counterparties and a Fund’s custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to the Fund, against any liabilities or payment obligations of a Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund’s custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy. |
The following tables present a Fund’s derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement (“MNA”) and net of the related collateral received/pledged by a Fund as of April 30, 2019:
Emerging Markets Multi-Sector Bond Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 787,990 | | | $ | (1,047,054 | ) |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 787,990 | | | | (1,047,054 | ) |
| | | | | | | | |
Derivatives not subject to a MNA | | | — | | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 787,990 | | | $ | (1,047,054 | ) |
| | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Emerging Markets Multi-Sector Bond Fund – (continued)
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
Citibank NA | | $ | 87,021 | | | $ | (87,021 | ) | | $ | — | | | $ | — | | | $ | — | |
JP Morgan Chase & Co. | | | 520,490 | | | | (305,821 | ) | | | — | | | | — | | | | 214,669 | |
UBS AG | | | 180,479 | | | | (180,479 | ) | | | — | | | | — | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | 787,990 | | | $ | (573,321 | ) | | $ | — | | | $ | — | | | $ | 214,669 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Liabilities | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Pledged* | | | Cash Collateral Pledged* | | | Net Amount of Liabilities | |
Citibank NA | | $ | (487,046 | ) | | $ | 87,021 | | | $ | — | | | $ | 399,768 | | | $ | (257 | ) |
JP Morgan Chase & Co. | | | (305,821 | ) | | | 305,821 | | | | — | | | | — | | | | — | |
UBS AG | | | (254,187 | ) | | | 180,479 | | | | — | | | | 73,708 | | | | — | |
| | | | | | | | | | | | | | | | | | | | |
Total | | $ | (1,047,054 | ) | | $ | 573,321 | | | $ | — | | | $ | 473,476 | | | $ | (257 | ) |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
InternationalMulti-Cap Value Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Foreign currency contracts | | $ | 215,838 | | | $ | — | |
Futures contracts | | | 3,195,530 | | | | — | |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 3,411,368 | | | | — | |
| | | | | | | | |
Derivatives not subject to a MNA | | | (3,195,530 | ) | | | — | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | 215,838 | | | $ | — | |
| | | | | | | | |
InternationalMulti-Cap Value Fund
| | | | | | | | | | | | | | | | | | | | |
Counterparty | | Gross Amount of Assets | | | Financial Instruments and Derivatives Available for Offset | | | Non-cash Collateral Received* | | | Cash Collateral Received* | | | Net Amount of Assets | |
Citibank NA | | $ | 215,838 | | | $ | — | | | $ | — | | | $ | — | | | $ | 215,838 | |
| | | | | | | | | | | | | | | | | | | | |
| * | In some instances, the actual collateral received and/or pledged may be more than the amount shown. |
Securitized Income Fund
| | | | | | | | |
Derivative Financial Instruments: | | Assets | | | Liabilities | |
Futures contracts | | $ | 19,417 | | | $ | (22,807 | ) |
| | | | | | | | |
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities | | | 19,417 | | | | (22,807 | ) |
| | | | | | | | |
Derivatives not subject to a MNA | | | (19,417 | ) | | | 22,807 | |
| | | | | | | | |
Total gross amount of assets and liabilities subject to MNA or similar agreements | | $ | — | | | $ | — | |
| | | | | | | | |
A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund’s prospectus provides details of its principal risks.
The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities. The extent of each Fund’s exposure to market risk is the market value of the investments held as shown in the Fund’s Schedule of Investments.
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity.
Investing in the securities ofnon-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. These risks are heightened for investments in issuers from countries with less developed markets.
Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default.
| a) | Each Fund intends to continue to qualify as a Regulated Investment Company (“RIC”) under Subchapter M of the Internal Revenue Code (“IRC”) by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2019. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes. |
| b) | Capital Loss Carryforward– Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period. At October 31, 2018 (tax year end), the capital loss carryforwards for U.S. federal income tax purposes were as follows: |
| | | | | | | | |
Fund | | Short-Term Capital Loss Carryforward with No Expiration | | | Long-Term Capital Loss Carryforward with No Expiration | |
Emerging Markets Equity Fund | | $ | 187,268,896 | | | $ | 59,890,011 | |
Emerging Markets Multi-Sector Bond Fund | | | 6,939,597 | * | | | 87,711 | * |
Global Strategic Bond Fund | | | 2,287,115 | | | | 2,040,978 | |
| * | Future utilization of losses are subject to limitation under current tax laws. |
The InternationalMulti-Cap Value Fund, International Stock Fund,Tax-Aware Bond Fund, US Small Cap Opportunities Fund and US Small/Mid Cap Opportunities Fund had no capital loss carryforwards for U.S. federal income tax purposes as of October 31, 2018.
During the year ended October 31, 2018, Global Strategic Bond Fund and International Stock Fund utilized $1,493,027 and $5,551,345 of prior year capital loss carryforwards, respectively.
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| c) | Tax Basis of Investments– The aggregate cost of investments for federal income tax purposes at April 30, 2019 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below: |
| | | | | | | | | | | | | | | | |
Fund | | Tax Cost | | | Gross Unrealized Appreciation | | | Gross Unrealized (Depreciation) | | | Net Unrealized Appreciation/ (Depreciation) | |
Emerging Markets Equity Fund | | $ | 2,991,781,993 | | | $ | 839,654,785 | | | $ | (80,348,068 | ) | | $ | 759,306,717 | |
Emerging Markets Multi-Sector Bond Fund | | | 109,664,537 | | | | 3,396,729 | | | | (3,108,580 | ) | | | 288,149 | |
InternationalMulti-Cap Value Fund | | | 2,202,149,567 | | | | 106,719,877 | | | | (141,363,998 | ) | | | (34,644,121 | ) |
International Stock Fund | | | 316,591,459 | | | | 42,481,865 | | | | (5,948,239 | ) | | | 36,533,626 | |
Securitized Income Fund | | | 30,456,230 | | | | 97,158 | | | | (82,205 | ) | | | 14,953 | |
Tax-Aware Bond Fund | | | 223,564,912 | | | | 6,015,919 | | | | (51,571 | ) | | | 5,964,348 | |
US Small Cap Opportunities Fund | | | 145,303,225 | | | | 43,008,386 | | | | (6,611,828 | ) | | | 36,396,558 | |
US Small/Mid Cap Opportunities Fund | | | 883,947,508 | | | | 171,344,498 | | | | (41,313,271 | ) | | | 130,031,227 | |
| a) | Investment Management Agreement– Hartford Funds Management Company, LLC (“HFMC”) serves as each Fund’s investment manager pursuant to an Investment Management Agreement with the Company. HFMC is an indirect subsidiary of The Hartford Financial Services Group, Inc. (“The Hartford”). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Schroder Investment Management North America Inc. (“SIMNA”) under asub-advisory agreement and SIMNA has contracted with Schroder Investment Management North America Limited (“SIMNA Ltd.”) under asub-sub-advisory agreement with respect to certain Funds. SIMNA performs the daily investment of the assets of each Fund in accordance with the Fund’s investment objective and policies. SIMNA Ltd. also performs daily investment of the assets for each of Emerging Markets Equity Fund, Global Strategic Bond Fund, InternationalMulti-Cap Value Fund and International Stock Fund. Each Fund pays a fee to HFMC, a portion of which may be used to compensate SIMNA. |
The schedule below reflects the rates of compensation paid to HFMC for investment management services rendered as of April 30, 2019; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates:
| | |
Fund | | Management Fee Rates |
Emerging Markets Equity Fund | | 1.050% on first $1 billion and; |
| | 1.000% on next $4 billion and; |
| | 0.990% on next $5 billion and; |
| | 0.985% over $10 billion |
| |
Emerging Markets Multi-Sector Bond Fund | | 0.700% on first $1 billion and; |
| | 0.650% on next $4 billion and; |
| | 0.640% on next $5 billion and; |
| | 0.635% over $10 billion |
| |
Global Strategic Bond Fund | | 0.660% on first $1 billion and; |
| | 0.580% on next $4 billion and; |
| | 0.555% on next $5 billion and; |
| | 0.545% over $10 billion |
| |
InternationalMulti-Cap Value Fund | | 0.720% on first $1 billion and; |
| | 0.680% on next $4 billion and; |
| | 0.675% on next $5 billion and; |
| | 0.670% over $10 billion |
| |
International Stock Fund | | 0.670% on first $1 billion and; |
| | 0.650% on next $4 billion and; |
| | 0.645% on next $5 billion and; |
| | 0.640% over $10 billion |
| |
Securitized Income Fund | | 0.650% on first $1 billion and; |
| �� | 0.600% over $1 billion |
| |
Tax-Aware Bond Fund | | 0.450% on first $1 billion and; |
| | 0.430% on next $4 billion and; |
| | 0.425% on next $5 billion and; |
| | 0.420% over $10 billion |
| |
US Small Cap Opportunities Fund | | 0.900% on first $1 billion and; |
| | 0.890% on next $4 billion and; |
| | 0.880% on next $5 billion and; |
| | 0.870% over $10 billion |
| |
US Small/Mid Cap Opportunities Fund | | 0.850% on first $1 billion and; |
| | 0.800% on next $4 billion and; |
| | 0.790% on next $5 billion and; |
| | 0.785% over $10 billion |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
From November 1, 2018 through February 28, 2019, International Stock Fund paid the rate set forth below to HFMC for investment management services rendered. The rate was accrued daily and paid monthly based on the Fund’s average daily net assets.
| | |
International Stock Fund | | 0.750% on first $1 billion and; |
| | 0.700% on next $4 billion and; |
| | 0.690% on next $5 billion and; |
| | 0.685% over $10 billion |
| b) | Accounting Services Agreement– Pursuant to the Fund Accounting Agreement between HFMC and the Company, on behalf of each Fund, HFMC provides accounting services to each Fund and receives monthly compensation based on each Fund’s average daily net assets at the rates set forth below. Each Fund’s accounting services fees are accrued daily and paid monthly. |
| | | | |
Emerging Markets Equity Fund, Emerging Markets Multi-Sector Bond Fund, Global Strategic Bond Fund, InternationalMulti-Cap Value Fund, International Stock Fund and Securitized Income Fund | |
Average Daily Net Assets | | Annual Fees | |
first $3.5 billion and; | | | 0.018% | |
next $3.5 billion and | | | 0.014% | |
Amount over $7 billion | | | 0.010% | |
| |
Tax-Aware Bond Fund, US Small Cap Opportunities Fund and US Small/Mid Cap Opportunities Fund | | | |
Average Daily Net Assets | | Annual Fees | |
first $3.5 billion and; | | | 0.014% | |
next $3.5 billion and | | | 0.012% | |
Amount over $7 billion | | | 0.010% | |
HFMC has delegated certain accounting and administrative services functions to State Street Bank and Trust Company (“State Street”). The costs and expenses of such delegation are borne by HFMC, not by the Funds, and HFMC compensates State Street for its services out of its own resources.
| c) | Operating Expenses– Allocable expenses incurred by the Company are allocated to each series within the Company, and allocated to classes within each such series, in proportion to the average daily net assets of such series and classes, except where allocation of certain expenses is more fairly made directly to a Fund or to specific classes within a Fund. As of April 30, 2019, HFMC contractually limited the total operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) through February 29, 2020 as follows for each of the following Funds: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Multi-Sector Bond Fund | | | 1.15 | % | | | 1.90 | % | | | 0.90 | % | | | 1.45 | % | | | 1.15 | % | | | 0.85 | % | | | 0.85 | %(1) | | | 0.75 | % | | | 0.75 | % |
Global Strategic Bond Fund | | | 1.04 | % | | | 1.86 | % | | | 0.79 | % | | | 1.41 | % | | | 1.11 | % | | | 0.81 | % | | | 0.76 | % | | | 0.64 | % | | | 0.64 | % |
International Stock Fund | | | 1.15 | % | | | 1.95 | % | | | 0.85 | % | | | 1.45 | % | | | 1.15 | % | | | 0.85 | % | | | 0.85 | % | | | 0.75 | % | | | 0.75 | % |
Securitized Income Fund | | | 1.10 | % | | | N/A | | | | 0.85 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.80 | % | | | 0.70 | % | | | 0.70 | % |
Tax-Aware Bond Fund | | | 0.71 | % | | | 1.59 | % | | | 0.49 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.56 | % | | | 0.46 | % | | | 0.46 | % |
US Small Cap Opportunities Fund | | | 1.35 | % | | | 2.10 | % | | | 1.10 | % | | | 1.65 | % | | | 1.35 | % | | | 1.05 | % | | | 1.05 | % | | | 0.95 | % | | | 0.95 | % |
| (1) | HFMC has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, extraordinary expenses and acquired fund fees and expenses) to the extent necessary to maintain total annual fund operating expenses for Class Y shares of the Emerging Markets Multi-Sector Bond Fund as follows: 0.80% through May 31, 2019. For periods where multiple expense caps are in effect, the lower cap will apply. |
From November 1, 2018 through February 28, 2019, HFMC contractually limited the total operating expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses), as follows for each of the following Funds:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Expense Limit as a Percentage of Average Daily Net Assets | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Equity Fund | | | 1.50 | % | | | 2.25 | % | | | 1.25 | % | | | 1.80 | % | | | 1.50 | % | | | 1.20 | % | | | 1.15 | % | | | 1.10 | % | | | 1.10 | % |
InternationalMulti-Cap Value Fund | | | 1.15 | % | | | 1.97 | % | | | 0.90 | % | | | 1.52 | % | | | 1.22 | % | | | 0.92 | % | | | 0.87 | % | | | 0.75 | % | | | 0.75 | % |
International Stock Fund | | | 1.20 | % | | | 1.95 | % | | | 0.95 | % | | | 1.50 | % | | | 1.20 | % | | | 0.90 | % | | | 0.85 | % | | | 0.80 | % | | | 0.80 | % |
Tax-Aware Bond Fund | | | 0.71 | % | | | 1.59 | % | | | 0.46 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.54 | % | | | 0.46 | % | | | 0.46 | % |
US Small Cap Opportunities Fund | | | 1.35 | % | | | 2.10 | % | | | 1.10 | % | | | 1.65 | % | | | 1.35 | % | | | 1.05 | % | | | 1.00 | % | | | 0.95 | % | | | 0.95 | % |
US Small/Mid Cap Opportunities Fund | | | 1.30 | % | | | 2.05 | % | | | 1.05 | % | | | 1.60 | % | | | 1.30 | % | | | 1.00 | % | | | 0.95 | % | | | 0.90 | % | | | 0.90 | % |
| d) | Fees Paid Indirectly– Certain Funds have entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc. to partially recapturenon-discounted trade commissions. Such rebates are used to pay a portion of a Fund’s expenses. In addition, the Funds’ custodian bank has agreed to reduce its fees when a Fund maintains cash on deposit in anon-interest-bearing custody account. For thesix-month period ended April 30, 2019, these amounts, if any, are included in the Statements of Operations. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. The annualized expense ratio after waivers reflecting the reduction for fees paid indirectly for the period is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Equity Fund | | | 1.42 | % | | | 2.15 | % | | | 1.23 | % | | | 1.71 | % | | | 1.48 | % | | | 1.17 | % | | | 1.08 | % | | | 1.07 | % | | | 1.07 | % |
Emerging Markets Multi-Sector Bond Fund | | | 1.13 | % | | | 1.90 | % | | | 0.83 | % | | | 0.98 | % | | | 0.92 | % | | | 0.85 | % | | | 0.76 | % | | | 0.75 | % | | | 0.75 | % |
Global Strategic Bond Fund | | | 0.91 | % | | | 1.64 | % | | | 0.51 | % | | | 0.76 | % | | | 0.72 | % | | | 0.68 | % | | | 0.63 | % | | | 0.58 | % | | | 0.58 | % |
InternationalMulti-Cap Value Fund | | | 1.08 | % | | | 1.87 | % | | | 0.85 | % | | | 1.33 | % | | | 1.12 | % | | | 0.86 | % | | | 0.79 | % | | | 0.75 | % | | | 0.75 | % |
International Stock Fund | | | 1.11 | % | | | 1.86 | % | | | 0.83 | % | | | 1.13 | % | | | 0.97 | % | | | 0.87 | % | | | 0.83 | % | | | 0.77 | % | | | 0.78 | % |
Securitized Income Fund | | | 0.89 | % | | | N/A | | | | 0.77 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.76 | % | | | 0.77 | % | | | 0.76 | % |
Tax-Aware Bond Fund | | | 0.71 | % | | | 1.54 | % | | | 0.47 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.49 | % | | | 0.46 | % | | | 0.46 | % |
US Small Cap Opportunities Fund | | | 1.34 | % | | | 2.10 | % | | | 1.05 | % | | | 1.55 | % | | | 1.18 | % | | | 1.04 | % | | | 0.95 | % | | | 0.95 | % | | | 0.95 | % |
US Small/Mid Cap Opportunities Fund | | | 1.26 | % | | | 2.01 | % | | | 1.00 | % | | | 1.52 | % | | | 1.29 | % | | | 0.93 | % | | | 0.91 | % | | | 0.86 | % | | | 0.88 | % |
| e) | Sales Charges and Distribution and Service Plan for Class A, C, R3 and R4 Shares– Hartford Funds Distributors, LLC (“HFD”), an indirect subsidiary of The Hartford, is the principal underwriter and distributor of each Fund. For thesix-month period ended April 30, 2019, HFD receivedfront-end sales charges and contingent deferred sales charges for each Fund as follows: |
| | | | | | | | |
Fund | | Front-end Sales Charges | | | Contingent Deferred Sales Charges | |
Emerging Markets Equity Fund | | $ | 46,847 | | | $ | 3,870 | |
Emerging Markets Multi-Sector Bond Fund | | | 6 | | | | 224 | |
Global Strategic Bond Fund | | | 3 | | | | 12 | |
InternationalMulti-Cap Value Fund | | | 260,778 | | | | 17,056 | |
International Stock Fund | | | 195,117 | | | | 770 | |
Securitized Income Fund | | | — | | | | — | |
Tax-Aware Bond Fund | | | 25,240 | | | | 525 | |
US Small Cap Opportunities Fund | | | 26,335 | | | | 1,040 | |
US Small/Mid Cap Opportunities Fund | | | 119,729 | | | | 4,423 | |
The Board of Directors of the Company has approved the adoption of a separate distribution plan (each a “Plan”) pursuant to Rule12b-1 under the 1940 Act for each of Class A, C, R3 and R4 shares. Under a Plan, Class A, Class C, Class R3 and Class R4 shares of a Fund, as applicable, bear distribution and/or service fees paid to HFD, some of which may be paid to select broker-dealers. Pursuant to the Class A Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class A shares for distribution financing activities and shareholder account servicing activities. The entire amount of the fee may be used for shareholder servicing expenses and/or distribution expenses. Pursuant to the Class C Plan, a Fund may pay HFD a fee of up to 1.00% of the average daily net assets attributable to Class C shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. The Class C Plan also provides that HFD will receive all contingent deferred sales charges attributable to Class C shares. Pursuant to the Class R3 Plan, a Fund may pay HFD a fee of up to 0.50% of the average daily net assets attributable to Class R3 shares for distribution financing activities, and up to 0.25% may be used for shareholder account servicing activities. Pursuant to the Class R4 Plan, a Fund may pay HFD a fee of up to 0.25% of the average daily net assets attributable to Class R4 shares for distribution financing activities. The entire amount of the fee may be used for shareholder account servicing activities. Each Fund’s12b-1 fees are accrued daily and paid monthly or at such other intervals as the Company’s Board of Directors may determine.
| f) | Redemption Fees – Prior to October 24, 2016, certain Predecessor Funds (Schroder Emerging Market Equity Fund, Schroder International Alpha Fund, Schroder InternationalMulti-Cap Value Fund, Schroder U.S. Opportunities Fund and Schroder U.S. Small and Mid Cap Opportunities Fund) generally imposed a 2.00% redemption fee on shares redeemed (including in connection with an exchange) two months or less from their date of purchase. These fees, which are not sales charges, were retained by the Predecessor Funds and not paid to Schroder Fund Advisors LLC (“SFA”), or any other entity. The redemption fees are included in the Statements of Changes in Net Assets under “Redemption fees,” and are included as part of“Paid-in-Capital” on the Statements of Assets and Liabilities. Subsequent to the reorganization, the Funds did not impose any redemption fees. |
| g) | Other Related Party Transactions– Certain officers of the Company are directors and/or officers of HFMC and/or The Hartford or its subsidiaries. For thesix-month period ended April 30, 2019, a portion of the Company’s Chief Compliance Officer’s (“CCO”) compensation was paid by all of the investment companies in the Hartford fund complex. The portion allocated to each Fund, as represented in other expenses on the Statements of Operations, is outlined in the table below. |
| | | | |
Fund | | CCO Compensation Paid by Fund | |
Emerging Markets Equity Fund | | $ | 1,738 | |
Emerging Markets Multi-Sector Bond Fund | | | 60 | |
Global Strategic Bond Fund | | | 34 | |
InternationalMulti-Cap Value Fund | | | 1,051 | |
International Stock Fund | | | 127 | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | |
Fund | | CCO Compensation Paid by Fund | |
Securitized Income Fund | | $ | — | * |
Tax-Aware Bond Fund | | | 124 | |
US Small Cap Opportunities Fund | | | 100 | |
US Small/Mid Cap Opportunities Fund | | | 580 | |
Hartford Administrative Services Company (“HASCO”), an indirect subsidiary of The Hartford, provides transfer agent services to each Fund. Each Fund pays HASCO a transfer agency fee payable monthly based on the lesser of (i) the costs of providing or overseeing transfer agency services provided to each share class of such Fund plus a target profit margin or (ii) a Specified Amount (as defined in the table below). Such fee is intended to compensate HASCO for: (i) fees payable by HASCO to DST Asset Manager Solutions, Inc. (“DST”) (and any other designatedsub-agent) according to the agreed-upon fee schedule under thesub-transfer agency agreement between HASCO and DST (or between HASCO and any other designatedsub-agent, as applicable); (ii)sub-transfer agency fees payable by HASCO to financial intermediaries, according to the agreed-upon terms between HASCO and the financial intermediaries, provided that such payments are within certain limits approved by the Company’s Board of Directors; (iii) certain expenses that HASCO’s parent company, Hartford Funds Management Group, Inc., allocates to HASCO that relate to HASCO’s transfer agency services provided to the Fund; and (iv) a target profit margin.
| | | | | | | | |
Share Class | | Specified Amount (as a percentage average daily net assets) | |
Class A | | | 0.25 | % | | | | |
Class C | | | 0.25 | % | | | | |
Class I | | | 0.20 | % | | | | |
Class Y | | | 0.06 | %* | | | | |
Class R3 | | | 0.22 | % | | | | |
Class R4 | | | 0.17 | % | | | | |
Class R5 | | | 0.12 | % | | | | |
Class F | | | 0.004 | % | | | | |
Class SDR | | | 0.004 | % | | | | |
| * | Effective May 1, 2019, the Specified Amount for Class Y shares of all Funds is 0.11%. |
Effective March 1, 2019, HASCO has contractually agreed to waive and/or reimburse a portion of the transfer agency fees for the share classes of the Funds listed below to the extent necessary to maintain the transfer agency fees as follows:
| | | | |
Fund | | Class Y | |
InternationalMulti-Cap Value Fund | | | 0.05 | % |
US Small/Mid Cap Opportunities Fund | | | 0.07 | % |
This contractual arrangement for each of these Funds will remain in effect until February 29, 2020 unless the Board of Directors approves its earlier termination.
Pursuant to asub-transfer agency agreement between HASCO and DST, HASCO has delegated certain transfer agent, dividend disbursing agent and shareholder servicing agent functions to DST. Each Fund does not pay any fee directly to DST; rather, HASCO makes all such payments to DST. The accrued amount shown in the Statements of Operations reflects the amounts charged by HASCO. These fees are accrued daily and paid monthly.
For thesix-month period ended April 30, 2019, the effective rate of compensation paid to HASCO for transfer agency services as a percentage of each Class’ average daily net assets is as follows:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Equity Fund | | | 0.10 | % | | | 0.08 | % | | | 0.16 | % | | | 0.22 | % | | | 0.17 | % | | | 0.11 | % | | | 0.02 | % | | | 0.00 | % | | | 0.00 | % |
Emerging Markets Multi-Sector Bond Fund | | | 0.13 | % | | | 0.25 | % | | | 0.08 | % | | | 0.22 | % | | | 0.17 | % | | | 0.11 | % | | | 0.01 | % | | | 0.00 | % | | | 0.00 | % |
Global Strategic Bond Fund | | | 0.19 | % | | | 0.22 | % | | | 0.18 | % | | | 0.18 | % | | | 0.14 | % | | | 0.10 | % | | | 0.05 | % | | | 0.00 | % | | | 0.00 | % |
InternationalMulti-Cap Value Fund | | | 0.08 | % | | | 0.12 | % | | | 0.10 | % | | | 0.09 | % | | | 0.12 | % | | | 0.11 | % | | | 0.04 | % | | | 0.00 | % | | | 0.00 | % |
International Stock Fund | | | 0.08 | % | | | 0.08 | % | | | 0.05 | % | | | 0.10 | % | | | 0.09 | % | | | 0.10 | % | | | 0.05 | % | | | 0.00 | % | | | 0.00 | % |
Securitized Income Fund(1) | | | 0.00 | % | | | N/A | | | | 0.00 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.00 | % | | | 0.00 | % | | | 0.00 | % |
Tax-Aware Bond Fund | | | 0.07 | % | | | 0.07 | % | | | 0.09 | % | | | N/A | | | | N/A | | | | N/A | | | | 0.03 | % | | | 0.00 | % | | | 0.00 | % |
US Small Cap Opportunities Fund | | | 0.14 | % | | | 0.16 | % | | | 0.09 | % | | | 0.14 | % | | | 0.04 | % | | | 0.09 | % | | | 0.00 | % | | | 0.00 | % | | | 0.00 | % |
US Small/Mid Cap Opportunities Fund | | | 0.11 | % | | | 0.11 | % | | | 0.09 | % | | | 0.17 | % | | | 0.15 | % | | | 0.10 | % | | | 0.02 | % | | | 0.00 | % | | | 0.00 | % |
| (1) | Seed capital in the Securitized Income Fund was excluded from transfer agency fee. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
A Fund may lend portfolio securities to certain borrowers in U.S. andnon-U.S. markets in an amount not to exceedone-third (33 1/3%) of the value of its total assets. If a Fund security is on loan, under the lending agreement, the borrower is required to deposit cash or liquid securities as collateral at least equal to 100% of the market value of the loaned securities; cash collateral is invested for the benefit of the Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned.
A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the risk that the principal value of the collateral invested may decline; (iv) the risk that the borrower may use the loaned securities to cover a short sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; and (vi) the risk that any efforts to restrict the securities for purposes of voting may not be effective. These events could also trigger adverse tax consequences for the Fund.
At April 30, 2019, the following Funds had securities on loan at market value, cash collateral and non-cash collateral as follows:
| | | | | | | | | | | | |
Fund | | Market Value of Securities on Loan(1) | | | Cash Collateral | | | Non-Cash Collateral(2)(3) | |
Emerging Markets Equity Fund | | $ | 5,565,869 | | | $ | 5,958,080 | | | $ | — | |
Emerging Markets Multi-Sector Bond Fund | | | 5,051,524 | | | | 5,262,230 | | | | — | |
InternationalMulti-Cap Value Fund | | | 94,351,756 | | | | 93,375,630 | | | | 5,988,445 | |
International Stock Fund | | | 22,427,116 | | | | 13,295,423 | | | | 10,400,096 | |
US Small Cap Opportunities Fund | | | 2,837,473 | | | | 2,958,762 | | | | — | |
US Small/Mid Cap Opportunities Fund | | | 855,155 | | | | 222,366 | | | | 968,248 | |
| (1) | It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract. |
| (2) | These securities are held for the benefit of the Fund at the Fund’s custodian. The Fund cannot repledge or resell this collateral. As such, collateral is excluded from the Statement of Assets and Liabilities. |
| (3) | U.S. Government securities. |
The following tables reflects a breakdown of transactions accounted for as secured borrowings, the gross obligation by the type of collateral pledged, and the remaining contractual maturity of those transactions as of April 30, 2019.
Certain Transfers Accounted for as Secured Borrowings
Remaining Contractual Maturity of the Agreements
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
Emerging Markets Equity Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 5,958,080 | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,958,080 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 5,958,080 | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,958,080 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 5,958,080 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
Emerging Markets Multi-Sector Bond Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Corporate Bonds | | $ | 1,293,544 | | | $ | — | | | $ | — | | | $ | — | | | $ | 1,293,544 | |
Foreign Government Obligations | | | 3,968,686 | | | | — | | | | — | | | | — | | | | 3,968,686 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 5,262,230 | | | $ | — | | | $ | — | | | $ | — | | | $ | 5,262,230 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 5,262,230 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
InternationalMulti-Cap Value Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 93,375,630 | | | $ | — | | | $ | — | | | $ | — | | | $ | 93,375,630 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 93,375,630 | | | $ | — | | | $ | — | | | $ | — | | | $ | 93,375,630 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 93,375,630 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
International Stock Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 13,295,423 | | | $ | — | | | $ | — | | | $ | — | | | $ | 13,295,423 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 13,295,423 | | | $ | — | | | $ | — | | | $ | — | | | $ | 13,295,423 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 13,295,423 | |
| | | | | | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | | | | | |
| | Overnight and Continuous | | | <30 days | | | Between 30 & 90 days | | | >90 days | | | Total | |
Securitized Income Fund | | | | | | | | | | | | | | | |
Reverse Repurchase Agreements | |
Asset & Commercial Mortgage Backed Securities | | $ | — | | | $ | — | | | $ | 5,019,399 | | | $ | — | | | $ | 5,019,399 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | — | | | $ | — | | | $ | 5,019,399 | | | $ | — | | | $ | 5,019,399 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for reverse repurchase agreements | | | $ | 5,019,399 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
US Small Cap Opportunities Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 2,958,761 | | | $ | — | | | $ | — | | | $ | — | | | $ | 2,958,761 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 2,958,761 | | | $ | — | | | $ | — | | | $ | — | | | $ | 2,958,761 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 2,958,761 | |
| | | | | | | | | | | | | | | | | | | | |
| | | | | |
US Small/Mid Cap Opportunities Fund | | | | | | | | | | | | | | | |
Securities Lending Transactions(1) | |
Common Stocks | | $ | 222,366 | | | $ | — | | | $ | — | | | $ | — | | | $ | 222,366 | |
| | | | | | | | | | | | | | | | | | | | |
Total Borrowings | | $ | 222,366 | | | $ | — | | | $ | — | | | $ | — | | | $ | 222,366 | |
| | | | | | | | | | | | | | | | | | | | |
Gross amount of recognized liabilities for securities lending transactions | | | $ | 222,366 | |
| | | | | | | | | | | | | | | | | | | | |
| (1) | Amount represents the payable for cash collateral received on securities on loan. This will generally be in the “Overnight and Continuous” column as the securities are typically callable on demand. |
As of April 30, 2019, affiliates of The Hartford had ownership of shares in each Fund as follows:
Percentage of a Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Equity Fund | | | — | | | | — | | | | — | | | | 14 | % | | | 9 | % | | | — | | | | — | | | | — | | | | — | |
Emerging Markets Multi-Sector Bond Fund | | | — | | | | — | | | | — | | | | 100 | % | | | 100 | % | | | 100 | % | | | — | | | | — | | | | — | |
InternationalMulti-Cap Value Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | | | | — | | | | — | | | | — | |
International Stock Fund | | | — | | | | — | | | | — | | | | 17 | % | | | 34 | % | | | 24 | % | | | — | %* | | | — | | | | — | |
Securitized Income Fund | | | 100 | % | | | N/A | | | | 99 | % | | | N/A | | | | N/A | | | | N/A | | | | 100 | % | | | 80 | % | | | — | |
Tax-Aware Bond Fund | | | — | | | | — | | | | — | | | | N/A | | | | N/A | | | | N/A | | | | 5 | % | | | — | | | | — | |
US Small Cap Opportunities Fund | | | — | | | | — | | | | — | | | | 7 | % | | | 9 | % | | | 39 | % | | | — | | | | — | | | | — | |
US Small/Mid Cap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | | | | — | |
Percentage of Fund by Class:
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Class A | | | Class C | | | Class I | | | Class R3 | | | Class R4 | | | Class R5 | | | Class Y | | | Class F | | | Class SDR | |
Emerging Markets Equity Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | | | | — | | | | — | | | | — | |
Emerging Markets Multi-Sector Bond Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | %* | | | — | | | | — | | | | — | |
InternationalMulti-Cap Value Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | | | | — | | | | — | | | | — | |
International Stock Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | %* | | | — | %* | | | — | | | | — | |
Securitized Income Fund | | | 14 | % | | | N/A | | | | 14 | % | | | N/A | | | | N/A | | | | N/A | | | | 14 | % | | | 8 | % | | | — | |
Tax-Aware Bond Fund | | | — | | | | — | | | | — | | | | N/A | | | | N/A | | | | N/A | | | | — | %* | | | — | | | | — | |
US Small Cap Opportunities Fund | | | — | | | | — | | | | — | | | | — | %* | | | — | %* | | | — | %* | | | — | | | | — | | | | — | |
US Small/Mid Cap Opportunities Fund | | | — | | | | — | | | | — | | | | — | | | | — | | | | — | %* | | | — | | | | — | | | | — | |
| * | Percentage rounds to zero. |
As of April 30, 2019, affiliated funds of funds in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares from these affiliated funds of funds. Affiliated funds of funds owned shares in the Funds listed below as follows:
| | | | |
Funds | | Percentage of Fund* | |
Emerging Markets Equity Fund | | | 1 | % |
Emerging Markets Multi-Sector Bond Fund | | | 28 | % |
InternationalMulti-Cap Value Fund | | | 3 | % |
| * | As of April 30, 2019, the affiliated funds of funds were invested in Class F shares. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
11. | Investment Transactions: |
For the period ended April 30, 2019, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows:
| | | | | | | | | | | | | | | | | | | | | | | | |
Fund | | Cost of Purchases Excluding U.S. Government Obligations | | | Sales Proceeds Excluding U.S. Government Obligations | | | Cost of Purchases For U.S. Government Obligations | | | Sales Proceeds For U.S. Government Obligations | | | Total Cost of Purchases | | | Total Sales Proceeds | |
Emerging Markets Equity Fund | | $ | 829,620,015 | | | $ | 447,441,755 | | | $ | — | | | $ | — | | | $ | 829,620,015 | | | $ | 447,441,755 | |
Emerging Markets Multi-Sector Bond Fund | | | 123,124,990 | | | | 132,758,127 | | | | — | | | | — | | | | 123,124,990 | | | | 132,758,127 | |
Global Strategic Bond Fund | | | 20,808,052 | | | | 74,888,551 | | | | — | | | | 726,431 | | | | 20,808,052 | | | | 75,614,982 | |
InternationalMulti-Cap Value Fund | | | 1,083,979,392 | | | | 1,002,583,200 | | | | — | | | | — | | | | 1,083,979,392 | | | | 1,002,583,200 | |
International Stock Fund | | | 144,425,697 | | | | (570,277 | ) | | | — | | | | — | | | | 144,425,697 | | | | (570,277 | ) |
Securitized Income Fund | | | 30,169,401 | | | | 1,006,804 | | | | — | | | | — | | | | 30,169,401 | | | | 1,006,804 | |
Tax-Aware Bond Fund | | | 57,396,460 | | | | 113,097,589 | | | | 183,879,340 | | | | 123,511,599 | | | | 241,275,800 | | | | 236,609,188 | |
US Small Cap Opportunities Fund | | | 32,733,607 | | | | 34,967,641 | | | | — | | | | — | | | | 32,733,607 | | | | 34,967,641 | |
US Small/Mid Cap Opportunities Fund | | | 170,137,683 | | | | 250,403,690 | | | | — | | | | — | | | | 170,137,683 | | | | 250,403,690 | |
12. | Capital Share Transactions: |
The following information is for the period ended April 30, 2019, and the year ended October 31, 2018:
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Emerging Markets Equity Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,061,121 | | | $ | 15,485,390 | | | | 1,351,701 | | | $ | 22,179,102 | |
Shares Issued for Reinvested Dividends | | | 34,398 | | | | 474,696 | | | | 19,652 | | | | 324,655 | |
Shares Redeemed | | | (542,282 | ) | | | (8,055,631 | ) | | | (1,361,715 | ) | | | (22,311,807 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 553,237 | | | | 7,904,455 | | | | 9,638 | | | | 191,950 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 326,188 | | | $ | 4,693,000 | | | | 397,185 | | | $ | 6,432,700 | |
Shares Issued for Reinvested Dividends | | | 3,391 | | | | 46,251 | | | | 1,164 | | | | 19,052 | |
Shares Redeemed | | | (89,075 | ) | | | (1,279,882 | ) | | | (105,020 | ) | | | (1,631,048 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 240,504 | | | | 3,459,369 | | | | 293,329 | | | | 4,820,704 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 36,311,563 | | | $ | 536,845,446 | | | | 50,652,325 | | | $ | 814,813,057 | |
Shares Issued for Reinvested Dividends | | | 516,573 | | | | 7,113,215 | | | | 376,940 | | | | 6,211,965 | |
Shares Redeemed | | | (27,964,843 | ) | | | (409,847,566 | ) | | | (41,674,889 | ) | | | (687,276,537 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 8,863,293 | | | | 134,111,095 | | | | 9,354,376 | | | | 133,748,485 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 373 | | | $ | 5,506 | | | | 5,636 | | | $ | 92,693 | |
Shares Issued for Reinvested Dividends | | | 57 | | | | 787 | | | | 14 | | | | 237 | |
Shares Redeemed | | | (1,259 | ) | | | (18,575 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (829 | ) | | | (12,282 | ) | | | 5,650 | | | | 92,930 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,099 | | | $ | 71,458 | | | | 257,038 | | | $ | 3,790,255 | |
Shares Issued for Reinvested Dividends | | | 3,331 | | | | 45,699 | | | | 60 | | | | 985 | |
Shares Redeemed | | | (263,803 | ) | | | (3,641,639 | ) | | | (764 | ) | | | (11,085 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (255,373 | ) | | | (3,524,482 | ) | | | 256,334 | | | | 3,780,155 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,829 | | | $ | 42,171 | | | | 50,381 | | | $ | 822,445 | |
Shares Issued for Reinvested Dividends | | | 458 | | | | 6,306 | | | | 7 | | | | 113 | |
Shares Redeemed | | | (1,088 | ) | | | (16,780 | ) | | | (16,767 | ) | | | (275,709 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,199 | | | | 31,697 | | | | 33,621 | | | | 546,849 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,105,103 | | | $ | 102,619,818 | | | | 3,981,181 | | | $ | 64,579,136 | |
Shares Issued for Reinvested Dividends | | | 117,355 | | | | 1,617,151 | | | | 33,693 | | | | 555,933 | |
Shares Redeemed | | | (1,722,052 | ) | | | (25,079,432 | ) | | | (1,293,384 | ) | | | (20,507,353 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,500,406 | | | | 79,157,537 | | | | 2,721,490 | | | | 44,627,716 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Emerging Markets Equity Fund – (continued) | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,341,898 | | | $ | 80,023,142 | | | | 9,323,032 | | | $ | 160,685,332 | |
Shares Issued for Reinvested Dividends | | | 181,969 | | | | 2,503,890 | | | | 25,086 | | | | 413,171 | |
Shares Redeemed | | | (2,341,816 | ) | | | (35,422,872 | ) | | | (996,887 | ) | | | (15,984,770 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,182,051 | | | | 47,104,160 | | | | 8,351,231 | | | | 145,113,733 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 12,121,025 | | | $ | 178,025,403 | | | | 29,358,587 | | | $ | 476,601,082 | |
Shares Issued for Reinvested Dividends | | | 906,907 | | | | 12,506,249 | | | | 364,477 | | | | 6,013,870 | |
Shares Redeemed | | | (5,230,927 | ) | | | (79,033,686 | ) | | | (7,382,271 | ) | | | (118,106,317 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 7,797,005 | | | | 111,497,966 | | | | 22,340,793 | | | | 364,508,635 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 25,882,493 | | | $ | 379,729,515 | | | | 43,366,462 | | | $ | 697,431,157 | |
| | | | | | | | | | | | | | | | |
| | | | |
Emerging Markets Multi-Sector Bond Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 97,284 | | | $ | 888,925 | | | | 402,216 | | | $ | 3,700,507 | |
Issued in Merger | | | — | | | | — | | | | 281,979 | | | | 2,506,424 | |
Shares Issued for Reinvested Dividends | | | 7,237 | | | | 64,196 | | | | 17,182 | | | | 159,189 | |
Shares Redeemed | | | (105,749 | ) | | | (958,905 | ) | | | (563,492 | ) | | | (5,084,030 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,228 | ) | | | (5,784 | ) | | | 137,885 | | | | 1,282,090 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 9,158 | | | $ | 82,773 | | | | 45,422 | | | $ | 443,068 | |
Issued in Merger | | | — | | | | — | | | | 1,988 | | | | 17,583 | |
Shares Issued for Reinvested Dividends | | | 419 | | | | 3,692 | | | | 1,946 | | | | 17,725 | |
Shares Redeemed | | | (38,728 | ) | | | (342,045 | ) | | | (9,338 | ) | | | (84,441 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (29,151 | ) | | | (255,580 | ) | | | 40,018 | | | | 393,935 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,011,002 | | | $ | 9,084,450 | | | | 3,324,341 | | | $ | 31,531,124 | |
Issued in Merger | | | — | | | | — | | | | 2,872,206 | | | | 25,494,558 | |
Shares Issued for Reinvested Dividends | | | 97,185 | | | | 861,556 | | | | 179,956 | | | | 1,665,910 | |
Shares Redeemed | | | (1,554,927 | ) | | | (13,755,222 | ) | | | (3,761,993 | ) | | | (34,197,414 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (446,740 | ) | | | (3,809,216 | ) | | | 2,614,510 | | | | 24,494,178 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 32 | | | $ | 286 | | | | 179 | | | $ | 1,731 | |
Shares Redeemed | | | — | | | | — | | | | (2,600 | ) | | | (24,251 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 32 | | | | 286 | | | | (2,421 | ) | | | (22,520 | ) |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 32 | | | $ | 286 | | | | 81 | | | $ | 761 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 32 | | | | 286 | | | | 81 | | | | 761 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 33 | | | $ | 292 | | | | 83 | | | $ | 777 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 33 | | | | 292 | | | | 83 | | | | 777 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 67,105 | | | $ | 600,060 | | | | 93,767 | | | $ | 889,901 | |
Issued in Merger | | | — | | | | — | | | | 1,138 | | | | 10,099 | |
Shares Issued for Reinvested Dividends | | | 4,269 | | | | 37,886 | | | | 4,461 | | | | 41,123 | |
Shares Redeemed | | | — | | | | — | | | | (1,118 | ) | | | (11,028 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 71,374 | | | | 637,946 | | | | 98,248 | | | | 930,095 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 57,060 | | | $ | 500,436 | | | | 3,208,154 | | | $ | 32,021,600 | |
Issued in Merger | | | — | | | | — | | | | 1,141 | | | | 10,124 | |
Shares Issued for Reinvested Dividends | | | 93,248 | | | | 825,953 | | | | 223,980 | | | | 2,097,891 | |
Shares Redeemed | | | (187,974 | ) | | | (1,694,299 | ) | | | (149,507 | ) | | | (1,346,346 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (37,666 | ) | | | (367,910 | ) | | | 3,283,768 | | | | 32,783,269 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 40,525 | | | $ | 361,597 | | | | 1,095,892 | | | $ | 10,616,663 | |
Issued in Merger | | | — | | | | — | | | | 150,691 | | | | 1,338,890 | |
Shares Issued for Reinvested Dividends | | | 112,387 | | | | 996,747 | | | | 273,776 | | | | 2,574,996 | |
Shares Redeemed | | | (144,513 | ) | | | (1,312,487 | ) | | | (3,271,657 | ) | | | (29,597,161 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 8,399 | | | | 45,857 | | | | (1,751,298 | ) | | | (15,066,612 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (434,915 | ) | | $ | (3,753,823 | ) | | | 4,420,874 | | | $ | 44,795,973 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Global Strategic Bond Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,682 | | | $ | 32,665 | | | | 48,811 | | | $ | 446,997 | |
Shares Issued for Reinvested Dividends | | | 1,340 | | | | 11,626 | | | | 622 | | | | 5,617 | |
Shares Redeemed | | | (61,638 | ) | | | (542,822 | ) | | | (26,467 | ) | | | (241,161 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (56,616 | ) | | | (498,531 | ) | | | 22,966 | | | | 211,453 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 5,264 | | | $ | 48,062 | |
Shares Issued for Reinvested Dividends | | | 115 | | | | 998 | | | | 36 | | | | 325 | |
Shares Redeemed | | | (6,526 | ) | | | (57,715 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (6,411 | ) | | | (56,717 | ) | | | 5,300 | | | | 48,387 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 11 | | | $ | 100 | | | | 20,227 | | | $ | 186,789 | |
Shares Issued for Reinvested Dividends | | | 120 | | | | 1,047 | | | | 218 | | | | 1,980 | |
Shares Redeemed | | | (21,574 | ) | | | (192,757 | ) | | | (152 | ) | | | (1,387 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (21,443 | ) | | | (191,610 | ) | | | 20,293 | | | | 187,382 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 47 | | | $ | 408 | | | | 12 | | | $ | 116 | |
Shares Redeemed | | | (1,172 | ) | | | (10,259 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,125 | ) | | | (9,851 | ) | | | 12 | | | | 116 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 47 | | | $ | 409 | | | | 13 | | | $ | 121 | |
Shares Redeemed | | | (1,174 | ) | | | (10,283 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,127 | ) | | | (9,874 | ) | | | 13 | | | | 121 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 48 | | | $ | 420 | | | | 14 | | | $ | 125 | |
Shares Redeemed | | | (1,177 | ) | | | (10,298 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,129 | ) | | | (9,878 | ) | | | 14 | | | | 125 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 48 | | | $ | 420 | | | | 14 | | | $ | 131 | |
Shares Redeemed | | | (1,177 | ) | | | (10,328 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,129 | ) | | | (9,908 | ) | | | 14 | | | | 131 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 48 | | | $ | 421 | | | | 14 | | | $ | 133 | |
Shares Redeemed | | | (1,171 | ) | | | (10,279 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (1,123 | ) | | | (9,858 | ) | | | 14 | | | | 133 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 278,517 | | | $ | 2,460,856 | | | | 1,034,469 | | | $ | 9,371,932 | |
Shares Issued for Reinvested Dividends | | | 191,308 | | | | 1,658,543 | | | | 87,771 | | | | 792,659 | |
Shares Redeemed | | | (7,534,095 | ) | | | (66,275,470 | ) | | | (656,655 | ) | | | (5,973,412 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (7,064,270 | ) | | | (62,156,071 | ) | | | 465,585 | | | | 4,191,179 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (7,154,373 | ) | | $ | (62,952,298 | ) | | | 514,211 | | | $ | 4,639,027 | |
| | | | | | | | | | | | | | | | |
| | | | |
InternationalMulti-Cap Value Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,073,029 | | | $ | 44,656,560 | | | | 5,237,138 | | | $ | 52,561,213 | |
Shares Issued for Reinvested Dividends | | | 317,467 | | | | 2,639,986 | | | | 212,540 | | | | 2,112,982 | |
Shares Redeemed | | | (1,683,000 | ) | | | (14,592,563 | ) | | | (3,744,046 | ) | | | (37,912,369 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,707,496 | | | | 32,703,983 | | | | 1,705,632 | | | | 16,761,826 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 667,435 | | | $ | 5,803,916 | | | | 2,058,261 | | | $ | 20,826,321 | |
Shares Issued for Reinvested Dividends | | | 99,110 | | | | 813,624 | | | | 63,567 | | | | 626,597 | |
Shares Redeemed | | | (787,104 | ) | | | (6,735,918 | ) | | | (785,223 | ) | | | (7,541,845 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (20,559 | ) | | | (118,378 | ) | | | 1,336,605 | | | | 13,911,073 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 32,864,607 | | | $ | 286,487,050 | | | | 61,740,929 | | | $ | 624,755,143 | |
Shares Issued for Reinvested Dividends | | | 3,076,246 | | | | 25,548,083 | | | | 2,776,417 | | | | 27,546,556 | |
Shares Redeemed | | | (41,703,910 | ) | | | (363,636,828 | ) | | | (36,319,485 | ) | | | (358,351,808 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (5,763,057 | ) | | | (51,601,695 | ) | | | 28,197,861 | | | | 293,949,891 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
InternationalMulti-Cap Value Fund – (continued) | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,973,961 | | | $ | 18,155,841 | | | | 77,928 | | | $ | 778,355 | |
Shares Issued for Reinvested Dividends | | | 2,727 | | | | 22,541 | | | | 951 | | | | 9,338 | |
Shares Redeemed | | | (50,067 | ) | | | (448,591 | ) | | | (20,635 | ) | | | (184,994 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,926,621 | | | | 17,729,791 | | | | 58,244 | | | | 602,699 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 166,915 | | | $ | 1,413,896 | | | | 100,432 | | | $ | 979,053 | |
Shares Issued for Reinvested Dividends | | | 6,578 | | | | 54,668 | | | | 2,685 | | | | 26,732 | |
Shares Redeemed | | | (52,841 | ) | | | (455,806 | ) | | | (36,172 | ) | | | (363,366 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 120,652 | | | | 1,012,758 | | | | 66,945 | | | | 642,419 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 608,326 | | | $ | 5,248,570 | | | | 1,439,564 | | | $ | 14,682,618 | |
Shares Issued for Reinvested Dividends | | | 106,541 | | | | 882,279 | | | | 75,708 | | | | 750,152 | |
Shares Redeemed | | | (835,629 | ) | | | (7,466,285 | ) | | | (402,498 | ) | | | (4,044,014 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (120,762 | ) | | | (1,335,436 | ) | | | 1,112,774 | | | | 11,388,756 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 6,035,249 | | | $ | 52,772,941 | | | | 9,238,153 | | | $ | 89,383,046 | |
Shares Issued for Reinvested Dividends | | | 483,463 | | | | 4,013,791 | | | | 110,244 | | | | 1,073,954 | |
Shares Redeemed | | | (1,373,680 | ) | | | (11,856,068 | ) | | | (743,475 | ) | | | (7,242,053 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,145,032 | | | | 44,930,664 | | | | 8,604,922 | | | | 83,214,947 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 10,561,188 | | | $ | 92,704,345 | | | | 18,659,820 | | | $ | 187,374,609 | |
Shares Issued for Reinvested Dividends | | | 940,427 | | | | 7,818,102 | | | | 509,585 | | | | 5,045,453 | |
Shares Redeemed | | | (4,866,888 | ) | | | (43,354,740 | ) | | | (1,964,651 | ) | | | (19,313,199 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,634,727 | | | | 57,167,707 | | | | 17,204,754 | | | | 173,106,863 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 11,787,076 | | | $ | 103,380,686 | | | | 23,896,576 | | | $ | 239,210,478 | |
Shares Issued for Reinvested Dividends | | | 2,453,924 | | | | 20,367,305 | | | | 2,032,136 | | | | 20,172,978 | |
Shares Redeemed | | | (7,143,713 | ) | | | (63,168,329 | ) | | | (9,692,398 | ) | | | (96,932,132 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 7,097,287 | | | | 60,579,662 | | | | 16,236,314 | | | | 162,451,324 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 18,727,437 | | | $ | 161,069,056 | | | | 74,524,051 | | | $ | 756,029,798 | |
| | | | | | | | | | | | | | | | |
| | | | |
International Stock Fund | | | | �� | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,395,459 | | | $ | 16,842,699 | | | | 707,714 | | | $ | 9,486,001 | |
Shares Issued for Reinvested Dividends | | | 98,255 | | | | 1,103,348 | | | | 4,896 | | | | 66,926 | |
Shares Redeemed | | | (333,253 | ) | | | (3,971,517 | ) | | | (246,613 | ) | | | (3,339,586 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,160,461 | | | | 13,974,530 | | | | 465,997 | | | | 6,213,341 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 230,790 | | | $ | 2,565,675 | | | | 178,229 | | | $ | 2,322,991 | |
Shares Issued for Reinvested Dividends | | | 14,715 | | | | 157,415 | | | | 472 | | | | 6,200 | |
Shares Redeemed | | | (62,267 | ) | | | (713,145 | ) | | | (49,950 | ) | | | (629,798 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 183,238 | | | | 2,009,945 | | | | 128,751 | | | | 1,699,393 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 7,733,836 | | | $ | 88,799,574 | | | | 6,517,947 | | | $ | 85,673,620 | |
Shares Issued for Reinvested Dividends | | | 905,219 | | | | 9,832,890 | | | | 105,001 | | | | 1,388,116 | |
Shares Redeemed | | | (3,333,431 | ) | | | (38,912,056 | ) | | | (4,747,596 | ) | | | (62,479,932 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,305,624 | | | | 59,720,408 | | | | 1,875,352 | | | | 24,581,804 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 5,061 | | | $ | 60,410 | | | | 1 | | | $ | 21 | |
Shares Issued for Reinvested Dividends | | | 82 | | | | 886 | | | | 10 | | | | 128 | |
Shares Redeemed | | | (1 | ) | | | (7 | ) | | | — | | | | (1 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 5,142 | | | | 61,289 | | | | 11 | | | | 148 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,091 | | | $ | 23,989 | | | | — | | | $ | — | |
Shares Issued for Reinvested Dividends | | | 82 | | | | 890 | | | | 10 | | | | 136 | |
Shares Redeemed | | | (76 | ) | | | (932 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,097 | | | | 23,947 | | | | 10 | | | | 136 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
International Stock Fund – (continued) | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,461 | | | $ | 42,597 | | | | — | | | $ | — | |
Shares Issued for Reinvested Dividends | | | 83 | | | | 901 | | | | 11 | | | | 153 | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 3,544 | | | | 43,498 | | | | 11 | | | | 153 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 36,621 | | | $ | 406,639 | | | | 510,721 | | | $ | 6,495,714 | |
Shares Issued for Reinvested Dividends | | | 38,210 | | | | 416,561 | | | | 300 | | | | 3,965 | |
Shares Redeemed | | | (138,903 | ) | | | (1,519,204 | ) | | | (49,766 | ) | | | (646,007 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (64,072 | ) | | | (696,004 | ) | | | 461,255 | | | | 5,853,672 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 2,276,518 | | | $ | 26,667,923 | | | | 728,925 | | | $ | 9,423,787 | |
Shares Issued for Reinvested Dividends | | | 91,563 | | | | 995,486 | | | | 1,388 | | | | 18,362 | |
Shares Redeemed | | | (170,290 | ) | | | (2,003,672 | ) | | | (33,703 | ) | | | (438,855 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 2,197,791 | | | | 25,659,737 | | | | 696,610 | | | | 9,003,294 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 349 | | | $ | 4,015 | | | | 841,004 | | | $ | 11,000,515 | |
Shares Issued for Reinvested Dividends | | | 482,543 | | | | 5,246,663 | | | | 61,737 | | | | 816,782 | |
Shares Redeemed | | | (78 | ) | | | (917 | ) | | | (1,165,007 | ) | | | (15,500,000 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 482,814 | | | | 5,249,761 | | | | (262,266 | ) | | | (3,682,703 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 9,276,639 | | | $ | 106,047,111 | | | | 3,365,731 | | | $ | 43,669,238 | |
| | | | | | | | | | | | | | | | |
| | | |
| | For the Period Ended April 30, 2019(1) | | | | | | | |
| | Shares | | | Amount | | | | | | | |
Securitized Income Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 350,001 | | | $ | 3,500,010 | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 1,195 | | | | 11,968 | | | | | | | | | |
Shares Redeemed | | | (1 | ) | | | (10 | ) | | | | | | | | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 351,195 | | | | 3,511,968 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 353,294 | | | $ | 3,533,010 | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 1,271 | | | | 12,729 | | | | | | | | | |
Shares Redeemed | | | (1 | ) | | | (10 | ) | | | | | | | | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 354,564 | | | | 3,545,729 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 350,001 | | | $ | 3,500,010 | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 1,274 | | | | 12,759 | | | | | | | | | |
Shares Redeemed | | | (1 | ) | | | (10 | ) | | | | | | | | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 351,274 | | | | 3,512,759 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 249,951 | | | $ | 2,500,010 | | | | | | | | | |
Shares Issued for Reinvested Dividends | | | 727 | | | | 7,284 | | | | | | | | | |
Shares Redeemed | | | (1 | ) | | | (10 | ) | | | | | | | | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 250,677 | | | | 2,507,284 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,250,001 | | | $ | 12,500,010 | | | | | | | | | |
Shares Redeemed | | | (1 | ) | | | (10 | ) | | | | | | | | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 1,250,000 | | | | 12,500,000 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 2,557,710 | | | $ | 25,577,740 | | | | | | | | | |
| | | | | | | | | | | | | | | | |
| (1) | Commenced operations on February 28, 2019. |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
Tax-Aware Bond Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 764,697 | | | $ | 8,408,372 | | | | 736,447 | | | $ | 8,014,736 | |
Shares Issued for Reinvested Dividends | | | 43,813 | | | | 472,515 | | | | 45,271 | | | | 491,932 | |
Shares Redeemed | | | (963,436 | ) | | | (10,399,176 | ) | | | (488,611 | ) | | | (5,343,017 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (154,926 | ) | | | (1,518,289 | ) | | | 293,107 | | | | 3,163,651 | |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 68,122 | | | $ | 736,540 | | | | 149,542 | | | $ | 1,639,240 | |
Shares Issued for Reinvested Dividends | | | 8,226 | | | | 88,592 | | | | 5,616 | | | | 61,024 | |
Shares Redeemed | | | (52,883 | ) | | | (570,597 | ) | | | (128,372 | ) | | | (1,393,639 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 23,465 | | | | 254,535 | | | | 26,786 | | | | 306,625 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,213,344 | | | $ | 35,004,022 | | | | 4,009,383 | | | $ | 43,929,544 | |
Shares Issued for Reinvested Dividends | | | 201,895 | | | | 2,184,051 | | | | 227,268 | | | | 2,473,947 | |
Shares Redeemed | | | (3,129,380 | ) | | | (34,015,082 | ) | | | (6,284,851 | ) | | | (68,659,524 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 285,859 | | | | 3,172,991 | | | | (2,048,200 | ) | | | (22,256,033 | ) |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | — | | | $ | — | | | | 18,665 | | | $ | 207,182 | |
Shares Issued for Reinvested Dividends | | | 463 | | | | 5,005 | | | | 457 | | | | 4,968 | |
Shares Redeemed | | | (2,710 | ) | | | (30,000 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (2,247 | ) | | | (24,995 | ) | | | 19,122 | | | | 212,150 | |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 449,451 | | | $ | 4,904,575 | | | | 729,246 | | | $ | 7,945,941 | |
Shares Issued for Reinvested Dividends | | | 21,726 | | | | 235,197 | | | | 12,327 | | | | 133,857 | |
Shares Redeemed | | | (138,307 | ) | | | (1,505,638 | ) | | | (141,452 | ) | | | (1,535,531 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 332,870 | | | | 3,634,134 | | | | 600,121 | | | | 6,544,267 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 122,610 | | | $ | 1,323,987 | | | | 511,339 | | | $ | 5,550,200 | |
Shares Issued for Reinvested Dividends | | | 83,655 | | | | 900,819 | | | | 55,527 | | | | 605,071 | |
Shares Redeemed | | | (77,774 | ) | | | (844,000 | ) | | | (1,344,527 | ) | | | (14,633,275 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 128,491 | | | | 1,380,806 | | | | (777,661 | ) | | | (8,478,004 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 613,512 | | | $ | 6,899,182 | | | | (1,886,725 | ) | | $ | (20,507,344 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
US Small Cap Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 172,278 | | | $ | 3,912,046 | | | | 236,886 | | | $ | 6,373,027 | |
Shares Issued for Reinvested Dividends | | | 59,679 | | | | 1,269,289 | | | | 33,968 | | | | 882,482 | |
Shares Redeemed | | | (62,637 | ) | | | (1,448,216 | ) | | | (345,187 | ) | | | (9,397,408 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 169,320 | | | | 3,733,119 | | | | (74,333 | ) | | | (2,141,899 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 53,177 | | | $ | 1,268,038 | | | | 173,837 | | | $ | 4,810,296 | |
Shares Issued for Reinvested Dividends | | | 28,098 | | | | 613,652 | | | | 14,534 | | | | 389,798 | |
Shares Redeemed | | | (71,598 | ) | | | (1,724,080 | ) | | | (78,884 | ) | | | (2,191,742 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 9,677 | | | | 157,610 | | | | 109,487 | | | | 3,008,352 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 550,614 | | | $ | 13,152,059 | | | | 1,080,896 | | | $ | 30,401,988 | |
Shares Issued for Reinvested Dividends | | | 409,497 | | | | 9,144,178 | | | | 383,703 | | | | 10,427,234 | |
Shares Redeemed | | | (684,438 | ) | | | (16,317,291 | ) | | | (1,635,729 | ) | | | (46,128,867 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 275,673 | | | | 5,978,946 | | | | (171,130 | ) | | | (5,299,645 | ) |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,872 | | | $ | 93,325 | | | | 476 | | | $ | 13,064 | |
Shares Issued for Reinvested Dividends | | | 275 | | | | 6,097 | | | | 166 | | | | 4,484 | |
Shares Redeemed | | | (1 | ) | | | (22 | ) | | | — | | | | (1 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,146 | | | | 99,400 | | | | 642 | | | | 17,547 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 4,505 | | | $ | 112,655 | | | | — | | | $ | — | |
Shares Issued for Reinvested Dividends | | | 42 | | | | 928 | | | | 33 | | | | 893 | |
Shares Redeemed | | | (78 | ) | | | (1,955 | ) | | | — | | | | — | |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 4,469 | | | | 111,628 | | | | 33 | | | | 893 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
US Small Cap Opportunities Fund – (continued) | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 328 | | | $ | 8,000 | | | | 55 | | | $ | 1,540 | |
Shares Issued for Reinvested Dividends | | | 76 | | | | 1,691 | | | | 56 | | | | 1,510 | |
Shares Redeemed | | | — | | | | — | | | | (85 | ) | | | (2,500 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 404 | | | | 9,691 | | | | 26 | | | | 550 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 44,896 | | | $ | 1,126,247 | | | | 65,961 | | | $ | 1,851,673 | |
Shares Issued for Reinvested Dividends | | | 91,347 | | | | 2,040,823 | | | | 80,868 | | | | 2,198,416 | |
Shares Redeemed | | | (72,634 | ) | | | (1,831,660 | ) | | | (167,666 | ) | | | (4,680,293 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 63,609 | | | | 1,335,410 | | | | (20,837 | ) | | | (630,204 | ) |
| | | | | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 26,600 | | | $ | 654,530 | | | | 75,428 | | | $ | 2,111,360 | |
Shares Issued for Reinvested Dividends | | | 9,328 | | | | 208,483 | | | | 3,723 | | | | 101,247 | |
Shares Redeemed | | | (21,478 | ) | | | (520,177 | ) | | | (16,013 | ) | | | (445,068 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 14,450 | | | | 342,836 | | | | 63,138 | | | | 1,767,539 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 3,101 | | | $ | 76,284 | | | | 9,605 | | | $ | 264,619 | |
Shares Issued for Reinvested Dividends | | | 42,875 | | | | 959,593 | | | | 75,077 | | | | 2,044,548 | |
Shares Redeemed | | | (33,913 | ) | | | (775,130 | ) | | | (789,918 | ) | | | (21,364,130 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 12,063 | | | | 260,747 | | | | (705,236 | ) | | | (19,054,963 | ) |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | 553,811 | | | $ | 12,029,387 | | | | (798,210 | ) | | $ | (22,331,830 | ) |
| | | | | | | | | | | | | | | | |
| | | | |
US Small/Mid Cap Opportunities Fund | | | | | | | | | | | | |
Class A | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,067,800 | | | $ | 14,157,502 | | | | 2,985,603 | | | $ | 42,697,659 | |
Shares Issued for Reinvested Dividends | | | 148,492 | | | | 1,869,520 | | | | 120,938 | | | | 1,713,696 | |
Shares Redeemed | | | (1,953,363 | ) | | | (26,267,678 | ) | | | (4,398,062 | ) | | | (62,548,289 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (737,071 | ) | | | (10,240,656 | ) | | | (1,291,521 | ) | | | (18,136,934 | ) |
| | | | | | | | | | | | | | | | |
Class C | | | | | | | | | | | | | | | | |
Shares Sold | | | 526,708 | | | $ | 7,146,058 | | | | 2,301,458 | | | $ | 33,701,336 | |
Shares Issued for Reinvested Dividends | | | 101,881 | | | | 1,309,177 | | | | 50,409 | | | | 733,959 | |
Shares Redeemed | | | (915,387 | ) | | | (12,523,915 | ) | | | (901,168 | ) | | | (13,178,215 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (286,798 | ) | | | (4,068,680 | ) | | | 1,450,699 | | | | 21,257,080 | |
| | | | | | | | | | | | | | | | |
Class I | | | | | | | | | | | | | | | | |
Shares Sold | | | 8,812,495 | | | $ | 122,767,602 | | | | 21,079,640 | | | $ | 312,424,602 | |
Shares Issued for Reinvested Dividends | | | 886,035 | | | | 11,590,976 | | | | 577,148 | | | | 8,512,080 | |
Shares Redeemed | | | (15,515,120 | ) | | | (219,310,529 | ) | | | (18,855,618 | ) | | | (281,085,922 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | (5,816,590 | ) | | | (84,951,951 | ) | | | 2,801,170 | | | | 39,850,760 | |
| | | | | | | | | | | | | | | | |
Class R3 | | | | | | | | | | | | | | | | |
Shares Sold | | | 53,462 | | | $ | 714,315 | | | | 54,927 | | | $ | 788,537 | |
Shares Issued for Reinvested Dividends | | | 1,446 | | | | 18,758 | | | | 334 | | | | 4,885 | |
Shares Redeemed | | | (16,672 | ) | | | (238,211 | ) | | | (17,241 | ) | | | (253,524 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 38,236 | | | | 494,862 | | | | 38,020 | | | | 539,898 | |
| | | | | | | | | | | | | | | | |
Class R4 | | | | | | | | | | | | | | | | |
Shares Sold | | | 14,063 | | | $ | 196,007 | | | | 45,840 | | | $ | 679,086 | |
Shares Issued for Reinvested Dividends | | | 1,456 | | | | 18,966 | | | | 271 | | | | 3,987 | |
Shares Redeemed | | | (9,232 | ) | | | (130,399 | ) | | | (10,336 | ) | | | (152,006 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 6,287 | | | | 84,574 | | | | 35,775 | | | | 531,067 | |
| | | | | | | | | | | | | | | | |
Class R5 | | | | | | | | | | | | | | | | |
Shares Sold | | | 102,345 | | | $ | 1,461,845 | | | | 150,186 | | | $ | 2,197,738 | |
Shares Issued for Reinvested Dividends | | | 4,024 | | | | 52,582 | | | | 53 | | | | 782 | |
Shares Redeemed | | | (20,488 | ) | | | (293,823 | ) | | | (23,173 | ) | | | (344,713 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 85,881 | | | | 1,220,604 | | | | 127,066 | | | | 1,853,807 | |
| | | | | | | | | | | | | | | | |
Class Y | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,301,889 | | | $ | 18,347,257 | | | | 7,678,679 | | | $ | 115,062,697 | |
Shares Issued for Reinvested Dividends | | | 187,871 | | | | 2,455,282 | | | | 13,393 | | | | 197,570 | |
Shares Redeemed | | | (1,339,366 | ) | | | (19,083,447 | ) | | | (852,474 | ) | | | (12,616,689 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 150,394 | | | | 1,719,092 | | | | 6,839,598 | | | | 102,643,578 | |
| | | | | | | | | | | | | | | | |
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
| | | | | | | | | | | | | | | | |
| | For the Six-Month Period Ended April 30, 2019 | | | For the Year Ended October 31, 2018 | |
| | Shares | | | Amount | | | Shares | | | Amount | |
| | | | |
US Small/Mid Cap Opportunities Fund – (continued) | | | | | | | | | | | | |
Class F | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,397,349 | | | $ | 19,993,008 | | | | 2,963,774 | | | $ | 44,209,743 | |
Shares Issued for Reinvested Dividends | | | 82,249 | | | | 1,075,457 | | | | 14,060 | | | | 207,551 | |
Shares Redeemed | | | (510,687 | ) | | | (7,317,152 | ) | | | (369,921 | ) | | | (5,542,286 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 968,911 | | | | 13,751,313 | | | | 2,607,913 | | | | 38,875,008 | |
| | | | | | | | | | | | | | | | |
Class SDR | | | | | | | | | | | | | | | | |
Shares Sold | | | 1,213,664 | | | $ | 16,483,020 | | | | 3,165,349 | | | $ | 47,507,583 | |
Shares Issued for Reinvested Dividends | | | 103,292 | | | | 1,352,705 | | | | 28,219 | | | | 417,154 | |
Shares Redeemed | | | (624,786 | ) | | | (8,957,162 | ) | | | (615,226 | ) | | | (9,227,851 | ) |
| | | | | | | | | | | | | | | | |
Net Increase (Decrease) | | | 692,170 | | | | 8,878,563 | | | | 2,578,342 | | | | 38,696,886 | |
| | | | | | | | | | | | | | | | |
Total Net Increase (Decrease) | | | (4,898,580 | ) | | $ | (73,112,279 | ) | | | 15,187,062 | | | $ | 226,111,150 | |
| | | | | | | | | | | | | | | | |
Certain Funds participate in a committed line of credit pursuant to a credit agreement. Such Funds may borrow under the line of credit for temporary or emergency purposes. These Funds (together with certain other Hartford Funds) may borrow up to $370 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings varies depending on the nature of the loan. The facility also charges a commitment fee, which is allocated to each of the funds participating in the line of credit based on average net assets of the funds. During and as of thesix-month period ended April 30, 2019, none of the Funds had borrowings under this facility.
Under the Company’s organizational documents, the Company shall indemnify its officers and directors to the full extent required or permitted under Maryland General Corporation Law and federal securities laws. In addition, the Company, on behalf of each Fund, may enter into contracts that contain a variety of indemnifications. The Company’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, the Company has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote.
15. | Recent Accounting Pronouncement: |
The FASB recently issued ASU2017-08 (the “ASU” or “Update”) to amend the amortization period to the earliest call date for purchased callable debt securities held at a premium. The ASU becomes effective for public entities for fiscal years beginning after December 15, 2018, and for private entities one year later. Management is currently evaluating the implication, if any, of additional disclosure and its impact on each Fund’s financial statements.
In August 2018, the FASB issued Accounting Standards Update2018-13, Fair Value Measurement (Topic 820): Disclosure Framework – Changes to the Disclosure Requirements for Fair Value Measurement (“ASU2018-13”). The update introduces new fair value disclosure requirements, eliminates some prior fair value disclosure requirements, and modifies certain existing fair value disclosure requirements.
ASU2018-13 is effective for fiscal years beginning after December 15, 2019 and for interim periods within those fiscal years, however, an entity is permitted to early adopt either the entire standard or only the provisions that eliminate or modify requirements. Management has elected to early adopt the provisions of ASU2018-13 that eliminate disclosure requirements effective with the current reporting period. The impact of each Fund’s early adoption of these provisions was limited to changes in the Fund’s financial statement disclosures regarding fair value, primarily those disclosures related to transfers between Level 1 and Level 2 of the fair value hierarchy and the timing of transfers between levels of the fair value hierarchy. Management is currently evaluating the potential impact of adopting the additional provisions ofASU 2018-13.
In connection with the preparation of the financial statements of the Funds as of and for thesix-month period ended April 30, 2019, events and transactions subsequent to April 30, 2019, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure. The following subsequent events requiring financial statement disclosure have been identified.
Effective May 1, 2019, the Hartford Schroders US Small/Mid Cap Opportunities Fund changed its name (now known as Hartford Schroders US MidCap Opportunities Fund), principal investment strategy and primary benchmark. For more information, please see the Fund’s most recent prospectus.
Notes to Financial Statements – (continued)
April 30, 2019 (Unaudited)
At a meeting held on March 6, 2019, the Board of Directors of The Hartford Mutual Funds II, Inc., of which the Global Strategic Bond Fund is a series, approved a Plan of Liquidation for the Global Strategic Bond Fund. Pursuant to the Plan of Liquidation, (1) all of the assets of the Global Strategic Bond Fund were converted to cash or cash equivalents on or before April 30, 2019 and (2) effective as of the close of business on April 30, 2019, all of the remaining assets of the Global Strategic Bond Fund were distributed to shareholders of the Global Strategic Bond Fund in complete cancellation and redemption of all the outstanding shares of the Global Strategic Bond Fund, except for cash, bank deposits or cash equivalents in an estimated amount necessary to (i) discharge any unpaid liabilities and obligations of the Global Strategic Bond Fund on the Fund’s books on April 30, 2019, including, but not limited to, income dividends and capital gains distributions, if any, payable through April 30, 2019, and (ii) pay such contingent liabilities as were reasonably deemed to exist against the assets of the Global Strategic Bond Fund on the Global Strategic Bond Fund’s books.
HOW TO OBTAIN A COPY OF EACH FUND’S PROXY VOTING POLICIES AND VOTING RECORDS (UNAUDITED)
A description of the policies and procedures that each Fund uses to determine how to vote proxies relating to portfolio securities and information about how each Fund voted proxies relating to portfolio securities during the most recent twelve-month period ended June 30 are available (1) without charge, upon request, by calling888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
QUARTERLY PORTFOLIO HOLDINGS INFORMATION (UNAUDITED)
Each Fund will file its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. Each Fund’s Form N-PORT reports once filed will be available (1) without charge, upon request, by calling 888-843-7824 and (2) on the SEC’s website at http://www.sec.gov.
Approval of Investment Management and InvestmentSub-Advisory Agreements for Hartford Schroders Securitized Income Fund (Unaudited)
The Hartford Mutual Funds II, Inc.
Hartford Schroders Securitized Income Fund
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each mutual fund’s board of directors, including a majority of those directors who are not “interested persons” of the mutual fund, as defined in the 1940 Act (the “Independent Directors”), initially approve, and annually review and consider the continuation of, the mutual fund’s investment advisory andsub-advisory agreements. At its meeting held onFebruary 5-6, 2019, the Board of Directors (the “Board”) of The Hartford Mutual Funds II, Inc. (the “Company”), including each of the Independent Directors, unanimously voted to approve for an initialtwo-year period an investment management agreement for Hartford Schroders Securitized Income Fund (the “Fund”) with Hartford Funds Management Company, LLC (“HFMC”) and a separate investmentsub-advisory agreement between HFMC and the Fund’ssub-adviser, Schroder Investment Management North America Inc. (the“Sub-adviser,” and together with HFMC, the “Advisers”) on behalf of the Fund (collectively, the “Agreements”).
Prior to approving the Agreements, the Board requested and reviewed written responses from the Advisers to questions posed to them on behalf of the Independent Directors and supporting materials relating to those questions and responses (the “Advisers Materials”). In addition, the Board and its Investment Committee considered the materials and presentations from representatives of the Advisers received at meetings held on December 6, 2018, January 25, 2019 and February5-6, 2019 regarding the Fund and its investment strategy.
In determining whether to approve the Agreements for the Fund, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of its reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the Agreements was based on a comprehensive consideration of all information provided to the Board with respect to the approval of the Agreements. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Agreements and was assisted by counsel for the Company. The Independent Directors were also separately assisted by independent legal counsel throughout the evaluation process. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the Agreements is provided below.
Nature, Extent and Quality of Services to be Provided by the Advisers
The Board requested and considered information concerning the nature, extent and quality of the services to be provided to the Fund by the Advisers. The Board considered, among other things, the terms of the Agreements and the range of services to be provided by each Adviser. The Board considered each Adviser’s organizational structure, systems and personnel. The Board also considered each Adviser’s reputation and overall financial strength and the Board’s past experience with each Adviser with respect to the services it provides to other funds managed by HFMC and its affiliates (the “Hartford Funds”).
With respect to HFMC, the Board noted that, under the Agreements, HFMC would be responsible for the management of the Fund, including oversight of fund operations and service providers. The Board also noted that HFMC would provide administrative services to the Fund as well as investment advisory services in connection with selecting, monitoring and supervising the Fund’ssub-adviser, and that HFMC had recommended to the Board that theSub-adviser be appointed as thesub-adviser to the Fund. In this regard, the Board evaluated information about the nature and extent of responsibilities retained and risks assumed by HFMC and not delegated to, or assumed by, theSub-adviser. The Board considered the proposed services to be provided by HFMC and, in its consideration of these services, the Board noted HFMC’s ongoing monitoring of people, process and performance, including its quarterly reviews of each of the Hartford Funds, semi-annual meetings with the leaders of each Hartford Fund’s portfolio management team, and oversight of the portfolio managers to the Hartford Funds. The Board considered that HFMC would oversee theSub-adviser’s investment approach and results, process for monitoring best execution of portfolio trades and other trading operations by theSub-adviser and approach to risk management with respect to the Fund and the service providers to the Fund. The Board also considered that HFMC would oversee the Fund’s compliance with its investment objective and policies as well as with applicable laws and regulations. Moreover, the Board considered that HFMC would oversee potential conflicts of interest between the Fund’s investments and those of other funds or accounts managed by the Fund’s portfolio management personnel. In addition, the Board considered that HFMC or its affiliates would be responsible for providing the Fund’s officers.
With respect to theSub-adviser, which would be responsible for the daily investment of the assets of the Fund, subject to oversight by HFMC, among the other services set forth in thesub-advisory agreement, the Board considered theSub-adviser’s investment philosophy and process, investment research capabilities and resources, performance record, and experience.
The Board also considered information previously provided by the Advisers regarding their compliance policies and procedures and compliance history, and received a representation from the Hartford Funds’ Chief Compliance Officer that the written compliance policies and procedures of each of HFMC and theSub-adviser are reasonably designed to prevent violations of the federal securities laws. In addition, the Board considered HFMC’s representation that it did not anticipate making any material changes to HFMC’s and the Hartford Funds’ compliance program as a result of the addition of the Fund.
In considering this information, the Board evaluated not only the information presented to the Board and the Investment Committee in connection with its consideration of the Agreements, but also the Board’s experience through past interactions with HFMC and theSub-adviser. Based on these
Approval of Investment Management and InvestmentSub-Advisory Agreements for Hartford Schroders Securitized Income Fund (Unaudited) – (continued)
considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to the Fund by HFMC and theSub-adviser.
Performance of theSub-adviser
The Board considered the investment performance of theSub-adviser and its portfolio management team, including, for purposes of considering the investment skill and experience of the Fund’s portfolio managers, composite performance data showing the portfolio management team’s capabilities in managing theSub-adviser’s Opportunistic Multi-Sector Securitized strategy, noting that theSub-adviser currently manages accounts that use an investment strategy substantially similar to that proposed for the Fund (but that none of the accounts are registered investment companies). The Board also considered information comparing theSub-adviser’s Opportunistic Multi-Sector Securitized strategy’s composite performance data to the Fund’s proposed benchmark and an appropriate universe of peer funds. HFMC also provided additional information about the broad range of the portfolio management team’s investment experience and their investment philosophy and process.
Based on these considerations, the Board concluded that it was satisfied that HFMC and theSub-adviser have the capability of providing satisfactory investment performance for the Fund.
Costs of the Services and Profitability of the Advisers
In considering the proposed advisory andsub-advisory fee schedules for the Fund, the Board reviewed information regarding HFMC’s estimated costs to provide investment management and related services to the Fund and the estimated profitability to HFMC and its affiliates from all services to be provided to the Fund and all aspects of their relationships with the Fund. In evaluating HFMC’s estimated profitability, the Board also considered HFMC’s representation that the level of estimated profitability of the Fund, taking into consideration the revenue and expenses of the Fund, was fair and reasonable based on the nature and quality of the services to be provided to shareholders. The Board also noted that the actual profitability of the Fund to HFMC would depend on the growth of the Fund’s assets under management. The Board considered representations from HFMC and theSub-adviser that theSub-adviser’s fees were negotiated at arm’s length and that thesub-advisory fees would be paid by HFMC and not the Fund. Accordingly, the Board concluded that the profitability of theSub-adviser is a less relevant factor with respect to the Board’s consideration of thesub-advisory agreement.
Based on these considerations, the Board concluded that the profits anticipated to be realized by the Advisers and their affiliates from their relationships with the Fund would not be excessive.
Comparison of Fees and Services to be Provided by the Advisers
The Board considered comparative information that had been provided at meetings on January 25, 2019 and February5-6, 2019 with respect to the management fees to be paid by the Fund to HFMC and the expected total expense ratios of the Fund. The Board also considered the proposedsub-advisory fees to be paid by HFMC to theSub-adviser with respect to the Fund. In this regard, the Board requested and reviewed information from HFMC and theSub-adviser relating to the proposed management andsub-advisory fees and expected total operating expenses for the Fund. The Board also reviewed information comparing the Fund’s proposed management fees and expected total expenses relative to a peer group of funds (the “Peer Group”) selected from the relevant Lipper peer universe based on input from an independent financial services consultant engaged by the Independent Directors to assist them in evaluating the Fund’s proposed management andsub-advisory fees and estimated overall expense ratios. The Board considered the inherent limitations of such comparisons in light of uncertainty as to how the fees of other funds in the Peer Group are set and potentially material differences between the Fund and the Peer Group. The Board considered that the Peer Group is an imprecise match for the Fund’s investment strategy because the Fund is expected to be more focused on investing in securitized assets than its Peer Group. The Board also considered that HFMC had contractually agreed to limit the expenses for the Fund’s Class A, Class I, Class Y, Class F and Class SDR shares to 1.10%, 0.85%, 0.80%, 0.70%, and 0.70%, respectively, each through February 29, 2020, with each such arrangement automatically renewing on an annual basis unless HFMC provides written notice of termination prior to the start of the next term or upon approval of the Board.
In considering the reasonableness of the Fund’s proposed management andsub-advisory fees and projected total expense ratios, the Board considered that the Fund’s proposed weighted management fees were below its Peer Group average but above its Peer Group median for all asset levels. The Board further considered that the Fund’s proposed weighted management fees and estimated total expense ratio for Class A shares fell within the 3rd quintile of its Peer Group for all asset levels. The Board also considered that the Fund’s estimated total expense ratio for Class A shares, less Rule12b-1 fees, was below its Peer Group average, above its Peer Group Median and within the 3rd quintile.
Based on these considerations, the Board concluded that the Fund’s proposed fees and projected total operating expenses, in conjunction with the information about quality of services, profitability, economies of scale, and other matters discussed, were reasonable in light of the services to be provided.
Economies of Scale
The Board considered information regarding the extent to which economies of scale may be realized as the Fund grows and whether the Fund’s corresponding fee levels reflect these economies of scale for the benefit of the Fund’s future shareholders. The Board reviewed the breakpoints in the proposed management fee schedule for the Fund, which would reduce fee rates if and when Fund assets grow to more than $1 billion. The Board
Approval of Investment Management and InvestmentSub-Advisory Agreements for Hartford Schroders Securitized Income Fund (Unaudited) – (continued)
considered HFMC’s representation that the Fund could be expected to achieve some economies of scale as assets in the Fund grow. The Board recognized that a fund with assets beyond the highest breakpoint level would continue to benefit from economies of scale because additional assets are charged the lowest breakpoint fee resulting in lower overall effective management fee rates. The Board recognized that a fee schedule that reaches a lower breakpoint quickly provides shareholders with the benefit of anticipated or potential economies of scale. The Board also considered that expense limitations that reduce the Fund’s expenses at all asset levels can have the same effect as breakpoints in sharing economies of scale with shareholders and provide protection from an increase in expenses if Fund assets decline. The Board also considered that HFMC has been active in managing expenses for the Hartford Funds. In addition, the Board considered that initially setting competitive fee rates and pricing the Fund to scale at inception are other means of sharing potential economies of scale with shareholders.
The Board also considered how any benefits from economies of scale would be realized by the various parties. The Board reviewed relevant information included in the Advisers Materials regarding comparative breakpoint information for other funds in the Peer Group. Based on these considerations, the Board concluded that it was satisfied with the extent to which economies of scale would be shared for the benefit of the Fund’s future shareholders. The Board noted, however, that it would review future growth in the Fund’s assets and the appropriateness of additional breakpoints as part of its future annual review of the Agreements.
Other Benefits
The Board considered other benefits to the Advisers and their affiliates from their relationships with the Fund.
The Board noted that HFMC would receive fees for fund accounting and related services from the Fund. The Board also considered that Hartford Administrative Services Company, the Fund’s transfer agent and an affiliate of HFMC, would receive transfer agency compensation from the Fund.
The Board also considered that Hartford Funds Distributors, LLC (“HFD”), an affiliate of HFMC, would serve as principal underwriter of the Fund. As principal underwriter, HFD would receive distribution and service fees from the Fund and would receive all or a portion of the sales charges on sales or redemptions of certain classes of shares. The Board also considered that Schroder Fund Advisors LLC (“SFA”), a wholly owned subsidiary of theSub-adviser, has entered into an additional compensation arrangement with HFMC and HFD. The Board considered that under this arrangement, SFA would be involved in the distribution of the Class SDR shares of the Fund, and HFMC would compensate SFA for such services.
The Board considered the benefits to the Fund’s future shareholders of being part of the Hartford Funds family of funds, including the right to exchange investments between the same class of funds without a sales charge, the ability to reinvest Fund dividends into other Hartford Funds, and the ability to combine holdings in certain shares classes of the Fund with holdings in certain share classes of the other funds to obtain a reduced sales charge for Class A shares. The Board considered HFMC’s efforts to provide investors in the Hartford Funds family with a broad range of investment opportunities and the assumption of entrepreneurial and other risks by HFMC in sponsoring new funds to expand these opportunities for shareholders.
* * * *
Based upon its review of these various factors, among others, the Board concluded that it is in the best interests of the Fund for the Board to approve the Agreements. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves. In connection with their deliberations, the Independent Directors met separately in executive session with independent legal counsel to review the relevant materials and consider their responsibilities under relevant laws and regulations.
THIS PRIVACY POLICY IS NOT PART OF THIS REPORT
CUSTOMER PRIVACY NOTICE
The Hartford Financial Services Group, Inc. and its Affiliates*
(herein called “we, our, and us”)
This Privacy Policy applies to our United States Operations
We value your trust. We are committed to the responsible:
a) management;
b) use; and
c) protection;
ofPersonal Information.
This notice describes how we collect, disclose, and protectPersonal Information.
We collectPersonal Information to:
a) service yourTransactionswith us; and
b) support our business functions.
We may obtainPersonal Information from:
a)You;
b) yourTransactionswith us; and
c) third parties such as a consumer-reporting agency.
Based on the type of product or serviceYou apply for or get from us,Personal Information such as:
a) your name;
b) your address;
c) your income;
d) your payment; or
e) your credit history;
may be gathered from sources such as applications,Transactions, and consumer reports.
To serveYou and service our business, we may share certainPersonal Information. We will sharePersonal Information, only as allowed by law, with affiliates such as:
a) our insurance companies;
b) our employee agents;
c) our brokerage firms; and
d) our administrators.
As allowed by law, we may sharePersonal Financial Information with our affiliates to:
a) market our products; or
b) market our services;
toYou without providingYou with an option to prevent these disclosures.
We may also sharePersonal Information, only as allowed by law, with unaffiliated third parties including:
a) independent agents;
b) brokerage firms;
c) insurance companies;
d) administrators; and
e) service providers;
who help us serveYou and service our business.
When allowed by law, we may share certainPersonal Financial Information with other unaffiliated third parties who assist us by performing services or functions such as:
a) taking surveys;
b) marketing our products or services; or
c) offering financial products or services under a joint agreement between us and one or more financial institutions.
We, and third parties we partner with, may track some of the pagesYou visit through the use of:
a) cookies;
b) pixel tagging; or
c) other technologies;
and currently do not process or comply with any web browser’s “do not track” signal or other similar mechanism that indicates a request to disable online tracking of individual users who visit our websites or use our services.
For more information, our Online Privacy Policy, which governs information we collect on our website and our affiliate websites, is available at https://www.thehartford.com/online-privacy-policy.
We will not sell or share yourPersonal Financial Information with anyone for purposes unrelated to our business functions without offeringYou the opportunity to:
a)“opt-out;” or
b)“opt-in;”
as required by law.
We only disclosePersonal Health Information with:
a) your authorization; or
b) as otherwise allowed or required by law.
Our employees have access toPersonal Information in the course of doing their jobs, such as:
a) underwriting policies;
b) paying claims;
c) developing new products; or
d) advising customers of our products and services.
We use manual and electronic security procedures to maintain:
a) the confidentiality; and
b) the integrity of;
Personal Information that we have. We use these procedures to guard against unauthorized access.
Some techniques we use to protectPersonal Information include:
a) secured files;
b) user authentication;
c) encryption;
d) firewall technology; and
e) the use of detection software.
We are responsible for and must:
a) identify information to be protected;
b) provide an adequate level of protection for that data; and
c) grant access to protected data only to those people who must use it in the performance of theirjob-related duties.
Employees who violate our privacy policies and procedures may be subject to discipline, which may include termination of their employment with us.
We will continue to follow our Privacy Policy regardingPersonal Information even when a business relationship no longer exists between us.
As used in this Privacy Notice:
Application means your request for our product or service.
Personal Financial Information means financial information such as:
a) credit history;
b) income;
c) financial benefits; or
d) policy or claim information.
Personal Financial Informationmay include Social Security Numbers, Driver’s license numbers, or other government-issued identification numbers, or credit, debit card, or bank account numbers.
Personal Health Information means health information such as:
a) your medical records; or
b) information about your illness, disability or injury.
Personal Information means information that identifiesYou personally and is not otherwise available to the public. It includes:
a)Personal Financial Information; and
b)Personal Health Information.
Transaction means your business dealings with us, such as:
a) yourApplication;
b) your request for us to pay a claim; and
c) your request for us to take an action on your account.
You means an individual who has given usPersonal Information in conjunction with:
a) asking about;
b) applying for; or
c) obtaining;
a financial product or service from us if the product or service is used mainly for personal, family, or household purposes.
If you have any questions or comments about this privacy notice, please feel free to contact us at The Hartford – Law Department, Privacy Law, One Hartford Plaza, Hartford, CT 06155, or at CorporatePrivacyOffice@thehartford.com.
This Customer Privacy Notice is being provided on behalf of The Hartford Financial Services Group, Inc. and its affiliates (including the following as of March 2019), to the extent required by the Gramm-Leach-Bliley Act and implementing regulations.
1stAGChoice, Inc.; Access CoverageCorp, Inc.; Access CoverageCorp Technologies, Inc.; Business Management Group, Inc.; Cervus Claim Solutions, LLC; First State Insurance Company; FTC Resolution Company LLC; Hart Re Group L.L.C.; Hartford Accident and Indemnity Company; Hartford Administrative Services Company; Hartford Casualty General Agency, Inc.; Hartford Casualty Insurance Company; Hartford Fire General Agency, Inc.; Hartford Fire Insurance Company; Hartford Funds Distributors, LLC; Hartford Funds Management Company, LLC; Hartford Funds Management Group, Inc.; Hartford Group Benefits Holding Company; Hartford Holdings, Inc.; Hartford Insurance Company of Illinois; Hartford Insurance Company of the Midwest; Hartford Insurance Company of the Southeast; Hartford Insurance, Ltd.; Hartford Integrated Technologies, Inc.; Hartford Investment Management Company; Hartford Life and Accident Insurance Company; Hartford Life, Ltd.; Hartford Lloyd’s Corporation; Hartford Lloyd’s Insurance Company; Hartford Management, Ltd.; Hartford of Texas General Agency, Inc.; Hartford Residual Market, L.C.C.; Hartford Specialty Insurance Services of Texas, LLC; Hartford STAG Ventures LLC; Hartford Strategic Investments, LLC; Hartford Underwriters General Agency, Inc.; Hartford Underwriters Insurance Company; Heritage Holdings, Inc.; Heritage Reinsurance Company, Ltd.; HIMCO Distribution Services Company; HLA LLC; HL Investment Advisors, LLC; Horizon Management Group, LLC; HRA Brokerage Services, Inc.; Lattice Strategies LLC; Maxum Casualty Insurance Company; Maxum Indemnity Company; Maxum Specialty Services Corporation; MPC Resolution Company LLC; New England Insurance Company; New England Reinsurance Corporation; New Ocean Insurance Co., Ltd.; Nutmeg Insurance Agency, Inc.; Nutmeg Insurance Company; Pacific Insurance Company, Limited; Property and Casualty Insurance Company of Hartford; Renato Acquisition Co.; Sentinel Insurance Company, Ltd; Trumbull Flood Management, L.L.C.; Trumbull Insurance Company; Twin City Fire Insurance Company;Y-Risk, LLC.
Revised March 2019
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report. Such offering is only made by prospectus, which includes details as to the offering price and other material information.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider the investment objectives, risks, charges and expenses of a Fund. This and other important information is contained in a Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
The Funds are distributed by Hartford Funds Distributors, LLC (HFD), Member FINRA. Hartford Funds Management Company, LLC (HFMC) is the Funds’ investment manager. The Funds referenced herein are sub-advised by Schroder Investment Management North America Inc. Schroder Investment Management North America Ltd. serves as a secondary sub-adviser to certain Funds. HFD and HFMC are not affiliated with Schroder Investment Management North America Inc. and Schroder Investment Management North America Ltd.
MFSAR-HSE19 6/19 211424 Printed in U.S.A.
Item 2. Code of Ethics.
Not applicable to this semi-annual filing.
Item 3. Audit Committee Financial Expert.
Not applicable to this semi-annual filing.
Item 4. Principal Accountant Fees and Services.
Not applicable to this semi-annual filing.
Item 5. Audit Committee of Listed Registrants.
Not applicable.
Item 6. Investments.
| (a) | The Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the semi-annual report filed under Item 1 of this form. |
Item 7. Disclosure of Proxy Voting Policies and Procedures forClosed-End Management Investment Companies.
Not applicable.
Item 8. Portfolio Managers ofClosed-End Management Investment Companies.
Not applicable.
Item 9. Purchases of Equity Securities byClosed-End Management Investment Company and Affiliated Purchasers.
Not applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes to the procedures by which shareholders may recommend nominees to the registrant’s board of directors since the registrant last provided disclosure in response to this requirement.
Item 11. Controls and Procedures.
| (a) | The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined inRule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by |
| Rule30a-3(b) under the 1940 Act (17 CFR270.30a-3(b)) and Rules13a-15(b) or15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR240.13a-15(b) or240.15d-15(b)). |
| (b) | There were no changes in the registrant’s internal control over financial reporting (as defined inRule 30a-3(d) under the 1940 Act (17 CFR270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 12. Disclosure of Securities Lending Activities forClosed-End Management Investment Companies.
Not applicable.
Item 13. Exhibits.
| (a)(2) | Separate certifications for each principal executive officer and principal financial officer of the registrant as required by Rule30a-2(a) under the 1940 Act (17 CFR270.30a-2(a)) and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto. |
| (b) | Certifications pursuant to Rule30a-2(b) under the 1940 Act and Section 906 of the Sarbanes-Oxley Act of 2002 are attached hereto. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | | | |
| | | | THE HARTFORD MUTUAL FUNDS II, INC. |
| | | |
Date: July 8, 2019 | | | | By: | | /s/ James E. Davey |
| | | | | | James E. Davey |
| | | | | | President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| | | | | | |
Date: July 8, 2019 | | | | By: | | /s/ James E. Davey |
| | | | | | James E. Davey |
| | | | | | President and Chief Executive Officer |
| | | |
Date: July 8, 2019 | | | | By: | | /s/ Amy N. Furlong |
| | | | | | Amy N. Furlong |
| | | | | | Treasurer |
| | | | | | (Principal Financial Officer and Principal Accounting Officer) |