American Growth Cannabis Fund | |||||||||||
NPX - Proxy Voting Record | |||||||||||
From July 1, 2022 to June 30, 2023 | |||||||||||
Shareholder | Proposals / Identification | Cast its Vote | Recommendations of the | Cast its Vote for or | Date | ||||||
Date Notified | Company | Symbol | CUSIP | Meeting Date | Voted on | Proposed | Yes or No | Board of Directors | Against Management | Voted | |
7/8/2022 | SUNDIAL GROWERS INC. | SNDL | 86730L109 | 7/21/2022 | 1 | To set the number of directors to be elected at the Meeting at five (5). | Issuer | Yes | For | For | 7/15/2022 |
2 | Election of Directors : | Issuer | Yes | For All | For | ||||||
Election of Director: J. Gregory Mills | |||||||||||
Election of Director: Zach George | |||||||||||
Election of Director: Greg Turnbull | |||||||||||
Election of Director: Bryan D. Pinney | |||||||||||
Election of Director: Lori Ell | |||||||||||
3 | To appoint Marcum LLP as the auditor of the Corporation until the next annual meeting of shareholders and to authorize the board of directors (the "Board") of the Corporation to fix the remuneration thereof. | Issuer | Yes | For | For | ||||||
4 | To consider a special resolution of the shareholders authorizing the Board to amend the articles of the Corporation to reflect a name change to "SNDL Inc.", as more specifically set out in the accompanying information circular of the Corporation dated June 21, 2022 ("Information Circular"). | Issuer | Yes | For | For | ||||||
5 | To consider and, if deemed advisable, to pass, with or without amendment, a special resolution of the shareholders approving the share consolidation and authorize the Board to effect the share consolidation, as more specifically set out in the accompanying Information Circular. | Issuer | Yes | For | For | ||||||
6 | To consider and, if deemed advisable, to pass, with or without amendment, a special resolution of the Shareholders approving the plan of arrangement involving the Corporation, Alcanna Inc. and the shareholders, as more specifically set out in the accompanying Information Circular. | Issuer | Yes | For | For | ||||||
7/25/2022 | THE VALENS COMPANY INC. | VLNS | 91914P603 | 8/2/2022 | 1 | To set the number of Directors at seven (7). | Issuer | Yes | For All | For | 7/25/2022 |
2 | Election of Directors : Election of Director: Guy Beaudin Election of Director: Andrew Cockwell Election of Director: Karin McCaskill Election of Director: Ashley McGrath Election of Director: A. Tyler Robson Election of Director: Drew Wolff Election of Director: Aïda Moudachirou-Rébois | Issuer | Yes | For | For | ||||||
3 | Appointment of KPMG LLP, Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For | ||||||
8/5/2022 | CANOPY GROWTH CORPORATION | CGC | 138035100 | 9/15/2022 | 1a | Election of Director: Judy A. Schmeling | Issuer | Yes | For | For | 8/5/2022 |
1b | Election of Director: David Klein | Issuer | Yes | For | For | ||||||
1c | Election of Director: Garth Hankinson | Issuer | Yes | For | For | ||||||
1d | Election of Director: Robert L. Hanson | Issuer | Yes | For | For | ||||||
1e | Election of Director: David Lazzarato | Issuer | Yes | For | For | ||||||
1f | Election of Director: James A. Sabia | Issuer | Yes | For | For | ||||||
1g | Election of Director: Theresa Yanofsky | Issuer | Yes | For | For | ||||||
2 | The re-appointment of KPMG LLP, Chartered Professional Accountants, as the Company's auditor and independent registered public accounting firm for the fiscal year 2023 and authorizing the directors of the Company to fix their remuneration. | Issuer | Yes | For | For | ||||||
3 | To consider and, if deemed advisable, approve the renewal of the Company's employee stock purchase plan, as described in more detail in the proxy statement. | Issuer | Yes | For | For | ||||||
4 | To adopt, on an advisory (non-binding) basis, a resolution approving the compensation of the Company's named executive officers, as described in the proxy statement. | Issuer | Yes | For | For | ||||||
8/12/2022 | POWER REIT | PW | 73933H101 | 8/30/2022 | 1 | Vote Board of Directors: | Issuer | Yes | For All | For | 8/19/2022 |
Election of Director: David H. Lesser | |||||||||||
Election of Director: Virgil E. Wenger | |||||||||||
Election of Director: Patrick R. Haynes, III | |||||||||||
Election of Director: William S. Susman | |||||||||||
Election of Director: Dionisio D'Aguilar | |||||||||||
2 | Ratification of appointment of MaloneBailey LLP as the Trust's independent registered public accounting firm. | Issuer | Yes | For | For | ||||||
8/22/2022 | NEPTUNE WELLNESS SOLUTIONS INC. | NEPT | 64079L204 | 9/27/2022 | 1 | Election of Directors : | Issuer | Yes | For All | For | |
Election of Director: Ms. Julie Phillips | |||||||||||
Election of Director: Mr. Michael Cammarata | |||||||||||
Election of Director: Dr. Ronald Denis | |||||||||||
Election of Director: Mr. Joseph Buaron | |||||||||||
Election of Director: Mr. Michael de Geus | |||||||||||
Election of Director: Mr. Philip Sanford | |||||||||||
2 | The appointment of KPMG LLP as auditor of the Corporation for the ensuing year and authorizing the Directors to fix its remuneration. | Issuer | Yes | For | For | ||||||
3 | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving an advisory (non-binding) resolution approving the compensation of our named executive officers, as more particularly described in the accompanying management information circular and proxy statement (the "Proxy Statement"). | Issuer | Yes | For | For | ||||||
4 | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving an advisory (non-binding) resolution approving the compensation of our named executive officers, as more particularly described in the accompanying management information circular and proxy statement (the "Proxy Statement"). | Issuer | Yes | 1 Year | For | ||||||
5 | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving, ratifying and confirming the adoption of the amended and restated general by-law of the Corporation, as previously approved by the Board, as more particularly described in the Proxy Statement. | Issuer | Yes | For | For | ||||||
10/13/2022 | AURORA CANNABIS INC. | ACB | 05156X884 | 11/14/2022 | 1 | To set the number of Directors at Nine (9). | Issuer | Yes | For | For | 10/14/2022 |
2 | Election of Directors : | Issuer | Yes | For All | For | ||||||
Election of Director: Ron Funk | |||||||||||
Election of Director: Miguel Martin | |||||||||||
Election of Director: Michael Singer | |||||||||||
Election of Director: Norma Beauchamp | |||||||||||
Election of Director: Shan Atkins | |||||||||||
Election of Director: Theresa Firestone | |||||||||||
Election of Director: Adam Szweras | |||||||||||
Election of Director: Lance Friedmann | |||||||||||
Election of Director: Chitwant Kohli | |||||||||||
3 | Appointment of KPMG LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For | ||||||
4 | To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our 10% "Rolling" Stock Option Plan, as more particularly described in the accompanying Management Information Circular. | Issuer | Yes | For | For | ||||||
5 | To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Restricted Share Unit Plan, as more particularly described in the accompanying Management Information Circular. | Issuer | Yes | For | For | ||||||
6 | To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Performance Share Unit Plan, as more particularly described in the accompanying Management Information Circular. | Issuer | Yes | For | For | ||||||
7 | To consider, and if thought advisable, pass an ordinary resolution to approve an amendment to our Deferred Share Unit Plan, as more particularly described in the accompanying Management Information Circular. | Issuer | Yes | For | For | ||||||
8 | To consider and, if deemed appropriate, to pass with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation, as more particularly described in the accompanying Management Information Circular. | Issuer | Yes | For | For | ||||||
10/11/2022 | TILRAY BRANDS, INC. | TLRY | 88688T100 | 11/22/2022 | 1 | Election of Director for a three-year term expiring 2025: John M. Herhalt | Issuer | Yes | For | For | 10/14/2022 |
2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2023. | Issuer | Yes | For | For | ||||||
3 | To approve the amendments to the Company's Certificate of Incorporation, as amended to cancel the Class 1 common stock and re-allocate such authorized shares to Class 2 common stock. | Issuer | Yes | For | For | ||||||
11/1/2022 | THE VALENS COMPANY INC. | VLNS | 91914P603 | 11/29/2022 | 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is attached as Appendix A to the management information circular (the "Circular") of The Valens Company Inc. ("Valens"), to approve a plan of arrangement under Section 192 of the Canada Business Corporations Act, involving, Valens and SNDL Inc., all as more particularly set forth in the Circular. | Issuer | Yes | For | For | 11/7/2022 |
11/21/2022 | LIFEIST WELLNESS INC. | NXTTF | 53228D106 | 12/19/2022 | 1 | Election of Directors : | Issuer | Yes | For All | For | 11/25/2022 |
Election of Director: Meni Morim | |||||||||||
Election of Director: Branden Spikes | |||||||||||
Election of Director: Laurens Feenstra | |||||||||||
Election of Director: Barbara Boyd | |||||||||||
2 | Appointment of Baker Tilly WM LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Yes | For | For | ||||||
3 | To approve an ordinary resolution approving the ratification and use of the Company's Amended and Restated Stock Option Plan. | Issuer | Yes | For | For |