The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 13,801 | 285,744 | SH | DFND | 1 | 285,744 | 0 | 0 | |
AMERICAN ELEC PWR CO INC | UNIT 03/15/2022 | 025537127 | 14,961 | 279,585 | SH | DFND | 1 | 279,585 | 0 | 0 | |
ANTERO MIDSTREAM CORP | COM | 03676B102 | 11,855 | 1,034,478 | SH | DFND | 1 | 1,034,478 | 0 | 0 | |
ATLANTIC UN BANKSHARES CORP | COM | 04911A107 | 26,429 | 748,069 | SH | DFND | 1 | 748,069 | 0 | 0 | |
ATLANTIC UN BANKSHARES CORP | COM | 04911A107 | 5,952 | 168,456 | SH | OTR | 2 | 168,456 | 0 | 0 | |
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 6,951 | 105,106 | SH | DFND | 1 | 105,106 | 0 | 0 | |
AVANTOR INC | COM | 05352A100 | 74,289 | 3,891,563 | SH | DFND | 1 | 3,891,563 | 0 | 0 | |
AVANTOR INC | COM | 05352A100 | 937 | 49,059 | SH | OTR | 2 | 49,059 | 0 | 0 | |
AVEDRO INC | COM | 05355N109 | 15,502 | 789,310 | SH | DFND | 1 | 789,310 | 0 | 0 | |
AVEDRO INC | COM | 05355N109 | 1,437 | 73,157 | SH | OTR | 2 | 73,157 | 0 | 0 | |
BRIGHAM MINERALS INC | CL A COM | 10918L103 | 4,685 | 218,302 | SH | DFND | 1 | 218,256 | 0 | 46 | |
CHANGE HEALTHCARE INC | COM | 15912K100 | 6,165 | 422,270 | SH | DFND | 1 | 422,270 | 0 | 0 | |
CHANGE HEALTHCARE INC | COM | 15912K100 | 405 | 27,730 | SH | OTR | 2 | 27,730 | 0 | 0 | |
CHANGE HEALTHCARE INC | UNIT 99/99/9999 | 15912K209 | 2,815 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
COUSINS PPTYS INC | COM NEW | 222795502 | 25,945 | 717,306 | SH | DFND | 1 | 717,306 | 0 | 0 | |
COUSINS PPTYS INC | COM NEW | 222795502 | 6,581 | 181,941 | SH | OTR | 2 | 181,941 | 0 | 0 | |
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 22,030 | 19,943 | SH | DFND | 1 | 19,943 | 0 | 0 | |
GOSSAMER BIO INC | COM | 38341P102 | 14,630 | 659,609 | SH | DFND | 1 | 659,609 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 48,784 | 2,027,581 | SH | DFND | 1 | 2,027,581 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 8,253 | 343,037 | SH | OTR | 2 | 343,037 | 0 | 0 | |
MAYVILLE ENGINEERING CO INC | COM | 578605107 | 5,973 | 432,827 | SH | DFND | 1 | 432,827 | 0 | 0 | |
MAYVILLE ENGINEERING CO INC | COM | 578605107 | 2,051 | 148,652 | SH | OTR | 2 | 148,652 | 0 | 0 | |
PAGERDUTY INC | COM | 69553P100 | 248 | 5,261 | SH | DFND | 1 | 5,261 | 0 | 0 | |
PARSONS CORPORATION | COM | 70202L102 | 18,523 | 502,522 | SH | DFND | 1 | 368,185 | 0 | 134,337 | |
PARSONS CORPORATION | COM | 70202L102 | 185 | 5,007 | SH | OTR | 2 | 5,007 | 0 | 0 | |
PERSONALIS INC | COM | 71535D106 | 4,817 | 177,405 | SH | DFND | 1 | 177,405 | 0 | 0 | |
PERSONALIS INC | COM | 71535D106 | 582 | 21,447 | SH | OTR | 2 | 21,447 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 19,637 | 721,417 | SH | DFND | 1 | 699,716 | 0 | 21,701 | |
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 6,229 | 321,258 | SH | DFND | 1 | 321,258 | 0 | 0 | |
SHOCKWAVE MED INC | COM | 82489T104 | 11,323 | 198,332 | SH | DFND | 1 | 198,332 | 0 | 0 | |
SILK ROAD MEDICAL INC | COM | 82710M100 | 19,768 | 407,925 | SH | DFND | 1 | 407,925 | 0 | 0 | |
SILK ROAD MEDICAL INC | COM | 82710M100 | 903 | 18,624 | SH | OTR | 2 | 18,624 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 9,812 | 197,979 | SH | DFND | 1 | 197,979 | 0 | 0 | |
THE REALREAL INC | COM | 88339P101 | 4,854 | 167,974 | SH | DFND | 1 | 167,974 | 0 | 0 | |
THE REALREAL INC | COM | 88339P101 | 929 | 32,134 | SH | OTR | 2 | 32,134 | 0 | 0 | |
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 9,643 | 236,918 | SH | DFND | 1 | 236,918 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 318,559 | 6,868,463 | SH | DFND | 1 | 3,060,013 | 0 | 3,808,450 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 3,961 | 85,405 | SH | OTR | 2 | 85,405 | 0 | 0 | |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 8,840 | 287,301 | SH | DFND | 1 | 287,301 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 22,510 | 253,520 | SH | DFND | 1 | 82,981 | 0 | 170,539 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 416 | 4,687 | SH | OTR | 2 | 4,687 | 0 | 0 |