UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF |
REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811- 5240 |
The Dreyfus/Laurel Funds Trust |
(Exact name of registrant as specified in charter) |
c/o The Dreyfus Corporation |
200 Park Avenue |
New York, New York 10166 |
(Address of principal executive offices) (Zip code) |
Michael A. Rosenberg, Esq. |
200 Park Avenue |
New York, New York 10166 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (212) 922-6000 |
Date of fiscal year end: 12/31* |
Date of reporting period: July 1, 2006-June 30, 2007 |
* Fiscal year ends are 5/31 for Dreyfus Premier Equity Income, 8/31 for Dreyfus Tax Managed |
Balanced Fund and 10/31 for Dreyfus Premier International Bond Fund. |
Item 1. Proxy Voting Record |
=================== The DREYFUS/LAUREL FUNDS TRUST ==================== =================== DREYFUS PREMIER INTERNATIONAL BOND FUND ==================== ===================== DREYFUS PREMIER MANAGED INCOME FUND ====================== |
The Funds did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
======================= DREYFUS PREMIER CORE VALUE FUND ========================
ABBOTT LABORATORIES | ||||||||||
Ticker: ABT | Security ID: 002824100 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||||
1.2 | Elect Director W.M. Daley | For | For | Management | ||||||
1.3 | Elect Director W.J. Farrell | For | For | Management | ||||||
1.4 | Elect Director H.L. Fuller | For | For | Management | ||||||
1.5 | Elect Director R.A. Gonzalez | For | For | Management | ||||||
1.6 | Elect Director D.A.L. Owen | For | For | Management | ||||||
1.7 | Elect Director B. Powell Jr. | For | For | Management | ||||||
1.8 | Elect Director W.A. Reynolds | For | For | Management | ||||||
1.9 | Elect Director R.S. Roberts | For | For | Management | ||||||
1.10 | Elect Director S.C. Scott III | For | For | Management | ||||||
1.11 | Elect Director W.D. Smithburg | For | For | Management | ||||||
1.12 | Elect Director G.F. Tilton | For | For | Management | ||||||
1.13 | Elect Director M.D. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
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ACCENTURE LTD BERMUDA | ||||||||||
Ticker: ACN | Security ID: G1150G111 | |||||||||
Meeting Date: FEB 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: NOBUYUKI IDEI. | ||||||||||
2 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: MARJORIE MAGNER. | ||||||||||
3 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: DENNIS F. | ||||||||||
HIGHTOWER. | ||||||||||
4 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: WILLIAM L. |
KIMSEY. | ||||||||
5 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||
THE BOARD OF DIRECTORS: ROBERT I. LIPP. | ||||||||
6 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | Abstain | Management | ||||
THE BOARD OF DIRECTORS: WULF VON | ||||||||
SCHIMMELMANN. | ||||||||
7 | Ratify Auditors | For | For | Management |
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ALLEGHENY TECHNOLOGIES, INC. | ||||||||||
Ticker: ATI | Security ID: | 01741R102 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director H. Kent Bowen | For | For | Management | ||||||
1.2 | Elect Director L. Patrick Hassey | For | For | Management | ||||||
1.3 | Elect Director John D. Turner | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Prepare a Sustainability Report | Against | Against | Shareholder |
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ALLTEL CORP. | ||||||||||
Ticker: AT | Security ID: | 020039103 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 11, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Scott T. Ford | For | For | Management | ||||||
1.2 | Elect Director L.L Gellerstedt, III | For | For | Management | ||||||
1.3 | Elect Director Emon A. Mahony, Jr. | For | For | Management | ||||||
1.4 | Elect Director Ronald Townsend | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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ALTRIA GROUP, INC. | ||||||||||
Ticker: MO | Security ID: | 02209S103 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||||
1.2 | Elect Director Harold Brown | For | For | Management | ||||||
1.3 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||||
1.4 | Elect Director Louis C. Camilleri | For | For | Management | ||||||
1.5 | Elect Director J. Dudley Fishburn | For | For | Management | ||||||
1.6 | Elect Director Robert E. R. Huntley | For | For | Management |
1.7 | Elect Director Thomas W. Jones | For | For | Management | ||||
1.8 | Elect Director George Munoz | For | For | Management | ||||
1.9 | Elect Director Lucio A. Noto | For | For | Management | ||||
1.10 | Elect Director John S. Reed | For | For | Management | ||||
1.11 | Elect Director Stephen M. Wolf | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Disclose Information on Secondhand Smoke | Against | Against | Shareholder | ||||
5 | Cease Add Campaigns Oriented to Prevent | Against | Against | Shareholder | ||||
Youth Smoking | ||||||||
6 | Cease Production, Promotion, and | Against | Against | Shareholder | ||||
Marketing of Tobacco Products | ||||||||
7 | Adopt Animal Welfare Policy | Against | Against | Shareholder |
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AMBAC FINANCIAL GROUP, INC. | ||||||||||
Ticker: ABK | Security ID: | 023139108 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael A. Callen | For | For | Management | ||||||
1.2 | Elect Director Jill M. Considine | For | For | Management | ||||||
1.3 | Elect Director Phillip N. Duff | For | For | Management | ||||||
1.4 | Elect Director Robert J. Genader | For | For | Management | ||||||
1.5 | Elect Director W. Grant Gregory | For | For | Management | ||||||
1.6 | Elect Director Thomas C. Theobald | For | For | Management | ||||||
1.7 | Elect Director Laura S. Unger | For | For | Management | ||||||
1.8 | Elect Director Hery D.G. Wallace | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||
Ticker: AIG | Security ID: | 026874107 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Marshall A. Cohen | For | For | Management | ||||||
1.2 | Elect Director Martin S. Feldstein | For | For | Management | ||||||
1.3 | Elect Director Ellen V. Futter | For | For | Management | ||||||
1.4 | Elect Director Stephen L. Hammerman | For | For | Management | ||||||
1.5 | Elect Director Richard C. Holbrooke | For | For | Management | ||||||
1.6 | Elect Director Fred H. Langhammer | For | For | Management | ||||||
1.7 | Elect Director George L. Miles, Jr. | For | For | Management | ||||||
1.8 | Elect Director Morris W. Offit | For | For | Management | ||||||
1.9 | Elect Director James F. Orr, III | For | For | Management | ||||||
1.10 | Elect Director Virginia M. Rometty | For | For | Management | ||||||
1.11 | Elect Director Martin J. Sullivan | For | For | Management | ||||||
1.12 | Elect Director Michael H. Sutton | For | For | Management | ||||||
1.13 | Elect Director Edmund S.W. Tse | For | For | Management |
1.14 | Elect Director Robert B. Willumstad | For | For | Management | ||||
1.15 | Elect Director Frank G. Zarb | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards |
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AMGEN, INC. | ||||||||||
Ticker: AMGN | Security ID: | 031162100 | ||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||||
2 | Elect Director Jerry D. Choate | For | For | Management | ||||||
3 | Elect Director Frank C. Herringer | For | For | Management | ||||||
4 | Elect Director Gilbert S. Omenn | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Declassify the Board of Directors | For | For | Management | ||||||
7 | Declassify the Board of Directors | For | For | Management | ||||||
8 | Develop an Animal Welfare Policy | Against | Against | Shareholder | ||||||
9 | Prepare a Sustainability Report | Against | Against | Shareholder |
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ANADARKO PETROLEUM CORP. | ||||||||||
Ticker: APC | Security ID: | 032511107 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Larry Barcus | For | For | Management | ||||||
1.2 | Elect Director James L. Bryan | For | For | Management | ||||||
1.3 | Elect Director H. Paulett Eberhart | For | For | Management | ||||||
1.4 | Elect Director James T. Hackett | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
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AON CORP. | ||||||||||
Ticker: AOC | Security ID: | 037389103 | ||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Patrick G. Ryan | For | For | Management | ||||||
1.2 | Elect Director Gregory C. Case | For | For | Management | ||||||
1.3 | Elect Director Edgar D. Jannotta | For | For | Management | ||||||
1.4 | Elect Director Jan Kalff | For | For | Management |
1.5 | Elect Director Lester B. Knight | For | For | Management | ||||
1.6 | Elect Director J. Michael Losh | For | For | Management | ||||
1.7 | Elect Director R. Eden Martin | For | For | Management | ||||
1.8 | Elect Director Andrew J. McKenna | For | For | Management | ||||
1.9 | Elect Director Robert S. Morrison | For | For | Management | ||||
1.10 | Elect Director Richard B. Myers | For | For | Management | ||||
1.11 | Elect Director Richard C. Notebaert | For | For | Management | ||||
1.12 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||
1.13 | Elect Director Gloria Santona | For | For | Management | ||||
1.14 | Elect Director Carolyn Y. Woo | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
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AT&T INC | ||||||||||
Ticker: T | Security ID: | 00206R102 | ||||||||
Meeting Date: JUL 21, 2006 | Meeting Type: Special | |||||||||
Record Date: JUN 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management |
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AT&T INC | ||||||||||
Ticker: T | Security ID: 00206R102 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William F. Aldinger III | For | For | Management | ||||||
2 | Elect Director Gilbert F. Amelio | For | For | Management | ||||||
3 | Elect Director Reuben V. Anderson | For | For | Management | ||||||
4 | Elect Director James H. Blanchard | For | For | Management | ||||||
5 | Elect Director August A. Busch III | For | For | Management | ||||||
6 | Elect Director James P. Kelly | For | For | Management | ||||||
7 | Elect Director Charles F. Knight | For | For | Management | ||||||
8 | Elect Director Jon C. Madonna | For | For | Management | ||||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||||
10 | Elect Director John B. McCoy | For | For | Management | ||||||
11 | Elect Director Mary S. Metz | For | For | Management | ||||||
12 | Elect Director Toni Rembe | For | For | Management | ||||||
13 | Elect Director Joyce M. Roche | For | For | Management | ||||||
14 | Elect Director Randall L. Stephenson | For | For | Management | ||||||
15 | Elect Director Laura D' Andrea Tyson | For | For | Management | ||||||
16 | Elect Director Patricia P. Upton | For | For | Management | ||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Management | ||||||
18 | Ratify Auditors | For | For | Management | ||||||
19 | Compensation Specific-Severance Payments | For | For | Management | ||||||
to Executives | ||||||||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||||||
21 | Amend Articles/Bylaws/Charter - Call | Against | For | Shareholder | ||||||
Special Meetings |
22 | Pay For Superior Performance | Against | Against | Shareholder | ||||
23 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
24 | Establish SERP Policy | Against | For | Shareholder |
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AUTOMATIC DATA PROCESSING, INC. | ||||||||||
Ticker: ADP | Security ID: 053015103 | |||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||||
1.4 | Elect Director Leon G. Cooperman | For | For | Management | ||||||
1.5 | Elect Director R. Glenn Hubbard | For | For | Management | ||||||
1.6 | Elect Director John P. Jones | For | For | Management | ||||||
1.7 | Elect Director Ann Dibble Jordan | For | For | Management | ||||||
1.8 | Elect Director Frederic V. Malek | For | For | Management | ||||||
1.9 | Elect Director Henry Taub | For | For | Management | ||||||
1.10 | Elect Director Arthur F. Weinbach | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
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BANK OF AMERICA CORP. | ||||||||||
Ticker: BAC | Security ID: | 060505104 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William Barnet, III | For | For | Management | ||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||||
3 | Elect Director John T. Collins | For | For | Management | ||||||
4 | Elect Director Gary L. Countryman | For | For | Management | ||||||
5 | Elect Director Tommy R. Franks | For | For | Management | ||||||
6 | Elect Director Charles K. Gifford | For | For | Management | ||||||
7 | Elect Director W. Steven Jones | For | For | Management | ||||||
8 | Elect Director Kenneth D. Lewis | For | For | Management | ||||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||||
10 | Elect Director Walter E. Massey | For | For | Management | ||||||
11 | Elect Director Thomas J. May | For | For | Management | ||||||
12 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||
13 | Elect Director Thomas M. Ryan | For | For | Management | ||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||||
15 | Elect Director Meredith R. Spangler | For | For | Management | ||||||
16 | Elect Director Robert L. Tillman | For | For | Management | ||||||
17 | Elect Director Jackie M. Ward | For | For | Management | ||||||
18 | Ratify Auditors | For | For | Management | ||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder |
20 | Change Size of Board of Directors | Against | Against | Shareholder | ||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
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BANK OF NEW YORK CO., INC., THE | ||||||||||
Ticker: BK | Security ID: 064057102 | |||||||||
Meeting Date: APR 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mr. Biondi | For | For | Management | ||||||
1.2 | Elect Director Mr. Donofrio | For | For | Management | ||||||
1.3 | Elect Director Mr. Hassell | For | For | Management | ||||||
1.4 | Elect Director Mr. Kogan | For | For | Management | ||||||
1.5 | Elect Director Mr. Kowalski | For | For | Management | ||||||
1.6 | Elect Director Mr. Luke | For | For | Management | ||||||
1.7 | Elect Director Ms. Rein | For | For | Management | ||||||
1.8 | Elect Director Mr. Renyi | For | For | Management | ||||||
1.9 | Elect Director Mr. Richardson | For | For | Management | ||||||
1.10 | Elect Director Mr. Scott | For | For | Management | ||||||
1.11 | Elect Director Mr. Vaughan | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||||||
Articles/Bylaws/Charter | ||||||||||
4 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||||
5 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
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BAXTER INTERNATIONAL INC. | ||||||||||
Ticker: BAX | Security ID: | 071813109 | ||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Blake E. Devitt | For | For | Management | ||||||
2 | Elect Director John D. Forsyth | For | For | Management | ||||||
3 | Elect Director Gail D. Fosler | For | For | Management | ||||||
4 | Elect Director Carole J. Shapazian | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Approve Omnibus Stock Plan | For | Against | Management |
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BELLSOUTH CORP. | ||
Ticker: BLS | Security ID: 079860102 | |
Meeting Date: JUL 21, 2006 | Meeting Type: Special | |
Record Date: JUN 1, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
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BEST BUY CO., INC. | ||||||||||
Ticker: BBY | Security ID: | 086516101 | ||||||||
Meeting Date: JUN 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ronald James | For | For | Management | ||||||
1.2 | Elect Director Elliot S. Kaplan | For | For | Management | ||||||
1.3 | Elect Director Matthew H. Paul | For | For | Management | ||||||
1.4 | Elect Director James E. Press | For | For | Management | ||||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||||
1.6 | Elect Director Mary A. Tolan | For | For | Management | ||||||
1.7 | Elect Director Hatim A. Tyabji | For | For | Management | ||||||
1.8 | Elect Director Rogelio M. Rebolledo | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Omnibus Stock Plan | For | For | Management |
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BRISTOL-MYERS SQUIBB CO. | ||||||||||
Ticker: BMY | Security ID: 110122108 | |||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Lewis B. Campbell | For | For | Management | ||||||
2 | Elect Director James M. Cornelius | For | For | Management | ||||||
3 | Elect Director Louis J. Freeh | For | For | Management | ||||||
4 | Elect Director Laurie H. Glimcher | For | For | Management | ||||||
5 | Elect Director Michael Grobstein | For | For | Management | ||||||
6 | Elect Director Leif Johansson | For | For | Management | ||||||
7 | Elect Director James D. Robinson III | For | For | Management | ||||||
8 | Elect Director Vicki L. Sato | For | For | Management | ||||||
9 | Elect Director R. Sanders Williams | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Approve Omnibus Stock Plan | For | For | Management | ||||||
12 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
13 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||||
Compensation | ||||||||||
14 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||
15 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
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CADBURY SCHWEPPES PLC | ||||
Ticker: CSG | Security ID: | 127209302 |
Meeting Date: MAY 24, 2007 Meeting Type: Annual | ||||||||
Record Date: APR 2, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | FINANCIAL STATEMENTS | For | For | Management | ||||
2 | DECLARATION OF FINAL DIVIDEND 2006 | For | For | Management | ||||
3 | DIRECTORS REMUNERATION REPORT | For | For | Management | ||||
4 | RE-APPOINTMENT OF SIR JOHN SUNDERLAND | For | For | Management | ||||
5 | RE-APPOINTMENT OF ROSEMARY THORNE | For | For | Management | ||||
6 | RE-APPOINTMENT OF DAVID THOMPSON | For | For | Management | ||||
7 | RE-APPOINTMENT OF SANJIV AHUJA | For | For | Management | ||||
8 | RE-APPOINTMENT OF RAYMOND VIAULT | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | REMUNERATION OF AUDITORS | For | For | Management | ||||
11 | APPROVE PROPOSED AMENDMENTS TO THE GROUP | For | For | Management | ||||
SHARE PLANS | ||||||||
12 | AUTHORITY TO ALLOT RELEVANT SECURITIES | For | For | Management | ||||
13 | AUTHORITY TO SERVE COMMUNICATIONS BY | For | For | Management | ||||
ELECTRONIC MEANS | ||||||||
14 | AUTHORITY TO ALLOT EQUITY SECURITIES | For | For | Management | ||||
15 | AUTHORITY TO MAKE MARKET PURCHASES | For | For | Management |
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CAPITAL ONE FINANCIAL CORP. | ||||||||||
Ticker: COF | Security ID: | 14040H105 | ||||||||
Meeting Date: AUG 22, 2006 | Meeting Type: Special | |||||||||
Record Date: JUL 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
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CAPITAL ONE FINANCIAL CORP. | ||||||||||
Ticker: COF | Security ID: 14040H105 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W. Ronald Dietz | For | For | Management | ||||||
1.2 | Elect Director Lewis Hay, III | For | For | Management | ||||||
1.3 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Articles of Incorporation - Remove | For | For | Management | ||||||
Provision of Plurality Voting for the | ||||||||||
Election of Directors | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
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CHESAPEAKE ENERGY CORP. | ||||||||||
Ticker: CHK | Security ID: 165167107 | |||||||||
Meeting Date: JUN 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frank Keating | For | For | Management | ||||||
1.2 | Elect Director Merrill A. Miller, Jr. | For | For | Management | ||||||
1.3 | Elect Director Frederick B. Whittemore | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Amend Non-Employee Director Stock Option | For | For | Management | ||||||
Plan |
--------------------------------------------------------------------------------
CHEVRON CORPORATION | ||||||||||
Ticker: CVX | Security ID: 166764100 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Samuel H. Armacost | For | For | Management | ||||||
2 | Elect Director Linnet F. Deily | For | For | Management | ||||||
3 | Elect Director Robert E. Denham | For | For | Management | ||||||
4 | Elect Director Robert J. Eaton | For | For | Management | ||||||
5 | Elect Director Sam Ginn | For | For | Management | ||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Management | ||||||
7 | Elect Director Sam Nunn | For | For | Management | ||||||
8 | Elect Director David J. O'Reilly | For | For | Management | ||||||
9 | Elect Director Donald B. Rice | For | For | Management | ||||||
10 | Elect Director Peter J. Robertson | For | For | Management | ||||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||||
12 | Elect Director Charles R. Shoemate | For | For | Management | ||||||
13 | Elect Director Ronald D. Sugar | For | For | Management | ||||||
14 | Elect Director Carl Ware | For | For | Management | ||||||
15 | Ratify Auditors | For | For | Management | ||||||
16 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
17 | Adopt Human Rights Policy | Against | Against | Shareholder | ||||||
18 | Adopt Greenhouse Gas Emission Reduction | Against | Against | Shareholder | ||||||
Goals | ||||||||||
19 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||||
20 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
21 | Approve/Amend Terms of Existing Poison | Against | Against | Shareholder | ||||||
Pill | ||||||||||
22 | Report on Market Specific Environmental | Against | Against | Shareholder | ||||||
Laws |
--------------------------------------------------------------------------------
CHUBB CORP., THE | ||||
Ticker: CB | Security ID: | 171232101 |
Meeting Date: APR 24, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 5, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Zoe Bard | For | For | Management | ||||
1.2 | Elect Director Sheila P. Burke | For | For | Management | ||||
1.3 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1.4 | Elect Director Joel J. Cohen | For | For | Management | ||||
1.5 | Elect Director John D. Finnegan | For | For | Management | ||||
1.6 | Elect Director Klaus J. Mangold | For | For | Management | ||||
1.7 | Elect Director David G. Scholey | For | For | Management | ||||
1.8 | Elect Director Lawrence M. Small | For | For | Management | ||||
1.9 | Elect Director Daniel E. Somers | For | For | Management | ||||
1.10 | Elect Director Karen Hastie Williams | For | For | Management | ||||
1.11 | Elect Director Alfred W. Zollar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Articles/Bylaws/Charter General | For | For | Management | ||||
Matters--Adopt Majority Vote Standard for | ||||||||
the Election of Directors | ||||||||
4 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC. | ||||||||||
Ticker: CSCO | Security ID: | 17275R102 | ||||||||
Meeting Date: NOV 15, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 18, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Carol A. Bartz | For | For | Management | ||||||
1.2 | Elect Director M. Michele Burns | For | For | Management | ||||||
1.3 | Elect Director Michael D. Capellas | For | For | Management | ||||||
1.4 | Elect Director Larry R. Carter | For | For | Management | ||||||
1.5 | Elect Director John T. Chambers | For | For | Management | ||||||
1.6 | Elect Director Dr. John L. Hennessy | For | For | Management | ||||||
1.7 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||
1.8 | Elect Director Roderick C. McGeary | For | For | Management | ||||||
1.9 | Elect Director Steven M. West | For | For | Management | ||||||
1.10 | Elect Director Jerry Yang | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards | ||||||||||
4 | Report on Pay Disparity | Against | Against | Shareholder | ||||||
5 | Report on Internet Fragmentation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CIT GROUP INC | ||||||
Ticker: CIT | Security ID: 125581108 | |||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||
Record Date: MAR 19, 2007 | ||||||
# Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
1.2 | Elect Director Gary C. Butler | For | For | Management | ||||
1.3 | Elect Director William M. Freeman | For | For | Management | ||||
1.4 | Elect Director Susan Lyne | For | For | Management | ||||
1.5 | Elect Director Marianne Miller Parrs | For | For | Management | ||||
1.6 | Elect Director Timothy M. Ring | For | For | Management | ||||
1.7 | Elect Director John R. Ryan | For | For | Management | ||||
1.8 | Elect Director Seymour Sternberg | For | For | Management | ||||
1.9 | Elect Director Peter J. Tobin | For | For | Management | ||||
1.10 | Elect Director Lois M. Van Deusen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CITIGROUP INC. | ||||||||||
Ticker: C | Security ID: 172967101 | |||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director C. Michael Armstrong | For | For | Management | ||||||
2 | Elect Director Alain J.P. Belda | For | For | Management | ||||||
3 | Elect Director George David | For | For | Management | ||||||
4 | Elect Director Kenneth T. Derr | For | For | Management | ||||||
5 | Elect Director John M. Deutch | For | For | Management | ||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Management | ||||||
7 | Elect Director Klaus Kleinfeld | For | For | Management | ||||||
8 | Elect Director Andrew N. Liveris | For | For | Management | ||||||
9 | Elect Director Anne Mulcahy | For | For | Management | ||||||
10 | Elect Director Richard D. Parsons | For | For | Management | ||||||
11 | Elect Director Charles Prince | For | For | Management | ||||||
12 | Elect Director Judith Rodin | For | For | Management | ||||||
13 | Elect Director Robert E. Rubin | For | For | Management | ||||||
14 | Elect Director Franklin A. Thomas | For | For | Management | ||||||
15 | Ratify Auditors | For | For | Management | ||||||
16 | Report on Government Service of Employees Against | Against | Shareholder | |||||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
19 | Approve Report of the Compensation | Against | For | Shareholder | ||||||
Committee | ||||||||||
20 | Report on Pay Disparity | Against | Against | Shareholder | ||||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||||
23 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
24 | Amend Bylaws to Permit Shareholders to | Against | For | Shareholder | ||||||
Call Special Meetings |
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. | ||
Ticker: CCE | Security ID: 191219104 | |
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |
Record Date: MAR 1, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary P. Fayard | For | For | Management | ||||
1.2 | Elect Director Marvin J. Herb | For | For | Management | ||||
1.3 | Elect Director L. Phillip Humann | For | For | Management | ||||
1.4 | Elect Director Paula R. Reynolds | For | For | Management�� | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||
Control) to shareholder Vote |
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO. | ||||||||||
Ticker: CL | Security ID: | 194162103 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 7, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director John T. Cahill | For | For | Management | ||||||
2 | Elect Director Jill K. Conway | For | For | Management | ||||||
3 | Elect Director Ellen M. Hancock | For | For | Management | ||||||
4 | Elect Director David W. Johnson | For | For | Management | ||||||
5 | Elect Director Richard J. Kogan | For | For | Management | ||||||
6 | Elect Director Delano E. Lewis | For | For | Management | ||||||
7 | Elect Director Reuben Mark | For | For | Management | ||||||
8 | Elect Director J. Pedro Reinhard | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management | ||||||
10 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
11 | Pay for Superior Performance | Against | For | Shareholder |
--------------------------------------------------------------------------------
COMCAST CORP. | ||||||||||
Ticker: CMCSA | Security ID: | 20030N101 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||||
1.5 | Elect Director Julian A. Brodsky | For | For | Management | ||||||
1.6 | Elect Director Joseph J. Collins | For | For | Management | ||||||
1.7 | Elect Director J. Michael Cook | For | For | Management | ||||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||||
1.9 | Elect Director Brian L. Roberts | For | For | Management | ||||||
1.10 | Elect Director Ralph J. Roberts | For | For | Management | ||||||
1.11 | Elect Director Judith Rodin | For | For | Management | ||||||
1.12 | Elect Director Michael I. Sovern | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
3 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
5 | Prepare Sustainability Report | Against | Against | Shareholder | ||||
6 | Company-Specific -- Adopt | Against | For | Shareholder | ||||
Recapitalization Plan | ||||||||
7 | Advisory Vote to Ratify Named Executive | Against | Against | Shareholder | ||||
Officers' Compensation | ||||||||
8 | Report on Pay Disparity | Against | Against | Shareholder | ||||
9 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CONOCOPHILLIPS | ||||||||||
Ticker: COP | Security ID: 20825C104 | |||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||||
2 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||||
3 | Elect Director Ruth R. Harkin | For | For | Management | ||||||
4 | Elect Director William R. Rhodes | For | For | Management | ||||||
5 | Elect Director J. Stapleton Roy | For | For | Management | ||||||
6 | Elect Director William E. Wade, Jr. | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Report on Political Contributions | Against | Against | Shareholder | ||||||
9 | Report on Renewable Energy Sources | Against | Against | Shareholder | ||||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
11 | Report on Environmental Damage from | Against | Against | Shareholder | ||||||
Drilling in the National Petroleum | ||||||||||
Reserve | ||||||||||
12 | Report on Indigenous Peoples Rights | Against | Against | Shareholder | ||||||
Policies | ||||||||||
13 | Report on Community Impact of Operations | Against | Against | Shareholder |
--------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. | ||||||||||
Ticker: CEG | Security ID: | 210371100 | ||||||||
Meeting Date: DEC 8, 2006 | Meeting Type: Annual | |||||||||
Record Date: OCT 27, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Douglas L. Becker | For | For | Management | ||||||
1.2 | Elect Director Edward A. Crooke | For | For | Management | ||||||
1.3 | Elect Director Mayo A. Shattuck III | For | For | Management | ||||||
1.4 | Elect Director Michael D. Sullivan | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | None | For | Shareholder |
--------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. | ||||||||||
Ticker: CEG | Security ID: 210371100 | |||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Yves C. de Balmann | For | For | Management | ||||||
2 | Elect Director Douglas L. Becker | For | For | Management | ||||||
3 | Elect Director James T. Brady | For | For | Management | ||||||
4 | Elect Director Edward A. Crooke | For | For | Management | ||||||
5 | Elect Director James R. Curtiss | For | For | Management | ||||||
6 | Elect Director Freeman A. Hrabowski, III | For | For | Management | ||||||
7 | Elect Director Nancy Lampton | For | For | Management | ||||||
8 | Elect Director Robert J. Lawless | For | For | Management | ||||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||||
10 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||||
11 | Elect Director Michael D. Sullivan | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management | ||||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP. | ||||||||||
Ticker: CFC | Security ID: 222372104 | |||||||||
Meeting Date: JUN 13, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Henry G. Cisneros | For | For | Management | ||||||
1.2 | Elect Director Robert J. Donato | For | For | Management | ||||||
1.3 | Elect Director Harley W. Snyder | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
--------------------------------------------------------------------------------
CVS/CAREMARK CORP | ||||||||||
Ticker: CVS | Security ID: | 126650100 | ||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||||
2 | Elect Director C. David Brown II | For | For | Management | ||||||
3 | Elect Director Edwin Mac Crawford | For | For | Management | ||||||
4 | Elect Director David W. Dorman | For | For | Management | ||||||
5 | Elect Director Kristen E. Gibney Williams For | For | Management | |||||||
6 | Elect Director Roger L. Headrick | For | For | Management | ||||||
7 | Elect Director Marian L. Heard | For | For | Management | ||||||
8 | Elect Director William H. Joyce | For | For | Management |
9 | Elect Director Jean-Pierre Million | For | For | Management | ||||
10 | Elect Director Terrence Murray | For | For | Management | ||||
11 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||
12 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||
13 | Elect Director Thomas M. Ryan | For | For | Management | ||||
14 | Elect Director Richard J. Swift | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Approve Qualified Employee Stock Purchase For | For | Management | |||||
Plan | ||||||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Limit Executive Compensation | Against | Against | Shareholder | ||||
19 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
20 | Prepare Sustainability Report | Against | Against | Shareholder | ||||
21 | Disclose Information on Compensation | Against | Against | Shareholder | ||||
Consultant | ||||||||
22 | Compensation Specific- Policy on Stock | Against | For | Shareholder | ||||
Option Grants/Option Backdating |
--------------------------------------------------------------------------------
DEAN FOODS COMPANY | ||||||||||
Ticker: DF | Security ID: | 242370104 | ||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alan J. Bernon | For | For | Management | ||||||
1.2 | Elect Director Gregg L. Engles | For | For | Management | ||||||
1.3 | Elect Director Ronald Kirk | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
DEVON ENERGY CORP. | ||||||||||
Ticker: DVN | Security ID: | 25179M103 | ||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Thomas F. Ferguson | For | For | Management | ||||||
1.2 | Elect Director David M. Gavrin | For | For | Management | ||||||
1.3 | Elect Director John Richels | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE | ||
Ticker: DOW | Security ID: 260543103 | |
Meeting Date: MAY 10, 2007 | Meeting Type: Annual |
Record Date: MAR 12, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Arnold A. Allemang | For | For | Management | ||||
1.2 | Elect Director Jacqueline K. Barton | For | For | Management | ||||
1.3 | Elect Director James A. Bell | For | For | Management | ||||
1.4 | Elect Director Jeff M. Fettig | For | For | Management | ||||
1.5 | Elect Director Barbara H. Franklin | For | For | Management | ||||
1.6 | Elect Director John B. Hess | For | For | Management | ||||
1.7 | Elect Director Andrew N. Liveris | For | For | Management | ||||
1.8 | Elect Director Geoffery E. Merszei | For | For | Management | ||||
1.9 | WITHDRAWN | None | Withhold | Management | ||||
1.10 | Elect Director James M. Ringler | For | For | Management | ||||
1.11 | Elect Director Ruth G. Shaw | For | For | Management | ||||
1.12 | Elect Director Paul G. Stern | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Report on Remediation Policies in Bhopal | Against | Against | Shareholder | ||||
5 | Report on Genetically Modified Organisms | Against | Against | Shareholder | ||||
6 | Report on Environmental Remediation | Against | Against | Shareholder | ||||
7 | Evaluate Potential Links Between Company | Against | Against | Shareholder | ||||
Products and Asthma |
--------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO. | ||||||||||
Ticker: DD | Security ID: 263534109 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard H. Brown | For | For | Management | ||||||
1.2 | Elect Director Robert A. Brown | For | For | Management | ||||||
1.3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||||
1.4 | Elect Director Curtis J. Crawford | For | For | Management | ||||||
1.5 | Elect Director John T. Dillon | For | For | Management | ||||||
1.6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||||
1.7 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||||
1.8 | Elect Director Lois D. Juliber | For | For | Management | ||||||
1.9 | Elect Director Masahisa Naitoh | For | For | Management | ||||||
1.10 | Elect Director Sean O'Keefe | For | For | Management | ||||||
1.11 | Elect Director William K. Reilly | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Report on Genetically Modified Organisms | Against | Against | Shareholder | ||||||
5 | Evaluate Community Impact of Plant | Against | Against | Shareholder | ||||||
Closures or Layoffs | ||||||||||
6 | Report on PFOA Compounds in DuPont | Against | Against | Shareholder | ||||||
Products | ||||||||||
7 | Report on Lobbying Expenditures related | Against | Against | Shareholder | ||||||
to Environmental Pollution | ||||||||||
8 | Prepare a Global Warming Report | Against | Against | Shareholder | ||||||
9 | Report on Security of Chemical Facilities Against | Against | Shareholder |
--------------------------------------------------------------------------------
EATON CORPORATION | ||||||||||
Ticker: ETN | Security ID: | 278058102 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Christopher M. Connor | For | For | Management | ||||||
1.2 | Elect Director Michael J. Critelli | For | For | Management | ||||||
1.3 | Elect Director Charles E. Golden | For | For | Management | ||||||
1.4 | Elect Director Ernie Green | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EDISON INTERNATIONAL | ||||||||||
Ticker: EIX | Security ID: | 281020107 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John E. Bryson | For | For | Management | ||||||
1.2 | Elect Director Vanessa C.L. Chang | For | For | Management | ||||||
1.3 | Elect Director France A. Cordova | For | For | Management | ||||||
1.4 | Elect Director Charles B. Curtis | For | For | Management | ||||||
1.5 | Elect Director Bradford M. Freeman | For | For | Management | ||||||
1.6 | Elect Director Luis G. Nogales | For | For | Management | ||||||
1.7 | Elect Director Ronald L. Olson | For | For | Management | ||||||
1.8 | Elect Director James M. Rosser | For | For | Management | ||||||
1.9 | Elect Director Richard T. Schlosberg, III For | For | Management | |||||||
1.10 | Elect Director Robert H. Smith | For | For | Management | ||||||
1.11 | Elect Director Thomas C. Sutton | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards |
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO. | ||||||||||
Ticker: EMR | Security ID: | 291011104 | ||||||||
Meeting Date: FEB 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: NOV 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director C. Fernandez G | For | For | Management | ||||||
1.2 | Elect Director W. J. Galvin | For | For | Management | ||||||
1.3 | Elect Director R. L. Ridgway | For | For | Management | ||||||
1.4 | Elect Director R. L. Stephenson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ENTERGY CORP. | ||||||||||
Ticker: ETR | Security ID: 29364G103 | |||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Maureen Scannell Bateman | For | For | Management | ||||||
1.2 | Elect Director W. Frank Blount | For | For | Management | ||||||
1.3 | Elect Director Simon D. DeBree | For | For | Management | ||||||
1.4 | Elect Director Gary W. Edwards | For | For | Management | ||||||
1.5 | Elect Director Alexis M. Herman | For | For | Management | ||||||
1.6 | Elect Director Donald C. Hintz | For | For | Management | ||||||
1.7 | Elect Director J. Wayne Leonard | For | For | Management | ||||||
1.8 | Elect Director Stuart L. Levenick | For | For | Management | ||||||
1.9 | Elect Director James R. Nichols | For | For | Management | ||||||
1.10 | Elect Director William A. Percy, II | For | For | Management | ||||||
1.11 | Elect Director W.J. Tauzin | For | For | Management | ||||||
1.12 | Elect Director Steven V. Wilkinson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Report on Political Contributions | Against | Against | Shareholder | ||||||
4 | Limit Executive Compensation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
EOG RESOURCES, INC. | ||||||||||
Ticker: EOG | Security ID: | 26875P101 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director George A. Alcorn | For | For | Management | ||||||
1.2 | Elect Director Charles R. Crisp | For | For | Management | ||||||
1.3 | Elect Director Mark G. Papa | For | For | Management | ||||||
1.4 | Elect Director Edmund P. Segner, III | For | For | Management | ||||||
1.5 | Elect Director William D. Stevens | For | For | Management | ||||||
1.6 | Elect Director H. Leighton Steward | For | For | Management | ||||||
1.7 | Elect Director Donald F. Textor | For | For | Management | ||||||
1.8 | Elect Director Frank G. Wisner | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL | ||||||||||
Ticker: EQR | Security ID: | 29476L107 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John W. Alexander | For | For | Management |
1.2 | Elect Director Charles L. Atwood | For | For | Management | ||||
1.3 | Elect Director Stephen O. Evans | For | For | Management | ||||
1.4 | Elect Director Boone A. Knox | For | For | Management | ||||
1.5 | Elect Director John E. Neal | For | For | Management | ||||
1.6 | Elect Director David J. Neithercut | For | For | Management | ||||
1.7 | Elect Director Desiree G. Rogers | For | For | Management | ||||
1.8 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||
1.9 | Elect Director Gerald A. Spector | For | For | Management | ||||
1.10 | Elect Director B. Joseph White | For | For | Management | ||||
1.11 | Elect Director Samuel Zell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
--------------------------------------------------------------------------------
EXELON CORP. | ||||||||||
Ticker: EXC | Security ID: | 30161N101 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Nicholas DeBenedictis | For | For | Management | ||||||
2 | Elect Director Sue L. Gin | For | For | Management | ||||||
3 | Elect Director William C. Richardson, | For | For | Management | ||||||
Ph.D. | ||||||||||
4 | Elect Director Thomas J. Ridge | For | For | Management | ||||||
5 | Elect Director Don Thompson | For | For | Management | ||||||
6 | Elect Director Stephen D. Steinour | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Declassify the Board of Directors | For | For | Management | ||||||
9 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||||
Control) to shareholder Vote |
--------------------------------------------------------------------------------
EXXON MOBIL CORP. | ||||||||||
Ticker: XOM | Security ID: | 30231G102 | ||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Boskin | For | For | Management | ||||||
1.2 | Elect Director William W. George | For | For | Management | ||||||
1.3 | Elect Director James R. Houghton | For | For | Management | ||||||
1.4 | Elect Director William R. Howell | For | For | Management | ||||||
1.5 | Elect Director Reatha Clark King | For | For | Management | ||||||
1.6 | Elect Director Philip E. Lippincott | For | For | Management | ||||||
1.7 | Elect Director Marilyn Carlson Nelson | For | For | Management | ||||||
1.8 | Elect Director Samuel J. Palmisano | For | For | Management | ||||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||||
1.10 | Elect Director Walter V. Shipley | For | For | Management | ||||||
1.11 | Elect Director J. Stephen Simon | For | For | Management |
1.12 | Elect Director Rex W. Tillerson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||
Special Meetings | ||||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
6 | Initiate Payment of Cash Dividend | Against | Against | Shareholder | ||||
7 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
8 | Company-Specific- Amend Article IX of the Against | Against | Shareholder | |||||
Corporation's by-laws | ||||||||
9 | Review Executive Compensation | Against | Against | Shareholder | ||||
10 | Limit Executive Compensation | Against | Against | Shareholder | ||||
11 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
12 | Report on Political Contributions | Against | Against | Shareholder | ||||
13 | Amend Equal Employment Opportunity Policy Against | Against | Shareholder | |||||
to Prohibit Discrimination Based on | ||||||||
Sexual Orientation | ||||||||
14 | Report on Environmental Accountability | Against | Against | Shareholder | ||||
15 | Report on Emission Reduction Goals | Against | Against | Shareholder | ||||
16 | Report on Carbon Dioxide Emissions | Against | Against | Shareholder | ||||
Information at Gas Stations | ||||||||
17 | Adopt Policy to Increase Renewable Energy Against | Against | Shareholder | |||||
Portfolio |
--------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. | ||||||||||
Ticker: FD | Security ID: | 31410H101 | ||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Sara Levinson | For | For | Management | ||||||
1.2 | Elect Director Joseph Neubauer | For | For | Management | ||||||
1.3 | Elect Director Joseph Pichler | For | For | Management | ||||||
1.4 | Elect Director Joyce M. Roche | For | For | Management | ||||||
1.5 | Elect Director Karl von der Heyden | For | For | Management | ||||||
1.6 | Elect Director Craig E. Weatherup | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Change Company Name | For | For | Management | ||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
5 | Approve Deferred Compensation Plan | For | For | Management |
--------------------------------------------------------------------------------
FPL GROUP, INC. | ||||||||||
Ticker: FPL | Security ID: | 302571104 | ||||||||
Meeting Date: DEC 15, 2006 | Meeting Type: Annual | |||||||||
Record Date: OCT 25, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Sherry S. Barrat | For | For | Management |
1.2 | Elect Director Robert M. Beall, II | For | For | Management | ||||
1.3 | Elect Director J. Hyatt Brown | For | For | Management | ||||
1.4 | Elect Director James L. Camaren | For | For | Management | ||||
1.5 | Elect Director J. Brian Ferguson | For | For | Management | ||||
1.6 | Elect Director Lewis Hay, III | For | For | Management | ||||
1.7 | Elect Director Rudy E. Schupp | For | For | Management | ||||
1.8 | Elect Director Michael H. Thaman | For | For | Management | ||||
1.9 | Elect Director Hansel E. Tookes, II | For | For | Management | ||||
1.10 | Elect Director Paul R. Tregurtha | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. | ||||||||||
Ticker: BEN | Security ID: 354613101 | |||||||||
Meeting Date: JAN 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: NOV 30, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Samuel H. Armacost | For | For | Management | ||||||
1.2 | Elect Director Charles Crocker | For | For | Management | ||||||
1.3 | Elect Director Joseph R. Hardiman | For | For | Management | ||||||
1.4 | Elect Director Robert D. Joffe | For | For | Management | ||||||
1.5 | Elect Director Charles B. Johnson | For | For | Management | ||||||
1.6 | Elect Director Gregory E. Johnson | For | For | Management | ||||||
1.7 | Elect Director Rupert H. Johnson, Jr. | For | For | Management | ||||||
1.8 | Elect Director Thomas H. Kean | For | For | Management | ||||||
1.9 | Elect Director Chutta Ratnathicam | For | For | Management | ||||||
1.10 | Elect Director Peter M. Sacerdote | For | For | Management | ||||||
1.11 | Elect Director Laura Stein | For | For | Management | ||||||
1.12 | Elect Director Anne M. Tatlock | For | For | Management | ||||||
1.13 | Elect Director Louis E. Woodworth | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan |
--------------------------------------------------------------------------------
FREDDIE MAC | ||||||||||
Ticker: FRE | Security ID: | 313400301 | ||||||||
Meeting Date: SEP 8, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUN 30, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||||
1.2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||||
1.3 | Elect Director Michelle Engler | For | For | Management | ||||||
1.4 | Elect Director Robert R. Glauber | For | For | Management | ||||||
1.5 | Elect Director Richard Karl Goeltz | For | For | Management | ||||||
1.6 | Elect Director Thomas S. Johnson | For | For | Management | ||||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||||
1.8 | Elect Director Eugene M. McQuade | For | For | Management | ||||||
1.9 | Elect Director Shaun F. O'Malley | For | For | Management |
1.10 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
1.11 | Elect Director Ronald F. Poe | For | For | Management | ||||
1.12 | Elect Director Stephen A. Ross | For | For | Management | ||||
1.13 | Elect Director Richard F. Syron | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
FREDDIE MAC | ||||||||||
Ticker: FRE | Security ID: | 313400301 | ||||||||
Meeting Date: JUN 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Barbara T. Alexander | For | For | Management | ||||||
2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||||
3 | Elect Director Michelle Engler | For | For | Management | ||||||
4 | Elect Director Robert R. Glauber | For | For | Management | ||||||
5 | Elect Director Richard Karl Goeltz | For | For | Management | ||||||
6 | Elect Director Thomas S. Johnson | For | For | Management | ||||||
7 | Elect Director William M. Lewis, Jr | For | For | Management | ||||||
8 | Elect Director Eugene M. McQuade | For | For | Management | ||||||
9 | Elect Director Shaud F. O Malley | For | For | Management | ||||||
10 | Elect Director Jeffrey M. Peek | For | For | Management | ||||||
11 | Elect Director Nicolas P. Retsinas | For | For | Management | ||||||
12 | Elect Director Stephen A. Ross | For | For | Management | ||||||
13 | Elect Director Richard F. Syron | For | For | Management | ||||||
14 | Ratify Auditors | For | For | Management | ||||||
15 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
GAP, INC., THE | ||||||||||
Ticker: GPS | Security ID: | 364760108 | ||||||||
Meeting Date: JUN 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Howard P. Behar | For | For | Management | ||||||
1.2 | Elect Director Adrian D.P. Bellamy | For | For | Management | ||||||
1.3 | Elect Director Domenico De Sole | For | For | Management | ||||||
1.4 | Elect Director Donald G. Fisher | For | For | Management | ||||||
1.5 | Elect Director Doris F. Fisher | For | For | Management | ||||||
1.6 | Elect Director Robert J. Fisher | For | For | Management | ||||||
1.7 | Elect Director Penelope L. Hughes | For | For | Management | ||||||
1.8 | Elect Director Bob L. Martin | For | For | Management | ||||||
1.9 | Elect Director Jorge P. Montoya | For | For | Management | ||||||
1.10 | Elect Director James M. Schneider | For | For | Management | ||||||
1.11 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||||
1.12 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO. | ||||||||||
Ticker: GE | Security ID: 369604103 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||
1.2 | Elect Director William M. Castell | For | For | Management | ||||||
1.3 | Elect Director Ann M. Fudge | For | For | Management | ||||||
1.4 | Elect Director Claudio X. Gonzalez | For | For | Management | ||||||
1.5 | Elect Director Susan Hockfield | For | For | Management | ||||||
1.6 | Elect Director Jerry R. Immelt | For | For | Management | ||||||
1.7 | Elect Director Andrea Jung | For | For | Management | ||||||
1.8 | Elect Director Alan G. Lafley | For | For | Management | ||||||
1.9 | Elect Director Robert W. Lane | For | For | Management | ||||||
1.10 | Elect Director Ralph S. Larsen | For | For | Management | ||||||
1.11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||
1.12 | Elect Director Sam Nunn | For | For | Management | ||||||
1.13 | Elect Director Roger S. Penske | For | For | Management | ||||||
1.14 | Elect Director Robert J. Swieringa | For | For | Management | ||||||
1.15 | Elect Director Douglas A. Warner III | For | For | Management | ||||||
1.16 | Elect Director Robert C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Adopt Majority Vote Standard in Director | For | For | Management | ||||||
Elections | ||||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||
5 | Company-Specific-Approve Material Terms | For | For | Management | ||||||
of Senior Officer Performance Goals | ||||||||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
7 | Company-Specific -- Adopt Policy on | Against | Against | Shareholder | ||||||
Overboarded Directors | ||||||||||
8 | Company-Specific -- One Director from the Against | Against | Shareholder | |||||||
Ranks of Retirees | ||||||||||
9 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
10 | Limit Dividend and Dividend Equivalent | Against | Against | Shareholder | ||||||
Payments to Executives | ||||||||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
12 | Report on Global Warming | Against | Against | Shareholder | ||||||
13 | Adopt Ethical Criteria for Military | Against | Against | Shareholder | ||||||
Contracts | ||||||||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. | ||||||||||
Ticker: GNW | Security ID: | 37247D106 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frank J. Borelli | For | For | Management |
1.2 | Elect Director Michael D. Fraizer | For | For | Management | ||||
1.3 | Elect Director Nancy J. Karch | For | For | Management | ||||
1.4 | Elect Director J. Robert Kerrey | For | For | Management | ||||
1.5 | Elect Director Saiyid T. Naqvi | For | For | Management | ||||
1.6 | Elect Director James A. Parke | For | For | Management | ||||
1.7 | Elect Director James S. Riepe | For | For | Management | ||||
1.8 | Elect Director Barrett A. Toan | For | For | Management | ||||
1.9 | Elect Director Thomas B. Wheeler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE | ||||||||||
Ticker: GS | Security ID: 38141G104 | |||||||||
Meeting Date: APR 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||||
2 | Elect Director Lord Browne of Madingley | For | For | Management | ||||||
3 | Elect Director John H. Bryan | For | For | Management | ||||||
4 | Elect Director Gary D. Cohn | For | For | Management | ||||||
5 | Elect Director Claes Dahlback | For | For | Management | ||||||
6 | Elect Director Stephen Friedman | For | For | Management | ||||||
7 | Elect Director William W. George | For | For | Management | ||||||
8 | Elect Director Rajat K. Gupta | For | For | Management | ||||||
9 | Elect Director James A. Johnson | For | For | Management | ||||||
10 | Elect Director Lois D. Juliber | For | For | Management | ||||||
11 | Elect Director Edward M. Liddy | For | For | Management | ||||||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||||||
13 | Elect Director Jon Winkelried | For | For | Management | ||||||
14 | Ratify Auditors | For | For | Management | ||||||
15 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
16 | Sustainability Report | Against | Against | Shareholder | ||||||
17 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HESS CORP | ||||||||||
Ticker: HES | Security ID: | 42809H107 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director N.F. Brady | For | Withhold | Management | ||||||
1.2 | Elect Director J.B. Collins | For | For | Management | ||||||
1.3 | Elect Director T.H. Kean | For | For | Management | ||||||
1.4 | Elect Director F.A. Olsen | For | Withhold | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | None | For | Shareholder |
--------------------------------------------------------------------------------
HEWLETT-PACKARD CO. | ||||||||||
Ticker: HPQ | Security ID: 428236103 | |||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director L.T. Babbio, Jr. | For | For | Management | ||||||
2 | Elect Director S.M. Baldauf | For | For | Management | ||||||
3 | Elect Director R.A. Hackborn | For | For | Management | ||||||
4 | Elect Director J.H. Hammergren | For | For | Management | ||||||
5 | Elect Director M.V. Hurd | For | For | Management | ||||||
6 | Elect Director R.L. Ryan | For | For | Management | ||||||
7 | Elect Director L.S. Salhany | For | For | Management | ||||||
8 | Elect Director G.K.Thompson | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management | ||||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
11 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
12 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote | ||||||||||
13 | Performance-Based Equity Awards | Against | For | Shareholder |
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC. | ||||||||||
Ticker: HON | Security ID: 438516106 | |||||||||
Meeting Date: APR 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||||
2 | Elect Director Jaime Chico Pardo | For | For | Management | ||||||
3 | Elect Director David M. Cote | For | For | Management | ||||||
4 | Elect Director D. Scott Davis | For | For | Management | ||||||
5 | Elect Director Linnet F. Deily | For | For | Management | ||||||
6 | Elect Director Clive R. Hollick | For | For | Management | ||||||
7 | Elect Director James J. Howard | For | For | Management | ||||||
8 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||||
9 | Elect Director Bradley T. Sheares | For | For | Management | ||||||
10 | Elect Director Eric K. Shinseki | For | For | Management | ||||||
11 | Elect Director John R. Stafford | For | For | Management | ||||||
12 | Elect Director Michael W. Wright | For | For | Management | ||||||
13 | Ratify Auditors | For | For | Management | ||||||
14 | Approve Nonqualified Employee Stock | For | For | Management | ||||||
Purchase Plan | ||||||||||
15 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||
16 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards | ||||||||||
17 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
18 | Remove Six Sigma Terminology | Against | Against | Shareholder |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Ticker: IBM | Security ID: 459200101 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Cathleen Black | For | For | Management | ||||||
1.2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||||
1.3 | Elect Director Juergen Dormann | For | For | Management | ||||||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||||||
1.5 | Elect Director Shirley Ann Jackson | For | For | Management | ||||||
1.6 | Elect Director Minoru Makihara | For | For | Management | ||||||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||||||
1.8 | Elect Director James W. Owens | For | For | Management | ||||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||||
1.10 | Elect Director Joan E. Spero | For | For | Management | ||||||
1.11 | Elect Director Sidney Taurel | For | For | Management | ||||||
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
7 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
8 | Evaluate Age Discrimination in Retirement Against | Against | Shareholder | |||||||
Plans | ||||||||||
9 | Review Executive Compensation | Against | Against | Shareholder | ||||||
10 | Report on Outsourcing | Against | Against | Shareholder | ||||||
11 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. | ||||||||||
Ticker: JCI | Security ID: 478366107 | |||||||||
Meeting Date: JAN 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: NOV 16, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert L. Barnett | For | For | Management | ||||||
1.2 | Elect Director Eugenio C. Reyes-Retana | For | For | Management | ||||||
1.3 | Elect Director Jeffrey A. Joerres | For | For | Management | ||||||
1.4 | Elect Director Richard F. Teerlink | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Stock Option Plan | For | For | Management |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. | ||
Ticker: JPM | Security ID: 46625H100 | |
Meeting Date: MAY 15, 2007 | Meeting Type: Annual |
Record Date: MAR 16, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||||
1.3 | Elect Director James S. Crown | For | For | Management | ||||
1.4 | Elect Director James Dimon | For | For | Management | ||||
1.5 | Elect Director Ellen V. Futter | For | For | Management | ||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||
1.7 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
1.8 | Elect Director Robert I. Lipp | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||
Shareholder Vote | ||||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards | ||||||||
5 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
8 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
9 | Report on Political Contributions | Against | Against | Shareholder | ||||
10 | Report on Management Initiatives to | Against | Against | Shareholder | ||||
Address Links to Slavery and Human Rights | ||||||||
Abuse |
--------------------------------------------------------------------------------
KRAFT FOODS INC | ||||||||||
Ticker: KFT | Security ID: | 50075N104 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ajay Banga | For | For | Management | ||||||
1.2 | Elect Director Jan Bennink | For | For | Management | ||||||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||||||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||||||
1.5 | Elect Director Richard A. Lemer | For | For | Management | ||||||
1.6 | Elect Director John C. Pope | For | For | Management | ||||||
1.7 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||||
1.8 | Elect Director Mary L. Shapiro | For | For | Management | ||||||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
LINCOLN NATIONAL CORP. | ||||||||||
Ticker: LNC | Security ID: | 534187109 |
Meeting Date: MAY 10, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 5, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William J. Avery | For | For | Management | ||||
1.2 | Elect Director William H. Cunningham | For | For | Management | ||||
1.3 | Elect Director William Porter Payne | For | For | Management | ||||
1.4 | Elect Director Patrick S. Pittard | For | For | Management | ||||
1.5 | Elect Director Jill S. Ruckelshaus | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Non-Employee Director Stock | For | For | Management | ||||
Option Plan |
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORP. | ||||||||||
Ticker: LMT | Security ID: 539830109 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director E. C. Aldridge, Jr. | For | For | Management | ||||||
1.2 | Elect Director Nolan D. Archibald | For | For | Management | ||||||
1.3 | Elect Director Marcus C. Bennett | For | For | Management | ||||||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||||||
1.5 | Elect Director Gwendolyn S. King | For | For | Management | ||||||
1.6 | Elect Director James M. Loy | For | For | Management | ||||||
1.7 | Elect Director Douglas H. McCorkindale | For | For | Management | ||||||
1.8 | Elect Director Eugene F. Murphy | For | For | Management | ||||||
1.9 | Elect Director Joseph W. Ralston | For | For | Management | ||||||
1.10 | Elect Director Frank Savage | For | For | Management | ||||||
1.11 | Elect Director James M. Schneider | For | For | Management | ||||||
1.12 | Elect Director Anne Stevens | For | For | Management | ||||||
1.13 | Elect Director Robert J. Stevens | For | For | Management | ||||||
1.14 | Elect Director James R. Ukropina | For | For | Management | ||||||
1.15 | Elect Director Douglas C. Yearley | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||||
Compensation | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Report on Nuclear Weapons | Against | Against | Shareholder |
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. | ||||||||||
Ticker: LOW | Security ID: | 548661107 | ||||||||
Meeting Date: MAY 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David W. Bernauer | For | For | Management |
1.2 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.3 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.4 | Elect Director Robert A. Niblock | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||
Plan | ||||||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||
5 | Report on Progress Toward Implementing | Against | Against | Shareholder | ||||
the Company?s Wood Policy | ||||||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||||
7 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||
Control) to shareholder Vote | ||||||||
8 | Pay For Superior Performance | Against | For | Shareholder |
--------------------------------------------------------------------------------
MARATHON OIL CORP | ||||||||||
Ticker: MRO | Security ID: | 565849106 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Charles F. Bolden, Jr. | For | For | Management | ||||||
2 | Elect Director Charles R. Lee | For | For | Management | ||||||
3 | Elect Director Dennis H. Reilley | For | For | Management | ||||||
4 | Elect Director John W. Snow | For | For | Management | ||||||
5 | Elect Director Thomas J. Usher | For | For | Management | ||||||
6 | Ratify Auditors | For | For | Management | ||||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
9 | Increase Authorized Common Stock | For | Against | Management |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | ||||||||||
Ticker: MCD | Security ID: | 580135101 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Edward A. Brennan | For | For | Management | ||||||
2 | Elect Director Walter E. Massey | For | For | Management | ||||||
3 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||||
4 | Elect Director Roger W. Stone | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Label Genetically Modified Organisms | Against | Against | Shareholder | ||||||
7 | Adopt and Implement ILO Based Code of | Against | Against | Shareholder | ||||||
Conduct |
--------------------------------------------------------------------------------
MERCK & CO., INC. |
Ticker: MRK | Security ID: 589331107 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard T. Clark | For | For | Management | ||||||
1.2 | Elect Director Johnnetta B. Cole, Ph.D. | For | For | Management | ||||||
1.3 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||||
1.4 | Elect Director William N. Kelley, M.D. | For | For | Management | ||||||
1.5 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||
1.6 | Elect Director Thomas E. Shenk, Ph.D. | For | For | Management | ||||||
1.7 | Elect Director Anne M. Tatlock | For | For | Management | ||||||
1.8 | Elect Director Samuel O. Thier, M.D. | For | For | Management | ||||||
1.9 | Elect Director Wendell P. Weeks | For | For | Management | ||||||
1.10 | Elect Director Peter C. Wendell | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
5 | Establish Range For Board Size | For | For | Management | ||||||
6 | Replace Cumulative Voting to Majority | For | For | Management | ||||||
Vote Standard for the Election of | ||||||||||
Directors | ||||||||||
7 | Publish Political Contributions | Against | Against | Shareholder | ||||||
8 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. | ||||||||||
Ticker: MER | Security ID: 590188108 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John D. Finnegan | For | For | Management | ||||||
1.2 | Elect Director Joseph W. Prueher | For | For | Management | ||||||
1.3 | Elect Director Ann N. Reese | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards |
--------------------------------------------------------------------------------
METLIFE, INC | ||||||||
Ticker: | MET | Security ID: 59156R108 | ||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||
Record Date: | MAR 1, 2007 | |||||||
# Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Burton A. Dole, Jr. | For | For | Management | ||||
1.2 | Elect Director R. Glenn Hubbard | For | For | Management | ||||
1.3 | Elect Director James M. Kilts | For | For | Management | ||||
1.4 | Elect Director Charles M. Leighton | For | For | Management | ||||
1.5 | Elect Director David Satcher | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MGIC INVESTMENT CORP. | ||||||||||
Ticker: MTG | Security ID: | 552848103 | ||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2.1 | Elect Director James A. Abbott | For | For | Management | ||||||
2.2 | Elect Director Thomas M. Hagerty | For | For | Management | ||||||
2.3 | Elect Director Michael E. Lehman | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||||||
Ticker: MSFT | Security ID: 594918104 | |||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William H. Gates, III | For | For | Management | ||||||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||||||
3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management | ||||||
4 | Elect Director Dina Dublon | For | For | Management | ||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||
6 | Elect Director David F. Marquardt | For | For | Management | ||||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||||
8 | Elect Director Helmut Panke | For | For | Management | ||||||
9 | Elect Director Jon A. Shirley | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Cease Product Sales that Can Be Used to | Against | Against | Shareholder | ||||||
Violate Human Rights | ||||||||||
12 | Amend EEO Statement to Not Reference | Against | Against | Shareholder | ||||||
Sexual Orientation | ||||||||||
13 | Establish Shareholder Advisory Committee | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MIRANT CORP | ||||
Ticker: | MIR.XA | Security ID: 60467R100 | ||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual |
Record Date: MAR 16, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas W. Cason | For | For | Management | ||||
1.2 | Elect Director A.D. (Pete) Correll | For | For | Management | ||||
1.3 | Elect Director Terry G. Dallas | For | For | Management | ||||
1.4 | Elect Director Thomas H. Johnson | For | For | Management | ||||
1.5 | Elect Director John T. Miller | For | For | Management | ||||
1.6 | Elect Director Edward R. Muller | For | For | Management | ||||
1.7 | Elect Director Robert C. Murray | For | For | Management | ||||
1.8 | Elect Director John M. Quain | For | For | Management | ||||
1.9 | Elect Director William L. Thacker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MORGAN STANLEY | ||||||||||
Ticker: MS | Security ID: 617446448 | |||||||||
Meeting Date: APR 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Roy J. Bostock | For | Did Not | Management | ||||||
Vote | ||||||||||
2 | Elect Director Erskine B. Bowles | For | Did Not | Management | ||||||
Vote | ||||||||||
3 | Elect Director Howard J. Davies | For | Did Not | Management | ||||||
Vote | ||||||||||
4 | Elect Director C. Robert Kidder | For | Did Not | Management | ||||||
Vote | ||||||||||
5 | Elect Director John J. Mack | For | Did Not | Management | ||||||
Vote | ||||||||||
6 | Elect Director Donald T. Nicolaisen | For | Did Not | Management | ||||||
Vote | ||||||||||
7 | Elect Director Charles H. Noski | For | Did Not | Management | ||||||
Vote | ||||||||||
8 | Elect Director Hutham S. Olayan | For | Did Not | Management | ||||||
Vote | ||||||||||
9 | Elect Director Charles E. Phillips, Jr. | For | Did Not | Management | ||||||
Vote | ||||||||||
10 | Elect Director Griffith Sexton | For | Did Not | Management | ||||||
Vote | ||||||||||
11 | Elect Director Laura D. Tyson | For | Did Not | Management | ||||||
Vote | ||||||||||
12 | Elect Director Klaus Zumwinkel | For | Did Not | Management | ||||||
Vote | ||||||||||
13 | Ratify Auditors | For | Did Not | Management | ||||||
Vote | ||||||||||
14 | Approve Omnibus Stock Plan | For | Did Not | Management | ||||||
Vote | ||||||||||
15 | Amend Vote Requirements to Amend | Against | Did Not | Shareholder | ||||||
Articles/Bylaws/Charter | Vote | |||||||||
16 | Approve Report of the Compensation | Against | Did Not | Shareholder | ||||||
Committee | Vote |
--------------------------------------------------------------------------------
NCR CORPORATION | ||||||||||
Ticker: NCR | Security ID: | 62886E108 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Edward P. Boykin | For | For | Management | ||||||
1.2 | Elect Director Linda Fayne Levinson | For | For | Management | ||||||
1.3 | Elect Director Victor L. Lund | For | For | Management | ||||||
1.4 | Elect Director Gary Daichendt | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NRG ENERGY INC | ||||||||||
Ticker: NRG | Security ID: | 629377508 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David Crane | For | For | Management | ||||||
1.2 | Elect Director Stephen L. Cropper | For | For | Management | ||||||
1.3 | Elect Director Maureen Miskovic | For | For | Management | ||||||
1.4 | Elect Director Thomas H. Weidemeyer | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP. | ||||||||||
Ticker: OXY | Security ID: | 674599105 | ||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Spencer Abraham | For | Against | Management | ||||||
2 | Elect Director Ronald W. Burkle | For | For | Management | ||||||
3 | Elect Director John S. Chalsty | For | Against | Management | ||||||
4 | Elect Director Edward P. Djerejian | For | For | Management | ||||||
5 | Elect Director R. Chad Dreier | For | Against | Management | ||||||
6 | Elect Director John E. Feick | For | For | Management | ||||||
7 | Elect Director Ray R. Irani | For | For | Management | ||||||
8 | Elect Director Irvin W. Maloney | For | Against | Management | ||||||
9 | Elect Director Rodolfo Segovia | For | Against | Management | ||||||
10 | Elect Director Aziz D. Syriani | For | For | Management | ||||||
11 | Elect Director Rosemary Tomich | For | Against | Management | ||||||
12 | Elect Director Walter L. Weisman | For | For | Management | ||||||
13 | Ratify Auditors | For | For | Management | ||||||
14 | Amend Omnibus Stock Plan | For | For | Management | ||||||
15 | Publish a Scientific Global Warming | Against | Against | Shareholder |
Report | ||||||||
16 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers Compensation | ||||||||
17 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards |
--------------------------------------------------------------------------------
OMNICOM GROUP INC. | ||||||||||
Ticker: OMC | Security ID: 681919106 | |||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John D. Wren | For | For | Management | ||||||
1.2 | Elect Director Bruce Crawford | For | For | Management | ||||||
1.3 | Elect Director Robert Charles Clark | For | For | Management | ||||||
1.4 | Elect Director Leonard S. Coleman, Jr. | For | For | Management | ||||||
1.5 | Elect Director Errol M. Cook | For | For | Management | ||||||
1.6 | Elect Director Susan S. Denison | For | For | Management | ||||||
1.7 | Elect Director Michael A. Henning | For | For | Management | ||||||
1.8 | Elect Director John R. Murphy | For | For | Management | ||||||
1.9 | Elect Director John R. Purcell | For | For | Management | ||||||
1.10 | Elect Director Linda Johnson Rice | For | For | Management | ||||||
1.11 | Elect Director Gary L. Roubos | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
PFIZER INC. | ||||||||||
Ticker: PFE | Security ID: 717081103 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||||
1.2 | Elect Director Michael S. Brown | For | For | Management | ||||||
1.3 | Elect Director M. Anthony Burns | For | For | Management | ||||||
1.4 | Elect Director Robert N. Burt | For | For | Management | ||||||
1.5 | Elect Director W. Don Cornwell | For | For | Management | ||||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.7 | Elect Director Constance J. Horner | For | For | Management | ||||||
1.8 | Elect Director William R. Howell | For | For | Management | ||||||
1.9 | Elect Director Jeffrey B. Kindler | For | For | Management | ||||||
1.10 | Elect Director George A. Lorch | For | For | Management | ||||||
1.11 | Elect Director Dana G. Mead | For | For | Management | ||||||
1.12 | Elect Director William C. Steere, Jr. | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Report on Animal Testing Policies | Against | Against | Shareholder | ||||||
5 | Amend Animal Welfare Policy | Against | Against | Shareholder | ||||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PHELPS DODGE CORP. | ||||||||||
Ticker: PD | Security ID: | 717265102 | ||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Special | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
PMI GROUP, INC., THE | ||||||||||
Ticker: PMI | Security ID: | 69344M101 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mariann Byerwalter | For | For | Management | ||||||
1.2 | Elect Director James C. Castle | For | For | Management | ||||||
1.3 | Elect Director Carmine Guerro | For | For | Management | ||||||
1.4 | Elect Director Wayne E. Hedien | For | For | Management | ||||||
1.5 | Elect Director Louis G. Lower Ii | For | For | Management | ||||||
1.6 | Elect Director Raymond L. Ocampo Jr. | For | For | Management | ||||||
1.7 | Elect Director John D. Roach | For | For | Management | ||||||
1.8 | Elect Director Kenneth T. Rosen | For | For | Management | ||||||
1.9 | Elect Director Steven L. Scheid | For | For | Management | ||||||
1.10 | Elect Director L. Stephen Smith | For | For | Management | ||||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||||
1.12 | Elect Director Mary Lee Widener | For | For | Management | ||||||
1.13 | Elect Director Ronald H. Zech | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||
Ticker: PNC | Security ID: | 693475105 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mr. Berndt | For | For | Management | ||||||
1.2 | Elect Director Mr. Bunch | For | For | Management | ||||||
1.3 | Elect Director Mr. Chellgren | For | For | Management | ||||||
1.4 | Elect Director Mr. Clay | For | For | Management | ||||||
1.5 | Elect Director Mr. Davidson | For | For | Management | ||||||
1.6 | Elect Director Ms. James | For | For | Management | ||||||
1.7 | Elect Director Mr. Kelson | For | For | Management | ||||||
1.8 | Elect Director Mr. Lindsay | For | For | Management |
1.9 | Elect Director Mr. Massaro | For | For | Management | ||||
1.10 | Elect Director Ms. Pepper | For | For | Management | ||||
1.11 | Elect Director Mr. Rohr | For | For | Management | ||||
1.12 | Elect Director Mr. Shepard | For | For | Management | ||||
1.13 | Elect Director Ms. Steffes | For | For | Management | ||||
1.14 | Elect Director Mr. Strigl | For | For | Management | ||||
1.15 | Elect Director Mr. Thieke | For | For | Management | ||||
1.16 | Elect Director Mr. Usher | For | For | Management | ||||
1.17 | Elect Director Mr. Walls | For | For | Management | ||||
1.18 | Elect Director Mr. Wehmeier | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE | ||||||||||
Ticker: PG | Security ID: | 742718109 | ||||||||
Meeting Date: OCT 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Norman R. Augustine | For | For | Management | ||||||
1.2 | Elect Director A.G. Lafley | For | For | Management | ||||||
1.3 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||||
1.4 | Elect Director John F. Smith, Jr. | For | For | Management | ||||||
1.5 | Elect Director Margaret C. Whitman | For | For | Management | ||||||
2 | Approve Decrease in Size of Board | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||
5 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||||
Shareholder Vote |
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC | ||||||||||
Ticker: PRU | Security ID: | 744320102 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frederic K. Becker | For | For | Management | ||||||
1.2 | Elect Director Gordon M. Bethune | For | For | Management | ||||||
1.3 | Elect Director Gaston Caperton | For | For | Management | ||||||
1.4 | Elect Director Gilbert F. Casellas | For | For | Management | ||||||
1.5 | Elect Director James G. Cullen | For | For | Management | ||||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.7 | Elect Director Jon F. Hanson | For | For | Management | ||||||
1.8 | Elect Director Constance J. Horner | For | For | Management | ||||||
1.9 | Elect Director Karl J. Krapek | For | For | Management | ||||||
1.10 | Elect Director Christine A. Poon | For | For | Management | ||||||
1.11 | Elect Director Arthur F. Ryan | For | For | Management | ||||||
1.12 | Elect Director James A. Unruh | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUESTAR CORP. | ||||||||||
Ticker: STR | Security ID: | 748356102 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Teresa Beck | For | For | Management | ||||||
1.2 | Elect Director R.D. Cash | For | For | Management | ||||||
1.3 | Elect Director Robert E. McKee | For | For | Management | ||||||
1.4 | Elect Director Gary G. Michael | For | For | Management | ||||||
1.5 | Elect Director Charles B. Stanley | For | For | Management |
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORP. | ||||||||||
Ticker: RF | Security ID: | 7591EP100 | ||||||||
Meeting Date: APR 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Samuel W. Bartholomew, Jr. For | For | Management | |||||||
2 | Elect Director Susan W. Matlock | For | For | Management | ||||||
3 | Elect Director Jackson W. Moore | For | For | Management | ||||||
4 | Elect Director Allen B. Morgan, Jr. | For | For | Management | ||||||
5 | Elect Director John R. Roberts | For | For | Management | ||||||
6 | Elect Director Lee J. Styslinger, III | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Declassify the Board of Directors | For | For | Management |
--------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO) | ||||||||||
Ticker: SNY | Security ID: 80105N105 | |||||||||
Meeting Date: MAY 31, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 24, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF THE INDIVIDUAL COMPANY | For | For | Management | ||||||
FINANCIAL STATEMENTS FOR THE YEAR ENDED | ||||||||||
DECEMBER 31, 2006 | ||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL | For | For | Management | ||||||
STATEMENTS FOR THE YEAR ENDED DECEMBER | ||||||||||
31, 2006 | ||||||||||
3 | APPROPRIATION OF PROFITS; DECLARATION OF | For | For | Management | ||||||
DIVIDEND | ||||||||||
4 | APPROVAL OF TRANSACTIONS COVERED BY THE | For | Against | Management | ||||||
STATUTORY AUDITORS SPECIAL REPORT | ||||||||||
PREPARED IN ACCORDANCE WITH ARTICLE |
L.225-40 OF THE COMMERCIAL CODE | ||||||||
5 | RE-APPOINTMENT OF A DIRECTOR | For | For | Management | ||||
6 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | Against | Management | ||||
TO CARRY OUT TRANSACTIONS IN SHARES | ||||||||
ISSUED BY THE COMPANY | ||||||||
7 | DELEGATION TO THE BOARD OF DIRECTORS OF | For | For | Management | ||||
AUTHORITY TO DECIDE TO CARRY OUT | ||||||||
INCREASES IN THE SHARE CAPITAL BY | ||||||||
ISSUANCE, WITH PREEMPTIVE RIGHTS | ||||||||
MAINTAINED, OF SHARES AND/OR SECURITIES | ||||||||
GIVING ACCESS TO THE COMPANY S CAPITAL | ||||||||
AND/OR SECURITIES GIVING ENTITLEMEN | ||||||||
8 | DELEGATION TO THE BOARD OF DIRECTORS OF | For | Against | Management | ||||
AUTHORITY TO DECIDE TO CARRY OUT | ||||||||
INCREASES IN THE SHARE CAPITAL BY | ||||||||
ISSUANCE, WITH PREEMPTIVE RIGHTS WAIVED, | ||||||||
OF SHARES AND/OR SECURITIES GIVING ACCESS | ||||||||
TO THE COMPANY S CAPITAL AND/OR | ||||||||
SECURITIES GIVING ENTITLEMENT TO | ||||||||
9 | DELEGATION TO THE BOARD OF DIRECTORS OF | For | For | Management | ||||
AUTHORITY TO DECIDE TO CARRY OUT | ||||||||
INCREASES IN THE SHARE CAPITAL BY | ||||||||
INCORPORATION OF SHARE PREMIUM, RESERVES, | ||||||||
PROFITS OR OTHER ITEMS | ||||||||
10 | POSSIBILITY OF ISSUING WITHOUT PREEMPTIVE For | For | Management | |||||
RIGHTS, SHARES OR SECURITIES GIVING | ||||||||
ACCESS TO THE COMPANY S CAPITAL OR TO | ||||||||
SECURITIES GIVING ENTITLEMENT TO THE | ||||||||
ALLOTMENT OF DEBT SECURITIES AS | ||||||||
CONSIDERATION FOR ASSETS TRANSFERRED TO | ||||||||
THE COMPANY AS A CAPITAL CONT | ||||||||
11 | DELEGATION TO THE BOARD OF DIRECTORS OF | For | For | Management | ||||
AUTHORITY TO DECIDE TO CARRY OUT | ||||||||
INCREASES IN THE SHARE CAPITAL BY | ||||||||
ISSUANCE OF SHARES RESERVED FOR EMPLOYEES | ||||||||
WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR | ||||||||
FAVOR | ||||||||
12 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | For | Management | ||||
TO GRANT OPTIONS TO SUBSCRIBE FOR OR | ||||||||
PURCHASE SHARES | ||||||||
13 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | Against | Management | ||||
TO ALLOT EXISTING OR NEW CONSIDERATION | ||||||||
FREE SHARES TO SALARIED EMPLOYEES OF THE | ||||||||
GROUP AND CORPORATE OFFICERS OF THE | ||||||||
COMPANY OR COMPANIES OF THE GROUP | ||||||||
14 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | For | Management | ||||
TO REDUCE THE SHARE CAPITAL BY | ||||||||
CANCELLATION OF TREASURY SHARES | ||||||||
15 | AUTHORIZATION TO THE BOARD OF DIRECTORS | For | Against | Management | ||||
IN THE EVENT OF A PUBLIC TENDER OFFER FOR | ||||||||
THE SHARES OF THE COMPANY, IN CASES WHERE | ||||||||
THE LEGAL RECIPROCITY CLAUSE APPLIES | ||||||||
16 | AMENDMENT TO THE BYLAWS TO BRING THEM | For | For | Management | ||||
INTO COMPLIANCE WITH DECREE NO. 2006-1566 | ||||||||
OF DECEMBER 11, 2006 AMENDING DECREE NO. | ||||||||
67-236 OF MARCH 23, 1967 ON COMMERCIAL | ||||||||
COMPANIES: (AMENDMENTS TO ARTICLE 19, |
PARAGRAPHS 1 AND 3 OF THE BYLAWS) | ||||||||
17 | POWERS FOR FORMALITIES | For | For | Management |
--------------------------------------------------------------------------------
SPRINT NEXTEL CORP | ||||||||||
Ticker: S | Security ID: 852061100 | |||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Keith J. Bane | For | For | Management | ||||||
2 | Elect Director Robert R. Bennett | For | For | Management | ||||||
3 | Elect Director Gordon M. Bethune | For | For | Management | ||||||
4 | Elect Director Frank M. Drendel | For | For | Management | ||||||
5 | Elect Director Gary D. Forsee | For | For | Management | ||||||
6 | Elect Director James H. Hance, Jr. | For | For | Management | ||||||
7 | Elect Director V. Janet Hill | For | For | Management | ||||||
8 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | ||||||
9 | Elect Director Linda Koch Lorimer | For | For | Management | ||||||
10 | Elect Director William H. Swanson | For | For | Management | ||||||
11 | Ratify Auditors | For | For | Management | ||||||
12 | Approve Omnibus Stock Plan | For | Against | Management | ||||||
13 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
--------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. | ||||||||||
Ticker: SUNW | Security ID: 866810104 | |||||||||
Meeting Date: NOV 2, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 6, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Scott G. McNealy | For | For | Management | ||||||
1.2 | Elect Director James L. Barksdale | For | For | Management | ||||||
1.3 | Elect Director Stephen M. Bennett | For | For | Management | ||||||
1.4 | Elect Director Robert J. Finocchio, Jr. | For | For | Management | ||||||
1.5 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||
1.6 | Elect Director M. Kenneth Oshman | For | For | Management | ||||||
1.7 | Elect Director Jonathan I. Schwartz | For | For | Management | ||||||
1.8 | Elect Director Naomi O. Seligman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Approve Report of the Compensation | Against | Against | Shareholder | ||||||
Committee |
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC. | ||||
Ticker: STI | Security ID: | 867914103 |
Meeting Date: APR 17, 2007 Meeting Type: Annual | ||||||||
Record Date: FEB 27, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Beall, II | For | For | Management | ||||
1.2 | Elect Director Jeffrey C. Crowe | For | For | Management | ||||
1.3 | Elect Director J. Hicks Lanier | For | For | Management | ||||
1.4 | Elect Director Larry L. Prince | For | For | Management | ||||
1.5 | Elect Director Frank S. Royal, M.D. | For | For | Management | ||||
1.6 | Elect Director Phail Wynn, Jr. | For | For | Management | ||||
1.7 | Elect Director James M. Wells, III | For | For | Management | ||||
2 | Amend Rights and Preferences of Preferred For | For | Management | |||||
Stock | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SUPERVALU INC. | ||||||||||
Ticker: SVU | Security ID: | 868536103 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director A. Gary Ames | For | For | Management | ||||||
2 | Elect Director Charles M. Lillis | For | For | Management | ||||||
3 | Elect Director Jeffrey Noddle | For | For | Management | ||||||
4 | Elect Director Steven S. Rogers | For | For | Management | ||||||
5 | Elect Director Wayne C. Sales | For | For | Management | ||||||
6 | Elect Director Kathi P. Seifert | For | For | Management | ||||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||||
8 | Ratify Auditors | For | For | Management | ||||||
9 | Report on Feasibility of Improving Animal Against | Against | Shareholder | |||||||
Welfare Standards | ||||||||||
10 | Other Business | For | Against | Management |
--------------------------------------------------------------------------------
THERMO ELECTRON CORP. | ||||||||
Ticker: TMO | Security ID: 883556102 | |||||||
Meeting Date: AUG 30, 2006 | Meeting Type: Special | |||||||
Record Date: JUL 24, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with an For | For | Management | |||||
Acquisition | ||||||||
2 | Amend Articles/Increase Authorized Common For | For | Management | |||||
Stock and Change Company Name |
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. | ||||||||
Ticker: TMO | Security ID: 883556102 | |||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||
Record Date: MAR 29, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Marijn E. Dekkers For | For | Management | |||||
2 | Approve Qualified Employee Stock Purchase For | For | Management | |||||
Plan | ||||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TIME WARNER INC | ||||||||||
Ticker: TWX | Security ID: 887317105 | |||||||||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James L. Barksdale | For | For | Management | ||||||
1.2 | Elect Director Jeffrey L. Bewkes | For | For | Management | ||||||
1.3 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||||
1.4 | Elect Director Frank J. Caufield | For | For | Management | ||||||
1.5 | Elect Director Robert C. Clark | For | For | Management | ||||||
1.6 | Elect Director Mathias Dopfner | For | For | Management | ||||||
1.7 | Elect Director Jessica P. Einhorn | For | For | Management | ||||||
1.8 | Elect Director Reuben Mark | For | For | Management | ||||||
1.9 | Elect Director Michael A. Miles | For | For | Management | ||||||
1.10 | Elect Director Kenneth J. Novack | For | For | Management | ||||||
1.11 | Elect Director Richard D. Parsons | For | For | Management | ||||||
1.12 | Elect Director Francis T. Vincent, Jr. | For | For | Management | ||||||
1.13 | Elect Director Deborah C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
4 | Advisory Vote to Ratify Named Executive | Against | Against | Shareholder | ||||||
Officers'Compensation | ||||||||||
5 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||||
6 | Company Specific- Adopt Simple Majority | Against | For | Shareholder | ||||||
Vote | ||||||||||
7 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
8 | Company-Specific- Stockholder | Against | Against | Shareholder | ||||||
Ratification of Director Compensation, | ||||||||||
When a Stockholder Rights Plan Has Been | ||||||||||
Adopted |
--------------------------------------------------------------------------------
TJX COMPANIES, INC., THE | ||
Ticker: TJX | Security ID: 872540109 | |
Meeting Date: JUN 5, 2007 | Meeting Type: Annual |
Record Date: APR 16, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Brandon | For | For | Management | ||||
1.2 | Elect Director Bernard Cammarata | For | For | Management | ||||
1.3 | Elect Director David T. Ching | For | For | Management | ||||
1.4 | Elect Director Michael F. Hines | For | For | Management | ||||
1.5 | Elect Director Amy B. Lane | For | For | Management | ||||
1.6 | Elect Director Carol Meyrowitz | For | For | Management | ||||
1.7 | Elect Director John F. O'Brien | For | For | Management | ||||
1.8 | Elect Director Robert F. Shapiro | For | For | Management | ||||
1.9 | Elect Director Willow B. Shire | For | For | Management | ||||
1.10 | Elect Director Fletcher H. Wiley | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
--------------------------------------------------------------------------------
TOLL BROTHERS, INC. | ||||||||||
Ticker: TOL | Security ID: | 889478103 | ||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Zvi Barzilay | For | For | Management | ||||||
1.2 | Elect Director Edward G. Boehne | For | For | Management | ||||||
1.3 | Elect Director Richard J. Braemer | For | For | Management | ||||||
1.4 | Elect Director Carl B. Marbach | For | For | Management | ||||||
2 | Approve Stock Option Plan | For | Against | Management | ||||||
3 | Approve Non-Employee Director Stock | For | Against | Management | ||||||
Option Plan | ||||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE | ||||||||||
Ticker: TRV | Security ID: 89417E109 | |||||||||
Meeting Date: MAY 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alan L. Beller | For | For | Management | ||||||
1.2 | Elect Director John H. Dasburg | For | For | Management | ||||||
1.3 | Elect Director Janet M. Dolan | For | For | Management | ||||||
1.4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||||
1.5 | Elect Director Jay S. Fishman | For | For | Management | ||||||
1.6 | Elect Director Lawrence G. Graev | For | For | Management | ||||||
1.7 | Elect Director Patricia L. Higgins | For | For | Management | ||||||
1.8 | Elect Director Thomas R. Hodgson | For | For | Management | ||||||
1.9 | Elect Director Cleve L. Killingsworth, | For | For | Management | ||||||
Jr. |
1.10 | Elect Director Robert I. Lipp | For | For | Management | ||||
1.11 | Elect Director Blythe J. McGarvie | For | For | Management | ||||
1.12 | Elect Director Glen D. Nelson, M.D. | For | For | Management | ||||
1.13 | Elect Director Laurie J. Thomsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company Specific- Majority Vote for the | For | For | Management | ||||
Election of Directors |
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. | ||||||||||
Ticker: TYC | Security ID: 902124106 | |||||||||
Meeting Date: MAR 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Dennis C. Blair | For | For | Management | ||||||
1.2 | Elect Director Edward D. Breen | For | For | Management | ||||||
1.3 | Elect Director Brian Duperreault | For | For | Management | ||||||
1.4 | Elect Director Bruce S. Gordon | For | For | Management | ||||||
1.5 | Elect Director Rajiv L. Gupta | For | For | Management | ||||||
1.6 | Elect Director John A. Krol | For | For | Management | ||||||
1.7 | Elect Director H. Carl Mccall | For | For | Management | ||||||
1.8 | Elect Director Brendan R. O'Neill | For | For | Management | ||||||
1.9 | Elect Director William S. Stavropoulous | For | For | Management | ||||||
1.10 | Elect Director Sandra S. Wijnberg | For | For | Management | ||||||
1.11 | Elect Director Jerome B. York | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. | ||||||||||
Ticker: TYC | Security ID: 902124106 | |||||||||
Meeting Date: MAR 8, 2007 | Meeting Type: Special | |||||||||
Record Date: JAN 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF REVERSE STOCK SPLIT OF THE | For | For | Management | ||||||
COMPANYS COMMON SHARES AT A SPLIT RATIO | ||||||||||
OF 1 FOR 4 | ||||||||||
2 | APPROVAL OF CONSEQUENTIAL AMENDMENT TO | For | For | Management | ||||||
THE COMPANY S AMENDED AND RESTATED | ||||||||||
BYE-LAWS. |
--------------------------------------------------------------------------------
U.S. BANCORP | ||||
Ticker: | USB | Security ID: 902973304 | ||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||
Record Date: | FEB 26, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Victoria Buynisk Gluckman | For | For | Management | ||||
1.2 | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||
1.3 | Elect Director Olivia F. Kirtley | For | For | Management | ||||
1.4 | Elect Director Jerry W. Levin | For | For | Management | ||||
1.5 | Elect Director Richard G. Reiten | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Declassify the Board of Directors | For | For | Management | ||||
5 | Approve Report of the Compensation | Against | For | Shareholder | ||||
Committee | ||||||||
6 | Establish SERP Policy | Against | For | Shareholder |
--------------------------------------------------------------------------------
UNION PACIFIC CORP. | ||||||||||
Ticker: UNP | Security ID: 907818108 | |||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 22, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||||
1.7 | Elect Director Michael W. McConnell | For | For | Management | ||||||
1.8 | Elect Director Thomas F. McLarty III | For | For | Management | ||||||
1.9 | Elect Director Steven R. Rogel | For | For | Management | ||||||
1.10 | Elect Director James R. Young | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
VALERO ENERGY CORP. | ||||||||||
Ticker: VLO | Security ID: 91913Y100 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ruben M. Escobedo | For | For | Management | ||||||
1.2 | Elect Director Bob Marbut | For | For | Management | ||||||
1.3 | Elect Director Robert A. Profusek | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Establish SERP Policy | Against | For | Shareholder |
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS | ||||||||||
Ticker: VZ | Security ID: 92343V104 | |||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James R. Barker | For | For | Management | ||||||
2 | Elect Director Richard L. Carrion | For | For | Management | ||||||
3 | Elect Director M. Frances Keeth | For | For | Management | ||||||
4 | Elect Director Robert W. Lane | For | For | Management | ||||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||||
8 | Elect Director Thomas H. O'Brien | For | For | Management | ||||||
9 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||||
10 | Elect Director Hugh B. Price | For | For | Management | ||||||
11 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||||
12 | Elect Director Walter V. Shipley | For | For | Management | ||||||
13 | Elect Director John W. Snow | For | For | Management | ||||||
14 | Elect Director John R. Stafford | For | For | Management | ||||||
15 | Elect Director Robert D. Storey | For | For | Management | ||||||
16 | Ratify Auditors | For | For | Management | ||||||
17 | Limit Executive Compensation | Against | Against | Shareholder | ||||||
18 | Eliminate or Restrict Severance | Against | For | Shareholder | ||||||
Agreements (Change-in-Control) | ||||||||||
19 | Disclose Information on Compensation | Against | Against | Shareholder | ||||||
Consultant | ||||||||||
20 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officer's Compensation | ||||||||||
21 | Adopt Policy on Overboarded Director | Against | Against | Shareholder | ||||||
22 | Approve Terms of Existing Poison Pill | Against | Against | Shareholder | ||||||
23 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
VODAFONE GROUP PLC | ||||||||||||
Ticker: | VOD | Security ID: 92857W100 | ||||||||||
Meeting Date: JUL 25, 2006 | Meeting Type: Special | |||||||||||
Record Date: | JUN 13, 2006 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | TO APPROVE THE RETURN OF CAPITAL BY WAY | For | For | Management | ||||||||
OF A B SHARE SCHEME AND SHARE | ||||||||||||
CONSOLIDATION AND THE CONSEQUENTIAL | ||||||||||||
AMENDMENT TO THE ARTICLES OF ASSOCIATION | ||||||||||||
2 | TO RECEIVE THE REPORT OF THE DIRECTORS | For | For | Management | ||||||||
AND FINANCIAL STATEMENTS | ||||||||||||
3.1 | Elect | Director Sir John Bond | For | For | Management | |||||||
3.2 | Elect | Director Arun Sarin | For | For | Management | |||||||
3.3 | Elect | Director Thomas Geitner | For | For | Management |
3.4 | Elect | Director Dr Michael Boskin | For | For | Management | |||||
3.5 | Elect | Director Lord Broers | For | For | Management | |||||
3.6 | Elect | Director John Buchanan | For | For | Management | |||||
3.7 | Elect | Director Andrew Halford | For | For | Management | |||||
3.8 | Elect | Director Prof J. Schrempp | For | For | Management | |||||
3.9 | Elect | Director Luc Vandevelde | For | For | Management | |||||
3.10 | Elect | Director Philip Yea | For | For | Management | |||||
3.11 | Elect | Director Anne Lauvergeon | For | For | Management | |||||
3.12 | Elect | Director Anthony Watson | For | For | Management | |||||
4 | TO APPROVE A FINAL DIVIDEND OF 3.87P PER | For | For | Management | ||||||
ORDINARY SHARE | ||||||||||
5 | TO APPROVE THE REMUNERATION REPORT | For | For | Management | ||||||
6 | Ratify Auditors | For | For | Management | ||||||
7 | TO AUTHORISE THE AUDIT COMMITTEE TO | For | For | Management | ||||||
DETERMINE THE REMUNERATION OF THE | ||||||||||
AUDITORS | ||||||||||
8 | TO ADOPT NEW ARTICLES OF ASSOCIATION + | For | For | Management | ||||||
9 | TO AUTHORISE DONATIONS UNDER THE | For | For | Management | ||||||
POLITICAL PARTIES, ELECTIONS AND | ||||||||||
REFERENDUMS ACT 2000 | ||||||||||
10 | TO RENEW AUTHORITY TO ALLOT SHARES UNDER | For | For | Management | ||||||
ARTICLE 16.2 OF THE COMPANY S ARTICLES OF | ||||||||||
ASSOCIATION | ||||||||||
11 | TO RENEW AUTHORITY TO DISAPPLY | For | For | Management | ||||||
PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF | ||||||||||
THE COMPANY S ARTICLES OF ASSOCIATION + | ||||||||||
12 | TO AUTHORISE THE COMPANY S PURCHASE OF | For | For | Management | ||||||
ITS OWN SHARES (SECTION 166, COMPANIES | ||||||||||
ACT 1985) + |
--------------------------------------------------------------------------------
WACHOVIA CORP. | ||||||||||
Ticker: WB | Security ID: | 929903102 | ||||||||
Meeting Date: AUG 31, 2006 | Meeting Type: Special | |||||||||
Record Date: JUL 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Issue Shares in Connection with an | For | For | Management | ||||||
Acquisition | ||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
WACHOVIA CORP. | ||||||||||
Ticker: WB | Security ID: | 929903102 | ||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ernest S. Rady | For | For | Management | ||||||
1.2 | Elect Director Jerry Gitt | For | For | Management | ||||||
1.3 | Elect Director John T. Casteen, III | For | For | Management |
1.4 | Elect Director Maryellen C. Herringer | For | For | Management | ||||
1.5 | Elect Director Joseph Neubauer | For | For | Management | ||||
1.6 | Elect Director Timothy D. Proctor | For | For | Management | ||||
1.7 | Elect Director Van L. Richey | For | For | Management | ||||
1.8 | Elect Director Dona Davis Young | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Company Specific--Provide for Majority | For | For | Management | ||||
Voting | ||||||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Report of the Compensation | Against | For | Shareholder | ||||
Committee | ||||||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||
7 | Report on Political Contributions | Against | Against | Shareholder | ||||
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WAL-MART STORES, INC. | ||||||||||
Ticker: WMT | Security ID: 931142103 | |||||||||
Meeting Date: JUN 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||||||
2 | Elect Director James W. Breyer | For | For | Management | ||||||
3 | Elect Director M. Michele Burns | For | For | Management | ||||||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||
5 | Elect Director Roger C. Corbett | For | For | Management | ||||||
6 | Elect Director Douglas N. Daft | For | For | Management | ||||||
7 | Elect Director David D. Glass | For | For | Management | ||||||
8 | Elect Director Roland A. Hernandez | For | For | Management | ||||||
9 | Elect Director Allen I. Questrom | For | For | Management | ||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||||||
11 | Elect Director Jack C. Shewmaker | For | For | Management | ||||||
12 | Elect Director Jim C. Walton | For | For | Management | ||||||
13 | Elect Director S. Robson Walton | For | For | Management | ||||||
14 | Elect Director Christopher J. Williams | For | For | Management | ||||||
15 | Elect Director Linda S. Wolf | For | For | Management | ||||||
16 | Ratify Auditors | For | For | Management | ||||||
17 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
18 | Report on Healthcare Policies | Against | Against | Shareholder | ||||||
19 | Pay For Superior Performance | Against | Against | Shareholder | ||||||
20 | Report on Equity Compensation by Race and Against | Against | Shareholder | |||||||
Gender | ||||||||||
21 | Report on Pay Disparity | Against | Against | Shareholder | ||||||
22 | Prepare Business Social Responsibility | Against | Against | Shareholder | ||||||
Report | ||||||||||
23 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
24 | Report on Political Contributions | Against | Against | Shareholder | ||||||
25 | Report on Social and Reputation Impact of Against | Against | Shareholder | |||||||
Failure to Comply with ILO Conventions | ||||||||||
26 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
27 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC | ||||||||||
Ticker: WM | Security ID: 939322103 | |||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Anne V. Farrell | For | For | Management | ||||||
1.2 | Elect Director Stephen E. Frank | For | For | Management | ||||||
1.3 | Elect Director Kerry K. Killinger | For | For | Management | ||||||
1.4 | Elect Director Thomas C. Leppert | For | For | Management | ||||||
1.5 | Elect Director Charles M. Lillis | For | For | Management | ||||||
1.6 | Elect Director Phillip D. Matthews | For | For | Management | ||||||
1.7 | Elect Director Regina T. Montoya | For | For | Management | ||||||
1.8 | Elect Director Michael K. Murphy | For | For | Management | ||||||
1.9 | Elect Director Margaret Osmer Mcquade | For | For | Management | ||||||
1.10 | Elect Director Mary E. Pugh | For | For | Management | ||||||
1.11 | Elect Director William G. Reed, Jr. | For | For | Management | ||||||
1.12 | Elect Director Orin C. Smith | For | For | Management | ||||||
1.13 | Elect Director James H. Stever | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Establish SERP Policy | Against | For | Shareholder | ||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
5 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WELLPOINT INC | ||||||||||
Ticker: WLP | Security ID: 94973V107 | |||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Sheila P. Burke | For | For | Management | ||||||
1.2 | Elect Director Victor S. Liss | For | For | Management | ||||||
1.3 | Elect Director Jane G. Pisano, Ph.D. | For | For | Management | ||||||
1.4 | Elect Director George A. Schaefer, Jr. | For | For | Management | ||||||
1.5 | Elect Director Jackie M. Ward | For | For | Management | ||||||
1.6 | Elect Director John E. Zuccotti | For | For | Management | ||||||
2 | Company Specific--Approve Majority Voting For | For | Management | |||||||
for the Non- Contested Election of | ||||||||||
Directors | ||||||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY | ||
Ticker: WFC | Security ID: 949746101 | |
Meeting Date: APR 24, 2007 | Meeting Type: Annual |
Record Date: MAR 6, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John S. Chen | For | For | Management | ||||
1.2 | Elect Director Lloyd H. Dean | For | For | Management | ||||
1.3 | Elect Director Susan E. Engel | For | For | Management | ||||
1.4 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||
1.5 | Elect Director Robert L. Joss | For | For | Management | ||||
1.6 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
1.7 | Elect Director Richard D. McCormick | For | For | Management | ||||
1.8 | Elect Director Cynthia H. Milligan | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Philip J. Quigley | For | For | Management | ||||
1.11 | Elect Director Donald B. Rice | For | For | Management | ||||
1.12 | Elect Director Judith M. Runstad | For | For | Management | ||||
1.13 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.14 | Elect Director Susan G. Swenson | For | For | Management | ||||
1.15 | Elect Director John G. Stumpf | For | For | Management | ||||
1.16 | Elect Director Michael W. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
5 | Establish SERP Policy | Against | For | Shareholder | ||||
6 | Report on Racial and Ethnic Disparities | Against | Against | Shareholder | ||||
in Loan Pricing | ||||||||
7 | Report on Emission Reduction Goals | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WYETH | ||||||||||
Ticker: WYE | Security ID: 983024100 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Robert Essner | For | For | Management | ||||||
2 | Elect Director John D. Feerick | For | For | Management | ||||||
3 | Elect Director Frances D. Fergusson | For | For | Management | ||||||
4 | Elect Director Victor F. Ganzi | For | For | Management | ||||||
5 | Elect Director Robert Langer | For | For | Management | ||||||
6 | Elect Director John P. Mascotte | For | For | Management | ||||||
7 | Elect Director Raymond J. McGuire | For | For | Management | ||||||
8 | Elect Director Mary Lake Polan | For | For | Management | ||||||
9 | Elect Director Bernard Poussot | For | For | Management | ||||||
10 | Elect Director Gary L. Rogers | For | For | Management | ||||||
11 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||||
12 | Elect Director Walter V. Shipley | For | For | Management | ||||||
13 | Elect Director John R. Torell III | For | For | Management | ||||||
14 | Ratify Auditors | For | For | Management | ||||||
15 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||||
17 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||||
18 | Report on Policy to Limit Drug Supply to | Against | Against | Shareholder | ||||||
Canada |
19 | Report on Political Contributions | Against | Against | Shareholder | ||||
20 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
21 | Company-Specific - Interlocking | Against | Against | Shareholder | ||||
Directorship | ||||||||
22 | Disclose Information-Proposal Withdrawn. | Against | Abstain | Shareholder | ||||
No Vote Required | ||||||||
23 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
24 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation |
--------------------------------------------------------------------------------
XTO ENERGY INC | ||||||||||
Ticker: XTO | Security ID: | 98385X106 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Lane G. Collins | For | For | Management | ||||||
2 | Elect Director Scott G. Sherman | For | For | Management | ||||||
3 | Elect Director Bob R. Simpson | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
====================== DREYFUS PREMIER EQUITY INCOME FUND ======================
ABBOTT LABORATORIES | ||||||||||
Ticker: ABT | Security ID: 002824100 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||||
1.2 | Elect Director W.M. Daley | For | For | Management | ||||||
1.3 | Elect Director W.J. Farrell | For | For | Management | ||||||
1.4 | Elect Director H.L. Fuller | For | For | Management | ||||||
1.5 | Elect Director R.A. Gonzalez | For | For | Management | ||||||
1.6 | Elect Director D.A.L. Owen | For | For | Management | ||||||
1.7 | Elect Director B. Powell Jr. | For | For | Management | ||||||
1.8 | Elect Director W.A. Reynolds | For | For | Management | ||||||
1.9 | Elect Director R.S. Roberts | For | For | Management | ||||||
1.10 | Elect Director S.C. Scott III | For | For | Management | ||||||
1.11 | Elect Director W.D. Smithburg | For | For | Management | ||||||
1.12 | Elect Director G.F. Tilton | For | For | Management | ||||||
1.13 | Elect Director M.D. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ACCENTURE LTD BERMUDA | ||||||||||
Ticker: ACN | Security ID: G1150G111 | |||||||||
Meeting Date: FEB 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: NOBUYUKI IDEI. | ||||||||||
2 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: MARJORIE MAGNER. | ||||||||||
3 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: DENNIS F. | ||||||||||
HIGHTOWER. | ||||||||||
4 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: WILLIAM L. | ||||||||||
KIMSEY. | ||||||||||
5 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | For | Management | ||||||
THE BOARD OF DIRECTORS: ROBERT I. LIPP. | ||||||||||
6 | APPOINTMENT OF THE FOLLOWING NOMINEE TO | For | Abstain | Management | ||||||
THE BOARD OF DIRECTORS: WULF VON | ||||||||||
SCHIMMELMANN. | ||||||||||
7 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ADTRAN, INC. | ||||||||||
Ticker: ADTN | Security ID: | 00738A106 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mark C. Smith | For | For | Management | ||||||
1.2 | Elect Director Thomas R. Stanton | For | For | Management | ||||||
1.3 | Elect Director H. Fenwick Huss | For | For | Management | ||||||
1.4 | Elect Director William L. Marks | For | For | Management | ||||||
1.5 | Elect Director James E. Matthews | For | For | Management | ||||||
1.6 | Elect Director Balan Nair | For | For | Management | ||||||
1.7 | Elect Director Roy J. Nichols | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AETNA INC. | ||||||||||
Ticker: AET | Security ID: | 00817Y108 | ||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Frank M. Clark | For | For | Management | ||||||
1.2 | Elect Director Betsy Z. Cohen | For | For | Management |
1.3 | Elect Director Molly J. Coye, M.D. | For | For | Management | ||||
1.4 | Elect Director Barbara Hackman Franklin | For | For | Management | ||||
1.5 | Elect Director Jeffrey E. Garten | For | For | Management | ||||
1.6 | Elect Director Earl G. Graves, Sr. | For | For | Management | ||||
1.7 | Elect Director Gerald Greenwald | For | For | Management | ||||
1.8 | Elect Director Ellen M. Hancock | For | For | Management | ||||
1.9 | Elect Director Edward J. Ludwig | For | For | Management | ||||
1.10 | Elect Director Joseph P. Newhouse | For | For | Management | ||||
1.11 | Elect Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company Specific-Majority Vote Standard | For | For | Management | ||||
for the Election of Directors in | ||||||||
Uncontested Election | ||||||||
4 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
5 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ALLSTATE CORP., THE | ||||||||||
Ticker: ALL | Security ID: | 020002101 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||||
2 | Elect Director James G. Andress | For | For | Management | ||||||
3 | Elect Director Robert D. Beyer | For | For | Management | ||||||
4 | Elect Director W. James Farrell | For | For | Management | ||||||
5 | Elect Director Jack M. Greenberg | For | For | Management | ||||||
6 | Elect Director Ronald T. LeMay | For | For | Management | ||||||
7 | Elect Director Edward M. Liddy | For | For | Management | ||||||
8 | Elect Director J. Christopher Reyes | For | For | Management | ||||||
9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||||
10 | Elect Director Joshua I. Smith | For | For | Management | ||||||
11 | Elect Director Judith A. Sprieser | For | For | Management | ||||||
12 | Elect Director Mary Alice Taylor | For | For | Management | ||||||
13 | Elect Director Thomas J. Wilson | For | For | Management | ||||||
14 | Ratify Auditors | For | For | Management | ||||||
15 | Reduce Supermajority Vote Requirement | For | For | Management |
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER CO. | ||||||||||
Ticker: AEP | Security ID: | 025537101 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director E.R. Brooks | For | For | Management | ||||||
1.2 | Elect Director Donald M. Carlton | For | For | Management | ||||||
1.3 | Elect Director Ralph D. Crosby, Jr. | For | For | Management | ||||||
1.4 | Elect Director John P. DesBarres | For | For | Management | ||||||
1.5 | Elect Director Robert W. Fri | For | For | Management |
1.6 | Elect Director Linda A. Goodspeed | For | For | Management | ||||
1.7 | Elect Director William R. Howell | For | For | Management | ||||
1.8 | Elect Director Lester A. Hudson, Jr. | For | For | Management | ||||
1.9 | Elect Director Michael G. Morris | For | For | Management | ||||
1.10 | Elect Director Lionel L. Nowell III | For | For | Management | ||||
1.11 | Elect Director Richard L. Sandor | For | For | Management | ||||
1.12 | Elect Director Donald G. Smith | For | For | Management | ||||
1.13 | Elect Director Kathryn D. Sullivan | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ANALOG DEVICES, INC. | ||||||||||||
Ticker: ADI | Security ID: | 032654105 | ||||||||||
Meeting Date: MAR 13, 2007 | Meeting Type: Annual | |||||||||||
Record Date: JAN 12, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Jerald G. Fishman | For | For | Management | ||||||||
1.2 | Elect Director John C. Hodgson | For | For | Management | ||||||||
1.3 | Elect Director F. Grant Saviers | For | For | Management | ||||||||
1.4 | Elect Director Paul J. Severino | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Performance-Based Equity Awards | Against | For | Shareholder | ||||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||
of Directors |
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC. | ||||||||||
Ticker: AMAT | Security ID: 038222105 | |||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael H. Armacost | For | For | Management | ||||||
1.2 | Elect Director Robert H. Brust | For | For | Management | ||||||
1.3 | Elect Director Deborah A. Coleman | For | For | Management | ||||||
1.4 | Elect Director Philip V. Gerdine | For | For | Management | ||||||
1.5 | Elect Director Thomas J. Iannotti | For | For | Management | ||||||
1.6 | Elect Director Charles Y.S. Liu | For | For | Management | ||||||
1.7 | Elect Director James C. Morgan | For | For | Management | ||||||
1.8 | Elect Director Gerhard H. Parker | For | For | Management | ||||||
1.9 | Elect Director Willem P. Roelandts | For | For | Management | ||||||
1.10 | Elect Director Michael R. Splinter | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan | ||||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AT&T INC | ||||||||||
Ticker: T | Security ID: 00206R102 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William F. Aldinger III | For | For | Management | ||||||
2 | Elect Director Gilbert F. Amelio | For | For | Management | ||||||
3 | Elect Director Reuben V. Anderson | For | For | Management | ||||||
4 | Elect Director James H. Blanchard | For | For | Management | ||||||
5 | Elect Director August A. Busch III | For | For | Management | ||||||
6 | Elect Director James P. Kelly | For | For | Management | ||||||
7 | Elect Director Charles F. Knight | For | For | Management | ||||||
8 | Elect Director Jon C. Madonna | For | For | Management | ||||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||||
10 | Elect Director John B. McCoy | For | For | Management | ||||||
11 | Elect Director Mary S. Metz | For | For | Management | ||||||
12 | Elect Director Toni Rembe | For | For | Management | ||||||
13 | Elect Director Joyce M. Roche | For | For | Management | ||||||
14 | Elect Director Randall L. Stephenson | For | For | Management | ||||||
15 | Elect Director Laura D' Andrea Tyson | For | For | Management | ||||||
16 | Elect Director Patricia P. Upton | For | For | Management | ||||||
17 | Elect Director Edward E. Whitacre, Jr. | For | For | Management | ||||||
18 | Ratify Auditors | For | For | Management | ||||||
19 | Compensation Specific-Severance Payments | For | For | Management | ||||||
to Executives | ||||||||||
20 | Report on Political Contributions | Against | Against | Shareholder | ||||||
21 | Amend Articles/Bylaws/Charter - Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
22 | Pay For Superior Performance | Against | Against | Shareholder | ||||||
23 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
24 | Establish SERP Policy | Against | For | Shareholder |
--------------------------------------------------------------------------------
ATMOS ENERGY CORP. | ||||||||||
Ticker: ATO | Security ID: 049560105 | |||||||||
Meeting Date: FEB 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Robert W. Best | For | For | Management | ||||||
1.2 | Elect Director Thomas J. Garland | For | For | Management | ||||||
1.3 | Elect Director Phillip E. Nichol | For | For | Management | ||||||
1.4 | Elect Director Charles K. Vaughan | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Approve/Amend Executive Incentive Bonus | For | For | Management | ||||||
Plan |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||||||
Ticker: BAC | Security ID: | 060505104 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William Barnet, III | For | For | Management | ||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||||
3 | Elect Director John T. Collins | For | For | Management | ||||||
4 | Elect Director Gary L. Countryman | For | For | Management | ||||||
5 | Elect Director Tommy R. Franks | For | For | Management | ||||||
6 | Elect Director Charles K. Gifford | For | For | Management | ||||||
7 | Elect Director W. Steven Jones | For | For | Management | ||||||
8 | Elect Director Kenneth D. Lewis | For | For | Management | ||||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||||
10 | Elect Director Walter E. Massey | For | For | Management | ||||||
11 | Elect Director Thomas J. May | For | For | Management | ||||||
12 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||
13 | Elect Director Thomas M. Ryan | For | For | Management | ||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||||
15 | Elect Director Meredith R. Spangler | For | For | Management | ||||||
16 | Elect Director Robert L. Tillman | For | For | Management | ||||||
17 | Elect Director Jackie M. Ward | For | For | Management | ||||||
18 | Ratify Auditors | For | For | Management | ||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||
20 | Change Size of Board of Directors | Against | Against | Shareholder | ||||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BARNES & NOBLE, INC. | ||||||||||
Ticker: BKS | Security ID: | 067774109 | ||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Leonard Riggio | For | For | Management | ||||||
1.2 | Elect Director Michael J. Del Giudice | For | For | Management | ||||||
1.3 | Elect Director William Sheluck, Jr. | For | Withhold | Management | ||||||
1.4 | Elect Director Lawrence S. Zilavy | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
BCE INC. | ||||||||||
Ticker: BCE | Security ID: | 05534B760 | ||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Andre Berard | For | For | Management |
1.2 | Elect Director Ronald Alvin Brenneman | For | For | Management | ||||
1.3 | Elect Director Richard James Currie | For | For | Management | ||||
1.4 | Elect Director Anthony Smithson Fell | For | For | Management | ||||
1.5 | Elect Director Donna Soble Kaufman | For | For | Management | ||||
1.6 | Elect Director Brian Michael Levitt | For | For | Management | ||||
1.7 | Elect Director Edward C. Lumley | For | For | Management | ||||
1.8 | Elect Director Judith Maxwell | For | For | Management | ||||
1.9 | Elect Director John Hector McArthur | For | For | Management | ||||
1.10 | Elect Director Thomas Charles O'Neill | For | For | Management | ||||
1.11 | Elect Director James Allen Pattison | For | For | Management | ||||
1.12 | Elect Director Robert Charles Pozen | For | For | Management | ||||
1.13 | Elect Director Michael Jonathan Sabia | For | For | Management | ||||
1.14 | Elect Director Paul Mathias Tellier | For | For | Management | ||||
1.15 | Elect Director Victor Leyland Young | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Change Company Name to Bell Canada Inc. | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management |
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY | ||||||||||||
Ticker: BDX | Security ID: | 075887109 | ||||||||||
Meeting Date: JAN 30, 2007 | Meeting Type: Annual | |||||||||||
Record Date: DEC 6, 2006 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Claire Fraser-Liggett | For | For | Management | ||||||||
1.2 | Elect Director Henry P. Becton, Jr. | For | For | Management | ||||||||
1.3 | Elect Director Edward F. Degraan | For | For | Management | ||||||||
1.4 | Elect Director Adel A.F. Mahmoud | For | For | Management | ||||||||
1.5 | Elect Director James F. Orr | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BELL ALIANT REGIONAL COMMUNICATIONS INCOME FUND | ||||||||||
Ticker: BA.U | Security ID: | 07786J202 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 30, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Lawson Hunter as Trustee | For | For | Management | ||||||
1.2 | Elect Edward Reevey as Trustee | For | For | Management | ||||||
1.3 | Elect Louis Tanguay as Trustee | For | For | Management | ||||||
1.4 | Elect Charles White as Trustee | For | For | Management | ||||||
1.5 | Elect Victor Young as Trustee | For | For | Management | ||||||
1.6 | Elect Robert Dexter as Director | For | For | Management | ||||||
1.7 | Elect Edward Reevey as Director | For | For | Management | ||||||
1.8 | Elect Louis Tanguay as Director | For | For | Management | ||||||
1.9 | Elect Charles White as Director | For | For | Management | ||||||
1.10 | Elect Stephen Wetmore as Director | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
--------------------------------------------------------------------------------
BIOVAIL CORPORATION | ||||||||||
Ticker: BVF | Security ID: | 09067J109 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual/Special | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Eugene N. Melnyk | For | For | Management | ||||||
1.2 | Elect Director Wilfred G. Bristow | For | For | Management | ||||||
1.3 | Elect Director Laurence E. Paul | For | For | Management | ||||||
1.4 | Elect Director Sheldon Plener | For | For | Management | ||||||
1.5 | Elect Director Jamie C. Sokalsky | For | For | Management | ||||||
1.6 | Elect Director Douglas J.P. Squires | For | For | Management | ||||||
1.7 | Elect Director Michael R. Van Every | For | For | Management | ||||||
1.8 | Elect Director William M. Wells | For | For | Management | ||||||
2 | Approve Ernst & Young LLP as Auditors and For | For | Management | |||||||
Authorize Board to Fix Remuneration of | ||||||||||
Auditors | ||||||||||
3 | Amend Stock Option Plan | For | For | Management | ||||||
4 | Amend Stock Option Plan | For | For | Management |
--------------------------------------------------------------------------------
CAPITALSOURCE, INC | ||||||||||
Ticker: CSE | Security ID: | 14055X102 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Andrew B. Fremder | For | For | Management | ||||||
1.2 | Elect Director Lawrence C. Nussdrof | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
CHEVRON CORPORATION | ||||||||||
Ticker: CVX | Security ID: | 166764100 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Samuel H. Armacost | For | For | Management | ||||||
2 | Elect Director Linnet F. Deily | For | For | Management | ||||||
3 | Elect Director Robert E. Denham | For | For | Management | ||||||
4 | Elect Director Robert J. Eaton | For | For | Management | ||||||
5 | Elect Director Sam Ginn | For | For | Management | ||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Management | ||||||
7 | Elect Director Sam Nunn | For | For | Management |
8 | Elect Director David J. O'Reilly | For | For | Management | ||||
9 | Elect Director Donald B. Rice | For | For | Management | ||||
10 | Elect Director Peter J. Robertson | For | For | Management | ||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||
12 | Elect Director Charles R. Shoemate | For | For | Management | ||||
13 | Elect Director Ronald D. Sugar | For | For | Management | ||||
14 | Elect Director Carl Ware | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
17 | Adopt Human Rights Policy | Against | Against | Shareholder | ||||
18 | Adopt Greenhouse Gas Emission Reduction | Against | Against | Shareholder | ||||
Goals | ||||||||
19 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||
20 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
21 | Approve/Amend Terms of Existing Poison | Against | Against | Shareholder | ||||
Pill | ||||||||
22 | Report on Market Specific Environmental | Against | Against | Shareholder | ||||
Laws |
--------------------------------------------------------------------------------
CIGNA CORP. | ||||||||||
Ticker: CI | Security ID: | 125509109 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Robert H. Campbell | For | For | Management | ||||||
2 | Elect Director Isaiah Harris, Jr. | For | For | Management | ||||||
3 | Elect Director Jane E. Henney, M.D. | For | For | Management | ||||||
4 | Elect Director Donna F. Zarcone | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
CITIGROUP INC. | ||||||||||||
Ticker: C | Security ID: | 172967101 | ||||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||||
Record Date: FEB 21, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1 | Elect Director C. Michael Armstrong | For | For | Management | ||||||||
2 | Elect Director Alain J.P. Belda | For | For | Management | ||||||||
3 | Elect Director George David | For | For | Management | ||||||||
4 | Elect Director Kenneth T. Derr | For | For | Management | ||||||||
5 | Elect Director John M. Deutch | For | For | Management | ||||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Management | ||||||||
7 | Elect Director Klaus Kleinfeld | For | For | Management | ||||||||
8 | Elect Director Andrew N. Liveris | For | For | Management | ||||||||
9 | Elect Director Anne Mulcahy | For | For | Management | ||||||||
10 | Elect Director Richard D. Parsons | For | For | Management | ||||||||
11 | Elect Director Charles Prince | For | For | Management |
12 | Elect Director Judith Rodin | For | For | Management | ||||
13 | Elect Director Robert E. Rubin | For | For | Management | ||||
14 | Elect Director Franklin A. Thomas | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Report on Government Service of Employees Against | Against | Shareholder | |||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
19 | Approve Report of the Compensation | Against | For | Shareholder | ||||
Committee | ||||||||
20 | Report on Pay Disparity | Against | Against | Shareholder | ||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||
23 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
24 | Amend Bylaws to Permit Shareholders to | Against | For | Shareholder | ||||
Call Special Meetings |
--------------------------------------------------------------------------------
CONOCOPHILLIPS | ||||||||||
Ticker: COP | Security ID: 20825C104 | |||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||||
2 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||||
3 | Elect Director Ruth R. Harkin | For | For | Management | ||||||
4 | Elect Director William R. Rhodes | For | For | Management | ||||||
5 | Elect Director J. Stapleton Roy | For | For | Management | ||||||
6 | Elect Director William E. Wade, Jr. | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Report on Political Contributions | Against | Against | Shareholder | ||||||
9 | Report on Renewable Energy Sources | Against | Against | Shareholder | ||||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
11 | Report on Environmental Damage from | Against | Against | Shareholder | ||||||
Drilling in the National Petroleum | ||||||||||
Reserve | ||||||||||
12 | Report on Indigenous Peoples Rights | Against | Against | Shareholder | ||||||
Policies | ||||||||||
13 | Report on Community Impact of Operations | Against | Against | Shareholder |
--------------------------------------------------------------------------------
DUKE ENERGY CORP. | ||||||||||
Ticker: DUK | Security ID: | 26441C105 | ||||||||
Meeting Date: OCT 24, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 25, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Roger Agnelli | For | For | Management | ||||||
1.2 | Elect Director Paul M. Anderson | For | For | Management | ||||||
1.3 | Elect Director William Barnet, III | For | For | Management | ||||||
1.4 | Elect Director G. Alex Bernhardt, Sr. | For | For | Management |
1.5 | Elect Director Michael G. Browning | For | For | Management | ||||
1.6 | Elect Director Phillip R. Cox | For | For | Management | ||||
1.7 | Elect Director William T. Esrey | For | For | Management | ||||
1.8 | Elect Director Ann Maynard Gray | For | For | Management | ||||
1.9 | Elect Director James H. Hance, Jr. | For | For | Management | ||||
1.10 | Elect Director Dennis R. Hendrix | For | For | Management | ||||
1.11 | Elect Director Michael E.J. Phelps | For | For | Management | ||||
1.12 | Elect Director James T. Rhodes | For | For | Management | ||||
1.13 | Elect Director James E. Rogers | For | For | Management | ||||
1.14 | Elect Director Mary L. Schapiro | For | For | Management | ||||
1.15 | Elect Director Dudley S. Taft | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EQUIFAX INC. | ||||||||||
Ticker: EFX | Security ID: | 294429105 | ||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 6, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John L. Clendenin | For | For | Management | ||||||
1.2 | Elect Director A. William Dahlberg | For | For | Management | ||||||
1.3 | Elect Director Robert D. Daleo | For | For | Management | ||||||
1.4 | Elect Director L. Phillip Humann | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EXXON MOBIL CORP. | ||||||||||
Ticker: XOM | Security ID: 30231G102 | |||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Boskin | For | For | Management | ||||||
1.2 | Elect Director William W. George | For | For | Management | ||||||
1.3 | Elect Director James R. Houghton | For | For | Management | ||||||
1.4 | Elect Director William R. Howell | For | For | Management | ||||||
1.5 | Elect Director Reatha Clark King | For | For | Management | ||||||
1.6 | Elect Director Philip E. Lippincott | For | For | Management | ||||||
1.7 | Elect Director Marilyn Carlson Nelson | For | For | Management | ||||||
1.8 | Elect Director Samuel J. Palmisano | For | For | Management | ||||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||||
1.10 | Elect Director Walter V. Shipley | For | For | Management | ||||||
1.11 | Elect Director J. Stephen Simon | For | For | Management | ||||||
1.12 | Elect Director Rex W. Tillerson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||||
Special Meetings | ||||||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
6 | Initiate Payment of Cash Dividend | Against | Against | Shareholder | ||||
7 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
8 | Company-Specific- Amend Article IX of the Against | Against | Shareholder | |||||
Corporation's by-laws | ||||||||
9 | Review Executive Compensation | Against | Against | Shareholder | ||||
10 | Limit Executive Compensation | Against | Against | Shareholder | ||||
11 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
12 | Report on Political Contributions | Against | Against | Shareholder | ||||
13 | Amend Equal Employment Opportunity Policy Against | Against | Shareholder | |||||
to Prohibit Discrimination Based on | ||||||||
Sexual Orientation | ||||||||
14 | Report on Environmental Accountability | Against | Against | Shareholder | ||||
15 | Report on Emission Reduction Goals | Against | Against | Shareholder | ||||
16 | Report on Carbon Dioxide Emissions | Against | Against | Shareholder | ||||
Information at Gas Stations | ||||||||
17 | Adopt Policy to Increase Renewable Energy Against | Against | Shareholder | |||||
Portfolio |
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS, INC. | ||||||||||
Ticker: FDS | Security ID: | 303075105 | ||||||||
Meeting Date: DEC 19, 2006 | Meeting Type: Annual | |||||||||
Record Date: OCT 23, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Scott A. Billeadeau | For | For | Management | ||||||
1.2 | Elect Director Philip A. Hadley | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. | ||||||||||
Ticker: FDO | Security ID: | 307000109 | ||||||||
Meeting Date: JUN 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 25, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mark R. Bernstein | For | For | Management | ||||||
1.2 | Elect Director Sharon Allred Decker | For | For | Management | ||||||
1.3 | Elect Director Edward C. Dolby | For | For | Management | ||||||
1.4 | Elect Director Glenn A. Eisenberg | For | For | Management | ||||||
1.5 | Elect Director Howard R. Levine | For | For | Management | ||||||
1.6 | Elect Director George R. Mahoney, Jr. | For | For | Management | ||||||
1.7 | Elect Director James G. Martin | For | For | Management | ||||||
1.8 | Elect Director Dale C. Pond | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
FRONTLINE LTD. (FORMERLY LONDON & OVERSEAS FREIGHTERS)
Ticker: FRO | Security ID: G3682E127 | |||||||||
Meeting Date: DEC 1, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John Fredriksen | For | Withhold | Management | ||||||
1.2 | Elect Director Tor Olav Troim | For | Withhold | Management | ||||||
1.3 | Elect Director Frixos Savvides | For | For | Management | ||||||
1.4 | Elect Director Kate Blankenship | For | Withhold | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE | For | For | Management | ||||||
COMPANY S BYE-LAW 110 | TO CHANGE THE | |||||||||
REQUIREMENT FOR THE FORM OF, AND | ||||||||||
SIGNATORIES TO, THE SEAL OF THE COMPANY. |
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORP. | ||||||||||
Ticker: GD | Security ID: | 369550108 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Nicholas D. Chabraja | For | For | Management | ||||||
2 | Elect Director James S. Crown | For | For | Management | ||||||
3 | Elect Director William P. Fricks | For | For | Management | ||||||
4 | Elect Director Charles H. Goodman | For | For | Management | ||||||
5 | Elect Director Jay L. Johnson | For | For | Management | ||||||
6 | Elect Director George A. Joulwan | For | For | Management | ||||||
7 | Elect Director Paul G. Kaminski | For | For | Management | ||||||
8 | Elect Director John M. Keane | For | For | Management | ||||||
9 | Elect Director Deborah J. Lucas | For | For | Management | ||||||
10 | Elect Director Lester L. Lyles | For | For | Management | ||||||
11 | Elect Director Carl E. Mundy, Jr. | For | For | Management | ||||||
12 | Elect Director Robert Walmsley | For | For | Management | ||||||
13 | Ratify Auditors | For | For | Management | ||||||
14 | Pay For Superior Performance | Against | For | Shareholder | ||||||
15 | Performance-Based and/or Equity Based | Against | For | Shareholder | ||||||
Awards |
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO. | ||||||||||
Ticker: GE | Security ID: | 369604103 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||
1.2 | Elect Director William M. Castell | For | For | Management | ||||||
1.3 | Elect Director Ann M. Fudge | For | For | Management | ||||||
1.4 | Elect Director Claudio X. Gonzalez | For | For | Management |
1.5 | Elect Director Susan Hockfield | For | For | Management | ||||
1.6 | Elect Director Jerry R. Immelt | For | For | Management | ||||
1.7 | Elect Director Andrea Jung | For | For | Management | ||||
1.8 | Elect Director Alan G. Lafley | For | For | Management | ||||
1.9 | Elect Director Robert W. Lane | For | For | Management | ||||
1.10 | Elect Director Ralph S. Larsen | For | For | Management | ||||
1.11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1.12 | Elect Director Sam Nunn | For | For | Management | ||||
1.13 | Elect Director Roger S. Penske | For | For | Management | ||||
1.14 | Elect Director Robert J. Swieringa | For | For | Management | ||||
1.15 | Elect Director Douglas A. Warner III | For | For | Management | ||||
1.16 | Elect Director Robert C. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt Majority Vote Standard in Director | For | For | Management | ||||
Elections | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Company-Specific-Approve Material Terms | For | For | Management | ||||
of Senior Officer Performance Goals | ||||||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
7 | Company-Specific -- Adopt Policy on | Against | Against | Shareholder | ||||
Overboarded Directors | ||||||||
8 | Company-Specific -- One Director from the Against | Against | Shareholder | |||||
Ranks of Retirees | ||||||||
9 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
10 | Limit Dividend and Dividend Equivalent | Against | Against | Shareholder | ||||
Payments to Executives | ||||||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
12 | Report on Global Warming | Against | Against | Shareholder | ||||
13 | Adopt Ethical Criteria for Military | Against | Against | Shareholder | ||||
Contracts | ||||||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
--------------------------------------------------------------------------------
GENERAL MOTORS CORP. | ||||||||||
Ticker: GM | Security ID: 370442105 | |||||||||
Meeting Date: JUN 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Percy N. Barnevik | For | For | Management | ||||||
1.2 | Elect Director Erskine B. Bowles | For | For | Management | ||||||
1.3 | Elect Director John H. Bryan | For | For | Management | ||||||
1.4 | Elect Director Armando M. Codina | For | For | Management | ||||||
1.5 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||||
1.6 | Elect Director George M.C. Fisher | For | For | Management | ||||||
1.7 | Elect Director Karen Katen | For | For | Management | ||||||
1.8 | Elect Director Kent Kresa | For | For | Management | ||||||
1.9 | Elect Director Ellen J. Kullman | For | For | Management | ||||||
1.10 | Elect Director Philip A. Laskawy | For | For | Management | ||||||
1.11 | Elect Director Kathryn V. Marinello | For | For | Management | ||||||
1.12 | Elect Director Eckhard Pfeiffer | For | For | Management | ||||||
1.13 | Elect Director G. Richard Wagoner, Jr. | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Publish Political Contributions | Against | Against | Shareholder | ||||
6 | Limit on Directorships of Board Members | Against | Against | Shareholder | ||||
7 | Adopt Greenhouse Gas Emissions Goals | Against | Against | Shareholder | ||||
8 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
9 | Approve Terms of Existing Poison Pill | Against | Against | Shareholder | ||||
10 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||
Special Meetings | ||||||||
11 | Performance-Based and/or Time-Based | Against | Against | Shareholder | ||||
Equity Awards | ||||||||
12 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||
13 | Optimize the Size of Board | Against | Against | Shareholder | ||||
14 | Adopt Simple Majority Vote | Against | Against | Shareholder |
--------------------------------------------------------------------------------
GENUINE PARTS CO. | ||||||||||
Ticker: GPC | Security ID: 372460105 | |||||||||
Meeting Date: APR 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mary B. Bullock | For | For | Management | ||||||
1.2 | Elect Director Richard W. Courts, II | For | For | Management | ||||||
1.3 | Elect Director Jean Douville | For | For | Management | ||||||
1.4 | Elect Director Thomas C. Gallagher | For | For | Management | ||||||
1.5 | Elect Director George C. 'Jack' Guynn | For | For | Management | ||||||
1.6 | Elect Director John D. Johns | For | For | Management | ||||||
1.7 | Elect Director Michael M.E. Johns, M.D. | For | For | Management | ||||||
1.8 | Elect Director J. Hicks Lanier | For | For | Management | ||||||
1.9 | Elect Director Wendy B. Needham | For | For | Management | ||||||
1.10 | Elect Director Jerry W. Nix | For | For | Management | ||||||
1.11 | Elect Director Larry L. Prince | For | For | Management | ||||||
1.12 | Elect Director Gary W. Rollins | For | For | Management | ||||||
1.13 | Elect Director Lawrence G. Steiner | For | For | Management | ||||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE | ||||||||||
Ticker: GS | Security ID: 38141G104 | |||||||||
Meeting Date: APR 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||||
2 | Elect Director Lord Browne of Madingley | For | For | Management | ||||||
3 | Elect Director John H. Bryan | For | For | Management | ||||||
4 | Elect Director Gary D. Cohn | For | For | Management | ||||||
5 | Elect Director Claes Dahlback | For | For | Management | ||||||
6 | Elect Director Stephen Friedman | For | For | Management | ||||||
7 | Elect Director William W. George | For | For | Management |
8 | Elect Director Rajat K. Gupta | For | For | Management | ||||
9 | Elect Director James A. Johnson | For | For | Management | ||||
10 | Elect Director Lois D. Juliber | For | For | Management | ||||
11 | Elect Director Edward M. Liddy | For | For | Management | ||||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||||
13 | Elect Director Jon Winkelried | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
16 | Sustainability Report | Against | Against | Shareholder | ||||
17 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. | ||||||||||
Ticker: HOG | Security ID: | 412822108 | ||||||||
Meeting Date: APR 28, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Barry K. Allen | For | For | Management | ||||||
1.2 | Elect Director Richard I. Beattie | For | For | Management | ||||||
1.3 | Elect Director Judson C. Green | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE | ||||||||||
Ticker: HIG | Security ID: | 416515104 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ramani Ayer | For | For | Management | ||||||
1.2 | Elect Director Ramon De Oliveira | For | For | Management | ||||||
1.3 | Elect Director Trevor Fetter | For | For | Management | ||||||
1.4 | Elect Director Edward J. Kelly, III | For | For | Management | ||||||
1.5 | Elect Director Paul G. Kirk, Jr. | For | For | Management | ||||||
1.6 | Elect Director Thomas M. Marra | For | For | Management | ||||||
1.7 | Elect Director Gail J. Mcgovern | For | For | Management | ||||||
1.8 | Elect Director Michael G. Morris | For | For | Management | ||||||
1.9 | Elect Director Robert W. Selander | For | For | Management | ||||||
1.10 | Elect Director Charles B. Strauss | For | For | Management | ||||||
1.11 | Elect Director H. Patrick Swygert | For | For | Management | ||||||
1.12 | Elect Director David K. Zwiener | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HASBRO, INC. | ||||
Ticker: | HAS | Security ID: 418056107 | ||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual |
Record Date: APR 6, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||||
1.2 | Elect Director Alan R. Batkin | For | For | Management | ||||
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||
1.4 | Elect Director John M. Connors, Jr. | For | For | Management | ||||
1.5 | Elect Director Michael W.O. Garrett | For | For | Management | ||||
1.6 | Elect Director E. Gordon Gee | For | For | Management | ||||
1.7 | Elect Director Jack M. Greenberg | For | For | Management | ||||
1.8 | Elect Director Alan G. Hassenfeld | For | For | Management | ||||
1.9 | Elect Director Claudine B. Malone | For | For | Management | ||||
1.10 | Elect Director Edward M. Philip | For | For | Management | ||||
1.11 | Elect Director Paula Stern | For | For | Management | ||||
1.12 | Elect Director Alfred J. Verrecchia | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Prepare Sustainability Report | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HEWLETT-PACKARD CO. | ||||||||||
Ticker: HPQ | Security ID: 428236103 | |||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director L.T. Babbio, Jr. | For | For | Management | ||||||
2 | Elect Director S.M. Baldauf | For | For | Management | ||||||
3 | Elect Director R.A. Hackborn | For | For | Management | ||||||
4 | Elect Director J.H. Hammergren | For | For | Management | ||||||
5 | Elect Director M.V. Hurd | For | For | Management | ||||||
6 | Elect Director R.L. Ryan | For | For | Management | ||||||
7 | Elect Director L.S. Salhany | For | For | Management | ||||||
8 | Elect Director G.K.Thompson | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management | ||||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
11 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
12 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote | ||||||||||
13 | Performance-Based Equity Awards | Against | For | Shareholder |
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. | ||||||||||
Ticker: HST | Security ID: | 44107P104 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Roberts M. Baylis | For | For | Management | ||||||
2 | Elect Director Terence C. Golden | For | For | Management | ||||||
3 | Elect Director Ann M. Korologos | For | For | Management |
4 | Elect Director Richard E. Marriott | For | For | Management | ||||
5 | Elect Director Judith A. Mchale | For | For | Management | ||||
6 | Elect Director John B. Morse Jr | For | For | Management | ||||
7 | Elect Director Christopher J. Nassetta | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HUMANA INC. | ||||||||||
Ticker: HUM | Security ID: | 444859102 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director David A. Jones, Jr. | For | For | Management | ||||||
2 | Elect Director Frank A. D'Amelio | For | For | Management | ||||||
3 | Elect Director W. Roy Dunbar | For | For | Management | ||||||
4 | Elect Director Kurt J. Hilzinger | For | For | Management | ||||||
5 | Elect Director Michael B. McCallister | For | For | Management | ||||||
6 | Elect Director James J. O'Brien | For | For | Management | ||||||
7 | Elect Director W. Ann Reynolds | For | For | Management | ||||||
8 | Elect Director James O. Robbins | For | For | Management | ||||||
9 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
IMATION CORP. | ||||||||||
Ticker: IMN | Security ID: | 45245A107 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Charles A. Haggerty | For | For | Management | ||||||
1.2 | Elect Director Glen A. Taylor | For | For | Management | ||||||
1.3 | Elect Director Daryl J. White | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
INDYMAC BANCORP, INC. | ||||||||||
Ticker: NDE | Security ID: | 456607100 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael W. Perry | For | For | Management | ||||||
1.2 | Elect Director Louis E. Caldera | For | For | Management | ||||||
1.3 | Elect Director Lyle E. Gramley | For | For | Management | ||||||
1.4 | Elect Director Lyle E. Gramley | For | For | Management | ||||||
1.5 | Elect Director Patrick C. Haden | For | For | Management | ||||||
1.6 | Elect Director Terrance G. Hodel | For | For | Management |
1.7 | Elect Director Robert L. Hunt II | For | For | Management | ||||
1.8 | Elect Director Lydia H. Kennard | For | For | Management | ||||
1.9 | Elect Director Senator John Seymour | For | For | Management | ||||
1.10 | Elect Director Bruce G. Willison | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD | ||||||||||
Ticker: INFY | Security ID: 456788108 | |||||||||
Meeting Date: NOV 7, 2006 | Meeting Type: Special | |||||||||
Record Date: OCT 13, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO AUTHORIZE THE BOARD OF DIRECTORS TO | For | For | Management | ||||||
SPONSOR AN ISSUE OF AMERICAN DEPOSITARY | ||||||||||
SHARES AGAINST EXISTING EQUITY SHARES. | ||||||||||
2 | TO AUTHORIZE THE COMPANY TO ISSUE | For | For | Management | ||||||
DEPOSITARY RECEIPTS. | ||||||||||
3 | TO AUTHORIZE THE BOARD AND OFFICERS IN | For | For | Management | ||||||
CONNECTION WITH THE EARLIER RESOLUTIONS. | ||||||||||
4 | TO AUTHORIZE THE UNDERWRITERS TO | For | For | Management | ||||||
DETERMINE THE PRICE OF THE SPONSORED ADS | ||||||||||
OFFERING. | ||||||||||
5 | TO AUTHORIZE THE BOARD TO DETERMINE THE | For | For | Management | ||||||
TERMS AND CONDITIONS. | ||||||||||
6 | TO AUTHORIZE THE BOARD OF DIRECTORS TO | For | For | Management | ||||||
DELEGATE ITS POWERS. |
--------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD | ||||||||||
Ticker: INFY | Security ID: 456788108 | |||||||||
Meeting Date: JUN 22, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAY 4, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE | For | For | Management | ||||||
BALANCE SHEET AS AT MARCH 31, 2007 AND | ||||||||||
THE PROFIT AND LOSS ACCOUNT FOR THE YEAR. | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE | For | For | Management | ||||||
FINANCIAL YEAR ENDED MARCH 31, 2007. | ||||||||||
3 | TO APPOINT A DIRECTOR IN PLACE OF MR. | For | For | Management | ||||||
DEEPAK M. SATWALEKAR, WHO RETIRES BY | ||||||||||
ROTATION AND, OFFERS HIMSELF FOR | ||||||||||
RE-ELECTION. | ||||||||||
4 | TO APPOINT A DIRECTOR IN PLACE OF PROF. | For | For | Management | ||||||
MARTI G. SUBRAHMANYAM, WHO RETIRES BY | ||||||||||
ROTATION AND, OFFERS HIMSELF FOR | ||||||||||
RE-ELECTION. | ||||||||||
5 | TO APPOINT A DIRECTOR IN PLACE OF MR. S. | For | For | Management | ||||||
GOPALAKRISHNAN, WHO RETIRES BY ROTATION | ||||||||||
AND, OFFERS HIMSELF FOR RE-ELECTION. |
6 | TO APPOINT A DIRECTOR IN PLACE OF MR. | For | For | Management | ||||
S.D. SHIBULAL, WHO RETIRES BY ROTATION | ||||||||
AND, OFFERS HIMSELF FOR RE-ELECTION. | ||||||||
7 | TO APPOINT A DIRECTOR IN PLACE OF MR. | For | For | Management | ||||
T.V. MOHANDAS PAI, WHO RETIRES BY | ||||||||
ROTATION AND, OFFERS HIMSELF FOR | ||||||||
RE-ELECTION. | ||||||||
8 | Ratify Auditors | For | For | Management | ||||
9 | TO APPOINT MR. N.R. NARAYANA MURTHY AS A | For | For | Management | ||||
DIRECTOR LIABLE TO RETIRE BY ROTATION. | ||||||||
10 | TO APPROVE THE RE-APPOINTMENT OF MR. | For | For | Management | ||||
NANDAN M. NILEKANI AS A WHOLE-TIME | ||||||||
DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. | ||||||||
11 | TO APPROVE THE APPOINTMENT OF MR. S. | For | For | Management | ||||
GOPALAKRISHNAN AS THE CHIEF EXECUTIVE | ||||||||
OFFICER AND MANAGING DIRECTOR. | ||||||||
12 | TO APPROVE THE RE-APPOINTMENT OF MR. K. | For | For | Management | ||||
DINESH AS A WHOLE-TIME DIRECTOR FOR 5 | ||||||||
YEARS EFFECTIVE 5/1/2007. | ||||||||
13 | TO APPROVE THE RE-APPOINTMENT OF MR. S.D. For | For | Management | |||||
SHIBULAL AS A WHOLE- TIME DIRECTOR FOR A | ||||||||
PERIOD OF 5 YEARS EFFECTIVE 1/10/2007. | ||||||||
14 | TO APPROVE PAYMENT OF AN ANNUAL | For | For | Management | ||||
REMUNERATION BY COMMISSION OF A SUM NOT | ||||||||
EXCEEDING 1% PER ANNUM OF THE NET | ||||||||
PROFITS. |
--------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED | ||||||||||||
Ticker: | IR | Security ID: G4776G101 | ||||||||||
Meeting Date: JUN 6, 2007 | Meeting Type: Annual | |||||||||||
Record Date: | APR 9, 2007 | |||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect | Director G.D. Forsee | For | For | Management | |||||||
1.2 | Elect | Director P.C. Godsoe | For | For | Management | |||||||
1.3 | Elect | Director C.J. Horner | For | For | Management | |||||||
1.4 | Elect | Director T.E. Martin | For | For | Management | |||||||
1.5 | Elect | Director P. Nachtigal | For | For | Management | |||||||
1.6 | Elect | Director O.R. Smith | For | For | Management | |||||||
1.7 | Elect | Director R.J. Swift | For | For | Management | |||||||
2 | ADOPTION OF THE INCENTIVE STOCK PLAN OF | For | For | Management | ||||||||
2007. | ||||||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | SHAREHOLDER PROPOSAL TO REQUIRE A | Against | For | Shareholder | ||||||||
SHAREHOLDER VOTE ON AN ADVISORY | ||||||||||||
RESOLUTION WITH RESPECT TO EXECUTIVE | ||||||||||||
COMPENSATION. |
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. |
Ticker: IBM | Security ID: 459200101 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Cathleen Black | For | For | Management | ||||||
1.2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||||
1.3 | Elect Director Juergen Dormann | For | For | Management | ||||||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||||||
1.5 | Elect Director Shirley Ann Jackson | For | For | Management | ||||||
1.6 | Elect Director Minoru Makihara | For | For | Management | ||||||
1.7 | Elect Director Lucio A. Noto | For | For | Management | ||||||
1.8 | Elect Director James W. Owens | For | For | Management | ||||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||||
1.10 | Elect Director Joan E. Spero | For | For | Management | ||||||
1.11 | Elect Director Sidney Taurel | For | For | Management | ||||||
1.12 | Elect Director Lorenzo H. Zambrano | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
7 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
8 | Evaluate Age Discrimination in Retirement Against | Against | Shareholder | |||||||
Plans | ||||||||||
9 | Review Executive Compensation | Against | Against | Shareholder | ||||||
10 | Report on Outsourcing | Against | Against | Shareholder | ||||||
11 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
INTERNATIONAL PAPER CO. | ||||||||||
Ticker: IP | Security ID: 460146103 | |||||||||
Meeting Date: MAY 7, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Directors David J. Bronczek | For | For | Management | ||||||
1.2 | Elect Directors Martha F. Brooks | For | For | Management | ||||||
1.3 | Elect Directors Lynn Laverty Elsenhans | For | For | Management | ||||||
1.4 | Elect Directors John L. Townsend, III | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | For | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO) |
Ticker: | JCP | Security ID: 708160106 | ||
Meeting Date: MAY 18, 2007 | Meeting Type: Annual | |||
Record Date: | MAR 19, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Colleen C. Barrett | For | For | Management | ||||
1.2 | Elect Director M. Anthony Burns | For | For | Management | ||||
1.3 | Elect Director Maxine K. Clark | For | For | Management | ||||
1.4 | Elect Director Anne Marie Tallman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Submit Severance Agreement (Change in | Against | For | Shareholder | ||||
Control) to shareholder Vote | ||||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors |
--------------------------------------------------------------------------------
JOHNSON & JOHNSON | ||||||||||
Ticker: JNJ | Security ID: 478160104 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||||
1.3 | Elect Director Michael M.E. Johns | For | For | Management | ||||||
1.4 | Elect Director Arnold G. Langbo | For | For | Management | ||||||
1.5 | Elect Director Susan L. Lindquist | For | For | Management | ||||||
1.6 | Elect Director Leo F. Mullin | For | For | Management | ||||||
1.7 | Elect Director Christine A. Poon | For | For | Management | ||||||
1.8 | Elect Director Charles Prince | For | For | Management | ||||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||||
1.10 | Elect Director David Satcher | For | For | Management | ||||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. | ||||||||||
Ticker: JPM | Security ID: | 46625H100 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||||||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||||||
1.3 | Elect Director James S. Crown | For | For | Management | ||||||
1.4 | Elect Director James Dimon | For | For | Management | ||||||
1.5 | Elect Director Ellen V. Futter | For | For | Management | ||||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.7 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||||
1.8 | Elect Director Robert I. Lipp | For | For | Management | ||||||
1.9 | Elect Director David C. Novak | For | For | Management |
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||
Shareholder Vote | ||||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards | ||||||||
5 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
8 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
9 | Report on Political Contributions | Against | Against | Shareholder | ||||
10 | Report on Management Initiatives to | Against | Against | Shareholder | ||||
Address Links to Slavery and Human Rights | ||||||||
Abuse |
--------------------------------------------------------------------------------
KELLOGG CO. | ||||||||||
Ticker: K | Security ID: 487836108 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Management | ||||||
1.2 | Elect Director Gordon Gund | For | For | Management | ||||||
1.3 | Elect Director Dorothy A. Johnson | For | For | Management | ||||||
1.4 | Elect Director Ann McLaughlin Korologos | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Prepare a Sustainability Report | Against | Against | Shareholder | ||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
KRAFT FOODS INC | ||||||||||
Ticker: KFT | Security ID: | 50075N104 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ajay Banga | For | For | Management | ||||||
1.2 | Elect Director Jan Bennink | For | For | Management | ||||||
1.3 | Elect Director Louis C. Camilleri | For | For | Management | ||||||
1.4 | Elect Director Mark D. Ketchum | For | For | Management | ||||||
1.5 | Elect Director Richard A. Lemer | For | For | Management | ||||||
1.6 | Elect Director John C. Pope | For | For | Management | ||||||
1.7 | Elect Director Irene B. Rosenfeld | For | For | Management | ||||||
1.8 | Elect Director Mary L. Shapiro | For | For | Management | ||||||
1.9 | Elect Director Deborah C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORP. | ||||||||||
Ticker: LMT | Security ID: 539830109 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director E. C. Aldridge, Jr. | For | For | Management | ||||||
1.2 | Elect Director Nolan D. Archibald | For | For | Management | ||||||
1.3 | Elect Director Marcus C. Bennett | For | For | Management | ||||||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||||||
1.5 | Elect Director Gwendolyn S. King | For | For | Management | ||||||
1.6 | Elect Director James M. Loy | For | For | Management | ||||||
1.7 | Elect Director Douglas H. McCorkindale | For | For | Management | ||||||
1.8 | Elect Director Eugene F. Murphy | For | For | Management | ||||||
1.9 | Elect Director Joseph W. Ralston | For | For | Management | ||||||
1.10 | Elect Director Frank Savage | For | For | Management | ||||||
1.11 | Elect Director James M. Schneider | For | For | Management | ||||||
1.12 | Elect Director Anne Stevens | For | For | Management | ||||||
1.13 | Elect Director Robert J. Stevens | For | For | Management | ||||||
1.14 | Elect Director James R. Ukropina | For | For | Management | ||||||
1.15 | Elect Director Douglas C. Yearley | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Disclosure of Executive | Against | Against | Shareholder | ||||||
Compensation | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Report on Nuclear Weapons | Against | Against | Shareholder |
--------------------------------------------------------------------------------
LOEWS CORP. | ||||||||||
Ticker: LTR | Security ID: | 540424207 | ||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ann E. Berman | For | For | Management | ||||||
1.2 | Elect Director Joseph L. Bower | For | For | Management | ||||||
1.3 | Elect Director Charles M. Diker | For | For | Management | ||||||
1.4 | Elect Director Paul J. Fribourg | For | For | Management | ||||||
1.5 | Elect Director Walter L. Harris | For | For | Management | ||||||
1.6 | Elect Director Philip A. Laskawy | For | For | Management | ||||||
1.7 | Elect Director Gloria R. Scott | For | For | Management | ||||||
1.8 | Elect Director Andrew H. Tisch | For | For | Management | ||||||
1.9 | Elect Director James S. Tisch | For | For | Management | ||||||
1.10 | Elect Director Jonathan M. Tisch | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
5 | Social Proposal | Against | Against | Shareholder |
--------------------------------------------------------------------------------
LYONDELL CHEMICAL CO. | ||||||||||
Ticker: LYO | Security ID: | 552078107 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Carol A. Anderson | For | For | Management | ||||||
1.2 | Elect Director Susan K. Carter | For | For | Management | ||||||
1.3 | Elect Director Stephen I. Chazen | For | For | Management | ||||||
1.4 | Elect Director Travis Engen | For | For | Management | ||||||
1.5 | Elect Director Paul S. Halata | For | For | Management | ||||||
1.6 | Elect Director Danny W. Huff | For | For | Management | ||||||
1.7 | Elect Director David J. Lesar | For | For | Management | ||||||
1.8 | Elect Director David J.P. Meachin | For | For | Management | ||||||
1.9 | Elect Director Daniel J. Murphy | For | For | Management | ||||||
1.10 | Elect Director Dan F. Smith | For | For | Management | ||||||
1.11 | Elect Director William R. Spivey | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MARATHON OIL CORP | ||||||||||
Ticker: MRO | Security ID: | 565849106 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Charles F. Bolden, Jr. | For | For | Management | ||||||
2 | Elect Director Charles R. Lee | For | For | Management | ||||||
3 | Elect Director Dennis H. Reilley | For | For | Management | ||||||
4 | Elect Director John W. Snow | For | For | Management | ||||||
5 | Elect Director Thomas J. Usher | For | For | Management | ||||||
6 | Ratify Auditors | For | For | Management | ||||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
9 | Increase Authorized Common Stock | For | Against | Management |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | ||||||||||
Ticker: MCD | Security ID: | 580135101 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Edward A. Brennan | For | For | Management | ||||||
2 | Elect Director Walter E. Massey | For | For | Management |
3 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||
4 | Elect Director Roger W. Stone | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Label Genetically Modified Organisms | Against | Against | Shareholder | ||||
7 | Adopt and Implement ILO Based Code of | Against | Against | Shareholder | ||||
Conduct |
--------------------------------------------------------------------------------
MCG CAPITAL CORP | ||||||||||
Ticker: MCGC | Security ID: | 58047P107 | ||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Steven F. Tunney | For | For | Management | ||||||
1.2 | Elect Director Edward S. Civera | For | For | Management | ||||||
1.3 | Elect Director Kim D. Kelly | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE | ||||||||||
Ticker: MHP | Security ID: | 580645109 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Pedro Aspe | For | For | Management | ||||||
1.2 | Elect Director Robert P. Mcgraw | For | For | Management | ||||||
1.3 | Elect Director H. Ochoa-Brillembourg | For | For | Management | ||||||
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||
4 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||||||
Articles/Bylaws/Charter | ||||||||||
5 | Political Contributions/Activities | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MERCK & CO., INC. | ||||||||||
Ticker: MRK | Security ID: 589331107 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 23, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard T. Clark | For | For | Management | ||||||
1.2 | Elect Director Johnnetta B. Cole, Ph.D. | For | For | Management | ||||||
1.3 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||||
1.4 | Elect Director William N. Kelley, M.D. | For | For | Management | ||||||
1.5 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.6 | Elect Director Thomas E. Shenk, Ph.D. | For | For | Management | ||||
1.7 | Elect Director Anne M. Tatlock | For | For | Management | ||||
1.8 | Elect Director Samuel O. Thier, M.D. | For | For | Management | ||||
1.9 | Elect Director Wendell P. Weeks | For | For | Management | ||||
1.10 | Elect Director Peter C. Wendell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Establish Range For Board Size | For | For | Management | ||||
6 | Replace Cumulative Voting to Majority | For | For | Management | ||||
Vote Standard for the Election of | ||||||||
Directors | ||||||||
7 | Publish Political Contributions | Against | Against | Shareholder | ||||
8 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation |
--------------------------------------------------------------------------------
METLIFE, INC | ||||||||||
Ticker: MET | Security ID: | 59156R108 | ||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Burton A. Dole, Jr. | For | For | Management | ||||||
1.2 | Elect Director R. Glenn Hubbard | For | For | Management | ||||||
1.3 | Elect Director James M. Kilts | For | For | Management | ||||||
1.4 | Elect Director Charles M. Leighton | For | For | Management | ||||||
1.5 | Elect Director David Satcher | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||||||
Ticker: MSFT | Security ID: 594918104 | |||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William H. Gates, III | For | For | Management | ||||||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||||||
3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management | ||||||
4 | Elect Director Dina Dublon | For | For | Management | ||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||
6 | Elect Director David F. Marquardt | For | For | Management | ||||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||||
8 | Elect Director Helmut Panke | For | For | Management | ||||||
9 | Elect Director Jon A. Shirley | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Cease Product Sales that Can Be Used to | Against | Against | Shareholder | ||||||
Violate Human Rights | ||||||||||
12 | Amend EEO Statement to Not Reference | Against | Against | Shareholder | ||||||
Sexual Orientation |
13 | Establish Shareholder Advisory Committee | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MITTAL STEEL COMPANY NV (FRMELY ISPAT INTERNATIONAL NV) | ||||||||
Ticker: MT | Security ID: 60684P101 | |||||||
Meeting Date: OCT 30, 2006 | Meeting Type: Special | |||||||
Record Date: SEP 29, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | TO APPOINT MR. L.N. MITTAL AND MRS. V.M. For | For | Management | |||||
BHATIA AS DIRECTORS | A AND MESSRS. L.B. | |||||||
KADEN, W.L. ROSS, JR., N. VAGHUL, F.H. | ||||||||
PINAULT, J. KINSCH, J.R.A. RENDUELES, | ||||||||
S.S.D. FREITAS, G. SCHMIT, E. PACHURA, | ||||||||
M.A. MARTI, M.F. LOPEZ, J.P. HANSEN, J.O. | ||||||||
CASTEGNARO, A. |
--------------------------------------------------------------------------------
MOODY'S CORPORATION | ||||||||||
Ticker: MCO | Security ID: 615369105 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||||||
1.2 | Elect Director Raymond W. McDaniel, Jr. | For | For | Management | ||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
MOTOROLA, INC. | ||||||||||
Ticker: MOT | Security ID: | 620076109 | ||||||||
Meeting Date: MAY 7, 2007 | Meeting Type: Proxy Contest | |||||||||
Record Date: MAR 8, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director E. Zander | For | Did Not | Management | ||||||
Vote | ||||||||||
1.2 | Elect Director D. Dorman | For | Did Not | Management | ||||||
Vote | ||||||||||
1.3 | Elect Director J. Lewent | For | Did Not | Management | ||||||
Vote | ||||||||||
1.4 | Elect Director T. Meredith | For | Did Not | Management | ||||||
Vote | ||||||||||
1.5 | Elect Director N. Negroponte | For | Did Not | Management | ||||||
Vote | ||||||||||
1.6 | Elect Director S. Scott, III | For | Did Not | Management |
Vote | ||||||||
1.7 | Elect Director R. Sommer | For | Did Not | Management | ||||
Vote | ||||||||
1.8 | Elect Director J. Stengel | For | Did Not | Management | ||||
Vote | ||||||||
1.9 | Elect Director D. Warner, III | For | Did Not | Management | ||||
Vote | ||||||||
1.10 | Elect Director J. White | For | Did Not | Management | ||||
Vote | ||||||||
1.11 | Elect Director M. White | For | Did Not | Management | ||||
Vote | ||||||||
2 | Amend Qualified Employee Stock Purchase | For | Did Not | Management | ||||
Plan | Vote | |||||||
3 | Advisory Vote to Ratify Named Executive | Against | Did Not | Shareholder | ||||
Officers' Compensation | Vote | |||||||
4 | Claw-back of Payments under Restatements | Against | Did Not | Shareholder | ||||
Vote | ||||||||
1.1 | Elect Director Carl C. Icahn | For | For | Management | ||||
1.2 | Elect Director E. Zander | For | For | Management | ||||
1.3 | Elect Director D. Dorman | For | For | Management | ||||
1.4 | Elect Director J. Lewent | For | For | Management | ||||
1.5 | Elect Director T. Meredith | For | For | Management | ||||
1.6 | Elect Director N. Negroponte | For | For | Management | ||||
1.7 | Elect Director S. Scott, III | For | For | Management | ||||
1.8 | Elect Director R. Sommer | For | For | Management | ||||
1.9 | Elect Director J. Stengel | For | For | Management | ||||
1.10 | Elect Director D. Warner, III | For | For | Management | ||||
1.11 | Elect Director M. White | For | For | Management | ||||
2 | Amend Qualified Employee Stock Purchase | None | For | Management | ||||
Plan | ||||||||
3 | Advisory Vote to Ratify Named Executive | For | For | Shareholder | ||||
Officers' Compensation | ||||||||
4 | Claw-back of Payments under Restatements | None | For | Shareholder |
--------------------------------------------------------------------------------
NIKE, INC. | ||||||||||
Ticker: NKE | Security ID: | 654106103 | ||||||||
Meeting Date: SEP 18, 2006 | Meeting Type: Annual | |||||||||
Record Date: JUL 25, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||||||
1.2 | Elect Director Alan B. Graf, Jr. | For | For | Management | ||||||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||||
2 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NOKIA CORP. | ||||
Ticker: | NOK | Security ID: 654902204 | ||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual |
Record Date: MAR 1, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and | For | For | Management | ||||
Statutory Reports, Including Auditors' | ||||||||
Report; Accept Financial Statements and | ||||||||
Statutory Reports | ||||||||
2 | Approve Allocation of Income and | For | For | Management | ||||
Dividends of EUR 0.43 Per Share | ||||||||
3 | Approve Discharge of Board and President | For | For | Management | ||||
4 | Amend Articles to Comply with New Finnish For | For | Management | |||||
Companies Act | ||||||||
5 | Approve Remuneration of Directors | For | For | Management | ||||
6 | Fix Number of Directors at 11 | For | For | Management | ||||
7.1 | Elect Director Georg Ehrnrooth | For | For | Management | ||||
7.2 | Elect Director Daniel R. Hesse | For | For | Management | ||||
7.3 | Elect Director Bengt Holmstrom | For | For | Management | ||||
7.4 | Elect Director Per Karlsson | For | For | Management | ||||
7.5 | Elect Director Jorma Ollila | For | For | Management | ||||
7.6 | Elect Director Marjorie Scardino | For | For | Management | ||||
7.7 | Elect Director Keijo Suila | For | For | Management | ||||
7.8 | Elect Director Vesa Vainio | For | For | Management | ||||
7.9 | Elect Director Lalita D. Gupte | For | For | Management | ||||
7.10 | Elect Director Henning Kagermann | For | For | Management | ||||
7.11 | Elect Director Olli-Pekka Kallasvuo | For | For | Management | ||||
8 | Approve Remuneration of Auditors | For | For | Management | ||||
9 | Reelect PricewaterhouseCoopers Oy as | For | For | Management | ||||
Auditor | ||||||||
10 | Approve Stock Option Plan for Key | For | For | Management | ||||
Employees; Approve Creation of Pool of | ||||||||
Conditional Capital to Guarantee | ||||||||
Conversion Rights | ||||||||
11 | Approve Minimum EUR 2.3 Billion Reduction For | For | Management | |||||
in Share Premium Account | ||||||||
12 | Amend 2001, 2003, and 2005 Stock Option | For | For | Management | ||||
Plans Re: Record Subscription Prices in | ||||||||
Invested Non-restricted Equity Fund | ||||||||
13 | Approve Creation of Pool of Capital | For | For | Management | ||||
without Preemptive Rights Consisting of | ||||||||
up to 800 Million Shares | ||||||||
14 | Authorize Repurchase of up to 10 Percent | For | For | Management | ||||
of Issued Share Capital | ||||||||
15 | Mark The Box If you wish to Instruct | None | Abstain | Management | ||||
Nokia S Legal Counsels To Vote In their | ||||||||
Discretion On Your behalf Only Upon Item | ||||||||
15 *NOTE* Voting Options For Props 5-6, | ||||||||
8-9 are FOR or ABSTAIN |
--------------------------------------------------------------------------------
NORDSTROM, INC. | ||
Ticker: JWN | Security ID: 655664100 | |
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |
Record Date: MAR 14, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
1.2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
1.4 | Elect Director Robert G. Miller | For | For | Management | ||||
1.5 | Elect Director Blake W. Nordstrom | For | For | Management | ||||
1.6 | Elect Director Erik B. Nordstrom | For | For | Management | ||||
1.7 | Elect Director Peter E. Nordstrom | For | For | Management | ||||
1.8 | Elect Director Philip G. Satre | For | For | Management | ||||
1.9 | Elect Director Alison A. Winter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP. | ||||||||||
Ticker: NSC | Security ID: | 655844108 | ||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Alston D. Correll | For | For | Management | ||||||
1.2 | Elect Director Landon Hilliard | For | For | Management | ||||||
1.3 | Elect Director Burton M. Joyce | For | For | Management | ||||||
1.4 | Elect Director Jane Margaret O' Brien | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NUCOR CORP. | ||||||||||
Ticker: NUE | Security ID: 670346105 | |||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Daniel R. DiMicco | For | For | Management | ||||||
1.2 | Elect Director James D. Hlavacek | For | For | Management | ||||||
1.3 | Elect Director Raymond J. Milchovich | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
OGE ENERGY CORP. | ||||||||||
Ticker: OGE | Security ID: | 670837103 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Luke R. Corbett | For | For | Management | ||||||
1.2 | Elect Director Peter B. Delaney | For | For | Management |
1.3 | Elect Director Robert Kelley | For | For | Management | ||||
1.4 | Elect Director J.D. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ORACLE CORP. | ||||||||||
Ticker: ORCL | Security ID: 68389X105 | |||||||||
Meeting Date: OCT 9, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jeffrey O. Henley | For | For | Management | ||||||
1.2 | Elect Director Lawrence J. Ellison | For | For | Management | ||||||
1.3 | Elect Director Donald L. Lucas | For | For | Management | ||||||
1.4 | Elect Director Michael J. Boskin | For | For | Management | ||||||
1.5 | Elect Director Jack F. Kemp | For | Withhold | Management | ||||||
1.6 | Elect Director Jeffrey S. Berg | For | For | Management | ||||||
1.7 | Elect Director Safra A. Catz | For | For | Management | ||||||
1.8 | Elect Director Hector Garcia-Molina | For | For | Management | ||||||
1.9 | Elect Director H. Raymond Bingham | For | For | Management | ||||||
1.10 | Elect Director Charles E Phillips, Jr. | For | For | Management | ||||||
1.11 | Elect Director Naomi O. Seligman | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Amend Non-Employee Director Omnibus Stock For | For | Management | |||||||
Plan |
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC. | ||||||||||
Ticker: OSG | Security ID: | 690368105 | ||||||||
Meeting Date: JUN 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Morten Arntzen | For | For | Management | ||||||
1.2 | Elect Director Oudi Recanati | For | For | Management | ||||||
1.3 | Elect Director G. Allen Andreas III | For | For | Management | ||||||
1.4 | Elect Director Alan R. Batkin | For | For | Management | ||||||
1.5 | Elect Director Thomas B. Coleman | For | For | Management | ||||||
1.6 | Elect Director Charles A. Fribourg | For | For | Management | ||||||
1.7 | Elect Director Stanley Komaroff | For | For | Management | ||||||
1.8 | Elect Director Solomon N. Merkin | For | For | Management | ||||||
1.9 | Elect Director Joel I. Picket | For | For | Management | ||||||
1.10 | Elect Director Ariel Recanati | For | For | Management | ||||||
1.11 | Elect Director Thomas F. Robards | For | For | Management | ||||||
1.12 | Elect Director Jean-Paul Vettier | For | For | Management | ||||||
1.13 | Elect Director Michael J. Zimmerman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PEOPLES BANK | ||||||||||
Ticker: PBCT | Security ID: | 710198102 | ||||||||
Meeting Date: APR 5, 2007 | Meeting Type: Special | |||||||||
Record Date: FEB 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Reorganization Plan | For | For | Management | ||||||
2 | Establishment and Funding of the People's For | For | Management | |||||||
Community Foundation |
--------------------------------------------------------------------------------
PEPSICO, INC. | ||||||||||
Ticker: PEP | Security ID: 713448108 | |||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Dina Dublon | For | For | Management | ||||||
2 | Elect Director Victor J. Dzau, M.D. | For | For | Management | ||||||
3 | Elect Director Ray L. Hunt | For | For | Management | ||||||
4 | Elect Director Alberto Ibarguen | For | For | Management | ||||||
5 | Elect Director Arthur C. Martinez | For | For | Management | ||||||
6 | Elect Director Indra K. Nooyi | For | For | Management | ||||||
7 | Elect Director Sharon Percy Rockefeller | For | For | Management | ||||||
8 | Elect Director James J. Schiro | For | For | Management | ||||||
9 | Elect Director Daniel Vasella | For | For | Management | ||||||
10 | Elect Director Michael D. White | For | For | Management | ||||||
11 | Ratify Auditors | For | For | Management | ||||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||||
13 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PFIZER INC. | ||||||||||
Ticker: PFE | Security ID: | 717081103 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||||
1.2 | Elect Director Michael S. Brown | For | For | Management | ||||||
1.3 | Elect Director M. Anthony Burns | For | For | Management | ||||||
1.4 | Elect Director Robert N. Burt | For | For | Management | ||||||
1.5 | Elect Director W. Don Cornwell | For | For | Management | ||||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||||
1.7 | Elect Director Constance J. Horner | For | For | Management | ||||||
1.8 | Elect Director William R. Howell | For | For | Management | ||||||
1.9 | Elect Director Jeffrey B. Kindler | For | For | Management | ||||||
1.10 | Elect Director George A. Lorch | For | For | Management | ||||||
1.11 | Elect Director Dana G. Mead | For | For | Management |
1.12 | Elect Director William C. Steere, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Report on Animal Testing Policies | Against | Against | Shareholder | ||||
5 | Amend Animal Welfare Policy | Against | Against | Shareholder | ||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PG&E CORP. | ||||||||||
Ticker: PCG | Security ID: 69331C108 | |||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David R. Andrews | For | For | Management | ||||||
1.2 | Elect Director Leslie S. Biller | For | For | Management | ||||||
1.3 | Elect Director David A. Coulter | For | For | Management | ||||||
1.4 | Elect Director C. Lee Cox | For | For | Management | ||||||
1.5 | Elect Director Peter A. Darbee | For | For | Management | ||||||
1.6 | Elect Director Maryellen C. Herringer | For | For | Management | ||||||
1.7 | Elect Director Richard A. Meserve | For | For | Management | ||||||
1.8 | Elect Director Mary S. Metz | For | For | Management | ||||||
1.9 | Elect Director Barbara L. Rambo | For | For | Management | ||||||
1.10 | Elect irector Barry Lawson Williams | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Performance-Based and/or Time-Based | Against | Against | Shareholder | ||||||
Equity Awards | ||||||||||
4 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PHELPS DODGE CORP. | ||||||||||
Ticker: PD | Security ID: | 717265102 | ||||||||
Meeting Date: MAR 14, 2007 | Meeting Type: Special | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORP. | ||||||||||
Ticker: PNW | Security ID: | 723484101 | ||||||||
Meeting Date: MAY 23, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Declassify the Board of Directors | For | For | Management | ||||||
2.1 | Elect Director Roy A. Herberger, Jr. | For | For | Management |
2.2 | Elect Director Humberto S. Lopez | For | For | Management | ||||
2.3 | Elect Director Kathryn L. Munro | For | For | Management | ||||
2.4 | Elect Director William L. Stewart | For | For | Management | ||||
2.5 | Elect Director Edward N. Basha, Jr. | For | For | Management | ||||
2.6 | Elect Director Jack E. Davis | For | For | Management | ||||
2.7 | Elect Director Michael L. Gallagher | For | For | Management | ||||
2.8 | Elect Director Pamela Grant | For | For | Management | ||||
2.9 | Elect Director William S. Jamieson, Jr. | For | For | Management | ||||
2.10 | Elect Director Bruce J. Nordstrom | For | For | Management | ||||
2.11 | Elect Director William J. Post | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PITNEY BOWES INC. | ||||||||||||
Ticker: PBI | Security ID: | 724479100 | ||||||||||
Meeting Date: MAY 14, 2007 | Meeting Type: Annual | |||||||||||
Record Date: MAR 9, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Linda G. Alvarado | For | For | Management | ||||||||
1.2 | Elect Director Ernie Green | For | For | Management | ||||||||
1.3 | Elect Director John S. McFarlane | For | For | Management | ||||||||
1.4 | Elect Director Eduardo R. Menasce | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Require Majority Vote to Elect Directors | For | For | Management | ||||||||
in an Uncontested Election |
--------------------------------------------------------------------------------
PUGET ENERGY, INC. | ||||||||||
Ticker: PSD | Security ID: 745310102 | |||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Phyllis J. Campbell | For | For | Management | ||||||
1.2 | Elect Director Stephen E. Frank | For | For | Management | ||||||
1.3 | Elect Director Kenneth P. Mortimer | For | For | Management | ||||||
1.4 | Elect Director Stephen P. Reynolds | For | For | Management | ||||||
1.5 | Elect Director George W. Watson | For | For | Management | ||||||
2 | Company Specific--Adopt Majority Voting | For | For | Management | ||||||
Standards in Uncontested Election of | ||||||||||
Directors | ||||||||||
3 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||||
Plan | ||||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUALCOMM INC. | ||||||||||
Ticker: QCOM | Security ID: | 747525103 | ||||||||
Meeting Date: MAR 13, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||||
1.2 | Elect Director Raymond V. Dittamore | For | For | Management | ||||||
1.3 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||||
1.4 | Elect Director Sherry Lansing | For | For | Management | ||||||
1.5 | Elect Director Peter M. Sacerdote | For | For | Management | ||||||
1.6 | Elect Director Marc I. Stern | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS, INCORPORATED | ||||||||||||
Ticker: DGX | Security ID: | 74834L100 | ||||||||||
Meeting Date: MAY 8, 2007 | Meeting Type: Annual | |||||||||||
Record Date: MAR 12, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director John C. Baldwin, M.D. | For | For | Management | ||||||||
1.2 | Elect Director Surya N. Mohapatra, Ph.D. | For | For | Management | ||||||||
1.3 | Elect Director Gary M. Pfeiffer | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
RAYTHEON CO. | ||||||||||
Ticker: RTN | Security ID: 755111507 | |||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 8, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Barbara M. Barrett | For | For | Management | ||||||
2 | Elect Director Vernon E. Clark | For | For | Management | ||||||
3 | Elect Director John M. Deutch | For | For | Management | ||||||
4 | Elect Director Frederic M. Poses | For | For | Management | ||||||
5 | Elect Director Michael C. Ruettgers | For | For | Management | ||||||
6 | Elect Director Ronald L. Skates | For | For | Management | ||||||
7 | Elect Director William R. Spivey | For | For | Management | ||||||
8 | Elect Director Linda G. Stuntz | For | For | Management | ||||||
9 | Elect Director William H. Swanson | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
12 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
13 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote |
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORP. | ||||||||||
Ticker: RF | Security ID: | 7591EP100 | ||||||||
Meeting Date: APR 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Samuel W. Bartholomew, Jr. For | For | Management | |||||||
2 | Elect Director Susan W. Matlock | For | For | Management | ||||||
3 | Elect Director Jackson W. Moore | For | For | Management | ||||||
4 | Elect Director Allen B. Morgan, Jr. | For | For | Management | ||||||
5 | Elect Director John R. Roberts | For | For | Management | ||||||
6 | Elect Director Lee J. Styslinger, III | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Declassify the Board of Directors | For | For | Management |
--------------------------------------------------------------------------------
REYNOLDS AMERICAN INC | ||||||||||
Ticker: RAI | Security ID: | 761713106 | ||||||||
Meeting Date: MAY 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 14, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Martin D. Feinstein | For | For | Management | ||||||
1.2 | Elect Director Susan M. Ivey | For | For | Management | ||||||
1.3 | Elect Director Neil R. Withington | For | For | Management | ||||||
1.4 | Elect Director John T. Chain, Jr. | For | For | Management | ||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
SEMPRA ENERGY | ||||||||||
Ticker: SRE | Security ID: 816851109 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Wilford D. Godbold, Jr. | For | For | Management | ||||||
1.2 | Elect Director Richard G. Newman | For | For | Management | ||||||
1.3 | Elect Director Neal E. Schmale | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||||||
Articles/Bylaws/Charter | ||||||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
5 | Establish SERP Policy | Against | For | Shareholder |
--------------------------------------------------------------------------------
SERVICEMASTER COMPANY, THE | ||||||||||
Ticker: SVM | Security ID: | 81760N109 | ||||||||
Meeting Date: JUN 28, 2007 | Meeting Type: Special | |||||||||
Record Date: MAY 22, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED | ||||||||||
Ticker: SNA | Security ID: | 833034101 | ||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John F. Fiedler | For | For | Management | ||||||
1.2 | Elect Director W. Dudley Lehman | For | For | Management | ||||||
1.3 | Elect Director Edward H. Rensi | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
STAPLES, INC. | ||||||||||
Ticker: SPLS | Security ID: 855030102 | |||||||||
Meeting Date: JUN 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 17, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||||||
1.2 | Elect Director Arthur M. Blank | For | Withhold | Management | ||||||
1.3 | Elect Director Mary Elizabeth Burton | For | For | Management | ||||||
1.4 | Elect Director Gary L. Crittenden | For | For | Management | ||||||
1.5 | Elect Director Rowland T. Moriarty | For | For | Management | ||||||
1.6 | Elect Director Robert C. Nakasone | For | For | Management | ||||||
1.7 | Elect Director Ronald L. Sargent | For | For | Management | ||||||
1.8 | Elect Director Martin Trust | For | For | Management | ||||||
1.9 | Elect Director Vijay Vishwanath | For | For | Management | ||||||
1.10 | Elect Director Paul F. Walsh | For | For | Management | ||||||
2 | Company Specific- Majority Vote for the | For | For | Management | ||||||
Uncontested Election of Directors | ||||||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Company Specific- Adopt Simple Majority | Against | For | Shareholder | ||||||
Vote |
--------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON) | ||||
Ticker: STT | Security ID: | 857477103 |
Meeting Date: APR 18, 2007 Meeting Type: Annual | ||||||||
Record Date: FEB 23, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director T. Albright | For | For | Management | ||||
1.2 | Elect Director K. Burnes | For | For | Management | ||||
1.3 | Elect Director P. Coym | For | For | Management | ||||
1.4 | Elect Director N. Darehshori | For | For | Management | ||||
1.5 | Elect Director A. Fawcett | For | For | Management | ||||
1.6 | Elect Director A. Goldstein | For | For | Management | ||||
1.7 | Elect Director D. Gruber | For | For | Management | ||||
1.8 | Elect Director L. Hill | For | For | Management | ||||
1.9 | Elect Director C. LaMantia | For | For | Management | ||||
1.10 | Elect Director R. Logue | For | For | Management | ||||
1.11 | Elect Director M. Miskovic | For | For | Management | ||||
1.12 | Elect Director R. Sergel | For | For | Management | ||||
1.13 | Elect Director R. Skates | For | For | Management | ||||
1.14 | Elect Director G. Summe | For | For | Management | ||||
1.15 | Elect Director D. Walsh | For | For | Management | ||||
1.16 | Elect Director R. Weissman | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INC. | ||||||||||
Ticker: TXN | Security ID: | 882508104 | ||||||||
Meeting Date: APR 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James R. Adams | For | For | Management | ||||||
2 | Elect Director David L. Boren | For | For | Management | ||||||
3 | Elect Director Daniel A. Carp | For | For | Management | ||||||
4 | Elect Director Carrie S. Cox | For | For | Management | ||||||
5 | Elect Director Thomas J. Engibous | For | For | Management | ||||||
6 | Elect Director David R. Goode | For | For | Management | ||||||
7 | Elect Director Pamela H. Patsley | For | For | Management | ||||||
8 | Elect Director Wayne R. Sanders | For | For | Management | ||||||
9 | Elect Director Ruth J. Simmons | For | For | Management | ||||||
10 | Elect Director Richard K. Templeton | For | For | Management | ||||||
11 | Elect Director Christine Todd Whitman | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
UGI CORP. | ||||||||||
Ticker: UGI | Security ID: | 902681105 | ||||||||
Meeting Date: FEB 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: DEC 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director J.W. Stratton | For | For | Management |
1.2 | Elect Director S.D. Ban | For | For | Management | ||||
1.3 | Elect Director R.C. Gozon | For | For | Management | ||||
1.4 | Elect Director L.R. Greenberg | For | For | Management | ||||
1.5 | Elect Director M.O. Schlanger | For | For | Management | ||||
1.6 | Elect Director A. Pol | For | For | Management | ||||
1.7 | Elect Director E.E. Jones | For | For | Management | ||||
1.8 | Elect Director J.L. Walsh | For | For | Management | ||||
1.9 | Elect Director R.B. Vincent | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED | ||||||||||
Ticker: UNH | Security ID: 91324P102 | |||||||||
Meeting Date: MAY 29, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||||
1.2 | Elect Director Richard T. Burke | For | For | Management | ||||||
1.3 | Elect Director Stephen J. Hemsley | For | For | Management | ||||||
1.4 | Elect Director Robert J. Darretta | For | For | Management | ||||||
2 | Company Specific--Majority Vote for the | For | For | Management | ||||||
Election of Directors | ||||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Reduce Supermajority Vote Requirement for For | For | Management | |||||||
Removal of Directors | ||||||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
6 | Amend Articles-Make Stylistic, Clarifying For | For | Management | |||||||
and Conforming Changes | ||||||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards | ||||||||||
9 | Establish SERP Policy | Against | Against | Shareholder | ||||||
10 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
11 | Equal Access to the Proxy for Purpose of | Against | Against | Shareholder | ||||||
Electing a Director |
--------------------------------------------------------------------------------
UNITRIN, INC. | ||||||||||
Ticker: UTR | Security ID: | 913275103 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James E. Annable | For | For | Management | ||||||
1.2 | Elect Director Eric J. Draut | For | For | Management | ||||||
1.3 | Elect Director Donald V. Fites | For | For | Management | ||||||
1.4 | Elect Director Douglas G. Geoga | For | For | Management | ||||||
1.5 | Elect Director Reuben L. Hedlund | For | For | Management |
1.6 | Elect Director Jerrold V. Jerome | For | For | Management | ||||
1.7 | Elect Director William E. Johnston Jr. | For | For | Management | ||||
1.8 | Elect Director Wayne Kauth | For | For | Management | ||||
1.9 | Elect Director Fayez S. Sarofim | For | For | Management | ||||
1.10 | Elect Director Donald G. Southwell | For | For | Management | ||||
1.11 | Elect Director Richard C. Vie | For | For | Management | ||||
1.12 | Elect Director Ann E. Ziegler | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
VALERO ENERGY CORP. | ||||||||||
Ticker: VLO | Security ID: 91913Y100 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ruben M. Escobedo | For | For | Management | ||||||
1.2 | Elect Director Bob Marbut | For | For | Management | ||||||
1.3 | Elect Director Robert A. Profusek | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Establish SERP Policy | Against | For | Shareholder |
--------------------------------------------------------------------------------
VENTAS, INC. | ||||||||||
Ticker: VTR | Security ID: | 92276F100 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Debra A. Cafaro | For | For | Management | ||||||
1.2 | Elect Director Douglas Crocker, II | For | For | Management | ||||||
1.3 | Elect Director Jay M. Gellert | For | For | Management | ||||||
1.4 | Elect Director Ronald G. Geary | For | For | Management | ||||||
1.5 | Elect Director Christopher T. Hannon | For | For | Management | ||||||
1.6 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||||
1.7 | Elect Director Thomas C. Theobald | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||
4 | Amend Stock Ownership Limitations | For | Against | Management |
--------------------------------------------------------------------------------
WACHOVIA CORP. | ||||
Ticker: | WB | Security ID: 929903102 | ||
Meeting Date: AUG 31, 2006 | Meeting Type: Special |
Record Date: JUL 11, 2006 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with an | For | For | Management | ||||
Acquisition | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
WACHOVIA CORP. | ||||||||||
Ticker: WB | Security ID: 929903102 | |||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Ernest S. Rady | For | For | Management | ||||||
1.2 | Elect Director Jerry Gitt | For | For | Management | ||||||
1.3 | Elect Director John T. Casteen, III | For | For | Management | ||||||
1.4 | Elect Director Maryellen C. Herringer | For | For | Management | ||||||
1.5 | Elect Director Joseph Neubauer | For | For | Management | ||||||
1.6 | Elect Director Timothy D. Proctor | For | For | Management | ||||||
1.7 | Elect Director Van L. Richey | For | For | Management | ||||||
1.8 | Elect Director Dona Davis Young | For | For | Management | ||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||
3 | Company Specific--Provide for Majority | For | For | Management | ||||||
Voting | ||||||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Approve Report of the Compensation | Against | For | Shareholder | ||||||
Committee | ||||||||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
7 | Report on Political Contributions | Against | Against | Shareholder | ||||||
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC | ||||||||||
Ticker: WM | Security ID: | 939322103 | ||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Anne V. Farrell | For | For | Management | ||||||
1.2 | Elect Director Stephen E. Frank | For | For | Management | ||||||
1.3 | Elect Director Kerry K. Killinger | For | For | Management | ||||||
1.4 | Elect Director Thomas C. Leppert | For | For | Management | ||||||
1.5 | Elect Director Charles M. Lillis | For | For | Management | ||||||
1.6 | Elect Director Phillip D. Matthews | For | For | Management | ||||||
1.7 | Elect Director Regina T. Montoya | For | For | Management | ||||||
1.8 | Elect Director Michael K. Murphy | For | For | Management | ||||||
1.9 | Elect Director Margaret Osmer Mcquade | For | For | Management | ||||||
1.10 | Elect Director Mary E. Pugh | For | For | Management | ||||||
1.11 | Elect Director William G. Reed, Jr. | For | For | Management | ||||||
1.12 | Elect Director Orin C. Smith | For | For | Management |
1.13 | Elect Director James H. Stever | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Establish SERP Policy | Against | For | Shareholder | ||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
5 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WHITNEY HOLDING CORP. | ||||||||||
Ticker: WTNY | Security ID: 966612103 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Richard B. Crowell | For | For | Management | ||||||
1.2 | Elect Director Michael L. Lomax | For | For | Management | ||||||
1.3 | Elect Director Dean E. Taylor | For | For | Management | ||||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WINDSTREAM CORP. | ||||||||||
Ticker: WIN | Security ID: 97381W104 | |||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Samuel E. Beall, III | For | For | Management | ||||||
1.2 | Elect Director Dennis E. Foster | For | For | Management | ||||||
1.3 | Elect Director Francis X. Frantz | For | For | Management | ||||||
1.4 | Elect Director Jeffery R. Gardner | For | For | Management | ||||||
1.5 | Elect Director Jeffrey T. Hinson | For | For | Management | ||||||
1.6 | Elect Director Judy K. Jones | For | For | Management | ||||||
1.7 | Elect Director William A. Montgomery | For | For | Management | ||||||
1.8 | Elect Director Frank E. Reed | For | For | Management | ||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Stock Retention/Holding Period | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. | ||||||||||
Ticker: WWW | Security ID: | 978097103 | ||||||||
Meeting Date: APR 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jeffrey M. Boromisa | For | For | Management |
1.2 | Elect Director David T. Kollat | For | For | Management | ||||
1.3 | Elect Director David P. Mehney | For | For | Management | ||||
1.4 | Elect Director Timothy J. O'Donovan | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
(1-year) | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
(3-year) | ||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
WPS RESOURCES CORP. | ||||||||||
Ticker: WPS | Security ID: 92931B106 | |||||||||
Meeting Date: DEC 6, 2006 | Meeting Type: Special | |||||||||
Record Date: OCT 16, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Issue Shares in Connection with an | For | For | Management | ||||||
Acquisition | ||||||||||
2 | Change Company Name from WPS Resources | For | For | Management | ||||||
Corp. to INTEGRYS ENERGY GROUP, INC. | ||||||||||
3 | Adjourn Meeting | For | Against | Management |
================= DREYFUS PREMIER LIMITED TERM HIGH YIELD FUND =================
ADELPHIA COMMUNICATIONS CORP. | ||||||||||
Ticker: ADELQ | Security ID: | 006848BC8 | ||||||||
Meeting Date: SEP 12, 2006 | Meeting Type: Written Consent | |||||||||
Record Date: MAY 1, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | POTENTIAL ARAHOVA SETTLEMENT | None | For | Management | ||||||
2 | POTENTIAL FRONTIERVISION HOLDCO | None | For | Management | ||||||
SETTLEMENT | ||||||||||
3 | POTENTIAL OLYMPUS PARENT SETTLEMENT | None | For | Management | ||||||
4 | INTER-CREDITOR DISPUTE HOLDBACK | None | For | Management |
--------------------------------------------------------------------------------
ADELPHIA COMMUNICATIONS CORP. | ||
Ticker: ADELQ | Security ID: 006848BC8 | |
Meeting Date: NOV 27, 2006 | Meeting Type: Written Consent | |
Record Date: OCT 18, 2006 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | THE PLAN | None | For | Management |
--------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED | ||||||||||||
Ticker: FCH | Security ID: | 31430F101 | ||||||||||
Meeting Date: MAY 22, 2007 | Meeting Type: Annual | |||||||||||
Record Date: APR 2, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director Melinda J. Bush | For | For | Management | ||||||||
1.2 | Elect Director Charles A. Ledsinger, Jr. | For | For | Management | ||||||||
1.3 | Elect Director Robert H. Lutz, Jr. | For | For | Management | ||||||||
1.4 | Elect Director Robert F. Cotter | For | For | Management | ||||||||
1.5 | Elect Director Thomas C. Hendrick | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
HUNTSMAN CORP | ||||||||||
Ticker: HUN | Security ID: | 447011107 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Nolan D. Archibald | For | For | Management | ||||||
1.2 | Elect Director H.W. Lichtenberger | For | For | Management | ||||||
1.3 | Elect Director Richard A. Michaelson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION CO. | ||||||||||
Ticker: NFX | Security ID: | 651290108 | ||||||||
Meeting Date: MAY 3, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David A. Trice | For | For | Management | ||||||
1.2 | Elect Director David F. Schaible | For | For | Management | ||||||
1.3 | Elect Director Howard H. Newman | For | For | Management | ||||||
1.4 | Elect Director Thomas G. Ricks | For | For | Management | ||||||
1.5 | Elect Director C.E. (chuck) Shultz | For | For | Management | ||||||
1.6 | Elect Director Dennis R. Hendrix | For | For | Management | ||||||
1.7 | Elect Director Philip J. Burguieres | For | For | Management | ||||||
1.8 | Elect Director John Randolph Kemp III | For | For | Management | ||||||
1.9 | Elect Director J. Michael Lacey | For | For | Management | ||||||
1.10 | Elect Director Joseph H. Netherland | For | For | Management | ||||||
1.11 | Elect Director J. Terry Strange | For | For | Management | ||||||
1.12 | Elect Director Pamela J. Gardner | For | For | Management |
1.13 | Elect Director Juanita F. Romans | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||
3 | Amend Non-Employee Director Restricted | For | For | Management | ||||
Stock Plan | ||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
OWENS CORNING | ||||||||||
Ticker: OWENQ | Security ID: | 69073FAD5 | ||||||||
Meeting Date: SEP 1, 2006 | Meeting Type: Written Consent | |||||||||
Record Date: JUL 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | PLAN OF REORGANIZATION | None | Did Not | Management | ||||||
Vote | ||||||||||
2 | RELEASED PARTIES ELECTION | None | Did Not | Management | ||||||
Vote |
--------------------------------------------------------------------------------
OWENS CORNING | ||||||||||
Ticker: OWENQ | Security ID: | 69073FAE3 | ||||||||
Meeting Date: SEP 1, 2006 | Meeting Type: Written Consent | |||||||||
Record Date: JUL 14, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | PLAN OF REORGANIZATION | None | Did Not | Management | ||||||
Vote | ||||||||||
2 | RELEASED PARTIES ELECTION | None | Did Not | Management | ||||||
Vote |
--------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC. | ||||||||||
Ticker: PSYS | Security ID: | 74439H108 | ||||||||
Meeting Date: MAY 15, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W.F. Carpenter III | For | For | Management | ||||||
1.2 | Elect Director Mark P. Clein | For | For | Management | ||||||
1.3 | Elect Director Richard D. Gore | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
-------------------------------------------------------------------------------- | ||||||||||
TIME WARNER CABLE INC | ||||||||||
Ticker: TWC | Security ID: | 88732J108 |
Meeting Date: MAY 23, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 27, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David C. Chang | For | For | Management | ||||
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
--------------------------------------------------------------------------------
UBIQUITEL OPERATING COMPANY | ||||||||||
Ticker: | Security ID: | 90348AAG4 | ||||||||
Meeting Date: NOV 2, 2006 | Meeting Type: Written Consent | |||||||||
Record Date: SEP 29, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | THE ADOPTION OF CERTAIN PROPOSED | None | Did Not | Management | ||||||
AMENDMENTS TO THE INDENTURES. | Vote |
--------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE | ||||||||||
Ticker: WMB | Security ID: | 969457100 | ||||||||
Meeting Date: MAY 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Kathleen B. Cooper | For | For | Management | ||||||
2 | Elect Director William R. Granberry | For | For | Management | ||||||
3 | Elect Director Charles M. Lillis | For | For | Management | ||||||
4 | Elect Director William G. Lowrie | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||||
7 | Approve Qualified Employee Stock Purchase For | For | Management | |||||||
Plan |
====================== DREYFUS TAX MANAGED BALANCED FUND =======================
ABBOTT LABORATORIES | ||
Ticker: ABT | Security ID: 002824100 | |
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |
Record Date: FEB 28, 2007 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||
1.2 | Elect Director W.M. Daley | For | For | Management | ||||
1.3 | Elect Director W.J. Farrell | For | For | Management | ||||
1.4 | Elect Director H.L. Fuller | For | For | Management | ||||
1.5 | Elect Director R.A. Gonzalez | For | For | Management | ||||
1.6 | Elect Director D.A.L. Owen | For | For | Management | ||||
1.7 | Elect Director B. Powell Jr. | For | For | Management | ||||
1.8 | Elect Director W.A. Reynolds | For | For | Management | ||||
1.9 | Elect Director R.S. Roberts | For | For | Management | ||||
1.10 | Elect Director S.C. Scott III | For | For | Management | ||||
1.11 | Elect Director W.D. Smithburg | For | For | Management | ||||
1.12 | Elect Director G.F. Tilton | For | For | Management | ||||
1.13 | Elect Director M.D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
4 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ALTRIA GROUP, INC. | ||||||||||
Ticker: MO | Security ID: 02209S103 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||||
1.2 | Elect Director Harold Brown | For | For | Management | ||||||
1.3 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||||
1.4 | Elect Director Louis C. Camilleri | For | For | Management | ||||||
1.5 | Elect Director J. Dudley Fishburn | For | For | Management | ||||||
1.6 | Elect Director Robert E. R. Huntley | For | For | Management | ||||||
1.7 | Elect Director Thomas W. Jones | For | For | Management | ||||||
1.8 | Elect Director George Munoz | For | For | Management | ||||||
1.9 | Elect Director Lucio A. Noto | For | For | Management | ||||||
1.10 | Elect Director John S. Reed | For | For | Management | ||||||
1.11 | Elect Director Stephen M. Wolf | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Disclose Information on Secondhand Smoke | Against | Against | Shareholder | ||||||
5 | Cease Add Campaigns Oriented to Prevent | Against | Against | Shareholder | ||||||
Youth Smoking | ||||||||||
6 | Cease Production, Promotion, and | Against | Against | Shareholder | ||||||
Marketing of Tobacco Products | ||||||||||
7 | Adopt Animal Welfare Policy | Against | Against | Shareholder |
--------------------------------------------------------------------------------
AMERICAN EXPRESS CO. | ||
Ticker: AXP | Security ID: 025816109 | |
Meeting Date: APR 23, 2007 | Meeting Type: Annual |
Record Date: FEB 28, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.4 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.5 | Elect Director Peter Chernin | For | For | Management | ||||
1.6 | Elect Director Vernon E. Jordan, Jr. | For | For | Management | ||||
1.7 | Elect Director Jan Leschly | For | For | Management | ||||
1.8 | Elect Director Richard C. Levin | For | For | Management | ||||
1.9 | Elect Director Richard A. McGinn | For | For | Management | ||||
1.10 | Elect Director Edward D. Miller | For | For | Management | ||||
1.11 | Elect Director Frank P. Popoff | For | For | Management | ||||
1.12 | Elect Director Steven S. Reinemund | For | For | Management | ||||
1.13 | Elect Director Robert D. Walter | For | For | Management | ||||
1.14 | Elect Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Provide for Cumulative Voting | Against | Against | Shareholder |
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. | ||||||||||
Ticker: AMP | Security ID: | 03076C106 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James M. Cracchiolo | For | For | Management | ||||||
2 | Elect Director Warren D. Knowlton | For | For | Management | ||||||
3 | Elect Director H. Jay Sarles | For | For | Management | ||||||
4 | Elect Director Robert F. Sharpe, Jr. | For | For | Management | ||||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||||
6 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. | ||||||||||
Ticker: ADP | Security ID: | 053015103 | ||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||
1.2 | Elect Director Leslie A. Brun | For | For | Management | ||||||
1.3 | Elect Director Gary C. Butler | For | For | Management | ||||||
1.4 | Elect Director Leon G. Cooperman | For | For | Management | ||||||
1.5 | Elect Director R. Glenn Hubbard | For | For | Management | ||||||
1.6 | Elect Director John P. Jones | For | For | Management | ||||||
1.7 | Elect Director Ann Dibble Jordan | For | For | Management | ||||||
1.8 | Elect Director Frederic V. Malek | For | For | Management | ||||||
1.9 | Elect Director Henry Taub | For | For | Management |
1.10 | Elect Director Arthur F. Weinbach | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. | ||||||||||
Ticker: BAC | Security ID: | 060505104 | ||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 2, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William Barnet, III | For | For | Management | ||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||||
3 | Elect Director John T. Collins | For | For | Management | ||||||
4 | Elect Director Gary L. Countryman | For | For | Management | ||||||
5 | Elect Director Tommy R. Franks | For | For | Management | ||||||
6 | Elect Director Charles K. Gifford | For | For | Management | ||||||
7 | Elect Director W. Steven Jones | For | For | Management | ||||||
8 | Elect Director Kenneth D. Lewis | For | For | Management | ||||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||||
10 | Elect Director Walter E. Massey | For | For | Management | ||||||
11 | Elect Director Thomas J. May | For | For | Management | ||||||
12 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||
13 | Elect Director Thomas M. Ryan | For | For | Management | ||||||
14 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||||
15 | Elect Director Meredith R. Spangler | For | For | Management | ||||||
16 | Elect Director Robert L. Tillman | For | For | Management | ||||||
17 | Elect Director Jackie M. Ward | For | For | Management | ||||||
18 | Ratify Auditors | For | For | Management | ||||||
19 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||
20 | Change Size of Board of Directors | Against | Against | Shareholder | ||||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
BP PLC | ||||||||||||||
Ticker: | BP | Security ID: 055622104 | ||||||||||||
Meeting Date: APR 12, 2007 | Meeting Type: Annual | |||||||||||||
Record Date: | FEB 9, 2007 | |||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||||
1 | TO RECEIVE THE DIRECTORS | ANNUAL REPORT | For | For | Management | |||||||||
AND ACCOUNTS | ||||||||||||||
2 | TO APPROVE THE DIRECTORS | REMUNERATION | For | For | Management | |||||||||
REPORT | ||||||||||||||
3.1 | Elect | Director Dr D C Allen | For | For | Management | |||||||||
3.2 | Elect | Director Lord Browne | For | For | Management | |||||||||
3.3 | Elect | Director Mr A Burgmans | For | For | Management | |||||||||
3.4 | Elect | Director Sir William Castell | For | For | Management | |||||||||
3.5 | Elect | Director Mr I C Conn | For | For | Management | |||||||||
3.6 | Elect | Director Mr E B Davis, Jr | For | For | Management | |||||||||
3.7 | Elect | Director Mr D J Flint | For | For | Management |
3.8 | Elect | Director Dr B E Grote | For | For | Management | |||||
3.9 | Elect | Director Dr A B Hayward | For | For | Management | |||||
3.10 | Elect | Director Mr A G Inglis | For | For | Management | |||||
3.11 | Elect | Director Dr D S Julius | For | For | Management | |||||
3.12 | Elect | Director Sir Tom Mckillop | For | For | Management | |||||
3.13 | Elect | Director Mr J A Manzoni | For | For | Management | |||||
3.14 | Elect | Director Dr W E Massey | For | For | Management | |||||
3.15 | Elect | Director Sir Ian Prosser | For | For | Management | |||||
3.16 | Elect | Director Mr P D Sutherland | For | For | Management | |||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | TO GIVE LIMITED AUTHORITY TO MAKE | For | For | Management | ||||||
POLITICAL DONATIONS AND INCUR POLITICAL | ||||||||||
EXPENDITURE | ||||||||||
6 | TO AUTHORIZE THE USE OF ELECTRONIC | For | For | Management | ||||||
COMMUNICATIONS | ||||||||||
7 | SPECIAL RESOLUTION: TO GIVE LIMITED | For | For | Management | ||||||
AUTHORITY FOR THE PURCHASE OF ITS OWN | ||||||||||
SHARES BY THE COMPANY | ||||||||||
8 | TO GIVE AUTHORITY TO ALLOT SHARES UP TO A For | For | Management | |||||||
SPECIFIED AMOUNT | ||||||||||
9 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO | For | For | Management | ||||||
ALLOT A LIMITED NUMBER OF SHARES FOR CASH | ||||||||||
FREE OF PRE-EMPTION RIGHTS |
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP. | ||||||||||
Ticker: COF | Security ID: | 14040H105 | ||||||||
Meeting Date: AUG 22, 2006 | Meeting Type: Special | |||||||||
Record Date: JUL 7, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Approve Merger Agreement | For | For | Management | ||||||
2 | Adjourn Meeting | For | Against | Management |
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP. | ||||||||||
Ticker: COF | Security ID: 14040H105 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director W. Ronald Dietz | For | For | Management | ||||||
1.2 | Elect Director Lewis Hay, III | For | For | Management | ||||||
1.3 | Elect Director Mayo A. Shattuck, III | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Amend Articles of Incorporation - Remove | For | For | Management | ||||||
Provision of Plurality Voting for the | ||||||||||
Election of Directors | ||||||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation |
--------------------------------------------------------------------------------
CATERPILLAR INC. | ||||||||||||
Ticker: CAT | Security ID: | 149123101 | ||||||||||
Meeting Date: JUN 13, 2007 | Meeting Type: Annual | |||||||||||
Record Date: APR 16, 2007 | ||||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||||
1.1 | Elect Director John T. Dillon | For | For | Management | ||||||||
1.2 | Elect Director Juan Gallardo | For | For | Management | ||||||||
1.3 | Elect Director William A. Osborn | For | For | Management | ||||||||
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||||
4 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||||
of Directors |
--------------------------------------------------------------------------------
CHEVRON CORPORATION | ||||||||||
Ticker: CVX | Security ID: 166764100 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Samuel H. Armacost | For | For | Management | ||||||
2 | Elect Director Linnet F. Deily | For | For | Management | ||||||
3 | Elect Director Robert E. Denham | For | For | Management | ||||||
4 | Elect Director Robert J. Eaton | For | For | Management | ||||||
5 | Elect Director Sam Ginn | For | For | Management | ||||||
6 | Elect Director Franklyn G. Jenifer | For | For | Management | ||||||
7 | Elect Director Sam Nunn | For | For | Management | ||||||
8 | Elect Director David J. O'Reilly | For | For | Management | ||||||
9 | Elect Director Donald B. Rice | For | For | Management | ||||||
10 | Elect Director Peter J. Robertson | For | For | Management | ||||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||||
12 | Elect Director Charles R. Shoemate | For | For | Management | ||||||
13 | Elect Director Ronald D. Sugar | For | For | Management | ||||||
14 | Elect Director Carl Ware | For | For | Management | ||||||
15 | Ratify Auditors | For | For | Management | ||||||
16 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
17 | Adopt Human Rights Policy | Against | Against | Shareholder | ||||||
18 | Adopt Greenhouse Gas Emission Reduction | Against | Against | Shareholder | ||||||
Goals | ||||||||||
19 | Adopt Animal Welfare Policy | Against | Against | Shareholder | ||||||
20 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
21 | Approve/Amend Terms of Existing Poison | Against | Against | Shareholder | ||||||
Pill | ||||||||||
22 | Report on Market Specific Environmental | Against | Against | Shareholder | ||||||
Laws |
--------------------------------------------------------------------------------
CITIGROUP INC. | ||||||||||
Ticker: C | Security ID: 172967101 | |||||||||
Meeting Date: APR 17, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 21, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director C. Michael Armstrong | For | For | Management | ||||||
2 | Elect Director Alain J.P. Belda | For | For | Management | ||||||
3 | Elect Director George David | For | For | Management | ||||||
4 | Elect Director Kenneth T. Derr | For | For | Management | ||||||
5 | Elect Director John M. Deutch | For | For | Management | ||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Management | ||||||
7 | Elect Director Klaus Kleinfeld | For | For | Management | ||||||
8 | Elect Director Andrew N. Liveris | For | For | Management | ||||||
9 | Elect Director Anne Mulcahy | For | For | Management | ||||||
10 | Elect Director Richard D. Parsons | For | For | Management | ||||||
11 | Elect Director Charles Prince | For | For | Management | ||||||
12 | Elect Director Judith Rodin | For | For | Management | ||||||
13 | Elect Director Robert E. Rubin | For | For | Management | ||||||
14 | Elect Director Franklin A. Thomas | For | For | Management | ||||||
15 | Ratify Auditors | For | For | Management | ||||||
16 | Report on Government Service of Employees Against | Against | Shareholder | |||||||
17 | Report on Political Contributions | Against | Against | Shareholder | ||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
19 | Approve Report of the Compensation | Against | For | Shareholder | ||||||
Committee | ||||||||||
20 | Report on Pay Disparity | Against | Against | Shareholder | ||||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||||
23 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
24 | Amend Bylaws to Permit Shareholders to | Against | For | Shareholder | ||||||
Call Special Meetings |
--------------------------------------------------------------------------------
COCA-COLA COMPANY, THE | ||||||||||
Ticker: KO | Security ID: | 191216100 | ||||||||
Meeting Date: APR 18, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 20, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||||
3 | Elect Director Cathleen P. Black | For | For | Management | ||||||
4 | Elect Director Barry Diller | For | For | Management | ||||||
5 | Elect Director E. Neville Isdell | For | For | Management | ||||||
6 | Elect Director Donald R. Keough | For | For | Management | ||||||
7 | Elect Director Donald F. McHenry | For | For | Management | ||||||
8 | Elect Director Sam Nunn | For | For | Management | ||||||
9 | Elect Director James D. Robinson, III | For | For | Management | ||||||
10 | Elect Director Peter V. Ueberroth | For | For | Management | ||||||
11 | Elect Director James B. Williams | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management |
13 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
14 | Limit Executive Compensation | Against | Against | Shareholder | ||||
15 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
16 | Report on Chemical and Biological Testing Against | Against | Shareholder | |||||
Data | ||||||||
17 | Report on Environmental Liabilities in | Against | Against | Shareholder | ||||
India | ||||||||
18 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards |
--------------------------------------------------------------------------------
CONOCOPHILLIPS | ||||||||||
Ticker: COP | Security ID: 20825C104 | |||||||||
Meeting Date: MAY 9, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||||
2 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||||
3 | Elect Director Ruth R. Harkin | For | For | Management | ||||||
4 | Elect Director William R. Rhodes | For | For | Management | ||||||
5 | Elect Director J. Stapleton Roy | For | For | Management | ||||||
6 | Elect Director William E. Wade, Jr. | For | For | Management | ||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Report on Political Contributions | Against | Against | Shareholder | ||||||
9 | Report on Renewable Energy Sources | Against | Against | Shareholder | ||||||
10 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||
11 | Report on Environmental Damage from | Against | Against | Shareholder | ||||||
Drilling in the National Petroleum | ||||||||||
Reserve | ||||||||||
12 | Report on Indigenous Peoples Rights | Against | Against | Shareholder | ||||||
Policies | ||||||||||
13 | Report on Community Impact of Operations | Against | Against | Shareholder |
--------------------------------------------------------------------------------
ELI LILLY AND CO. | ||||||||||
Ticker: LLY | Security ID: 532457108 | |||||||||
Meeting Date: APR 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Sir Winfried Bischoff | For | For | Management | ||||||
1.2 | Elect Director J. Michael Cook | For | For | Management | ||||||
1.3 | Elect Director Franklyn G. Prendergast, | For | For | Management | ||||||
M.D., Ph.D. | ||||||||||
1.4 | Elect Director Kathi P. Seifert | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||
5 | Report on Animal Welfare | Against | Against | Shareholder |
6 | Report on Animal Testing Policies | Against | Against | Shareholder | ||||
7 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
8 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||||
Articles/Bylaws/Charter | ||||||||
9 | Adopt Simple Majority Vote | Against | For | Shareholder |
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO. | ||||||||||
Ticker: EMR | Security ID: | 291011104 | ||||||||
Meeting Date: FEB 6, 2007 | Meeting Type: Annual | |||||||||
Record Date: NOV 28, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director C. Fernandez G | For | For | Management | ||||||
1.2 | Elect Director W. J. Galvin | For | For | Management | ||||||
1.3 | Elect Director R. L. Ridgway | For | For | Management | ||||||
1.4 | Elect Director R. L. Stephenson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
ESTEE LAUDER COMPANIES INC., THE | ||||||||||
Ticker: EL | Security ID: 518439104 | |||||||||
Meeting Date: OCT 31, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 15, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Rose Marie Bravo | For | For | Management | ||||||
1.2 | Elect Director Paul J. Fribourg | For | For | Management | ||||||
1.3 | Elect Director Mellody Hobson | For | For | Management | ||||||
1.4 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | ||||||
1.5 | Elect Director Barry S. Sternlicht | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
EXXON MOBIL CORP. | ||||||||||
Ticker: XOM | Security ID: | 30231G102 | ||||||||
Meeting Date: MAY 30, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Boskin | For | For | Management | ||||||
1.2 | Elect Director William W. George | For | For | Management | ||||||
1.3 | Elect Director James R. Houghton | For | For | Management | ||||||
1.4 | Elect Director William R. Howell | For | For | Management | ||||||
1.5 | Elect Director Reatha Clark King | For | For | Management | ||||||
1.6 | Elect Director Philip E. Lippincott | For | For | Management | ||||||
1.7 | Elect Director Marilyn Carlson Nelson | For | For | Management | ||||||
1.8 | Elect Director Samuel J. Palmisano | For | For | Management |
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||
1.10 | Elect Director Walter V. Shipley | For | For | Management | ||||
1.11 | Elect Director J. Stephen Simon | For | For | Management | ||||
1.12 | Elect Director Rex W. Tillerson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder | ||||
Special Meetings | ||||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
6 | Initiate Payment of Cash Dividend | Against | Against | Shareholder | ||||
7 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
8 | Company-Specific- Amend Article IX of the Against | Against | Shareholder | |||||
Corporation's by-laws | ||||||||
9 | Review Executive Compensation | Against | Against | Shareholder | ||||
10 | Limit Executive Compensation | Against | Against | Shareholder | ||||
11 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
12 | Report on Political Contributions | Against | Against | Shareholder | ||||
13 | Amend Equal Employment Opportunity Policy Against | Against | Shareholder | |||||
to Prohibit Discrimination Based on | ||||||||
Sexual Orientation | ||||||||
14 | Report on Environmental Accountability | Against | Against | Shareholder | ||||
15 | Report on Emission Reduction Goals | Against | Against | Shareholder | ||||
16 | Report on Carbon Dioxide Emissions | Against | Against | Shareholder | ||||
Information at Gas Stations | ||||||||
17 | Adopt Policy to Increase Renewable Energy Against | Against | Shareholder | |||||
Portfolio |
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO. | ||||||||||
Ticker: GE | Security ID: 369604103 | |||||||||
Meeting Date: APR 25, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||
1.2 | Elect Director William M. Castell | For | For | Management | ||||||
1.3 | Elect Director Ann M. Fudge | For | For | Management | ||||||
1.4 | Elect Director Claudio X. Gonzalez | For | For | Management | ||||||
1.5 | Elect Director Susan Hockfield | For | For | Management | ||||||
1.6 | Elect Director Jerry R. Immelt | For | For | Management | ||||||
1.7 | Elect Director Andrea Jung | For | For | Management | ||||||
1.8 | Elect Director Alan G. Lafley | For | For | Management | ||||||
1.9 | Elect Director Robert W. Lane | For | For | Management | ||||||
1.10 | Elect Director Ralph S. Larsen | For | For | Management | ||||||
1.11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||
1.12 | Elect Director Sam Nunn | For | For | Management | ||||||
1.13 | Elect Director Roger S. Penske | For | For | Management | ||||||
1.14 | Elect Director Robert J. Swieringa | For | For | Management | ||||||
1.15 | Elect Director Douglas A. Warner III | For | For | Management | ||||||
1.16 | Elect Director Robert C. Wright | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Adopt Majority Vote Standard in Director | For | For | Management | ||||||
Elections |
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Company-Specific-Approve Material Terms | For | For | Management | ||||
of Senior Officer Performance Goals | ||||||||
6 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
7 | Company-Specific -- Adopt Policy on | Against | Against | Shareholder | ||||
Overboarded Directors | ||||||||
8 | Company-Specific -- One Director from the Against | Against | Shareholder | |||||
Ranks of Retirees | ||||||||
9 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
10 | Limit Dividend and Dividend Equivalent | Against | Against | Shareholder | ||||
Payments to Executives | ||||||||
11 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
12 | Report on Global Warming | Against | Against | Shareholder | ||||
13 | Adopt Ethical Criteria for Military | Against | Against | Shareholder | ||||
Contracts | ||||||||
14 | Report on Pay Disparity | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HALLIBURTON CO. | ||||||||||
Ticker: HAL | Security ID: | 406216101 | ||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Kathleen M. Bader | For | For | Management | ||||||
2 | Elect Director Alan M. Bennett | For | For | Management | ||||||
3 | Elect Director James R. Boyd | For | For | Management | ||||||
4 | Elect Director Milton Carroll | For | For | Management | ||||||
5 | Elect Director Robert L. Crandall | For | For | Management | ||||||
6 | Elect Director Kenneth T. Derr | For | For | Management | ||||||
7 | Elect Director S. Malcolm Gillis | For | For | Management | ||||||
8 | Elect Director W. R. Howell | For | For | Management | ||||||
9 | Elect Director David J. Lesar | For | For | Management | ||||||
10 | Elect Director J. Landis Martin | For | For | Management | ||||||
11 | Elect Director Jay A. Precourt | For | For | Management | ||||||
12 | Elect Director Debra L. Reed | For | For | Management | ||||||
13 | Ratify Auditors | �� | For | For | Management | |||||
14 | Review Human Rights Policies | Against | Against | Shareholder | ||||||
15 | Report on Political Contributions | Against | Against | Shareholder | ||||||
16 | Amend Terms of Existing Poison Pill | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HESS CORP | ||||||||||
Ticker: HES | Security ID: | 42809H107 | ||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director N.F. Brady | For | Withhold | Management | ||||||
1.2 | Elect Director J.B. Collins | For | For | Management | ||||||
1.3 | Elect Director T.H. Kean | For | For | Management |
1.4 | Elect Director F.A. Olsen | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | None | For | Shareholder |
--------------------------------------------------------------------------------
HILTON HOTELS CORP. | ||||||||||
Ticker: HLT | Security ID: | 432848109 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 29, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director A. Steven Crown | For | For | Management | ||||||
2 | Elect Director John H. Myers | For | For | Management | ||||||
3 | Elect Director Donna F. Tuttle | For | For | Management | ||||||
4 | Ratify Auditors | For | For | Management | ||||||
5 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
HOME DEPOT, INC. | ||||||||||
Ticker: HD | Security ID: 437076102 | |||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director David H. Batchelder | For | For | Management | ||||||
2 | Elect Director Francis S. Blake | For | For | Management | ||||||
3 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||
4 | Elect Director John L. Clendenin | For | For | Management | ||||||
5 | Elect Director Claudio X. Gonzalez | For | Against | Management | ||||||
6 | Elect Director Milledge A. Hart, III | For | For | Management | ||||||
7 | Elect Director Bonnie G. Hill | For | For | Management | ||||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||||
9 | Elect Director Helen Johnson-Leipold | For | For | Management | ||||||
10 | Elect Director Lawrence R. Johnston | For | For | Management | ||||||
11 | Elect Director Kenneth G. Langone | For | Against | Management | ||||||
12 | Ratify Auditors | For | For | Management | ||||||
13 | Submit Shareholder Rights Plan (Poison | Against | Against | Shareholder | ||||||
Pill) to Shareholder Vote | ||||||||||
14 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||||
15 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
16 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||||
17 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote | ||||||||||
18 | Performance-Based Equity Awards | Against | For | Shareholder | ||||||
19 | Pay for Superior Performance | Against | For | Shareholder | ||||||
20 | Affirm Political Non-partisanship | Against | Against | Shareholder | ||||||
21 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
INTEL CORP. | ||||||||||
Ticker: INTC | Security ID: 458140100 | |||||||||
Meeting Date: MAY 16, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 19, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Craig R. Barrett | For | For | Management | ||||||
2 | Elect Director Charlene Barshefsky | For | For | Management | ||||||
3 | Elect Director Susan L. Decker | For | For | Management | ||||||
4 | Elect Director D. James Guzy | For | For | Management | ||||||
5 | Elect Director Reed E. Hundt | For | For | Management | ||||||
6 | Elect Director Paul S. Otellini | For | For | Management | ||||||
7 | Elect Director James D. Plummer | For | For | Management | ||||||
8 | Elect Director David S. Pottruck | For | For | Management | ||||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||||
10 | Elect Director John L. Thornton | For | For | Management | ||||||
11 | Elect Director David B. Yoffie | For | For | Management | ||||||
12 | Ratify Auditors | For | For | Management | ||||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
15 | Limit Executive Compensation | Against | Against | Shareholder |
--------------------------------------------------------------------------------
JOHNSON & JOHNSON | ||||||||||
Ticker: JNJ | Security ID: 478160104 | |||||||||
Meeting Date: APR 26, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 27, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||||
1.3 | Elect Director Michael M.E. Johns | For | For | Management | ||||||
1.4 | Elect Director Arnold G. Langbo | For | For | Management | ||||||
1.5 | Elect Director Susan L. Lindquist | For | For | Management | ||||||
1.6 | Elect Director Leo F. Mullin | For | For | Management | ||||||
1.7 | Elect Director Christine A. Poon | For | For | Management | ||||||
1.8 | Elect Director Charles Prince | For | For | Management | ||||||
1.9 | Elect Director Steven S Reinemund | For | For | Management | ||||||
1.10 | Elect Director David Satcher | For | For | Management | ||||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
4 | Submit Supplemental Executive Retirement | Against | For | Shareholder | ||||||
Plans to Shareholder vote |
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | Security ID: | 46625H100 |
Meeting Date: MAY 15, 2007 Meeting Type: Annual | ||||||||
Record Date: MAR 16, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Crandall C. Bowles | For | For | Management | ||||
1.2 | Elect Director Stephen B. Burke | For | For | Management | ||||
1.3 | Elect Director James S. Crown | For | For | Management | ||||
1.4 | Elect Director James Dimon | For | For | Management | ||||
1.5 | Elect Director Ellen V. Futter | For | For | Management | ||||
1.6 | Elect Director William H. Gray, III | For | For | Management | ||||
1.7 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
1.8 | Elect Director Robert I. Lipp | For | For | Management | ||||
1.9 | Elect Director David C. Novak | For | For | Management | ||||
1.10 | Elect Director Lee R. Raymond | For | For | Management | ||||
1.11 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||
Shareholder Vote | ||||||||
4 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards | ||||||||
5 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers' Compensation | ||||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||
7 | Provide for Cumulative Voting | Against | Against | Shareholder | ||||
8 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||
of Directors | ||||||||
9 | Report on Political Contributions | Against | Against | Shareholder | ||||
10 | Report on Management Initiatives to | Against | Against | Shareholder | ||||
Address Links to Slavery and Human Rights | ||||||||
Abuse |
--------------------------------------------------------------------------------
MCDONALD'S CORP. | ||||||||||
Ticker: MCD | Security ID: | 580135101 | ||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Edward A. Brennan | For | For | Management | ||||||
2 | Elect Director Walter E. Massey | For | For | Management | ||||||
3 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||||
4 | Elect Director Roger W. Stone | For | For | Management | ||||||
5 | Ratify Auditors | For | For | Management | ||||||
6 | Label Genetically Modified Organisms | Against | Against | Shareholder | ||||||
7 | Adopt and Implement ILO Based Code of | Against | Against | Shareholder | ||||||
Conduct |
--------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE |
Ticker: MHP | Security ID: 580645109 | |
Meeting Date: APR 25, 2007 | Meeting Type: Annual |
Record Date: MAR 12, 2007 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Pedro Aspe | For | For | Management | ||||
1.2 | Elect Director Robert P. Mcgraw | For | For | Management | ||||
1.3 | Elect Director H. Ochoa-Brillembourg | For | For | Management | ||||
1.4 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Amend Vote Requirements to Amend | Against | For | Shareholder | ||||
Articles/Bylaws/Charter | ||||||||
5 | Political Contributions/Activities | Against | Against | Shareholder |
--------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. | ||||||||||
Ticker: MER | Security ID: 590188108 | |||||||||
Meeting Date: APR 27, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 28, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director John D. Finnegan | For | For | Management | ||||||
1.2 | Elect Director Joseph W. Prueher | For | For | Management | ||||||
1.3 | Elect Director Ann N. Reese | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
4 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
5 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards |
--------------------------------------------------------------------------------
MICROSOFT CORP. | ||||||||||
Ticker: MSFT | Security ID: 594918104 | |||||||||
Meeting Date: NOV 14, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 8, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director William H. Gates, III | For | For | Management | ||||||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||||||
3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | Management | ||||||
4 | Elect Director Dina Dublon | For | For | Management | ||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||
6 | Elect Director David F. Marquardt | For | For | Management | ||||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||||
8 | Elect Director Helmut Panke | For | For | Management | ||||||
9 | Elect Director Jon A. Shirley | For | For | Management | ||||||
10 | Ratify Auditors | For | For | Management | ||||||
11 | Cease Product Sales that Can Be Used to | Against | Against | Shareholder | ||||||
Violate Human Rights | ||||||||||
12 | Amend EEO Statement to Not Reference | Against | Against | Shareholder | ||||||
Sexual Orientation |
13 | Establish Shareholder Advisory Committee | Against | Against | Shareholder |
--------------------------------------------------------------------------------
NESTLE SA | ||||||||||
Ticker: NSRGY | Security ID: 641069406 | |||||||||
Meeting Date: APR 19, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF THE 2006 ANNUAL REPORT, OF | For | For | Management | ||||||
THE ACCOUNTS OF NESTLE S.A. AND OF THE | ||||||||||
CONSOLIDATED ACCOUNTS OF THE NESTLE | ||||||||||
GROUP. | ||||||||||
2 | RELEASE OF THE MEMBERS OF THE BOARD OF | For | For | Management | ||||||
DIRECTORS AND OF THE MANAGEMENT. | ||||||||||
3 | APPROVAL OF THE APPROPRIATION OF PROFITS | For | For | Management | ||||||
RESULTING FROM THE BALANCE SHEET OF | ||||||||||
NESTLE S.A., AS SET FORTH IN THE | ||||||||||
INVITATION | ||||||||||
4 | CAPITAL REDUCTION AND CONSEQUENT | For | For | Management | ||||||
AMENDMENT TO ARTICLE 5 OF THE ARTICLES OF | ||||||||||
ASSOCIATION, AS SET FORTH IN THE | ||||||||||
INVITATION. | ||||||||||
5 | RE-ELECTION OF MR. PETER | For | For | Management | ||||||
BRABECK-LETMATHE, TO THE BOARD OF | ||||||||||
DIRECTORS FOR A TERM OF FIVE (5) YEARS. | ||||||||||
6 | RE-ELECTION MR. EDWARD GEORGE (LORD | For | For | Management | ||||||
GEORGE), TO THE BOARD OF DIRECTORS FOR A | ||||||||||
TERM OF FOUR (4) YEARS. | ||||||||||
7 | MARK THE FOR BOX AT RIGHT IF YOU WISH | None | Against | Management | ||||||
TO GIVE A PROXY TO THE INDEPENDENT | ||||||||||
REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMANN | ||||||||||
(AS FURTHER DISCUSSED IN THE COMPANY S | ||||||||||
INVITATION). |
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP. | ||||||||||
Ticker: OXY | Security ID: | 674599105 | ||||||||
Meeting Date: MAY 4, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 15, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Spencer Abraham | For | Against | Management | ||||||
2 | Elect Director Ronald W. Burkle | For | For | Management | ||||||
3 | Elect Director John S. Chalsty | For | Against | Management | ||||||
4 | Elect Director Edward P. Djerejian | For | For | Management | ||||||
5 | Elect Director R. Chad Dreier | For | Against | Management | ||||||
6 | Elect Director John E. Feick | For | For | Management | ||||||
7 | Elect Director Ray R. Irani | For | For | Management | ||||||
8 | Elect Director Irvin W. Maloney | For | Against | Management | ||||||
9 | Elect Director Rodolfo Segovia | For | Against | Management |
10 | Elect Director Aziz D. Syriani | For | For | Management | ||||
11 | Elect Director Rosemary Tomich | For | Against | Management | ||||
12 | Elect Director Walter L. Weisman | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Amend Omnibus Stock Plan | For | For | Management | ||||
15 | Publish a Scientific Global Warming | Against | Against | Shareholder | ||||
Report | ||||||||
16 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||
Officers Compensation | ||||||||
17 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||
Equity Awards |
--------------------------------------------------------------------------------
PEPSICO, INC. | ||||||||||
Ticker: PEP | Security ID: 713448108 | |||||||||
Meeting Date: MAY 2, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Dina Dublon | For | For | Management | ||||||
2 | Elect Director Victor J. Dzau, M.D. | For | For | Management | ||||||
3 | Elect Director Ray L. Hunt | For | For | Management | ||||||
4 | Elect Director Alberto Ibarguen | For | For | Management | ||||||
5 | Elect Director Arthur C. Martinez | For | For | Management | ||||||
6 | Elect Director Indra K. Nooyi | For | For | Management | ||||||
7 | Elect Director Sharon Percy Rockefeller | For | For | Management | ||||||
8 | Elect Director James J. Schiro | For | For | Management | ||||||
9 | Elect Director Daniel Vasella | For | For | Management | ||||||
10 | Elect Director Michael D. White | For | For | Management | ||||||
11 | Ratify Auditors | For | For | Management | ||||||
12 | Approve Omnibus Stock Plan | For | For | Management | ||||||
13 | Report on Charitable Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
PRAXAIR, INC. | ||||||||||
Ticker: PX | Security ID: 74005P104 | |||||||||
Meeting Date: APR 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 1, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jose P. Alves | For | For | Management | ||||||
1.2 | Elect Director Ronald L. Kuehn, Jr. | For | For | Management | ||||||
1.3 | Elect Director H. Mitchell Watson, Jr. | For | For | Management | ||||||
1.4 | Elect Director Robert L. Wood | For | For | Management | ||||||
2 | Require a Majority Vote for the Election | Against | For | Shareholder | ||||||
of Directors | ||||||||||
3 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder | ||||||
Pill) to Shareholder Vote | ||||||||||
4 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE | ||||||||||
Ticker: PG | Security ID: | 742718109 | ||||||||
Meeting Date: OCT 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: AUG 11, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Norman R. Augustine | For | For | Management | ||||||
1.2 | Elect Director A.G. Lafley | For | For | Management | ||||||
1.3 | Elect Director Johnathan A. Rodgers | For | For | Management | ||||||
1.4 | Elect Director John F. Smith, Jr. | For | For | Management | ||||||
1.5 | Elect Director Margaret C. Whitman | For | For | Management | ||||||
2 | Approve Decrease in Size of Board | For | For | Management | ||||||
3 | Ratify Auditors | For | For | Management | ||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||
5 | Put Repricing of Stock Options to | Against | Against | Shareholder | ||||||
Shareholder Vote |
--------------------------------------------------------------------------------
SYSCO CORPORATION | ||||||||||
Ticker: SYY | Security ID: 871829107 | |||||||||
Meeting Date: NOV 10, 2006 | Meeting Type: Annual | |||||||||
Record Date: SEP 12, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Jonathan Golden | For | For | Management | ||||||
1.2 | Elect Director Joseph A. Hafner, Jr. | For | For | Management | ||||||
1.3 | Elect Director Nancy S. Newcomb | For | For | Management | ||||||
1.4 | Elect Director Richard J. Schnieders | For | For | Management | ||||||
1.5 | Elect Director Manuel A. Fernandez | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Require a Majority Vote for the Election | None | For | Shareholder | ||||||
of Directors |
--------------------------------------------------------------------------------
TARGET CORPORATION | ||||||||||
Ticker: TGT | Security ID: 87612E106 | |||||||||
Meeting Date: MAY 24, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 26, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Calvin Darden | For | For | Management | ||||||
1.2 | Elect Director Anne M. Mulcahy | For | For | Management | ||||||
1.3 | Elect Director Stephen W. Sanger | For | For | Management | ||||||
1.4 | Elect Director Gregg W. Steinhafel | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||
4 | Company Specific- Require Majority Vote | For | For | Management | ||||||
for the Election of Directors |
5 | Report on Political Contributions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A ) | ||||||||||
Ticker: TOT | Security ID: 89151E109 | |||||||||
Meeting Date: MAY 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 4, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | APPROVAL OF PARENT COMPANY FINANCIAL | For | For | Management | ||||||
STATEMENTS | ||||||||||
2 | APPROVAL OF CONSOLIDATED FINANCIAL | For | For | Management | ||||||
STATEMENTS | ||||||||||
3 | ALLOCATION OF EARNINGS, DECLARATION OF | For | For | Management | ||||||
DIVIDEND | ||||||||||
4 | AGREEMENTS COVERED BY ARTICLE L. 225-38 | For | For | Management | ||||||
OF THE FRENCH COMMERCIAL CODE | ||||||||||
5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS | For | For | Management | ||||||
TO TRADE SHARES OF THE COMPANY | ||||||||||
6 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY For | Against | Management | |||||||
DESMAREST AS A DIRECTOR | ||||||||||
7 | RENEWAL OF THE APPOINTMENT OF MR. THIERRY For | Against | Management | |||||||
DE RUDDER AS A DIRECTOR | ||||||||||
8 | RENEWAL OF THE APPOINTMENT OF MR. SERGE | For | Against | Management | ||||||
TCHURUK AS A DIRECTOR | ||||||||||
9 | APPOINTMENT OF A DIRECTOR REPRESENTING | For | Against | Management | ||||||
EMPLOYEE SHAREHOLDERS IN APPLICATION OF | ||||||||||
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | ||||||||||
10 | APPOINTMENT OF A DIRECTOR REPRESENTING | Against | Against | Management | ||||||
EMPLOYEE SHAREHOLDERS IN APPLICATION OF | ||||||||||
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | ||||||||||
11 | APPOINTMENT OF A DIRECTOR REPRESENTING | Against | Against | Management | ||||||
EMPLOYEE SHAREHOLDERS IN APPLICATION OF | ||||||||||
ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | ||||||||||
12 | DETERMINATION OF THE TOTAL AMOUNT OF | For | For | Management | ||||||
DIRECTORS COMPENSATION | ||||||||||
13 | DELEGATION OF AUTHORITY GRANTED TO THE | For | For | Management | ||||||
BOARD OF DIRECTORS TO INCREASE CAPITAL BY | ||||||||||
ISSUING COMMON SHARES OR ANY SECURITIES | ||||||||||
PROVIDING ACCESS TO CAPITAL WHILE | ||||||||||
MAINTAINING SHAREHOLDERS PREFERENTIAL | ||||||||||
SUBSCRIPTION RIGHTS | ||||||||||
14 | DELEGATION OF AUTHORITY GRANTED TO THE | For | Against | Management | ||||||
BOARD OF DIRECTORS TO INCREASE CAPITAL BY | ||||||||||
ISSUING COMMON SHARES OR ANY SECURITIES | ||||||||||
PROVIDING ACCESS TO CAPITAL WITHOUT | ||||||||||
PREFERENTIAL SUBSCRIPTION RIGHTS | ||||||||||
15 | DELEGATION OF AUTHORITY GRANTED TO THE | For | For | Management | ||||||
BOARD OF DIRECTORS TO INCREASE CAPITAL | ||||||||||
UNDER THE CONDITIONS PROVIDED FOR IN | ||||||||||
ARTICLE 443-5 OF THE FRENCH LABOR CODE | ||||||||||
16 | AUTHORIZATION TO GRANT SUBSCRIPTION OR | For | For | Management | ||||||
PURCHASE OPTIONS FOR THE COMPANY S STOCK | ||||||||||
TO CERTAIN EMPLOYEES OF THE GROUP AS WELL |
AS TO THE MANAGEMENT OF THE COMPANY OR OF | ||||||||
OTHER GROUP COMPANIES | ||||||||
17 | AUTHORIZATION TO BE GRANTED TO THE BOARD | For | For | Management | ||||
OF DIRECTORS TO REDUCE CAPITAL BY | ||||||||
CANCELING SHARES | ||||||||
18 | AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF | For | For | Management | ||||
THE COMPANY S ARTICLES OF ASSOCIATION | ||||||||
WITH REGARD TO THE METHODS THAT MAY BE | ||||||||
USED TO PARTICIPATE IN BOARD OF DIRECTORS | ||||||||
MEETINGS | ||||||||
19 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY | For | For | Management | ||||
S ARTICLES OF ASSOCIATION TO TAKE INTO | ||||||||
ACCOUNT NEW RULES FROM THE DECREE OF | ||||||||
DECEMBER 11, 2006 RELATING TO THE COMPANY | ||||||||
S BOOK-BASED SYSTEM FOR RECORDING SHARES | ||||||||
FOR SHAREHOLDERS WISHING TO PARTICIPATE | ||||||||
IN ANY FORM WH | ||||||||
20 | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY | For | For | Management | ||||
S ARTICLES OF ASSOCIATION TO TAKE INTO | ||||||||
ACCOUNT RULES RELATING TO ELECTRONIC | ||||||||
SIGNATURES IN THE EVENT OF A VOTE CAST | ||||||||
VIA TELECOMMUNICATION | ||||||||
21 | NEW PROCEDURE TO NOMINATE THE | Against | For | Shareholder | ||||
EMPLOYEE-SHAREHOLDER DIRECTOR | ||||||||
22 | AUTHORIZATION TO GRANT RESTRICTED SHARES | Against | For | Shareholder | ||||
OF THE COMPANY TO GROUP EMPLOYEES | ||||||||
23 | AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF | Against | For | Shareholder | ||||
THE COMPANY S ARTICLES OF ASSOCIATION IN | ||||||||
VIEW OF DELETING THE STATUTORY CLAUSE | ||||||||
LIMITING VOTING RIGHTS |
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. | ||||||||||
Ticker: UPS | Security ID: | 911312106 | ||||||||
Meeting Date: MAY 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: MAR 12, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Michael J. Burns | For | For | Management | ||||||
1.2 | Elect Director D. Scott Davis | For | For | Management | ||||||
1.3 | Elect Director Stuart E. Eizenstat | For | For | Management | ||||||
1.4 | Elect Director Michael L. Eskew | For | For | Management | ||||||
1.5 | Elect Director James P. Kelly | For | For | Management | ||||||
1.6 | Elect Director Ann M. Livermore | For | For | Management | ||||||
1.7 | Elect Director Victor A. Pelson | For | For | Management | ||||||
1.8 | Elect Director John W. Thompson | For | For | Management | ||||||
1.9 | Elect Director Carol B. Tome | For | For | Management | ||||||
1.10 | Elect Director Ben Verwaayen | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX | Security ID: 913017109 | |||||||||
Meeting Date: APR 11, 2007 | Meeting Type: Annual | |||||||||
Record Date: FEB 13, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director Louis R. Chenevert | For | For | Management | ||||||
1.2 | Elect Director George David | For | For | Management | ||||||
1.3 | Elect Director John V. Faraci | For | For | Management | ||||||
1.4 | Elect Director Jean-Pierre Garnier | For | For | Management | ||||||
1.5 | Elect Director Jamie S. Gorelick | For | For | Management | ||||||
1.6 | Elect Director Charles R. Lee | For | For | Management | ||||||
1.7 | Elect Director Richard D. Mccormick | For | For | Management | ||||||
1.8 | Elect Director Harold Mcgraw III | For | For | Management | ||||||
1.9 | Elect Director Richard B. Myers | For | For | Management | ||||||
1.10 | Elect Director Frank P. Popoff | For | For | Management | ||||||
1.11 | Elect Director H. Patrick Swygert | For | For | Management | ||||||
1.12 | Elect Director Andre Villeneuve | For | For | Management | ||||||
1.13 | Elect Director H.A. Wagner | For | For | Management | ||||||
1.14 | Elect Director Christine Todd Whitman | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Establish Term Limits for Directors | Against | Against | Shareholder | ||||||
4 | Report on Foreign Military Sales | Against | Against | Shareholder | ||||||
5 | Report on Political Contributions | Against | Against | Shareholder | ||||||
6 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
7 | Pay For Superior Performance | Against | Against | Shareholder |
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED | ||||||||||
Ticker: UNH | Security ID: 91324P102 | |||||||||
Meeting Date: MAY 29, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 9, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||||
1.2 | Elect Director Richard T. Burke | For | For | Management | ||||||
1.3 | Elect Director Stephen J. Hemsley | For | For | Management | ||||||
1.4 | Elect Director Robert J. Darretta | For | For | Management | ||||||
2 | Company Specific--Majority Vote for the | For | For | Management | ||||||
Election of Directors | ||||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||
4 | Reduce Supermajority Vote Requirement for For | For | Management | |||||||
Removal of Directors | ||||||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||
6 | Amend Articles-Make Stylistic, Clarifying For | For | Management | |||||||
and Conforming Changes | ||||||||||
7 | Ratify Auditors | For | For | Management | ||||||
8 | Performance-Based and/or Time-Based | Against | For | Shareholder | ||||||
Equity Awards | ||||||||||
9 | Establish SERP Policy | Against | Against | Shareholder | ||||||
10 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
11 | Equal Access to the Proxy for Purpose of | Against | Against | Shareholder |
Electing a Director |
--------------------------------------------------------------------------------
WAL-MART STORES, INC. | ||||||||||
Ticker: WMT | Security ID: 931142103 | |||||||||
Meeting Date: JUN 1, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 5, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||||||
2 | Elect Director James W. Breyer | For | For | Management | ||||||
3 | Elect Director M. Michele Burns | For | For | Management | ||||||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||
5 | Elect Director Roger C. Corbett | For | For | Management | ||||||
6 | Elect Director Douglas N. Daft | For | For | Management | ||||||
7 | Elect Director David D. Glass | For | For | Management | ||||||
8 | Elect Director Roland A. Hernandez | For | For | Management | ||||||
9 | Elect Director Allen I. Questrom | For | For | Management | ||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||||||
11 | Elect Director Jack C. Shewmaker | For | For | Management | ||||||
12 | Elect Director Jim C. Walton | For | For | Management | ||||||
13 | Elect Director S. Robson Walton | For | For | Management | ||||||
14 | Elect Director Christopher J. Williams | For | For | Management | ||||||
15 | Elect Director Linda S. Wolf | For | For | Management | ||||||
16 | Ratify Auditors | For | For | Management | ||||||
17 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||
18 | Report on Healthcare Policies | Against | Against | Shareholder | ||||||
19 | Pay For Superior Performance | Against | Against | Shareholder | ||||||
20 | Report on Equity Compensation by Race and Against | Against | Shareholder | |||||||
Gender | ||||||||||
21 | Report on Pay Disparity | Against | Against | Shareholder | ||||||
22 | Prepare Business Social Responsibility | Against | Against | Shareholder | ||||||
Report | ||||||||||
23 | Advisory Vote to Ratify Named Executive | Against | For | Shareholder | ||||||
Officers' Compensation | ||||||||||
24 | Report on Political Contributions | Against | Against | Shareholder | ||||||
25 | Report on Social and Reputation Impact of Against | Against | Shareholder | |||||||
Failure to Comply with ILO Conventions | ||||||||||
26 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||
27 | Require Director Nominee Qualifications | Against | Against | Shareholder |
--------------------------------------------------------------------------------
WALGREEN CO. | ||||||||||
Ticker: WAG | Security ID: | 931422109 | ||||||||
Meeting Date: JAN 10, 2007 | Meeting Type: Annual | |||||||||
Record Date: NOV 13, 2006 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David W. Bernauer | For | For | Management | ||||||
1.2 | Elect Director William C. Foote | For | For | Management | ||||||
1.3 | Elect Director James J. Howard | For | For | Management |
1.4 | Elect Director Alan G. McNally | For | For | Management | ||||
1.5 | Elect Director Cordell Reed | For | For | Management | ||||
1.6 | Elect Director Jeffrey A. Rein | For | For | Management | ||||
1.7 | Elect Director Nancy M. Schlichting | For | For | Management | ||||
1.8 | Elect Director David Y. Schwartz | For | For | Management | ||||
1.9 | Elect Director James A. Skinner | For | For | Management | ||||
1.10 | Elect Director Marilou M. von Ferstel | For | For | Management | ||||
1.11 | Elect Director Charles R. Walgreen, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. | ||||||||||
Ticker: WFMI | Security ID: | 966837106 | ||||||||
Meeting Date: MAR 5, 2007 | Meeting Type: Annual | |||||||||
Record Date: JAN 8, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | Elect Director David W. Dupree | For | For | Management | ||||||
1.2 | Elect Director John B. Elstrott | For | For | Management | ||||||
1.3 | Elect Director Gabrielle E. Greene | For | For | Management | ||||||
1.4 | Elect Director Hass Hassan | For | For | Management | ||||||
1.5 | Elect Director John P. Mackey | For | For | Management | ||||||
1.6 | Elect Director Linda A. Mason | For | For | Management | ||||||
1.7 | Elect Director Morris J. Siegel | For | For | Management | ||||||
1.8 | Elect Director Ralph Z. Sorenson | For | For | Management | ||||||
2 | Ratify Auditors | For | For | Management | ||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||
4 | Approve Qualified Employee Stock Purchase For | For | Management | |||||||
Plan | ||||||||||
5 | Report on Energy Efficiency | Against | Against | Shareholder | ||||||
6 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
--------------------------------------------------------------------------------
YAHOO!, INC. | ||||||||||
Ticker: YHOO | Security ID: | 984332106 | ||||||||
Meeting Date: JUN 12, 2007 | Meeting Type: Annual | |||||||||
Record Date: APR 16, 2007 | ||||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1 | Elect Director Terry S. Semel | For | For | Management | ||||||
2 | Elect Director Jerry Yang | For | For | Management | ||||||
3 | Elect Director Roy J. Bostock | For | For | Management | ||||||
4 | Elect Director Ronald W. Burkle | For | For | Management | ||||||
5 | Elect Director Eric Hippeau | For | For | Management | ||||||
6 | Elect Director Vyomesh Joshi | For | For | Management | ||||||
7 | Elect Director Arthur H. Kern | For | For | Management | ||||||
8 | Elect Director Robert A. Kotick | For | For | Management | ||||||
9 | Elect Director Edward R. Kozel | For | For | Management | ||||||
10 | Elect Director Gary L. Wilson | For | For | Management | ||||||
11 | Amend Omnibus Stock Plan | For | Against | Management |
12 | Amend Qualified Employee Stock Purchase | For | For | Management | ||||
Plan | ||||||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Pay For Superior Performance | Against | For | Shareholder | ||||
15 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder | ||||
Access to the Internet | ||||||||
16 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||||
Committee on Human Rights |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Dreyfus/Laurel Funds Trust |
By: | /s/ J. David Officer | |
J. David Officer | ||
President | ||
Date: | August 21, 2007 |