The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTRIA GROUP INC | COM | 02209S103 | 271 | 7,254 | SH | DFND | 0 | 0 | 7,254 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 277 | 12,895 | SH | DFND | 0 | 0 | 12,895 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 457 | 41,692 | SH | DFND | 0 | 0 | 41,692 | ||
APPLE INC | COM | 037833100 | 929 | 1,731 | SH | DFND | 0 | 0 | 1,731 | ||
AT&T INC | COM | 00206R102 | 1,054 | 30,077 | SH | DFND | 0 | 0 | 30,077 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 781 | 10,103 | SH | DFND | 0 | 0 | 10,103 | ||
BANK MONTREAL QUE | COM | 063671101 | 707 | 10,558 | SH | DFND | 0 | 0 | 10,558 | ||
BERKSHIRE HILLS BANCORP INC | COM | 084680107 | 205 | 7,932 | SH | DFND | 0 | 0 | 7,932 | ||
BOEING CO | COM | 097023105 | 663 | 5,281 | SH | DFND | 0 | 0 | 5,281 | ||
CATERPILLAR INC DEL | COM | 149123101 | 210 | 2,117 | SH | DFND | 0 | 0 | 2,117 | ||
CELGENE CORP | COM | 151020104 | 1,781 | 12,760 | SH | DFND | 0 | 0 | 12,760 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.250%12/1 | 165167CB1 | 28 | 30,000 | PRN | DFND | 0 | 0 | 30,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,674 | 14,080 | SH | DFND | 0 | 0 | 14,080 | ||
CISCO SYS INC | COM | 17275R102 | 873 | 38,941 | SH | DFND | 0 | 0 | 38,941 | ||
CLOROX CO DEL | COM | 189054109 | 1,127 | 12,809 | SH | DFND | 0 | 0 | 12,809 | ||
COCA COLA CO | COM | 191216100 | 238 | 6,152 | SH | DFND | 0 | 0 | 6,152 | ||
CONNECTICUT WTR SVC INC | COM | 207797101 | 232 | 6,795 | SH | DFND | 0 | 0 | 6,795 | ||
CUMMINS INC | COM | 231021106 | 332 | 2,227 | SH | DFND | 0 | 0 | 2,227 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 255 | 3,186 | SH | DFND | 0 | 0 | 3,186 | ||
DIXIE GROUP INC | CL A | 255519100 | 328 | 20,000 | SH | DFND | 0 | 0 | 20,000 | ||
DOMINION RES INC VA NEW | COM | 25746U109 | 997 | 14,047 | SH | DFND | 0 | 0 | 14,047 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 384 | 5,399 | SH | DFND | 0 | 0 | 5,399 | ||
EMERSON ELEC CO | COM | 291011104 | 935 | 13,990 | SH | DFND | 0 | 0 | 13,990 | ||
EOG RES INC | COM | 26875P101 | 515 | 2,625 | SH | DFND | 0 | 0 | 2,625 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,296 | 23,509 | SH | DFND | 0 | 0 | 23,509 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,785 | 68,949 | SH | DFND | 0 | 0 | 68,949 | ||
GENUINE PARTS CO | COM | 372460105 | 630 | 7,249 | SH | DFND | 0 | 0 | 7,249 | ||
GILEAD SCIENCES INC | COM | 375558103 | 266 | 3,750 | SH | DFND | 0 | 0 | 3,750 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 856 | 14,366 | SH | DFND | 0 | 0 | 14,366 | ||
INTEL CORP | COM | 458140100 | 1,343 | 52,022 | SH | DFND | 0 | 0 | 52,022 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 454 | 2,355 | SH | DFND | 0 | 0 | 2,355 | ||
ISHARES | TIPS BD ETF | 464287176 | 806 | 7,188 | SH | DFND | 0 | 0 | 7,188 | ||
ISHARES | TIPS BD ETF | 464287176 | 2,364 | 21,081 | SH | DFND | 1 | 21,081 | 0 | 0 | |
ISHARES | CORE S&P500 ETF | 464287200 | 1,836 | 9,759 | SH | DFND | 0 | 0 | 9,759 | ||
ISHARES | CORE TOTUSBD ETF | 464287226 | 1,066 | 9,879 | SH | DFND | 0 | 0 | 9,879 | ||
ISHARES | MSCI EAFE ETF | 464287465 | 588 | 8,743 | SH | DFND | 0 | 0 | 8,743 | ||
ISHARES | CORE S&P MCP ETF | 464287507 | 1,817 | 13,219 | SH | DFND | 1 | 13,219 | 0 | 0 | |
ISHARES | COHEN&STEER REIT | 464287564 | 325 | 3,956 | SH | DFND | 0 | 0 | 3,956 | ||
ISHARES | RUS 1000 VAL ETF | 464287598 | 5,351 | 55,447 | SH | DFND | 0 | 0 | 55,447 | ||
ISHARES | RUS 1000 GRW ETF | 464287614 | 5,745 | 66,395 | SH | DFND | 0 | 0 | 66,395 | ||
ISHARES | RUS 2000 GRW ETF | 464287648 | 652 | 4,790 | SH | DFND | 0 | 0 | 4,790 | ||
ISHARES | RUSSELL 2000 ETF | 464287655 | 1,797 | 15,447 | SH | DFND | 1 | 15,447 | 0 | 0 | |
ISHARES | INTL DEV RE ETF | 464288489 | 1,883 | 62,669 | SH | DFND | 1 | 62,669 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 236 | 18,973 | SH | DFND | 0 | 0 | 18,973 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 38,191 | 778,144 | SH | DFND | 1 | 778,144 | 0 | 0 | |
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 271 | 8,204 | SH | DFND | 1 | 8,204 | 0 | 0 | |
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 1,630 | 32,132 | SH | DFND | 1 | 32,132 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 1,262 | 12,477 | SH | DFND | 1 | 12,477 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,222 | 22,623 | SH | DFND | 0 | 0 | 22,623 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 964 | 15,877 | SH | DFND | 0 | 0 | 15,877 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,240 | 11,248 | SH | DFND | 0 | 0 | 11,248 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,150 | 7,047 | SH | DFND | 0 | 0 | 7,047 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 1,120 | 19,990 | SH | DFND | 0 | 0 | 19,990 | ||
MCDONALDS CORP | COM | 580135101 | 1,167 | 11,910 | SH | DFND | 0 | 0 | 11,910 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 240 | 4,229 | SH | DFND | 0 | 0 | 4,229 | ||
MICROSOFT CORP | COM | 594918104 | 1,364 | 33,276 | SH | DFND | 0 | 0 | 33,276 | ||
NATIONAL GRID PLC | SPON ADR NEW | 636274300 | 1,266 | 18,412 | SH | DFND | 0 | 0 | 18,412 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 250 | 2,570 | SH | DFND | 0 | 0 | 2,570 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 1,506 | 17,716 | SH | DFND | 0 | 0 | 17,716 | ||
ORACLE CORP | COM | 68389X105 | 291 | 7,112 | SH | DFND | 0 | 0 | 7,112 | ||
PAYCHEX INC | COM | 704326107 | 1,385 | 32,504 | SH | DFND | 0 | 0 | 32,504 | ||
PEPSICO INC | COM | 713448108 | 1,071 | 12,828 | SH | DFND | 0 | 0 | 12,828 | ||
PFIZER INC | COM | 717081103 | 234 | 7,275 | SH | DFND | 0 | 0 | 7,275 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 875 | 10,686 | SH | DFND | 0 | 0 | 10,686 | ||
PIMCO ETF TR | ENHAN SHRT MAT | 72201R833 | 1,032 | 10,177 | SH | DFND | 0 | 0 | 10,177 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 10,757 | 133,456 | SH | DFND | 0 | 0 | 133,456 | ||
QUALCOMM INC | COM | 747525103 | 257 | 3,256 | SH | DFND | 0 | 0 | 3,256 | ||
REALTY INCOME CORP | COM | 756109104 | 779 | 19,071 | SH | DFND | 0 | 0 | 19,071 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 500 | 9,356 | SH | DFND | 0 | 0 | 9,356 | ||
ROSS STORES INC | COM | 778296103 | 279 | 3,901 | SH | DFND | 0 | 0 | 3,901 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 543 | 6,952 | SH | DFND | 0 | 0 | 6,952 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 322 | 4,417 | SH | DFND | 0 | 0 | 4,417 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 273 | 2,209 | SH | DFND | 0 | 0 | 2,209 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,450 | 7,750 | SH | DFND | 0 | 0 | 7,750 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,915 | 111,824 | SH | DFND | 1 | 111,824 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 619 | 14,961 | SH | DFND | 1 | 14,961 | 0 | 0 | |
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 2,947 | 49,638 | SH | DFND | 1 | 49,638 | 0 | 0 | |
SPDR SERIES TRUST | BARCLYS TIPS ETF | 78464A656 | 173,409 | 3,120,011 | SH | DFND | 1 | 3,120,011 | 0 | 0 | |
SPECTRA ENERGY CORP | COM | 847560109 | 759 | 20,550 | SH | DFND | 0 | 0 | 20,550 | ||
STARBUCKS CORP | COM | 855244109 | 248 | 3,375 | SH | DFND | 0 | 0 | 3,375 | ||
SYSCO CORP | COM | 871829107 | 728 | 20,147 | SH | DFND | 0 | 0 | 20,147 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 627 | 6,440 | SH | DFND | 0 | 0 | 6,440 | ||
US BANCORP DEL | COM NEW | 902973304 | 313 | 7,298 | SH | DFND | 0 | 0 | 7,298 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 11,454 | 132,063 | SH | DFND | 1 | 132,063 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 674 | 8,412 | SH | DFND | 0 | 0 | 8,412 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 95,980 | 1,182,169 | SH | DFND | 1 | 1,182,169 | 0 | 0 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 9,552 | 115,321 | SH | DFND | 1 | 115,321 | 0 | 0 | |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 6,170 | 66,637 | SH | DFND | 1 | 66,637 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 6,218 | 88,047 | SH | DFND | 1 | 88,047 | 0 | 0 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 4,567 | 36,764 | SH | DFND | 1 | 36,764 | 0 | 0 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 7,914 | 78,641 | SH | DFND | 1 | 78,641 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 304 | 3,257 | SH | DFND | 0 | 0 | 3,257 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 238 | 3,043 | SH | DFND | 0 | 0 | 3,043 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 656 | 6,735 | SH | DFND | 0 | 0 | 6,735 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 42,389 | 434,888 | SH | DFND | 1 | 434,888 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 3,753 | 69,404 | SH | DFND | 1 | 69,404 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 13,922 | 130,137 | SH | DFND | 1 | 130,137 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 754 | 12,646 | SH | DFND | 1 | 12,646 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 14,002 | 278,318 | SH | DFND | 1 | 278,318 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 9,713 | 239,350 | SH | DFND | 1 | 239,350 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | MEGA CAP GRO ETF | 922042866 | 15,825 | 267,763 | SH | DFND | 1 | 267,763 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 8,266 | 140,226 | SH | DFND | 1 | 140,226 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 8,460 | 105,779 | SH | DFND | 1 | 105,779 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 35,588 | 688,344 | SH | DFND | 1 | 688,344 | 0 | 0 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 665 | 8,852 | SH | DFND | 0 | 0 | 8,852 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 15,851 | 210,702 | SH | DFND | 1 | 210,702 | 0 | 0 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 29,340 | 710,929 | SH | DFND | 1 | 710,929 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 673 | 10,657 | SH | DFND | 0 | 0 | 10,657 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 24,655 | 340,538 | SH | DFND | 1 | 340,538 | 0 | 0 | |
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 32,092 | 571,233 | SH | DFND | 1 | 571,233 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 673 | 14,156 | SH | DFND | 0 | 0 | 14,156 | ||
WAL-MART STORES INC | COM | 931142103 | 288 | 3,770 | SH | DFND | 0 | 0 | 3,770 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 665 | 15,815 | SH | DFND | 0 | 0 | 15,815 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,199 | 24,113 | SH | DFND | 0 | 0 | 24,113 | ||
WESTPAC BKG CORP | SPONSORED ADR | 961214301 | 1,227 | 38,258 | SH | DFND | 0 | 0 | 38,258 |