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| | OMB APPROVAL |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
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| Investment Company Act file number | 811-00082 |
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| CGM TRUST |
| (Exact name of registrant as specified in charter) |
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| One International Place, Boston, MA | 02110 |
| (Address of principal executive offices) | (Zip code) |
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Barry N. Hurwitz, Esq. Morgan, Lewis & Bockius LLP, One Federal St., Boston, MA 02110 |
| (Name and address of agent for service) |
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| Registrant's telephone number, including area code: | 617-737-3225 |
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| Date of fiscal year end: | 12/31 |
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| Date of reporting period: | 7/1/2014 - 6/30/2015 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
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| SEC 2451 (4-03) | PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. |
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| CGM Trust - File No. 811-82 | | | | | | |
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| CGM Mutual Fund | | | | | | | |
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| Issuer | Ticker | CUSIP | Meeting
Date | Matter
Voted On | Proposed
By Issuer or
Security Holder | Was
Vote
Cast | Actual
Vote | For or
Against
Mgt. |
| Carmax, Inc. | KMX | 143130102 | 6/22/2015 | 1A. Election of director: Ronald E. Blaylock. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Thomas J. Folliard. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Rakesh Gangwal. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Jeffrey E. Garten. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Shira Goodman. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: W. Robert Grafton. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Edgar H. Grubb. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Marcella Shinder. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Mitchell D. Steenrod. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Thomas G. Stemberg. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William R. Tiefel. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. To approve, in an advisory (non-binding) vote, the compensation of our named executive officers. | Issuer | Yes | For | For |
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| Citigroup Inc. | C | 172967424 | 4/28/2015 | 1A. Election of director: Michael L. Corbat. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Duncan P. Hennes. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Peter B. Henry. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Franz B. Humer. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael E. O'Neill. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Gary M. Reiner. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Judith Rodin. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Anthony M. Santomero. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Joan E. Spero. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Diana L. Taylor. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William S. Thompson, Jr. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: James S. Turley. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Ernesto Zedillo Ponce De Leon. | Issuer | Yes | For | For |
| | | | | 2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory approval of Citi's 2014 executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares. | Issuer | Yes | For | For |
| | | | | 5. Stockholder proposal requesting proxy access for shareholders. | Security Holder | Yes | For | For |
| | | | | 6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Security Holder | Yes | Against | For |
| | | | | 7. Stockholder proposal requesting an amendment to the general clawback policy. | Security Holder | Yes | Against | For |
| | | | | 8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11. | Security Holder | Yes | Against | For |
| | | | | 9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Security Holder | Yes | Against | For |
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| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 1A. Election of director: Donald R. Horton. | Issuer | Yes | For | For |
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| | | | | 1B. Election of director: Barbara K. Allen. | Issuer | Yes | For | For |
| | | | | 1C. Election of director Brad S. Anderson. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Michael R. Buchanan. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael W. Hewatt. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To approve the 2006 stock incentive plan as amended and restated. | Issuer | Yes | Against | Against |
| | | | | 4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm. | Issuer | Yes | For | For |
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| Fiat Chrysler Automobiles N.V. | FCAU | N31738102 | 4/16/2015 | 2D. Adoption of the 2014 annual accounts. | Issuer | Yes | For | For |
| | | | | 2E. Granting of discharge to the directors in respect of the performance of their duties during the financial year 2014. | Issuer | Yes | For | For |
| | | | | 3A. Re-appointment of the executive director: John Elkann. | Issuer | Yes | For | For |
| | | | | 3B. Re-appointment of the executive director: Sergio Marchionne. | Issuer | Yes | For | For |
| | | | | 4A. Re-appointment of the non-executive director: Ronald L. Thompson. | Issuer | Yes | For | For |
| | | | | 4B. Re-appointment of the non-executive director: Andrea Agnelli. | Issuer | Yes | For | For |
| | | | | 4C. Re-appointment of the non-executive director: Tiberto Brandolini D'Adda. | Issuer | Yes | For | For |
| | | | | 4D. Re-appointment of the non-executive director: Glenn Earle. | Issuer | Yes | For | For |
| | | | | 4E. Re-appointment of the non-executive director: Valerie A. Mars. | Issuer | Yes | For | For |
| | | | | 4F. Re-appointment of the non-executive director: Ruth J. Simmons. | Issuer | Yes | For | For |
| | | | | 4G. Re-appointment of the non-executive director: Patience Wheatcroft. | Issuer | Yes | For | For |
| | | | | 4H. Re-appointment of the non-executive director: Stephen M. Wolf. | Issuer | Yes | For | For |
| | | | | 4I. Re-appointment of the non-executive director: Ermenegildo Zegna. | Issuer | Yes | For | For |
| | | | | 5A. Proposal to appoint Ernst & Young accountants LLP as the independent auditor of the Company. | Issuer | Yes | For | For |
| | | | | 6A. Adoption of the remuneration policy for the executive directors and the non-executive directors. | Issuer | Yes | For | For |
| | | | | 6B. Approval of awards to executive directors. | Issuer | Yes | For | For |
| | | | | 7. Delegation to the board of the authority to acquire common shares in the capital of the Company. | Issuer | Yes | For | For |
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| Ford Motor Company | F | 345370860 | 5/14/2015 | 1A. Election of director: Stephen G. Butler. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Kimberly A. Casiano. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Anthony F. Earley, Jr. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Mark Fields. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Edsel B. Ford II. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: William Clay Ford, Jr. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: James P. Hackett. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: James H. Hance, Jr. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: William W. Helman IV. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Jon M. Huntsman, Jr. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William E. Kennard. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: John C. Lechleiter. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Ellen R. Marram. | Issuer | Yes | For | For |
| | | | | 1N. Election of director: Gerald L. Shaheen. | Issuer | Yes | For | For |
| | | | | 1O. Election of director: John L. Thornton. | Issuer | Yes | For | For |
| | | | | 2. Ratification of selection of PricewaterhouseCoopers, LLP as independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
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| | | | | 3. An advisory vote to approve the compensation of the named executives. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal relating to consideration of a recapitalization plan to provide that all of the Company's outstanding stock have one vote per share. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal relating to allowing holders of 20% of outstanding common stock to call special meetings of shareholders. | Security Holder | Yes | Against | For |
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| General Motors Company | GM | 37045V100 | 6/9/2015 | 1A. Election of director: Joseph J. Ashton. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Mary T. Barra. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Stephen J. Girsky. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Linda R. Gooden. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Joseph Jimemez, Jr. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Kathryn V. Marinello. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Michael G. Mullen. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: James J. Mulva. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Patricia F. Russo. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Thomas M. Schoewe. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Theodore M. Solso. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: Carol M. Stephenson. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the selection of Deloitte & Touche LLP as GM's independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal requesting the Board to adopt as policy, and amend the bylaws as necessary, to require the Chair of the Board of Directors, whenever possible, to be an independent member of the Board. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal recommending the Board take the steps necessary to adopt cumulative voting. | Security Holder | Yes | Against | For |
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| Hanesbrands Inc. | HBI | 410345102 | 4/28/2015 | 1.1. Election of director: Bobby J. Griffin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: James C. Johnson. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Jessica T. Mathews. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Franck J. Moison. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Robert F. Moran. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: J. Patrick Mulcahy. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Ronald L. Nelson. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Richard A. Noll. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Andrew J. Schindler. | Issuer | Yes | For | For |
| | | | | 1.10. Election of director: David V. Singer. | Issuer | Yes | For | For |
| | | | | 1.11. Election of director: Ann E. Ziegler. | Issuer | Yes | For | For |
| | | | | 2. To approve, on an advisory basis, executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2015 fiscal year. | Issuer | Yes | For | For |
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| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 1A. Election of director: Ari Bousbib. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Gregory D. Brenneman. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: J. Frank Brown. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Albert P. Carey. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Armando Codina. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Helena B. Foulkes. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Wayne M. Hewett. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Karen L. Katen. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Craig A. Menear. | Issuer | Yes | For | For |
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| | | | | 1J. Election of director: Mark Vadon. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of KPMG LLP as the Company's fiscal 2015 independent, registered, public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal regarding independent chairman of the board. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal regarding special shareholder meetings. | Security Holder | Yes | Against | For |
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| Kohl's Corporation | KSS | 500255104 | 5/14/2015 | 1A. Election of director: Peter Boneparth. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Steven A. Burd. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Dale E. Jones. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Kevin Mansell. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: John E. Schlifske. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Frank V. Sica. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Stephanie A. Streeter. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Nina G. Vaca. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Stephen E. Watson. | Issuer | Yes | For | For |
| | | | | 2. Ratify appointment of Ernst & Young LLP as independent, registered, public accounting firm for the fiscal year ending January 30, 2016. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote on approval of named executive officer compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal regarding recovery of unearned management bonuses. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal to adopt, and present for shareholders approval, a "proxy access" bylaw. | Security Holder | Yes | Against | For |
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| Lazard LTD | LAZ | G54050102 | 4/21/2015 | 1.1. Election of director: Andrew M. Alper. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Ashish Bhutani. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Steven J. Heyer. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Sylvia Jay. | Issuer | Yes | For | For |
| | | | | 2. Non-binding advisory vote regarding executive compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of appointment of Deloitte & Touche LLP as Company's independent, registered, public accounting firm for 2015 and authorization of Lazard LTD's board of directors, acting by the audit committee, to set their remuneration. | Issuer | Yes | For | For |
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| Lennar Corporation | LEN | 526057104 | 4/8/2015 | 1.1. Election of director: Irving Bolotin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Steven L. Gerard. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Theron I. "tig" Gilliam. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Sherrill W. Hudson. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Sidney Lapidus. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Teri P. McClure. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Stuart A. Miller. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Armando Olivera. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Jeffrey Sonnenfeld. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers. | Issuer | Yes | For | For |
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| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.1. Election of director: Raul Alvarez. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: David W. Bernauer. | Issuer | Yes | For | For |
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| | | | | 1.3. Election of director: Angela F. Braly. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Laurie Z. Douglas. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Richard W. Dreiling. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Robert L. Johnson. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Marshall O. Larsen. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Richard K. Lochridge. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: James H. Morgan. | Issuer | Yes | For | For |
| | | | | 1.10. Election of director: Robert A. Niblock. | Issuer | Yes | For | For |
| | | | | 1.11. Election of director: Eric C. Wiseman. | Issuer | Yes | For | For |
| | | | | 2. Advisory approval of Lowe's named executive officer compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
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| Martin Marietta Materials, Inc. | MLM | 573284106 | 5/21/2015 | 1.1. Election of director: David G. Maffucci. | Issuer | Yes | For | For |
| | | | | 1.2 Election of director: William E. McDonald. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Frank H. Menaker, Jr. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Richard A. Vinroot. | Issuer | Yes | For | For |
| | | | | 2. Ratification of selection of Ernst & Young as independent auditors. | Issuer | Yes | For | For |
| | | | | 3. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Issuer | Yes | For | For |
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| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 1.1. Election of director: Robert L. Bailey. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Richard M. Beyer. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Patrick J. Byrne. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: D. Mark Durcan. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: D. Warren A. East. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Mercedes Johnson. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Lawrence N. Mondry. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Robert E. Switz. | Issuer | Yes | For | For |
| | | | | 2. To approve amended & restated 2007 equity incentive plan & increase shares reserved for issuance thereunder by 30,000,000. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | 4. To amend the Company's restated certificate of incorporation to eliminate cumulative voting. | Issuer | Yes | For | For |
| | | | | 5. To approve the material terms of the performance goals under the Company's executive officer performance incentive plan. | Issuer | Yes | For | For |
| | | | | 6. To approve a non-binding resolution to approve the compensation of our named executive officers as described in the proxy statement. | Issuer | Yes | For | For |
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| Morgan Stanley | MS | 617446448 | 5/19/2015 | 1A. Election of director: Erskine B. Bowles. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Thomas H. Glocer. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: James P. Gorman. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Robert H. Herz. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Klaus Kleinfeld. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Jami Miscik. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Donald T. Nicolaisen. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Hutham S. Olayan. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: James W. Owens. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Ryosuke Tamakoshi. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Masaaki Tanaka. | Issuer | Yes | For | For |
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| | | | | 1L. Election of director: Perry M. Traquina. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Laura D. Tyson. | Issuer | Yes | For | For |
| | | | | 1N. Election of director: Rayford Wilkins, Jr. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Issuer | Yes | For | For |
| | | | | 3. To approve the compensation of executives. | Issuer | Yes | For | For |
| | | | | 4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant. | Issuer | Yes | Against | Against |
| | | | | 5. Shareholder proposal regarding a report on lobbying. | Security Holder | Yes | Against | For |
| | | | | 6. Shareholder proposal regarding a vote-counting bylaw change. | Security Holder | Yes | Against | For |
| | | | | 7. Shareholder proposal regarding a report on government service testing. | Security Holder | Yes | Against | For |
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| Norwegian Cruise Line Holdings LTD | NCLH | G66721104 | 5/20/2015 | 1A. Election of class II director: Adam M. Aron. | Issuer | Yes | For | For |
| | | | | 1B. Election of class II director: Kevin Crowe. | Issuer | Yes | For | For |
| | | | | 1C. Election of class II director: F. Robert Salerno. | Issuer | Yes | For | For |
| | | | | 1D. Election of class II director: Walter L. Revell. | Issuer | Yes | For | For |
| | | | | 2. Approval, on a non-binding, advisory basis, of the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent, registered, certified, public accounting firm for the year ending December 31, 2015 and the determination of PWC's remuneration by the audit committee of the board of directors. | Issuer | Yes | For | For |
| | | | | 4. Approval of an amendment to the Company's bye-laws to clarify the notice provisions under the Company's bye-laws. | Issuer | Yes | For | For |
| | | | | | | | | |
| Polaris Industries Inc. | PII | 731068102 | 4/30/2015 | 1.1. Election of director: Annette K. Clayton. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Kevin M. Farr. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: John P. Wiehoff. | Issuer | Yes | For | For |
| | | | | 2. Approval of the amended and restated 2007 omnibus incentive plan. | Issuer | Yes | Against | Against |
| | | | | 3. Ratification of the selection of Ernst & Young LLP as our independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
| | | | | 4. Advisory vote to approve the compensation of our named executive officers. | Issuer | Yes | For | For |
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| PVH Corp. | PVH | 693656100 | 6/18/2015 | 1A. Election of director: Mary Baglivo. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Brent Callinicos. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Emanuel Chirico. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Juan R. Figuereo. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Joseph B. Fuller. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Fred Gehring. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: V. James Marino. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: G. Penny McIntyre. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Henry Nasella. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Edward R. Rosenfeld. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Craig Rydin. | Issuer | Yes | For | For |
| | | | | 2. Approval of the Company's 2006 stock incentive plan, as amended. | Issuer | Yes | Against | Against |
| | | | | 3. Approval of the advisory resolution on executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Ratification of the selection of Ernst & Young LLP, independent auditors, as our auditors for the fiscal year ending January 31, 2016. | Issuer | Yes | For | For |
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| Signet Jewelers Limited | SIG | G81276100 | 6/12/2015 | 1A. Election of director: H. Todd Stitzer. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Virginia Drosos. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Dale Hilpert. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Mark Light. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Helen McCluskey. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Marianne Miller Parrs. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Thomas Plaskett. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Robert Stack. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Eugenia Ulasewicz. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Russell Walls. | Issuer | Yes | For | For |
| | | | | 2. Appointment of KPMG LLP as independent auditor of the Company. | Issuer | Yes | For | For |
| | | | | 3. Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | | | | | |
| Skyworks Solutions, Inc. | SWKS | 83088M102 | 5/19/2015 | 1.1. Election of director: David J. Aldrich. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Kevin L. Beebe. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Timothy R. Furey. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Balakrishnan S. Iyer. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Christine King. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: David P. McGlade. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: David J. McLachlan. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Robert A. Schriesheim. | Issuer | Yes | For | For |
| | | | | 2. To ratify the selection by the Company's audit committee of KPMG LLP as the independent, registered, public accounting firm for the Company for fiscal year 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, on an advisory basis, the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. To approve the Company's 2015 long-term incentive plan. | Issuer | Yes | Against | Against |
| | | | | 5. To approve a stockholder proposal regarding supermajority voting provisions. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Toll Brothers, Inc. | TOL | 889478103 | 3/10/2015 | 1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro. | Issuer | Yes | For | For |
| | | | | 2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year. | Issuer | Yes | For | For |
| | | | | 3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. Approval of the Toll Brothers, Inc. senior officer bonus plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Whirlpool Corporation | WHR | 963320106 | 4/21/2015 | 1A. Election of director: Samuel R. Allen. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Gary T. DiCamillo. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Diane M. Dietz. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Gerri T. Elliott. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Jeff M. Fettig. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Michael F. Johnston. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: John D. Liu. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Harish Manwani. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: William D. Perez. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Michael A. Todman. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Michael D. White. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 2. Advisory vote to approve Whirlpool's executive compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
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| CGM Trust - File No. 811-82 | | | | | | |
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| CGM Realty Fund | | | | | | | |
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| | | | | | | | | |
| Issuer | Ticker | CUSIP | Meeting
Date | Matter
Voted On | Proposed
By Issuer or
Security Holder | Was
Vote
Cast | Actual
Vote | For or
Against
Mgt. |
| Ashford Hospitality Trust, Inc. | AHT | 44103109 | 11/14/2014 | A. The demand of the call of a special meeting of the shareholders of the Company pursuant to the Company's Bylaws for the purpose of voting on the proposals outlined in the Written Request; and the exercise of any and all rights of these shares incidental tot he calling of the special meeting. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| CBRE Group, Inc. | CBG | 12504L109 | 5/15/2015 | 1.1. Election of director: Richard C. Blum. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Brandon B. Boze. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Curtis F. Feeny. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Bradford M. Freeman. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Michael Kantor. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Frederic V. Malek. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Robert E. Sulentic. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Laura D. Tyson. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Gary L. Wilson. | Issuer | Yes | For | For |
| | | | | 1.10. Election of director: Ray Wirta. | Issuer | Yes | For | For |
| | | | | 2. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory resolution to approve named executive officer compensation for 2014. | Issuer | Yes | For | For |
| | | | | 4. Approve an amendment to our executive incentive plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Chesapeake Lodging Trust | CHSP | 165240102 | 5/20/2015 | 1.1 Election of trustee: James L. Francis. | Issuer | Yes | For | For |
| | | | | 1.2. Election of trustee: Douglas W. Vicari. | Issuer | Yes | For | For |
| | | | | 1.3 Election of trustee: Thomas A. Natelli. | Issuer | Yes | For | For |
| | | | | 1.4. Election of trustee: Thomas D. Eckert. | Issuer | Yes | For | For |
| | | | | 1.5. Election of trustee: John W. Hill. | Issuer | Yes | For | For |
| | | | | 1.6. Election of trustee: George F. McKenzie. | Issuer | Yes | For | For |
| | | | | 1.7. Election of trustee: Jeffrey D. Nuechterlein. | Issuer | Yes | For | For |
| | | | | 2. Consider and vote upon a proposal to ratify the appointment of Ernst & Young, LLP as the Trust's independent registered public accounting firm for the year ending December 31, 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, through a non-binding advisory vote, the Trust's executive compensation program. | Issuer | Yes | For | For |
| | | | | 4. To consider a shareholder proposal recommending the board of directors take all steps necessary to allow shareholders to amend our bylaws by a vote of the majority of shares outstanding, including amendments initiated by shareholders. | Security Holder | Yes | Against | For |
| | | | | 5. To consider a shareholder proposal recommending the Board amend its governing documents to provide that it shall not adopt, amend, extend or renew any shareholder rights plan, rights agreement or any other form of "poison pill" making it more difficult or expensive to acquire large holdings of the Company's stock without prior approval by a majority of shares voted unless the Board is compelled by its fiduciary duties to adopt said Pill; and that any Poison Pill adopted, amended, extended or renewed on the grounds of fiduciary duty shall expire within 12 months unless approved by shareholders by a majority of stock voted or a court has determined further extension is required by fiduciary duty. | Security Holder | Yes | Against | For |
|
| | | | | | | | |
| | | | | 6. To consider a shareholder proposal recommending the Board amend its articles to allow shareholders to remove directors with cause by the affirmative vote or written consent of majority of the voting power of all of the then-outstanding Shares entitled to vote generally in the election of Trustees. | Security Holder | Yes | Against | For |
| | | | | 7. To consider a shareholder proposal recommending shareholder ratification by a majority of shares voted of any new, or renewals, extensions of or amendments to existing, "golden parachute" provisions of employment agreements with named executives. | Security Holder | Yes | Against | For |
| | | | | 8. To consider a shareholder proposal recommending the Board take all necessary steps to ensure new, renewed, extended or amended employment agreements with named executives ensure severance payments relating to termination pursuant to a change in control not exceed severance payments relating to other forms of involuntary termination without cause, unless such arrangement has been ratified by shareholders by a majoirty of share voted. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Citigroup Inc. | C | 172967424 | 4/28/2015 | 1A. Election of director: Michael L. Corbat. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Duncan P. Hennes. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Peter B. Henry. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Franz B. Humer. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael E. O'Neill. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Gary M. Reiner. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Judith Rodin. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Anthony M. Santomero. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Joan E. Spero. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Diana L. Taylor. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William S. Thompson, Jr. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: James S. Turley. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Ernesto Zedillo Ponce De Leon. | Issuer | Yes | For | For |
| | | | | 2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory approval of Citi's 2014 executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares. | Issuer | Yes | For | For |
| | | | | 5. Stockholder proposal requesting proxy access for shareholders. | Security Holder | Yes | For | For |
| | | | | 6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Security Holder | Yes | Against | For |
| | | | | 7. Stockholder proposal requesting an amendment to the general clawback policy. | Security Holder | Yes | Against | For |
| | | | | 8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11. | Security Holder | Yes | Against | For |
| | | | | 9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Security Holder | Yes | Against | For |
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| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 1A. Election of director: Donald R. Horton. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Barbara K. Allen. | Issuer | Yes | For | For |
| | | | | 1C. Election of director Brad S. Anderson. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Michael R. Buchanan. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael W. Hewatt. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To approve the 2006 stock incentive plan as amended and restated. | Issuer | Yes | Against | Against |
| | | | | 4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm. | Issuer | Yes | For | For |
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| ESH Hospitality, Inc. | STAY | 30224P211 | 5/21/2015 | 1.1. Election of director: Douglas G. Geoga. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Christopher K. Daniello. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Kevin W. Dinnie. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: James L. Donald. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Lisa Palmer. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Ty E. Wallach | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Richard F. Wallman. | Issuer | Yes | For | For |
| | | | | 2. Proposal for the ratification of the appointment of Deloitte & Touche LLP as our independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Proposal for the approval of the amended and restated ESH Hospitality, Inc. long-term incentive plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Extended Stay America, Inc. | STAY | 30224P200 | 5/21/2015 | 1.1. Election of director: Douglas G. Geoga. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Michael A. Barr. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: James L. Donald. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: William A. Kussell | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: William D. Rahm. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: William J. Stein. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Richard F. Wallman. | Issuer | Yes | For | For |
| | | | | 2. Proposal for the ratification of the appointment of Deloitte & Touche LLP as our independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Proposal for the approval of the amended and restated Extended Stay America, Inc. long-term incentive plan. | Issuer | Yes | For | For |
| | | | | 4. Proposal for the approval of the Extended Stay America, Inc. annual incentive plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Extra Space Storage Inc. | EXR | 30225T102 | 5/26/2015 | 1.1. Election of director: Kenneth M. Woolley. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Spencer F. Kirk. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Karl Haas. | Issuer | Yes | For | For |
| | | | | 1.4 Election of director: Joseph D. Margolis. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Diane Olmstead. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Roger B. Porter. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: K. Fred Skousen. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote on the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. Approval of the Extra Space Storage Inc. 2015 incentive award plan. | Issuer | Yes | For | For |
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| HFF, Inc. | HF | 40418F108 | 5/28/2015 | 1.1. Election of director: Susan P. McGalla. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Lenore M. Sullivan. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Morgan K. O'Brien. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | | 3. Ratification of Ernst & Young LLP as the Company's independent, registered, certified, public accountants. | Issuer | Yes | For | For |
| | | | | | | | | |
| Hilton Worldwide Holdings Inc. | HLT | 43300A104 | 5/6/2015 | 1.1. Election of director: Christopher J. Nassetta. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Jonathan D. Gray. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Michael S. Chae. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Tyler S. Henritze. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Judith A. McHale. | Issuer | Yes | For | For |
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| | | | | 1.6. Election of director: John G. Schreiber. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Elizabeth A. Smith. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Douglas M. Steenland. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: William J. Stein. | Issuer | Yes | For | For |
| | | | | 2. Ratify appointment of Ernst & Young LLP as the Company's independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, by non-binding vote, compensation paid to the Company's named executive officers. | Issuer | Yes | For | For |
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| Hyatt Hotels Corporation | H | 448579102 | 5/13/2015 | 1.1. Election of director: Richard A. Friedman. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Susan D. Kronick. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Mackey J. McDonald. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Jason Pritzker. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Deloitte & Touche LLP as Hyatt Hotels Corporation's independent, registered, public accounting firm for fiscal year 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval, on an advisory basis, of the compensation paid to our named executive officers. | Issuer | Yes | For | For |
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| Jones Lang Lasalle Incorporated | JLL | 48020Q107 | 5/29/2015 | 1A. Election of director to serve one-year term until the 2016 annual meeting: Hugo Bague. | Issuer | Yes | For | For |
| | | | | 1B. Election of director to serve one-year term until the 2016 annual meeting: Samuel A. Di Piazza, Jr. | Issuer | Yes | For | For |
| | | | | 1C. Election of director to serve one-year term until the 2016 annual meeting: Colin Dyer. | Issuer | Yes | For | For |
| | | | | 1D. Election of director to serve one-year term until the 2016 annual meeting: Dame DeAnne Julius. | Issuer | Yes | For | For |
| | | | | 1E. Election of director to serve one-year term until the 2016 annual meeting: Ming Lu. | Issuer | Yes | For | For |
| | | | | 1F. Election of director to serve one-year term until the 2016 annual meeting: Martin H. Nesbitt. | Issuer | Yes | For | For |
| | | | | 1G. Election of director to serve one-year term until the 2016 annual meeting: Sheila A. Penrose. | Issuer | Yes | For | For |
| | | | | 1H. Election of director to serve one-year term until the 2016 annual meeting: Ann Marie Petach. | Issuer | Yes | For | For |
| | | | | 1I. Election of director to serve one-year term until the 2016 annual meeting: Shailesh Rao. | Issuer | Yes | For | For |
| | | | | 1J. Election of director to serve one-year term until the 2016 annual meeting: David B. Rickard. | Issuer | Yes | For | For |
| | | | | 1K. Election of director to serve one-year term until the 2016 annual meeting: Roger T. Staubach. | Issuer | Yes | For | For |
| | | | | 2. To approve, by non-binding vote, executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of KPMG LLP as our independent, registered, public accounting firm for the year ending December 31, 2015. | Issuer | Yes | For | For |
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| La Quinta Holdings, Inc. | LQ | 50420D108 | 5/8/2015 | 1.1. Election of director: Wayne B. Goldberg. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Glenn Alba. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Alan J. Bowers. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Henry G. Cisneros. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Giovanni Cutaia. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Brian Kim. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Michael B. Nash. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Mitesh B. Shah. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Gary M. Sumers. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of Deloitte & Touche LLP as the Company's independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
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| | | | | 3. To approve the La Quinta Holdings, Inc. 2015 employee stock purchase plan. | Issuer | Yes | Against | Against |
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| LaSalle Hotel Properties | LHO | 517942108 | 5/7/2015 | 1.1. Election of director: Jeffrey T. Foland. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Darryl Hartley-Leonard. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: William S. McCalmont. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of KPMG LLP to serve as independent registered public accountants of the Company for the year ending December 31, 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, by non-binding vote, executive compensation. | Issuer | Yes | For | For |
| | | | | | | | | |
| Lennar Corporation | LEN | 526057104 | 4/8/2015 | 1.1. Election of director: Irving Bolotin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Steven L. Gerard. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Theron I. "tig" Gilliam. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Sherrill W. Hudson. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Sidney Lapidus. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Teri P. McClure. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Stuart A. Miller. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Armando Olivera. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Jeffrey Sonnenfeld. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers. | Issuer | Yes | For | For |
| | | | | | | | | |
| Marriott International, Inc. | MAR | 571903202 | 5/8/2015 | 1A. Election of director: J.W. Marriott, Jr. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Mary K. Bush. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Deborah M. Harrison. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Frederick A. Henderson. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Lawrence W. Kellner. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Debra L. Lee. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: George Munoz. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Steven S. Reinemund. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: W. Mitt Romney. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Arne M. Sorenson. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Susan C. Schwab. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Ernst & Young as the Company's independent, registered, public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. Advisory resolution to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder resolution recommending simple majority voting standard. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 1A. Election of director: Erskine B. Bowles. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Thomas H. Glocer. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: James P. Gorman. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Robert H. Herz. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Klaus Kleinfeld. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Jami Miscik. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Donald T. Nicolaisen. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Hutham S. Olayan. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: James W. Owens. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Ryosuke Tamakoshi. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Masaaki Tanaka. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 1L. Election of director: Perry M. Traquina. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Laura D. Tyson. | Issuer | Yes | For | For |
| | | | | 1N. Election of director: Rayford Wilkins, Jr. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Issuer | Yes | For | For |
| | | | | 3. To approve the compensation of executives. | Issuer | Yes | For | For |
| | | | | 4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant. | Issuer | Yes | Against | Against |
| | | | | 5. Shareholder proposal regarding a report on lobbying. | Security Holder | Yes | Against | For |
| | | | | 6. Shareholder proposal regarding a vote-counting bylaw change. | Security Holder | Yes | Against | For |
| | | | | 7. Shareholder proposal regarding a report on government service testing. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| NorthStar Realty Finance Corp | NRF | 66704R704 | 9/5/2014 | 1. Elect five directors: 1. David T. Hamamoto, 2. Judith A. Hannaway, 3. Wesley D. Minami, 4. Louis J. Paglia, 5. Charles W. Schoenherr. | Issuer | Yes | For | For |
| | | | | 2. Adoption of a resolution approving, on a non-binding, advisory basis, named executive officer compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2014 | Issuer | Yes | For | For |
| | | | | | | | | |
| Pebblebrook Hotel Trust | PEB | 70509V100 | 6/17/2015 | 1.1. Election of director: Jon E. Bortz. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Cydney C. Donnell. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Ron E. Jackson. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Phillip M. Miller. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Michael J. Schall. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Earl E. Webb. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Laura H. Wright. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of KPMG LLP to serve as our independent, registered, public accountants for the year ending December 31, 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval, by advisory and non-binding vote, of executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Non-binding Shareholder proposal urging the board to take all steps necessary under applicable law to cause the Company to opt out of Maryland's Unsolicated Takeover Act and to require a majority vote of shareholders before opting back into the act. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Pultegroup, Inc. | PHM | 745867101 | 5/6/2015 | 1.1. Election of director: Brian P. Anderson. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Bryce Blair. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Richard J. Dugas, Jr. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Thomas J. Folliard. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Cheryl W. Grise. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Andre J. Hawaux. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Debra J. Kelly-Ennis. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Patrick J. O'Leary. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: James J. Postl. | Issuer | Yes | For | For |
| | | | | 2. The ratification of the appointment of Ernst & Young LLP as our independent, registered, public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. An advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. A shareholder proposal regarding the use of performance-based options. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| RLJ Lodging Trust | RLJ | 74965L101 | 5/1/2015 | 1.1. Election of trustee: Robert L. Johnson. | Issuer | Yes | For | For |
| | | | | 1.2. Election of trustee: Thomas J. Baltimore, Jr. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 1.3. Election of trustee: Evan Bayh. | Issuer | Yes | For | For |
| | | | | 1.4. Election of trustee: Nathaniel A. Davis. | Issuer | Yes | For | For |
| | | | | 1.5. Election of trustee: Robert M. La Forgia. | Issuer | Yes | For | For |
| | | | | 1.6. Election of trustee: Glenda G. McNeal. | Issuer | Yes | For | For |
| | | | | 1.7. Election of trustee: Joseph Ryan. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent, registered, public accounting firm for our fiscal year ending December 31, 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, on a non-binding basis, the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | 4. To approve the RLJ Lodging Trust 2015 equity incentive plan, which constitutes an amendment and restatement of the RLJ Lodging Trust 2011 equity incentive plan. | Issuer | Yes | For | For |
| | | | | 5. To amend our articles of amendment and restatement of declaration of trust to opt out of section 3-804( c ) of the Maryland general corporation law. | Issuer | Yes | For | For |
| | | | | 6. To consider and vote on a non-binding shareholder proposal recommending the board to take all steps necessary to allow shareholders to amend the Company's bylaws by a vote of the majority of shares outstanding. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Ryman Hospitality Properties, Inc. | RHP | 78377T107 | 5/7/2015 | 1A. Election of director: Michael J. Bender. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: E.K. Gaylord II. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: D. Ralph Horn. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Ellen Levine. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Patrick Q. Moore. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Robert S. Prather, Jr. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Colin V. Reed. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Michael D. Rose. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Michael I. Roth. | Issuer | Yes | For | For |
| | | | | 2. To approve, on an advisory basis, the Company's executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of Ernst & Young LLP as the Company's independent, registered, public accounting firm for fiscal year 2015. | Issuer | Yes | For | For |
| | | | | | | | | |
| Starwood Hotels & Resorts Worldwide, Inc. | HOT | 85590A401 | 5/28/2015 | 1A. Election of director: Adam M. Aron. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Bruce W. Duncan. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Charlene Barshefsky. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Thomas E. Clarke. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Clayton C. Daley, Jr. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Lizanne Galbreath. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Eric Hippeau. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Aylwin B. Lewis. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Stephen R. Quazzo. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Thomas O. Ryder. | Issuer | Yes | For | For |
| | | | | 2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of Ernst & Young LLP as our independent, registered public accounting firm. | Issuer | Yes | For | For |
| | | | | 4. To approve the Starwood Hotels & Resorts Worldwide, Inc. annual incentive plan for certain executives (as amended and restated in February 2015). | Issuer | Yes | For | For |
| | | | | | | | | |
| Toll Brothers, Inc. | TOL | 889478103 | 3/10/2015 | 1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year. | Issuer | Yes | For | For |
| | | | | 3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. Approval of the Toll Brothers, Inc. senior officer bonus plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Whirlpool Corporation | WHR | 963320106 | 4/21/2015 | 1A. Election of director: Samuel R. Allen. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Gary T. DiCamillo. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Diane M. Dietz. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Gerri T. Elliott. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Jeff M. Fettig. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Michael F. Johnston. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: John D. Liu. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Harish Manwani. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: William D. Perez. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Michael A. Todman. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Michael D. White. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve Whirlpool's executive compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | | | | | |
| Wyndham Worldwide Corporation | WYN | 98310W108 | 5/14/2015 | 1.1. Election of director: Stephen P. Holmes. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Myra J. Biblowit. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: James E. Buckman. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: George Herrera. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Brian Mulroney. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Pauline D.E. Richards. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Michael H. Wargotz. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve the Wyndham Worldwide Corporation executive compensation program. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Deloitte & Touche LLP to serve as the independent, registered, public accounting firm for fiscal year 2015. | Issuer | Yes | For | For |
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| CGM Trust - File No. 811-82 | | | | | | |
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| CGM Focus Fund | | | | | | | | |
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| Issuer | Ticker | CUSIP | Meeting
Date | Matter
Voted On | Proposed
By Issuer or
Security Holder | Was
Vote
Cast | Actual
Vote | For or
Against
Mgt. |
| Avago Technologies Limited | AVGO | Y0486S104 | 4/8/2015 | 1A. Election of director: Mr. Hock E. Tan. | Issuer | No | | |
| | | | | 1B. Election of director: Mr. John T. Dickson. | Issuer | No | | |
| | | | | 1C. Election of director: Mr. James V. Diller. | Issuer | No | | |
| | | | | 1D. Election of director: Mr. Lewis C. Eggebrecht. | Issuer | No | | |
| | | | | 1E. Election of director: Mr. Bruno Guilmart. | Issuer | No | | |
| | | | | 1F. Election of director: Mr. Kenneth Y. Hao. | Issuer | No | | |
| | | | | 1G. Election of director: Ms. Justine F. Lien. | Issuer | No | | |
| | | | | 1H. Election of director: Mr. Donald Maclead. | Issuer | No | | |
| | | | | 1I. Election of director: Mr. Peter J. Marks. | Issuer | No | | |
| | | | | 2. To approve the re-appointment of PricewaterhouseCoopers LLP as Avago's independent, registered, public accounting firm and independent Singapore auditor for the fiscal year ending November 1, 2015 and to authorize the audit committee to fix its remuneration. | Issuer | No | | |
| | | | | 3. To approve the general authorization for the directors of Avago to allot and issue ordinary shares, as set forth in Avago's notice of, and proxy statement relating to, its 2015 annual general meeting. | Issuer | No | | |
| | | | | 4. To approve the share purchase mandate authorizing the purchase or acquisition by Avago of its own issued ordinary shares. | Issuer | No | | |
| | | | | 5. To approve the cash compensation for Avago's non-employee directors for services rendered by them through the date of Avago's 2016 annual general meeting of shareholders and for each approximately 12-month period thereafter. | Issuer | No | | |
| | | | | | | | | |
| Celgene Corporation | CELG | 151020104 | 6/17/2015 | 1.1. Election of director: Robert J. Hugin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: R.W. Barker, D. Phil. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Michael W. Bonney. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Michael D. Casey. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Carrie S. Cox. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Michael A. Friedman, MD. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Gilla S. Kaplan, PH.D. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: James J. Loughlin. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Ernest Mario, PH.D. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval of an amendment and restatement of the Company's 2008 stock incentive plan. | Issuer | Yes | Against | Against |
| | | | | 4. Approval, by non-binding vote, of executive compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 5. Stockholder proposal requesting a report by December 31, 2015, on the risks to Celegene from rising pressure to contain U.S. specialty drug prices. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| Citigroup Inc. | C | 172967424 | 4/28/2015 | 1A. Election of director: Michael L. Corbat. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Duncan P. Hennes. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Peter B. Henry. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 1D. Election of director: Franz B. Humer. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael E. O'Neill. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Gary M. Reiner. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Judith Rodin. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Anthony M. Santomero. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Joan E. Spero. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Diana L. Taylor. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William S. Thompson, Jr. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: James S. Turley. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Ernesto Zedillo Ponce De Leon. | Issuer | Yes | For | For |
| | | | | 2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory approval of Citi's 2014 executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Approval of an amendment to the Citigroup 2014 stock incentive plan authorizing additional shares. | Issuer | Yes | For | For |
| | | | | 5. Stockholder proposal requesting proxy access for shareholders. | Security Holder | Yes | For | For |
| | | | | 6. Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Security Holder | Yes | Against | For |
| | | | | 7. Stockholder proposal requesting an amendment to the general clawback policy. | Security Holder | Yes | Against | For |
| | | | | 8. Stockholder proposal requesting a by-law amendment to exclude from the board of directors' audit committee any director who was a director at a public company while that company filed for reorganization under chapter 11. | Security Holder | Yes | Against | For |
| | | | | 9. Stockholder proposal requesting a report regarding the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Security Holder | Yes | Against | For |
| | | | | | | | | |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 1A. Election of director: Donald R. Horton. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Barbara K. Allen. | Issuer | Yes | For | For |
| | | | | 1C. Election of director Brad S. Anderson. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Michael R. Buchanan. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Michael W. Hewatt. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To approve the 2006 stock incentive plan as amended and restated. | Issuer | Yes | Against | Against |
| | | | | 4. Ratify the appointment of PricewaterhouseCoopers, LLP as Company's independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | | | | | |
| Fiat Chrysler Automobiles N.V. | FCAU | N31738102 | 4/16/2015 | 2D. Adoption of the 2014 annual accounts. | Issuer | Yes | For | For |
| | | | | 2E. Granting of discharge to the directors in respect of the performance of their duties during the financial year 2014. | Issuer | Yes | For | For |
| | | | | 3A. Re-appointment of the executive director: John Elkann. | Issuer | Yes | For | For |
| | | | | 3B. Re-appointment of the executive director: Sergio Marchionne. | Issuer | Yes | For | For |
| | | | | 4A. Re-appointment of the non-executive director: Ronald L. Thompson. | Issuer | Yes | For | For |
| | | | | 4B. Re-appointment of the non-executive director: Andrea Agnelli. | Issuer | Yes | For | For |
| | | | | 4C. Re-appointment of the non-executive director: Tiberto Brandolini D'Adda. | Issuer | Yes | For | For |
| | | | | 4D. Re-appointment of the non-executive director: Glenn Earle. | Issuer | Yes | For | For |
| | | | | 4E. Re-appointment of the non-executive director: Valerie A. Mars. | Issuer | Yes | For | For |
| | | | | 4F. Re-appointment of the non-executive director: Ruth J. Simmons. | Issuer | Yes | For | For |
| | | | | 4G. Re-appointment of the non-executive director: Patience Wheatcroft. | Issuer | Yes | For | For |
|
| | | | | | | | |
| | | | | 4H. Re-appointment of the non-executive director: Stephen M. Wolf. | Issuer | Yes | For | For |
| | | | | 4I. Re-appointment of the non-executive director: Ermenegildo Zegna. | Issuer | Yes | For | For |
| | | | | 5A. Proposal to appoint Ernst & Young accountants LLP as the independent auditor of the Company. | Issuer | Yes | For | For |
| | | | | 6A. Adoption of the remuneration policy for the executive directors and the non-executive directors. | Issuer | Yes | For | For |
| | | | | 6B. Approval of awards to executive directors. | Issuer | Yes | For | For |
| | | | | 7. Delegation to the board of the authority to acquire common shares in the capital of the Company. | Issuer | Yes | For | For |
| | | | | | | | | |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 1A. Election of director: Stephen G. Butler. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Kimberly A. Casiano. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Anthony F. Earley, Jr. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Mark Fields. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Edsel B. Ford II. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: William Clay Ford, Jr. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: James P. Hackett. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: James H. Hance, Jr. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: William W. Helman IV. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Jon M. Huntsman, Jr. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: William E. Kennard. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: John C. Lechleiter. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Ellen R. Marram. | Issuer | Yes | For | For |
| | | | | 1N. Election of director: Gerald L. Shaheen. | Issuer | Yes | For | For |
| | | | | 1O. Election of director: John L. Thornton. | Issuer | Yes | For | For |
| | | | | 2. Ratification of selection of PricewaterhouseCoopers, LLP as independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. An advisory vote to approve the compensation of the named executives. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal relating to consideration of a recapitalization plan to provide that all of the Company's outstanding stock have one vote per share. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal relating to allowing holders of 20% of outstanding common stock to call special meetings of shareholders. | Security Holder | Yes | Against | For |
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| General Motors Company | GM | 37045V100 | 6/9/2015 | 1A. Election of director: Joseph J. Ashton. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Mary T. Barra. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Stephen J. Girsky. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Linda R. Gooden. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Joseph Jimemez, Jr. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Kathryn V. Marinello. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Michael G. Mullen. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: James J. Mulva. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Patricia F. Russo. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Thomas M. Schoewe. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Theodore M. Solso. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: Carol M. Stephenson. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the selection of Deloitte & Touche LLP as GM's independent registered public accounting firm for 2015. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal requesting the Board to adopt as policy, and amend the bylaws as necessary, to require the Chair of the Board of Directors, whenever possible, to be an independent member of the Board. | Security Holder | Yes | Against | For |
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| | | | | 5. Shareholder proposal recommending the Board take the steps necessary to adopt cumulative voting. | Security Holder | Yes | Against | For |
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| Hanesbrands Inc. | HBI | 410345102 | 4/28/2015 | 1.1. Election of director: Bobby J. Griffin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: James C. Johnson. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Jessica T. Mathews. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Franck J. Moison. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Robert F. Moran. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: J. Patrick Mulcahy. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Ronald L. Nelson. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Richard A. Noll. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Andrew J. Schindler. | Issuer | Yes | For | For |
| | | | | 1.10. Election of director: David V. Singer. | Issuer | Yes | For | For |
| | | | | 1.11. Election of director: Ann E. Ziegler. | Issuer | Yes | For | For |
| | | | | 2. To approve, on an advisory basis, executive compensation. | Issuer | Yes | For | For |
| | | | | 3. To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2015 fiscal year. | Issuer | Yes | For | For |
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| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 1A. Election of director: Ari Bousbib. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Gregory D. Brenneman. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: J. Frank Brown. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Albert P. Carey. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Armando Codina. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Helena B. Foulkes. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Wayne M. Hewett. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Karen L. Katen. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: Craig A. Menear. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Mark Vadon. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of KPMG LLP as the Company's fiscal 2015 independent, registered, public accounting firm. | Issuer | Yes | For | For |
| | | | | 3. Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | 4. Shareholder proposal regarding independent chairman of the board. | Security Holder | Yes | Against | For |
| | | | | 5. Shareholder proposal regarding special shareholder meetings. | Security Holder | Yes | Against | For |
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| Lam Research Corporation | LAM | 512807108 | 11/6/2014 | 1. Elect eleven directors: 1. Martin B. Anstice, 2. Eric K. Brandt, 3. Michael R. Cannon, 4. Youssef A. El-Mansky, 5. Christine A. Heckart, 6. Grant M. Inman, 7. Catherine P. Lego, 8. Stephen G. Newberry, 9. Krishna C. Saraswat, 10. William R. Spivey, 11. Abhijit Y. Talwalkar. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote on the compensation of the named executive officers of LAM Research. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year 2015. | Issuer | Yes | For | For |
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| Lazard LTD | LAZ | G54050102 | 4/21/2015 | 1.1. Election of director: Andrew M. Alper. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Ashish Bhutani. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Steven J. Heyer. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Sylvia Jay. | Issuer | Yes | For | For |
| | | | | 2. Non-binding advisory vote regarding executive compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of appointment of Deloitte & Touche LLP as Company's independent, registered, public accounting firm for 2015 and authorization of Lazard LTD's board of directors, acting by the audit committee, to set their remuneration. | Issuer | Yes | For | For |
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| Lennar Corporation | LEN | 526057104 | 4/8/2015 | 1.1. Election of director: Irving Bolotin. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Steven L. Gerard. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Theron I. "tig" Gilliam. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Sherrill W. Hudson. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Sidney Lapidus. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Teri P. McClure. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Stuart A. Miller. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Armando Olivera. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: Jeffrey Sonnenfeld. | Issuer | Yes | For | For |
| | | | | 2. Ratification of the appointment of Deloitte & Touche LLP as Lennar's independent, registered, public accounting firm for the fiscal year ending November 30, 2015. | Issuer | Yes | For | For |
| | | | | 3. Approval, on an advisory basis, of the compensation of Lennar's named executive officers. | Issuer | Yes | For | For |
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| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.1. Election of director: Raul Alvarez. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: David W. Bernauer. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Angela F. Braly. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Laurie Z. Douglas. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Richard W. Dreiling. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Robert L. Johnson. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Marshall O. Larsen. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Richard K. Lochridge. | Issuer | Yes | For | For |
| | | | | 1.9. Election of director: James H. Morgan. | Issuer | Yes | For | For |
| | | | | 1.10. Election of director: Robert A. Niblock. | Issuer | Yes | For | For |
| | | | | 1.11. Election of director: Eric C. Wiseman. | Issuer | Yes | For | For |
| | | | | 2. Advisory approval of Lowe's named executive officer compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
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| Martin Marietta Materials, Inc. | MLM | 573284106 | 5/21/2015 | 1.1. Election of director: David G. Maffucci. | Issuer | Yes | For | For |
| | | | | 1.2 Election of director: William E. McDonald. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Frank H. Menaker, Jr. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Richard A. Vinroot. | Issuer | Yes | For | For |
| | | | | 2. Ratification of selection of Ernst & Young as independent auditors. | Issuer | Yes | For | For |
| | | | | 3. Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Issuer | Yes | For | For |
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| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 1.1. Election of director: Robert L. Bailey. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Richard M. Beyer. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Patrick J. Byrne. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: D. Mark Durcan. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: D. Warren A. East. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: Mercedes Johnson. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: Lawrence N. Mondry. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Robert E. Switz. | Issuer | Yes | For | For |
| | | | | 2. To approve amended & restated 2007 equity incentive plan & increase shares reserved for issuance thereunder by 30,000,000. | Issuer | Yes | For | For |
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| | | | | 3. To ratify the appointment of PricewaterhouseCoopers LLP as Company's independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | 4. To amend the Company's restated certificate of incorporation to eliminate cumulative voting. | Issuer | Yes | For | For |
| | | | | 5. To approve the material terms of the performance goals under the Company's executive officer performance incentive plan. | Issuer | Yes | For | For |
| | | | | 6. To approve a non-binding resolution to approve the compensation of our named executive officers as described in the proxy statement. | Issuer | Yes | For | For |
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| Morgan Stanley | MS | 617446448 | 5/19/2015 | 1A. Election of director: Erskine B. Bowles. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Thomas H. Glocer. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: James P. Gorman. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Robert H. Herz. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Klaus Kleinfeld. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Jami Miscik. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: Donald T. Nicolaisen. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Hutham S. Olayan. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: James W. Owens. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Ryosuke Tamakoshi. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Masaaki Tanaka. | Issuer | Yes | For | For |
| | | | | 1L. Election of director: Perry M. Traquina. | Issuer | Yes | For | For |
| | | | | 1M. Election of director: Laura D. Tyson. | Issuer | Yes | For | For |
| | | | | 1N. Election of director: Rayford Wilkins, Jr. | Issuer | Yes | For | For |
| | | | | 2. To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Issuer | Yes | For | For |
| | | | | 3. To approve the compensation of executives. | Issuer | Yes | For | For |
| | | | | 4. To approve the amendment of the 2007 equity incentive compensation plan to increase shares available for grant. | Issuer | Yes | Against | Against |
| | | | | 5. Shareholder proposal regarding a report on lobbying. | Security Holder | Yes | Against | For |
| | | | | 6. Shareholder proposal regarding a vote-counting bylaw change. | Security Holder | Yes | Against | For |
| | | | | 7. Shareholder proposal regarding a report on government service testing. | Security Holder | Yes | Against | For |
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| Norwegian Cruise Line Holdings LTD | NCLH | G66721104 | 5/20/2015 | 1A. Election of class II director: Adam M. Aron. | Issuer | Yes | For | For |
| | | | | 1B. Election of class II director: Kevin Crowe. | Issuer | Yes | For | For |
| | | | | 1C. Election of class II director: F. Robert Salerno. | Issuer | Yes | For | For |
| | | | | 1D. Election of class II director: Walter L. Revell. | Issuer | Yes | For | For |
| | | | | 2. Approval, on a non-binding, advisory basis, of the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent, registered, certified, public accounting firm for the year ending December 31, 2015 and the determination of PWC's remuneration by the audit committee of the board of directors. | Issuer | Yes | For | For |
| | | | | 4. Approval of an amendment to the Company's bye-laws to clarify the notice provisions under the Company's bye-laws. | Issuer | Yes | For | For |
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| Polaris Industries Inc. | PII | 731068102 | 4/30/2015 | 1.1. Election of director: Annette K. Clayton. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Kevin M. Farr. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: John P. Wiehoff. | Issuer | Yes | For | For |
| | | | | 2. Approval of the amended and restated 2007 omnibus incentive plan. | Issuer | Yes | Against | Against |
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| | | | | 3. Ratification of the selection of Ernst & Young LLP as our independent, registered, public accounting firm for fiscal 2015. | Issuer | Yes | For | For |
| | | | | 4. Advisory vote to approve the compensation of our named executive officers. | Issuer | Yes | For | For |
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| Skyworks Solutions, Inc. | SWKS | 83088M102 | 5/19/2015 | 1.1. Election of director: David J. Aldrich. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Kevin L. Beebe. | Issuer | Yes | For | For |
| | | | | 1.3. Election of director: Timothy R. Furey. | Issuer | Yes | For | For |
| | | | | 1.4. Election of director: Balakrishnan S. Iyer. | Issuer | Yes | For | For |
| | | | | 1.5. Election of director: Christine King. | Issuer | Yes | For | For |
| | | | | 1.6. Election of director: David P. McGlade. | Issuer | Yes | For | For |
| | | | | 1.7. Election of director: David J. McLachlan. | Issuer | Yes | For | For |
| | | | | 1.8. Election of director: Robert A. Schriesheim. | Issuer | Yes | For | For |
| | | | | 2. To ratify the selection by the Company's audit committee of KPMG LLP as the independent, registered, public accounting firm for the Company for fiscal year 2015. | Issuer | Yes | For | For |
| | | | | 3. To approve, on an advisory basis, the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. To approve the Company's 2015 long-term incentive plan. | Issuer | Yes | Against | Against |
| | | | | 5. To approve a stockholder proposal regarding supermajority voting provisions. | Security Holder | Yes | Against | For |
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| Springleaf Holdings, Inc. | LEAF | 85172J101 | 5/19/2015 | 1.1. Election of director: Douglas L. Jacobs. | Issuer | Yes | For | For |
| | | | | 1.2. Election of director: Anahaita N. Kotval. | Issuer | Yes | For | For |
| | | | | 2. Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
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| TATA Motors Limited | TTM | 876568502 | 7/31/2014 | O1. Approval of the audited statement of profit and loss for the year ended March 31, 2014 and the balance sheet as at that date together with the reports of the directors and the auditors thereon. | Issuer | Yes | For | For |
| | | | | O2. Approval of the declaration of a dividend on ordinary shares and 'A' ordinary shares. | Issuer | Yes | For | For |
| | | | | O3. Approval of the appointment of director in place of Dr. Ralf Speth, who retires by rotation is is eligible for re-appointment. | Issuer | Yes | For | For |
| | | | | O4. Approval of the appointment of Deloitte Haskins & Sells LLP as auditors and their remuneration. | Issuer | Yes | For | For |
| | | | | S5. Approval of the appointment of Mr. Nusli Wadia as an independent director. | Issuer | Yes | For | For |
| | | | | S6. Approval of the appointment of Dr. Raghunath Mashelkar as an independent director | Issuer | Yes | For | For |
| | | | | S7. Approval of the appointment of Mr. Nasser Munjee as an independent director. | Issuer | Yes | For | For |
| | | | | S8. Approval of the appointment of Mr. Subodh Bhargava as an independent director. | Issuer | Yes | For | For |
| | | | | S9. Approval of the appointment of Mr. Vineshkumar Jairath as an independent director. | Issuer | Yes | For | For |
| | | | | S10. Approval of the appointment of Ms. Falguni S. Nayar as an independent director. | Issuer | Yes | For | For |
| | | | | S11. Approval of the payment of renumeration to the cost auditor for the financial year ending March 31, 2015. | Issuer | Yes | For | For |
| | | | | S12. Approval of the invitation and acceptance of fixed deposits from the members and public. | Issuer | Yes | For | For |
| | | | | | | | | |
| TATA Motors Limited | TTM | 876568502 | 2/27/2015 | 1. Approval for issue of ordinary and 'A' ordinary shares through a right issue. | Issuer | Yes | Against | Against |
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| Toll Brothers, Inc. | TOL | 889478103 | 3/10/2015 | 1. To elect ten directors: 1. Robert I. Toll, 2. Bruce E. Toll, 3. Douglas C. Yearley, Jr., 4. Robert S. Blank, 5. Edward G. Boehne, 6. Richard J. Braemer, 7. Christine N. Garvey, 8. Carl B. Marbach, 9. Stephen A. Novick, 10. Paul E. Shapiro. | Issuer | Yes | For | For |
| | | | | 2. The ratification of the re-appoinment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2015 fiscal year. | Issuer | Yes | For | For |
| | | | | 3. Approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| | | | | 4. Approval of the Toll Brothers, Inc. senior officer bonus plan. | Issuer | Yes | For | For |
| | | | | | | | | |
| Whirlpool Corporation | WHR | 963320106 | 4/21/2015 | 1A. Election of director: Samuel R. Allen. | Issuer | Yes | For | For |
| | | | | 1B. Election of director: Gary T. DiCamillo. | Issuer | Yes | For | For |
| | | | | 1C. Election of director: Diane M. Dietz. | Issuer | Yes | For | For |
| | | | | 1D. Election of director: Gerri T. Elliott. | Issuer | Yes | For | For |
| | | | | 1E. Election of director: Jeff M. Fettig. | Issuer | Yes | For | For |
| | | | | 1F. Election of director: Michael F. Johnston. | Issuer | Yes | For | For |
| | | | | 1G. Election of director: John D. Liu. | Issuer | Yes | For | For |
| | | | | 1H. Election of director: Harish Manwani. | Issuer | Yes | For | For |
| | | | | 1I. Election of director: William D. Perez. | Issuer | Yes | For | For |
| | | | | 1J. Election of director: Michael A. Todman. | Issuer | Yes | For | For |
| | | | | 1K. Election of director: Michael D. White. | Issuer | Yes | For | For |
| | | | | 2. Advisory vote to approve Whirlpool's executive compensation. | Issuer | Yes | For | For |
| | | | | 3. Ratification of the appointment of Ernst & Young LLP as Whirlpool's independent, registered, public accounting firm for 2015. | Issuer | Yes | For | For |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| (Registrant) | CGM TRUST |
| | |
| By (Signature and Title)* | /s/ David C. Fietze |
| | David C. Fietze, President |
| | |
| Date | August 31, 2015 |
* Print the name and title of each signing officer under his or her signature.
