FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01193
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Magellan Fund
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 3/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Magellan Fund
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED August 1, 2013 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY MAGELLAN FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 06, 2013 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Edward J. Rapp | Management | For | For |
| 1.3 | Elect Director Roy S. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: FEB 06, 2013 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director William L. Kimsey | Management | For | For |
| 2.2 | Elect Director Robert I. Lipp | Management | For | For |
| 2.3 | Elect Director Pierre Nanterme | Management | For | For |
| 2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
| 2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend 2010 Share Incentive Plan | Management | For | For |
| 6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ACORDA THERAPEUTICS, INC.
MEETING DATE: MAY 30, 2013 | TICKER: ACOR SECURITY ID: 00484M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: ALB SECURITY ID: 012653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willam H. Hernandez | Management | For | For |
| 1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director James J. O'Brien | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director John Sherman Jr. | Management | For | For |
| 1.8 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALERE INC.
MEETING DATE: JUL 11, 2012 | TICKER: ALR SECURITY ID: 01449J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol R. Goldberg | Management | For | For |
| 1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
| 1.3 | Elect Director Ron Zwanziger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Stock Option Plan Grants | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2013 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALKERMES PLC.
MEETING DATE: AUG 01, 2012 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Geraldine A. Henwood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Change Location of Annual Meeting | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 30, 2013 | TICKER: AGN SECURITY ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | For |
| 1b | Elect Director Michael R. Gallagher | Management | For | For |
| 1c | Elect Director Deborah Dunsire | Management | For | For |
| 1d | Elect Director Dawn Hudson | Management | For | For |
| 1e | Elect Director Trevor M. Jones | Management | For | For |
| 1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1g | Elect Director Peter J. McDonnell | Management | For | For |
| 1h | Elect Director Timothy D. Proctor | Management | For | For |
| 1i | Elect Director Russell T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5.1 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Dzau | Management | For | For |
| 1.2 | Elect Director Steven M. Paul | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 23, 2013 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: MAY 30, 2013 | TICKER: AEO SECURITY ID: 02553E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Hanson | Management | For | For |
| 1.2 | Elect Director Thomas R. Ketteler | Management | For | For |
| 1.3 | Elect Director Cary D. McMillan | Management | For | For |
| 1.4 | Elect Director David M. Sable | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 15, 2013 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Arthur C. Martinez | Management | For | For |
| 1g | Elect Director George L. Miles, Jr. | Management | For | For |
| 1h | Elect Director Henry S. Miller | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1l | Elect Director Douglas M. Steenland | Management | For | For |
| 1m | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 21, 2013 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 08, 2013 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruby R. Chandy | Management | For | For |
| 1.2 | Elect Director Charles D. Klein | Management | For | For |
| 1.3 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 22, 2013 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1.13 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2013 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Robert Essner | Management | For | For |
| 1.3 | Elect Director Ted W. Love | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.5 | Elect Director Michael G. Raab | Management | For | For |
| 1.6 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 14, 2013 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin P. Chilton | Management | For | For |
| 1b | Elect Director Luke R. Corbett | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Preston M. Geren, III | Management | For | For |
| 1g | Elect Director Charles W. Goodyear | Management | For | For |
| 1h | Elect Director John R. Gordon | Management | For | For |
| 1i | Elect Director Eric D. Mullins | Management | For | For |
| 1j | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 24, 2013 | TICKER: ABI SECURITY ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1a | Receive Special Board Report | Management | None | None |
| A1b | Receive Special Auditor Report | Management | None | None |
| A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | For |
| A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | For |
| A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | For |
| A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
| A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
| B5 | Approve Discharge of Directors | Management | For | For |
| B6 | Approve Discharge of Auditors | Management | For | For |
| B7 | Reelect Kees Storm as Director | Management | For | For |
| B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
| B9a | Approve Remuneration Report | Management | For | Against |
| B9b | Approve Stock Option Plan Grants | Management | For | Against |
| B10 | Approve Remuneration of Directors | Management | For | For |
| B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
| B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 27, 2013 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2013 | TICKER: ARIA SECURITY ID: 04033A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Athanase Lavidas | Management | For | For |
| 1.2 | Elect Director Massimo Radaelli | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: SEP 07, 2012 | TICKER: ASML SECURITY ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
| 3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
| 3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
| 4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
| 4b | Increase Par Value per Ordinary Share | Management | For | For |
| 4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
| 4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
| 4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
| 5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 24, 2013 | TICKER: ASML SECURITY ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
| 8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
| 9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
| 10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
| 12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
| 12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
| 12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
| 12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
| 13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
| 14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
| 15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
| 16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 06, 2012 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Fusco | Management | For | For |
| 1.2 | Elect Director Gary E. Haroian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 06, 2013 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Baker | Management | For | For |
| 1.2 | Elect Director Dev Ittycheria | Management | For | For |
| 1.3 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Arnold W. Donald | Management | For | For |
| 1.6 | Elect Director Charles K. Gifford | Management | For | For |
| 1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.8 | Elect Director Linda P. Hudson | Management | For | For |
| 1.9 | Elect Director Monica C. Lozano | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.13 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
| 7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 25, 2013 | TICKER: BARC SECURITY ID: 06738E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir David Walker as Director | Management | For | For |
| 4 | Elect Tim Breedon as Director | Management | For | For |
| 5 | Elect Antony Jenkins as Director | Management | For | For |
| 6 | Elect Diane de Saint Victor as Director | Management | For | For |
| 7 | Re-elect David Booth as Director | Management | For | For |
| 8 | Re-elect Fulvio Conti as Director | Management | For | For |
| 9 | Re-elect Simon Fraser as Director | Management | For | For |
| 10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 11 | Re-elect Chris Lucas as Director | Management | For | For |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 14 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend Programme | Management | For | For |
| 25 | Amend Articles of Association | Management | For | For |
| |
|---|
BEAM INC.
MEETING DATE: APR 23, 2013 | TICKER: BEAM SECURITY ID: 073730103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Goldstein | Management | For | For |
| 1b | Elect Director Stephen W. Golsby | Management | For | For |
| 1c | Elect Director Ann F. Hackett | Management | For | For |
| 1d | Elect Director A. D. David Mackay | Management | For | For |
| 1e | Elect Director Gretchen W. Price | Management | For | For |
| 1f | Elect Director Matthew J. Shattock | Management | For | For |
| 1g | Elect Director Robert A. Steele | Management | For | For |
| 1h | Elect Director Peter M. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 04, 2013 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.13 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2013 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 1.12 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 15, 2013 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 30, 2013 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Dennis D. Dammerman | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director David H. Komansky | Management | For | For |
| 1g | Elect Director James E. Rohr | Management | For | For |
| 1h | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 08, 2012 | TICKER: EAT SECURITY ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.3 | Elect Director Michael J. Dixon | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director Jon L. Luther | Management | For | For |
| 1.6 | Elect Director John W. Mims | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 22, 2013 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.83 per Share | Management | For | For |
| 5 | Reelect Frank Piedelievre as Director | Management | For | For |
| 6 | Reelect Stephane Bacquaert as Director | Management | For | For |
| 7 | Reelect Jean-Michel Ropert as Director | Management | For | For |
| 8 | Reelect Frederic Lemoine as Director | Management | For | For |
| 9 | Elect Lucia Sinapi-Thomas as Director | Management | For | For |
| 10 | Elect Nicoletta Giadrossi as Director | Management | For | For |
| 11 | Elect Ieda Gomes Yell as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 2 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 3.5 Million | Management | For | For |
| 25 | Subject to Approval of Item 26, Approve Capitalization of Reserves of EUR 39,782,028.96 via Increase in Par Value from EUR 0.12 to EUR 0.48 | Management | For | For |
| 26 | Subject to Approval of Item 25, Approve 4 for 1 Stock Split and Amend Articles 6 and 14.1 of Bylaws Accordingly | Management | For | For |
| 27 | Subject to Approval of Item 25 and 26, Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 8 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 14 Million | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert L. Keiser | Management | For | For |
| 1b | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: CAM SECURITY ID: 13342B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James T. Hackett | Management | For | For |
| 1.2 | Elect Director Michael E. Patrick | Management | For | For |
| 1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 02, 2013 | TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
| 1.10 | Elect Director Frank J. McKenna | Management | For | For |
| 1.11 | Elect Director Eldon R. Smith | Management | For | For |
| 1.12 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director W. Ronald Dietz | Management | For | For |
| 1c | Elect Director Lewis Hay, III | Management | For | For |
| 1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1e | Elect Director Peter E. Raskind | Management | For | For |
| 1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1g | Elect Director Bradford H. Warner | Management | For | For |
| 1h | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Reduce Supermajority Vote Requirement | Management | For | For |
| 4b | Reduce Supermajority Vote Requirement | Management | For | For |
| 4c | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 09, 2013 | TICKER: CBG SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Brandon B. Boze | Management | For | For |
| 1.3 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.4 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.5 | Elect Director Michael Kantor | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Jane J. Su | Management | For | For |
| 1.8 | Elect Director Robert E. Sulentic | Management | For | For |
| 1.9 | Elect Director Laura D. Tyson | Management | For | For |
| 1.10 | Elect Director Gary L. Wilson | Management | For | For |
| 1.11 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 24, 2013 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
| 1b | Elect Director Denis A. Cortese | Management | For | For |
| 1c | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director George L. Kirkland | Management | For | For |
| 1f | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1g | Elect Director Kevin W. Sharer | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Carl Ware | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Prohibit Political Contributions | Shareholder | Against | Against |
| 10 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
| 13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 26, 2012 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.3 | Elect Director Jason P. Rhode | Management | For | For |
| 1.4 | Elect Director Alan R. Schuele | Management | For | For |
| 1.5 | Elect Director William D. Sherman | Management | For | For |
| 1.6 | Elect Director Susan Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 24, 2013 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Franz B. Humer | Management | For | For |
| 1c | Elect Director Robert L. Joss | Management | For | For |
| 1d | Elect Director Michael E. O'Neill | Management | For | For |
| 1e | Elect Director Judith Rodin | Management | For | For |
| 1f | Elect Director Robert L. Ryan | Management | For | For |
| 1g | Elect Director Anthony M. Santomero | Management | For | For |
| 1h | Elect Director Joan E. Spero | Management | For | For |
| 1i | Elect Director Diana L. Taylor | Management | For | For |
| 1j | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark B. Templeton | Management | For | For |
| 1b | Elect Director Stephen M. Dow | Management | For | For |
| 1c | Elect Director Godfrey R. Sullivan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 25, 2013 | TICKER: CIE SECURITY ID: 19075F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Bryant | Management | For | For |
| 1.2 | Elect Director N. John Lancaster | Management | For | For |
| 1.3 | Elect Director Jon A. Marshall | Management | For | For |
| 1.4 | Elect Director Kenneth A. Pontarelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1b | Elect Director John E. Klein | Management | For | For |
| 1c | Elect Director Lakshmi Narayanan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 10, 2013 | TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nikesh Arora | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Richard J. Kogan | Management | For | For |
| 1h | Elect Director Delano E. Lewis | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 15, 2013 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Joseph J. Collins | Management | For | For |
| 1.4 | Elect Director J. Michael Cook | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Director Brian L. Roberts | Management | For | For |
| 1.9 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 23, 2013 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCIAL METALS COMPANY
MEETING DATE: JAN 25, 2013 | TICKER: CMC SECURITY ID: 201723103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Rick J. Mills | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 06, 2013 | TICKER: CXO SECURITY ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary A. Merriman | Management | For | For |
| 1.2 | Elect Director Ray M. Poage | Management | For | For |
| 1.3 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 11, 2013 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James McGeever | Management | For | For |
| 1.2 | Elect Director Harold W. Burlingame | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 14, 2013 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Carl Ware | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Robert J. Bernhard | Management | For | For |
| 8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 9 | Elect Director Stephen B. Dobbs | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown II | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Anne M. Finucane | Management | For | For |
| 1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 24, 2013 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Bradley S. Anderson | Management | For | For |
| 1c | Elect Director Michael R. Buchanan | Management | For | For |
| 1d | Elect Director Michael W. Hewatt | Management | For | For |
| 1e | Elect Director Bob G. Scott | Management | For | For |
| 1f | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 07, 2013 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Steven M. Rales | Management | For | For |
| 1.6 | Elect Director John T. Schwieters | Management | For | For |
| 1.7 | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 25, 2013 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Reelect John A. Krol as a Director | Management | For | For |
| 1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2013 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 16, 2013 | TICKER: DPS SECURITY ID: 26138E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Ronald G. Rogers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 14, 2013 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Anthony DiNovi | Management | For | For |
| 1.3 | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 02, 2013 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary E. Anderson | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.4 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.5 | Elect Director Julie F. Holder | Management | For | For |
| 1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.7 | Elect Director Lewis M. Kling | Management | For | For |
| 1.8 | Elect Director David W. Raisbeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EBAY INC.
MEETING DATE: APR 18, 2013 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Moffett | Management | For | For |
| 1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1c | Elect Director Thomas J. Tierney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: DEC 12, 2012 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Demerger | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: APR 12, 2013 | TICKER: DRX SECURITY ID: 284131208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Tender Offer | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 06, 2013 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph Alvarez | Management | For | For |
| 2 | Elect Director Winfried Bischoff | Management | For | For |
| 3 | Elect Director R. David Hoover | Management | For | For |
| 4 | Elect Director Franklyn G. Prendergast | Management | For | For |
| 5 | Elect Director Kathi P. Seifert | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: JUN 13, 2013 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENDO HEALTH SOLUTIONS INC.
MEETING DATE: MAY 22, 2013 | TICKER: ENDP SECURITY ID: 29264F205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director John J. Delucca | Management | For | For |
| 1d | Elect Director Nancy J. Hutson | Management | For | For |
| 1e | Elect Director Michael Hyatt | Management | For | For |
| 1f | Elect Director William P. Montague | Management | For | For |
| 1g | Elect Director David B. Nash | Management | For | For |
| 1h | Elect Director Joseph C. Scodari | Management | For | For |
| 1i | Elect Director Jill D. Smith | Management | For | For |
| 1j | Elect Director William F. Spengler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 20, 2013 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Francis S. Kalman as Director | Management | For | For |
| 2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 3 | Re-elect Mary Francis CBE as Director | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
| 9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
| 10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 13, 2013 | TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karl Robb | Management | For | For |
| 1.2 | Elect Director Richard Michael Mayoras | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXACTTARGET, INC.
MEETING DATE: JUN 11, 2013 | TICKER: ET SECURITY ID: 30064K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie M.B. Bradley | Management | For | For |
| 1.2 | Elect Director Scott M. Maxwell | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 22, 2013 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Alan M. Garber | Management | For | For |
| 1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 29, 2013 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director U.M. Burns | Management | For | For |
| 1.4 | Elect Director L.R. Faulkner | Management | For | For |
| 1.5 | Elect Director J.S. Fishman | Management | For | For |
| 1.6 | Elect Director H.H. Fore | Management | For | For |
| 1.7 | Elect Director K.C. Frazier | Management | For | For |
| 1.8 | Elect Director W.W. George | Management | For | For |
| 1.9 | Elect Director S.J. Palmisano | Management | For | For |
| 1.10 | Elect Director S.S. Reinemund | Management | For | For |
| 1.11 | Elect Director R.W. Tillerson | Management | For | For |
| 1.12 | Elect Director W.C. Weldon | Management | For | For |
| 1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
| 10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FACEBOOK, INC.
MEETING DATE: JUN 11, 2013 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 24, 2013 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Ralph S. Larsen | Management | For | For |
| 12 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 13 | Elect Director James J. Mulva | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 21 | Establish Term Limits for Directors | Shareholder | Against | Against |
| 22 | Require Independent Board Chairman | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 15, 2013 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Bolinder | Management | For | For |
| 1.2 | Elect Director G. Kent Conrad | Management | For | For |
| 1.3 | Elect Director Nancy J. Karch | Management | For | For |
| 1.4 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.5 | Elect Director Christine B. Mead | Management | For | For |
| 1.6 | Elect Director David M. Moffett | Management | For | For |
| 1.7 | Elect Director Thomas E. Moloney | Management | For | For |
| 1.8 | Elect Director James A. Parke | Management | For | For |
| 1.9 | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 08, 2013 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director Carla A. Hills | Management | For | For |
| 1.4 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.5 | Elect Director John W. Madigan | Management | For | For |
| 1.6 | Elect Director John C. Martin | Management | For | For |
| 1.7 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Director Richard J. Whitley | Management | For | For |
| 1.9 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.10 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 02, 2013 | TICKER: G SECURITY ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director John P. Bell | Management | For | For |
| a2 | Elect Director Beverley A. Briscoe | Management | For | For |
| a3 | Elect Director Peter J. Dey | Management | For | For |
| a4 | Elect Director Douglas M. Holtby | Management | For | For |
| a5 | Elect Director Charles A. Jeannes | Management | For | For |
| a6 | Elect Director P. Randy Reifel | Management | For | For |
| a7 | Elect Director A. Dan Rovig | Management | For | For |
| a8 | Elect Director Ian W. Telfer | Management | For | For |
| a9 | Elect Director Blanca Trevino | Management | For | For |
| a10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 06, 2013 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 05, 2012 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Branson | Management | For | For |
| 1.2 | Elect Director Craig Ramsey | Management | For | For |
| 1.3 | Elect Director Marcus S. Ryu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 25, 2013 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Keith Cozza | Management | For | For |
| 1.3 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.4 | Elect Director Richard P. Bermingham | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Dunn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | Against |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 07, 2013 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director Timothy H. Powers | Management | For | For |
| 1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.11 | Elect Director John G. Russell | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 03, 2013 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Don H. Davis, Jr. | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Robert C. McCormack | Management | For | For |
| 1f | Elect Director Robert S. Morrison | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director James A. Skinner | Management | For | For |
| 1i | Elect Director David B. Smith, Jr. | Management | For | For |
| 1j | Elect Director Pamela B. Strobel | Management | For | For |
| 1k | Elect Director Kevin M. Warren | Management | For | For |
| 1l | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 29, 2013 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald Moller | Management | For | For |
| 1.2 | Elect Director David R. Walt | Management | For | For |
| 1.3 | Elect Director Robert S. Epstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2013 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin Babler | Management | For | For |
| 1.2 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.3 | Elect Director Gwen A. Fyfe | Management | For | Against |
| 1.4 | Elect Director Eric S. Lander | Management | For | Against |
| 1.5 | Elect Director Thomas J. Lynch | Management | For | Against |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 06, 2013 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
| 6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
| 7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
| 8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| |
|---|
IVANPLATS LTD
MEETING DATE: MAY 07, 2013 | TICKER: IVP SECURITY ID: 46581Q300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eleven | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian Cockerill | Management | For | For |
| 2.3 | Elect Director Charles Russell | Management | For | For |
| 2.4 | Elect Director Peter G. Meredith | Management | For | For |
| 2.5 | Elect Director Cyril Ramaphosa | Management | For | Withhold |
| 2.6 | Elect Director Markus Faber | Management | For | For |
| 2.7 | Elect Director William Lamarque | Management | For | For |
| 2.8 | Elect Director William Hayden | Management | For | For |
| 2.9 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.10 | Elect Director Guy de Selliers | Management | For | For |
| 2.11 | Elect Director Rilwanu Lukman | Management | For | Withhold |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 25, 2013 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas G. Duncan | Management | For | For |
| 2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 3 | Elect Director Wayne Garrison | Management | For | For |
| 4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 5 | Elect Director Gary C. George | Management | For | For |
| 6 | Elect Director Bryan Hunt | Management | For | For |
| 7 | Elect Director Coleman H. Peterson | Management | For | For |
| 8 | Elect Director John N. Roberts III | Management | For | For |
| 9 | Elect Director James L. Robo | Management | For | For |
| 10 | Elect Director Kirk Thompson | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 27, 2012 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 2 | Elect Director Alan M. Sebulsky | Management | For | For |
| 3 | Elect Director Catherine A. Sohn | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 21, 2013 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Bell | Management | For | For |
| 1b | Elect Director Crandall C.Bowles | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director David M. Cote | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Ellen V. Futter | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2013 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KALOBIOS PHARMACEUTICALS, INC.
MEETING DATE: NOV 12, 2012 | TICKER: KBIO SECURITY ID: 45H99E223
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Approval of Anti-Dilution Amendment | Management | For | For |
| 3 | Approval of Post-IPO Certificate | Management | For | For |
| 4 | Approval of Post-IPO Bylaws | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
KALOBIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2013 | TICKER: KBIO SECURITY ID: 48344T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Pritchard | Management | For | For |
| 1.2 | Elect Director James I. Healy | Management | For | For |
| 1.3 | Elect Director Denise Gilbert | Management | For | For |
| 1.4 | Elect Director Dennis Henner | Management | For | For |
| 1.5 | Elect Director Ted W. Love | Management | For | For |
| 1.6 | Elect Director Gary Lyons | Management | For | For |
| 1.7 | Elect Director Brigitte Smith | Management | For | For |
| 1.8 | Elect Director Raymond W. Withy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: MAY 02, 2013 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Alm | Management | For | For |
| 1.2 | Elect Director John F. Bergstrom | Management | For | For |
| 1.3 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.4 | Elect Director Robert W. Decherd | Management | For | For |
| 1.5 | Elect Director Thomas J. Falk | Management | For | For |
| 1.6 | Elect Director Fabian T. Garcia | Management | For | For |
| 1.7 | Elect Director Mae C. Jemison | Management | For | For |
| 1.8 | Elect Director James M. Jenness | Management | For | For |
| 1.9 | Elect Director Nancy J. Karch | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.12 | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAY 03, 2013 | TICKER: PHGFF SECURITY ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Adopt Financial Statements | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
| 2d | Approve Discharge of Management Board | Management | For | For |
| 2e | Approve Discharge of Supervisory Board | Management | For | For |
| 3a | Reelect C.A. Poon to Supervisory Board | Management | For | For |
| 3b | Reelect J.J. Schiro to Supervisory Board | Management | For | For |
| 3c | Reelect J. van der Veer to Supervisory Board | Management | For | For |
| 4a | Amend Long-Term Incentive Plan | Management | For | For |
| 4b | Approve Performance Share and Performance Stock Option Grants | Management | For | For |
| 5 | Change Company Name to Koninklijke Philips N.V. | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| 8 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 9 | Allow Questions | Management | None | None |
| |
|---|
KROTON EDUCACIONAL S.A
MEETING DATE: MAR 05, 2013 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
KROTON EDUCACIONAL S.A
MEETING DATE: APR 19, 2013 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| |
|---|
KROTON EDUCACIONAL S.A
MEETING DATE: APR 19, 2013 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 23, 2013 | TICKER: LTD SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.2 | Elect Director David T. Kollat | Management | For | For |
| 1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
| 1.4 | Elect Director Leslie H. Wexner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 05, 2013 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 1.3 | Elect Director Victor Chaltiel | Management | For | For |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 10, 2013 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2013 | TICKER: LXRX SECURITY ID: 528872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Robert J. Lefkowitz | Management | For | For |
| 1.3 | Elect Director Alan S. Nies | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY INTERACTIVE CORPORATION
MEETING DATE: JUN 04, 2013 | TICKER: LINTA SECURITY ID: 53071M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | For |
| 1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.3 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
MEETING DATE: JUN 13, 2013 | TICKER: LNKD SECURITY ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Michael J. Moritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2013 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bensoussan | Management | For | For |
| 1.2 | Elect Director William H. Glenn | Management | For | For |
| 1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
| 1.4 | Elect Director Dennis J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 22, 2013 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Aigrain | Management | For | For |
| 1.2 | Elect Director Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Director Bruce A. Smith | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 17, 2013 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAIL RU GROUP LTD.
MEETING DATE: JUN 07, 2013 | TICKER: MAIL SECURITY ID: 560317208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Annual Report | Management | None | None |
| 2.1 | Elect Brett Armitage as Director | Management | None | For |
| 2.2 | Elect Boris Dobrodeev as Director | Management | None | For |
| 2.3 | Elect Dmitry Grishin as Director | Management | None | For |
| 2.4 | Elect Matthew Hammond as Director | Management | None | For |
| 2.5 | Elect Charles Searle as Director | Management | None | For |
| 2.6 | Elect Vasileios Sgourdos as Director | Management | None | For |
| 2.7 | Elect Mark Sorour as Director | Management | None | For |
| 2.8 | Elect Vladimir Streshinskiy as Director | Management | None | For |
| 2.9 | Elect Ivan Tavrin as Director | Management | None | For |
| 2.10 | Elect Verdi Israelyan as Director | Management | None | For |
| |
|---|
MANPOWERGROUP INC.
MEETING DATE: APR 30, 2013 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director William Downe | Management | For | For |
| 1.3 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
| 1.5 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: MRO SECURITY ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Pierre Brondeau | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Linda Z. Cook | Management | For | For |
| 1e | Elect Director Shirley Ann Jackson | Management | For | For |
| 1f | Elect Director Philip Lader | Management | For | For |
| 1g | Elect Director Michael E. J. Phelps | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan Bayh | Management | For | For |
| 1.2 | Elect Director William L. Davis | Management | For | For |
| 1.3 | Elect Director Thomas J. Usher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 20, 2013 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Lederer | Management | For | For |
| 1.2 | Elect Director Peter B. Pond | Management | For | For |
| 1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 25, 2012 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby, III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Require Independent Board Chairman | Shareholder | Against | Against |
| 14 | Stock Retention | Shareholder | Against | Against |
| 15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 30, 2013 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1i | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1j | Elect Director Elliott Sigal | Management | For | For |
| 1k | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUL 13, 2012 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Gregory H. Bailey | Management | For | For |
| 1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director W. Anthony Vernon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 28, 2013 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director Dawn Graham | Management | For | For |
| 1.5 | Elect Director David T. Hung | Management | For | For |
| 1.6 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.7 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 28, 2013 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 23, 2013 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.2 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.3 | Elect Director John M. Keane | Management | For | For |
| 1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.5 | Elect Director James M. Kilts | Management | For | For |
| 1.6 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.7 | Elect Director Hugh B. Price | Management | For | For |
| 1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: JUN 27, 2013 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MICHAEL PAGE INTERNATIONAL PLC
MEETING DATE: JUN 06, 2013 | TICKER: MPI SECURITY ID: G68694119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robin Buchanan as Director | Management | For | For |
| 4 | Re-elect Steve Ingham as Director | Management | For | For |
| 5 | Re-elect Andrew Bracey as Director | Management | For | For |
| 6 | Re-elect Ruby McGregor-Smith as Director | Management | For | For |
| 7 | Re-elect Dr Tim Miller as Director | Management | For | For |
| 8 | Elect Simon Boddie as Director | Management | For | For |
| 9 | Elect David Lowden as Director | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Approve Long Term Incentive Plan | Management | For | For |
| 19 | Approve Deferred Bonus Plan | Management | For | For |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 16, 2012 | TICKER: MCRS SECURITY ID: 594901100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director B. Gary Dando | Management | For | For |
| 1.3 | Elect Director A.L. Giannopoulos | Management | For | For |
| 1.4 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.5 | Elect Director John G. Puente | Management | For | For |
| 1.6 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 28, 2012 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates, III | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 31, 2013 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Chicoine | Management | For | For |
| 1b | Elect Director Arthur H. Harper | Management | For | For |
| 1c | Elect Director Gwendolyn S. King | Management | For | For |
| 1d | Elect Director Jon R. Moeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 14, 2013 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 06, 2013 | TICKER: MSI SECURITY ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director William J. Bratton | Management | For | For |
| 1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Michael V. Hayden | Management | For | For |
| 1f | Elect Director Judy C. Lewent | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Samuel C. Scott, III | Management | For | For |
| 1i | Elect Director Bradley E. Singer | Management | For | For |
| 1j | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
MURPHY OIL CORPORATION
MEETING DATE: MAY 08, 2013 | TICKER: MUR SECURITY ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank W. Blue | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Robert A. Hermes | Management | For | For |
| 1e | Elect Director James V. Kelley | Management | For | For |
| 1f | Elect Director Walentin Mirosh | Management | For | For |
| 1g | Elect Director R. Madison Murphy | Management | For | For |
| 1h | Elect Director J.W. Nolan | Management | For | For |
| 1i | Elect Director Neal E. Schmale | Management | For | For |
| 1j | Elect Director David J.H. Smith | Management | For | For |
| 1k | Elect Director Caroline G. Theus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 22, 2013 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Ben A. Guill | Management | For | For |
| 1D | Elect Director David D. Harrison | Management | For | For |
| 1E | Elect Director Roger L. Jarvis | Management | For | For |
| 1F | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 11, 2013 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2013 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 25, 2012 | TICKER: NCM SECURITY ID: Q6651B114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Gerard Michael Bond as a Director | Management | For | For |
| 2b | Elect Vince Gauci as a Director | Management | For | For |
| 3 | Approve the Adoption of the Remuneration Report | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
MEETING DATE: APR 24, 2013 | TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 25, 2013 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | For |
| 1b | Elect Director Robert G. Teresi | Management | For | For |
| 1c | Elect Director Robert J. Frankenberg | Management | For | For |
| 1d | Elect Director Katharine A. Martin | Management | For | For |
| 1e | Elect Director Patrick T. Hackett | Management | For | For |
| 1f | Elect Director William H. Janeway | Management | For | For |
| 1g | Elect Director Mark B. Myers | Management | For | For |
| 1h | Elect Director Philip J. Quigley | Management | For | For |
| 1i | Elect Director Mark R. Laret | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PALO ALTO NETWORKS, INC.
MEETING DATE: DEC 12, 2012 | TICKER: PANW SECURITY ID: 697435105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John M. Donovan | Management | For | For |
| 1b | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director John F. Turner | Management | For | For |
| 1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 09, 2012 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Pierre Pringuet | Management | For | For |
| 6 | Approve Severance Payment Agreement with Alexandre Ricard | Management | For | For |
| 7 | Ratify Appointment of Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 8 | Ratify Appointment of Alexandre Ricard as Director | Management | For | Against |
| 9 | Reelect Alexandre Ricard as Director | Management | For | Against |
| 10 | Reelect Pierre Pringuet as Director | Management | For | Against |
| 11 | Reelect Wolfgang Colberg as Director | Management | For | For |
| 12 | Reelect Cesar Giron as Director | Management | For | Against |
| 13 | Reelect Martina Gonzalez-Gallarza as Director | Management | For | Against |
| 14 | Elect Ian Gallienne as Director | Management | For | For |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 18 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
| 21 | Amend Article 20 of Bylaws Re: Age Limit of the Chairman of the Board | Management | For | For |
| 22 | Amend Article 27 of Bylaws Re: Related-Party Transactions | Management | For | For |
| 23 | Amend Article 32 of Bylaws Re: Convening of General Meetings | Management | For | For |
| 24 | Amend Article 33 of Bylaws Re: Proxy Voting, Shareholders Proposals | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 08, 2013 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Greg C. Garland | Management | For | For |
| 1b | Elect Director John E. Lowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POLARIS INDUSTRIES INC.
MEETING DATE: APR 25, 2013 | TICKER: PII SECURITY ID: 731068102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian C. Cornell | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRAXAIR, INC.
MEETING DATE: APR 23, 2013 | TICKER: PX SECURITY ID: 74005P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Bret K. Clayton | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Edward G. Galante | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Ira D. Hall | Management | For | For |
| 1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.9 | Elect Director Larry D. McVay | Management | For | For |
| 1.10 | Elect Director Wayne T. Smith | Management | For | For |
| 1.11 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 14, 2012 | TICKER: PCP SECURITY ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | For |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
| 1.3 | Elect Director Ulrich Schmidt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 06, 2013 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 22, 2013 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lars G. Ekman | Management | For | For |
| 1.2 | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 05, 2013 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Duane A. Nelles | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Brent Scowcroft | Management | For | For |
| 1k | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALITY DISTRIBUTION, INC.
MEETING DATE: MAY 30, 2013 | TICKER: QLTY SECURITY ID: 74756M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary R. Enzor | Management | For | For |
| 1.2 | Elect Director Richard B. Marchese | Management | For | For |
| 1.3 | Elect Director Thomas R. Miklich | Management | For | For |
| 1.4 | Elect Director M. Ali Rashid | Management | For | For |
| 1.5 | Elect Director Annette M. Sandberg | Management | For | For |
| 1.6 | Elect Director Alan H. Schumacher | Management | For | For |
| 1.7 | Elect Director Thomas M. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RALPH LAUREN CORPORATION
MEETING DATE: AUG 09, 2012 | TICKER: RL SECURITY ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: JAN 16, 2013 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles to Create New Class of Preference Shares Re: Introduction of Preference Shares C | Management | For | For |
| 3 | Grant Board Authority to Issue Preference Shares C Up To EUR 200 Million | Management | For | For |
| 4 | Authorize Repurchase of Up to 3 Percent of Issued Share Capital | Management | For | For |
| 5 | Elect F. Beharel to Executive Board | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| |
|---|
RANDSTAD HOLDING NV
MEETING DATE: MAR 28, 2013 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2d | Approve Dividends of EUR 1.25 Per Share | Management | For | For |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | For |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
| 4c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5a | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
| 5b | Approve Restricted Stock Plan Re: Item 5a | Management | For | For |
| 6 | Proposal to Reappoint Ton Risseeuw as Director of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 02, 2013 | TICKER: RB. SECURITY ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 5 | Re-elect Peter Harf as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director | Management | For | For |
| 7 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Graham Mackay as Director | Management | For | For |
| 11 | Re-elect Judith Sprieser as Director | Management | For | For |
| 12 | Re-elect Warren Tucker as Director | Management | For | For |
| 13 | Elect Adrian Hennah as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 09, 2012 | TICKER: RHT SECURITY ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marye Anne Fox | Management | For | For |
| 2 | Elect Director Donald H. Livingstone | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher L. Doerr | Management | For | For |
| 1b | Elect Director Mark J. Gliebe | Management | For | For |
| 1c | Elect Director Curtis W. Stoelting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 22, 2013 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Sharon D. Garrett | Management | For | For |
| 1d | Elect Director Michael J. Bush | Management | For | For |
| 1e | Elect Director Norman A. Ferber | Management | For | For |
| 1f | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 14, 2012 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stanley Dempsey | Management | For | For |
| 2 | Elect Director Tony Jensen | Management | For | For |
| 3 | Elect Director Gordon J. Bogden | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SABMILLER PLC
MEETING DATE: JUL 26, 2012 | TICKER: SAB SECURITY ID: G77395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Dr Alan Clark as Director | Management | For | Against |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 7 | Re-elect Lesley Knox as Director | Management | For | For |
| 8 | Re-elect Graham Mackay as Director | Management | For | Against |
| 9 | Re-elect John Manser as Director | Management | For | Against |
| 10 | Re-elect John Manzoni as Director | Management | For | Against |
| 11 | Re-elect Miles Morland as Director | Management | For | Against |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | Against |
| 13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 16 | Re-elect Helen Weir as Director | Management | For | For |
| 17 | Re-elect Howard Willard as Director | Management | For | Against |
| 18 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: MAR 20, 2013 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 06, 2013 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 15, 2013 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
| 2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
| 2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
| 2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
| 2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
| 2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
| 2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
| 2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
| 2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 09, 2013 | TICKER: SBAC SECURITY ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.2 | Elect Director Jack Langer | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Stoops | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCHIFF NUTRITION INTERNATIONAL, INC.
MEETING DATE: OCT 25, 2012 | TICKER: SHF SECURITY ID: 806693107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Weider | Management | For | For |
| 1.2 | Elect Director George F. Lengvari | Management | For | For |
| 1.3 | Elect Director Tarang P. Amin | Management | For | For |
| 1.4 | Elect Director Ronald L. Corey | Management | For | For |
| 1.5 | Elect Director Matthew T. Hobart | Management | For | For |
| 1.6 | Elect Director Michael Hyatt | Management | For | For |
| 1.7 | Elect Director Eugene B. Jones | Management | For | For |
| 1.8 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.9 | Elect Director William E. McGlashan, Jr. | Management | For | For |
| 1.10 | Elect Director Brian T. Swette | Management | For | For |
| 1.11 | Elect Director Richard G. Wolford | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2013 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director William D. Jones | Management | For | For |
| 1.4 | Elect Director William G. Ouchi | Management | For | For |
| 1.5 | Elect Director Debra L. Reed | Management | For | For |
| 1.6 | Elect Director William C. Rusnack | Management | For | For |
| 1.7 | Elect Director William P. Rutledge | Management | For | For |
| 1.8 | Elect Director Lynn Schenk | Management | For | For |
| 1.9 | Elect Director Jack T. Taylor | Management | For | For |
| 1.10 | Elect Director Luis M. Tellez | Management | For | For |
| 1.11 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
SGS SA
MEETING DATE: MAR 19, 2013 | TICKER: SGSN SECURITY ID: H7484G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Ordinary Dividends of CHF 30.00 per Share and Additional Dividends of CHF 28.00 per Share | Management | For | Did Not Vote |
| 5 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 07, 2013 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Thomas C. Leonard | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 30, 2013 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann Torre Bates | Management | For | For |
| 1b | Elect Director W.M. Diefenderfer III | Management | For | For |
| 1c | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1d | Elect Director Earl A. Goode | Management | For | For |
| 1e | Elect Director Ronald F. Hunt | Management | For | For |
| 1f | Elect Director Albert L. Lord | Management | For | For |
| 1g | Elect Director Barry A. Munitz | Management | For | For |
| 1h | Elect Director Howard H. Newman | Management | For | For |
| 1i | Elect Director Frank C. Puleo | Management | For | For |
| 1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 1k | Elect Director Steven L. Shapiro | Management | For | For |
| 1l | Elect Director Anthony P. Terracciano | Management | For | For |
| 1m | Elect Director Barry L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: JUN 06, 2013 | TICKER: FIRE SECURITY ID: 83616T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1.3 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STRATASYS LTD.
MEETING DATE: FEB 25, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors Eyal Desheh and Victor Leventhal and Approve Their Remuneration | Management | For | For |
| 2 | Authorize the Appointment of S. Scott Crump as Chief Innovation Officer | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STRATASYS LTD.
MEETING DATE: JUN 21, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Increase the Number of Directors from Nine to Ten | Management | For | For |
| 2 | Elect Ziva Patir as Director and Approve Her Remuneration | Management | For | For |
| 3.1 | Approve Compensation of Edward J. Fierko | Management | For | For |
| 3.2 | Approve Compensation of John J. McEleney | Management | For | For |
| 3.3 | Approve Compensation of Clifford H. Schwieter | Management | For | For |
| 4 | Grant Options to S. Scott Crump, the Chairman and Chief Innovation Officer | Management | For | For |
| 5 | Approve Cash Award to CEO | Management | For | For |
| 6 | Increase the Coverage under Directors and Officers Liability Insurance Policy | Management | For | For |
| 7 | Increase Authorized Common Stock and Issued Capital | Management | For | Against |
| 8 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 30, 2013 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 06, 2013 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 13, 2013 | TICKER: AMTD SECURITY ID: 87236Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | For |
| 1.2 | Elect Director Kerry A. Peacock | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 04, 2013 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TESSCO TECHNOLOGIES INCORPORATED
MEETING DATE: JUL 26, 2012 | TICKER: TESS SECURITY ID: 872386107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
| 1.2 | Elect Director John D. Beletic | Management | For | For |
| 1.3 | Elect Director Benn R. Konsynski | Management | For | For |
| 1.4 | Elect Director Daniel Okrent | Management | For | For |
| 1.5 | Elect Director Morton F. Zifferer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 24, 2013 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE ADVISORY BOARD COMPANY
MEETING DATE: SEP 11, 2012 | TICKER: ABCO SECURITY ID: 00762W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.2 | Elect Director Peter J. Grua | Management | For | For |
| 1.3 | Elect Director Kelt Kindick | Management | For | For |
| 1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
| 1.5 | Elect Director Mark R. Neaman | Management | For | For |
| 1.6 | Elect Director Leon D. Shapiro | Management | For | For |
| 1.7 | Elect Director Frank J. Williams | Management | For | For |
| 1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 16, 2013 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Ellis | Management | For | For |
| 1b | Elect Director Arun Sarin | Management | For | For |
| 1c | Elect Director Charles R. Schwab | Management | For | For |
| 1d | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 24, 2013 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Richard M. Daley | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.8 | Elect Director Alexis M. Herman | Management | For | For |
| 1.9 | Elect Director Muhtar Kent | Management | For | For |
| 1.10 | Elect Director Robert A. Kotick | Management | For | For |
| 1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.12 | Elect Director Donald F. McHenry | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 1.16 | Elect Director Jacob Wallenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 09, 2012 | TICKER: EL SECURITY ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.3 | Elect Director Mellody Hobson | Management | For | For |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 23, 2013 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director William W. George | Management | For | For |
| 6 | Elect Director James A. Johnson | Management | For | For |
| 7 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Director James J. Schiro | Management | For | For |
| 10 | Elect Director Debora L. Spar | Management | For | For |
| 11 | Elect Director Mark E. Tucker | Management | For | For |
| 12 | Elect Director David A. Viniar | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 23, 2013 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Bonnie G. Hill | Management | For | For |
| 1i | Elect Director Karen L. Katen | Management | For | For |
| 1j | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 27, 2013 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director John T. LaMacchia | Management | For | For |
| 1f | Elect Director David B. Lewis | Management | For | For |
| 1g | Elect Director W. Rodney McMullen | Management | For | For |
| 1h | Elect Director Jorge P. Montoya | Management | For | For |
| 1i | Elect Director Clyde R. Moore | Management | For | For |
| 1j | Elect Director Susan M. Phillips | Management | For | For |
| 1k | Elect Director Steven R. Rogel | Management | For | For |
| 1l | Elect Director James A. Runde | Management | For | For |
| 1m | Elect Director Ronald L. Sargent | Management | For | For |
| 1n | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
| 7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 07, 2013 | TICKER: MTW SECURITY ID: 563571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan K. Chow | Management | For | For |
| 1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.3 | Elect Director Robert C. Stift | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 09, 2012 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela F. Braly | Management | For | For |
| 1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Robert A. McDonald | Management | For | For |
| 1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.8 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1.10 | Elect Director Patricia A. Woertz | Management | For | For |
| 1.11 | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
THE RYLAND GROUP, INC.
MEETING DATE: APR 24, 2013 | TICKER: RYL SECURITY ID: 783764103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Jews | Management | For | For |
| 1.2 | Elect Director Ned Mansour | Management | For | For |
| 1.3 | Elect Director Robert E. Mellor | Management | For | For |
| 1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.5 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.6 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 07, 2013 | TICKER: TKR SECURITY ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Ballbach | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Diane C. Creel | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.6 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.7 | Elect Director John P. Reilly | Management | For | For |
| 1.8 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.10 | Elect Director Ward J. Timken | Management | For | For |
| 1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Request Board Spin-off of Steel Business | Shareholder | Against | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 11, 2013 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.9 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 20, 2013 | TICKER: ULTI SECURITY ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott Scherr | Management | For | For |
| 2 | Elect Director Alois T. Leiter | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 16, 2013 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Steven W. Nance | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director Janice D. Stoney | Management | For | For |
| 1.11 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 24, 2013 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine | Management | For | For |
| 1.5 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides | Management | For | For |
| 1.9 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2013 | TICKER: THLD SECURITY ID: 885807206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1.2 | Elect Director David R. Hoffmann | Management | For | For |
| 1.3 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 13, 2013 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert S. Blank | Management | For | For |
| 1.3 | Elect Director Edward G. Boehne | Management | For | For |
| 1.4 | Elect Director Richard J. Braemer | Management | For | For |
| 1.5 | Elect Director Carl E. Marbach | Management | For | For |
| 1.6 | Elect Director Stephen A. Novick | Management | For | For |
| 1.7 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 16, 2012 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TURQUOISE HILL RESOURCES LTD.
MEETING DATE: MAY 10, 2013 | TICKER: TRQ SECURITY ID: 900435108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill Gardiner | Management | For | For |
| 1.2 | Elect Director R. Peter Gillin | Management | For | For |
| 1.3 | Elect Director Warren Goodman | Management | For | For |
| 1.4 | Elect Director Isabelle Hudon | Management | For | For |
| 1.5 | Elect Director Jean-Sebastien Jacques | Management | For | For |
| 1.6 | Elect Director David Klingner | Management | For | For |
| 1.7 | Elect Director Charles Lenegan | Management | For | For |
| 1.8 | Elect Director Daniel Larsen | Management | For | For |
| 1.9 | Elect Director Livia Mahler | Management | For | For |
| 1.10 | Elect Director Peter G. Meredith | Management | For | For |
| 1.11 | Elect Director Kay Priestly | Management | For | For |
| 1.12 | Elect Director Russel C. Robertson | Management | For | For |
| 1.13 | Elect Director Jeffery D. Tygesen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 16, 2013 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UBS AG
MEETING DATE: MAY 02, 2013 | TICKER: UBSN SECURITY ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
| 4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 15, 2013 | TICKER: UNA SECURITY ID: N8981F271
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
| 6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
| 7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
| 8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
| 9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
| 10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
| 11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
| 12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
| 13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
| 14 | Reelect M. Treschow to Board of Directors | Management | For | For |
| 15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
| 16 | Elect L.M. Cha to Board of Directors | Management | For | For |
| 17 | Elect M.Ma to Board of Directors | Management | For | For |
| 18 | Elect J. Rishton to Board of Directors | Management | For | For |
| 19 | Ratify PricewaterhouseCoopers Accountants NV as Auditors | Management | For | For |
| 20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
| 23 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2013 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2013 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Robert A. Ingram | Management | For | For |
| 1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1d | Elect Director G. Mason Morfit | Management | For | For |
| 1e | Elect Director Laurence E. Paul | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Lloyd M. Segal | Management | For | For |
| 1k | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
| |
|---|
VF CORPORATION
MEETING DATE: APR 23, 2013 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director George Fellows | Management | For | For |
| 1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.5 | Elect Director Matthew J. Shattock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 23, 2013 | TICKER: VPHM SECURITY ID: 928241108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Claypool | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIRTUS INVESTMENT PARTNERS, INC.
MEETING DATE: MAY 21, 2013 | TICKER: VRTS SECURITY ID: 92828Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Baio | Management | For | For |
| 1.2 | Elect Director Susan S. Fleming | Management | For | For |
| 1.3 | Elect Director Russel C. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 30, 2013 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary P. Coughlan | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Joseph W. Saunders | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director William S. Shanahan | Management | For | For |
| 1k | Elect Director John A. Swainson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 10, 2013 | TICKER: VMC SECURITY ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. McGregor | Management | For | For |
| 1.2 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1.3 | Elect Director Vincent J. Trosino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: MAY 07, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Connaughton | Management | For | For |
| 1b | Elect Director Tamar D. Howson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 23, 2013 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director Howard V. Richardson | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 16, 2013 | TICKER: WHR SECURITY ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Gary T. DiCamillo | Management | For | For |
| 1c | Elect Director Diane M. Dietz | Management | For | For |
| 1d | Elect Director Jeff M. Fettig | Management | For | For |
| 1e | Elect Director Michael F. Johnston | Management | For | For |
| 1f | Elect Director William T. Kerr | Management | For | For |
| 1g | Elect Director John D. Liu | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Michael A. Todman | Management | For | For |
| 1k | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 15, 2013 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WORKDAY, INC.
MEETING DATE: MAY 23, 2013 | TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after August 1, 2013.
WITNESS my hand on this 1st day of August 2013.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
