UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2008 | Commission File Number 1-3924 |
MAXXAM INC.
Delaware (State or other jurisdiction of incorporation or organization) | 95-2078752 (I.R.S. Employer Identification Number) | |
1330 Post Oak Blvd., Suite 2000 Houston, Texas (Address of Principal Executive Offices) | 77056 (Zip Code) |
Registrant’s telephone number, including area code: (713) 975-7600
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which registered | ||||
Common Stock, $.50 par value | American |
Securities registered pursuant to Section 12(g) of the Act: None.
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x
Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No x
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant as required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non- accelerated filer or a smaller reporting company. (Check one):
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o | Smaller reporting company x |
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
The aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, as of the last business day of the Registrant’s most recently completed second fiscal quarter: $43.1 million.
Number of shares of common stock outstanding at March 20, 2009: 4,559,637
DOCUMENTS INCORPORATED BY REFERENCE:
Certain portions of Registrant’s definitive proxy statement, to be filed with the Securities and Exchange Commission pursuant to Regulation 14A not later than 120 days after the close of the Registrant’s fiscal year, are incorporated by reference under Part III.
EXPLANATORY NOTE
This Amendment to the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2008 is being filed for the sole purpose of correcting an error on the signature page of the original filing.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
MAXXAM INC. | ||
Date: March 31, 2009 | By: | CHARLES E. HURWITZ |
Charles E. Hurwitz Chairman of the Board of Directors and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Date: | March 31, 2009 | By: | CHARLES E. HURWITZ |
Charles E. Hurwitz Chairman of the Board of Directors and Chief Executive Officer (Principal Executive Officer) | |||
Date: March 31, 2009 | By: | SHAWN M. HURWITZ | |
Shawn M. Hurwitz Vice Chairman of the Board of Directors and President | |||
Date: March 31, 2009 | By: | M. EMILY MADISON | |
M. Emily Madison Vice President, Finance (Principal Accounting Officer and Principal Financial Officer) | |||
Date: March 31, 2009 | By: | ROBERT J. CRUIKSHANK | |
Robert J. Cruikshank Director | |||
Date: March 31, 2009 | By: | J. KENT FRIEDMAN | |
J. Kent Friedman Director | |||
Date: March 31, 2009 | By: | EZRA G. LEVIN | |
Ezra G. Levin Director | |||
Date: March 31, 2009 | By: | STANLEY D. ROSENBERG | |
Stanley D. Rosenberg Director | |||
Date: March 31, 2009 | By: | MICHAEL J. ROSENTHAL | |
Michael J. Rosenthal Director |
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