UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report
September 29, 2023
(Date of earliest event reported)
EVI Industries, Inc.
(Exact name of registrant as specified in its charter)
Delaware (State or other jurisdiction of
incorporation or organization) | | 001-14757 (Commission File Number) | | 11-2014231 (IRS Employer Identification No.) |
| | | | | |
4500 Biscayne Blvd., Suite 340 Miami, Florida (Address of principal executive offices) | | | | 33137 (Zip Code) |
(305) 402-9300
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Common Stock, $.025 par value | EVI | NYSE American |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On September 29, 2023, EVI Industries, Inc. (the “Company”) received notice (the “Notice”) from NYSE Regulation that the Company was not in compliance with the timely filing criteria established in the NYSE American Company Guide as a result of the delayed filing of the Company’s Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “Form 10-K”). In accordance with Section 1007 of the NYSE American Company Guide, the Company had an automatic six-month cure period to regain compliance with the NYSE American’s continued listing standards by filing the Form 10-K with the SEC.
On October 5, 2023, the Company filed the Form 10-K with the SEC and, accordingly, has regained compliance with the NYSE American’s continued listing standards.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | EVI INDUSTRIES, INC. |
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| Dated: October 5, 2023 | By: | /s/ Robert H. Lazar |
| | | Robert H. Lazar |
| | | Chief Financial Officer |
