Exhibit 99(b)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at September 30, 2021:
| | | | | |
| |
| At September 30, 2021 |
| (in millions) |
Total short-term borrowings(1) | ¥ | 47,004,616 | |
| Long-term debt: | |
| Obligations under finance leases | 16,099 | |
| Unsubordinated debt | 28,551,917 | |
| Subordinated debt | 4,358,601 | |
| Obligations under loan securitization transactions | 569,415 | |
| Debt issuance costs | (13,818) | |
| Total long-term debt | 33,482,214 | |
| Shareholders’ equity: | |
| Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,581,995,120 shares) | 2,090,270 | |
| Capital surplus | 5,524,313 | |
| Retained earnings: | |
| Appropriated for legal reserve | 239,571 | |
| Unappropriated retained earnings | 9,166,932 | |
| Accumulated other comprehensive income, net of taxes | (81,491) | |
| Treasury stock, at cost: 742,541,406 common shares | (506,357) | |
| Total shareholders’ equity | 16,433,238 | |
| Noncontrolling interests | 667,581 | |
| Total equity | 17,100,819 | |
| Total capitalization and indebtedness | ¥ | 50,583,033 | |
| | | | | | | | | | | | | | |
| Note: | | (1) | | Total short-term borrowings consist of call money, funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |
