Exhibit 99(b)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at September 30, 2023:
| | | | | |
| |
| At September 30, 2023 |
| (in millions) |
Total short-term borrowings(1) | ¥ | 52,283,280 | |
| Long-term debt: | |
| Obligations under finance leases | 20,246 | |
| Unsubordinated debt | 35,524,965 | |
| Subordinated debt | 4,517,163 | |
| Obligations under loan securitization transactions | 410,792 | |
| Debt issuance costs | (15,456) | |
| Total long-term debt | 40,457,710 | |
| Shareholders’ equity: | |
| Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 12,687,710,920 shares) | 2,090,270 | |
| Capital surplus | 4,895,005 | |
| Retained earnings: | |
| Appropriated for legal reserve | 239,571 | |
| Unappropriated retained earnings | 8,221,772 | |
| Accumulated other comprehensive income, net of taxes | 1,685,007 | |
| Treasury stock, at cost: 662,903,215 common shares | (481,237) | |
| Total shareholders’ equity | 16,650,388 | |
| Noncontrolling interests | 807,006 | |
| Total equity | 17,457,394 | |
| Total capitalization and indebtedness | ¥ | 57,915,104 | |
| | | | | | | | | | | | | | |
| Note: | | (1) | | Total short-term borrowings consist of call money, funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |
