The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
| ||||||||||||||||||||
| Report for the Calendar Year or Quarter Ended: | 03-31-2018 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | MITSUBISHI UFJ FINANCIAL GROUP INC |
| Address: | 1251 AVENUE OF THE AMERICAS 10020-1104 |
| NEW YORK, NY 10020-1104 | |
| Form 13F File Number: | 028-13582 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Tetsuya Shigemoto | |||
| Title: | Managing Director | |||
| Phone: | 81-3-3240-2400 | |||
| Signature, Place, and Date of Signing: | ||||
| /s/ Tetsuya Shigemoto | Tokyo, M0 | 05-14-2018 | ||
| [Signature] | [City, State] | [Date] | ||
| MITSUBISHI UFJ FINANCIAL GROUP, INC. (MUFG) IS THE PARENT HOLDING COMPANY OF A NUMBER OF OPERATING SUBSIDIARIES, SOME OF WHICH ARE OR MAY BE INSTITUTIONAL INVESTMENT MANAGERS FOR THE PURPOSES OF THE REPORTING REQUIREMENTS UNDER SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE ACT) AND THE RULES PROMULGATED THEREUNDER. MUFG ITSELF DOES NOT DIRECTLY EXERCISE INVESTMENT DISCRETION WITH RESPECT TO ANY SECTION 13(F) SECURITIES POSITIONS EXCEPT THOSE THAT MAY BE INCLUDED IN THIS FORM 13F. TO THE EXTENT THAT MUFG'S OWNERSHIP INTEREST IN SUCH OPERATING SUBSIDIARIES IS DEEMED THE EXERCISE OF INVESTMENT DISCRETION REGARDING CERTAIN OF SUCH SUBSIDIARIES' MANAGED ACCOUNTS, THE INFORMATION REQUIRED BY FORM 13F WITH RESPECT TO SUCH ACCOUNTS IS INCLUDED IN THE REPORT SEPARATELY FILED BY EACH OF THE OPERATING SUBSIDIARIES THAT ARE INSTITUTIONAL INVESTMENT MANAGERS SUBJECT TO SECTION 13(F) OF THE ACT. | ||||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 28-13564 | Mitsubishi UFJ Trust and Banking Corporation | ||
| 28-13570 | Mitsubishi UFJ Securities Holdings Co., Ltd. | ||
| 28-13566 | Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | ||
| 28-04665 | MUFG Americas Holdings Corporation | ||
| 28-05836 | MUFG Bank, Ltd. | ||
| 28-13602 | MU Investments Co., Ltd. | ||
| 28-15731 | MUFG Securities EMEA plc | ||
| 28-18096 | Mitsubishi UFJ Asset Management (UK) Ltd. | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 0 | ||||
| Form 13F Information Table Entry Total: | 1 | ||||
| Form 13F Information Table Value Total: | 23,311,646 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| NONE | |||