Exhibit 99(c)
CAPITALIZATION AND INDEBTEDNESS
The following table presents our capitalization and indebtedness at September 30, 2017:
| At September 30, 2017 | ||||
| (in millions) | ||||
Total short-term borrowings(1) | ¥ | 35,786,876 | ||
|
| |||
Long-term debt: | ||||
Obligations under capital leases | 17,174 | |||
Unsubordinated debt | 24,702,600 | |||
Subordinated debt | 4,796,833 | |||
Obligations under loan securitization transactions | 630,314 | |||
Debt issuance costs | (13,881 | ) | ||
|
| |||
Total long-term debt | 30,133,040 | |||
|
| |||
Shareholders’ equity: | ||||
Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 14,027,694,920 shares) | 2,090,270 | |||
Capital surplus | 5,820,198 | |||
Retained earnings: | ||||
Appropriated for legal reserve | 239,571 | |||
Unappropriated retained earnings | 4,601,402 | |||
Accumulated other comprehensive income, net of taxes | 2,514,742 | |||
Treasury stock, at cost: 737,911,321 common shares | (513,999 | ) | ||
|
| |||
Total shareholders’ equity | 14,752,184 | |||
|
| |||
Noncontrolling interests | 728,189 | |||
|
| |||
Total equity | 15,480,373 | |||
|
| |||
Total capitalization and indebtedness | ¥ | 45,613,413 | ||
|
| |||
Note:
| (1) | Total short-term borrowings consists of call money, funds purchased, and payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings. |
