Modine Manufacturing (MOD) Form 3 MODINE MANUFACTURING / Scott Arlan Miller ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Miller Scott Arlan

(Last) (First) (Middle)

1500 DEKOVEN AVE.

(Street)

RACINE WI 53403

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/20/2016

3. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP, Building HVAC

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock	20,280	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee stock option (right to buy)	01/16/2007	01/16/2017	Common stock	2,400	27.22	D
Employee stock option (right to buy)	02/11/2008	02/11/2018	Common stock	2,000	13.33	D
Employee stock option (right to buy)	06/11/2010	06/11/2020	Common stock	2,696	9.26	D
Employee stock option (right to buy)	07/21/2011	07/21/2021	Common stock	1,679	14.93	D
Employee stock option (right to buy)	06/05/2012	06/05/2022	Common stock	4,243	5.75	D
Employee stock option (right to buy)	(1)	06/03/2023	Common stock	2,401	10.4	D
Employee stock option (right to buy)	(2)	06/02/2024	Common stock	1,871	14.94	D
Employee stock option (right to buy)	(3)	06/02/2025	Common stock	2,643	11.39	D
Employee stock option (right to buy)	(4)	05/31/2026	Common stock	4,470	10	D

Explanation of Responses:

1. This option vests in four equal annual increments commencing on 6/3/2014.

2. This option vests in four equal annual increments commencing on 6/2/2015.

3. This option vests in four equal annual increments commencing on 6/2/2016.

4. This option will vest in four equal annual increments commencing on 5/31/2017.

	Margaret C. Kelsey, Attorney in Fact	10/25/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.