Exhibit 1.01
CONFLICT MINERALS REPORT OF
MOTOROLA SOLUTIONS, INC.
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2018
I. Introduction
This is the Conflict Minerals1 Report of Motorola Solutions, Inc. (may be referred to as “Motorola Solutions”, the “Company,” “we,” “us,” or “our”) for calendar year 2018 in accordance in all material respects with Rule13p-1 (“Rule13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Report are defined in Rule13p-1 of the Act and Form SD and the reader is referred to those sources, and also to ReleaseNo. 34-67716 (August 22, 2012) of the Act (the “Adopting Release”) for such definitions.
In accordance in all material respects with Rule13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework in theOrganisation for EconomicCo-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 (“OECD Due Diligence Guidance”) and related Supplements for each of the conflict minerals.
The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.
II. Design of Due Diligence Measures
The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.
Our implementation of the five step framework consists of the following activities which are discussed in further detail in Section III (RCOI) and Section IV (Due Diligence).
1. | Development of Conflict Mineral Policies and Procedures |
2. | Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain |
1 | The term “conflict mineral” is defined in Section 1502(e)(4) of the Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country |
2 | OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris.http://dx.doi.org/10.1787/9789264252479-en |
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3. | Mitigation of Sourcing from Conflict Smelters/Refiners |
4. | Auditing of Smelters/Refiners to Ensure Conflict-Free Status |
5. | Reporting of Results of the above Activities |
Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals that may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals; the Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Covered Countries.
III. Management Systems and Reasonable Country of Origin Inquiry
The following outlines the measures taken to determine country of origin.
Step 1. Policy and Management System
a. Conflict Minerals Policy – As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to supportin-region mining. The policy resides in our Supplier Code of Conduct and can be found at our public websitehttps://www.motorolasolutions.com/en_us/about/company-overview/corporate-responsibility.html.
b. Conflict Minerals Team – The Company has established a conflict minerals team with members from the Company’s EHS (environmental, health and safety) team, EDM (environmental data management) team, Procurement, IT, and Legal Department.
c. Internal and External Engagement – Motorola Solutions’ conflict minerals activities are supervised by our Chief Ethics and Compliance Officer who provides regular updates to the Company’s Executive Officers and the Audit Committee of the Board of Directors on our overall Ethics and Compliance performance. Our conflict minerals efforts are also communicated to the public through our annual Corporate Responsibility Report. Motorola Solutions timely submits our annual Conflict Minerals Reporting Template (CMRT) to our customers as per customers’ request.
d. Company-level Grievance Mechanism – As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics without fear of retaliation.
e. Records Management – Our annual conflict minerals data, including CMRTs, Smelters or refiners (SORs), supplier communications, are maintained electronically in the Company’s IT system for 5 years.
Step 2. Conduct Risk Assessment
The Motorola Solutions process relied on the Conflict Minerals Reporting Template (“CMRT”) and Responsible Minerals Assurance Process (RMAP) developed by the Responsible Minerals Initiative (RMI). The following steps were taken as part of our risk assessment process.
a. Identify productsin-scope – Our internal cross-functional group of employees assigned to our conflict-free minerals team reviewed the categories of products that we sell to determine the products that arein-scope as described in the Adopting Release. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 95% of thein-scope direct material spend.
b. Identify smelters/refiners – The Company conducted the conflict minerals survey to our supply chain by using the industry-developed CMRT (version 5.11). We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners that contribute refined conflict minerals to the Company. The Procurement Department followed up with direct suppliers that did not respond to our request for conflict minerals information by the requested date. We also worked to clarify and validate the accuracy of information provided by our suppliers.
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c. Conduct Reasonable Country of Origin Inquiry (“RCOI”) – The Company compiled a list of SORs in our supply chain using our suppliers’ responses in their CMRTs. The Company reconciled this list to the list of smelter facilities designated by the RMI’s RMAP. The RMAP completes independent, third-party audits of smelters and refiners to determine which can be validated as having systems in place that ensure the minerals are responsible sourced according to the OECD Due Diligence Guidance.
IV. Due Diligence Measures Performed by Motorola Solutions, Inc.
The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.
Step 3. Mitigate Risk
As part of the risk mitigation process, we compared the list of smelters/refiners collected from suppliers and reconciled the list to the RMI smelter database (we have access to the database through our membership to RMI). After completing this review, the Company communicated to suppliers that listed smelters and/or refiners that are not RMAP conformant, and encouraged them to migrate their supply chain to those smelters that are RMAP conformant. The communication also includes a recommendation for a supplier to complete smelter outreach, and encourage any smelter and/or refiner in their supply chain to participate in the RMAP. In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as RMAP conformant were sent letters acknowledging their efforts to establish a conflict-free supply chain, and encouraging them to continue to maintain it as such. We also communicated the results to the upper management of the Company.
Step 4. Audit of Smelters/Refiners
Step 4 of the OECD Framework recommends downstream companies to implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Company’s products. The efforts to determine mine or location of origin through RMI are described on the RMI website athttp://www.responsiblemineralsinitiative.org.
Step 5. Results of Due Diligence
In our 2018 survey, we received CMRTs from 330 suppliers by March 31, 2019, which represent 93% of our 2018in-scope direct material spend. In our 2017 survey, we received CMRTs from 133 suppliers which represents 90% of our 2017in-scope direct material spend. There are major improvements in both the number of CMRTs collected and the percentage of spend covered.
We have communicated with these suppliers through phone calls and emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our Procurement Department is also involved in these communications.
A review of the data received showed that 253 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our Tantalum smelters. Additional 46 smelters are identified by the RMI but are not yet certified as RMAP conformant. 6 smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI.
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The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website athttp://investors.motorolasolutions.com/Docs. See Appendix I for a list of countries of origin identified through the RCOI process.
V. Product Description
On the basis of the measures described above, the Company has determined that as of December 31, 2018, a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of Congo or an adjoining country.
1. | Description of products – The products subject to this disclosure include:(i) two-way portable radios and vehicle-mounted radios, (ii) accessories, (iii) customized radio networks and (iv) video solutions. |
2. | Processing Facilities – Based on the input received from our suppliers, the facilities listed in Table 1, Table 2 and Table 3 may have been used in the processing of conflict minerals used in our products. |
VI. Steps to Improve Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers and our Conflict Minerals Policy will be periodically reviewed and updated, if necessary.
We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. New suppliers will be reviewed for conflict minerals conformance during initial business reviews. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify an upstream supplier is sourcing from or linked to any party providing direct or indirect support tonon-state armed groups in the DRC and covered countries we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In 2015, we implemented a data management system that allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time. This year we updated the system to accommodate the latest version of CMRT, i.e. 5.11.
In 2018, Motorola Solutions acquired Avigilon Corporation and Vesta Solutions Communications Inc. and we included their suppliers into the scope of the 2018 survey. We will continue to include the companies Motorola Solutions acquired in 2019 into the scope of our 2019 survey.
In our 2017 survey, our suppliers that are distributors provided their conflict minerals policies but were unable to provide us with a CMRT. In our 2018 survey, we managed to penetrate the distributors and identified the original manufacturers of the products we procured from the distributors. We contacted the original manufacturers accordingly and received the CMRTs from most of them. This improvement is one of the reasons that our survey performance of this year is better than last year, in terms of both number of CMRT collected and the spend coverage.
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In addition to those above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:
• | Continue to collect responses from suppliers using tools such as the CMRT. |
• | Continue to educate new suppliers on the importance of the Conflict Minerals Rule, and encourage timely responses from our suppliers. |
• | Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses. |
• | Continue to inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMI’s RMAP. |
• | Continue to support keyin-region conflict-free sourcing initiatives like the International Tin Association’s (formerly known as ITRI Limited) Tin Supply Chain Initiative (iTSCi) and the RMI. |
• | Continue to allow verified RMAP conformant material from the DRC and Covered Countries to enter into our supply chain. |
• | Consider publishing Motorola Solutions’ CMRT on our public website to increase our outreach to the public beyond the CMR and SD form. As a result, our customers will be able to easily access our data on conflict minerals due diligence. |
VII. Independent Private Sector Audit
Not required for calendar year 2018.
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Table 1
SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following 253 facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of April 30, 2019.
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Metal | Standard Smelter Name | Smelter Location/Country | Smelter ID | |||
Gold | Advanced Chemical Company | United States Of America | CID000015 | |||
Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | |||
Gold | AllgemeineGold-und Silberscheideanstalt A.G. | Germany | CID000035 | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | |||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | |||
Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | |||
Gold | Asahi Pretec Corp. | Japan | CID000082 | |||
Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | |||
Gold | Aurubis AG | Germany | CID000113 | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | |||
Gold | Boliden AB | Sweden | CID000157 | |||
Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | |||
Gold | CCR Refinery – Glencore Canada Corporation | Canada | CID000185 | |||
Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | |||
Gold | Chimet S.p.A. | Italy | CID000233 | |||
Gold | Daejin Indus Co., Ltd. | Korea, Republic of | CID000328 | |||
Gold | DSC (Do Sung Corporation) | Korea, Republic of | CID000359 | |||
Gold | DODUCO Contacts and Refining GmbH | Germany | CID000362 | |||
Gold | Dowa | Japan | CID000401 | |||
Gold | Eco-System Recycling Co., Ltd. | Japan | CID000425 | |||
Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | |||
Gold | HeeSung Metal Ltd. | Korea, Republic of | CID000689 | |||
Gold | Heimerle + Meule GmbH | Germany | CID000694 | |||
Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | |||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | |||
Gold | Istanbul Gold Refinery | Turkey | CID000814 | |||
Gold | Japan Mint | Japan | CID000823 | |||
Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | |||
Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | |||
Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | |||
Gold | JSC Uralelectromed | Russian Federation | CID000929 | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | |||
Gold | Kazzinc | Kazakhstan | CID000957 | |||
Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | |||
Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | |||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | |||
Gold | LS-NIKKO Copper Inc. | Korea, Republic of | CID001078 | |||
Gold | Materion | United States Of America | CID001113 | |||
Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | |||
Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 |
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Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | |||
Gold | Metalor Technologies S.A. | Switzerland | CID001153 | |||
Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | |||
Gold | MetalurgicaMet-Mex Penoles S.A. De C.V. | Mexico | CID001161 | |||
Gold | Mitsubishi Materials Corporation | Japan | CID001188 | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | |||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | |||
Gold | Nihon Material Co., Ltd. | Japan | CID001259 | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | |||
Gold | OJSC “The Gulidov KrasnoyarskNon-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | CID001326 | |||
Gold | PAMP S.A. | Switzerland | CID001352 | |||
Gold | Prioksky Plant ofNon-Ferrous Metals | Russian Federation | CID001386 | |||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | |||
Gold | PX Precinox S.A. | Switzerland | CID001498 | |||
Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | |||
Gold | Royal Canadian Mint | Canada | CID001534 | |||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | |||
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | CID001761 | |||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | |||
Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | |||
Gold | Torecom | Korea, Republic of | CID001955 | |||
Gold | Umicore Brasil Ltda. | Brazil | CID001977 | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | |||
Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | |||
Gold | Valcambi S.A. | Switzerland | CID002003 | |||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | |||
Gold | Yamakin Co., Ltd. | Japan | CID002100 | |||
Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | |||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | |||
Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | |||
Gold | Geib Refining Corporation | United States Of America | CID002459 | |||
Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | |||
Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | CID002516 | |||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 |
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Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | |||
Gold | T.C.A S.p.A | Italy | CID002580 | |||
Gold | Korea Zinc Co., Ltd. | Korea, Republic of | CID002605 | |||
Gold | Marsam Metals | Brazil | CID002606 | |||
Gold | SAAMP | France | CID002761 | |||
Gold | Italpreziosi | Italy | CID002765 | |||
Gold | SAXONIA Edelmetalle GmbH | Germany | CID002777 | |||
Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | |||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | |||
Gold | AU Traders and Refiners | South Africa | CID002850 | |||
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of | CID002918 | |||
Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | |||
Gold | Safimet S.p.A | Italy | CID002973 | |||
Gold | DS PRETECH Co., Ltd. | Korea, Republic of | CID003195 | |||
Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | |||
Gold | L’Orfebre S.A. | Andorra | CID002762 | |||
Tantalum | Asaka Riken Co., Ltd. | Japan | CID000092 | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | |||
Tantalum | Guangdong Rising RareMetals-EO Materials Ltd. | China | CID000291 | |||
Tantalum | Exotech Inc. | United States Of America | CID000456 | |||
Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | |||
Tantalum | LSM Brasil S.A. | Brazil | CID001076 | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | |||
Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | |||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | |||
Tantalum | NPM Silmet AS | Estonia | CID001200 | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | |||
Tantalum | QuantumClean | United States Of America | CID001508 | |||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | |||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | |||
Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | |||
Tantalum | Telex Metals | United States Of America | CID001891 | |||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | |||
Tantalum | D Block Metals, LLC | United States Of America | CID002504 | |||
Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | |||
Tantalum | KEMET Blue Metals | Mexico | CID002539 | |||
Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | |||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 | |||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 |
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Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | |||
Tantalum | H.C. Starck Ltd. | Japan | CID002549 | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 | |||
Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | |||
Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | |||
Tantalum | KEMET Blue Powder | United States Of America | CID002568 | |||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | |||
Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | |||
Tantalum | Power Resources Ltd. | Macedonia, The Former Yugoslav Republic Of | CID002847 | |||
Tantalum | Jiujiang Janny New Material Co., Ltd. | China | CID003191 | |||
Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | |||
Tin | Alpha | United States Of America | CID000292 | |||
Tin | CV Gita Pesona | Indonesia | CID000306 | |||
Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | |||
Tin | PT Premium Tin Indonesia | Indonesia | CID000313 | |||
Tin | CV United Smelting | Indonesia | CID000315 | |||
Tin | Dowa | Japan | CID000402 | |||
Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | |||
Tin | Fenix Metals | Poland | CID000468 | |||
Tin | GejiuNon-Ferrous Metal Processing Co., Ltd. | China | CID000538 | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | China | CID000760 | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | |||
Tin | China Tin Group Co., Ltd. | China | CID001070 | |||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | |||
Tin | Metallic Resources, Inc. | United States Of America | CID001142 | |||
Tin | Mineracao Taboca S.A. | Brazil | CID001173 | |||
Tin | Minsur | Peru | CID001182 | |||
Tin | Mitsubishi Materials Corporation | Japan | CID001191 | |||
Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | |||
Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | |||
Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | |||
Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | |||
Tin | PT Bangka Tin Industry | Indonesia | CID001419 | |||
Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | |||
Tin | PT Bukit Timah | Indonesia | CID001428 | |||
Tin | PT DS Jaya Abadi | Indonesia | CID001434 | |||
Tin | PT Karimun Mining | Indonesia | CID001448 | |||
Tin | PT Mitra Stania Prima | Indonesia | CID001453 | |||
Tin | PT Panca Mega Persada | Indonesia | CID001457 | |||
Tin | PT Prima Timah Utama | Indonesia | CID001458 | |||
Tin | PT REFINED BANGKA TIN | Indonesia | CID001460 | |||
Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 |
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Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | |||
Tin | PT Sumber Jaya Indah | Indonesia | CID001471 | |||
Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | |||
Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | |||
Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | |||
Tin | PT Tommy Utama | Indonesia | CID001493 | |||
Tin | Rui Da Hung | Taiwan, Province of China | CID001539 | |||
Tin | Soft Metais Ltda. | Brazil | CID001758 | |||
Tin | Thaisarco | Thailand | CID001898 | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | |||
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | |||
Tin | Yunnan ChengfengNon-ferrous Metals Co., Ltd. | China | CID002158 | |||
Tin | Yunnan Tin Company Limited | China | CID002180 | |||
Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | CID002468 | |||
Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | |||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | |||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | |||
Tin | PT Inti Stania Prima | Indonesia | CID002530 | |||
Tin | CV Ayi Jaya | Indonesia | CID002570 | |||
Tin | CV Dua Sekawan | Indonesia | CID002592 | |||
Tin | PT Rajehan Ariq | Indonesia | CID002593 | |||
Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | |||
Tin | Metallo Belgium N.V. | Belgium | CID002773 | |||
Tin | Metallo Spain S.L.U. | Spain | CID002774 | |||
Tin | PT Bangka Prima Tin | Indonesia | CID002776 | |||
Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | |||
Tin | PT Kijang Jaya Mandiri | Indonesia | CID002829 | |||
Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | CID002848 | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | CID002849 | |||
Tin | Gejiu Jinye Mineral Company | China | CID002859 | |||
Tin | PT Lautan Harmonis Sejahtera | Indonesia | CID002870 | |||
Tin | Guangdong HanheNon-Ferrous Metal Co., Ltd. | China | CID003116 | |||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | |||
Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | |||
Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | |||
Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | |||
Tin | Tin Technology & Refining | United States Of America | CID003325 | |||
Tin | PT Bangka Serumpun | Indonesia | CID003205 | |||
Tungsten | A.L.M.T. Corp. | Japan | CID000004 | |||
Tungsten | Kennametal Huntsville | United States Of America | CID000105 | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | CID000499 | |||
Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 |
11
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | |||
Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | |||
Tungsten | Kennametal Fallon | United States Of America | CID000966 | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | CID001889 | |||
Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | |||
Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | CID002095 | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | |||
Tungsten | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | |||
Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | |||
Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 | |||
Tungsten | Masan Tungsten Chemical LLC (MTC) | Viet Nam | CID002543 | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | CID002579 | |||
Tungsten | Niagara Refining LLC | United States Of America | CID002589 | |||
Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | |||
Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | |||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | CID002815 | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 | |||
Tungsten | ACL Metais Eireli | Brazil | CID002833 | |||
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | CID002843 | |||
Tungsten | Moliren Ltd. | Russian Federation | CID002845 | |||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 |
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Table 2
SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The following 46 smelters/refiners are identified by the RMI but are not yet certified as RMAP conformant as of April 30, 2019.
Metal | Standard Smelter Name | Smelter Location/Country | Smelter ID | |||
Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | |||
Gold | Chugai Mining | Japan | CID000264 | |||
Gold | DayeNon-Ferrous Metals Mining Ltd. | China | CID000343 | |||
Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | |||
Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | |||
Gold | Lingbao Gold Co., Ltd. | China | CID001056 | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | |||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | |||
Gold | Sabin Metal Corp. | United States Of America | CID001546 | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | |||
Gold | Guangdong Jinding Gold Limited | China | CID002312 |
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Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | |||
Gold | TOOTau-Ken-Altyn | Kazakhstan | CID002615 | |||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | |||
Gold | Sai Refinery | India | CID002853 | |||
Gold | Bangalore Refinery | India | CID002863 | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | |||
Gold | Pease & Curren | United States Of America | CID002872 | |||
Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | |||
Gold | NH Recytech Company | Korea, Republic of | CID003189 | |||
Gold | Caridad | Mexico | CID000180 | |||
Gold | HwaSeong CJ CO., LTD. | Korea, Republic of | CID000778 | |||
Gold | Samwon Metals Corp. | Korea, Republic of | CID001562 | |||
Gold | Morris and Watson | New Zealand | CID002282 | |||
Gold | Morris and Watson Gold Coast | Australia | CID002866 | |||
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | |||
Gold | QG Refining, LLC | United States Of America | CID003324 | |||
Gold | L’azurde Company For Jewelry | Saudi Arabia | CID001032 | |||
Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | |||
Tin | Nghe TinhNon-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | |||
Tin | Tuyen QuangNon-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | |||
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | |||
Tin | Super Ligas | Brazil | CID002756 | |||
Tin | Pongpipat Company Limited | Myanmar | CID003208 | |||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | CID002647 | |||
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | China | CID003182 | |||
Tungsten | Jiangxi Minmetals Gao’anNon-ferrous Metals Co., Ltd. | China | CID002313 |
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Table 3
SMELTERS AND REFINERS NOT RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following 6 facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through March 31, 2019. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of April 30, 2019.
Metal | Standard Smelter Name | Smelter Location/Country | Smelter ID | |||
Gold | Tony Goetz NV | Belgium | CID002587 | |||
Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | |||
Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | |||
Gold | Samduck Precious Metals | Korea, Republic of | CID001555 | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 |
15
APPENDIX I – Countries of Origin
The information provided in this Appendix is based on the RMI Country of Origin database and smelter/refiner information collected from Motorola Solutions suppliers.
Australia | Guinea | Peru | ||
Austria | Guyana | Portugal | ||
Benin | India | Russian Federation | ||
Bolivia | Indonesia | Rwanda | ||
Bolivia (Plurinational State of) | Laos | Sierra Leone | ||
Brazil | Madagascar | South Africa | ||
Burundi | Malaysia | Swaziland | ||
Chile | Mali | Taiwan | ||
China | Mauritania | Tanzania | ||
Colombia | Mongolia | Thailand | ||
Congo, Democratic Republic of the | Mozambique | Togo | ||
Ecuador | Myanmar | Uganda | ||
Eritrea | Nicaragua | United Kingdom of Great Britain and Northern Ireland | ||
Ethiopia | Niger | |||
Ghana | Nigeria | United States of America |
16