Exhibit 1.01
CONFLICT MINERALS REPORT OF
MOTOROLA SOLUTIONS, INC.
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2021
I. Introduction
This is the Conflict Minerals1 Report (the “Report”) of Motorola Solutions, Inc. (which may be referred to as “Motorola Solutions,” the “Company,” “we,” “us,” or “our”) for the calendar year 2021 in accordance in all material respects with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “Act”). The rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals” as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Numerous terms in this Report are defined in Section 1502(e) of the Dodd-Frank Act and Form SD and the reader is referred to those sources, and also to SEC Release No. 34-67716 issued by the SEC on August 22, 2012 (the “Adopting Release”) for such definitions.
In accordance in all material respects with Rule 13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework (the “OECD Framework”) in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 and related supplements for each of the conflict minerals.
The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance from the SEC, and other issues.
II. Design of Due Diligence Measures
The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.
Our implementation of the five-step framework consists of the following activities which are discussed in further detail in Section III (“Management Systems and Reasonable Country of Origin Inquiry”) and Section IV (“Due Diligence Measures Performed by Motorola Solutions, Inc.”) of this Report.
| 1. | Development of Conflict Minerals Policies and Procedures |
| 2. | Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain |
| 3. | Mitigation of Sourcing from Conflict Smelters/Refiners |
| 4. | Auditing of Smelters/Refiners to Ensure Conformant Status |
| 5. | Reporting of Results of the above Activities |
| 1 | The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Act as: “(A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives; or (B) [a]ny other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country.” |
| 2 | OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris, http://dx.doi.org/10.1787/9789264252479-en. |
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Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals who may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. The Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Democratic Republic of the Congo (the “DRC”) or an adjoining country (referred to as the “Covered Countries”).
III. Management Systems and Reasonable Country of Origin Inquiry
The following outlines the measures taken in our “reasonable country of origin” inquiry to determine countries of origin.
OECD Step 1. Policy and Management System
a. Conflict Minerals Policy – As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to support in-region mining. The policy resides in our Supplier Code of Conduct and can be found by accessing www.motorolasolutions.com, selecting “About Us” and then selecting “Corporate Responsibility” and “Supply Chain.”
b. Company-level grievance mechanism – As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics and Compliance without fear of retaliation.
OECD Step 2. Conduct Risk Assessment
The Motorola Solutions process relied on the Conflict Minerals Reporting Template (“CMRT”) and Responsible Minerals Assurance Process (“RMAP”) developed by the Responsible Minerals Initiative (“RMI”). The following steps were taken as part of our risk assessment process.
a. Identify products in-scope – Our internal cross-functional group of employees assigned to our conformant minerals team reviewed the categories of products that we sell to determine the products that are in-scope of the conflict minerals rule. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 90% of the in-scope direct material spend.
b. Identify smelters/refiners – The Company provided the conflict minerals survey to our supply chain by using the most recent version of the industry-developed CMRT. We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners who contribute refined conflict minerals to the Company.
c. Identify Countries of Origin – The Company conducted a “reasonable country of origin inquiry” (“RCOI”) by comparing the identified smelters and refiners with the RMI country of origin database (as we have access to the database due to our membership with the RMI). The countries of origin we identified are listed in Appendix I to this Report.
IV. Due Diligence Measures Performed by Motorola Solutions, Inc.
The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.
OECD Step 3. Mitigate Risk
As part of our risk mitigation process we compared the list of smelters/refiners collected from suppliers to the RMI smelter database (as we have access to the database due to our membership with the RMI). The RMI smelter database provides members with information regarding third party audit programs including the RMAP, London Bullion Market Association (LBMA), and Responsible Jewelry Council (RJC). After completing this review, the Company communicated to suppliers that listed smelters and/or refiners that are not conformant smelters and refiners to migrate their supply chain to those smelters that are RMAP conformant.
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The communication also includes a recommendation for a supplier to recommend that the smelter and/or refiner in their supply chain participate in the RMAP or other industry cross recognized audit programs. In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as conformant were sent letters acknowledging their efforts to establish a conformant supply chain, and encouraging them to continue to maintain it as such.
OECD Step 4. Audit of Smelters/Refiners
Step 4 of the OECD Framework recommends that downstream companies implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Company’s products. The efforts to determine mine or location of origin through RMI are described on the RMI website at http://www.responsiblemineralsinitiative.org.
OECD Step 5. Results of Due Diligence – Report Annually on Supply Chain Due Diligence
In our 2021 survey, we received CMRTs from 247 suppliers as per Table 1 and Table 2 below, which represent 93.5% of our 2021 in-scope direct material spend.
We have communicated with these suppliers through phone calls and/or emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our procurement department is also involved in these communications.
A review of the data received showed that 240 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our tantalum smelters. An additional 84 smelters are identified by the RMI but are not yet certified as RMAP conformant. 16 smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI. The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://investors.motorolasolutions.com/Docs. See Appendix I to this Report for a list of countries of origin identified through the RCOI process.
V. Product Description
On the basis of the measures described above, the Company has determined that as of December 31, 2021, a portion of its necessary conflict minerals originated or may have originated in the DRC or an adjoining country. See Appendix I to this Report for a list of countries of origin identified through the RCOI process. For 2021, none of the necessary conflict minerals contained in our products subject to this disclosure were determined by us to directly or indirectly finance or benefit armed groups in the Covered Countries. However, we did not conclude that any of our products were “DRC conflict free.”
| 1. | Description of Products – The products subject to this disclosure include: (i) devices (two-way radio, vehicle-mounted radio and broadband); (ii) accessories such as speaker microphones, batteries, earpieces, headsets, carry cases and cables; (iii) cameras (fixed, body-worn, in-vehicle); (iv) the radio network core and central processing software; (v) base stations; (vi) dispatch consoles; (vii) repeaters; (viii) video surveillance; and (ix) access control. |
| 2. | Processing Facilities – Based on the input received from our suppliers, the facilities listed in Table 1, Table 2 and Table 3 may have been used in the processing of conflict minerals used in our products. |
| 3. | Mine or Location of Origin – We have endeavored to determine the mine or location of origin of the conflict minerals used in our products by requesting that our suppliers provide us with completed CMRTs. Where a smelter or refiner has been identified, we also have reviewed public online information about information made available by the RMI to its members, to the extent available, to try to determine the mine or location of origin. |
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VI. Steps to Improve Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers and our conflict minerals policy in our Supplier Code of Conduct will be periodically reviewed and updated, if necessary.
We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify that an upstream supplier is sourcing from or linked to any party providing direct or indirect support to non-state armed groups in the DRC and the Covered Countries, we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In 2021, we implemented a new data management software specifically designed for conflict minerals data. This software is part of our overall product lifecycle management software and allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time.
In our 2021 campaign, we communicated directly to smelters in our supply chain in addition to tier one suppliers in order to encourage these smelters to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already.
In addition to the steps described above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:
| • | Continue to collect responses from suppliers using tools such as the CMRT. |
| • | Continue to educate new suppliers on the importance of the conflict minerals rule, and encourage timely responses from our suppliers. |
| • | Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses. |
| • | Continue to inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMI’s RMAP. |
| • | Continue to encourage smelters in our supply chain to either maintain their RMAP-conformant status in the RMI’s program, or to encourage them to participate and become RMAP-conformant if they are not already. |
| • | Continue to allow verified conformant material from the DRC and Covered Countries to enter our supply chain. |
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Table 1
SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April 13, 2022. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of March 30, 2022.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | |||
Gold | SAFINA A.S. | CZECHIA | CID002290 | |||
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | |||
Gold | REMONDIS PMR B.V. | NETHERLANDS | CID002582 | |||
Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | |||
Gold | Yamakin Co., Ltd. | JAPAN | CID002100 | |||
Gold | Royal Canadian Mint | CANADA | CID001534 | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 | |||
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 | |||
Gold | PAMP S.A. | SWITZERLAND | CID001352 | |||
Gold | 8853 S.p.A. | ITALY | CID002763 | |||
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | |||
Gold | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 | |||
Gold | Safimet S.p.A | ITALY | CID002973 | |||
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | |||
Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | |||
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | |||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | |||
Gold | Materion | UNITED STATES OF AMERICA | CID001113 | |||
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | |||
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 | |||
Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | |||
Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 | |||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | |||
Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 | |||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | |||
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | |||
Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 | |||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | |||
Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | |||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | |||
Gold | Agosi AG | GERMANY | CID000035 | |||
Gold | DODUCO Contacts and Refining GmbH | GERMANY | CID000362 | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | |||
Gold | Shandong Gold Smelting Co., Ltd. | CHINA | CID001916 | |||
Gold | Istanbul Gold Refinery | TURKEY | CID000814 | |||
Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | |||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | |||
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | |||
Gold | Heraeus Germany GmbH Co. KG | GERMANY | CID000711 | |||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | |||
Gold | T.C.A S.p.A | ITALY | CID002580 | |||
Gold | Dowa | JAPAN | CID000401 | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | |||
Gold | Bangalore Refinery | INDIA | CID002863 | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | |||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | |||
Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189 | |||
Gold | Japan Mint | JAPAN | CID000823 | |||
Gold | L’Orfebre S.A. | ANDORRA | CID002762 | |||
Gold | PX Precinox S.A. | SWITZERLAND | CID001498 | |||
Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 | |||
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | |||
Gold | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 | |||
Gold | Asahi Pretec Corp. | JAPAN | CID000082 | |||
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | |||
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | |||
Gold | Boliden AB | SWEDEN | CID000157 | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | |||
Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 | |||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | |||
Gold | Chimet S.p.A. | ITALY | CID000233 | |||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | |||
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | |||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 |
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Metal | Smelter Name | Country | Smelter ID | |||
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | |||
Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | |||
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | |||
Gold | Valcambi S.A. | SWITZERLAND | CID002003 | |||
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | |||
Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 | |||
Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | |||
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | |||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | |||
Gold | Chugai Mining | JAPAN | CID000264 | |||
Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | |||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 | |||
Gold | Torecom | KOREA, REPUBLIC OF | CID001955 | |||
Gold | Aurubis AG | GERMANY | CID000113 | |||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | |||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | |||
Gold | SAAMP | FRANCE | CID002761 | |||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | |||
Gold | Kazzinc | KAZAKHSTAN | CID000957 | |||
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | |||
Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | |||
Gold | Marsam Metals | BRAZIL | CID002606 | |||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 | |||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | |||
Gold | Tokuriki Honten Co., Ltd. | �� | JAPAN | CID001938 | ||
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | |||
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | |||
Gold | Italpreziosi | ITALY | CID002765 | |||
Tantalum | TANIOBIS Co., Ltd. | THAILAND | CID002544 | |||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | |||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | |||
Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175 | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | |||
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | |||
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | CID000291 | |||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | |||
Tantalum | Meta Materials | NORTH MACEDONIA, REPUBLIC OF | CID002847 | |||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | |||
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 |
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Metal | Smelter Name | Country | Smelter ID | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | |||
Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 | |||
Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | |||
Tantalum | TANIOBIS GmbH | GERMANY | CID002545 | |||
Tantalum | NPM Silmet AS | ESTONIA | CID001200 | |||
Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | |||
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | |||
Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002550 | |||
Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | CID002549 | |||
Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | CID000616 | |||
Tantalum | Asaka Riken Co., Ltd. | JAPAN | CID000092 | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | |||
Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | |||
Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 | |||
Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | |||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 | |||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | |||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | |||
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | |||
Tantalum | KEMET de Mexico | MEXICO | CID002539 | |||
Tantalum | AMG Brasil | BRAZIL | CID001076 | |||
Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | |||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | |||
Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 | |||
Tin | Estanho de Rondonia S.A. | BRAZIL | CID000448 | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | |||
Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | |||
Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | |||
Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | |||
Tin | PT Timah Tbk Mentok | INDONESIA | CID001482 | |||
Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | |||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 | |||
Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | |||
Tin | Mineracao Taboca S.A. | BRAZIL | CID001173 | |||
Tin | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 | |||
Tin | PT Timah Tbk Kundur | INDONESIA | CID001477 | |||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 |
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Metal | Smelter Name | Country | Smelter ID | |||
Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | |||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | |||
Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 | |||
Tin | PT Rajehan Ariq | INDONESIA | CID002593 | |||
Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | |||
Tin | PT Prima Timah Utama | INDONESIA | CID001458 | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | |||
Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | |||
Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | CID003582 | |||
Tin | Alpha | UNITED STATES OF AMERICA | CID000292 | |||
Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | |||
Tin | Thaisarco | THAILAND | CID001898 | |||
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | |||
Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 | |||
Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | |||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | |||
Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 | |||
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | |||
Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | |||
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | |||
Tin | Luna Smelter, Ltd. | RWANDA | CID003387 | |||
Tin | Dowa | JAPAN | CID000402 | |||
Tin | Minsur | PERU | CID001182 | |||
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | |||
Tin | Soft Metais Ltda. | BRAZIL | CID001758 | |||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | CID002834 | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | |||
Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | |||
Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | |||
Tin | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | |||
Tin | Metallo Belgium N.V. | BELGIUM | CID002773 | |||
Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | CID002180 | |||
Tin | PT Bangka Serumpun | INDONESIA | CID003205 | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | |||
Tin | Metallo Spain S.L.U. | SPAIN | CID002774 | |||
Tin | Ma’anshan Weitai Tin Co., Ltd. | CHINA | CID003379 | |||
Tin | Fenix Metals | POLAND | CID000468 | |||
Tin | CRM Synergies | SPAIN | CID003524 | |||
Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 |
9
Metal | Smelter Name | Country | Smelter ID | |||
Tungsten | Cronimet Brasil Ltda | BRAZIL | CID003468 | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | |||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | |||
Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA | CID003609 | |||
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | |||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | |||
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | |||
Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 | |||
Tungsten | Masan High-Tech Materials | VIET NAM | CID002543 | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | |||
Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 | |||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | |||
Tungsten | JSC “Kirovgrad Hard Alloys Plant” | RUSSIAN FEDERATION | CID003408 | |||
Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA | CID003417 | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | |||
Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | CID002641 | |||
Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | |||
Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541 | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | |||
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | |||
Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002542 | |||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | CID003401 | |||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843 | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | |||
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | |||
Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | CID003388 | |||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | |||
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | |||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 |
10
Table 2
SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April 13, 2022. The following smelters/refiners are identified by the RMI but are not yet certified as RMAP conformant as of March 30, 2022.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | |||
Gold | L’azurde Company For Jewelry | SAUDI ARABIA | CID001032 | |||
Gold | Sellem Industries Ltd. | MAURITANIA | CID003540 | |||
Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 | |||
Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 | |||
Gold | Pease & Curren | UNITED STATES OF AMERICA | CID002872 | |||
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | |||
Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 | |||
Gold | Augmont Enterprises Private Limited | INDIA | CID003461 | |||
Gold | Alexy Metals | UNITED STATES OF AMERICA | CID003500 | |||
Gold | WEEEREFINING | FRANCE | CID003615 | |||
Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | CID003421 | |||
Gold | Sancus ZFS (L’Orfebre, SA) | COLOMBIA | CID003529 | |||
Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 | |||
Gold | Morris and Watson | NEW ZEALAND | CID002282 | |||
Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 | |||
Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 | |||
Gold | Kundan Care Products Ltd. | INDIA | CID003463 | |||
Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | CID003557 | |||
Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 | |||
Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 | |||
Gold | MD Overseas | INDIA | CID003548 | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |||
Gold | JALAN & Company | INDIA | CID002893 | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 |
11
Metal | Smelter Name | Country | Smelter ID | |||
Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 | |||
Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 | |||
Gold | K.A. Rasmussen | NORWAY | CID003497 | |||
Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | |||
Gold | Caridad | MEXICO | CID000180 | |||
Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 | |||
Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 | |||
Gold | Sai Refinery | INDIA | CID002853 | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |||
Gold | CGR Metalloys Pvt Ltd. | INDIA | CID003382 | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | |||
Gold | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |||
Gold | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 | |||
Gold | Shirpur Gold Refinery Ltd. | INDIA | CID002588 | |||
Gold | Sovereign Metals | INDIA | CID003383 | |||
Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID001810 | |||
Gold | Gold Coast Refinery | GHANA | CID003186 | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | |||
Gold | Sudan Gold Refinery | SUDAN | CID002567 | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | |||
Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 | |||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | |||
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 | |||
Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 | |||
Tin | PT Bukit Timah | INDONESIA | CID001428 | |||
Tin | PT Timah Nusantara | INDONESIA | CID001486 | |||
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | CID003486 | |||
Tin | Super Ligas | BRAZIL | CID002756 | |||
Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | |||
Tin | PT Mitra Sukses Globalindo | INDONESIA | CID003449 | |||
Tin | PT Masbro Alam Stania | INDONESIA | CID003380 | |||
Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | |||
Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | |||
Tin | PT Tommy Utama | INDONESIA | CID001493 | |||
Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 |
12
Metal | Smelter Name | Country | Smelter ID | |||
Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | |||
Tin | Pongpipat Company Limited | MYANMAR | CID003208 | |||
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 | |||
Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | |||
Tin | PT Panca Mega Persada | INDONESIA | CID001457 | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | |||
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | |||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |||
Tungsten | OOO “Technolom” 1 | RUSSIAN FEDERATION | CID003614 | |||
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 | |||
Tungsten | OOO “Technolom” 2 | RUSSIAN FEDERATION | CID003612 | |||
Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 | |||
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 | |||
Tungsten | LLC Vostok | RUSSIAN FEDERATION | CID003643 | |||
Tungsten | Artek LLC | RUSSIAN FEDERATION | CID003553 |
13
Table 3
SMELTERS AND REFINERS NOT RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers, the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through April, 2022. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of March 30, 2022.
Metal | Smelter Name | Country | Smelter ID | |||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | |||
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | |||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | |||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | |||
Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | |||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | |||
Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | |||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | |||
Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | |||
Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | |||
Tin | Precious Minerals and Smelting Limited | INDIA | CID003409 | |||
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 | |||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 |
14
APPENDIX I – Countries of Origin
The information provided in this Appendix I is based on the RMI Country of Origin database and smelter information collected from Motorola Solutions suppliers.
| Country | ||
Argentina | Mongolia | |
Australia | Mozambique | |
Austria | Myanmar | |
Belgium | Namibia | |
Benin | Niger | |
Bolivia (Plurinational State of) | Nigeria | |
Brazil | Peru | |
Burundi | Philippines | |
Canada | Portugal | |
China | Russian Federation | |
Colombia | Rwanda | |
Congo, Democratic Republic of the | Sierra Leone | |
Ecuador | South Africa | |
Eritrea | South Korea | |
Ethiopia | Spain | |
France | Swaziland | |
Germany | Sweden | |
Ghana | Taiwan | |
Guinea | Tanzania | |
Guyana | Thailand | |
India | Uganda | |
Indonesia | United Kingdom of Great Britain and Northern Ireland | |
Japan | United States of America | |
Kazakhstan | Uzbekistan | |
Krygyzstan | Vietnam | |
Laos | Zimbabwe | |
Madagascar | ||
Malaysia | ||
Mexico |
15