UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): November 13, 2008 | |
| |
NATIONAL PENN BANCSHARES, INC. | |
(Exact Name of Registrant as Specified in Charter) | |
| |
Pennsylvania | |
(State or Other Jurisdiction of Incorporation) | |
| |
| 000-22537-01 | | 23-2215075 | | | |
| (Commission File Number) | | (IRS Employer Identification No.) | | | |
| |
| Philadelphia and Reading Avenues, Boyertown, PA | 19512 | | |
| (Address of Principal Executive Offices) | (Zip Code) | | |
| |
| | | |
Registrant’s telephone number, including area code: (800) 822-3321 | |
| |
N/A | |
(Former Name or Former Address, if Changed Since Last Report) | |
| |
| |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 7 – Regulation FD
Item 7.01 Regulation FD Disclosure
Scott V. Fainor, Senior Executive Vice President and COO, and Michael R. Reinhard, Chief Financial Officer, of National Penn Bancshares, Inc., participated in the Sandler & O’Neill & Partners, LP East Coast Financial Services Conference and addressed an audience of bankers and financial executives on November 13, 2008 at 3:30 p.m. (ET), as previously announced by National Penn in their press release dated November 6, 2008, furnished in this report, pursuant to this Item 7.01, as Exhibit 99.1. The text of this presentation and the slide presentation which accompanies the text are furnished in this report, pursuant to this Item 7.01, as Exhibit 99.2, and are incorporated herein by reference. Without limiting the generality of the foregoing, the text of the slide entitled “Safe Harbor Regarding Forward Looking Statements” is incorporated by reference into this Item 7.01. No part of this report shall be deemed incorporated by reference into any registration statement filed under the Securities Act of 1933.
Section 9 – Financial Statements and Exhibits
Exhibit Number | | Description |
| 99.1 | | Press release of National Penn Bancshares, Inc., dated November 6, 2008. |
| 99.2 | | Text and slide presentation for National Penn Bancshares, Inc. on November 13, 2008 at 3:30 p.m. (ET)(furnished pursuant to Item 7.01 hereof). |
| | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NATIONAL PENN BANCSHARES, INC. |
| |
Date: | November 13, 2008 | By: | /s/ Glenn E. Moyer |
| | | Name: | Glenn E. Moyer |
| | | Title: | President and CEO |
EXHIBIT INDEX
Exhibit Number | | Description |
| 99.1 | | Press release of National Penn Bancshares, Inc., dated November 6, 2008. |
| 99.2 | | Text and slide presentation for National Penn Bancshares, Inc. on November 13, 2008 at 3:30 p.m. (ET)(furnished pursuant to Item 7.01 hereof). |
| | | |