| | |
| | UNITED STATES |
| |
| | SECURITIES AND EXCHANGE COMMISSION |
| | Washington, DC 20549 |
| |
| | FORM N-PX |
| |
| | ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| | MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-3512 |
| |
| Name of Registrant: | Putnam OTC & Emerging Growth Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | Beth S. Mazor, Vice President |
| | Putnam OTC & Emerging Growth Fund |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 7/31/06 | |
| Date of reporting period: | |
| | 07/01/2006 - 06/30/2007 |
Item 1: Proxy Voting Record
Registrant: Putnam OTC & Emerging Growth Fund
| | | | | | |
| Abercrombie & Fitch Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ANF | CUSIP9 002896207 | 06/13/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Golden | Mgmt | For | For | For |
| | 1.2 | Elect Edward Limato | Mgmt | For | For | For |
| | 2 | Incentive Compensation | Mgmt | For | For | For |
| | | Performance Plan | | | | |
| | 3 | TO APPROVE THE | Mgmt | For | For | For |
| | | ABERCROMBIE & FITCH CO. | | | | |
| | | 2007 LONG-TERM INCENTIVE | | | | |
| | | PLAN. | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
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| |
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| AC Moore Arts Crafts Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ACMR | CUSIP9 00086T103 | 06/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Joyce | Mgmt | For | For | For |
| | 1.2 | Elect Neil McLachlan | Mgmt | For | For | For |
| | 2 | Stock Incentive Plan | Mgmt | For | For | For |
| | 3 | Annual Incentive Plan | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
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| Actuant Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ATU | CUSIP9 00508X203 | 01/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For |
| | 1.2 | Elect Gustav Boel | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Fischer | Mgmt | For | For | For |
| | 1.4 | Elect William Hall | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect Kathleen Hempel | Mgmt | For | For | For |
| | 1.6 | Elect Robert Peterson | Mgmt | For | For | For |
| | 1.7 | Elect William Sovey | Mgmt | For | For | For |
| | 1.8 | Elect Dennis Williams | Mgmt | For | For | For |
| | 1.9 | Elect Larry Yost | Mgmt | For | For | For |
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| Administaff Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ASF | CUSIP9 007094105 | 05/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jack Fields, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Paul Lattanzio | Mgmt | For | For | For |
| | 1.3 | Elect Richard Rawson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| Advance Auto Parts Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AAP | CUSIP9 00751Y106 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Brouillard | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Castellani | Mgmt | For | For | For |
| | 1.3 | Elect Michael Coppola | Mgmt | For | For | For |
| | 1.4 | Elect Darren Jackson | Mgmt | For | For | For |
| | 1.5 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
| | 1.6 | Elect William Oglesby | Mgmt | For | For | For |
| | 1.7 | Elect Gilbert Ray | Mgmt | For | For | For |
| | 1.8 | Elect Carlos Saladrigas | Mgmt | For | For | For |
| | 1.9 | Elect William Salter | Mgmt | For | For | For |
| | 1.10 | Elect Francesca Spinelli | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | APPROVE AN AMENDMENT TO | Mgmt | For | Against | Against |
| | | OUR LONG-TERM INCENTIVE | | | | |
| | | PLAN | | | | |
| | 4 | APPROVE THE 2007 EXECUTIVE | Mgmt | For | For | For |
| | | INCENTIVE PLAN | | | | |
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| Aeroflex Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ARXX | CUSIP9 007768104 | 11/09/2006 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Harvey Blau | Mgmt | For | For | For |
| | 1.2 | Elect Michael Nelson | Mgmt | For | For | For |
| | 1.3 | Elect Joseph Pompeo | Mgmt | For | For | For |
| | 2 | Transaction of Other Business | Mgmt | For | Against | Against |
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| Affiliated Managers Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMG | CUSIP9 008252108 | 05/31/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Floor | Mgmt | For | For | For |
| | 1.2 | Elect Sean Healey | Mgmt | For | For | For |
| | 1.3 | Elect Harold Meyerman | Mgmt | For | For | For |
| | 1.4 | Elect William Nutt | Mgmt | For | For | For |
| | 1.5 | Elect Rita Rodriguez | Mgmt | For | For | For |
| | 1.6 | Elect Patrick Ryan | Mgmt | For | For | For |
| | 1.7 | Elect Jide Zeitlin | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| Agere Systems Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AGRB | CUSIP9 00845V308 | 03/29/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 2.1 | Elect Richard Clemmer | Mgmt | For | For | For |
| | 2.2 | Elect Michael Mancuso | Mgmt | For | For | For |
| | 2.3 | Elect Kari-Pekka Wilska | Mgmt | For | For | For |
| | 3 | TO RE-APPROVE OUR SHORT | Mgmt | For | For | For |
| | | TERM INCENTIVE PLAN. | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
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| Agnico-Eagle Mines Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AEM | CUSIP9 008474108 | 04/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Re-elect Leanne Baker | Mgmt | For | For | For |
| | 1.2 | Re-elect Douglas Beaumont | Mgmt | For | For | For |
| | 1.3 | Re-elect Sean Boyd | Mgmt | For | For | For |
| | 1.4 | Re-elect Bernard Kraft | Mgmt | For | For | For |
| | 1.5 | Re-elect Mel Leiderman | Mgmt | For | For | For |
| | 1.6 | Re-elect James Nasso | Mgmt | For | For | For |
| | 1.7 | Re-elect Eberhard Scherkus | Mgmt | For | For | For |
| | 1.8 | Re-elect Howard Stockford | Mgmt | For | For | For |
| | 1.9 | Re-elect Pertti Voutilainen | Mgmt | For | For | For |
| | 2 | Appointment of Auditors and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 3 | RESOLUTION APPROVING | Mgmt | For | For | For |
| | | AMENDMENT OF THE | | | | |
| | | CORPORATION S STOCK | | | | |
| | | OPTION PLAN. | | | | |
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| Alliant Techsystems Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ATK | Cusip 18804104 | 08/01/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Frances D. Cook | Mgmt | For | For | For |
| | 1.2 | Elect Director Gilbert F. Decker | Mgmt | For | For | For |
| | 1.3 | Elect Director Ronald R. Fogleman | Mgmt | For | For | For |
| |
| | 1.4 | Elect Director Cynthia L. Lesher | Mgmt | For | For | For |
| | 1.5 | Elect Director Douglas L. Maine | Mgmt | For | For | For |
| | 1.6 | Elect Director Roman Martinez, IV | Mgmt | For | For | For |
| |
| | 1.7 | Elect Director Daniel J. Murphy | Mgmt | For | For | For |
| | 1.8 | Elect Director Michael T. Smith | Mgmt | For | For | For |
| | 1.9 | Elect Director William G. Van Dyke | Mgmt | For | For | For |
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| | 2 | Ratify Auditors | Mgmt | For | For | For |
| | 3 | Approve Executive Incentive Bonus | Mgmt | For | For | For |
| | | Plan | | | | |
| | 4 | Develop Ethical Criteria for Military | ShrHoldr | Against | Against | For |
| | | Contracts | | | | |
| | 5 | Report on Depleted Uranium | ShrHoldr | Against | Against | For |
| | | Weapons Components | | | | |
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| Alnylam Pharmaceuticals Inc | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ALNY | CUSIP9 02043Q107 | 06/01/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Victor Dzau | Mgmt | For | For | For |
| | 1.2 | Elect Kevin Starr | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| American Financial Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AFG | CUSIP9 025932104 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carl Lindner | Mgmt | For | For | For |
| | 1.2 | Elect Carl Lindner, III | Mgmt | For | For | For |
| | 1.3 | Elect S. Craig Lindner | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth Ambrecht | Mgmt | For | For | For |
| | 1.5 | Elect Theodore Emmerich | Mgmt | For | For | For |
| | 1.6 | Elect James Evans | Mgmt | For | For | For |
| | 1.7 | Elect Terry Jacobs | Mgmt | For | For | For |
| | 1.8 | Elect William Martin | Mgmt | For | For | For |
| | 1.9 | Elect William Verity | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2007 Annual Senior Executive | Mgmt | For | For | For |
| | | Bonus Plan | | | | |
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| Amerigroup Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AGP | CUSIP9 03073T102 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kay James | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey McWaters | Mgmt | For | For | For |
| | 1.3 | Elect Uwe Reinhardt, Ph.D. | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE | Mgmt | For | For | For |
| | | AMERIGROUP CORPORATION | | | | |
| | | 2007 CASH INCENTIVE PLAN. | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
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| Amphenol Corp. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | APH | CUSIP9 032095101 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stanley Clark | Mgmt | For | For | For |
| | 1.2 | Elect Andrew Lietz | Mgmt | For | For | For |
| | 1.3 | Elect Martin Loeffler | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | APPROVAL OF THE INCREASE IN | Mgmt | For | For | For |
| | | THE NUMBER OF AUTHORIZED | | | | |
| | | SHARES. | | | | |
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| Amsurg Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AMSGA | CUSIP9 03232P405 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Deal | Mgmt | For | For | For |
| | 1.2 | Elect Steven Geringer | Mgmt | For | For | For |
| | 1.3 | Elect Claire Gulmi | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE | Mgmt | For | For | For |
| | | AMENDMENTS TO THE AMSURG | | | | |
| | | CORP. 2006 STOCK INCENTIVE | | | | |
| | | PLAN. | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
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| Ann Taylor Stores Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ANN | CUSIP9 036115103 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Grayson | Mgmt | For | For | For |
| | 1.2 | Elect Michael Trapp | Mgmt | For | For | For |
| | 2 | Management Performance | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
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| ATP Oil & Gas Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ATPG | CUSIP9 00208J108 | 06/08/2007 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect T. Paul Bulmahn | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Gerard J. Swonke | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Robert Karow | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| Avaya Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AV | CUSIP9 053499109 | 02/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Landy | Mgmt | For | For | For |
| | 1.2 | Elect Mark Leslie | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Stanzione | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Anthony Terracciano | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Long Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | SHAREHOLDER PROPOSAL- | ShrHoldr | Against | Against | For |
| | | EXECUTIVE COMPENSATION | | | | |
| | | ITEM | | | | |
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| Avnet Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | AVTPRC | CUSIP9 053807103 | 11/09/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eleanor Baum | Mgmt | For | For | For |
| | 1.2 | Elect J. Veronica Biggins | Mgmt | For | For | For |
| | 1.3 | Elect Lawrence W. Clarkson | Mgmt | For | For | For |
| | 1.4 | Elect Ehud Houminer | Mgmt | For | For | For |
| | 1.5 | Elect James A. Lawrence | Mgmt | For | For | For |
| | 1.6 | Elect Frank R. Noonan | Mgmt | For | For | For |
| | 1.7 | Elect Ray M. Robinson | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Gary L. Tooker | Mgmt | For | For | For |
| | 1.9 | Elect Roy Vallee | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE AVNET 2006 | Mgmt | For | For | For |
| | | STOCK COMPENSATION PLAN. | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 4 | SHAREHOLDER PROPOSAL TO | ShrHoldr | Against | Against | For |
| | | SEPARATE THE ROLES OF CEO | | | | |
| | | AND CHAIRMAN. | | | | |
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| Bard CR Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BCR | CUSIP9 067383109 | 04/18/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Theodore Martin | Mgmt | For | For | For |
| | 1.2 | Elect Anthony Welters | Mgmt | For | For | For |
| | 1.3 | Elect Tony White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| |
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| Barr Pharmaceuticals Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BRL | CUSIP9 068306109 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | �� | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bruce Downey | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Paul Bisaro | Mgmt | For | Withhold | Against |
| | 1.3 | Elect George Stephan | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Harold Chefitz | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Richard Frankovic | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Peter Seaver | Mgmt | For | Withhold | Against |
| | 1.7 | Elect James Gilmore, III | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2007 Stock and Incentive Award | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 4 | 2007 Executive Officer Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
|
| |
| |
| Barr Pharmaceuticals Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BRL | CUSIP9 068306109 | 11/09/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bruce L. Downey | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Paul M. Bisaro | Mgmt | For | Withhold | Against |
| | 1.3 | Elect George P. Stephan | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.4 | Elect Harold N. Chefitz | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Richard R. Frankovic | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Peter R. Seaver | Mgmt | For | Withhold | Against |
| | 1.7 | Elect James S. Gilmore, III | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
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| Biomarin Pharmaceutical Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BMRN | CUSIP9 09061G101 | 06/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For |
| | 1.2 | Elect Michael Grey | Mgmt | For | For | For |
| | 1.3 | Elect Elaine J. Heron | Mgmt | For | For | For |
| | 1.4 | Elect Joseph Klein, III | Mgmt | For | For | For |
| | 1.5 | Elect Pierre Lapalme | Mgmt | For | For | For |
| | 1.6 | Elect V. Bryan Lawlis | Mgmt | For | For | For |
| | 1.7 | Elect Alan Lewis | Mgmt | For | For | For |
| | 1.8 | Elect Richard Meier | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Increase in the Authorized Shares | Mgmt | For | For | For |
| | | of Common Stock | | | | |
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| Cadence Design Systems Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CDNS | CUSIP9 127387108 | 05/09/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Fister | Mgmt | For | For | For |
| | 1.2 | Elect Donald Lucas | Mgmt | For | For | For |
| | 1.3 | Elect Alberto Sangiovanni- | Mgmt | For | For | For |
| | | Vincentelli | | | | |
| | 1.4 | Elect George Scalise | Mgmt | For | For | For |
| | 1.5 | Elect John Shoven | Mgmt | For | For | For |
| | 1.6 | Elect Roger Siboni | Mgmt | For | For | For |
| | 1.7 | Elect Lip-Bu Tan | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John Swainson | Mgmt | For | For | For |
| | 2 | Amendment to the 1987 Stock | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the 1987 Stock | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | | | | | |
| | 4 | STOCKHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | | REGARDING ELECTION OF | | | | |
| | | DIRECTORS BY A MAJORITY | | | | |
| | | VOTE. | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
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| |
| |
| Cameco Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CCJ | CUSIP9 13321L108 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Re-elect John Auston | Mgmt | For | For | For |
| | 1.2 | Re-elect John Clappison | Mgmt | For | For | For |
| | 1.3 | Re-elect Joe Colvin | Mgmt | For | For | For |
| | 1.4 | Re-elect Harry Cook | Mgmt | For | For | For |
| | 1.5 | Re-elect James Curtiss | Mgmt | For | Withhold | Against |
| | 1.6 | Re-elect George Dembroski | Mgmt | For | For | For |
| | 1.7 | Re-elect Gerald Grandey | Mgmt | For | For | For |
| | 1.8 | Re-elect Nancy Hopkins | Mgmt | For | For | For |
| | 1.9 | Re-elect Oyvind Hushovd | Mgmt | For | For | For |
| | 1.10 | Re-elect J.W. George Ivany | Mgmt | For | For | For |
| | 1.11 | Elect A. Anne McLellan | Mgmt | For | For | For |
| | 1.12 | Re-elect A. Neil McMillan | Mgmt | For | For | For |
| | 1.13 | Re-elect Robert Peterson | Mgmt | For | For | For |
| | 1.14 | Re-elect Victor Zaleschuk | Mgmt | For | For | For |
| | 2 | APPOINTMENT OF KPMG LLP AS | Mgmt | For | For | For |
| | | AUDITORS. | | | | |
| | 3 | Amendments to Stock Option Plan | Mgmt | For | For | For |
| |
| | 4 | Are You Canadian? | Mgmt | For | For | For |
| | 5 | Are You Canadian? | Mgmt | For | For | For |
|
| |
| |
| Cameron International Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CUSIP9 13342B105 | 05/09/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Patrick | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Wilkinson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Career Education Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CECO | CUSIP9 141665109 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Patrick Gross | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Thomas Lally | Mgmt | For | For | For |
| | 1.3 | Elect Steven Lesnik | Mgmt | For | For | For |
| | 1.4 | Elect Gary McCullough | Mgmt | For | For | For |
| | 1.5 | Elect Keith Ogata | Mgmt | For | For | For |
| | 1.6 | Elect Leslie Thornton | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| CB Richard Ellis Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CBG | CUSIP9 12497T101 | 06/01/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Blum | Mgmt | For | For | For |
| | 1.2 | Elect Patrice Marie Daniels | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Daschle | Mgmt | For | For | For |
| | 1.4 | Elect Curtis Feeny | Mgmt | For | For | For |
| | 1.5 | Elect Bradford Freeman | Mgmt | For | For | For |
| | 1.6 | Elect Michael Kantor | Mgmt | For | For | For |
| | 1.7 | Elect Frederic Malek | Mgmt | For | For | For |
| | 1.8 | Elect Robert Sulentic | Mgmt | For | For | For |
| | 1.9 | Elect Jane Su | Mgmt | For | For | For |
| | 1.10 | Elect Brett White | Mgmt | For | For | For |
| | 1.11 | Elect Gary Wilson | Mgmt | For | For | For |
| | 1.12 | Elect Ray Wirta | Mgmt | For | For | For |
| | 2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | | REGISTERED PUBLIC | | | | |
| | | ACCOUNTING FIRM | | | | |
| | 3 | APPROVAL OF THE EXECUTIVE | Mgmt | For | For | For |
| | | INCENTIVE PLAN | | | | |
|
| |
| |
| Cephalon Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CEPH | CUSIP9 156708109 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect William Egan | Mgmt | For | For | For |
| | 1.3 | Elect Martyn Greenacre | Mgmt | For | For | For |
| | 1.4 | Elect Vaughn Kailian | Mgmt | For | For | For |
| | 1.5 | Elect Kevin Moley | Mgmt | For | For | For |
| | 1.6 | Elect Charles Sanders | Mgmt | For | For | For |
| | 1.7 | Elect Gail Wilensky | Mgmt | For | For | For |
| | 1.8 | Elect Dennis Winger | Mgmt | For | For | For |
| | 2 | Increase in Authorized Shares of | Mgmt | For | For | For |
| | | Common Stock | | | | |
| | 3 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
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| |
| |
| Ceradyne Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CRDN | CUSIP9 156710105 | 06/04/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joel P. Moskowitz | Mgmt | For | For | For |
| | 1.2 | Elect Richard A. Alliegro | Mgmt | For | For | For |
| | 1.3 | Elect Frank Edelstein | Mgmt | For | For | For |
| | 1.4 | Elect Richard Kertson | Mgmt | For | For | For |
| | 1.5 | Elect William LaCourse | Mgmt | For | For | For |
| | 1.6 | Elect Milton L. Lohr | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Charles River Laboratories | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CRL | CUSIP9 159864107 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Foster | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Chubb | Mgmt | For | For | For |
| | 1.3 | Elect George Massaro | Mgmt | For | For | For |
| | 1.4 | Elect George Milne | Mgmt | For | For | For |
| | 1.5 | Elect Douglas Rogers | Mgmt | For | For | For |
| | 1.6 | Elect Samuel Thier | Mgmt | For | For | For |
| | 1.7 | Elect William Waltrip | Mgmt | For | For | For |
| | 2 | Adoption of the 2007 Incentive Plan | Mgmt | For | Against | Against |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Chemed Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CHE | CUSIP9 16359R103 | 05/21/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward Hutton | Mgmt | For | For | For |
| | 1.2 | Elect Kevin McNamara | Mgmt | For | For | For |
| | 1.3 | Elect Charles Erhart Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Joel Gemunder | Mgmt | For | For | For |
| | 1.5 | Elect Patrick Grace | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Hutton | Mgmt | For | For | For |
| | 1.7 | Elect Walter Krebs | Mgmt | For | For | For |
| | 1.8 | Elect Sandra Laney | Mgmt | For | For | For |
| | 1.9 | Elect Timothy O'Toole | Mgmt | For | For | For |
| | 1.10 | Elect Donald Saunders | Mgmt | For | For | For |
| | 1.11 | Elect George Walsh III | Mgmt | For | For | For |
| | 1.12 | Elect Frank Wood | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Consolidated Graphics, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CGX | Cusip 209341106 | 08/03/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Larry J. Alexander | Mgmt | For | For | For |
| | 1.2 | Elect Director Brady F. Carruth | Mgmt | For | For | For |
|
| |
| |
| Corus Bankshares Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CORS | CUSIP9 220873103 | 04/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Glickman | Mgmt | For | For | For |
| | 1.2 | Elect Robert Glickman | Mgmt | For | For | For |
| | 1.3 | Elect Robert Buford | Mgmt | For | For | For |
| | 1.4 | Elect Kevin Callahan | Mgmt | For | For | For |
| | 1.5 | Elect Rodney Lubeznik | Mgmt | For | For | For |
| | 1.6 | Elect Michael McClure | Mgmt | For | For | For |
| | 1.7 | Elect Peter C. Roberts | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | PROPOSAL TO AMEND THE | Mgmt | For | For | For |
| | | CORUS BANKSHARES, INC. 2006 | | | | |
| | | STOCK OPTION PLAN. | | | | |
|
| |
| |
| Cummins Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CMI | CUSIP9 231021106 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ROBERT J. DARNALL | | | | |
| | 2 | ELECTION OF DIRECTOR: JOHN | Mgmt | For | For | For |
| | | M. DEUTCH | | | | |
| | 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | ALEXIS M. HERMAN | | | | |
| | 4 | ELECTION OF DIRECTOR: F. | Mgmt | For | For | For |
| | | JOSEPH LOUGHREY | | | | |
| | 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | WILLIAM I. MILLER | | | | |
| | 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | GEORGIA R. NELSON | | | | |
| | 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | | THEODORE M. SOLSO | | | | |
| | 8 | ELECTION OF DIRECTOR: CARL | Mgmt | For | For | For |
| | | WARE | | | | |
| | 9 | ELECTION OF DIRECTOR: J. | Mgmt | For | For | For |
| | | LAWRENCE WILSON | | | | |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | PROPOSAL TO AMEND 2003 | Mgmt | For | For | For |
| | | STOCK INCENTIVE PLAN. | | | | |
| | 12 | PROPOSAL TO AMEND | Mgmt | For | For | For |
| | | RESTATED ARTICLES OF | | | | |
| | | INCORPORATION. | | | | |
|
| |
| |
| Cymer Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | CYMI | CUSIP9 232572107 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles Abbe | Mgmt | For | For | For |
| | 1.2 | Elect Robert Akins | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Edward Braun | Mgmt | For | For | For |
| | 1.4 | Elect Michael Gaulke | Mgmt | For | For | For |
| | 1.5 | Elect William Oldham | Mgmt | For | For | For |
| | 1.6 | Elect Peter Simone | Mgmt | For | For | For |
| | 1.7 | Elect Young Sohn | Mgmt | For | For | For |
| | 1.8 | Elect Jon Tompkins | Mgmt | For | For | For |
| | 2 | Amendment to 2005 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Dade Behring Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DADE | CUSIP9 23342J206 | 05/03/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect N. Leigh Anderson | Mgmt | For | For | For |
| | 1.2 | Elect James Andress | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Incentive | Mgmt | For | Against | Against |
| | | Compensation Plan | | | | |
|
| |
| |
| Dentsply International Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | XRAY | CUSIP9 249030107 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paula Cholmondeley | Mgmt | For | For | For |
| | 1.2 | Elect Michael Coleman | Mgmt | For | For | For |
| | 1.3 | Elect John Miles II | Mgmt | For | For | For |
| | 1.4 | Elect W. Keith Smith | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | PROPOSAL TO APPROVE | Mgmt | For | For | For |
| | | AMENDMENTS TO THE 2002 | | | | |
| | | EQUITY INCENTIVE PLAN. | | | | |
|
| |
| |
| Dollar Tree Stores Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DLTR | CUSIP9 256747106 | 06/21/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect H. Ray Compton | Mgmt | For | For | For |
| | | | | | |
| | 1.2 | Elect Bob Sasser | Mgmt | For | For | For |
| | 1.3 | Elect Alan Wurtzel | Mgmt | For | For | For |
| | 2 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | For | Against |
|
| |
| |
| Domino's Pizza Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DPZ | CUSIP9 25754A201 | 04/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Rosenberg | Mgmt | For | For | For |
| | 1.2 | Elect Dennis Hightower | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Dover Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | DOV | CUSIP9 260003108 | 04/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Benson | Mgmt | For | For | For |
| | 1.2 | Elect Robert Cremin | Mgmt | For | For | For |
| | 1.3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For |
| | 1.4 | Elect Kristiane Graham | Mgmt | For | For | For |
| | 1.5 | Elect Ronald Hoffman | Mgmt | For | For | For |
| | 1.6 | Elect James Koley | Mgmt | For | For | For |
| | 1.7 | Elect Richard Lochridge | Mgmt | For | For | For |
| | 1.8 | Elect Thomas Reece | Mgmt | For | For | For |
| | 1.9 | Elect Bernard Rethore | Mgmt | For | For | For |
| | 1.10 | Elect Michael Stubbs | Mgmt | For | For | For |
| | 1.11 | Elect Mary Winston | Mgmt | For | For | For |
| | 2 | A SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | | REGARDING A SUSTAINABILITY | | | | |
| | | REPORT. | | | | |
| | 3 | TO TRANSACT SUCH OTHER | Mgmt | For | Against | Against |
| | | BUSINESS AS MAY PROPERLY | | | | |
| | | COME BEFORE THE MEETING. | | | | |
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| |
| |
| Edwards Lifesciences Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EW | CUSIP9 28176E108 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Ingram | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For |
| | 2 | Long-term Stock Incentive | Mgmt | For | Against | Against |
| | | Compensation Program | | | | |
| | 3 | 2001 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Epicor Software Corp | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EPIC | CUSIP9 29426L108 | 05/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect L. George Klaus | Mgmt | For | For | For |
| | 1.2 | Elect Michael Kelly | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Kelly | Mgmt | For | For | For |
| | 1.4 | Elect Harold Copperman | Mgmt | For | For | For |
| | 1.5 | Elect Robert Smith | Mgmt | For | For | For |
| | 2 | Adoption of 2007 Stock Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Expedia Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | EXPE | CUSIP9 30212P105 | 06/06/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Simon Breakwell | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against |
| | 1.5 | Elect William Fitzgerald | Mgmt | For | Withhold | Against |
| | 1.6 | Elect David Goldhill | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Victor Kaufman | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Peter Kern | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against |
| | 1.10 | Elect John Malone | Mgmt | For | Withhold | Against |
| | 2 | APPROVAL OF THE EXPEDIA, | Mgmt | For | Against | Against |
| | | INC. 2005 STOCK AND ANNUAL | | | | |
| | | INCENTIVE PLAN. | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Fiserv Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FISV | CUSIP9 337738108 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kim Robak | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Wertheimer | Mgmt | For | For | For |
| | 2 | Amendment to Articles of | Mgmt | For | For | For |
| | | Incorporation Regarding | | | | |
| | 3 | TO APPROVE THE FISERV, INC. | Mgmt | For | For | For |
| | | 2007 OMNIBUS INCENTIVE PLAN. | | | | |
| |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| FMC Technologies Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FTI | CUSIP9 30249U101 | 05/04/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Asbjorn Larsen | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Netherland | Mgmt | For | For | For |
| | 1.3 | Elect James Thompson | Mgmt | For | For | For |
|
| |
| |
| Formfactor Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FORM | CUSIP9 346375108 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Campbell | Mgmt | For | For | For |
| | 1.2 | Elect Igor Khandros | Mgmt | For | For | For |
| | 1.3 | Elect Lothar Maier | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Foster Wheeler Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FWLRF | CUSIP9 G36535139 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Eugene Atkinson | Mgmt | For | For | For |
| | 1.2 | Elect Stephanie Hanbury-Brown | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Freeport-McMoran Copper & Gold | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | FCXPRA | CUSIP9 35671D857 | 03/14/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation | | | | |
| | 2 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
| |
| |
| GATX Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GMT | CUSIP9 361448103 | 04/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Denny | Mgmt | For | For | For |
| | 1.2 | Elect Richard Fairbanks | Mgmt | For | For | For |
| | 1.3 | Elect Deborah Fretz | Mgmt | For | For | For |
| | 1.4 | Elect Marla Gottschalk | Mgmt | For | For | For |
| | 1.5 | Elect Ernst Häberli | Mgmt | For | For | For |
| | 1.6 | Elect Brian Kenney | Mgmt | For | For | For |
| | 1.7 | Elect Mark McGrath | Mgmt | For | For | For |
| | 1.8 | Elect Michael Murphy | Mgmt | For | For | For |
| | 1.9 | Elect Casey Sylla | Mgmt | For | For | For |
| | 2 | APPROVAL OF APPOINTMENT OF | Mgmt | For | For | For |
| | | AUDITORS | | | | |
|
| |
| |
| General Cable Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BGC | CUSIP9 369300108 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Welsh | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 3 | Increase in Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
|
| |
| |
| Genlyte Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GLYT | CUSIP9 372302109 | 04/19/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Larry Powers | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Zia Eftekhar | Mgmt | For | Withhold | Against |
| | 1.3 | Elect William Trotman | Mgmt | For | Withhold | Against |
|
| |
| |
| Global Payments Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GPN | CUSIP9 37940X102 | 09/27/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alex Hart | Mgmt | For | For | For |
| | 1.2 | Elect William Jacobs | Mgmt | For | For | For |
| | 1.3 | Elect Alan Silberstein | Mgmt | For | For | For |
| | 1.4 | Elect Ruth Ann Marshall | Mgmt | For | For | For |
|
| |
| |
| Goldcorp Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GGA | CUSIP9 380956409 | 05/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | Mgmt | For | For | For |
| | 2.1 | Re-elect Ian Tefler | Mgmt | For | For | For |
| | 2.2 | Re-elect Douglas Holtby | Mgmt | For | For | For |
| | 2.3 | Elect C. Kevin McArthur | Mgmt | For | For | For |
| | 2.4 | Re-elect John Bell | Mgmt | For | For | For |
| | 2.5 | Re-elect Lawrence Bell | Mgmt | For | For | For |
| | 2.6 | Re-elect Beverley Briscoe | Mgmt | For | For | For |
| | 2.7 | Elect Peter Dey | Mgmt | For | For | For |
| | 2.8 | Elect P. Randy Reifel | Mgmt | For | For | For |
| | 2.9 | Elect A. Dan Rovig | Mgmt | For | For | For |
| | 2.10 | Elect Kenneth Williamson | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | | | | | |
| | 4 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
|
| |
| |
| |
| Grant Prideco Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | GRP | CUSIP9 38821G101 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Butters | Mgmt | For | For | For |
| | 1.2 | Elect Eliot Fried | Mgmt | For | For | For |
| | 1.3 | Elect Dennis Hendrix | Mgmt | For | For | For |
| | 1.4 | Elect Harold Layman | Mgmt | For | For | For |
| | 1.5 | Elect Michael McShane | Mgmt | For | For | For |
| | 1.6 | Elect Robert Moses, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Reid | Mgmt | For | For | For |
| | 1.8 | Elect David Trice | Mgmt | For | For | For |
|
| |
| |
| Hecla Mining Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HL | CUSIP9 422704106 | 05/04/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ted Crumley | Mgmt | For | For | For |
| | 1.2 | Elect Charles Stanley | Mgmt | For | For | For |
| | 1.3 | Elect Terry Rogers | Mgmt | For | For | For |
|
| |
| |
| Helix Energy Solutions Group, Inc. | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HLX | CUSIP9 42330P107 | 05/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Owen Kratz | Mgmt | For | For | For |
| | 1.2 | Elect John Lovoi | Mgmt | For | For | For |
| | 1.3 | Elect Bernard Duroc-Danner | Mgmt | For | Withhold | Against |
|
| |
| |
| HFF INC | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CUSIP9 40418F108 | 06/05/2007 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Kukral | Mgmt | For | For | For |
| | 1.2 | Elect Deborah McAneny | Mgmt | For | For | For |
| | 1.3 | Elect John Pelusi, Jr. | Mgmt | For | For | For |
| | 2 | RATIFICATION OF INDEPENDENT, | Mgmt | For | For | For |
| | | REGISTERED CERTIFIED PUBLIC | | | | |
| | | ACCOUNTANTS | | | | |
|
| |
| |
| |
| Hologic Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HOLX | CUSIP9 436440101 | 03/06/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Cumming | Mgmt | For | For | For |
| | 1.2 | Elect Laurie Fajardo | Mgmt | For | For | For |
| | 1.3 | Elect Irwin Jacobs | Mgmt | For | For | For |
| | 1.4 | Elect David LaVance, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Nancy Leaming | Mgmt | For | For | For |
| | 1.6 | Elect Arthur Lerner | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Levy | Mgmt | For | For | For |
| | 1.8 | Elect Glenn Muir | Mgmt | For | For | For |
| | 1.9 | Elect Jay Stein | Mgmt | For | For | For |
|
| |
| |
| Hospira Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | HSP | CUSIP9 441060100 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Connie Curran | Mgmt | For | For | For |
| | 1.2 | Elect Mark Wheeler | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Illumina Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ILMN | CUSIP9 452327109 | 01/26/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
| |
| |
| Illumina Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ILMN | CUSIP9 452327109 | 06/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect A. Blaine Bowman | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Paul Grint | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Jack Goldstein | Mgmt | For | Withhold | Against |
| | 1.4 | Elect David R. Walt | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Roy Whitfield | Mgmt | For | Withhold | Against |
| | 2 | RATIFY THE APPOINTMENT OF | Mgmt | For | For | For |
| | | ERNST & YOUNG LLP AS | | | | |
| | | INDEPENDENT AUDITORS. | | | | |
| | 3 | Amendment to the 2005 Stock and | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
|
| |
| |
| Imclone Systems Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IMCL | CUSIP9 45245W109 | 09/20/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Andrew Bodnar | Mgmt | For | Withhold | Against |
| | 1.2 | Elect William Crouse | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Alexander Denner | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Vincent DeVita Jr. | Mgmt | For | Withhold | Against |
| | 1.5 | Elect John Fazio | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joseph Fischer | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Carl Icahn | Mgmt | For | Withhold | Against |
| | 1.8 | Elect David Kies | Mgmt | For | Withhold | Against |
| | 1.9 | Elect William Miller | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Richard Mulligan | Mgmt | For | Withhold | Against |
| | 1.11 | Elect David Sidransky | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Charles Woler | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | APPROVAL OF THE IMCLONE | Mgmt | For | Against | Against |
| | | SYSTEMS INCORPORATED 2006 | | | | |
| | | STOCK INCENTIVE PLAN. | | | | |
| | | | | | |
| Immucor Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | BLUD | CUSIP9 452526106 | 11/15/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Roswell Bowers | Mgmt | For | For | For |
| | 1.2 | Elect Gioacchino De Chirico | Mgmt | For | For | For |
| | 1.3 | Elect Ralph Eatz | Mgmt | For | For | For |
| | 1.4 | Elect MIchael Goldman | Mgmt | For | For | For |
| | 1.5 | Elect John Harris | Mgmt | For | For | For |
| | 1.6 | Elect Hiroshi Hoketsu | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Rosen | Mgmt | For | For | For |
| | 2 | Transaction of Other Business | Mgmt | For | Against | Against |
|
| |
| |
| Infousa Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | IUSAA | CUSIP9 456818301 | 06/07/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Bill Fairfield | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Anshoo Gupta | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Elliott Kaplan | Mgmt | For | Withhold | Against |
| | 2 | TO APPROVE THE INFOUSA INC. | Mgmt | For | Against | Against |
| | | 2007 OMNIBUS INCENTIVE PLAN. | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Intercontinentalexch | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ICE | CUSIP9 45865V100 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Charles Crisp | Mgmt | For | For | For |
| | 1.2 | Elect Jean-Marc Forneri | Mgmt | For | For | For |
| | 1.3 | Elect Fred Hatfield | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Terrence Martell | Mgmt | For | For | For |
| | 1.5 | Elect Robert Reid | Mgmt | For | For | For |
| | 1.6 | Elect Frederic Salerno | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Richard Sandor | Mgmt | For | For | For |
| | 1.8 | Elect Frederick Schoenhut | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Sprecher | Mgmt | For | For | For |
| | | | | | |
| | 1.10 | Elect Judith Sprieser | Mgmt | For | For | For |
| | 1.11 | Elect Vincent Tese | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Jack In The Box Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | JBX | CUSIP9 466367109 | 02/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Alpert | Mgmt | For | For | For |
| | 1.2 | Elect George Fellows | Mgmt | For | For | For |
| | 1.3 | Elect Anne Gust | Mgmt | For | For | For |
| | 1.4 | Elect Alice Hayes, Ph.D. | Mgmt | For | For | For |
| | 1.5 | Elect Murray Hutchison | Mgmt | For | For | For |
| | 1.6 | Elect Linda Lang | Mgmt | For | For | For |
| | 1.7 | Elect Michael Murphy | Mgmt | For | For | For |
| | 1.8 | Elect David Tehle | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Jakks Pacific Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | JAKK | CUSIP9 47012E106 | 09/15/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jack Friedman | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Berman | Mgmt | For | For | For |
| | 1.3 | Elect Dan Almagor | Mgmt | For | For | For |
| | 1.4 | Elect David Blatte | Mgmt | For | For | For |
| | 1.5 | Elect Robert Glick | Mgmt | For | For | For |
| | 1.6 | Elect Michael Miller | Mgmt | For | For | For |
| | 1.7 | Elect Murray Skala | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
| |
| |
| K2 Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | KTO | CUSIP9 482732104 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Lou Holtz | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Ann Meyers | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | EXECUTIVE COMPENSATION | ShrHoldr | Against | Against | For |
| | | BASED ON THE PERFORMANCE | | | | |
| | | OF PEER COMPANIES. | | | | |
|
| |
| |
| |
| Kinetic Concepts, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | KNCI | CUSIP9 49460W208 | 05/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Simpson | Mgmt | For | For | For |
| | 1.2 | Elect Catherine Burzik | Mgmt | For | For | For |
| | 1.3 | Elect Ronald Dollens | Mgmt | For | For | For |
| | 1.4 | Elect John Byrnes | Mgmt | For | For | For |
| | 1.5 | Elect Harry Jacobson, M.D. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Laboratory Corp American | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LH | CUSIP9 50540R409 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
| | 1.2 | Elect Kerrii Anderson | Mgmt | For | For | For |
| | 1.3 | Elect Jean-Luc Bélingard | Mgmt | For | For | For |
| | 1.4 | Elect David King | Mgmt | For | For | For |
| | 1.5 | Elect Wendy Lane | Mgmt | For | For | For |
| | 1.6 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect Arthur Rubenstein | Mgmt | For | For | For |
| | 1.8 | Elect Bradford Smith | Mgmt | For | For | For |
| | 1.9 | Elect M. Weikel | Mgmt | For | For | For |
| | 1.10 | Elect R. Sanders Williams | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Lam Research Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LRCX | CUSIP9 512807108 | 11/02/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James P. Bagley | Mgmt | For | For | For |
| | 1.2 | Elect David G. Arscott | Mgmt | For | For | For |
| | 1.3 | Elect Robert M. Berdahl | Mgmt | For | For | For |
| | 1.4 | Elect Richard J. Elkus, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Jack R. Harris | Mgmt | For | For | For |
| | 1.6 | Elect Grant M. Inman | Mgmt | For | For | For |
| | 1.7 | Elect Catherine P. Lego | Mgmt | For | For | For |
| | 1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For |
| | 1.9 | Elect Seiichi Watanabe | Mgmt | For | For | For |
| | 1.10 | Elect Patricia S. Wolpert | Mgmt | For | For | For |
| | 2 | PROPOSAL TO APPROVE THE | Mgmt | For | For | For |
| | | AMENDMENT TO THE LAM 2004 | | | | |
| | | EXECUTIVE INCENTIVE PLAN. | | | | |
| |
| | 3 | PROPOSAL TO APPROVE THE | Mgmt | For | For | For |
| | | ADOPTION OF THE LAM 2007 | | | | |
| | | STOCK INCENTIVE PLAN. | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Lifepoint Hospitals Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LPNT | CUSIP9 53219L109 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect DeWitt Ezell, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect William Lapham | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | | Classified Board | | | | |
|
| |
| |
| Lincoln Electric Holdings | | | | | | |
| Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | LECO | CUSIP9 533900106 | 04/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen Hanks | Mgmt | For | For | For |
| | 1.2 | Elect Kathryn Lincoln | Mgmt | For | For | For |
| | 1.3 | Elect William Macdonald, III | Mgmt | For | For | For |
| | 1.4 | Elect George Walls, Jr. | Mgmt | For | For | For |
| | | | | | |
| | 2 | APPROVAL OF 2007 | Mgmt | For | For | For |
| | | MANAGEMENT INCENTIVE | | | | |
| | | COMPENSATION PLAN. | | | | |
| | 3 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | | AUDITORS. | | | | |
|
| |
| |
| Maidenform Brands Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MFB | CUSIP9 560305104 | 05/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Kaplan | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Ward | Mgmt | For | For | For |
| | 1.3 | Elect Norman Axelrod | Mgmt | For | For | For |
| | 1.4 | Elect Harold Compton | Mgmt | For | For | For |
| | 1.5 | Elect Barbara Eisenberg | Mgmt | For | For | For |
| | 1.6 | Elect Karen Rose | Mgmt | For | For | For |
| | 1.7 | Elect Adam Stein | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Manhattan Associates | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MANH | CUSIP9 562750109 | 05/18/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Huntz, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Noonan | Mgmt | For | For | For |
| | 1.3 | Elect Peter Sinisgalli | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE MANHATTAN | Mgmt | For | Against | Against |
| | | ASSOCIATES, INC. 2007 STOCK | | | | |
| | | INCENTIVE PLAN. | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Manpower Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MAN | CUSIP9 56418H100 | 05/02/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Gina Boswell | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Willie Davis | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.3 | Elect Jack Greenberg | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Terry Hueneke | Mgmt | For | Withhold | Against |
| | 2 | RATIFICATION OF DELOITTE & | Mgmt | For | For | For |
| | | TOUCHE LLP AS INDEPENDENT | | | | |
| | | AUDITORS FOR 2007. | | | | |
| | 3 | APPROVAL OF THE MANPOWER | Mgmt | For | For | For |
| | | CORPORATE SENIOR | | | | |
| | | MANAGEMENT ANNUAL | | | | |
| | | INCENTIVE PLAN. | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Implementation of the MacBride | | | | |
| | | Principles in Northern Ireland | | | | |
|
| |
| |
| Mentor Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MNT | CUSIP9 587188103 | 09/13/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Decrease in Board Size | Mgmt | For | For | For |
| | 2.1 | Elect Joseph Whitters | Mgmt | For | For | For |
| | 2.2 | Elect Michael Emmons | Mgmt | For | For | For |
| | 2.3 | Elect Walter Faster | Mgmt | For | For | For |
| | 2.4 | Elect Joshua Levine | Mgmt | For | For | For |
| | 2.5 | Elect Michael Nakonechny | Mgmt | For | For | For |
| | 2.6 | Elect Ronald Rossi | Mgmt | For | For | For |
| | 2.7 | Elect Jeffrey Ubben | Mgmt | For | For | For |
| | 3 | Amendment to 2005 Long-Term | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Mentor Graphics Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MENT | CUSIP9 587200106 | 06/14/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter Bonfield | Mgmt | For | For | For |
| | 1.2 | Elect Marsha Congdon | Mgmt | For | For | For |
| | 1.3 | Elect James Fiebiger | Mgmt | For | For | For |
| | 1.4 | Elect Gregory Hinckley | Mgmt | For | For | For |
| | 1.5 | Elect Kevin McDonough | Mgmt | For | For | For |
| | 1.6 | Elect Patrick McManus | Mgmt | For | For | For |
| | 1.7 | Elect Walden Rhines | Mgmt | For | For | For |
| | | | | | |
| | 1.8 | Elect Fontaine Richardson | Mgmt | For | For | For |
| | 2 | Amendment to the 1987 Non- | Mgmt | For | Against | Against |
| | | Employee Director Stock Plan | | | | |
| | 3 | PROPOSAL TO APPROVE THE | Mgmt | For | For | For |
| | | COMPANY'S EXECUTIVE | | | | |
| | | VARIABLE INCENTIVE PLAN. | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Mentor Graphics Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MENT | CUSIP9 587200106 | 11/29/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendment to the 1982 Stock | Mgmt | For | Against | Against |
| | | Option Plan | | | | |
|
| |
| |
| Micrel Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MCRL | CUSIP9 594793101 | 05/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raymond Zinn | Mgmt | For | For | For |
| | 1.2 | Elect Michael Callahan | Mgmt | For | For | For |
| | 1.3 | Elect David Conrath | Mgmt | For | For | For |
| | 1.4 | Elect Neil Miotto | Mgmt | For | For | For |
| | 1.5 | Elect Frank W. Schneider | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
| |
| |
| Microchip Technology, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MCHP | Cusip 595017104 | 08/18/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For |
| | 1.2 | Elect Director Albert J. Hugo- | Mgmt | For | For | For |
| | | Martinez | | | | |
| | 1.3 | Elect Director L.B. Day | Mgmt | For | For | For |
| | 1.4 | Elect Director Matthew W. | Mgmt | For | For | For |
| | | Chapman | | | | |
| | | | | | |
| | 1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For |
| |
| | 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | 3 | Approve Executive Incentive Bonus | Mgmt | For | For | For |
| | | Plan | | | | |
| | 4 | Ratify Auditors | Mgmt | For | For | For |
|
| |
| |
| Nasdaq Stock Market Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NDAQ | CUSIP9 631103108 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect H. Furlong Baldwin | Mgmt | For | For | For |
| | 1.2 | Elect Michael Casey | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Coleman | Mgmt | For | For | For |
| | 1.4 | Elect Lon Gorman | Mgmt | For | For | For |
| | 1.5 | Elect Robert Greifeld | Mgmt | For | For | For |
| | 1.6 | Elect Patrick J. Healy | Mgmt | For | For | For |
| | 1.7 | Elect Glenn H. Hutchins | Mgmt | For | For | For |
| | 1.8 | Elect Merit Janow | Mgmt | For | For | For |
| | 1.9 | Elect John Markese | Mgmt | For | For | For |
| | 1.10 | Elect Thomas O'Neill | Mgmt | For | For | For |
| | 1.11 | Elect James Riepe | Mgmt | For | For | For |
| | 1.12 | Elect Thomas Stemberg | Mgmt | For | For | For |
| | 1.13 | Elect Deborah Wince-Smith | Mgmt | For | For | For |
| | 2 | RATIFY APPOINTMENT OF | Mgmt | For | For | For |
| | | INDEPENDENT REGISTERED | | | | |
| | | PUBLIC ACCOUNTING FIRM | | | | |
| | 3 | APPROVE AMENDED AND | Mgmt | For | Against | Against |
| | | RESTATED EQUITY PLAN | | | | |
|
| |
| |
| National Instruments Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NATI | CUSIP9 636518102 | 05/08/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Truchard | Mgmt | For | For | For |
| | 1.2 | Elect Charles Roesslein | Mgmt | For | For | For |
| | 2 | Amendment to the 1994 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | | | | | |
| National Oilwell Varco Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NOV | CUSIP9 637071101 | 06/05/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ben Guill | Mgmt | For | For | For |
| | 1.2 | Elect Roger Jarvis | Mgmt | For | For | For |
| | 1.3 | Elect Eric Mattson | Mgmt | For | For | For |
| | 2 | RATIFICATION OF INDEPENDENT | Mgmt | For | For | For |
| | | AUDITORS. | | | | |
|
| |
| |
| Navigant Consulting Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NCI | CUSIP9 63935N107 | 04/27/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Thompson | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Samuel Skinner | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Long Term | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Nextest Systems Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NEXT | CUSIP9 653339101 | 10/24/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robin Adler | Mgmt | For | For | For |
| | 1.2 | Elect Howard Marshall | Mgmt | For | For | For |
| | 1.3 | Elect Juan Benitez | Mgmt | For | For | For |
| | 1.4 | Elect Richard Dissly | Mgmt | For | For | For |
| | 1.5 | Elect Stephen Newberry | Mgmt | For | For | For |
| | 1.6 | Elect Eugene White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Noble Energy Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NBL | CUSIP9 655044105 | 04/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Berenson | Mgmt | For | For | For |
| | 1.2 | Elect Michael Cawley | Mgmt | For | For | For |
| | 1.3 | Elect Edward Cox | Mgmt | For | For | For |
| | 1.4 | Elect Charles Davidson | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Edelman | Mgmt | For | For | For |
| | 1.6 | Elect Kirby Hedrick | Mgmt | For | For | For |
| | 1.7 | Elect Bruce Smith | Mgmt | For | For | For |
| | 1.8 | Elect William Van Kleef | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 1992 Stock | Mgmt | For | For | For |
| | | Option and Restricted Stock Plan | | | | |
| | 4 | Shareholder Proposal Regarding an | ShrHoldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
|
| |
| |
| Nutrisytem Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | NTRI | CUSIP9 67069D108 | 05/01/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ian Berg | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bernstock | Mgmt | For | For | For |
| | 1.3 | Elect Michael DiPiano | Mgmt | For | For | For |
| | 1.4 | Elect Michael Hagan | Mgmt | For | For | For |
| | 1.5 | Elect Warren Musser | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Brian Tierney | Mgmt | For | For | For |
| | 1.7 | Elect Stephen Zarrilli | Mgmt | For | For | For |
|
| |
| |
| Officemax Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | OMX | CUSIP9 67622P101 | 04/25/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dorrit J. Bern | Mgmt | For | For | For |
| | 1.2 | Elect Warren F. Bryant | Mgmt | For | For | For |
| | 1.3 | Elect Brian C. Cornell | Mgmt | For | For | For |
| | 1.4 | Elect Joseph M. DePinto | Mgmt | For | For | For |
| | 1.5 | Elect Sam K. Duncan | Mgmt | For | For | For |
| | 1.6 | Elect Rakesh Gangwal | Mgmt | For | For | For |
| | 1.7 | Elect Gary G. Michael | Mgmt | For | For | For |
| | 1.8 | Elect Francesca de Luzuriaga | Mgmt | For | For | For |
| | 1.9 | Elect David M. Szymanski | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Company Engagement | | | | |
|
| |
| |
| Omega Navigation Enterprises Inc | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ONAV | CUSIP9 Y6476R105 | 05/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Flynn | Mgmt | For | For | For |
| | 1.2 | Elect Dr. Chiang Hai Ding | Mgmt | For | For | For |
| | 1.3 | Elect Shariq Azhar | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| On Semiconductor Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ONNN | CUSIP9 682189105 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Daniel McCranie | Mgmt | For | For | For |
| | 1.2 | Elect Kevin Burns | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Pacific Sunwear California Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PSUN | CUSIP9 694873100 | 05/23/2007 | | Take No Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Pearson Cummin III | Mgmt | For | TNA | NA |
| | 1.2 | Elect Michael Goldstein | Mgmt | For | TNA | NA |
| | 1.3 | Elect Julius Jensen III | Mgmt | For | TNA | NA |
| | 1.4 | Elect Michael Weiss | Mgmt | For | TNA | NA |
| | 2 | Amendment to the Employee Stock | Mgmt | For | TNA | NA |
| | | Purchase Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | TNA | NA |
| | | | | | |
| Palm, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PALM | CUSIP9 696643105 | 10/05/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Coleman | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Dunlevie | Mgmt | For | For | For |
| | 1.3 | Elect Robert Hagerty | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Pan American Silver Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PAAS | CUSIP9 697900108 | 04/30/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Re-elect Ross Beaty | Mgmt | For | For | For |
| | 1.2 | Re-elect Geoffrey Burns | Mgmt | For | For | For |
| | 1.3 | Re-elect William Fleckenstein | Mgmt | For | For | For |
| | 1.4 | Re-elect Michael Larson | Mgmt | For | For | For |
| | 1.5 | Re-elect Michael Maloney | Mgmt | For | For | For |
| | 1.6 | Elect Robert Pirooz | Mgmt | For | For | For |
| | 1.7 | Re-elect Paul Sweeney | Mgmt | For | For | For |
| | 1.8 | Re-elect John Willson | Mgmt | For | For | For |
| | 2 | TO APPOINT DELOITTE & | Mgmt | For | For | For |
| | | TOUCHE LLP AS AUDITORS OF | | | | |
| | | THE COMPANY. | | | | |
| | 3 | TO AUTHORIZE THE DIRECTORS | Mgmt | For | For | For |
| | | TO FIX THE AUDITORS | | | | |
| | | REMUNERATION. | | | | |
|
| |
| |
| Papa Johns International Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PZZA | CUSIP9 698813102 | 05/10/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect F. William Barnett | Mgmt | For | For | For |
| | 1.2 | Elect Norborne Cole, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect John Hatab | Mgmt | For | For | For |
| | 1.4 | Elect William Street | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Parker-Hannifin Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PH | CUSIP9 701094104 | 10/25/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Kohlhepp | Mgmt | For | For | For |
| | 1.2 | Elect Giulio Mazzalupi | Mgmt | For | For | For |
| | 1.3 | Elect Klaus-Peter Muller | Mgmt | For | For | For |
| | 1.4 | Elect Markos I. Tambakeras | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | A SHAREHOLDER PROPOSAL TO | ShrHoldr | Against | For | Against |
| | | DECLASSIFY THE ELECTION OF | | | | |
| | | DIRECTORS. | | | | |
|
| |
| |
| PATTERSON-UTI ENERGY INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PTEN | Cusip 703481101 | 07/12/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Mark S. Siegel | Mgmt | For | For | For |
| | 1.2 | Elect Director Cloyce A. Talbott | Mgmt | For | For | For |
| | 1.3 | Elect Director Kenneth N. Berns | Mgmt | For | For | For |
| | 1.4 | Elect Director Robert C. Gist | Mgmt | For | For | For |
| | 1.5 | Elect Director Curtis W. Huff | Mgmt | For | For | For |
| | 1.6 | Elect Director Terry H. Hunt | Mgmt | For | For | For |
| | 1.7 | Elect Director Kenneth R. Peak | Mgmt | For | For | For |
| | 1.8 | Elect Director Nadine C. Smith | Mgmt | For | For | For |
|
| |
| |
| PDL BIOPHARMA | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PDLI | CUSIP9 69329Y104 | 06/20/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Laurence Korn, Ph.D. | Mgmt | For | For | For |
| | 1.2 | Elect Samuel Broder | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the 1993 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Plantronics, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PLT | Cusip 727493108 | 07/26/2006 | | Take no Action |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Marv Tseu | Mgmt | For | TNA | NA |
| | 1.2 | Elect Director Ken Kannappan | Mgmt | For | TNA | NA |
| | 1.3 | Elect Director Gregg Hammann | Mgmt | For | TNA | NA |
| | 1.4 | Elect Director Marshall Mohr | Mgmt | For | TNA | NA |
| | 1.5 | Elect Director Trude Taylor | Mgmt | For | TNA | NA |
| | 1.6 | Elect Director Roger Wery | Mgmt | For | TNA | NA |
| | 1.7 | Elect Director John Hart | Mgmt | For | TNA | NA |
| | 2 | Amend Omnibus Stock Plan | Mgmt | For | TNA | NA |
| | 3 | Amend Qualified Employee Stock | Mgmt | For | TNA | NA |
| | | Purchase Plan | | | | |
| | 4 | Approve Executive Incentive Bonus | Mgmt | For | TNA | NA |
| | | Plan | | | | |
| | 5 | Ratify Auditors | Mgmt | For | TNA | NA |
|
| |
| |
| Pre Paid Legal Services | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PPDLP | CUSIP9 740065107 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter Grunebaum | Mgmt | For | For | For |
| | 1.2 | Elect Orland Aldridge | Mgmt | For | For | For |
| | 1.3 | Elect Duke Ligon | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Pride International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | PDE | Cusip 74153Q102 | 08/10/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director David A. B. Brown | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Director J.C. Burton | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Director Archie W. Dunham | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Director Francis S. Kalman | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.5 | Elect Director Ralph D. McBride | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Director Louis A. Raspino | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Director David B. Robson | Mgmt | For | Withhold | Against |
| | 2 | Ratify Auditors | Mgmt | For | For | For |
|
| |
| |
| |
| Putnam Prime Money Market Fund | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | CUSIP9 746763416 | 05/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approving a New Management | Mgmt | For | For | For |
| | | Contract for your Fund | | | | |
|
| |
| |
| RF Micro Devices, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RFMD | Cusip 749941100 | 08/01/2006 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Director Robert A. | Mgmt | For | For | For |
| | | Bruggeworth | | | | |
| | 1.2 | Elect Director Daniel A. DiLeo | Mgmt | For | For | For |
| | 1.3 | Elect Director Jeffery R. Gardner | Mgmt | For | For | For |
| | 1.4 | Elect Director David A. Norbury | Mgmt | For | For | For |
| | 1.5 | Elect Director Dr. Albert E. Paladino | Mgmt | For | For | For |
| |
| | 1.6 | Elect Director William J. Pratt | Mgmt | For | For | For |
| | 1.7 | Elect Director Erik H. van der Kaay | Mgmt | For | For | For |
| |
| | 1.8 | Elect Director Walter H. Wilkinson, | Mgmt | For | For | For |
| | | Jr. | | | | |
| | 2 | Amend Qualified Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
| | 4 | Approve Non-Employee Director | Mgmt | For | For | For |
| | | Stock Option Plan | | | | |
| | 5 | Approve Executive Incentive Bonus | Mgmt | For | For | For |
| | | Plan | | | | |
| | 6 | Ratify Auditors | Mgmt | For | For | For |
|
| |
| |
| Rofin Sinar Technologies | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | RSTI | CUSIP9 775043102 | 03/15/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Carl F. Baasel | Mgmt | For | For | For |
| | 1.2 | Elect Gary K. Willis | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Smoke | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | APPROVAL OF THE ROFIN-SINAR | Mgmt | For | Against | Against |
| | | TECHNOLOGIES, INC. 2007 | | | | |
| | | INCENTIVE STOCK PLAN. | | | | |
|
| |
| |
| Ross Stores Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | ROST | CUSIP9 778296103 | 05/24/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael Bush | Mgmt | For | For | For |
| | 1.2 | Elect Norman Ferber | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Safety Insurance Group Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SAFT | CUSIP9 78648T100 | 05/18/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frederic Lindeberg | Mgmt | For | For | For |
| | 2 | RATIFICATION OF THE | Mgmt | For | For | For |
| | | APPOINTMENT OF | | | | |
| | | PRICEWATERHOUSECOOPERS | | | | |
| | | LLP. | | | | |
|
| |
| |
| Salix Pharmaceuticals Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SLXP | CUSIP9 795435106 | 06/14/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Chappell | Mgmt | For | For | For |
| | 1.2 | Elect Thomas W. D'Alonzo | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Richard Franco | Mgmt | For | For | For |
| | 1.4 | Elect William Harral III | Mgmt | For | For | For |
| | 1.5 | Elect William Keane | Mgmt | For | For | For |
| | 1.6 | Elect Carolyn Logan | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Sherwin-Williams Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SHW | CUSIP9 824348106 | 04/18/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Arthur Anton | Mgmt | For | For | For |
| | 1.2 | Elect James Boland | Mgmt | For | For | For |
| | 1.3 | Elect Christopher Connor | Mgmt | For | For | For |
| | 1.4 | Elect Daniel Evans | Mgmt | For | For | For |
| | 1.5 | Elect David Hodnik | Mgmt | For | For | For |
| | 1.6 | Elect Susan Kropf | Mgmt | For | For | For |
| | 1.7 | Elect Robert Mahoney | Mgmt | For | For | For |
| | 1.8 | Elect Gary McCullough | Mgmt | For | For | For |
| | 1.9 | Elect A. Malachi Mixon, III | Mgmt | For | For | For |
| | 1.10 | Elect Curtis Moll | Mgmt | For | For | For |
| | 1.11 | Elect Richard Smucker | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE 2007 | Mgmt | For | For | For |
| | | EXECUTIVE PERFORMANCE | | | | |
| | | BONUS PLAN | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Sonic Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SONC | CUSIP9 835451105 | 01/31/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Clifford Hudson | Mgmt | For | For | For |
| | 1.2 | Elect J. Larry Nichols | Mgmt | For | For | For |
| | 1.3 | Elect Federico Pena | Mgmt | For | For | For |
| | 1.4 | Elect Robert Rosenberg | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Steel Dynamics Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | STLD | CUSIP9 858119100 | 05/17/2007 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Keith Busse | Mgmt | For | For | For |
| | 1.2 | Elect Mark Millett | Mgmt | For | For | For |
| | 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect John Bates | Mgmt | For | For | For |
| | 1.5 | Elect Frank Byrne | Mgmt | For | For | For |
| | 1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
| | 1.7 | Elect Richard Freeland | Mgmt | For | For | For |
| | 1.8 | Elect Dr. Jürgen Kolb | Mgmt | For | For | For |
| | 1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Superior Essex Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SPSX | CUSIP9 86815V105 | 05/03/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen Carter | Mgmt | For | For | For |
| | 1.2 | Elect Denys Gounot | Mgmt | For | For | For |
| | 1.3 | Elect James Guthrie | Mgmt | For | For | For |
| | 2 | TO APPROVE THE AMENDED | Mgmt | For | Against | Against |
| | | AND RESTATED 2005 INCENTIVE | | | | |
| | | PLAN. | | | | |
|
| |
| |
| Sybase Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | SY | CUSIP9 871130100 | 05/29/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Cecilia Claudio | Mgmt | For | For | For |
| | 1.2 | Elect L. Krause | Mgmt | For | For | For |
| | 1.3 | Elect Robert Wayman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | Mgmt | For | For | For |
| | 4 | Amendment to 2003 Stock Plan | Mgmt | For | Against | Against |
|
| |
| |
| Tekelec | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | | | | |
| | TKLC | CUSIP9 879101103 | 05/18/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Adams | Mgmt | For | For | For |
| | 1.2 | Elect Daniel Brenner | Mgmt | For | For | For |
| | 1.3 | Elect Mark Floyd | Mgmt | For | For | For |
| | 1.4 | Elect Martin Kaplan | Mgmt | For | For | For |
| | 1.5 | Elect Franco Plastina | Mgmt | For | For | For |
| | 1.6 | Elect Michael Ressner | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Timberland Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TBL | CUSIP9 887100105 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sidney Swartz | Mgmt | For | For | For |
| | 1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For |
| | 1.3 | Elect Ian Diery | Mgmt | For | For | For |
| | 1.4 | Elect Irene Esteves | Mgmt | For | For | For |
| | 1.5 | Elect John Fitzsimmons | Mgmt | For | For | For |
| | 1.6 | Elect Virginia Kent | Mgmt | For | For | For |
| | 1.7 | Elect Kenneth Lombard | Mgmt | For | For | For |
| | 1.8 | Elect Edward W. Moneypenny | Mgmt | For | For | For |
| | 1.9 | Elect Peter Moore | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Bill Shore | Mgmt | For | For | For |
| | 1.11 | Elect Terdema Ussery, II | Mgmt | For | For | For |
| | 2 | APPROVAL OF THE TIMBERLAND | Mgmt | For | For | For |
| | | COMPANY 2007 INCENTIVE | | | | |
| | | PLAN. | | | | |
|
| |
| |
| Timken Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TKR | CUSIP9 887389104 | 05/01/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Griffith | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jerry Jasinowski | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John Luke, Jr. | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Frank Sullivan | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Ward Timken | Mgmt | For | Withhold | Against |
| | | | | | |
| | 2 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | | Adopting Sexual Orientation Policy | | | | |
|
| |
| |
| |
| Trimble Navigation Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TRMB | CUSIP9 896239100 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven Berglund | Mgmt | For | For | For |
| | 1.2 | Elect Robert Cooper | Mgmt | For | For | For |
| | 1.3 | Elect John Goodrich | Mgmt | For | For | For |
| | 1.4 | Elect William Hart | Mgmt | For | For | For |
| | 1.5 | Elect Ulf Johansson | Mgmt | For | For | For |
| | 1.6 | Elect Bradford Parkinson | Mgmt | For | For | For |
| | 1.7 | Elect Nickolas Vande Steeg | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| TTM Technologies Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TTMI | CUSIP9 87305R109 | 06/22/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James K. Bass | Mgmt | For | For | For |
| | 1.2 | Elect Thomas T. Edman | Mgmt | For | For | For |
| | 1.3 | Elect Robert Klatell | Mgmt | For | For | For |
|
| |
| |
| Tyler Technologies Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | TYL | CUSIP9 902252105 | 05/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald Brattain | Mgmt | For | For | For |
| | 1.2 | Elect J. Luther King, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect John Marr, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect G. Stuart Reeves | Mgmt | For | For | For |
| | 1.5 | Elect Michael Richards | Mgmt | For | For | For |
| | 1.6 | Elect Dustin Womble | Mgmt | For | For | For |
| | 1.7 | Elect John Yeaman | Mgmt | For | For | For |
| | | | | | |
| | 2 | RATIFICATION OF ERNST & | Mgmt | For | For | For |
| | | YOUNG LLP AS INDEPENDENT | | | | |
| | | AUDITORS. | | | | |
|
| |
| |
| Vail Resorts Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | MTN | CUSIP9 91879Q109 | 01/04/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Hannan | Mgmt | For | For | For |
| | 1.2 | Elect Roland Hernandez | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Hyde | Mgmt | For | For | For |
| | 1.4 | Elect Robert A. Katz | Mgmt | For | For | For |
| | 1.5 | Elect Richard Kincaid | Mgmt | For | For | For |
| | 1.6 | Elect Joe Micheletto | Mgmt | For | For | For |
| | 1.7 | Elect John Sorte | Mgmt | For | For | For |
| | 1.8 | Elect William Stiritz | Mgmt | For | For | For |
| | 2 | Amended and Restated 2002 Long- | Mgmt | For | Against | Against |
| | | Term Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Transaction of Other Business | Mgmt | For | Against | Against |
|
| |
| |
| Wabtec Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WAB | CUSIP9 929740108 | 05/16/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert J. Brooks | Mgmt | For | For | For |
| | 1.2 | Elect William Kassling | Mgmt | For | For | For |
| | 1.3 | Elect Albert Neupaver | Mgmt | For | For | For |
|
| |
| |
| Wellcare Health Plans Inco | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WCG | CUSIP9 94946T106 | 06/12/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alif Hourani | Mgmt | For | For | For |
| | 1.2 | Elect Neal Moszkowski | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Wesco International Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WCC | CUSIP9 95082P105 | 05/23/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Sandra Lin | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Tarr, Jr. | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Kenneth Way | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
|
| |
| |
| Whirlpool Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WHR | CUSIP9 963320106 | 04/17/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | MICHAEL F. JOHNSTON | | | | |
| | 2 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | WILLIAM T. KERR | | | | |
| | 3 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | JANICE D. STONEY | | | | |
| | 4 | ELECTION OF DIRECTOR: | Mgmt | For | Against | Against |
| | | MICHAEL D. WHITE | | | | |
| | 5 | TO APPROVE THE WHIRLPOOL | Mgmt | For | For | For |
| | | CORPORATION 2007 OMNIBUS | | | | |
| | | STOCK AND INCENTIVE PLAN | | | | |
|
| |
| |
| Wilmington Trust Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | WL | CUSIP9 971807102 | 04/19/2007 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect R. Keith Elliott | Mgmt | For | For | For |
| | 1.2 | Elect Gailen Krug | Mgmt | For | For | For |
| | 1.3 | Elect Stacey Mobley | Mgmt | For | For | For |
|
| |
| |
| World Wrestling Entertainment Inc | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | Meeting Status |
| | | | | | |
| WWE | CUSIP9 98156Q108 | 09/14/2006 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vincent McMahon | Mgmt | For | For | For |
| 1.2 | Elect Linda E. McMahon | Mgmt | For | For | For |
| 1.3 | Elect Robert Bowman | Mgmt | For | For�� | For |
| 1.4 | Elect David Kenin | Mgmt | For | For | For |
| 1.5 | Elect Joseph Perkins | Mgmt | For | For | For |
| 1.6 | Elect Michael Solomon | Mgmt | For | For | For |
| 1.7 | Elect Lowell Weicker, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Michael Sileck | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against. '
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam OTC & Emerging Growth Fund |
| By: | /s/ Charles E. Porter |
|
|
| Name: | Charles E. Porter |
|
|
| Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| | Compliance Liaison |
|
|
| Date: | August 13, 2007 |
|
|
