UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934 (Amendment No. )
☑ | Filed by the Registrant | ☐ | Filed by a Party other than the Registrant | |
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☐ | | Preliminary Proxy Statement |
☐ | | Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
☐ | | Definitive Proxy Statement |
☑ | | Definitive Additional Materials |
☐ | | Soliciting Material Under Rule 14a-12 |
![](https://capedge.com/proxy/DEFA14A/0001206774-19-001946/lm3494541-defa14ax111x1.jpg)
Legg Mason
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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☑ | | No fee required. |
☐ | | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
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☐ | | Fee paid previously with preliminary materials: |
☐ | | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. |
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Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting of
![](https://capedge.com/proxy/DEFA14A/0001206774-19-001946/lm3494541-defa14ax1x1.jpg)
COMMON
To Be Held On July 30, 2019 at 10:00 a.m.
100 International Drive, 4th Floor Conference Center, Baltimore, Maryland 21202
COMPANY NUMBER | |
ACCOUNT NUMBER | |
CONTROL NUMBER | |
You are receiving this communication because you hold shares in the above named company. This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet or by mail. We encourage you to access and review all of the important information contained in the proxy materials before voting.
HOW TO VIEW PROXY MATERIALS ONLINE: | Have the information that is printed in the boxes above and visithttp://www.astproxyportal.com/ast/25493, where the following materials are available for view: ●Notice of Annual Meeting of Stockholders ●Proxy Statement ●Annual Report ●Form 10-K ●Form of Online Proxy Card ●Directions to the Legg Mason Global Headquarters |
HOW TO REQUEST AND RECEIVE A PAPER OR E-MAIL COPY OF PROXY MATERIALS: | If you want to receive a paper or e-mail copy of the proxy materials, you must request one. There is no charge to you for requesting a copy. To facilitate timely delivery please make the request as instructed below before July 19, 2019. Please choose one of the following methods to make your request: TELEPHONE: 888-Proxy-NA (888-776-9962) 718-921-8562 (for international callers) E-MAIL: info@astfinancial.com WEBSITE:https://us.astfinancial.com/OnlineProxyVoting/ProxyVoting/RequestMaterials
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HOW TO VOTE: |
![](https://capedge.com/proxy/DEFA14A/0001206774-19-001946/lm3494541-defa14ax1x2.jpg) | ONLINE:To access your online proxy card, please visitwww.voteproxy.com and follow the on-screen instructions or scan the QR code with your smartphone. Have the information that is printed in the boxes above available and follow the instructions. You may enter your voting instructions atwww.voteproxy.com up until 11:59 PM EDT the day before the cut-off or meeting date. IN PERSON:You may vote your shares in person by attending the Annual Meeting. TELEPHONE:To vote by telephone, please visitwww.voteproxy.com to view the materials and to obtain the toll free number to call. MAIL:You can vote by mail by requesting a paper copy of the materials, which will include a voting instruction form, as is described above. |
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The Board recommends a voteFOR all nominees. | | The Board recommends a voteFOR Items 1, 2 and 3 and makes no recommendation on Item 4. |
1. | The election of 9 directors named in the proxy statement for a one-year term; Robert E. Angelica Carol Anthony “John” Davidson Edward P. Garden Michelle J. Goldberg Stephen C. Hooley John V. Murphy Nelson Peltz Alison A. Quirk Joseph A. Sullivan | | 2. | An advisory vote to approve the compensation of Legg Mason’s named executive officers. |
| | 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason’s independent registered public accounting firm for the fiscal year ending March 31, 2020. |
| | 4. | Consideration of a shareholder proposal to remove supermajority voting provisions from our charter and bylaws. |
| | Note: Any other matter that may properly come before the meeting or any adjournment thereof.
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Please note that you cannot use this notice to vote by mail. | | |