UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the |
Date of Report: December 13, 2007 (Date of earliest event reported) | ||||
Paulson Capital Corp (Exact name of registrant as specified in its charter) | ||||
OR (State or other jurisdiction of incorporation) | 0-18188 (Commission File Number) | 93-0589534 (IRS Employer Identification Number) | ||
811 S.W. Naito Pkwy, Suite 200 (Address of principal executive offices) | 97204-3332 (Zip Code) | |||
503-243-6000 (Registrant's telephone number, including area code) | ||||
Not Applicable (Former Name or Former Address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
- o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
- o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
- o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
- o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events Paulson Capital Corp. issued a press release, dated December 13, 2007, announcing that Paulson Investment Company, Inc., a wholly owned subsidiary of the Company, completed a public offering for The Quantum Group, Inc., raising gross proceeds of $13,200,000. A copy of Paulson's press release, dated December 13, 2007 is attached hereto as Exhibit 99.1 and incorporated herein by reference. Item 9.01. Financial Statements and Exhibits Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
Dated: December 13, 2007 | PAULSON CAPITAL CORP By: /s/ Barbara James |
Exhibit No. | Description |
99.1 | Press Release of Paulson Capital Corp dated December 13, 2007 |