UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the |
Date of Report: November 15, 2010 (Date of earliest event reported) | ||||
Paulson Capital Corp. (Exact name of registrant as specified in its charter) | ||||
OR (State or other jurisdiction of incorporation) | 0-18188 (Commission File Number) | 93-0589534 (IRS Employer Identification Number) | ||
811 SW Naito Pkwy., Ste. 200 (Address of principal executive offices) | 97204 (Zip Code) | |||
503-243-6000 (Registrant's telephone number, including area code) | ||||
Not Applicable (Former Name or Former Address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
- o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
- o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
- o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
- o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition Paulson Capital Corp. Reports Results for Third Quarter 2010 Item 9.01. Financial Statements and Exhibits (a) Financial statements: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
Dated: November 15, 2010 | PAULSON CAPITAL CORP. By: /s/ Barbara James |
Exhibit No. | Description |
99.1 | Press Release of Paulson Capital Corp. dated November 15, 2010 |