Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30bl-4 there under (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Issuer | Ticker | CUSIP | Meeting Date | Matter Voted | Proposed by | Voted | Vote Cast | For/Against Mgmt |
| Procter & Gamble | PG | 742718109 | 10/7/2019 | Elect 12 Directors | Issuer | Yes | For All | For |
| | | | | Ratify Appointment of Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote to approve the Company's executive compensation | Issuer | Yes | For | For |
| | | | | Approval of the Procter and Gamble 2019 stock and incentive compensation plan | Issuer | Yes | For | For |
| The KLA Corporation | KLAC | 482480100 | 11/25/2019 | Elect 10 Directors | Issuer | Yes | For All | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Issuer | Yes | For | For |
| | | | | Approval on a non-binding, advisory basis of our named executive officer compensation. | Issuer | Yes | For | For |
| The Estee Lauder Companies | EL | 518439104 | 11/15/2019 | Elect 6 Directors | Issuer | Yes | For All | For |
| | | | | Ratification of appointment of KPMG LLP as independent auditors for the 2020 fiscal year. | Issuer | Yes | For | For |
| | | | | Advisory vote to approve executive compensation. | Issuer | Yes | For | For |
| | | | | Approval of The Estée Lauder Companies Inc. Amended and Restated Fiscal 2002 Share Incentive Plan. | Issuer | Yes | For | For |
| Cisco Systems | CSCO | 17275R102 | 12/10/2019 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | Approval, on an advisory basis, of executive compensation. | Issuer | Yes | For | For |
| | | | | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Issuer | Yes | For | For |
| | | | | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Yes | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | Elect 13 directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Issuer | Yes | For | For |
| | | | | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Yes | Against | Against |
| | | | | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Yes | Against | Against |
| Accenture PLC | ACN | G1151C 101 | 1/30/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | To approve, in a non-binding vote, the compensation of our named executive officers. | Issuer | Yes | For | For |
| | | | | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Issuer | Yes | For | For |
| | | | | To grant the Board of Directors the authority to issue shares under Irish law. | Issuer | Yes | For | For |
| | | | | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Issuer | Yes | For | For |
| | | | | To determine the price range at which Accenture can reallot shares that it acquires as treasury shares under Irish law. | Issuer | Yes | For | For |
| Costco Wholesale | COST | 22160K105 | 1/22/2020 | Elect 4 Directors | Issuer | Yes | For All | For |
| | | | | Ratification of selection of independent auditors | Issuer | Yes | For | For |
| | | | | Approval, on an advisory basis, of executive compensation. | Issuer | Yes | For | For |
| | | | | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Issuer | Yes | For | For |
| | | | | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Yes | Against | Against |
| Intuit inc. | INTU | 461202103 | 1/23/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Issuer | Yes | For | For |
| | | | | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Issuer | Yes | For | For |
| | | | | Stockholder proposal to adopt a mandatory arbitration by law. | Shareholder | Yes | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | Elect 13 directors | Issuer | Yes | For All | For |
| | | | | Advisory resolution to approve our executive officer compensation | Issuer | Yes | For | For |
| | | | | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020 | Issuer | Yes | For | For |
| | | | | EEO Policy Risk Report | Shareholder | Yes | Against | Against |
| Broadcomm Inc | AVGO | 11135F101 | 3/30/2020 | Elect 9 directors | Issuer | Yes | For All | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 1, 2020. | Issuer | Yes | For | For |
| | | | | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Issuer | Yes | For | For |
| Carnival Corporation | CCL | 143658300 | 4/6/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Issuer | Yes | For | For |
| | | | | To hold a (non-binding) advisory vote to approve the Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). | Issuer | Yes | For | For |
| | | | | To approve the Carnival plc Directors' Remuneration Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Issuer | Yes | For | For |
| | | | | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. | Issuer | Yes | For | For |
| | | | | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Issuer | Yes | For | For |
| | | | | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). | Issuer | Yes | For | For |
| | | | | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Issuer | Yes | For | For |
| | | | | To approve the disapplication of pre-emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Issuer | Yes | For | For |
| | | | | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Issuer | Yes | For | For |
| | | | | To approve the Carnival Corporation 2020 Stock Plan. | Issuer | Yes | For | For |
| | | | | To approve the Carnival plc UK Employee Share Purchase Plan. | Issuer | Yes | For | For |
| Texas Instruments | TXN | 882508104 | 4/23/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | Board proposal regarding advisory approval ofg the companys executive compensation | Issuer | Yes | For | For |
| | | | | Board proposal to ratify the appointment of Ernst And Young LLP as the company’s independent registered public accounting firm for 2020 | Issuer | Yes | For | For |
| Lockheed Martin | LMT | 539830109 | 4/23/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2020. | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Issuer | Yes | For | For |
| | | | | Management Proposal to Approve the Lockheed Martin Corporation 2020 Incentive Performance Award Plan. | Issuer | Yes | For | For |
| | | | | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Yes | Against | Against |
| AT&T | T | C00206R 10 2 | 4/24/2020 | Elect 13 directors | Issuer | Yes | For All | For |
| | | | | Ratification of appointment of independent auditors. | Issuer | Yes | For | For |
| | | | | Advisory approval of executive compensation. | Issuer | Yes | For | For |
| | | | | Independent Board Chairman. | Shareholder | Yes | Against | Against |
| | | | | Employee Representative Director. | Shareholder | Yes | Against | Against |
| | | | | Improve Guiding Principles of Executive Compensation. | Shareholder | Yes | Against | Against |
| PNC Financial services | PNC | 693475105 | 4/28/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| | | | | Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | | Approval of The PNC Financial Services Group, Inc. Employee Stock Purchase Plan, as amended and restated January 1, 2020. | Issuer | Yes | For | For |
| Ameriprise Financial | AMP | 03076C106 | 4/29/2020 | Elect 9 directors | Issuer | Yes | For All | For |
| | | | | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Issuer | Yes | For | For |
| | | | | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| EOG Resources Inc | EOG | 26875P101 | 4/30/2020 | Elect 8 directors | Issuer | Yes | For All | For |
| | | | | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Issuer | Yes | For | For |
| | | | | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Issuer | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | Elect 8 directors | Issuer | Yes | For All | For |
| | | | | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | Issuer | Yes | For | For |
| | | | | Ratification of Ernst & Young LLP as the independent auditor for 2020. | Issuer | Yes | For | For |
| | | | | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Issuer | Yes | For | For |
| | | | | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Issuer | Yes | For | For |
| | | | | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal to publish a report on the effectiveness of the forced swim test. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Yes | Against | Against |
| | | | | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Yes | Against | Against |
| Aflac | AFL | 1055102 | 5/4/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the ecurities and Exchange Commission,
including the Compensation Discussion and
Analysis and accompanying tables and narrative in
the Notice of 2020 Annual Meeting of Shareholders
and Proxy Statement" | Issuer | Yes | For | For |
| | | | | To consider and act upon the ratification of the
appointment of KPMG LLP as independent
registered public accounting firm of the Company
for the year ending December 31, 2020 | Issuer | Yes | For | For |
| Bristol-Myers Squibb Co | BMY | 110122108 | 5/5/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve the compensation of our Named Executive Officers. | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of an independent registered public accounting firm. | Issuer | Yes | For | For |
| | | | | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Yes | Against | Against |
| | | | | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Yes | Against | Against |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2020. | Issuer | Yes | For | For |
| | | | | Advisory (non-binding) resolution to approve compensation for the Company's named executive officers. | Issuer | Yes | For | For |
| Cummins inc | CMI | 231021106 | 5/12/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Issuer | Yes | For | For |
| | | | | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Issuer | Yes | For | For |
| | | | | The shareholder proposal regarding by-law amendments. | Shareholder | Yes | Against | Against |
| Discover financial Services | DFS | 254709108 | 5/14/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve named executive officer compensation | Shareholder | Yes | Against | Against |
| | | | | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm | Shareholder | Yes | Against | Against |
| Abbvie inc | ABBV | 00287Y109 | 5/8/2020 | Elect 4 directors | Issuer | Yes | For All | For |
| | | | | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2020 | Issuer | Yes | For | For |
| | | | | Say on Pay - An advisory vote on the approval of executive compensation | Issuer | Yes | For | For |
| | | | | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Issuer | Yes | For | For |
| | | | | Stockholder Proposal - to Issue an Annual Report on Lobbying | Shareholder | Yes | Against | Against |
| | | | | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Yes | Against | Against |
| | | | | Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Yes | Against | Against |
| Simon Property Group | SPG | 828806109 | 5/12/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | An advisory vote to approve the compensation of our Named Executive Officers. | Issuer | Yes | For | For |
| | | | | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| Conoco Philips | COP | 20825C104 | 5/12/2020 | Elect 13 directors | Issuer | Yes | For All | For |
| | | | | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| | | | | Advisory Approval of Executive Compensation. | Issuer | Yes | For | For |
| Morgan Stanley | MS | 617446448 | 5/21/2020 | Elect 14 directors | Issuer | Yes | For All | For |
| | | | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Issuer | Yes | For | For |
| | | | | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Issuer | Yes | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | Elect 11 directors | Issuer | Yes | For All | For |
| | | | | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2020 | Issuer | Yes | For | For |
| | | | | To approve, on advisory basis, the Company's executive compensation | Issuer | Yes | For | For |
| | | | | To require periodic reports on political contributions and expenditures | Shareholder | Yes | Against | Against |
| | | | | To ammend the bylaws to reduce the ownership threshold required to call a special meeting of the stoickholders | Shareholder | Yes | Against | Against |
| Progressive Corporation | PGR | 743315103 | 5/8/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Cast an advisory vote to approve our executive compensation program | Issuer | Yes | For | For |
| | | | | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| Prudential Financial Inc. | PRU | 744320102 | 5/12/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Issuer | Yes | For | For |
| | | | | Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | | Shareholder proposal regarding an Independent Board Chairman | Shareholder | Yes | Against | Against |
| Amgen | AMGN | 031162100 | 5/19/2020 | Elect 11 Directors | Issuer | Yes | For All | For |
| | | | | Advisory vote to approve our executive compensation. | Issuer | Yes | For | For |
| | | | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | Issuer | Yes | For | For |
| | | | | Stockholder proposal to require an independent board chair | Shareholder | Yes | Against | Against |
| The Home Depot | HD | 437076102 | 5/21/2020 | Elect 12 directors | Issuer | Yes | For All | For |
| | | | | Ratification of the Appointment of KPMG LLP | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Issuer | Yes | For | For |
| | | | | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Yes | Against | Against |
| | | | | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Yes | Against | Against |
| | | | | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Yes | Against | Against |
| | | | | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Yes | Against | Against |
| Chevron Corporation | CVX | 166764 10 0 | 5/27/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve Named Executive Officer Compensation | Issuer | Yes | For | For |
| | | | | Report on Lobbying | Shareholder | Yes | Against | Against |
| | | | | Create a Board Committee on Climate Risk | Shareholder | Yes | Against | Against |
| | | | | Report on Climate Lobbying | Shareholder | Yes | Against | Against |
| | | | | Report on Petrochemical Risk | Shareholder | Yes | Against | Against |
| | | | | Report on Human Rights Practices | Shareholder | Yes | Against | Against |
| | | | | Set Special Meeting Threshold at 10% | Shareholder | Yes | Against | Against |
| | | | | Adopt Policy for an Independent Chairman | Shareholder | Yes | Against | Against |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/29/2020 | Elect 11 Directors | Issuer | Yes | For All | For |
| | | | | Discharge of Directors from Liability | Issuer | Yes | For | For |
| | | | | Adoption of 2019 Dutch Statutory Annual Accounts | Issuer | Yes | For | For |
| | | | | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2020 Dutch Statutory Annual Accounts | Issuer | Yes | For | For |
| | | | | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote Approving Executive Compensation (Say-on-Pay) | Issuer | Yes | For | For |
| | | | | Ratification and Approval of Dividends | Issuer | Yes | For | For |
| | | | | Authorization to Conduct Share Repurchases | Issuer | Yes | For | For |
| | | | | Cancellation of Shares | Issuer | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | Advisory approval of the Company's executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Issuer | Yes | For | For |
| | | | | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Issuer | Yes | For | For |
| | | | | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | Shareholder | Yes | Against | Against |
| Alphabet Inc. | GOOG | 02079K305 | 6/3/2020 | Elect 11 Directors | Issuer | Yes | For All | For |
| | | | | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Issuer | Yes | For | For |
| | | | | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Issuer | Yes | For | For |
| | | | | Advisory vote to approve named executive officer compensation. | Issuer | Yes | For | For |
| | | | | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Yes | Against | Against |
| | | | | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Yes | Against | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | Ratification of the appointment of our independent auditors | Issuer | Yes | For | For |
| | | | | Approval of Amended 2003 Stock Option Plan | Issuer | Yes | For | For |
| | | | | Approval of Amended 2002 Restricted Stock Plan | Issuer | Yes | For | For |
| | | | | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | To provide a lobbying report | Shareholder | Yes | Against | Against |
| | | | | To require an independent board chairman | Shareholder | Yes | Against | Against |
| | | | | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Yes | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | Elect 14 directors | Issuer | Yes | For All | For |
| | | | | Advisory approval of Mastercard's executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Issuer | Yes | For | For |
| Best Buy | BBY | 086516101 | 6/10/2020 | Elect 10 directors | Issuer | Yes | For All | For |
| | | | | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 30, 2021. | Issuer | Yes | For | For |
| | | | | To approve in a non-binding advisory vote our named executive officer compensation. | Issuer | Yes | For | For |
| | | | | To approve the Best Buy Co., Inc. 2020 Omnibus Incentive Plan. | Issuer | Yes | For | For |
| | | | | To amend Article IX, Section 9 of the Amended and Restated Articles of Incorporation of Best Buy Co., Inc. (the "Articles"). | Issuer | Yes | For | For |
| | | | | To amend Article IX, Section 10 of the Articles. | Issuer | Yes | For | For |
| | | | | To amend Article X, Section 4 of the Articles. | Issuer | Yes | For | For |
| | | | | To amend Article X, Section 2 of the Articles. | Issuer | Yes | For | For |
| BB&T CORPORATION | | | |
| Security | 054937107 | | | | | | | | Meeting Type | Special | |
| Ticker Symbol | BBT | | | | | | | | Meeting Date | 30-Jul-2019 | | |
| ISIN | US0549371070 | | | | | | | | Agenda | 935057629 - Management | |
| Record Date | 24-Jun-2019 | | | | | | | | Holding Recon Date | 24-Jun-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 29-Jul-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | Proposal to approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T and SunTrust Banks, Inc. and the transactions contemplated thereby (the "BB&T merger proposal"). | Management | For | For | For | | | |
| 2. | Proposal to approve an amendment to BB&T's articles of incorporation to effect the name change of BB&T to "Truist Financial Corporation", effective only upon the completion of the merger (the "BB&T name change proposal"). | Management | For | For | For | | | |
| 3. | Proposal to adjourn the BB&T special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the BB&T merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of BB&T common stock (the "BB&T adjournment proposal"). | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 36,800 | 0 | 02-Jul-2019 | 02-Jul-2019 |
| SUNTRUST BANKS, INC. | | | |
| Security | 867914103 | | | | | | | | Meeting Type | Special | |
| Ticker Symbol | STI | | | | | | | | Meeting Date | 30-Jul-2019 | | |
| ISIN | US8679141031 | | | | | | | | Agenda | 935057655 - Management | |
| Record Date | 24-Jun-2019 | | | | | | | | Holding Recon Date | 24-Jun-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 29-Jul-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | For | For | For | | | |
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | | | |
| 3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 11,000 | 0 | 02-Jul-2019 | 02-Jul-2019 |
| RED HAT, INC. | | | |
| Security | 756577102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | | | | | | | | | Meeting Date | 31-Jul-2019 | | |
| ISIN | US7565771026 | | | | | | | | Agenda | 935058431 - Management | |
| Record Date | 17-Jun-2019 | | | | | | | | Holding Recon Date | 17-Jun-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 30-Jul-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1.1 | Election of Director: Sohaib Abbasi | Management | For | For | For | | | |
| 1.2 | Election of Director: W. Steve Albrecht | Management | For | For | For | | | |
| 1.3 | Election of Director: Charlene T. Begley | Management | For | For | For | | | |
| 1.4 | Election of Director: Narendra K. Gupta | Management | For | For | For | | | |
| 1.5 | Election of Director: Kimberly L. Hammonds | Management | For | For | For | | | |
| 1.6 | Election of Director: William S. Kaiser | Management | For | For | For | | | |
| 1.7 | Election of Director: Kevin M. Murai | Management | For | For | For | | | |
| 1.8 | Election of Director: James M. Whitehurst | Management | For | For | For | | | |
| 1.9 | Election of Director: Alfred W. Zollar | Management | For | For | For | | | |
| 2. | To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation | Management | For | For | For | | | |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 7,000 | 0 | 02-Jul-2019 | 10-Jul-2019 |
| THE PROCTER & GAMBLE COMPANY | | | |
| Security | 742718109 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | PG | | | | | | | | Meeting Date | 08-Oct-2019 | | |
| ISIN | US7427181091 | | | | | | | | Agenda | 935072998 - Management | |
| Record Date | 09-Aug-2019 | | | | | | | | Holding Recon Date | 09-Aug-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 07-Oct-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Francis S. Blake | Management | For | For | For | | | |
| 1B. | Election of Director: Angela F. Braly | Management | For | For | For | | | |
| 1C. | Election of Director: Amy L. Chang | Management | For | For | For | | | |
| 1D. | Election of Director: Scott D. Cook | Management | For | For | For | | | |
| 1E. | Election of Director: Joseph Jimenez | Management | For | For | For | | | |
| 1F. | Election of Director: Terry J. Lundgren | Management | For | For | For | | | |
| 1G. | Election of Director: Christine M. McCarthy | Management | For | For | For | | | |
| 1H. | Election of Director: W. James McNerney, Jr. | Management | For | For | For | | | |
| 1I. | Election of Director: Nelson Peltz | Management | For | For | For | | | |
| 1J. | Election of Director: David S. Taylor | Management | For | For | For | | | |
| 1K. | Election of Director: Margaret C. Whitman | Management | For | For | For | | | |
| 1L. | Election of Director: Patricia A. Woertz | Management | For | For | For | | | |
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | For | | | |
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | For | For | | | |
| 4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 21,900 | 0 | 24-Aug-2019 | 24-Aug-2019 |
| UNITED TECHNOLOGIES CORPORATION | | | |
| Security | 913017109 | | | | | | | | Meeting Type | Special | |
| Ticker Symbol | UTX | | | | | | | | Meeting Date | 11-Oct-2019 | | |
| ISIN | US9130171096 | | | | | | | | Agenda | 935079156 - Management | |
| Record Date | 04-Sep-2019 | | | | | | | | Holding Recon Date | 04-Sep-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 10-Oct-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | For | For | For | | | |
| 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 13,438 | 0 | 11-Sep-2019 | 11-Sep-2019 |
| UNITED TECHNOLOGIES CORPORATION | | | |
| Security | 913017109 | | | | | | | | Meeting Type | Special | |
| Ticker Symbol | UTX | | | | | | | | Meeting Date | 11-Oct-2019 | | |
| ISIN | US9130171096 | | | | | | | | Agenda | 935080628 - Management | |
| Record Date | 10-Sep-2019 | | | | | | | | Holding Recon Date | 10-Sep-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 10-Oct-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | For | For | For | | | |
| 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 13,438 | 0 | 11-Sep-2019 | 11-Sep-2019 |
| ORACLE CORPORATION | | | |
| Security | 68389X105 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | ORCL | | | | | | | | Meeting Date | 19-Nov-2019 | | |
| ISIN | US68389X1054 | | | | | | | | Agenda | 935087165 - Management | |
| Record Date | 20-Sep-2019 | | | | | | | | Holding Recon Date | 20-Sep-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 18-Nov-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jeffrey S. Berg | For | For | For | | | |
| | | | 2 | Michael J. Boskin | For | For | For | | | |
| | | | 3 | Safra A. Catz | For | For | For | | | |
| | | | 4 | Bruce R. Chizen | For | For | For | | | |
| | | | 5 | George H. Conrades | For | For | For | | | |
| | | | 6 | Lawrence J. Ellison | For | For | For | | | |
| | | | 7 | Rona A. Fairhead | For | For | For | | | |
| | | | 8 | Hector Garcia-Molina | For | For | For | | | |
| | | | 9 | Jeffrey O. Henley | For | For | For | | | |
| | | | 10 | Mark V. Hurd | For | For | For | | | |
| | | | 11 | Renée J. James | For | For | For | | | |
| | | | 12 | Charles W. Moorman IV | For | For | For | | | |
| | | | 13 | Leon E. Panetta | For | For | For | | | |
| | | | 14 | William G. Parrett | For | For | For | | | |
| | | | 15 | Naomi O. Seligman | For | For | For | | | |
| 2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | For | | | |
| 3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | For | | | |
| 4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | Against | For | | | |
| 5. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 57,000 | 0 | 03-Oct-2019 | 03-Oct-2019 |
| MICROSOFT CORPORATION | | | |
| Security | 594918104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | MSFT | | | | | | | | Meeting Date | 04-Dec-2019 | | |
| ISIN | US5949181045 | | | | | | | | Agenda | 935092849 - Management | |
| Record Date | 08-Oct-2019 | | | | | | | | Holding Recon Date | 08-Oct-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 03-Dec-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: William H. Gates III | Management | For | For | For | | | |
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For | | | |
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | For | | | |
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For | | | |
| 1E. | Election of Director: Satya Nadella | Management | For | For | For | | | |
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For | | | |
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For | | | |
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For | | | |
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For | | | |
| 1J. | Election of Director: John W. Stanton | Management | For | For | For | | | |
| 1K. | Election of Director: John W. Thompson | Management | For | For | For | | | |
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For | | | |
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For | | | |
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | For | | | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | For | | | |
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | Against | For | | | |
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 32,500 | 0 | 23-Oct-2019 | 23-Oct-2019 |
| MEDTRONIC PLC | | | |
| Security | G5960L103 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | MDT | | | | | | | | Meeting Date | 06-Dec-2019 | | |
| ISIN | IE00BTN1Y115 | | | | | | | | Agenda | 935094336 - Management | |
| Record Date | 10-Oct-2019 | | | | | | | | Holding Recon Date | 10-Oct-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 05-Dec-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | For | | | |
| 1B. | Election of Director: Craig Arnold | Management | For | For | For | | | |
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | For | | | |
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | For | | | |
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | For | | | |
| 1F. | Election of Director: Omar Ishrak | Management | For | For | For | | | |
| 1G. | Election of Director: Michael O. Leavitt | Management | For | For | For | | | |
| 1H. | Election of Director: James T. Lenehan | Management | For | For | For | | | |
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | For | | | |
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | For | | | |
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | For | | | |
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | For | | | |
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | For | | | |
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | For | | | |
| 4. | To renew the Board's authority to issue shares. | Management | For | For | For | | | |
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | For | For | For | | | |
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 15,100 | 0 | 25-Oct-2019 | 25-Oct-2019 |
| CISCO SYSTEMS, INC. | | | |
| Security | 17275R102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | CSCO | | | | | | | | Meeting Date | 10-Dec-2019 | | |
| ISIN | US17275R1023 | | | | | | | | Agenda | 935094920 - Management | |
| Record Date | 11-Oct-2019 | | | | | | | | Holding Recon Date | 11-Oct-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 09-Dec-2019 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | | | |
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | For | | | |
| 1C. | Election of Director: Michael D. Capellas | Management | For | For | For | | | |
| 1D. | Election of Director: Mark Garrett | Management | For | For | For | | | |
| 1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | | | |
| 1F. | Election of Director: Roderick C. McGeary | Management | For | For | For | | | |
| 1G. | Election of Director: Charles H. Robbins | Management | For | For | For | | | |
| 1H. | Election of Director: Arun Sarin | Management | For | For | For | | | |
| 1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | | | |
| 1J. | Election of Director: Carol B. Tomé | Management | For | For | For | | | |
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | | | |
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | For | | | |
| 4. | Approval to have Cisco's Board adopt a
policy to have an independent Board
chairman. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 71,600 | 0 | 24-Oct-2019 | 24-Oct-2019 |
| VISA INC. | | | |
| Security | 92826C839 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | V | | | | | | | | Meeting Date | 28-Jan-2020 | | |
| ISIN | US92826C8394 | | | | | | | | Agenda | 935113807 - Management | |
| Record Date | 29-Nov-2019 | | | | | | | | Holding Recon Date | 29-Nov-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 27-Jan-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | | | |
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | | | |
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | | | |
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | | | |
| 1E. | Election of Director: Ramon L. Laguarta | Management | For | For | For | | | |
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | | | |
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | | | |
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | | | |
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | | | |
| 1J. | Election of Director: John A. C. Swainson | Management | For | For | For | | | |
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | | | |
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 17,400 | 0 | 07-Dec-2019 | 07-Dec-2019 |
| EMERSON ELECTRIC CO. | | | |
| Security | 291011104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | EMR | | | | | | | | Meeting Date | 04-Feb-2020 | | |
| ISIN | US2910111044 | | | | | | | | Agenda | 935115736 - Management | |
| Record Date | 26-Nov-2019 | | | | | | | | Holding Recon Date | 26-Nov-2019 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 03-Feb-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | M. S. Craighead | For | For | For | | | |
| | | | 2 | D. N. Farr | For | For | For | | | |
| | | | 3 | G. A. Flach | For | For | For | | | |
| | | | 4 | M. S. Levatich | For | For | For | | | |
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | For | | | |
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | For | | | |
| 4. | Approval of amendment to the Restated Articles of Incorporation to declassify the Board of Directors. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 24,400 | 0 | 14-Dec-2019 | 14-Dec-2019 |
| APPLE INC. | | | |
| Security | 037833100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | AAPL | | | | | | | | Meeting Date | 26-Feb-2020 | | |
| ISIN | US0378331005 | | | | | | | | Agenda | 935121563 - Management | |
| Record Date | 02-Jan-2020 | | | | | | | | Holding Recon Date | 02-Jan-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 25-Feb-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: James Bell | Management | For | For | For | | | |
| 1B. | Election of Director: Tim Cook | Management | For | For | For | | | |
| 1C. | Election of Director: Al Gore | Management | For | For | For | | | |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For | | | |
| 1E. | Election of Director: Art Levinson | Management | For | For | For | | | |
| 1F. | Election of Director: Ron Sugar | Management | For | For | For | | | |
| 1G. | Election of Director: Sue Wagner | Management | For | For | For | | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | For | For | | | |
| 3. | Advisory vote to approve executive compensation | Management | For | For | For | | | |
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | Against | For | | | |
| 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | Against | For | | | |
| 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 22,800 | 0 | 18-Jan-2020 | 18-Jan-2020 |
| JOHNSON CONTROLS INTERNATIONAL PLC | | | |
| Security | G51502105 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | JCI | | | | | | | | Meeting Date | 04-Mar-2020 | | |
| ISIN | IE00BY7QL619 | | | | | | | | Agenda | 935123795 - Management | |
| Record Date | 02-Jan-2020 | | | | | | | | Holding Recon Date | 02-Jan-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 03-Mar-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Jean Blackwell | Management | For | For | For | | | |
| 1B. | Election of Director: Pierre Cohade | Management | For | For | For | | | |
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | For | | | |
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | For | | | |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | | | |
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | For | | | |
| 1G. | Election of Director: Simone Menne | Management | For | For | For | | | |
| 1H. | Election of Director: George R. Oliver | Management | For | For | For | | | |
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | For | | | |
| 1J. | Election of Director: Mark Vergnano | Management | For | For | For | | | |
| 1K. | Election of Director: R. David Yost | Management | For | For | For | | | |
| 1L. | Election of Director: John D. Young | Management | For | For | For | | | |
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | | | |
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | | | |
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | | | |
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | | | |
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | | | |
| 6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | For | | | |
| 7. | To approve the waiver of statutory pre- emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 47,600 | 0 | 19-Feb-2020 | 19-Feb-2020 |
| QUALCOMM INCORPORATED | | | |
| Security | 747525103 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | QCOM | | | | | | | | Meeting Date | 10-Mar-2020 | | |
| ISIN | US7475251036 | | | | | | | | Agenda | 935123783 - Management | |
| Record Date | 13-Jan-2020 | | | | | | | | Holding Recon Date | 13-Jan-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 09-Mar-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Mark Fields | Management | For | For | For | | | |
| 1B. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | | | |
| 1C. | Election of Director: Ann M. Livermore | Management | For | For | For | | | |
| 1D. | Election of Director: Harish Manwani | Management | For | For | For | | | |
| 1E. | Election of Director: Mark D. McLaughlin | Management | For | For | For | | | |
| 1F. | Election of Director: Steve Mollenkopf | Management | For | For | For | | | |
| 1G. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For | | | |
| 1H. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | | | |
| 1I. | Election of Director: Kornelis "Neil" Smit | Management | For | For | For | | | |
| 1J. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | | | |
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | For | For | For | | | |
| 3. | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | For | For | For | | | |
| 4. | To approve, on an advisory basis, our executive compensation. | Management | For | For | For | | | |
| 5. | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | 1 Year | 1 Year | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 50,900 | 0 | 19-Feb-2020 | 19-Feb-2020 |
| APPLIED MATERIALS, INC. | | | |
| Security | 038222105 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | AMAT | | | | | | | | Meeting Date | 12-Mar-2020 | | |
| ISIN | US0382221051 | | | | | | | | Agenda | 935126258 - Management | |
| Record Date | 16-Jan-2020 | | | | | | | | Holding Recon Date | 16-Jan-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 11-Mar-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Judy Bruner | Management | For | For | For | | | |
| 1B. | Election of Director: Xun (Eric) Chen | Management | For | For | For | | | |
| 1C. | Election of Director: Aart J. de Geus | Management | For | For | For | | | |
| 1D. | Election of Director: Gary E. Dickerson | Management | For | For | For | | | |
| 1E. | Election of Director: Stephen R. Forrest | Management | For | For | For | | | |
| 1F. | Election of Director: Thomas J. Iannotti | Management | For | For | For | | | |
| 1G. | Election of Director: Alexander A. Karsner | Management | For | For | For | | | |
| 1H. | Election of Director: Adrianna C. Ma | Management | For | For | For | | | |
| 1I. | Election of Director: Yvonne McGill | Management | For | For | For | | | |
| 1J. | Election of Director: Scott A. McGregor | Management | For | For | For | | | |
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2019. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | | | |
| 4. | Approval of an amendment and restatement of Applied Materials' Certificate of Incorporation to allow shareholders to act by written consent. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 93,800 | 0 | 19-Feb-2020 | 19-Feb-2020 |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | | | |
| Security | 806857108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | SLB | | | | | | | | Meeting Date | 01-Apr-2020 | | |
| ISIN | AN8068571086 | | | | | | | | Agenda | 935131021 - Management | |
| Record Date | 12-Feb-2020 | | | | | | | | Holding Recon Date | 12-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 31-Mar-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Patrick de La Chevardière | Management | For | For | For | | | |
| 1B. | Election of Director: Miguel M. Galuccio | Management | For | For | For | | | |
| 1C. | Election of Director: Olivier Le Peuch | Management | For | For | For | | | |
| 1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | For | | | |
| 1E. | Election of Director: Lubna S. Olayan | Management | For | For | For | | | |
| 1F. | Election of Director: Mark G. Papa | Management | For | For | For | | | |
| 1G. | Election of Director: Leo Rafael Reif | Management | For | For | For | | | |
| 1H. | Election of Director: Henri Seydoux | Management | For | For | For | | | |
| 1I. | Election of Director: Jeff W. Sheets | Management | For | For | For | | | |
| 2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | For | | | |
| 3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | For | | | |
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 65,000 | 0 | 27-Feb-2020 | 27-Feb-2020 |
| CARNIVAL CORPORATION | | | |
| Security | 143658300 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | CCL | | | | | | | | Meeting Date | 06-Apr-2020 | | |
| ISIN | PA1436583006 | | | | | | | | Agenda | 935131564 - Management | |
| Record Date | 06-Feb-2020 | | | | | | | | Holding Recon Date | 06-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 03-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | To re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 2. | To re-elect Sir Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 3. | To re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 4. | To re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 5. | To re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 6. | To re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 7. | To re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 8. | To re-elect Sir John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 9. | To re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 10. | To re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 11. | To re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For | For | | | |
| 12. | To hold a (non-binding) advisory vote to approve executive compensation (in accordance with legal requirements applicable to U.S. companies). | Management | For | For | For | | | |
| 13. | To hold a (non-binding) advisory vote to approve the Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). | Management | For | For | For | | | |
| 14. | To approve the Carnival plc Directors' Remuneration Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). | Management | For | For | For | | | |
| 15. | To re-appoint the UK firm of PricewaterhouseCoopers LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. | Management | For | For | For | | | |
| 16. | To authorize the Audit Committee of Carnival plc to determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). | Management | For | For | For | | | |
| 17. | To receive the UK accounts and reports of the Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). | Management | For | For | For | | | |
| 18. | To approve the giving of authority for the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For | | | |
| 19. | To approve the disapplication of pre- emption rights in relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). | Management | For | For | For | | | |
| 20. | To approve a general authority for Carnival plc to buy back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). | Management | For | For | For | | | |
| 21. | To approve the Carnival Corporation 2020 Stock Plan. | Management | For | For | For | | | |
| 22. | To approve the Carnival plc UK Employee Share Purchase Plan. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 55,000 | 0 | 27-Feb-2020 | 27-Feb-2020 |
| ADOBE INC | | | |
| Security | 00724F101 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | ADBE | | | | | | | | Meeting Date | 09-Apr-2020 | | |
| ISIN | US00724F1012 | | | | | | | | Agenda | 935132580 - Management | |
| Record Date | 12-Feb-2020 | | | | | | | | Holding Recon Date | 12-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 08-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Amy Banse | Management | For | For | For | | | |
| 1B. | Election of Director: Frank Calderoni | Management | For | For | For | | | |
| 1C. | Election of Director: James Daley | Management | For | For | For | | | |
| 1D. | Election of Director: Laura Desmond | Management | For | For | For | | | |
| 1E. | Election of Director: Charles Geschke | Management | For | For | For | | | |
| 1F. | Election of Director: Shantanu Narayen | Management | For | For | For | | | |
| 1G. | Election of Director: Kathleen Oberg | Management | For | For | For | | | |
| 1H. | Election of Director: Dheeraj Pandey | Management | For | For | For | | | |
| 1I. | Election of Director: David Ricks | Management | For | For | For | | | |
| 1J. | Election of Director: Daniel Rosensweig | Management | For | For | For | | | |
| 1K. | Election of Director: John Warnock | Management | For | For | For | | | |
| 2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | Management | For | For | For | | | |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | Management | For | For | For | | | |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | | | |
| 5. | Consider and vote upon one stockholder proposal. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 13,200 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| U.S. BANCORP | | | |
| Security | 902973304 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | USB | | | | | | | | Meeting Date | 21-Apr-2020 | | |
| ISIN | US9029733048 | | | | | | | | Agenda | 935137085 - Management | |
| Record Date | 25-Feb-2020 | | | | | | | | Holding Recon Date | 25-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 20-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Warner L. Baxter | Management | For | For | For | | | |
| 1B. | Election of Director: Dorothy J. Bridges | Management | For | For | For | | | |
| 1C. | Election of Director: Elizabeth L. Buse | Management | For | For | For | | | |
| 1D. | Election of Director: Marc N. Casper | Management | For | For | For | | | |
| 1E. | Election of Director: Andrew Cecere | Management | For | For | For | | | |
| 1F. | Election of Director: Kimberly J. Harris | Management | For | For | For | | | |
| 1G. | Election of Director: Roland A. Hernandez | Management | For | For | For | | | |
| 1H. | Election of Director: Olivia F. Kirtley | Management | For | For | For | | | |
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | For | | | |
| 1J. | Election of Director: Richard P. McKenney | Management | For | For | For | | | |
| 1K. | Election of Director: Yusuf I. Mehdi | Management | For | For | For | | | |
| 1L. | Election of Director: John P. Wiehoff | Management | For | For | For | | | |
| 1M. | Election of Director: Scott W. Wine | Management | For | For | For | | | |
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2020 fiscal year. | Management | For | For | For | | | |
| 3. | An advisory vote to approve the compensation of our executives disclosed in this proxy statement. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 42,900 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| PUBLIC SERVICE ENTERPRISE GROUP INC. | | | |
| Security | 744573106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | PEG | | | | | | | | Meeting Date | 21-Apr-2020 | | |
| ISIN | US7445731067 | | | | | | | | Agenda | 935142909 - Management | |
| Record Date | 21-Feb-2020 | | | | | | | | Holding Recon Date | 21-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 20-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Ralph Izzo | Management | For | For | For | | | |
| 1B. | Election of Director: Shirley Ann Jackson | Management | For | For | For | | | |
| 1C. | Election of Director: Willie A. Deese | Management | For | For | For | | | |
| 1D. | Election of Director: David Lilley | Management | For | For | For | | | |
| 1E. | Election of Director: Barry H. Ostrowsky | Management | For | For | For | | | |
| 1F. | Election of Director: Scott G. Stephenson | Management | For | For | For | | | |
| 1G. | Election of Director: Laura A. Sugg | Management | For | For | For | | | |
| 1H. | Election of Director: John P. Surma | Management | For | For | For | | | |
| 1I. | Election of Director: Susan Tomasky | Management | For | For | For | | | |
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | For | | | |
| 2. | Advisory vote on the approval of executive compensation. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 25,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| BANK OF AMERICA CORPORATION | | | |
| Security | 060505104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | BAC | | | | | | | | Meeting Date | 22-Apr-2020 | | |
| ISIN | US0605051046 | | | | | | | | Agenda | 935139825 - Management | |
| Record Date | 02-Mar-2020 | | | | | | | | Holding Recon Date | 02-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 21-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | For | | | |
| 1B. | Election of Director: Susan S. Bies | Management | For | For | For | | | |
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For | | | |
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | | | |
| 1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | | | |
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | For | | | |
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | For | | | |
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | For | | | |
| 1I. | Election of Director: Thomas J. May | Management | For | For | For | | | |
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | For | | | |
| 1K. | Election of Director: Lionel L. Nowell III | Management | For | For | For | | | |
| 1L. | Election of Director: Denise L. Ramos | Management | For | For | For | | | |
| 1M. | Election of Director: Clayton S. Rose | Management | For | For | For | | | |
| 1N. | Election of Director: Michael D. White | Management | For | For | For | | | |
| 1O. | Election of Director: Thomas D. Woods | Management | For | For | For | | | |
| 1P. | Election of Director: R. David Yost | Management | For | For | For | | | |
| 1Q. | Election of Director: Maria T. Zuber | Management | For | For | For | | | |
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | For | For | For | | | |
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | | | |
| 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | Against | Against | For | | | |
| 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | Against | Against | For | | | |
| 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | Against | Against | For | | | |
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account
Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 123,800 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| SPIRIT AEROSYSTEMS HOLDINGS INC | | | |
| Security | 848574109 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | SPR | | | | | | | | Meeting Date | 22-Apr-2020 | | |
| ISIN | US8485741099 | | | | | | | | Agenda | 935150033 - Management | |
| Record Date | 24-Feb-2020 | | | | | | | | Holding Recon Date | 24-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 21-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Stephen A. Cambone | Management | For | For | For | | | |
| 1B. | Election of Director: Charles L. Chadwell | Management | For | For | For | | | |
| 1C. | Election of Director: Irene M. Esteves | Management | For | For | For | | | |
| 1D. | Election of Director: Paul E. Fulchino | Management | For | For | For | | | |
| 1E. | Election of Director: Thomas C. Gentile III | Management | For | For | For | | | |
| 1F. | Election of Director: Richard A. Gephardt | Management | For | For | For | | | |
| 1G. | Election of Director: Robert D. Johnson | Management | For | For | For | | | |
| 1H. | Election of Director: Ronald T. Kadish | Management | For | For | For | | | |
| 1I. | Election of Director: John L. Plueger | Management | For | For | For | | | |
| 1J. | Election of Director: Laura H. Wright | Management | For | For | For | | | |
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | For | | | |
| 3. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For | | | |
| 4. | The stockholder proposal requesting that the Board of Directors adopt a bylaw requiring that any board-approved bylaw amendment be subject to a non-binding stockholder vote. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 8,900 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| HUMANA INC. | | | |
| Security | 444859102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | HUM | | | | | | | | Meeting Date | 23-Apr-2020 | | |
| ISIN | US4448591028 | | | | | | | | Agenda | 935136211 - Management | |
| Record Date | 24-Feb-2020 | | | | | | | | Holding Recon Date | 24-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 22-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Kurt J. Hilzinger | Management | For | For | For | | | |
| 1B. | Election of Director: Frank J. Bisignano | Management | For | For | For | | | |
| 1C. | Election of Director: Bruce D. Broussard | Management | For | For | For | | | |
| 1D. | Election of Director: Frank A. D'Amelio | Management | For | For | For | | | |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | | | |
| 1F. | Election of Director: Wayne A. I. Frederick, M.D. | Management | For | For | For | | | |
| 1G. | Election of Director: John W. Garratt | Management | For | For | For | | | |
| 1H. | Election of Director: David A. Jones, Jr. | Management | For | For | For | | | |
| 1I. | Election of Director: Karen W. Katz | Management | For | For | For | | | |
| 1J. | Election of Director: William J. McDonald | Management | For | For | For | | | |
| 1K. | Election of Director: James J. O'Brien | Management | For | For | For | | | |
| 1L. | Election of Director: Marissa T. Peterson | Management | For | For | For | | | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | For | | | |
| 3. | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 8,700 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| JOHNSON & JOHNSON | | | |
| Security | 478160104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | JNJ | | | | | | | | Meeting Date | 23-Apr-2020 | | |
| ISIN | US4781601046 | | | | | | | | Agenda | 935137934 - Management | |
| Record Date | 25-Feb-2020 | | | | | | | | Holding Recon Date | 25-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 22-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For | | | |
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | For | | | |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For | | | |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For | | | |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For | | | |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For | | | |
| 1G. | Election of Director: Hubert Joly | Management | For | For | For | | | |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For | | | |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For | | | |
| 1J. | Election of Director: Charles Prince | Management | For | For | For | | | |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For | | | |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For | | | |
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | | | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | | | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | | | |
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | Against | For | Against | | | |
| 5. | Independent Board Chair | Shareholder | Against | Against | For | | | |
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 24,000 | 0 | 16-Mar-2020 | 16-Mar-2020 |
| TEXAS INSTRUMENTS INCORPORATED | | | |
| Security | 882508104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | TXN | | | | | | | | Meeting Date | 23-Apr-2020 | | |
| ISIN | US8825081040 | | | | | | | | Agenda | 935138722 - Management | |
| Record Date | 24-Feb-2020 | | | | | | | | Holding Recon Date | 24-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 22-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | | | |
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | | | |
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | | | |
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | | | |
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | | | |
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | | | |
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | | | |
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | | | |
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | | | |
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | | | |
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | | | |
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | | | |
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 31,700 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| PFIZER INC. | | | |
| Security | 717081103 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | PFE | | | | | | | | Meeting Date | 23-Apr-2020 | | |
| ISIN | US7170811035 | | | | | | | | Agenda | 935138998 - Management | |
| Record Date | 25-Feb-2020 | | | | | | | | Holding Recon Date | 25-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 22-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For | | | |
| 1B. | Election of Director: Albert Bourla | Management | For | For | For | | | |
| 1C. | Election of Director: W. Don Cornwell | Management | For | For | For | | | |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For | | | |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For | | | |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For | | | |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For | | | |
| 1H. | Election of Director: James M. Kilts | Management | For | For | For | | | |
| 1I. | Election of Director: Dan R. Littman | Management | For | For | For | | | |
| 1J. | Election of Director: Shantanu Narayen | Management | For | For | For | | | |
| 1K. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | | | |
| 1L. | Election of Director: James Quincey | Management | For | For | For | | | |
| 1M. | Election of Director: James C. Smith | Management | For | For | For | | | |
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | For | For | For | | | |
| 3. | 2020 advisory approval of executive compensation | Management | For | For | For | | | |
| 4. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | Against | For | | | |
| 5. | Shareholder proposal regarding enhancing proxy access | Shareholder | Against | Against | For | | | |
| 6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | Against | For | | | |
| 7. | Shareholder proposal regarding independent chair policy | Shareholder | Against | Against | For | | | |
| 8. | Shareholder proposal regarding gender pay gap | Shareholder | Against | Against | For | | | |
| 9. | Election of Director: Susan Desmond- Hellmann | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 61,500 | 0 | 07-Apr-2020 | 07-Apr-2020 |
| FASTENAL COMPANY | | | |
| Security | 311900104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | FAST | | | | | | | | Meeting Date | 25-Apr-2020 | | |
| ISIN | US3119001044 | | | | | | | | Agenda | 935137667 - Management | |
| Record Date | 26-Feb-2020 | | | | | | | | Holding Recon Date | 26-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 24-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For | | | |
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | | | |
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For | | | |
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For | | | |
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For | | | |
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For | | | |
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | | | |
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | | | |
| 1I. | Election of Director: Scott A. Satterlee | Management | For | For | For | | | |
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | | | |
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | | | |
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | | | |
| 4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 30,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| THE BOEING COMPANY | | | |
| Security | 097023105 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | BA | | | | | | | | Meeting Date | 27-Apr-2020 | | |
| ISIN | US0970231058 | | | | | | | | Agenda | 935140575 - Management | |
| Record Date | 27-Feb-2020 | | | | | | | | Holding Recon Date | 27-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 24-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | For | | | |
| 1B. | Election of Director: David L. Calhoun | Management | For | For | For | | | |
| 1C. | Election of Director: Arthur D. Collins Jr. | Management | For | For | For | | | |
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | For | | | |
| 1E. | Election of Director: Lynn J. Good | Management | For | For | For | | | |
| 1F. | Election of Director: Nikki R. Haley | Management | For | For | For | | | |
| 1G. | Election of Director: Akhil Johri | Management | For | For | For | | | |
| 1H. | Election of Director: Lawrence W. Kellner | Management | For | For | For | | | |
| 1I. | Election of Director: Caroline B. Kennedy | Management | For | For | For | | | |
| 1J. | Election of Director: Steven M. Mollenkopf | Management | For | For | For | | | |
| 1K. | Election of Director: John M. Richardson | Management | For | For | For | | | |
| 1L. | Election of Director: Susan C. Schwab | Management | For | For | For | | | |
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | | | |
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | For | | | |
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | For | For | For | | | |
| 4. | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Against | Against | For | | | |
| 5. | Additional Report on Lobbying Activities. | Shareholder | Against | Against | For | | | |
| 6. | Policy Requiring Independent Board Chairman. | Shareholder | Against | Against | For | | | |
| 7. | Written Consent. | Shareholder | Against | Against | For | | | |
| 8. | Mandatory Retention of Significant Stock by Executives. | Shareholder | Against | Against | For | | | |
| 9. | Additional Disclosure of Compensation Adjustments. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 11,000 | 0 | 15-Mar-2020 | 15-Mar-2020 |
| TRUIST FINANCIAL CORPORATION | | | |
| Security | 89832Q109 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | TFC | | | | | | | | Meeting Date | 28-Apr-2020 | | |
| ISIN | US89832Q1094 | | | | | | | | Agenda | 935137249 - Management | |
| Record Date | 21-Feb-2020 | | | | | | | | Holding Recon Date | 21-Feb-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 27-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Jennifer S. Banner | Management | For | For | For | | | |
| 1B. | Election of Director: K. David Boyer, Jr. | Management | For | For | For | | | |
| 1C. | Election of Director: Agnes Bundy Scanlan | Management | For | For | For | | | |
| 1D. | Election of Director: Anna R. Cablik | Management | For | For | For | | | |
| 1E. | Election of Director: Dallas S. Clement | Management | For | For | For | | | |
| 1F. | Election of Director: Paul D. Donahue | Management | For | For | For | | | |
| 1G. | Election of Director: Paul R. Garcia | Management | For | For | For | | | |
| 1H. | Election of Director: Patrick C. Graney III | Management | For | For | For | | | |
| 1I. | Election of Director: Linnie M. Haynesworth | Management | For | For | For | | | |
| 1J. | Election of Director: Kelly S. King | Management | For | For | For | | | |
| 1K. | Election of Director: Easter A. Maynard | Management | For | For | For | | | |
| 1L. | Election of Director: Donna S. Morea | Management | For | For | For | | | |
| 1M. | Election of Director: Charles A. Patton | Management | For | For | For | | | |
| 1N. | Election of Director: Nido R. Qubein | Management | For | For | For | | | |
| 1O. | Election of Director: David M. Ratcliffe | Management | For | For | For | | | |
| 1P. | Election of Director: William H. Rogers, Jr. | Management | For | For | For | | | |
| 1Q. | Election of Director: Frank P. Scruggs, Jr. | Management | For | For | For | | | |
| 1R. | Election of Director: Christine Sears | Management | For | For | For | | | |
| 1S. | Election of Director: Thomas E. Skains | Management | For | For | For | | | |
| 1T. | Election of Director: Bruce L. Tanner | Management | For | For | For | | | |
| 1U. | Election of Director: Thomas N. Thompson | Management | For | For | For | | | |
| 1V. | Election of Director: Steven C. Voorhees | Management | For | For | For | | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2020. | Management | For | For | For | | | |
| 3. | Advisory vote to approve Truist's executive compensation program. | Management | For | For | For | | | |
| 4. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 51,045 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| EXELON CORPORATION | | | |
| Security | 30161N101 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | EXC | | | | | | | | Meeting Date | 28-Apr-2020 | | |
| ISIN | US30161N1019 | | | | | | | | Agenda | 935145690 - Management | |
| Record Date | 02-Mar-2020 | | | | | | | | Holding Recon Date | 02-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 27-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Anthony Anderson | Management | For | For | For | | | |
| 1B. | Election of Director: Ann Berzin | Management | For | For | For | | | |
| 1C. | Election of Director: Laurie Brlas | Management | For | For | For | | | |
| 1D. | Election of Director: Christopher Crane | Management | For | For | For | | | |
| 1E. | Election of Director: Yves de Balmann | Management | For | For | For | | | |
| 1F. | Election of Director: Nicholas DeBenedictis | Management | For | For | For | | | |
| 1G. | Election of Director: Linda Jojo | Management | For | For | For | | | |
| 1H. | Election of Director: Paul Joskow | Management | For | For | For | | | |
| 1I. | Election of Director: Robert Lawless | Management | For | For | For | | | |
| 1J. | Election of Director: John Richardson | Management | For | For | For | | | |
| 1K. | Election of Director: Mayo Shattuck III | Management | For | For | For | | | |
| 1L. | Election of Director: John Young | Management | For | For | For | | | |
| 2. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2020. | Management | For | For | For | | | |
| 3. | Advisory approval of executive compensation. | Management | For | For | For | | | |
| 4. | Approval of the Exelon 2020 Long-Term Incentive Plan. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 30,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| BALL CORPORATION | | | |
| Security | 058498106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | BLL | | | | | | | | Meeting Date | 29-Apr-2020 | | |
| ISIN | US0584981064 | | | | | | | | Agenda | 935141731 - Management | |
| Record Date | 05-Mar-2020 | | | | | | | | Holding Recon Date | 05-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 28-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John A. Hayes | For | For | For | | | |
| | | | 2 | Cathy D. Ross | For | For | For | | | |
| | | | 3 | Betty Sapp | For | For | For | | | |
| | | | 4 | Stuart A. Taylor II | For | For | For | | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2020. | Management | For | For | For | | | |
| 3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 37,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| W.W. GRAINGER, INC. | | | |
| Security | 384802104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | GWW | | | | | | | | Meeting Date | 29-Apr-2020 | | |
| ISIN | US3848021040 | | | | | | | | Agenda | 935142733 - Management | |
| Record Date | 02-Mar-2020 | | | | | | | | Holding Recon Date | 02-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 28-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Rodney C. Adkins | For | For | For | | | |
| | | | 2 | Brian P. Anderson | For | For | For | | | |
| | | | 3 | V. Ann Hailey | For | For | For | | | |
| | | | 4 | Stuart L. Levenick | For | For | For | | | |
| | | | 5 | D.G. Macpherson | For | For | For | | | |
| | | | 6 | Neil S. Novich | For | For | For | | | |
| | | | 7 | Beatriz R. Perez | For | For | For | | | |
| | | | 8 | Michael J. Roberts | For | For | For | | | |
| | | | 9 | E. Scott Santi | For | For | For | | | |
| | | | 10 | Susan Slavik Williams | For | For | For | | | |
| | | | 11 | Lucas E. Watson | For | For | For | | | |
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2020. | Management | For | For | For | | | |
| 3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 10,100 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| CORNING INCORPORATED | | | |
| Security | 219350105 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | GLW | | | | | | | | Meeting Date | 30-Apr-2020 | | |
| ISIN | US2193501051 | | | | | | | | Agenda | 935142721 - Management | |
| Record Date | 02-Mar-2020 | | | | | | | | Holding Recon Date | 02-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 29-Apr-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Donald W. Blair | Management | For | For | For | | | |
| 1B. | Election of Director: Leslie A. Brun | Management | For | For | For | | | |
| 1C. | Election of Director: Stephanie A. Burns | Management | For | For | For | | | |
| 1D. | Election of Director: Richard T. Clark | Management | For | For | For | | | |
| 1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | For | | | |
| 1F. | Election of Director: Deborah A. Henretta | Management | For | For | For | | | |
| 1G. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | | | |
| 1H. | Election of Director: Kurt M. Landgraf | Management | For | For | For | | | |
| 1I. | Election of Director: Kevin J. Martin | Management | For | For | For | | | |
| 1J. | Election of Director: Deborah D. Rieman | Management | For | For | For | | | |
| 1K. | Election of Director: Hansel E. Tookes, II | Management | For | For | For | | | |
| 1L. | Election of Director: Wendell P. Weeks | Management | For | For | For | | | |
| 1M. | Election of Director: Mark S. Wrighton | Management | For | For | For | | | |
| 2. | Advisory approval of the Company's executive compensation (Say on Pay). | Management | For | For | For | | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 134,800 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| BRISTOL-MYERS SQUIBB COMPANY | | | |
| Security | 110122108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | BMY | | | | | | | | Meeting Date | 05-May-2020 | | |
| ISIN | US1101221083 | | | | | | | | Agenda | 935151681 - Management | |
| Record Date | 16-Mar-2020 | | | | | | | | Holding Recon Date | 16-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 04-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | For | | | |
| 1B. | Election of Director: Robert Bertolini | Management | For | For | For | | | |
| 1C. | Election of Director: Michael W. Bonney | Management | For | For | For | | | |
| 1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | | | |
| 1E. | Election of Director: Matthew W. Emmens | Management | For | For | For | | | |
| 1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | | | |
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | For | | | |
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | For | | | |
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | For | | | |
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | For | | | |
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For | | | |
| 1L. | Election of Director: Phyllis R. Yale | Management | For | For | For | | | |
| 2. | Advisory vote to approve the compensation of our Named Executive Officers. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of an independent registered public accounting firm. | Management | For | For | For | | | |
| 4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Against | Against | For | | | |
| 5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 70,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| PEPSICO, INC. | | | |
| Security | 713448108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | PEP | | | | | | | | Meeting Date | 06-May-2020 | | |
| ISIN | US7134481081 | | | | | | | | Agenda | 935148901 - Management | |
| Record Date | 02-Mar-2020 | | | | | | | | Holding Recon Date | 02-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 05-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Shona L. Brown | Management | For | For | For | | | |
| 1B. | Election of Director: Cesar Conde | Management | For | For | For | | | |
| 1C. | Election of Director: Ian Cook | Management | For | For | For | | | |
| 1D. | Election of Director: Dina Dublon | Management | For | For | For | | | |
| 1E. | Election of Director: Richard W. Fisher | Management | For | For | For | | | |
| 1F. | Election of Director: Michelle Gass | Management | For | For | For | | | |
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | For | | | |
| 1H. | Election of Director: David C. Page | Management | For | For | For | | | |
| 1I. | Election of Director: Robert C. Pohlad | Management | For | For | For | | | |
| 1J. | Election of Director: Daniel Vasella | Management | For | For | For | | | |
| 1K. | Election of Director: Darren Walker | Management | For | For | For | | | |
| 1L. | Election of Director: Alberto Weisser | Management | For | For | For | | | |
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | | | |
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | For | | | |
| 4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | Against | For | | | |
| 5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 16,400 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| VERIZON COMMUNICATIONS INC. | | | |
| Security | 92343V104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | VZ | | | | | | | | Meeting Date | 07-May-2020 | | |
| ISIN | US92343V1044 | | | | | | | | Agenda | 935148406 - Management | |
| Record Date | 09-Mar-2020 | | | | | | | | Holding Recon Date | 09-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 06-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | For | | | |
| 1b. | Election of Director: Mark T. Bertolini | Management | For | For | For | | | |
| 1c. | Election of Director: Vittorio Colao | Management | For | For | For | | | |
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | For | | | |
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | | | |
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | For | | | |
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | For | | | |
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | For | | | |
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | For | | | |
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For | For | | | |
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | | | |
| 4. | Nonqualified Savings Plan Earnings | Shareholder | Against | Against | For | | | |
| 5. | Special Shareholder Meetings | Shareholder | Against | Against | For | | | |
| 6. | Lobbying Activities Report | Shareholder | Against | Against | For | | | |
| 7. | User Privacy Metric | Shareholder | Against | Against | For | | | |
| 8. | Amend Severance Approval Policy | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 73,100 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| EDWARDS LIFESCIENCES CORPORATION | | | |
| Security | 28176E108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | EW | | | | | | | | Meeting Date | 07-May-2020 | | |
| ISIN | US28176E1082 | | | | | | | | Agenda | 935151845 - Management | |
| Record Date | 13-Mar-2020 | | | | | | | | Holding Recon Date | 13-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 06-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Michael A. Mussallem | Management | For | For | For | | | |
| 1B. | Election of Director: Kieran T. Gallahue | Management | For | For | For | | | |
| 1C. | Election of Director: Leslie S. Heisz | Management | For | For | For | | | |
| 1D. | Election of Director: William J. Link, Ph.D. | Management | For | For | For | | | |
| 1E. | Election of Director: Steven R. Loranger | Management | For | For | For | | | |
| 1F. | Election of Director: Martha H. Marsh | Management | For | For | For | | | |
| 1G. | Election of Director: Ramona Sequeira | Management | For | For | For | | | |
| 1H. | Election of Director: Nicholas J. Valeriani | Management | For | For | For | | | |
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | For | | | |
| 3. | APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS STOCK INCENTIVE PROGRAM. | Management | For | For | For | | | |
| 4. | APPROVAL OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | Management | For | For | For | | | |
| 5. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | | | |
| 6. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 9,700 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| NEWELL BRANDS INC. | | | |
| Security | 651229106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | NWL | | | | | | | | Meeting Date | 11-May-2020 | | |
| ISIN | US6512291062 | | | | | | | | Agenda | 935154928 - Management | |
| Record Date | 16-Mar-2020 | | | | | | | | Holding Recon Date | 16-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 08-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Bridget Ryan Berman | Management | For | For | For | | | |
| 1B. | Election of Director: Patrick D. Campbell | Management | For | For | For | | | |
| 1C. | Election of Director: James R. Craigie | Management | For | For | For | | | |
| 1D. | Election of Director: Debra A. Crew | Management | For | For | For | | | |
| 1E. | Election of Director: Brett M. Icahn | Management | For | For | For | | | |
| 1F. | Election of Director: Gerardo I. Lopez | Management | For | For | For | | | |
| 1G. | Election of Director: Courtney R. Mather | Management | For | For | For | | | |
| 1H. | Election of Director: Ravichandra K. Saligram | Management | For | For | For | | | |
| 1I. | Election of Director: Judith A. Sprieser | Management | For | For | For | | | |
| 1J. | Election of Director: Robert A. Steele | Management | For | For | For | | | |
| 1K. | Election of Director: Steven J. Strobel | Management | For | For | For | | | |
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | | | |
| 3. | Advisory resolution to approve executive compensation. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 100,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| MASCO CORPORATION | | | |
| Security | 574599106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | MAS | | | | | | | | Meeting Date | 12-May-2020 | | |
| ISIN | US5745991068 | | | | | | | | Agenda | 935174805 - Management | |
| Record Date | 16-Mar-2020 | | | | | | | | Holding Recon Date | 16-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 11-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1a. | Election of Director: Keith J. Allman | Management | For | For | For | | | |
| 1b. | Election of Director: J. Michael Losh | Management | For | For | For | | | |
| 1c. | Election of Director: Christopher A. O'Herlihy | Management | For | For | For | | | |
| 1d. | Election of Director: Charles K. Stevens, III | Management | For | For | For | | | |
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | For | | | |
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 13,200 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| NORFOLK SOUTHERN CORPORATION | | | |
| Security | 655844108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | NSC | | | | | | | | Meeting Date | 14-May-2020 | | |
| ISIN | US6558441084 | | | | | | | | Agenda | 935152025 - Management | |
| Record Date | 06-Mar-2020 | | | | | | | | Holding Recon Date | 06-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 13-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | For | | | |
| 1B. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | For | | | |
| 1C. | Election of Director: Marcela E. Donadio | Management | For | For | For | | | |
| 1D. | Election of Director: John C. Huffard, Jr. | Management | For | For | For | | | |
| 1E. | Election of Director: Christopher T. Jones | Management | For | For | For | | | |
| 1F. | Election of Director: Thomas C. Kelleher | Management | For | For | For | | | |
| 1G. | Election of Director: Steven F. Leer | Management | For | For | For | | | |
| 1H. | Election of Director: Michael D. Lockhart | Management | For | For | For | | | |
| 1I. | Election of Director: Amy E. Miles | Management | For | For | For | | | |
| 1J. | Election of Director: Claude Mongeau | Management | For | For | For | | | |
| 1K. | Election of Director: Jennifer F. Scanlon | Management | For | For | For | | | |
| 1L. | Election of Director: James A. Squires | Management | For | For | For | | | |
| 1M. | Election of Director: John R. Thompson | Management | For | For | For | | | |
| 2A. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Amendment of voting standard to amend the Articles. | Management | For | For | For | | | |
| 2B. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of simple majority voting standard to approve a merger, share exchange, conversion, sale, or dissolution of the Corporation. | Management | For | For | For | | | |
| 2C. | Approval of proposed amendments to the Corporation's Amended and Restated Articles of Incorporation ("Articles"): Approval of majority voting standard to approve re-domestication of the Corporation and affiliated transactions. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2020. | Management | For | For | For | | | |
| 4. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | For | | | |
| 5. | A shareholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 14,200 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| UNITED PARCEL SERVICE, INC. | | | |
| Security | 911312106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | UPS | | | | | | | | Meeting Date | 14-May-2020 | | |
| ISIN | US9113121068 | | | | | | | | Agenda | 935156732 - Management | |
| Record Date | 16-Mar-2020 | | | | | | | | Holding Recon Date | 16-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 13-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director to serve until the 2021 annual meeting: David P. Abney | Management | For | For | For | | | |
| 1B. | Election of Director to serve until the 2021 annual meeting: Rodney C. Adkins | Management | For | For | For | | | |
| 1C. | Election of Director to serve until the 2021 annual meeting: Michael J. Burns | Management | For | For | For | | | |
| 1D. | Election of Director to serve until the 2021 annual meeting: William R. Johnson | Management | For | For | For | | | |
| 1E. | Election of Director to serve until the 2021 annual meeting: Ann M. Livermore | Management | For | For | For | | | |
| 1F. | Election of Director to serve until the 2021 annual meeting: Rudy H.P. Markham | Management | For | For | For | | | |
| 1G. | Election of Director to serve until the 2021 annual meeting: Franck J. Moison | Management | For | For | For | | | |
| 1H. | Election of Director to serve until the 2021 annual meeting: Clark T. Randt, Jr. | Management | For | For | For | | | |
| 1I. | Election of Director to serve until the 2021 annual meeting: Christiana Smith Shi | Management | For | For | For | | | |
| 1J. | Election of Director to serve until the 2021 annual meeting: John T. Stankey | Management | For | For | For | | | |
| 1K. | Election of Director to serve until the 2021 annual meeting: Carol B. Tomé | Management | For | For | For | | | |
| 1L. | Election of Director to serve until the 2021 annual meeting: Kevin M. Warsh | Management | For | For | For | | | |
| 2. | Approve on an advisory basis a resolution on executive compensation. | Management | For | For | For | | | |
| 3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | | | |
| 4. | To prepare an annual report on lobbying activities. | Shareholder | Against | Against | For | | | |
| 5. | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | Against | Against | For | | | |
| 6. | To prepare a report on reducing UPS's total contribution to climate change. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 20,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| UNION PACIFIC CORPORATION | | | |
| Security | 907818108 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | UNP | | | | | | | | Meeting Date | 14-May-2020 | | |
| ISIN | US9078181081 | | | | | | | | Agenda | 935158407 - Management | |
| Record Date | 20-Mar-2020 | | | | | | | | Holding Recon Date | 20-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 13-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Andrew H. Card Jr. | Management | For | For | For | | | |
| 1B. | Election of Director: William J. DeLaney | Management | For | For | For | | | |
| 1C. | Election of Director: David B. Dillon | Management | For | For | For | | | |
| 1D. | Election of Director: Lance M. Fritz | Management | For | For | For | | | |
| 1E. | Election of Director: Deborah C. Hopkins | Management | For | For | For | | | |
| 1F. | Election of Director: Jane H. Lute | Management | For | For | For | | | |
| 1G. | Election of Director: Michael R. McCarthy | Management | For | For | For | | | |
| 1H. | Election of Director: Thomas F. McLarty III | Management | For | For | For | | | |
| 1I. | Election of Director: Bhavesh V. Patel | Management | For | For | For | | | |
| 1J. | Election of Director: Jose H. Villarreal | Management | For | For | For | | | |
| 1K. | Election of Director: Christopher J. Williams | Management | For | For | For | | | |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | For | For | For | | | |
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | For | | | |
| 4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | | | |
| 5. | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 19,800 | 0 | 07-Apr-2020 | 07-Apr-2020 |
| INTEL CORPORATION | | | |
| Security | 458140100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | INTC | | | | | | | | Meeting Date | 14-May-2020 | | |
| ISIN | US4581401001 | | | | | | | | Agenda | 935158635 - Management | |
| Record Date | 16-Mar-2020 | | | | | | | | Holding Recon Date | 16-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 13-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: James J. Goetz | Management | For | For | For | | | |
| 1B. | Election of Director: Alyssa Henry | Management | For | For | For | | | |
| 1C. | Election of Director: Omar Ishrak | Management | For | For | For | | | |
| 1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | | | |
| 1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | | | |
| 1F. | Election of Director: Gregory D. Smith | Management | For | For | For | | | |
| 1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For | | | |
| 1H. | Election of Director: Andrew Wilson | Management | For | For | For | | | |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | For | | | |
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | For | | | |
| 3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | For | | | |
| 4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | For | For | For | | | |
| 5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Against | Against | For | | | |
| 6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 64,300 | 0 | 01-Apr-2020 | 01-Apr-2020 |
| ADVANCE AUTO PARTS, INC. | | | |
| Security | 00751Y106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | AAP | | | | | | | | Meeting Date | 15-May-2020 | | |
| ISIN | US00751Y1064 | | | | | | | | Agenda | 935163941 - Management | |
| Record Date | 18-Mar-2020 | | | | | | | | Holding Recon Date | 18-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 14-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: John F. Bergstrom | Management | For | For | For | | | |
| 1B. | Election of Director: Brad W. Buss | Management | For | For | For | | | |
| 1C. | Election of Director: John F. Ferraro | Management | For | For | For | | | |
| 1D. | Election of Director: Thomas R. Greco | Management | For | For | For | | | |
| 1E. | Election of Director: Jeffrey J. Jones II | Management | For | For | For | | | |
| 1F. | Election of Director: Eugene I. Lee, Jr. | Management | For | For | For | | | |
| 1G. | Election of Director: Sharon L. McCollam | Management | For | For | For | | | |
| 1H. | Election of Director: Douglas A. Pertz | Management | For | For | For | | | |
| 1I. | Election of Director: Nigel Travis | Management | For | For | For | | | |
| 2. | Approve, by advisory vote, the compensation of our named executive officers. | Management | For | For | For | | | |
| 3. | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2020. | Management | For | For | For | | | |
| 4. | Advisory vote on the stockholder proposal on the ability of stockholders to act by written consent if presented at the annual meeting. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 20,000 | 0 | 07-Apr-2020 | 07-Apr-2020 |
| JPMORGAN CHASE & CO. | | | |
| Security | 46625H100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | JPM | | | | | | | | Meeting Date | 19-May-2020 | | |
| ISIN | US46625H1005 | | | | | | | | Agenda | 935170833 - Management | |
| Record Date | 20-Mar-2020 | | | | | | | | Holding Recon Date | 20-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 18-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For | | | |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For | | | |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For | | | |
| 1D. | Election of Director: James S. Crown | Management | For | For | For | | | |
| 1E. | Election of Director: James Dimon | Management | For | For | For | | | |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | | | |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For | | | |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For | | | |
| 1I. | Election of Director: Lee R. Raymond | Management | For | For | For | | | |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | | | |
| 2. | Advisory resolution to approve executive compensation | Management | For | For | For | | | |
| 3. | Ratification of independent registered public accounting firm | Management | For | For | For | | | |
| 4. | Independent board chairman | Shareholder | Against | Against | For | | | |
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Against | Against | For | | | |
| 6. | Climate change risk reporting | Shareholder | Against | Against | For | | | |
| 7. | Amend shareholder written consent provisions | Shareholder | Against | Against | For | | | |
| 8. | Charitable contributions disclosure | Shareholder | Against | Against | For | | | |
| 9. | Gender/Racial pay equity | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 37,400 | 0 | 07-Apr-2020 | 07-Apr-2020 |
| AMGEN INC. | | | |
| Security | 031162100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | AMGN | | | | | | | | Meeting Date | 19-May-2020 | | |
| ISIN | US0311621009 | | | | | | | | Agenda | 935172419 - Management | |
| Record Date | 20-Mar-2020 | | | | | | | | Holding Recon Date | 20-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 18-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For | | | |
| 1B. | Election of Director: Mr. Robert A. Bradway | Management | For | For | For | | | |
| 1C. | Election of Director: Dr. Brian J. Druker | Management | For | For | For | | | |
| 1D. | Election of Director: Mr. Robert A. Eckert | Management | For | For | For | | | |
| 1E. | Election of Director: Mr. Greg C. Garland | Management | For | For | For | | | |
| 1F. | Election of Director: Mr. Fred Hassan | Management | For | For | For | | | |
| 1G. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | For | | | |
| 1H. | Election of Director: Dr. Tyler Jacks | Management | For | For | For | | | |
| 1I. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For | | | |
| 1J. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For | | | |
| 1K. | Election of Director: Dr. R. Sanders Williams | Management | For | For | For | | | |
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | For | | | |
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | For | | | |
| 4. | Stockholder proposal to require an independent board chair. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 15,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| ONEOK, INC. | | | |
| Security | 682680103 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | OKE | | | | | | | | Meeting Date | 20-May-2020 | | |
| ISIN | US6826801036 | | | | | | | | Agenda | 935176289 - Management | |
| Record Date | 23-Mar-2020 | | | | | | | | Holding Recon Date | 23-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 19-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | For | | | |
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | For | | | |
| 1C. | Election of Director: John W. Gibson | Management | For | For | For | | | |
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | For | | | |
| 1E. | Election of Director: Randall J. Larson | Management | For | For | For | | | |
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | For | | | |
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | For | | | |
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | For | | | |
| 1I. | Election of Director: Gary D. Parker | Management | For | For | For | | | |
| 1J. | Election of Director: Eduardo A. Rodriguez | Management | For | For | For | | | |
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | For | | | |
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. | Management | For | For | For | | | |
| 3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 33,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| UNIVERSAL HEALTH SERVICES, INC. | | | |
| Security | 913903100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | UHS | | | | | | | | Meeting Date | 20-May-2020 | | |
| ISIN | US9139031002 | | | | | | | | Agenda | 935176897 - Management | |
| Record Date | 24-Mar-2020 | | | | | | | | Holding Recon Date | 24-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 19-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Lawrence S. Gibbs | For | For | For | | | |
| 2. | Proposal to approve the Company's 2020 Omnibus Stock and Incentive Plan | Management | For | For | For | | | |
| 3. | Advisory (nonbinding) vote to approve named executive officer compensation. | Management | For | For | For | | | |
| 4. | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 12,100 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| THE HOME DEPOT, INC. | | | |
| Security | 437076102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | HD | | | | | | | | Meeting Date | 21-May-2020 | | |
| ISIN | US4370761029 | | | | | | | | Agenda | 935172130 - Management | |
| Record Date | 23-Mar-2020 | | | | | | | | Holding Recon Date | 23-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 20-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | | | |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | | | |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | | | |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | | | |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | | | |
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | | | |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | | | |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | | | |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | | | |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For | | | |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | | | |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | | | |
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | | | |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | | | |
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | | | |
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | Against | For | | | |
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | Against | For | | | |
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 17,000 | 0 | 07-Apr-2020 | 07-Apr-2020 |
| EXXON MOBIL CORPORATION | | | |
| Security | 30231G102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | XOM | | | | | | | | Meeting Date | 27-May-2020 | | |
| ISIN | US30231G1022 | | | | | | | | Agenda | 935176443 - Management | |
| Record Date | 02-Apr-2020 | | | | | | | | Holding Recon Date | 02-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 26-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Susan K. Avery | Management | For | For | For | | | |
| 1B. | Election of Director: Angela F. Braly | Management | For | For | For | | | |
| 1C. | Election of Director: Ursula M. Burns | Management | For | For | For | | | |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | For | | | |
| 1E. | Election of Director: Joseph L. Hooley | Management | For | For | For | | | |
| 1F. | Election of Director: Steven A. Kandarian | Management | For | For | For | | | |
| 1G. | Election of Director: Douglas R. Oberhelman | Management | For | For | For | | | |
| 1H. | Election of Director: Samuel J. Palmisano | Management | For | For | For | | | |
| 1I. | Election of Director: William C. Weldon | Management | For | For | For | | | |
| 1J. | Election of Director: Darren W. Woods | Management | For | For | For | | | |
| 2. | Ratification of Independent Auditors (page 29) | Management | For | For | For | | | |
| 3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | For | | | |
| 4. | Independent Chairman (page 59) | Shareholder | Against | Against | For | | | |
| 5. | Special Shareholder Meetings (page 61) | Shareholder | Against | Against | For | | | |
| 6. | Report on Environmental Expenditures (page 62) | Shareholder | Against | Against | For | | | |
| 7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Against | Against | For | | | |
| 8. | Report on Political Contributions (page 66) | Shareholder | Against | Against | For | | | |
| 9. | Report on Lobbying (page 67) | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 70,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| CHEVRON CORPORATION | | | |
| Security | 166764100 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | CVX | | | | | | | | Meeting Date | 27-May-2020 | | |
| ISIN | US1667641005 | | | | | | | | Agenda | 935183979 - Management | |
| Record Date | 30-Mar-2020 | | | | | | | | Holding Recon Date | 30-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 26-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: W. M. Austin | Management | For | For | For | | | |
| 1B. | Election of Director: J. B. Frank | Management | For | For | For | | | |
| 1C. | Election of Director: A. P. Gast | Management | For | For | For | | | |
| 1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | For | | | |
| 1E. | Election of Director: C. W. Moorman IV | Management | For | For | For | | | |
| 1F. | Election of Director: D. F. Moyo | Management | For | For | For | | | |
| 1G. | Election of Director: D. Reed-Klages | Management | For | For | For | | | |
| 1H. | Election of Director: R. D. Sugar | Management | For | For | For | | | |
| 1I. | Election of Director: D. J. Umpleby III | Management | For | For | For | | | |
| 1J. | Election of Director: M. K. Wirth | Management | For | For | For | | | |
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | For | | | |
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | | | |
| 4. | Report on Lobbying | Shareholder | Against | Against | For | | | |
| 5. | Create a Board Committee on Climate Risk | Shareholder | Against | Against | For | | | |
| 6. | Report on Climate Lobbying | Shareholder | Against | Against | For | | | |
| 7. | Report on Petrochemical Risk | Shareholder | Against | Against | For | | | |
| 8. | Report on Human Rights Practices | Shareholder | Against | Against | For | | | |
| 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | Against | For | | | |
| 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 35,500 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| AMAZON.COM, INC. | | | |
| Security | 023135106 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | AMZN | | | | | | | | Meeting Date | 27-May-2020 | | |
| ISIN | US0231351067 | | | | | | | | Agenda | 935186305 - Management | |
| Record Date | 02-Apr-2020 | | | | | | | | Holding Recon Date | 02-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 26-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For | | | |
| 1B. | Election of director: Rosalind G. Brewer | Management | For | For | For | | | |
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For | | | |
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For | | | |
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For | | | |
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For | | | |
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For | | | |
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For | | | |
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For | | | |
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For | | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For | | | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For | | | |
| 4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | For | | | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | Against | For | | | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | | | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | | | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | Against | For | | | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | Against | For | | | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | Against | For | | | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | Against | For | | | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | Against | For | | | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | Against | For | | | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | Against | For | | | |
| 15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | Against | For | | | |
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 2,400 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| QUANTA SERVICES, INC. | | | |
| Security | 74762E102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | PWR | | | | | | | | Meeting Date | 28-May-2020 | | |
| ISIN | US74762E1029 | | | | | | | | Agenda | 935180454 - Management | |
| Record Date | 31-Mar-2020 | | | | | | | | Holding Recon Date | 31-Mar-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 27-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | For | | | |
| 1B. | Election of Director: Doyle N. Beneby | Management | For | For | For | | | |
| 1C. | Election of Director: J. Michal Conaway | Management | For | For | For | | | |
| 1D. | Election of Director: Vincent D. Foster | Management | For | For | For | | | |
| 1E. | Election of Director: Bernard Fried | Management | For | For | For | | | |
| 1F. | Election of Director: Worthing F. Jackman | Management | For | For | For | | | |
| 1G. | Election of Director: David M. McClanahan | Management | For | For | For | | | |
| 1H. | Election of Director: Margaret B. Shannon | Management | For | For | For | | | |
| 1I. | Election of Director: Pat Wood, III | Management | For | For | For | | | |
| 1J. | Election of Director: Martha B. Wyrsch | Management | For | For | For | | | |
| 2. | Approval, by non-binding advisory vote, of Quanta's executive compensation | Management | For | For | For | | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2020 | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 6734308330 | AAMA EQUITY FUND | 6734308330 | | UNION BANK | 16,100 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| UNITEDHEALTH GROUP INCORPORATED | | | |
| Security | 91324P102 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | UNH | | | | | | | | Meeting Date | 01-Jun-2020 | | |
| ISIN | US91324P1021 | | | | | | | | Agenda | 935188931 - Management | |
| Record Date | 07-Apr-2020 | | | | | | | | Holding Recon Date | 07-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 29-May-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Richard T. Burke | Management | For | For | For | | | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | | | |
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | For | | | |
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | For | | | |
| 1E. | Election of Director: F. William McNabb III | Management | For | For | For | | | |
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | For | | | |
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | For | | | |
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | For | | | |
| 1I. | Election of Director: David S. Wichmann | Management | For | For | For | | | |
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | | | |
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | For | | | |
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | For | | | |
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 19,400 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| WALMART INC. | | | |
| Security | 931142103 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | WMT | | | | | | | | Meeting Date | 03-Jun-2020 | | |
| ISIN | US9311421039 | | | | | | | | Agenda | 935192726 - Management | |
| Record Date | 09-Apr-2020 | | | | | | | | Holding Recon Date | 09-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 02-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Cesar Conde | Management | For | For | For | | | |
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | | | |
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | For | | | |
| 1D. | Election of Director: Carla A. Harris | Management | For | For | For | | | |
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | For | | | |
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | For | | | |
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | For | | | |
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | For | | | |
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | For | | | |
| 1J. | Election of Director: S. Robson Walton | Management | For | For | For | | | |
| 1K. | Election of Director: Steuart L. Walton | Management | For | For | For | | | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | | | |
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | For | | | |
| 4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | For | For | For | | | |
| 5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against | For | | | |
| 6. | Report on Supplier Antibiotics Use
Standards | Shareholder | Against | Against | For | | | |
| 7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against | For | | | |
| 8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 29,100 | 0 | 28-May-2020 | 28-May-2020 |
| FREEPORT-MCMORAN INC. | | | |
| Security | 35671D857 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | FCX | | | | | | | | Meeting Date | 03-Jun-2020 | | |
| ISIN | US35671D8570 | | | | | | | | Agenda | 935192916 - Management | |
| Record Date | 08-Apr-2020 | | | | | | | | Holding Recon Date | 08-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 02-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1.1 | Election of Director: Richard C. Adkerson | Management | For | For | For | | | |
| 1.2 | Election of Director: Gerald J. Ford | Management | For | For | For | | | |
| 1.3 | Election of Director: Lydia H. Kennard | Management | For | For | For | | | |
| 1.4 | Election of Director: Dustan E. McCoy | Management | For | For | For | | | |
| 1.5 | Election of Director: John J. Stephens | Management | For | For | For | | | |
| 1.6 | Election of Director: Frances Fragos Townsend | Management | For | For | For | | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | | | |
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 200,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| ALPHABET INC. | | | |
| Security | 02079K305 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | GOOGL | | | | | | | | Meeting Date | 03-Jun-2020 | | |
| ISIN | US02079K3059 | | | | | | | | Agenda | 935196762 - Management | |
| Record Date | 07-Apr-2020 | | | | | | | | Holding Recon Date | 07-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 02-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Larry Page | For | For | For | | | |
| | | | 2 | Sergey Brin | For | For | For | | | |
| | | | 3 | Sundar Pichai | For | For | For | | | |
| | | | 4 | John L. Hennessy | For | For | For | | | |
| | | | 5 | Frances H. Arnold | For | For | For | | | |
| | | | 6 | L. John Doerr | For | For | For | | | |
| | | | 7 | Roger W. Ferguson, Jr. | For | For | For | | | |
| | | | 8 | Ann Mather | For | For | For | | | |
| | | | 9 | Alan R. Mulally | For | For | For | | | |
| | | | 10 | K. Ram Shriram | For | For | For | | | |
| | | | 11 | Robin L. Washington | For | For | For | | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | | | |
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | For | | | |
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | | | |
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 8. | A stockholder proposal regarding non- binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Against | For | | | |
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 3,400 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| T-MOBILE US, INC. | | | |
| Security | 872590104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | TMUS | | | | | | | | Meeting Date | 04-Jun-2020 | | |
| ISIN | US8725901040 | | | | | | | | Agenda | 935192524 - Management | |
| Record Date | 07-Apr-2020 | | | | | | | | Holding Recon Date | 07-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 03-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Marcelo Claure | For | For | For | | | |
| | | | 2 | Srikant M. Datar | For | For | For | | | |
| | | | 3 | Ronald D. Fisher | For | For | For | | | |
| | | | 4 | Srini Gopalan | For | For | For | | | |
| | | | 5 | Lawrence H. Guffey | For | For | For | | | |
| | | | 6 | Timotheus Höttges | For | For | For | | | |
| | | | 7 | Christian P. Illek | For | For | For | | | |
| | | | 8 | Stephen R. Kappes | For | For | For | | | |
| | | | 9 | Raphael Kübler | For | For | For | | | |
| | | | 10 | Thorsten Langheim | For | For | For | | | |
| | | | 11 | G. Michael Sievert | For | For | For | | | |
| | | | 12 | Teresa A. Taylor | For | For | For | | | |
| | | | 13 | Kelvin R. Westbrook | For | For | For | | | |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | For | | | |
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | For | For | For | | | |
| 4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 70,300 | 0 | 25-Apr-2020 | 25-Apr-2020 |
| MASTERCARD INCORPORATED | | | |
| Security | 57636Q104 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | MA | | | | | | | | Meeting Date | 16-Jun-2020 | | |
| ISIN | US57636Q1040 | | | | | | | | Agenda | 935196332 - Management | |
| Record Date | 20-Apr-2020 | | | | | | | | Holding Recon Date | 20-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 15-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | For | | | |
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | | | |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | | | |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | | | |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | | | |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | | | |
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | | | |
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | | | |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | | | |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | | | |
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | | | |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | | | |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | | | |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | | | |
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 11,100 | 0 | 28-May-2020 | 28-May-2020 |
| THE KROGER CO. | | | |
| Security | 501044101 | | | | | | | | Meeting Type | Annual | |
| Ticker Symbol | KR | | | | | | | | Meeting Date | 25-Jun-2020 | | |
| ISIN | US5010441013 | | | | | | | | Agenda | 935215788 - Management | |
| Record Date | 27-Apr-2020 | | | | | | | | Holding Recon Date | 27-Apr-2020 | | |
| City / | Country | | / | United States | | | | | Vote Deadline Date | 24-Jun-2020 | | |
| SEDOL(s) | | | | | | Quick Code | | | |
| Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | | | |
| 1A. | Election of director: Nora A. Aufreiter | Management | For | For | For | | | |
| 1B. | Election of director: Anne Gates | Management | For | For | For | | | |
| 1C. | Election of director: Karen M. Hoguet | Management | For | For | For | | | |
| 1D. | Election of director: Susan J. Kropf | Management | For | For | For | | | |
| 1E. | Election of director: W. Rodney McMullen | Management | For | For | For | | | |
| 1F. | Election of director: Clyde R. Moore | Management | For | For | For | | | |
| 1G. | Election of director: Ronald L. Sargent | Management | For | For | For | | | |
| 1H. | Election of director: Bobby S. Shackouls | Management | For | For | For | | | |
| 1I. | Election of director: Mark S. Sutton | Management | For | For | For | | | |
| 1J. | Election of director: Ashok Vemuri | Management | For | For | For | | | |
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | For | | | |
| 3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | For | | | |
| 4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | Against | For | | | |
| 5. | A shareholder proposal, if properly presented, to issue a report on human rights due diligence process in operations and supply chain. | Shareholder | Against | Against | For | | | |
| | | | | | | | | | | | | | | | | | | | | | |
| | Account Number | Account Name | | Internal Account | | Custodian | | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 19-0378 | AAMA EQUITY FUND | 19-0378 | | U.S. BANK | 77,500 | 0 | 28-May-2020 | 28-May-2020 |
There is no proxy voting activity for the Fund as the Fund did not hold any votable positions during the reporting period.
There is no proxy voting activity for the Fund as the Fund did not hold any votable positions during the reporting period.
There is no proxy voting activity for the Fund as the Fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
