| Growth & Income Fund | 07/01/2012 to 06/30/2013 |
| ICA File Number: 811-03566 |
| Registrant Name: T. Rowe Price Growth & Income Fund, Inc. |
| Reporting Period: 07/01/2012 - 06/30/2013 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
|
| Investment Company Act file number 811-3566 |
| |
| T. Rowe Price Growth & Income Fund, Inc. |
|
| (Exact name of registrant as specified in charter) |
| |
| 100 East Pratt Street Baltimore, Maryland 21202 |
|
| (Address of principal executive offices) |
| |
| Edward C. Bernard |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
|
| (Name and address of agent for service) |
| |
| Registrant’s telephone number, including area code: (410) 345-3577 |
| |
| Date of fiscal year end: 12/31 |
| |
| Date of reporting period: 07/01/2012 to 06/30/2013 |
| |
| SIGNATURES |
| |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| |
| (Registrant) T. Rowe Price Growth & Income Fund, Inc. |
| |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| |
| Date August 30, 2013 |
Growth & Income Fund
| |
|---|
3M COMPANY
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: MMM
Security ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda G. Alvarado | Management | For | For |
| 1b | Elect Director Vance D. Coffman | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director W. James Farrell | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Muhtar Kent | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Robert S. Morrison | Management | For | For |
| 1i | Elect Director Aulana L. Peters | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Robert J. Ulrich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
Meeting Date: FEB 06, 2013
Record Date: DEC 11, 2012
Meeting Type: ANNUAL | Ticker: ACN
Security ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director William L. Kimsey | Management | For | For |
| 2.2 | Elect Director Robert I. Lipp | Management | For | For |
| 2.3 | Elect Director Pierre Nanterme | Management | For | For |
| 2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
| 2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend 2010 Share Incentive Plan | Management | For | For |
| 6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
| 7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 24, 2013
Record Date: NOV 30, 2012
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William L. Davis, III | Management | For | For |
| 1b | Elect Director W. Douglas Ford | Management | For | For |
| 1c | Elect Director Evert Henkes | Management | For | For |
| 1d | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
Meeting Date: MAY 21, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: AMT
Security ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
AMGEN INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: AMGN
Security ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.8 | Elect Director Frank C. Herringer | Management | For | For |
| 1.9 | Elect Director Tyler Jacks | Management | For | For |
| 1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1.13 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ANALOG DEVICES, INC.
Meeting Date: MAR 13, 2013
Record Date: JAN 11, 2013
Meeting Type: ANNUAL | Ticker: ADI
Security ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Jerald G. Fishman | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director John C. Hodgson | Management | For | For |
| 1e | Elect Director Yves-Andre Istel | Management | For | For |
| 1f | Elect Director Neil Novich | Management | For | For |
| 1g | Elect Director F. Grant Saviers | Management | For | For |
| 1h | Elect Director Paul J. Severino | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AON PLC
Meeting Date: MAY 17, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: AON
Security ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Lester B. Knight as Director | Management | For | For |
| 1.2 | Elect Gregory C. Case as Director | Management | For | For |
| 1.3 | Elect Fulvio Conti as Director | Management | For | Against |
| 1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
| 1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
| 1.6 | Elect J. Michael Losh as Director | Management | For | For |
| 1.7 | Elect Robert S. Morrison as Director | Management | For | For |
| 1.8 | Elect Richard B. Myers as Director | Management | For | For |
| 1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
| 1.10 | Elect Gloria Santona as Director | Management | For | For |
| 1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
| 4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
APACHE CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: APA
Security ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eugene C. Fiedorek | Management | For | For |
| 2 | Elect Director Chansoo Joung | Management | For | For |
| 3 | Elect Director William C. Montgomery | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 27, 2013
Record Date: JAN 02, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | Withhold |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
AT&T INC.
Meeting Date: APR 26, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: T
Security ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 1.3 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.4 | Elect Director James H. Blanchard | Management | For | For |
| 1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.6 | Elect Director Scott T. Ford | Management | For | For |
| 1.7 | Elect Director James P. Kelly | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director John B. McCoy | Management | For | For |
| 1.11 | Elect Director Joyce M. Roche | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AUTODESK, INC.
Meeting Date: JUN 13, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: ADSK
Security ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Stacy J. Smith | Management | For | For |
| 1i | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: AVP
Security ID: 054303102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas R. Conant | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Fred Hassan | Management | For | Withhold |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Sheri S. McCoy | Management | For | For |
| 1.7 | Elect Director Ann S. Moore | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Paula Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Arnold W. Donald | Management | For | For |
| 1.6 | Elect Director Charles K. Gifford | Management | For | For |
| 1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.8 | Elect Director Linda P. Hudson | Management | For | For |
| 1.9 | Elect Director Monica C. Lozano | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.13 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
| 7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Chen | Management | For | For |
| 1b | Elect Director Blake E. Devitt | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director Gail D. Fosler | Management | For | For |
| 1e | Elect Director Carole J. Shapazian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
BECTON, DICKINSON AND COMPANY
Meeting Date: JAN 29, 2013
Record Date: DEC 07, 2012
Meeting Type: ANNUAL | Ticker: BDX
Security ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
| 1.3 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.4 | Elect Director Edward F. DeGraan | Management | For | For |
| 1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.6 | Elect Director Claire M. Fraser | Management | For | For |
| 1.7 | Elect Director Christopher Jones | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Adel A.F. Mahmoud | Management | For | For |
| 1.10 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.11 | Elect Director James F. Orr | Management | For | For |
| 1.12 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.13 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.14 | Elect Director Bertram L. Scott | Management | For | For |
| 1.15 | Elect Director Alfred Sommer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Rescind Fair Price Provision | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BHP BILLITON PLC
Meeting Date: OCT 25, 2012
Record Date: OCT 23, 2012
Meeting Type: ANNUAL | Ticker: BLT
Security ID: G10877101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Pat Davies as Director | Management | For | For |
| 3 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 4 | Re-elect Sir John Buchanan as Director | Management | For | For |
| 5 | Re-elect Carlos Cordeiro as Director | Management | For | For |
| 6 | Re-elect David Crawford as Director | Management | For | For |
| 7 | Re-elect Carolyn Hewson as Director | Management | For | For |
| 8 | Re-elect Marius Kloppers as Director | Management | For | For |
| 9 | Re-elect Lindsay Maxsted as Director | Management | For | For |
| 10 | Re-elect Wayne Murdy as Director | Management | For | For |
| 11 | Re-elect Keith Rumble as Director | Management | For | For |
| 12 | Re-elect John Schubert as Director | Management | For | For |
| 13 | Re-elect Shriti Vadera as Director | Management | For | For |
| 14 | Re-elect Jac Nasser as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Remuneration Report | Management | For | For |
| 20 | Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers | Management | For | For |
| |
|---|
BROADCOM CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: BRCM
Security ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
C. R. BARD, INC.
Meeting Date: APR 17, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: BCR
Security ID: 067383109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Barrett | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CELANESE CORPORATION
Meeting Date: APR 25, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: CE
Security ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1b | Elect Director Mark C. Rohr | Management | For | For |
| 1c | Elect Director Farah M. Walters | Management | For | For |
| 1d | Elect Director Edward G. Galante | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 15, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director M. Michele Burns | Management | For | For |
| 1d | Elect Director Michael D. Capellas | Management | For | For |
| 1e | Elect Director Larry R. Carter | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Richard M. Kovacevich | Management | For | For |
| 1k | Elect Director Roderick C. McGeary | Management | For | For |
| 1l | Elect Director Arun Sarin | Management | For | For |
| 1m | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Against |
| |
|---|
COVIDIEN PLC
Meeting Date: MAR 20, 2013
Record Date: JAN 10, 2013
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Joy A. Amundson | Management | For | For |
| 1c | Elect Director Craig Arnold | Management | For | For |
| 1d | Elect Director Robert H. Brust | Management | For | For |
| 1e | Elect Director John M. Connors, Jr. | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Randall J. Hogan, III | Management | For | For |
| 1h | Elect Director Martin D. Madaus | Management | For | For |
| 1i | Elect Director Dennis H. Reilley | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
| 8 | Approve Creation of Distributable Reserves | Management | For | For |
| |
|---|
CSX CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: CSX
Security ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: DHR
Security ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Steven M. Rales | Management | For | For |
| 1.6 | Elect Director John T. Schwieters | Management | For | For |
| 1.7 | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
DEVON ENERGY CORPORATION
Meeting Date: JUN 05, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: DVN
Security ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Henry | Management | For | For |
| 1.2 | Elect Director John A. Hill | Management | For | For |
| 1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.4 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.5 | Elect Director J. Larry Nichols | Management | For | For |
| 1.6 | Elect Director Duane C. Radtke | Management | For | For |
| 1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.8 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DIRECTV
Meeting Date: MAY 02, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: DTV
Security ID: 25490A309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Austrian | Management | For | For |
| 1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
| 1c | Elect Director Abelardo Bru | Management | For | For |
| 1d | Elect Director David Dillon | Management | For | For |
| 1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
| 1f | Elect Director Dixon Doll | Management | For | For |
| 1g | Elect Director Charles Lee | Management | For | For |
| 1h | Elect Director Peter Lund | Management | For | For |
| 1i | Elect Director Nancy Newcomb | Management | For | For |
| 1j | Elect Director Lorrie Norrington | Management | For | For |
| 1k | Elect Director Michael White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DOLLAR GENERAL CORPORATION
Meeting Date: MAY 29, 2013
Record Date: MAR 21, 2013
Meeting Type: ANNUAL | Ticker: DG
Security ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raj Agrawal | Management | For | For |
| 1.2 | Elect Director Warren F. Bryant | Management | For | For |
| 1.3 | Elect Director Michael M. Calbert | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1.7 | Elect Director Adrian Jones | Management | For | For |
| 1.8 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.9 | Elect Director David B. Rickard | Management | For | For |
| 2 | Adopt Majority Voting for the Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE ENERGY CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: DUK
Security ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director John H. Forsgren | Management | For | For |
| 1.7 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Herron | Management | For | For |
| 1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1.11 | Elect Director E. Marie McKee | Management | For | For |
| 1.12 | Elect Director E. James Reinsch | Management | For | For |
| 1.13 | Elect Director James T. Rhodes | Management | For | For |
| 1.14 | Elect Director James E. Rogers | Management | For | For |
| 1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.16 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ENTERGY CORPORATION
Meeting Date: MAY 03, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: ETR
Security ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Scannell Bateman | Management | For | For |
| 1b | Elect Director L.P. Denault | Management | For | For |
| 1c | Elect Director Gary W. Edwards | Management | For | For |
| 1d | Elect Director Alexis M. Herman | Management | For | For |
| 1e | Elect Director Donald C. Hintz | Management | For | For |
| 1f | Elect Director Stuart L. Levenick | Management | For | For |
| 1g | Elect Director Blanche L. Lincoln | Management | For | For |
| 1h | Elect Director Stewart C. Myers | Management | For | For |
| 1i | Elect Director W.J. Tauzin | Management | For | For |
| 1j | Elect Director Steven V. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| |
|---|
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: EXPD
Security ID: 302130109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Rose | Management | For | For |
| 2 | Elect Director Robert R. Wright | Management | For | For |
| 3 | Elect Director Mark A. Emmert | Management | For | For |
| 4 | Elect Director R. Jordan Gates | Management | For | For |
| 5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 6 | Elect Director Michael J. Malone | Management | For | For |
| 7 | Elect Director John W. Meisenbach | Management | For | For |
| 8 | Elect Director Liane J. Pelletier | Management | For | For |
| 9 | Elect Director James L.k. Wang | Management | For | For |
| 10 | Elect Director Tay Yoshitani | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Stock Option Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Stock Retention | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 09, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: ESRX
Security ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Samuel K. Skinner | Management | For | For |
| 1l | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 29, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director U.M. Burns | Management | For | For |
| 1.4 | Elect Director L.R. Faulkner | Management | For | For |
| 1.5 | Elect Director J.S. Fishman | Management | For | For |
| 1.6 | Elect Director H.H. Fore | Management | For | For |
| 1.7 | Elect Director K.C. Frazier | Management | For | For |
| 1.8 | Elect Director W.W. George | Management | For | For |
| 1.9 | Elect Director S.J. Palmisano | Management | For | For |
| 1.10 | Elect Director S.S. Reinemund | Management | For | For |
| 1.11 | Elect Director R.W. Tillerson | Management | For | For |
| 1.12 | Elect Director W.C. Weldon | Management | For | For |
| 1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| 9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | For |
| 10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
| 11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| |
|---|
FACEBOOK, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 16, 2013
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FISERV, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 26, 2013
Meeting Type: ANNUAL | Ticker: FISV
Security ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Flink | Management | For | For |
| 1.2 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.3 | Elect Director Kim M. Robak | Management | For | For |
| 1.4 | Elect Director Doyle R. Simons | Management | For | For |
| 1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FRANKLIN RESOURCES, INC.
Meeting Date: MAR 13, 2013
Record Date: JAN 16, 2013
Meeting Type: ANNUAL | Ticker: BEN
Security ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel H. Armacost | Management | For | For |
| 1b | Elect Director Peter K. Barker | Management | For | For |
| 1c | Elect Director Charles Crocker | Management | For | For |
| 1d | Elect Director Charles B. Johnson | Management | For | For |
| 1e | Elect Director Gregory E. Johnson | Management | For | For |
| 1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1g | Elect Director Mark C. Pigott | Management | For | For |
| 1h | Elect Director Chutta Ratnathicam | Management | For | For |
| 1i | Elect Director Laura Stein | Management | For | For |
| 1j | Elect Director Anne M. Tatlock | Management | For | For |
| 1k | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
| |
|---|
GENERAL MILLS, INC.
Meeting Date: SEP 24, 2012
Record Date: JUL 26, 2012
Meeting Type: ANNUAL | Ticker: GIS
Security ID: 370334104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bradbury H. Anderson | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Paul Danos | Management | For | For |
| 4 | Elect Director William T. Esrey | Management | For | For |
| 5 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 6 | Elect Director Judith Richards Hope | Management | For | For |
| 7 | Elect Director Heidi G. Miller | Management | For | For |
| 8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 9 | Elect Director Steve Odland | Management | For | For |
| 10 | Elect Director Kendall J. Powell | Management | For | For |
| 11 | Elect Director Michael D. Rose | Management | For | For |
| 12 | Elect Director Robert L. Ryan | Management | For | For |
| 13 | Elect Director Dorothy A. Terrell | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GM
Security ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1b | Elect Director David Bonderman | Management | For | Against |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Robert D. Krebs | Management | For | For |
| 1g | Elect Director Kathryn V. Marinello | Management | For | For |
| 1h | Elect Director Michael G. Mullen | Management | For | For |
| 1i | Elect Director James J. Mulva | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Thomas M. Schoewe | Management | For | For |
| 1l | Elect Director Theodore M. Solso | Management | For | For |
| 1m | Elect Director Carol M. Stephenson | Management | For | For |
| 1n | Elect Director Cynthia A. Telles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
HASBRO, INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: HAS
Security ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W. O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Suppliers to Publish Sustainability Report | Shareholder | Against | Against |
| |
|---|
HENRY SCHEIN, INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: HSIC
Security ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M. Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
| 1.3 | Elect Director James P. Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E. Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J. Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J. Kabat | Management | For | For |
| 1.9 | Elect Director Philip A. Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S. Matthews | Management | For | For |
| 1.12 | Elect Director Carol Raphael | Management | For | For |
| 1.13 | Elect Director Bradley T. Sheares | Management | For | For |
| 1.14 | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
Meeting Date: MAY 03, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: ITW
Security ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Don H. Davis, Jr. | Management | For | For |
| 1d | Elect Director James W. Griffith | Management | For | For |
| 1e | Elect Director Robert C. McCormack | Management | For | For |
| 1f | Elect Director Robert S. Morrison | Management | For | For |
| 1g | Elect Director E. Scott Santi | Management | For | For |
| 1h | Elect Director James A. Skinner | Management | For | For |
| 1i | Elect Director David B. Smith, Jr. | Management | For | For |
| 1j | Elect Director Pamela B. Strobel | Management | For | For |
| 1k | Elect Director Kevin M. Warren | Management | For | For |
| 1l | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
INGERSOLL-RAND PLC
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: IR
Security ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
| 6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
| 7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
| 8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| |
|---|
INVESCO LTD.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: IVZ
Security ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph R. Canion | Management | For | For |
| 1.2 | Elect Director Edward P. Lawrence | Management | For | For |
| 1.3 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 25, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Sue Coleman | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Ian E.L. Davis | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michael M.E. Johns | Management | For | For |
| 1.6 | Elect Director Susan L. Lindquist | Management | For | For |
| 1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.8 | Elect Director Leo F. Mullin | Management | For | For |
| 1.9 | Elect Director William D. Perez | Management | For | For |
| 1.10 | Elect Director Charles Prince | Management | For | Against |
| 1.11 | Elect Director A. Eugene Washington | Management | For | For |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Bell | Management | For | For |
| 1b | Elect Director Crandall C.Bowles | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director David M. Cote | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Ellen V. Futter | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: JNPR
Security ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KELLOGG COMPANY
Meeting Date: APR 26, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: K
Security ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon Gund | Management | For | For |
| 1.2 | Elect Director Mary Laschinger | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Cynthia Milligan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
KOHL'S CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: KSS
Security ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Steven A. Burd | Management | For | For |
| 1c | Elect Director Dale E. Jones | Management | For | For |
| 1d | Elect Director Kevin Mansell | Management | For | For |
| 1e | Elect Director John E. Schlifske | Management | For | For |
| 1f | Elect Director Frank V. Sica | Management | For | For |
| 1g | Elect Director Peter M. Sommerhauser | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 1i | Elect Director Nina G. Vaca | Management | For | For |
| 1j | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Animal Cruelty | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LENNAR CORPORATION
Meeting Date: APR 10, 2013
Record Date: FEB 15, 2013
Meeting Type: ANNUAL | Ticker: LEN
Security ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
Meeting Date: MAY 31, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: LOW
Security ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wisemen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
Meeting Date: MAY 10, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: MAR
Security ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1.2 | Elect Director John W. Marriott, III | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Frederick A. Henderson | Management | For | Against |
| 1.5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 1.6 | Elect Director Debra L. Lee | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Harry J. Pearce | Management | For | For |
| 1.9 | Elect Director Steven S Reinemund | Management | For | For |
| 1.10 | Elect Director W. Mitt Romney | Management | For | For |
| 1.11 | Elect Director Lawrence M. Small | Management | For | For |
| 1.12 | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: MDR
Security ID: 580037109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director William H. Schumann, III | Management | For | For |
| 1.7 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 25, 2012
Record Date: MAY 31, 2012
Meeting Type: ANNUAL | Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby, III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Require Independent Board Chairman | Shareholder | Against | For |
| 14 | Stock Retention | Shareholder | Against | Against |
| 15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 28, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
| 7 | Report on Lobbying Activities | Shareholder | Against | Against |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 28, 2012
Record Date: SEP 14, 2012
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates, III | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MOODY'S CORPORATION
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: MCO
Security ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Darrell Duffie | Management | For | For |
| 1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORGAN STANLEY
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: MS
Security ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: MUR
Security ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank W. Blue | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Robert A. Hermes | Management | For | For |
| 1e | Elect Director James V. Kelley | Management | For | For |
| 1f | Elect Director Walentin Mirosh | Management | For | For |
| 1g | Elect Director R. Madison Murphy | Management | For | For |
| 1h | Elect Director J.W. Nolan | Management | For | For |
| 1i | Elect Director Neal E. Schmale | Management | For | For |
| 1j | Elect Director David J.H. Smith | Management | For | For |
| 1k | Elect Director Caroline G. Theus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shona L. Brown | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Ian M. Cook | Management | For | For |
| 1.4 | Elect Director Dina Dublon | Management | For | For |
| 1.5 | Elect Director Victor J. Dzau | Management | For | For |
| 1.6 | Elect Director Ray L. Hunt | Management | For | For |
| 1.7 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.8 | Elect Director Indra K. Nooyi | Management | For | For |
| 1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.12 | Elect Director Daniel Vasella | Management | For | For |
| 1.13 | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 25, 2013
Record Date: FEB 27, 2013
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director M. Anthony Burns | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | Against |
| 1.4 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.5 | Elect Director William H. Gray, III | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Constance J. Horner | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director George A. Lorch | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director Ian C. Read | Management | For | For |
| 1.12 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PG&E CORPORATION
Meeting Date: MAY 06, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: PCG
Security ID: 69331C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Andrews | Management | For | For |
| 1.2 | Elect Director Lewis Chew | Management | For | For |
| 1.3 | Elect Director C. Lee Cox | Management | For | For |
| 1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.5 | Elect Director Fred J. Fowler | Management | For | For |
| 1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.7 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.8 | Elect Director Richard A. Meserve | Management | For | For |
| 1.9 | Elect Director Forrest E. Miller | Management | For | For |
| 1.10 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.11 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.12 | Elect Director Barry Lawson Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.4 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
| 1.6 | Elect Director Jennifer Li | Management | For | For |
| 1.7 | Elect Director Graham Mackay | Management | For | For |
| 1.8 | Elect Director Sergio Marchionne | Management | For | For |
| 1.9 | Elect Director Kalpana Morparia | Management | For | For |
| 1.10 | Elect DirectorLucio A. Noto | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.13 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
Meeting Date: AUG 14, 2012
Record Date: JUN 12, 2012
Meeting Type: ANNUAL | Ticker: PCP
Security ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | For |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
| 1.3 | Elect Director Ulrich Schmidt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 05, 2013
Record Date: JAN 07, 2013
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Duane A. Nelles | Management | For | For |
| 1i | Elect Director Francisco Ros | Management | For | For |
| 1j | Elect Director Brent Scowcroft | Management | For | For |
| 1k | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 21, 2013
Record Date: APR 11, 2013
Meeting Type: ANNUAL | Ticker: RDSA
Security ID: 780259206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Josef Ackermann as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Simon Henry as Director | Management | For | For |
| 6 | Re-elect Charles Holliday as Director | Management | For | For |
| 7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 8 | Re-elect Jorma Ollila as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Peter Voser as Director | Management | For | For |
| 12 | Re-elect Hans Wijers as Director | Management | For | For |
| 13 | Elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
Meeting Date: APR 10, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: SLB
Security ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Adrian Lajous | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director L. Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Amend Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
Meeting Date: MAY 21, 2013
Record Date: APR 04, 2013
Meeting Type: ANNUAL | Ticker: SWN
Security ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Harold M. Korell | Management | For | For |
| 1.5 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.6 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.7 | Elect Director Steven L. Mueller | Management | For | For |
| 1.8 | Elect Director Elliott Pew | Management | For | For |
| 1.9 | Elect Director Alan H. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SPECTRA ENERGY CORP
Meeting Date: APR 30, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: SE
Security ID: 847560109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William T. Esrey | Management | For | For |
| 1b | Elect Director Gregory L. Ebel | Management | For | For |
| 1c | Elect Director Austin A. Adams | Management | For | For |
| 1d | Elect Director Joseph Alvarado | Management | For | For |
| 1e | Elect Director Pamela L. Carter | Management | For | For |
| 1f | Elect Director F. Anthony Comper | Management | For | For |
| 1g | Elect Director Peter B. Hamilton | Management | For | For |
| 1h | Elect Director Dennis R. Hendrix | Management | For | For |
| 1i | Elect Director Michael McShane | Management | For | For |
| 1j | Elect Director Michael G. Morris | Management | For | For |
| 1k | Elect Director Michael E.J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Report on Methane Emissions | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORPORATION
Meeting Date: MAR 20, 2013
Record Date: JAN 10, 2013
Meeting Type: ANNUAL | Ticker: SBUX
Security ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Robert M. Gates | Management | For | For |
| 1d | Elect Director Mellody Hobson | Management | For | For |
| 1e | Elect Director Kevin R. Johnson | Management | For | For |
| 1f | Elect Director Olden Lee | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Prohibit Political Spending | Shareholder | Against | Against |
| |
|---|
STATE STREET CORPORATION
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: STT
Security ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Peter Coym | Management | For | For |
| 1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director Linda A. Hill | Management | For | For |
| 1f | Elect Director Joseph L. Hooley | Management | For | For |
| 1g | Elect Director Robert S. Kaplan | Management | For | For |
| 1h | Elect Director Richard P. Sergel | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director Gregory L. Summe | Management | For | For |
| 1k | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORPORATION
Meeting Date: FEB 13, 2013
Record Date: DEC 17, 2012
Meeting Type: ANNUAL | Ticker: AMTD
Security ID: 87236Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marshall A. Cohen | Management | For | Withhold |
| 1.2 | Elect Director Kerry A. Peacock | Management | For | For |
| 1.3 | Elect Director J. Peter Ricketts | Management | For | For |
| 1.4 | Elect Director Allan R. Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: SEP 12, 2012
Record Date: AUG 13, 2012
Meeting Type: ANNUAL | Ticker: TEVA
Security ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | None | None |
| 2 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | For | For |
| 3.1 | Reelect Phillip Frost as Director | Management | For | For |
| 3.2 | Reelect Roger Abravanel as Director | Management | For | For |
| 3.3 | Elect Galia Maor as Director | Management | For | For |
| 3.4 | Reelect Richard A. Lerner as Director | Management | For | For |
| 3.5 | Reelect Erez Vigodman as Director | Management | For | For |
| 4 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | For | For |
| 5 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | For | For |
| 6 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | For | For |
| 7 | Approve Certain Amendments to Articles of Association | Management | For | For |
| 8 | Approve Indemnification and Release Agreements for Directors of the Company | Management | For | For |
| 9 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 18, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: TXN
Security ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
| 1b | Elect Director Mark A. Blinn | Management | For | For |
| 1c | Elect Director Daniel A. Carp | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Pamela H. Patsley | Management | For | For |
| 1f | Elect Director Robert E. Sanchez | Management | For | For |
| 1g | Elect Director Wayne R. Sanders | Management | For | For |
| 1h | Elect Director Ruth J. Simmons | Management | For | For |
| 1i | Elect Director Richard K. Templeton | Management | For | For |
| 1j | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE BABCOCK & WILCOX COMPANY
Meeting Date: MAY 03, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: BWC
Security ID: 05615F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Fees | Management | For | For |
| 1.2 | Elect Director Richard W. Mies | Management | For | For |
| 1.3 | Elect Director Larry L. Weyers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE BOEING COMPANY
Meeting Date: APR 29, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
Meeting Date: JUL 10, 2012
Record Date: MAY 21, 2012
Meeting Type: SPECIAL | Ticker: KO
Security ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Split | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: KO
Security ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | Against |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Richard M. Daley | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.8 | Elect Director Alexis M. Herman | Management | For | For |
| 1.9 | Elect Director Muhtar Kent | Management | For | For |
| 1.10 | Elect Director Robert A. Kotick | Management | For | For |
| 1.11 | Elect Director Maria Elena Lagomasino | Management | For | Against |
| 1.12 | Elect Director Donald F. McHenry | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 1.16 | Elect Director Jacob Wallenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director William W. George | Management | For | For |
| 6 | Elect Director James A. Johnson | Management | For | For |
| 7 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect Director James J. Schiro | Management | For | For |
| 10 | Elect Director Debora L. Spar | Management | For | For |
| 11 | Elect Director Mark E. Tucker | Management | For | For |
| 12 | Elect Director David A. Viniar | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 17 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 18 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date: APR 23, 2013
Record Date: JAN 31, 2013
Meeting Type: ANNUAL | Ticker: PNC
Security ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Kay Coles James | Management | For | For |
| 1.6 | Elect Director Richard B. Kelson | Management | For | For |
| 1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | For |
| 1.9 | Elect Director Jane G. Pepper | Management | For | For |
| 1.10 | Elect Director James E. Rohr | Management | For | For |
| 1.11 | Elect Director Donald J. Shepard | Management | For | For |
| 1.12 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.13 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.14 | Elect Director Thomas J. Usher | Management | For | For |
| 1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
| 1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Change Financing Risk | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 09, 2012
Record Date: AUG 10, 2012
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela F. Braly | Management | For | For |
| 1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.5 | Elect Director Robert A. McDonald | Management | For | For |
| 1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.8 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1.10 | Elect Director Patricia A. Woertz | Management | For | For |
| 1.11 | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 11, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Dawn G. Lepore | Management | For | For |
| 1.9 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: WMB
Security ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Steven W. Nance | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director Janice D. Stoney | Management | For | For |
| 1.11 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 22, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director C. Martin Harris | Management | For | For |
| 1b | Elect Director Judy C. Lewent | Management | For | For |
| 1c | Elect Director Jim P. Manzi | Management | For | For |
| 1d | Elect Director Lars R. Sorensen | Management | For | For |
| 1e | Elect Director Elaine S. Ullian | Management | For | For |
| 1f | Elect Director Marc N. Casper | Management | For | For |
| 1g | Elect Director Nelson J. Chai | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Fred Hassan | Management | For | Against |
| 1.9 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.10 | Elect Director Paul D. Wachter | Management | For | For |
| 1.11 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. BANCORP
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: ANNUAL | Ticker: USB
Security ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | Against |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: JUN 12, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: UAL
Security ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.8 | Elect Director David J. Vitale | Management | For | For |
| 1.9 | Elect Director John H. Walker | Management | For | For |
| 1.10 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: UPS
Security ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Michael J. Burns | Management | For | For |
| 1c | Elect Director D. Scott Davis | Management | For | For |
| 1d | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1e | Elect Director Michael L. Eskew | Management | For | For |
| 1f | Elect Director William R. Johnson | Management | For | For |
| 1g | Elect Director Candace Kendle | Management | For | For |
| 1h | Elect Director Ann M. Livermore | Management | For | For |
| 1i | Elect Director Rudy H. P. Markham | Management | For | For |
| 1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 29, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: UTX
Security ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2013
Record Date: APR 05, 2013
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
VALERO ENERGY CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Ruben M. Escobedo | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Bob Marbut | Management | For | For |
| 1f | Elect Director Donald L. Nickles | Management | For | Against |
| 1g | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1h | Elect Director Robert A. Profusek | Management | For | For |
| 1i | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1j | Elect Director Stephen M. Waters | Management | For | For |
| 1k | Elect Director Randall J. Weisenburger | Management | For | For |
| 1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Against |
| |
|---|
VISA INC.
Meeting Date: JAN 30, 2013
Record Date: DEC 04, 2012
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary P. Coughlan | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Joseph W. Saunders | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director William S. Shanahan | Management | For | For |
| 1k | Elect Director John A. Swainson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
W.W. GRAINGER, INC.
Meeting Date: APR 24, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: GWW
Security ID: 384802104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | Withhold |
| 1.3 | Elect Director William K. Hall | Management | For | For |
| 1.4 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Michael J. Roberts | Management | For | For |
| 1.8 | Elect Director Gary L. Rogers | Management | For | For |
| 1.9 | Elect Director James T. Ryan | Management | For | For |
| 1.10 | Elect Director E. Scott Santi | Management | For | For |
| 1.11 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
Meeting Date: JUN 07, 2013
Record Date: APR 11, 2013
Meeting Type: ANNUAL | Ticker: WMT
Security ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Douglas N. Daft | Management | For | For |
| 1e | Elect Director Michael T. Duke | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Marissa A. Mayer | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S. Reinemund | Management | For | For |
| 1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1k | Elect Director Jim C. Walton | Management | For | For |
| 1l | Elect Director S. Robson Walton | Management | For | For |
| 1m | Elect Director Christopher J. Williams | Management | For | For |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
| 8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| |
|---|
WELLPOINT, INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: WLP
Security ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sheila P. Burke | Management | For | For |
| 1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 1c | Elect Director Joseph R. Swedish | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 23, 2013
Record Date: FEB 26, 2013
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director Howard V. Richardson | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
| |
|---|
WYNN RESORTS, LIMITED
Meeting Date: NOV 02, 2012
Record Date: SEP 12, 2012
Meeting Type: ANNUAL | Ticker: WYNN
Security ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Chen | Management | For | For |
| 1.2 | Elect Director Marc D. Schorr | Management | For | For |
| 1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
| 1.4 | Elect Director Elaine P. Wynn | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
Meeting Date: FEB 22, 2013
Record Date: JAN 15, 2013
Meeting Type: SPECIAL | Ticker: WYNN
Security ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Remove Director Kazuo Okada | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
Meeting Date: MAY 07, 2013
Record Date: MAR 13, 2013
Meeting Type: ANNUAL | Ticker: WYNN
Security ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray R. Irani | Management | For | Withhold |
| 1.2 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
| 1.3 | Elect Director D. Boone Wayson | Management | For | Withhold |
| 1.4 | Elect Director Stephen A. Wynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XL GROUP PLC
Meeting Date: APR 26, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: XL
Security ID: G98290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Joseph Mauriello as Director | Management | For | For |
| 2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 3 | Elect Clayton S. Rose as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
Meeting Date: MAY 15, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: YUM
Security ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director J. David Grissom | Management | For | For |
| 1f | Elect Director Bonnie G. Hill | Management | For | For |
| 1g | Elect Director Jonathan S. Linen | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director David C. Novak | Management | For | For |
| 1j | Elect Director Thomas M. Ryan | Management | For | For |
| 1k | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Against |
END NPX REPORT
