UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-3568
MANAGED ASSETS TRUST
(Exact name of registrant as specified in charter)
One Cityplace, Hartford, CT 06103-3415
(Address of principal executive offices) (Zip code)
Elizabeth M. Forget
President
Managed Assets Trust
260 Madison Avenue, 10th Floor
New York, NY 10016
(Name and Address of Agent for Service)
Copy to:
Robert N. Hickey, Esq.
Sullivan & Worcester LLP
1666 K Street, N.W.
Washington, D.C. 20006
Registrant’s telephone number, including area code: (800) 848-3854
Date of fiscal year end: December 31
Date of reporting period: July 1, 2004 through June 30, 2005
Item 1. Proxy Voting Record.
Vote Summary Report
July 01, 2004 - June 30, 2005
Managed Assets Trust
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03568
Reporting Period: 07/01/2004 - 06/30/2005
Managed Assets Trust
TRAVELERS SERIES TRUST - MANAGED ASSETS TRUST
3M CO
Ticker: | MMM | Security ID: | 88579Y101 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Vance D. Coffman | For | For | Management | ||||
1.2 | Elect Director Rozanne L. Ridgway | For | For | Management | ||||
1.3 | Elect Director Louis W. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
5 | Implement China Principles | Against | Against | Shareholder |
ABBOTT LABORATORIES
Ticker: | ABT | Security ID: | 002824100 | |||
Meeting Date: | APR 22, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R.S. Austin | For | For | Management | ||||
1.2 | Elect Director W.S. Daley | For | For | Management | ||||
1.3 | Elect Director H.L. Fuller | For | For | Management | ||||
1.4 | Elect Director R.A. Gonzalez | For | For | Management | ||||
1.5 | Elect Director J.M. Greenberg | For | For | Management | ||||
1.6 | Elect Director J.M. Leiden | For | For | Management | ||||
1.7 | Elect Director D.A.L. Owen | For | For | Management | ||||
1.8 | Elect Director B. Powell Jr. | For | For | Management | ||||
1.9 | Elect Director A.B. Rand | For | For | Management | ||||
1.10 | Elect Director W.A. Reynolds | For | For | Management | ||||
1.11 | Elect Director R.S. Roberts | For | For | Management | ||||
1.12 | Elect Director W.D. Smithburg | For | For | Management | ||||
1.13 | Elect Director J.R. Walter | For | For | Management | ||||
1.14 | Elect Director M.D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Link Executive Compensation to Government Fines | Against | Against | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
5 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder | ||||
8 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
Page 1
ACE LTD.
Ticker: | ACE | Security ID: | G0070K103 | |||
Meeting Date: | MAY 26, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 8, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Evan G. Greenberg | For | For | Management | ||||
1.2 | Elect Director John A. Krol | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ADOBE SYSTEMS INC.
Ticker: | ADBE | Security ID: | 00724F101 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carol Mills | For | For | Management | ||||
1.2 | Elect Director Colleen M. Pouliot | For | For | Management | ||||
1.3 | Elect Director Robert Sedgewick | For | For | Management | ||||
1.4 | Elect Director John E. Warnock | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Non Employee Director Stock Option Plan | For | For | Management | ||||
4 | Expense Stock Options | Against | For | Shareholder | ||||
5 | Review/Limit Executive Compensation | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
ADVANCED MICRO DEVICES, INC.
Ticker: | AMD | Security ID: | 007903107 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hector de. J. Ruiz | For | For | Management | ||||
1.2 | Elect Director W. Michael Barnes | For | For | Management | ||||
1.3 | Elect Director Bruce L. Claflin | For | For | Management | ||||
1.4 | Elect Director H. Paulett Eberhart | For | For | Management | ||||
1.5 | Elect Director David J. Edmondson | For | For | Management | ||||
1.6 | Elect Director Robert B. Palmer | For | For | Management | ||||
1.7 | Elect Director Leonard M. Silverman | For | For | Management | ||||
1.8 | Elect Director Morton L. Topfer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
4 | Expense Stock Options | Against | For | Shareholder |
Page 2
AES CORP., THE
Ticker: | AES | Security ID: | 00130H105 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard Darman | For | For | Management | ||||
1.2 | Elect Director Paul T. Hanrahan | For | For | Management | ||||
1.3 | Elect Director Kristina M. Johnson | For | For | Management | ||||
1.4 | Elect Director John A. Koskinen | For | For | Management | ||||
1.5 | Elect Director Philip Lader | For | For | Management | ||||
1.6 | Elect Director John H. McArthur | For | For | Management | ||||
1.7 | Elect Director Sandra O. Moose | For | For | Management | ||||
1.8 | Elect Director Philip A. Odeen | For | For | Management | ||||
1.9 | Elect Director Charles O. Rossotti | For | For | Management | ||||
1.10 | Elect Director Sven Sandstrom | For | For | Management | ||||
1.11 | Elect Director Roger W. Sant | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AETNA INC.
Ticker: | AET | Security ID: | 00817Y108 | |||
Meeting Date: | APR 29, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Betsy Z. Cohen | For | For | Management | ||||
1.2 | Elect Director Barbara Hackman Franklin | For | For | Management | ||||
1.3 | Elect Director Jeffrey E. Garten | For | For | Management | ||||
1.4 | Elect Director Earl G. Graves | For | For | Management | ||||
1.5 | Elect Director Gerald Greenwald | For | For | Management | ||||
1.6 | Elect Director Ellen M. Hancock | For | For | Management | ||||
1.7 | Elect Director Michael H. Jordan | For | For | Management | ||||
1.8 | Elect Director Edward J. Ludwig | For | For | Management | ||||
1.9 | Elect Director Joseph P. Newhouse | For | For | Management | ||||
1.10 | Elect Director John W. Rowe, M.D. | For | For | Management | ||||
1.11 | Elect Director Ronald A. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Stock Option Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
6 | Expense Stock Options | Against | For | Shareholder |
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel P. Amos | For | For | Management | ||||
1.2 | Elect Director John Shelby Amos II | For | For | Management | ||||
1.3 | Elect Director Michael H. Armacost | For | For | Management | ||||
1.4 | Elect Director Kriss Cloninger III | For | For | Management | ||||
1.5 | Elect Director Joe Frank Harris | For | For | Management |
Page 3
1.6 | Elect Director Elizabeth J. Hudson | For | For | Management | ||||
1.7 | Elect Director Kenneth S. Janke Sr. | For | For | Management | ||||
1.8 | Elect Director Douglas W. Johnson | For | For | Management | ||||
1.9 | Elect Director Robert B. Johnson | For | For | Management | ||||
1.10 | Elect Director Charles B. Knapp | For | For | Management | ||||
1.11 | Elect Director Hidefumi Matsui | For | For | Management | ||||
1.12 | Elect Director E. Stephen Purdom, M.D. | For | For | Management | ||||
1.13 | Elect Director Barbara K. Rimer, Ph.D. | For | For | Management | ||||
1.14 | Elect Director Marvin R. Schuster | For | For | Management | ||||
1.15 | Elect Director David Gary Thompson | For | For | Management | ||||
1.16 | Elect Director Tohru Tonoike | For | For | Management | ||||
1.17 | Elect Director Robert L. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | APR 22, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph T. Gorman | For | For | Management | ||||
1.2 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
ALLSTATE CORP., THE
Ticker: | ALL | Security ID: | 020002101 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
1.2 | Elect Director James G. Andress | For | For | Management | ||||
1.3 | Elect Director Edward A. Brennan | For | For | Management | ||||
1.4 | Elect Director W. James Farrell | For | For | Management | ||||
1.5 | Elect Director Jack M. Greenberg | For | For | Management | ||||
1.6 | Elect Director Ronald T. LeMay | For | For | Management | ||||
1.7 | Elect Director Edward M. Liddy | For | For | Management | ||||
1.8 | Elect Director J. Christopher Reyes | For | For | Management | ||||
1.9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
1.10 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.11 | Elect Director Judith A. Sprieser | For | For | Management | ||||
1.12 | Elect Director Mary Alice Taylor | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide for Cumulative Voting | Against | For | Shareholder |
Page 4
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
1.2 | Elect Director Harold Brown | For | For | Management | ||||
1.3 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||
1.4 | Elect Director Louis C. Camilleri | For | For | Management | ||||
1.5 | Elect Director J. Dudley Fishburn | For | For | Management | ||||
1.6 | Elect Director Robert E. R. Huntley | For | For | Management | ||||
1.7 | Elect Director Thomas W. Jones | For | For | Management | ||||
1.8 | Elect Director George Munoz | For | For | Management | ||||
1.9 | Elect Director Lucio A. Noto | For | For | Management | ||||
1.10 | Elect Director John S. Reed | For | For | Management | ||||
1.11 | Elect Director Carlos Slim Helu | For | For | Management | ||||
1.12 | Elect Director Stephen M. Wolf | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
6 | Product Warnings for Pregnant Women | Against | Against | Shareholder | ||||
7 | Cease Use of Light and Ultra Light in Cigarette Marketing | Against | Against | Shareholder | ||||
8 | Apply Fire Safety Standards for Cigarettes | Against | Against | Shareholder |
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 | |||
Meeting Date: | MAY 3, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Phillip B. Lassiter | For | For | Management | ||||
1.2 | Elect Director Michael A. Callen | For | For | Management | ||||
1.3 | Elect Director Jill M. Considine | For | For | Management | ||||
1.4 | Elect Director Robert J. Genader | For | For | Management | ||||
1.5 | Elect Director W. Grant Gregory | For | For | Management | ||||
1.6 | Elect Director Thomas C. Theobald | For | For | Management | ||||
1.7 | Elect Director Laura S. Unger | For | For | Management | ||||
1.8 | Elect Director Henry D.G. Wallace | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director E.R. Brooks | For | Withhold | Management | ||||
1.2 | Elect Director Donald M. Carlton | For | For | Management | ||||
1.3 | Elect Director John P. DesBarres | For | For | Management | ||||
1.4 | Elect Director Robert W. Fri | For | For | Management | ||||
1.5 | Elect Director William R. Howell | For | For | Management | ||||
1.6 | Elect Director Lester A. Hudson, Jr. | For | For | Management | ||||
1.7 | Elect Director Michael G. Morris | For | For | Management | ||||
1.8 | Elect Director Lionel L. Nowell III | For | For | Management | ||||
1.9 | Elect Director Richard L. Sandor | For | For | Management |
Page 5
1.10 | Elect Director Donald G. Smith | For | For | Management | ||||
1.11 | Elect Director Kathryn D. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Submit Executive Retirement Plan to Shareholder Vote | Against | For | Shareholder |
AMERICAN EXPRESS CO.
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel F. Akerson | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director William G. Bowen | For | For | Management | ||||
1.4 | Elect Director Ursula M. Burns | For | For | Management | ||||
1.5 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.6 | Elect Director Peter R. Dolan | For | For | Management | ||||
1.7 | Elect Director Vernon E. Jordan, Jr. | For | For | Management | ||||
1.8 | Elect Director Jan Leschly | For | For | Management | ||||
1.9 | Elect Director Richard A. McGinn | For | For | Management | ||||
1.10 | Elect Director Edward D. Miller | For | For | Management | ||||
1.11 | Elect Director Frank P. Popoff | For | For | Management | ||||
1.12 | Elect Director Robert D. Walter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Company-Specific—Compensation-Related | Against | Against | Shareholder | ||||
4 | Report on Political Contributions | Against | Against | Shareholder |
AMERISOURCEBERGEN CORP
Ticker: | ABC | Security ID: | 03073E105 | |||
Meeting Date: | MAR 4, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rodney H. Brady | For | For | Management | ||||
1.2 | Elect Director Charles H. Cotros | For | For | Management | ||||
1.3 | Elect Director Jane E. Henney, M.D. | For | For | Management | ||||
1.4 | Elect Director R. David Yost | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dr. David Baltimore | For | For | Management | ||||
1.2 | Elect Director Ms. Judith C. Pelham | For | For | Management | ||||
1.3 | Elect Director Mr. Kevin W. Sharer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 6
3 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
4 | Review/Limit Executive Compensation | Against | Against | Shareholder | ||||
5 | Adopt Retention Ratio for Executives | Against | For | Shareholder |
ANADARKO PETROLEUM CORP.
Ticker: | APC | Security ID: | 032511107 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R. Butler | For | For | Management | ||||
1.2 | Elect Director Preston M. Geren III | For | For | Management | ||||
1.3 | Elect Director John R. Gordon | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder |
ANALOG DEVICES, INC.
Ticker: | ADI | Security ID: | 032654105 | |||
Meeting Date: | MAR 8, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John L. Doyle | For | For | Management | ||||
1.2 | Elect Director Christine King | For | For | Management | ||||
1.3 | Elect Director Ray Stata | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Expense Stock Options | Against | For | Shareholder |
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: | BUD | Security ID: | 035229103 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Jacob | For | For | Management | ||||
1.2 | Elect Director Charles F. Knight | For | For | Management | ||||
1.3 | Elect Director Joyce M. Roche | For | For | Management | ||||
1.4 | Elect Director Henry Hugh Shelton | For | For | Management | ||||
1.5 | Elect Director Patrick T. Stokes | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Stock Option Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 7
AON CORP.
Ticker: | AOC | Security ID: | 037389103 | |||
Meeting Date: | MAY 20, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick G. Ryan | For | For | Management | ||||
1.2 | Elect Director Gregory C. Case | For | For | Management | ||||
1.3 | Elect Director Edgar D. Jannotta | For | For | Management | ||||
1.4 | Elect Director Jan Kalff | For | For | Management | ||||
1.5 | Elect Director Lester B. Knight | For | For | Management | ||||
1.6 | Elect Director J. Michael Losh | For | For | Management | ||||
1.7 | Elect Director R. Eden Martin | For | For | Management | ||||
1.8 | Elect Director Andrew J. McKenna | For | For | Management | ||||
1.9 | Elect Director Robert S. Morrison | For | For | Management | ||||
1.10 | Elect Director Richard C. Notebaert | For | For | Management | ||||
1.11 | Elect Director John W. Rogers, Jr. | For | For | Management | ||||
1.12 | Elect Director Gloria Santona | For | For | Management | ||||
1.13 | Elect Director Carolyn Y. Woo | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | APR 21, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred D. Anderson | For | For | Management | ||||
1.2 | Elect Director William V. Campbell | For | For | Management | ||||
1.3 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.4 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.5 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Jerome B. York | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Performance-Based/Indexed Options | Against | For | Shareholder |
ARCHER DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 | |||
Meeting Date: | NOV 4, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G. Allen Andreas | For | For | Management | ||||
1.2 | Elect Director Alan L. Boeckmann | For | For | Management | ||||
1.3 | Elect Director Mollie Hale Carter | For | For | Management | ||||
1.4 | Elect Director Roger S. Joslin | For | For | Management | ||||
1.5 | Elect Director Patrick J. Moore | For | For | Management | ||||
1.6 | Elect Director M. Brian Mulroney | For | For | Management | ||||
1.7 | Elect Director Thomas F. O’Neill | For | For | Management | ||||
1.8 | Elect Director O.G. Webb | For | For | Management | ||||
1.9 | Elect Director Kelvin R. Westbrook | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Employee Stock Purchase Plan | For | For | Management | ||||
4 | Report on Genetically Engineered Products | Against | Against | Shareholder |
Page 8
AT&T CORP.
Ticker: | T | Security ID: | 001957505 | |||
Meeting Date: | JUN 30, 2005 | Meeting Type: | Annual | |||
Record Date: | MAY 27, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3.1 | Elect Director William F. Aldinger | For | For | Management | ||||
3.2 | Elect Director Kenneth T. Derr | For | For | Management | ||||
3.3 | Elect Director D.W. Dorman | For | For | Management | ||||
3.4 | Elect Director M.K. Eickhoff-Smith | For | For | Management | ||||
3.5 | Elect Director H.L. Henkel | For | For | Management | ||||
3.6 | Elect Director F.C. Herringer | For | For | Management | ||||
3.7 | Elect Director Jon C. Madonna | For | For | Management | ||||
3.8 | Elect Director Donald F. McHenry | For | For | Management | ||||
3.9 | Elect Director Tony L. White | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Limit Awards to Executives | Against | Against | Shareholder | ||||
6 | Performance - Based/Indexed Options | Against | Against | Shareholder | ||||
7 | Report on Executive Compensation | Against | Against | Shareholder | ||||
8 | Redeem or Vote Poison Pill | Against | For | Shareholder | ||||
9 | Review Executive Compensation | Against | For | Shareholder | ||||
10 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
AUTODESK, INC.
Ticker: | ADSK | Security ID: | 052769106 | |||
Meeting Date: | JUN 23, 2005 | Meeting Type: | Annual | |||
Record Date: | MAY 2, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carol A. Bartz | For | For | Management | ||||
1.2 | Elect Director Mark A. Bertelsen | For | For | Management | ||||
1.3 | Elect Director Crawford W. Beveridge | For | For | Management | ||||
1.4 | Elect Director J. Hallam Dawson | For | For | Management | ||||
1.5 | Elect Director Michael J. Fister | For | For | Management | ||||
1.6 | Elect Director Per-Kristian Halvorsen | For | For | Management | ||||
1.7 | Elect Director Steven L. Scheid | For | For | Management | ||||
1.8 | Elect Director Mary Alice Taylor | For | For | Management | ||||
1.9 | Elect Director Larry W. Wangberg | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Increase in Common Stock and a Stock Split | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
Page 9
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 16, 2004 | Meeting Type: | Annual | |||
Record Date: | OCT 21, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles M. Elson | For | For | Management | ||||
1.2 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.3 | Elect Director N. Gerry House | For | For | Management | ||||
1.4 | Elect Director J.R. Hyde, III | For | For | Management | ||||
1.5 | Elect Director Edward S. Lampert | For | For | Management | ||||
1.6 | Elect Director W. Andrew Mckenna | For | For | Management | ||||
1.7 | Elect Director Steve Odland | For | For | Management | ||||
1.8 | Elect Director James J. Postl | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
AVERY DENNISON CORP.
Ticker: | AVY | Security ID: | 053611109 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter K. Barker | For | For | Management | ||||
1.2 | Elect Director Richard M. Ferry | For | For | Management | ||||
1.3 | Elect Director Kent Kresa | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
1.4 | Elect Director J. Larry Nichols | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Act on Shareholder Resolutions that Receive Majority Support | Against | For | Shareholder |
BALL CORP.
Ticker: | BLL | Security ID: | 058498106 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George M. Smart | For | For | Management | ||||
1.2 | Elect Director Theodore M. Solso | For | For | Management | ||||
1.3 | Elect Director Stuart A. Taylor | For | For | Management |
Page 10
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Bundled Compensation Plans | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William Barnet, III | For | For | Management | ||||
1.2 | Elect Director Charles W. Coker | For | For | Management | ||||
1.3 | Elect Director John T. Collins | For | For | Management | ||||
1.4 | Elect Director Gary L. Countryman | For | For | Management | ||||
1.5 | Elect Director Paul Fulton | For | For | Management | ||||
1.6 | Elect Director Charles K. Gifford | For | For | Management | ||||
1.7 | Elect Director W. Steven Jones | For | For | Management | ||||
1.8 | Elect Director Kenneth D. Lewis | For | For | Management | ||||
1.9 | Elect Director Walter E. Massey | For | For | Management | ||||
1.10 | Elect Director Thomas J. May | For | For | Management | ||||
1.11 | Elect Director Patricia E. Mitchell | For | For | Management | ||||
1.12 | Elect Director Edward L. Romero | For | For | Management | ||||
1.13 | Elect Director Thomas M. Ryan | For | For | Management | ||||
1.14 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||
1.15 | Elect Director Meredith R. Spangler | For | For | Management | ||||
1.16 | Elect Director Robert L. Tillman | For | For | Management | ||||
1.17 | Elect Director Jackie M. Ward | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | Against | Shareholder | ||||
4 | Director Nominee Amendment | Against | Against | Shareholder |
BEAR STEARNS COMPANIES INC., THE
Ticker: | BSC | Security ID: | 073902108 | |||
Meeting Date: | APR 7, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James E. Cayne | For | For | Management | ||||
1.2 | Elect Director Henry S. Bienen | For | For | Management | ||||
1.3 | Elect Director Carl D. Glickman | For | For | Management | ||||
1.4 | Elect Director Alan C. Greenberg | For | For | Management | ||||
1.5 | Elect Director Donald J. Harrington | For | For | Management | ||||
1.6 | Elect Director Frank T. Nickell | For | For | Management | ||||
1.7 | Elect Director Paul A. Novelly | For | For | Management | ||||
1.8 | Elect Director Frederic V. Salerno | For | For | Management | ||||
1.9 | Elect Director Alan D. Schwartz | For | For | Management | ||||
1.10 | Elect Director Warren J. Spector | For | For | Management | ||||
1.11 | Elect Director Vincent Tese | For | For | Management | ||||
1.12 | Elect Director Wesley S. Williams Jr. | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 11
BECTON, DICKINSON AND COMPANY
Ticker: | BDX | Security ID: | 075887109 | |||
Meeting Date: | FEB 1, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 6, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Basil L. Anderson | For | For | Management | ||||
1.2 | Elect Director Gary A. Mecklenburg | For | For | Management | ||||
1.3 | Elect Director James E. Perrella | For | For | Management | ||||
1.4 | Elect Director Alfred Sommer | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
BELLSOUTH CORP.
Ticker: | BLS | Security ID: | 079860102 | |||
Meeting Date: | APR 25, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director F. Duane Ackerman | For | For | Management | ||||
1.2 | Elect Director Reuben V. Anderson | For | For | Management | ||||
1.3 | Elect Director James H. Blanchard | For | For | Management | ||||
1.4 | Elect Director J. Hyatt Brown | For | For | Management | ||||
1.5 | Elect Director Armando M. Codina | For | For | Management | ||||
1.6 | Elect Director Kathleen F. Feldstein | For | For | Management | ||||
1.7 | Elect Director James P. Kelly | For | For | Management | ||||
1.8 | Elect Director Leo F. Mullin | For | For | Management | ||||
1.9 | Elect Director William S. Stavropoulos | For | For | Management | ||||
1.10 | Elect Director Robin B. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Political Contributions | Against | Against | Shareholder |
BIOGEN IDEC, INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 3, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 6, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas F. Keller | For | For | Management | ||||
1.2 | Elect Director William H. Rastetter | For | For | Management | ||||
1.3 | Elect Director Lynn Schenk | For | For | Management | ||||
1.4 | Elect Director Philip A. Sharp | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
Page 12
BLACK & DECKER CORP., THE
Ticker: | BDK | Security ID: | 091797100 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nolan D. Archibald | For | For | Management | ||||
1.2 | Elect Director Norman R. Augustine | For | For | Management | ||||
1.3 | Elect Director Barbara L. Bowles | For | For | Management | ||||
1.4 | Elect Director M. Anthony Burns | For | For | Management | ||||
1.5 | Elect Director Kim B. Clark | For | For | Management | ||||
1.6 | Elect Director Manuel A. Fernandez | For | For | Management | ||||
1.7 | Elect Director Benjamin H. Griswold, IV | For | For | Management | ||||
1.8 | Elect Director Anthony Luiso | For | For | Management | ||||
1.9 | Elect Director Mark H. Willes | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Restricted Stock Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
6 | Limit Executive Compensation | Against | Against | Shareholder |
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 | |||
Meeting Date: | AUG 24, 2004 | Meeting Type: | Annual | |||
Record Date: | JUL 6, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director B. Garland Cupp | For | For | Management | ||||
1.2 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
1.3 | Elect Director Jon E. Barfield | For | For | Management | ||||
1.4 | Elect Director John W. Barter | For | For | Management | ||||
1.5 | Elect Director Meldon K. Gafner | For | For | Management | ||||
1.6 | Elect Director Lew W. Gray | For | For | Management | ||||
1.7 | Elect Director Kathleen A. O’Neil | For | For | Management | ||||
1.8 | Elect Director George F. Raymond | For | For | Management | ||||
1.9 | Elect Director Tom C. Tinsley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
BOEING CO., THE
Ticker: | BA | Security ID: | 097023105 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kenneth M. Duberstein | For | Withhold | Management | ||||
1.2 | Elect Director W. James McNerney, Jr. | For | Withhold | Management | ||||
1.3 | Elect Director Lewis E. Platt | For | Withhold | Management | ||||
1.4 | Elect Director Mike S. Zafirovski | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt Human Rights Policy | Against | For | Shareholder | ||||
4 | Develop Ethical Criteria for Military Contracts | Against | Against | Shareholder | ||||
5 | Report on Political Contributions | Against | Against | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||||
7 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder | ||||
8 | Establish Other Board Committee | Against | For | Shareholder | ||||
9 | Separate Chairman and CEO Positions | Against | Against | Shareholder |
Page 13
BORDERS GROUP, INC.
Ticker: | BGP | Security ID: | 099709107 | |||
Meeting Date: | MAY 19, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joel J. Cohen | For | For | Management | ||||
1.2 | Elect Director Gregory P. Josefowicz | For | For | Management | ||||
1.3 | Elect Director Amy B. Lane | For | For | Management | ||||
1.4 | Elect Director Victor L. Lund | For | For | Management | ||||
1.5 | Elect Director Dr. Edna Greene Medford | For | For | Management | ||||
1.6 | Elect Director Lawrence I. Pollock | For | For | Management | ||||
1.7 | Elect Director Beth M. Pritchard | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ray J. Groves | For | For | Management | ||||
1.2 | Elect Director Peter M. Nicholas | For | For | Management | ||||
1.3 | Elect Director Warren B. Rudman | For | For | Management | ||||
1.4 | Elect Director James R. Tobin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 | |||
Meeting Date: | MAY 3, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director V.D. Coffman | For | For | Management | ||||
1.2 | Elect Director J.M. Cornelius | For | For | Management | ||||
1.3 | Elect Director P.R. Dolan | For | For | Management | ||||
1.4 | Elect Director E.V. Futter | For | For | Management | ||||
1.5 | Elect Director L.V. Gershtner, Jr. | For | For | Management | ||||
1.6 | Elect Director L. Johansson | For | For | Management | ||||
1.7 | Elect Director L.W. Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Articles to Eliminate Certain Supermajority Vote Requirements | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||
5 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
Page 14
6 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
7 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
8 | Proposal Regarding Restatement Situations | Against | Against | Shareholder | ||||
9 | Limit/Prohibit Awards to Executives | Against | For | Shareholder | ||||
10 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BURLINGTON RESOURCES INC.
Ticker: | BR | Security ID: | 122014103 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director B.T. Alexander | For | For | Management | ||||
1.2 | Elect Director R.V. Anderson | For | For | Management | ||||
1.3 | Elect Director L.I. Grant | For | For | Management | ||||
1.4 | Elect Director R.J. Harding | For | For | Management | ||||
1.5 | Elect Director J.T. LaMacchia | For | For | Management | ||||
1.6 | Elect Director R.L. Limbacher | For | For | Management | ||||
1.7 | Elect Director J.F. McDonald | For | For | Management | ||||
1.8 | Elect Director K.W. Orce | For | For | Management | ||||
1.9 | Elect Director D.M. Roberts | For | For | Management | ||||
1.10 | Elect Director J.A. Runde | For | For | Management | ||||
1.11 | Elect Director J.F. Schwarz | For | For | Management | ||||
1.12 | Elect Director W. Scott, Jr. | For | For | Management | ||||
1.13 | Elect Director B.S. Shackouls | For | For | Management | ||||
1.14 | Elect Director S.J. Shapiro | For | For | Management | ||||
1.15 | Elect Director W.E. Wade, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CAPITAL ONE FINANCIAL CORP.
Ticker: | COF | Security ID: | 14040H105 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Patrick W. Gross | For | For | Management | ||||
1.2 | Elect Director Ann Fritz Hackett | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
4 | Report on Pay Disparity | Against | Against | Shareholder |
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 | |||
Meeting Date: | DEC 8, 2004 | Meeting Type: | Annual | |||
Record Date: | OCT 25, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George H. Conrades | For | For | Management | ||||
1.2 | Elect Director Robert L. Gerbig | For | For | Management |
Page 15
1.3 | Elect Director Richard C. Notebaert | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder |
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edwin M. Crawford | For | For | Management | ||||
1.2 | Elect Director Kristen Gibney Williams | For | For | Management | ||||
1.3 | Elect Director Edward L. Hardin | For | For | Management | ||||
2 | Report on Political Contributions | Against | Against | Shareholder |
CARNIVAL CORP.
Ticker: | CCL | Security ID: | 143658300 | |||
Meeting Date: | APR 13, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Micky Arison | For | For | Management | ||||
1.2 | Elect Director Amb Richard G. Capen Jr | For | For | Management | ||||
1.3 | Elect Director Robert H. Dickinson | For | For | Management | ||||
1.4 | Elect Director Arnold W. Donald | For | For | Management | ||||
1.5 | Elect Director Pier Luigi Foschi | For | For | Management | ||||
1.6 | Elect Director Howard S. Frank | For | For | Management | ||||
1.7 | Elect Director Richard J. Glasier | For | For | Management | ||||
1.8 | Elect Director Baroness Hogg | For | For | Management | ||||
1.9 | Elect Director A. Kirk Lanterman | For | For | Management | ||||
1.10 | Elect Director Modesto A. Maidique | For | For | Management | ||||
1.11 | Elect Director John P. Mcnulty | For | For | Management | ||||
1.12 | Elect Director Sir John Parker | For | For | Management | ||||
1.13 | Elect Director Peter G. Ratcliffe | For | For | Management | ||||
1.14 | Elect Director Stuart Subotnick | For | For | Management | ||||
1.15 | Elect Director Uzi Zucker | For | For | Management | ||||
2 | TO APPROVE THE AMENDED AND RESTATED CARNIVAL CORPORATION 2001 OUTSIDE DIRECTOR STOCK PLAN. | For | For | Management | ||||
3 | TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE SHARE PLAN. | For | For | Management | ||||
4 | TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE STOCK PURCHASE PLAN. | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS. | For | For | Management | ||||
7 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2004. | For | For | Management | ||||
8 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | For | For | Management | ||||
9 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | For | For | Management | ||||
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | For | For | Management | ||||
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | For | For | Management |
Page 16
CENDANT CORPORATION
Ticker: | CD | Security ID: | 151313103 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Myra J. Biblowit | For | For | Management | ||||
1.2 | Elect Director Leonard S. Coleman | For | For | Management | ||||
1.3 | Elect Director Cheryl D. Mills | For | For | Management | ||||
1.4 | Elect Director Brian Mulroney | For | For | Management | ||||
1.5 | Elect Director Robert E. Nederlander | For | For | Management | ||||
1.6 | Elect Director Ronald L. Nelson | For | For | Management | ||||
1.7 | Elect Director Robert W. Pittman | For | For | Management | ||||
1.8 | Elect Director Pauline D. E. Richards | For | For | Management | ||||
1.9 | Elect Director Sheli Z. Rosenburg | For | For | Management | ||||
1.10 | Elect Director Robert F. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Outside Director Stock Awards/Options in Lieu of Cash | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Report on Pay Disparity | Against | Against | Shareholder | ||||
6 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Against | For | Shareholder |
CENTURYTEL, INC.
Ticker: | CTL | Security ID: | 156700106 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Virginia Boulet | For | For | Management | ||||
1.2 | Elect Director Calvin Czeschin | For | For | Management | ||||
1.3 | Elect Director James B. Gardner | For | For | Management | ||||
1.4 | Elect Director Gregory J. McCray | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
Page 17
CHEVRON CORP
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Samuel H. Armacost | For | For | Management | ||||
1.2 | Elect Director Robert E. Denham | For | For | Management | ||||
1.3 | Elect Director Robert J. Eaton | For | For | Management | ||||
1.4 | Elect Director Sam Ginn | For | For | Management | ||||
1.5 | Elect Director Carla Anderson Hills | For | For | Management | ||||
1.6 | Elect Director Franklyn G. Jenifer | For | For | Management | ||||
1.7 | Elect Director Sam Nunn | For | For | Management | ||||
1.8 | Elect Director David J. O’Reilly | For | For | Management | ||||
1.9 | Elect Director Peter J. Robertson | For | For | Management | ||||
1.10 | Elect Director Charles R. Shoemate | For | For | Management | ||||
1.11 | Elect Director Ronald D. Sugar | For | For | Management | ||||
1.12 | Elect Director Carl Ware | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | Against | Shareholder | ||||
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
5 | Expense Stock Options | Against | For | Shareholder | ||||
6 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
7 | Report on Drilling in Protected Areas | Against | Against | Shareholder | ||||
8 | Report on Remediation Programs in Ecuador | Against | Against | Shareholder |
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director ZOE BAIRD | For | For | Management | ||||
1.2 | Elect Director SHEILA P. BURKE | For | For | Management | ||||
1.3 | Elect Director JAMES I. CASH, JR. | For | For | Management | ||||
1.4 | Elect Director JOEL J. COHEN | For | For | Management | ||||
1.5 | Elect Director JAMES M. CORNELIUS | For | For | Management | ||||
1.6 | Elect Director JOHN D. FINNEGAN | For | For | Management | ||||
1.7 | Elect Director KLAUS J. MANGOLD | For | For | Management | ||||
1.8 | Elect Director SIR DAVID G SCHOLEY CBE | For | For | Management | ||||
1.9 | Elect Director RAYMOND G.H. SEITZ | For | For | Management | ||||
1.10 | Elect Director LAWRENCE M. SMALL | For | For | Management | ||||
1.11 | Elect Director DANIEL E. SOMERS | For | For | Management | ||||
1.12 | Elect Director KAREN HASTIE WILLIAMS | For | For | Management | ||||
1.13 | Elect Director ALFRED W. ZOLLAR | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CIGNA CORP.
Ticker: | CI | Security ID: | 125509109 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter N. Larson | For | For | Management | ||||
1.2 | Elect Director Carol Cox Wait | For | For | Management | ||||
1.3 | Elect Director William D. Zollars | For | For | Management | ||||
1.4 | Elect Director Marilyn Ware | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
Page 18
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Carol A. Bartz | For | For | Management | ||||
1.2 | Elect Director M. Michele Burns | For | For | Management | ||||
1.3 | Elect Director Larry R. Carter | For | For | Management | ||||
1.4 | Elect Director John T. Chambers | For | For | Management | ||||
1.5 | Elect Director Dr. James F. Gibbons | For | For | Management | ||||
1.6 | Elect Director Dr. John L. Hennessy | For | For | Management | ||||
1.7 | Elect Director Roderick C. McGeary | For | For | Management | ||||
1.8 | Elect Director James C. Morgan | For | For | Management | ||||
1.9 | Elect Director John P. Morgridge | For | For | Management | ||||
1.10 | Elect Director Donald T. Valentine | For | For | Management | ||||
1.11 | Elect Director Steven M. West | For | For | Management | ||||
1.12 | Elect Director Jerry Yang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Pay Disparity | Against | Against | Shareholder |
CIT GROUP INC
Ticker: | CIT | Security ID: | 125581108 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey M. Peek | For | For | Management | ||||
1.2 | Elect Director Gary C. Butler | For | For | Management | ||||
1.3 | Elect Director William A. Farlinger | For | For | Management | ||||
1.4 | Elect Director William M. Freeman | For | For | Management | ||||
1.5 | Elect Director Hon. Thomas H. Kean | For | For | Management | ||||
1.6 | Elect Director Marianne Miller Parrs | For | For | Management | ||||
1.7 | Elect Director Timothy M. Ring | For | For | Management | ||||
1.8 | Elect Director John R. Ryan | For | For | Management | ||||
1.9 | Elect Director Peter J. Tobin | For | For | Management | ||||
1.10 | Elect Director Lois M. Van Deusen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Other Business | For | For | Management |
COCA COLA COMPANY, THE
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 19, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Herbert A. Allen | For | For | Management | ||||
1.2 | Elect Director Ronald W. Allen | For | For | Management | ||||
1.3 | Elect Director Cathleen P. Black | For | For | Management | ||||
1.4 | Elect Director Warren E. Buffett | For | For | Management |
Page 19
1.5 | Elect Director Barry Diller | For | For | Management | ||||
1.6 | Elect Director E. Neville Isdell | For | For | Management | ||||
1.7 | Elect Director Donald R. Keough | For | For | Management | ||||
1.8 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
1.9 | Elect Director Donald F. McHenry | For | For | Management | ||||
1.10 | Elect Director Sam Nunn | For | For | Management | ||||
1.11 | Elect Director J. Pedro Reinhard | For | For | Management | ||||
1.12 | Elect Director James D. Robinson III | For | For | Management | ||||
1.13 | Elect Director Peter V. Ueberroth | For | For | Management | ||||
1.14 | Elect Director James B. Williams | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Review Labor Rights in Columbia | Against | Against | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
5 | Submit Severance Agreement to Shareholder Vote | Against | For | Shareholder |
COCA-COLA ENTERPRISES INC.
Ticker: | CCE | Security ID: | 191219104 | |||
Meeting Date: | APR 29, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fernando Aguirre | For | For | Management | ||||
1.2 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
1.3 | Elect Director Irial Finan | For | For | Management | ||||
1.4 | Elect Director Summerfield K. Johnston, III | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Limit Executive Compensation | Against | For | Shareholder | ||||
5 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
6 | Amendment of Governance Documents to Require Election of Directors by Majority Vote | Against | For | Shareholder | ||||
7 | Performance and Time-Based Restricted Share Grant Program for Senior Executives | Against | Against | Shareholder |
COLGATE-PALMOLIVE CO.
Ticker: | CL | Security ID: | 194162103 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||||
1.2 | Elect Director Ronald E. Ferguson | For | For | Management | ||||
1.3 | Elect Director Ellen M. Hancock | For | For | Management | ||||
1.4 | Elect Director David W. Johnson | For | For | Management | ||||
1.5 | Elect Director Richard J. Kogan | For | For | Management | ||||
1.6 | Elect Director Delano E. Lewis | For | For | Management | ||||
1.7 | Elect Director Reuben Mark | For | For | Management | ||||
1.8 | Elect Director Elizabeth A. Monrad | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Stock Option Plan | For | For | Management | ||||
4 | Approve Non-Employee Director Stock Option Plan | For | For | Management | ||||
5 | Review/Limit Executive Compensation | Against | Against | Shareholder |
Page 20
COMCAST CORP.
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | JUN 1, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Julian A. Brodsky | For | For | Management | ||||
1.6 | Elect Director Joseph L. Castle, II | For | For | Management | ||||
1.7 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.8 | Elect Director J. Michael Cook | For | For | Management | ||||
1.9 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.10 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.11 | Elect Director Dr. Judith Rodin | For | For | Management | ||||
1.12 | Elect Director Michael I. Sovern | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Restricted Stock Plan | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | Shareholder | ||||
7 | Approve Recapitalization Plan | Against | Against | Shareholder |
COMERICA INC.
Ticker: | CMA | Security ID: | 200340107 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph J. Buttigieg, III | For | For | Management | ||||
1.2 | Elect Director J. Philip DiNapoli | For | For | Management | ||||
1.3 | Elect Director Roger Fridholm | For | For | Management | ||||
1.4 | Elect Director Alfred A. Piergallini | For | For | Management | ||||
1.5 | Elect Director Patricia M. Wallington | For | For | Management | ||||
1.6 | Elect Director Gail L. Warden | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
COMVERSE TECHNOLOGY, INC.
Ticker: | CMVT | Security ID: | 205862402 | |||
Meeting Date: | JUN 16, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kobi Alexander | For | For | Management | ||||
1.2 | Elect Director Raz Alon | For | For | Management | ||||
1.3 | Elect Director Itsik Danziger | For | For | Management |
Page 21
1.4 | Elect Director John H. Friedman | For | For | Management | ||||
1.5 | Elect Director Ron Hiram | For | For | Management | ||||
1.6 | Elect Director Sam Oolie | For | For | Management | ||||
1.7 | Elect Director William F. Sorin | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.J. Mulva | For | For | Management | ||||
1.2 | Elect Director Norman R. Augustine | For | For | Management | ||||
1.3 | Elect Director Larry D. Horner | For | For | Management | ||||
1.4 | Elect Director Charles C. Krulak | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | Against | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
CONSTELLATION ENERGY GROUP, INC.
Ticker: | CEG | Security ID: | 210371100 | |||
Meeting Date: | MAY 20, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Yves C. de Balmann | For | For | Management | ||||
1.2 | Elect Director Freeman A. Hrabowski, III | For | For | Management | ||||
1.3 | Elect Director Nancy Lampton | For | For | Management | ||||
1.4 | Elect Director Lynn M. Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
CORNING INC.
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Seely Brown | For | For | Management | ||||
1.2 | Elect Director Gordon Gund | For | For | Management | ||||
1.3 | Elect Director John M. Hennessy | For | For | Management | ||||
1.4 | Elect Director H. Onno Ruding | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 22
COSTCO WHOLESALE CORPORATION
Ticker: | COST | Security ID: | 22160K105 | |||
Meeting Date: | JAN 27, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 3, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard D. Dicerchio | For | For | Management | ||||
1.2 | Elect Director Richard M. Libenson | For | For | Management | ||||
1.3 | Elect Director John W. Meisenbach | For | For | Management | ||||
1.4 | Elect Director Charles T. Munger | For | For | Management | ||||
1.5 | Elect Director Susan L. Decker | For | For | Management | ||||
2 | Amend Stock Option Plan | For | For | Management | ||||
3 | Adopt Vendor Standards | Against | Against | Shareholder | ||||
4 | Develop Land Procurement Policy | Against | Against | Shareholder | ||||
5 | Ratify Auditors | For | For | Management |
COUNTRYWIDE FINANCIAL CORP.
Ticker: | CFC | Security ID: | 222372104 | |||
Meeting Date: | AUG 17, 2004 | Meeting Type: | Special | |||
Record Date: | JUL 9, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Increase Authorized Common Stock | For | For | Management |
COUNTRYWIDE FINANCIAL CORP.
Ticker: | CFC | Security ID: | 222372104 | |||
Meeting Date: | JUN 15, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Angelo R. Mozilo | For | For | Management | ||||
1.2 | Elect Director Stanford L. Kurland | For | For | Management | ||||
1.3 | Elect Director Oscar P. Robertson | For | For | Management | ||||
1.4 | Elect Director Keith P. Russell | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
CVS CORPORATION
Ticker: | CVS | Security ID: | 126650100 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W. Don Cornwell | For | For | Management | ||||
1.2 | Elect Director Thomas P. Gerrity | For | For | Management | ||||
1.3 | Elect Director Stanley P. Goldstein | For | For | Management | ||||
1.4 | Elect Director Marian L. Heard | For | For | Management | ||||
1.5 | Elect Director William H. Joyce | For | For | Management | ||||
1.6 | Elect Director Terrence Murray | For | For | Management | ||||
1.7 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||
1.8 | Elect Director Thomas M. Ryan | For | For | Management |
Page 23
1.9 | Elect Director Alfred J. Verrecchia | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
5 | Review/Limit Executive Compensation | Against | Against | Shareholder |
DANAHER CORP.
Ticker: | DHR | Security ID: | 235851102 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Lawrence Culp, Jr. | For | For | Management | ||||
1.2 | Elect Director Mitchell P. Rales | For | For | Management | ||||
1.3 | Elect Director A. Emmet Stephenson, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 | |||
Meeting Date: | FEB 23, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R. Block | For | For | Management | ||||
1.2 | Elect Director T. Kevin Dunnigan | For | For | Management | ||||
1.3 | Elect Director Dipak C. Jain | For | For | Management | ||||
1.4 | Elect Director Joachim Milberg | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DELL INC.
Ticker: | DELL | Security ID: | 24702R101 | |||
Meeting Date: | JUL 16, 2004 | Meeting Type: | Annual | |||
Record Date: | MAY 21, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donald J. Carty | For | For | Management | ||||
1.2 | Elect Director Michael S. Dell | For | For | Management | ||||
1.3 | Elect Director William H. Gray, III | For | For | Management | ||||
1.4 | Elect Director Judy C. Lewent | For | For | Management | ||||
1.5 | Elect Director Thomas W. Luce, III | For | For | Management | ||||
1.6 | Elect Director Klaus S. Luft | For | For | Management | ||||
1.7 | Elect Director Alex J. Mandl | For | For | Management | ||||
1.8 | Elect Director Michael A. Miles | For | For | Management | ||||
1.9 | Elect Director Samuel A. Nunn, Jr. | For | For | Management | ||||
1.10 | Elect Director Kevin B. Rollins | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Expense Stock Options | Against | For | Shareholder |
Page 24
DEVON ENERGY CORP.
Ticker: | DVN | Security ID: | 25179M103 | |||
Meeting Date: | JUN 8, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John A. Hill | For | For | Management | ||||
1.2 | Elect Director William J. Johnson | For | For | Management | ||||
1.3 | Elect Director Robert A. Mosbacher Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
DOW CHEMICAL COMPANY, THE
Ticker: | DOW | Security ID: | 260543103 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jacqueline K. Barton | For | For | Management | ||||
1.2 | Elect Director Anthony J. Carbone | For | For | Management | ||||
1.3 | Elect Director Barbara H. Franklin | For | For | Management | ||||
1.4 | Elect Director Andrew N. Liveris | For | For | Management | ||||
1.5 | Elect Director Harold T. Shapiro | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Persistent Bioaccumulative and Toxic Chemicals | Against | Against | Shareholder |
E*TRADE FINANCIAL CORP.
Ticker: | ET | Security ID: | 269246104 | |||
Meeting Date: | MAY 26, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mitchell H. Caplan | For | For | Management | ||||
1.2 | Elect Director C. Cathleen Raffaeli | For | For | Management | ||||
1.3 | Elect Director Daryl G. Brewster | For | For | Management | ||||
1.4 | Elect Director Stephen H. Willard | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 25
E.I. DU PONT DE NEMOURS & CO.
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
1.2 | Elect Director Richard H. Brown | For | For | Management | ||||
1.3 | Elect Director Curtis J. Crawford | For | For | Management | ||||
1.4 | Elect Director John T. Dillon | For | For | Management | ||||
1.5 | Elect Director Louisa C. Duemling | For | For | Management | ||||
1.6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
1.7 | Elect Director Lois D. Juliber | For | For | Management | ||||
1.8 | Elect Director Masahisa Naitoh | For | For | Management | ||||
1.9 | Elect Director William K. Reilly | For | For | Management | ||||
1.10 | Elect Director H. Rodney Sharp, III | For | For | Management | ||||
1.11 | Elect Director Charles M. Vest | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Government Service of Employees | Against | Against | Shareholder | ||||
4 | Implement ILO Code of Conduct | Against | Against | Shareholder | ||||
5 | Executive Compensation | Against | Against | Shareholder | ||||
6 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
7 | Report on Genetically Modified Organisms | Against | Against | Shareholder | ||||
8 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
9 | Report on PFOA Chemical Remediation | Against | Against | Shareholder |
EASTMAN KODAK CO.
Ticker: | EK | Security ID: | 277461109 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard S. Braddock | For | For | Management | ||||
1.2 | Elect Director Daniel A. Carp | For | For | Management | ||||
1.3 | Elect Director Durk I. Jager | For | For | Management | ||||
1.4 | Elect Director Debra L. Lee | For | For | Management | ||||
1.5 | Elect Director Antonio M. Perez | For | For | Management | ||||
1.6 | Elect Director Michael J. Hawley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Declassify the Board of Directors | For | For | Management | ||||
6 | Amend Articles | For | For | Management | ||||
7 | Amend Articles | For | For | Management |
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ned C. Lautenbach | For | For | Management | ||||
1.2 | Elect Director John R. Miller | For | For | Management | ||||
1.3 | Elect Director Gregory R. Page | For | For | Management | ||||
1.4 | Elect Director Victor A. Pelson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 26
EBAY INC.
Ticker: | EBAY | Security ID: | 278642103 | |||
Meeting Date: | JUN 23, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Fred D. Anderson | For | For | Management | ||||
1.2 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.3 | Elect Director Scott D. Cook | For | For | Management | ||||
1.4 | Elect Director Robert C. Kagle | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
ECOLAB, INC.
Ticker: | ECL | Security ID: | 278865100 | |||
Meeting Date: | MAY 6, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Douglas M. Baker, Jr. | For | For | Management | ||||
1.2 | Elect Director Stefan Hamelmann | For | For | Management | ||||
1.3 | Elect Director James J. Howard | For | For | Management | ||||
1.4 | Elect Director Jerry W. Levin | For | For | Management | ||||
1.5 | Elect Director Robert L. Lumpkins | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
4 | Ratify Auditors | For | For | Management |
EDISON INTERNATIONAL
Ticker: | EIX | Security ID: | 281020107 | |||
Meeting Date: | MAY 19, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Bryson | For | For | Management | ||||
1.2 | Elect Director France A. Cordova | For | For | Management | ||||
1.3 | Elect Director Thomas C. Sutton | For | For | Management | ||||
1.4 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.5 | Elect Director Bruce Karatz | For | For | Management | ||||
1.6 | Elect Director Luis G. Nogales | For | For | Management | ||||
1.7 | Elect Director Ronald L. Olson | For | For | Management | ||||
1.8 | Elect Director James M. Rosser | For | For | Management | ||||
1.9 | Elect Director Richard T. Schlosberg, III | For | For | Management | ||||
1.10 | Elect Director Robert H. Smith | For | For | Management | ||||
2 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
Page 27
ELECTRONIC ARTS INC.
Ticker: | ERTS | Security ID: | 285512109 | |||
Meeting Date: | JUL 29, 2004 | Meeting Type: | Annual | |||
Record Date: | JUN 8, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director M. Richard Asher | For | For | Management | ||||
1.2 | Elect Director William J. Byron | For | For | Management | ||||
1.3 | Elect Director Leonard S. Coleman | For | For | Management | ||||
1.4 | Elect Director Gary M. Kusin | For | For | Management | ||||
1.5 | Elect Director Gregory B. Maffei | For | For | Management | ||||
1.6 | Elect Director Timothy Mott | For | For | Management | ||||
1.7 | Elect Director Robert W. Pittman | For | For | Management | ||||
1.8 | Elect Director Lawrence F. Probst III | For | For | Management | ||||
1.9 | Elect Director Linda J. Srere | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Articles to Consolidate Common Stock | For | For | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management |
ELI LILLY AND CO.
Ticker: | LLY | Security ID: | 532457108 | |||
Meeting Date: | APR 18, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director G.M.C. Fisher | For | For | Management | ||||
1.2 | Elect Director A.G. Gilman | For | For | Management | ||||
1.3 | Elect Director K.N. Horn | For | For | Management | ||||
1.4 | Elect Director J. Rose | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
4 | Review and Report on Drug Reimportation Policy | Against | Against | Shareholder | ||||
5 | Report on Product Availability in Canada | Against | Against | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Adopt Policy on Performance - based Stock Option Grants | Against | For | Shareholder | ||||
8 | Eliminate Animal Testing | Against | Against | Shareholder |
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Cronin | For | For | Management |
Page 28
1.2 | Elect Director W. Paul Fitzgerald | For | Withhold | Management | ||||
1.3 | Elect Director Joseph M. Tucci | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
5 | Creation of an Independent Audit Committee | Against | Against | Shareholder |
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 | |||
Meeting Date: | MAY 25, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 6, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.2 | Elect Director William W. George | For | For | Management | ||||
1.3 | Elect Director James R. Houghton | For | For | Management | ||||
1.4 | Elect Director William R. Howell | For | For | Management | ||||
1.5 | Elect Director Reatha Clark King | For | For | Management | ||||
1.6 | Elect Director Philip E. Lippincott | For | For | Management | ||||
1.7 | Elect Director Henry A. McKinnell, Jr. | For | For | Management | ||||
1.8 | Elect Director Marilyn Carlson Nelson | For | For | Management | ||||
1.9 | Elect Director Lee R. Raymond | For | For | Management | ||||
1.10 | Elect Director Walter V. Shipley | For | For | Management | ||||
1.11 | Elect Director Rex W. Tillerson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Political Contributions/Activities | Against | Against | Shareholder | ||||
4 | Review/Limit Executive Compensation | Against | Against | Shareholder | ||||
5 | Nominate Independent Directors with Industry Experience | Against | Against | Shareholder | ||||
6 | Report on Payments to Indonesian Military | Against | Against | Shareholder | ||||
7 | Adopt Policy Prohibiting Discrimination based on Sexual Orientation | Against | For | Shareholder | ||||
8 | Report on Potential Damage of Drilling in Protected Regions | Against | Against | Shareholder | ||||
9 | Disclose Information Supporting the Company Position on Climate Change | Against | Against | Shareholder | ||||
10 | Report on Company Policies for Compliance with the Kyoto Protocol | Against | For | Shareholder |
FIRST HORIZON NATIONAL CORP
Ticker: | FHN | Security ID: | 320517105 | |||
Meeting Date: | APR 19, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Simon F. Cooper | For | For | Management | ||||
1.2 | Elect Director James A. Haslam, III | For | For | Management | ||||
1.3 | Elect Director Mary F. Sammons | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 29
FIRSTENERGY CORPORATION
Ticker: | FE | Security ID: | 337932107 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anthony J. Alexander | For | For | Management | ||||
1.2 | Elect Director Russell W. Maier | For | For | Management | ||||
1.3 | Elect Director Robert N. Pokelwaldt | For | For | Management | ||||
1.4 | Elect Director Wes M. Taylor | For | For | Management | ||||
1.5 | Elect Director Jesse T. Williams, Sr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | Against | Shareholder | ||||
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder | ||||
5 | Performance-Based/Indexed Options | Against | Against | Shareholder |
FISERV, INC.
Ticker: | FISV | Security ID: | 337738108 | |||
Meeting Date: | APR 6, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D.F. Dillon | For | For | Management | ||||
1.2 | Elect Director G.J. Levy | For | For | Management | ||||
1.3 | Elect Director G.M. Renwick | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management |
FORD MOTOR COMPANY
Ticker: | F | Security ID: | 345370860 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John R.H. Bond | For | For | Management | ||||
1.2 | Elect Director Stephen G. Butler | For | For | Management | ||||
1.3 | Elect Director Kimberly A. Casiano | For | For | Management | ||||
1.4 | Elect Director Edsel B. Ford II | For | For | Management | ||||
1.5 | Elect Director William Clay Ford, Jr. | For | For | Management | ||||
1.6 | Elect Director Irvine O. Hockaday, Jr. | For | For | Management | ||||
1.7 | Elect Director Marie-Josee Kravis | For | For | Management | ||||
1.8 | Elect Director Richard A. Manoogian | For | For | Management | ||||
1.9 | Elect Director Ellen R. Marram | For | For | Management | ||||
1.10 | Elect Director Homer A. Neal | For | For | Management | ||||
1.11 | Elect Director Jorma Ollila | For | For | Management | ||||
1.12 | Elect Director James J. Padilla | For | For | Management | ||||
1.13 | Elect Director Carl E. Reichardt | For | For | Management | ||||
1.14 | Elect Director Robert E. Rubin | For | For | Management | ||||
1.15 | Elect Director John L. Thornton | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Disclosure on Executive Compensation | Against | Against | Shareholder | ||||
4 | Report on Lobbying Efforts-CAFE Standards | Against | Against | Shareholder |
Page 30
5 | Prohibit Awards to Executives | Against | Against | Shareholder | ||||
6 | Link Executive Compensation to Greenhouse Gas Reduction | Against | Against | Shareholder | ||||
7 | Adopt Recapitalization Plan | Against | For | Shareholder | ||||
8 | Establish Other Board Committee | Against | For | Shareholder |
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 11, 2004 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard Solomon | For | For | Management | ||||
1.2 | Elect Director William J. Candee, III | For | For | Management | ||||
1.3 | Elect Director George S. Cohan | For | For | Management | ||||
1.4 | Elect Director Dan L. Goldwasser | For | For | Management | ||||
1.5 | Elect Director Lester B. Salans | For | For | Management | ||||
1.6 | Elect Director Kenneth E. Goodman | For | For | Management | ||||
1.7 | Elect Director Phillip M. Satow | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Approve Stock Option Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
FORTUNE BRANDS, INC.
Ticker: | FO | Security ID: | 349631101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas C. Hays | For | For | Management | ||||
1.2 | Elect Director Pierre E. Leroy | For | For | Management | ||||
1.3 | Elect Director Gordon R. Lohman | For | For | Management | ||||
1.4 | Elect Director J. Christopher Reyes | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Non-Employee Director Stock Option Plan | For | For | Management |
FOX ENTERTAINMENT GROUP, INC.
Ticker: | FOX | Security ID: | 35138T107 | |||
Meeting Date: | NOV 16, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 24, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director K. Rupert Murdoch | For | For | Management | ||||
1.2 | Elect Director Peter Chernin | For | For | Management | ||||
1.3 | Elect Director David F. Devoe | For | For | Management | ||||
1.4 | Elect Director Arthur M. Siskind | For | For | Management | ||||
1.5 | Elect Director Lachlan K. Murdoch | For | For | Management | ||||
1.6 | Elect Director Christos M. Cotsakos | For | For | Management | ||||
1.7 | Elect Director Peter Powers | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 31
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 | |||
Meeting Date: | NOV 4, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Geoffrey T. Boisi | For | For | Management | ||||
1.3 | Elect Director Michelle Engler | For | For | Management | ||||
1.4 | Elect Director Richard Karl Goeltz | For | For | Management | ||||
1.5 | Elect Director Thomas S. Johnson | For | For | Management | ||||
1.6 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.7 | Elect Director John B. Mccoy | For | For | Management | ||||
1.8 | Elect Director Eugene M. Mcquade | For | For | Management | ||||
1.9 | Elect Director Shaun F. O’Malley | For | For | Management | ||||
1.10 | Elect Director Ronald F. Poe | For | For | Management | ||||
1.11 | Elect Director Stephen A. Ross | For | For | Management | ||||
1.12 | Elect Director Richard F. Syron | For | For | Management | ||||
1.13 | Elect Director William J. Turner | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Employee Stock Purchase Plan | For | For | Management |
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 | |||
Meeting Date: | APR 14, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Louis D. Boccardi | For | For | Management | ||||
1.2 | Elect Director Donna E. Shalala | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
GENENTECH, INC.
Ticker: | DNA | Security ID: | 368710406 | |||
Meeting Date: | APR 14, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Herbert W. Boyer | For | For | Management | ||||
1.2 | Elect Director William M. Burns | For | For | Management | ||||
1.3 | Elect Director Erich Hunziker | For | For | Management | ||||
1.4 | Elect Director Jonathan K.C. Knowles | For | For | Management | ||||
1.5 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.6 | Elect Director Charles A. Sanders | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 32
GENERAL DYNAMICS CORP.
Ticker: | GD | Security ID: | 369550108 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nicholas D. Chabraja | For | For | Management | ||||
1.2 | Elect Director James S. Crown | For | For | Management | ||||
1.3 | Elect Director Lester Crown | For | For | Management | ||||
1.4 | Elect Director William P. Fricks | For | For | Management | ||||
1.5 | Elect Director Charles H. Goodman | For | For | Management | ||||
1.6 | Elect Director Jay L. Johnson | For | For | Management | ||||
1.7 | Elect Director George A. Joulwan | For | For | Management | ||||
1.8 | Elect Director Paul G. Kaminski | For | For | Management | ||||
1.9 | Elect Director John M. Keane | For | For | Management | ||||
1.10 | Elect Director Lester L. Lyles | For | For | Management | ||||
1.11 | Elect Director Carl E. Mundy, Jr | For | For | Management | ||||
1.12 | Elect Director Robert Walmsley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | For | Shareholder | ||||
4 | Report on Foreign Weapons Sales | Against | Against | Shareholder |
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1.2 | Elect Director William M. Castell | For | For | Management | ||||
1.3 | Elect Director Dennis D. Dammerman | For | For | Management | ||||
1.4 | Elect Director Ann M. Fudge | For | For | Management | ||||
1.5 | Elect Director Claudio X. Gonzalez | For | For | Management | ||||
1.6 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||
1.7 | Elect Director Andrea Jung | For | For | Management | ||||
1.8 | Elect Director Alan G. Lafley | For | For | Management | ||||
1.9 | Elect Director Ralph S. Larsen | For | For | Management | ||||
1.10 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1.11 | Elect Director Sam Nunn | For | For | Management | ||||
1.12 | Elect Director Roger S. Penske | For | For | Management | ||||
1.13 | Elect Director Robert J. Swieringa | For | For | Management | ||||
1.14 | Elect Director Douglas A. Warner III | For | For | Management | ||||
1.15 | Elect Director Robert C. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
4 | Report on Nuclear Fuel Storage Risks | Against | Against | Shareholder | ||||
5 | Report on PCB Clean-up Costs | Against | For | Shareholder | ||||
6 | Adopt Policy on Overboarded Directors | Against | Against | Shareholder | ||||
7 | Prepare a Sustainability Report | Against | Against | Shareholder | ||||
8 | Political Contributions/Activities | Against | Against | Shareholder | ||||
9 | Eliminate Animal Testing | Against | Against | Shareholder |
Page 33
GENERAL MOTORS CORP.
Ticker: | GM | Security ID: | 370442105 | |||
Meeting Date: | JUN 7, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 8, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Percy N. Barnevik | For | For | Management | ||||
1.2 | Elect Director Erskine B. Bowles | For | For | Management | ||||
1.3 | Elect Director John H. Bryan | For | For | Management | ||||
1.4 | Elect Director Armando M. Codina | For | For | Management | ||||
1.5 | Elect Director George M.C. Fisher | For | For | Management | ||||
1.6 | Elect Director Karen Katen | For | For | Management | ||||
1.7 | Elect Director Kent Kresa | For | For | Management | ||||
1.8 | Elect Director Ellen J. Kullman | For | For | Management | ||||
1.9 | Elect Director Philip A. Laskawy | For | For | Management | ||||
1.10 | Elect Director E. Stanley O’Neal | For | For | Management | ||||
1.11 | Elect Director Eckhard Pfeiffer | For | For | Management | ||||
1.12 | Elect Director G. Richard Wagoner, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Prohibit Awards to Executives | Against | Against | Shareholder | ||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
5 | Report on Greenhouse Gas Emissions | Against | Against | Shareholder | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder | ||||
7 | Adopt Simple Majority Vote Requirement for All Issues | Against | Against | Shareholder |
GEORGIA-PACIFIC CORP.
Ticker: | GP | Security ID: | 373298108 | |||
Meeting Date: | MAY 3, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James S. Balloun | For | For | Management | ||||
1.2 | Elect Director Thomas D. Bell, Jr. | For | For | Management | ||||
1.3 | Elect Director Jon A. Boscia | For | For | Management | ||||
1.4 | Elect Director Alston D. Correll | For | For | Management | ||||
1.5 | Elect Director John D. Zeglis | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Management |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul Berg | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director John C. Martin | For | For | Management | ||||
1.5 | Elect Director Gordon E. Moore | For | For | Management |
Page 34
1.6 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.7 | Elect Director George P. Shultz | For | For | Management | ||||
1.8 | Elect Director Gayle E. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Report on Impact of HIV/AIDS, TB, and Malaria Pandemics | Against | For | Shareholder |
GILLETTE CO., THE
Ticker: | G | Security ID: | 375766102 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael B. Gifford | For | For | Management | ||||
1.2 | Elect Director Ray J. Groves | For | For | Management | ||||
1.3 | Elect Director Fred H. Langhammer | For | For | Management | ||||
1.4 | Elect Director Marjorie M. Yang | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | APR 6, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John H. Bryan | For | For | Management | ||||
1.2 | Elect Director Stephen Friedman | For | For | Management | ||||
1.3 | Elect Director William W. George | For | For | Management | ||||
1.4 | Elect Director Henry M. Paulson, Jr. | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HALLIBURTON CO.
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 18, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert L. Crandall | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Derr | For | For | Management | ||||
1.3 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
1.4 | Elect Director W.R. Howell | For | For | Management | ||||
1.5 | Elect Director Ray L. Hunt | For | For | Management | ||||
1.6 | Elect Director David J. Lesar | For | For | Management | ||||
1.7 | Elect Director J. Landis Martin | For | For | Management | ||||
1.8 | Elect Director Jay A. Precourt | For | For | Management | ||||
1.9 | Elect Director Debra L. Reed | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
Page 35
HARLEY-DAVIDSON, INC.
Ticker: | HDI | Security ID: | 412822108 | |||
Meeting Date: | APR 30, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 9, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George H. Conrades | For | For | Management | ||||
1.2 | Elect Director Sara L. Levinson | For | For | Management | ||||
1.3 | Elect Director George L. Miles, Jr. | For | For | Management | ||||
2 | Approve/Amend Employee Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 | |||
Meeting Date: | MAY 18, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ramani Ayer | For | For | Management | ||||
1.2 | Elect Director Ronald E. Ferguson | For | For | Management | ||||
1.3 | Elect Director Edward J. Kelly, III | For | For | Management | ||||
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management | ||||
1.5 | Elect Director Thomas M. Marra | For | For | Management | ||||
1.6 | Elect Director Gail J. McGovern | For | For | Management | ||||
1.7 | Elect Director Michael G. Morris | For | For | Management | ||||
1.8 | Elect Director Robert W. Selander | For | For | Management | ||||
1.9 | Elect Director Charles B. Strauss | For | For | Management | ||||
1.10 | Elect Director H. Patrick Swygert | For | For | Management | ||||
1.11 | Elect Director David K. Zwiener | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 16, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director L.T. Babbio, Jr. | For | For | Management | ||||
1.2 | Elect Director P.C. Dunn | For | For | Management | ||||
1.3 | Elect Director R.A. Hackborn | For | For | Management | ||||
1.4 | Elect Director G.A. Keyworth | For | For | Management | ||||
1.5 | Elect Director R.E. Knowling, Jr. | For | For | Management | ||||
1.6 | Elect Director T.J. Perkins | For | For | Management | ||||
1.7 | Elect Director R.L. Ryan | For | For | Management | ||||
1.8 | Elect Director L.S. Salhany | For | For | Management |
Page 36
1.9 | Elect Director R.P. Wayman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Employee Stock Purchase Plan | For | For | Management |
HOME DEPOT, INC. (THE)
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | MAY 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory D. Brenneman | For | For | Management | ||||
1.2 | Elect Director Richard H. Brown | For | For | Management | ||||
1.3 | Elect Director John L. Clendenin | For | For | Management | ||||
1.4 | Elect Director Berry R. Cox | For | For | Management | ||||
1.5 | Elect Director Claudio X. Gonzalez | For | For | Management | ||||
1.6 | Elect Director Milledge A. Hart, III | For | For | Management | ||||
1.7 | Elect Director Bonnie G. Hill | For | For | Management | ||||
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||
1.9 | Elect Director Lawrence R. Johnston | For | For | Management | ||||
1.10 | Elect Director Kenneth G. Langone | For | For | Management | ||||
1.11 | Elect Director Robert L. Nardelli | For | For | Management | ||||
1.12 | Elect Director Thomas J. Ridge | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Nomination Procedures for the Board | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Prepare Diversity Report | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | Against | Shareholder | ||||
7 | Limit Executive Compensation | Against | Against | Shareholder | ||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | Against | Shareholder | ||||
9 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
10 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
11 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
HONEYWELL INTERNATIONAL, INC.
Ticker: | HON | Security ID: | 438516106 | |||
Meeting Date: | APR 25, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marshall N. Carter | For | For | Management | ||||
1.2 | Elect Director David M. Cote | For | For | Management | ||||
1.3 | Elect Director Bradley T. Sheares | For | For | Management | ||||
1.4 | Elect Director John R. Stafford | For | For | Management | ||||
1.5 | Elect Director Michael W. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Amend the Certificate of Incorporation and By-laws | For | For | Management | ||||
5 | Establish Other Board Committee | Against | Against | Shareholder | ||||
6 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
7 | Report on Pay Disparity | Against | Against | Shareholder | ||||
8 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
9 | Approve Commonsense Executive Compensation Framework | Against | Against | Shareholder |
Page 37
HORMEL FOODS CORP.
Ticker: | HRL | Security ID: | 440452100 | |||
Meeting Date: | JAN 25, 2005 | Meeting Type: | Annual | |||
Record Date: | NOV 29, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Allen | For | For | Management | ||||
1.2 | Elect Director John R. Block | For | For | Management | ||||
1.3 | Elect Director Jeffrey M. Ettinger | For | For | Management | ||||
1.4 | Elect Director E. Peter Gillette, Jr. | For | For | Management | ||||
1.5 | Elect Director Luella G. Goldberg | For | For | Management | ||||
1.6 | Elect Director Joel W. Johnson | For | For | Management | ||||
1.7 | Elect Director Susan I. Marvin | For | For | Management | ||||
1.8 | Elect Director Michael J. Mccoy | For | For | Management | ||||
1.9 | Elect Director John L. Morrison | For | For | Management | ||||
1.10 | Elect Director Dakota A. Pippins | For | For | Management | ||||
1.11 | Elect Director Gary J. Ray | For | For | Management | ||||
1.12 | Elect Director John G. Turner | For | For | Management | ||||
1.13 | Elect Director Robert R. Waller, M.D. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Report on Environmental Impact of Livestock Operations | Against | Against | Shareholder |
HOSPIRA INC
Ticker: | HSP | Security ID: | 441060100 | |||
Meeting Date: | MAY 9, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Irving W. Bailey, II | For | For | Management | ||||
1.2 | Elect Director Judith C. Pelham | For | For | Management | ||||
1.3 | Elect Director Jacque J. Sokolov | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
HUMANA INC.
Ticker: | HUM | Security ID: | 444859102 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David A. Jones, Jr. | For | For | Management | ||||
1.2 | Elect Director Frank A. D’Amelio | For | For | Management | ||||
1.3 | Elect Director W. Roy Dunbar | For | For | Management | ||||
1.4 | Elect Director John R. Hall | For | For | Management | ||||
1.5 | Elect Director Kurt J. Hilzinger | For | For | Management | ||||
1.6 | Elect Director Michael B. Mccallister | For | For | Management | ||||
1.7 | Elect Director W. Ann Reynolds, Ph.D. | For | For | Management |
Page 38
INGERSOLL-RAND COMPANY LIMITED
Ticker: | IR | Security ID: | G4776G101 | |||
Meeting Date: | JUN 1, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director A.C. Berzin | For | Did Not Vote | Management | ||||
1.2 | Elect Director H.L. Henkel | For | Did Not Vote | Management | ||||
1.3 | Elect Director H.W. Lichtenberger | For | Did Not Vote | Management | ||||
1.4 | Elect Director T.L. White | For | Did Not Vote | Management | ||||
2 | APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | For | Did Not Vote | Management | ||||
3 | APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. | For | Did Not Vote | Management | ||||
4 | Ratify Auditors | For | Did Not Vote | Management |
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 18, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Craig R. Barrett | For | For | Management | ||||
1.2 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.3 | Elect Director E. John P. Browne | For | For | Management | ||||
1.4 | Elect Director D. James Guzy | For | For | Management | ||||
1.5 | Elect Director Reed E. Hundt | For | For | Management | ||||
1.6 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.7 | Elect Director David S. Pottruck | For | For | Management | ||||
1.8 | Elect Director Jane E. Shaw | For | For | Management | ||||
1.9 | Elect Director John L. Thornton | For | For | Management | ||||
1.10 | Elect Director David B. Yoffie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
Page 39
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cathleen Black | For | For | Management | ||||
1.2 | Elect Director Kenneth I. Chenault | For | For | Management | ||||
1.3 | Elect Director Juergen Dormann | For | For | Management | ||||
1.4 | Elect Director Michael L. Eskew | For | Withhold | Management | ||||
1.5 | Elect Director Carlos Ghosn | For | For | Management | ||||
1.6 | Elect Director Charles F. Knight | For | For | Management | ||||
1.7 | Elect Director Minoru Makihara | For | For | Management | ||||
1.8 | Elect Director Lucio A. Noto | For | For | Management | ||||
1.9 | Elect Director Samuel J. Palmisano | For | For | Management | ||||
1.10 | Elect Director Joan E. Spero | For | For | Management | ||||
1.11 | Elect Director Sidney Taurel | For | For | Management | ||||
1.12 | Elect Director Charles M. Vest | For | For | Management | ||||
1.13 | Elect Director Lorenzo H. Zambrano | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
4 | Eliminate Age Discrimination in Retirement Benefits | Against | Against | Shareholder | ||||
5 | Calculate Executive Salary Without Regard to Pension Income | Against | For | Shareholder | ||||
6 | Expense Stock Options | Against | For | Shareholder | ||||
7 | Report on Executive Compensation | Against | Against | Shareholder | ||||
8 | Report on Outsourcing | Against | Against | Shareholder |
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert M. Amen | For | For | Management | ||||
1.2 | Elect Director Samir G. Gibara | For | For | Management | ||||
1.3 | Elect Director Charles R. Shoemate | For | For | Management | ||||
1.4 | Elect Director William G. Walter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Limit Executive Compensation | Against | Against | Shareholder |
JABIL CIRCUIT, INC.
Ticker: | JBL | Security ID: | 466313103 | |||
Meeting Date: | JAN 20, 2005 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William D. Morean | For | For | Management | ||||
1.2 | Elect Director Thomas A. Sansone | For | For | Management | ||||
1.3 | Elect Director Timothy L. Main | For | For | Management | ||||
1.4 | Elect Director Lawrence J. Murphy | For | For | Management | ||||
1.5 | Elect Director Mel S. Lavitt | For | For | Management | ||||
1.6 | Elect Director Steven A. Raymund | For | For | Management | ||||
1.7 | Elect Director Frank A. Newman | For | For | Management | ||||
1.8 | Elect Director Laurence S. Grafstein | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 40
JEFFERSON-PILOT CORP.
Ticker: | JP | Security ID: | 475070108 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William Porter Payne | For | For | Management | ||||
1.2 | Elect Director David A. Stonecipher | For | For | Management | ||||
1.3 | Elect Director Isaiah Tidwell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary Sue Coleman | For | For | Management | ||||
1.2 | Elect Director James G. Cullen | For | For | Management | ||||
1.3 | Elect Director Robert J. Darretta | For | For | Management | ||||
1.4 | Elect Director Michael M. E. Johns | For | For | Management | ||||
1.5 | Elect Director Ann Dibble Jordan | For | For | Management | ||||
1.6 | Elect Director Arnold G. Langbo | For | For | Management | ||||
1.7 | Elect Director Susan L. Lindquist | For | For | Management | ||||
1.8 | Elect Director Leo F. Mullin | For | For | Management | ||||
1.9 | Elect Director Christine A. Poon | For | For | Management | ||||
1.10 | Elect Director Steven S. Reinemund | For | For | Management | ||||
1.11 | Elect Director David Satcher | For | For | Management | ||||
1.12 | Elect Director William C. Weldon | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
JONES APPAREL GROUP, INC.
Ticker: | JNY | Security ID: | 480074103 | |||
Meeting Date: | MAY 18, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter Boneparth | For | For | Management | ||||
1.2 | Elect Director Sidney Kimmel | For | For | Management | ||||
1.3 | Elect Director Howard Gittis | For | For | Management | ||||
1.4 | Elect Director Anthony F. Scarpa | For | For | Management | ||||
1.5 | Elect Director Matthew H. Kamens | For | For | Management | ||||
1.6 | Elect Director Michael L. Tarnopol | For | For | Management | ||||
1.7 | Elect Director J. Robert Kerry | For | For | Management | ||||
1.8 | Elect Director Ann N. Reese | For | For | Management | ||||
1.9 | Elect Director Gerald C. Crotty | For | For | Management | ||||
1.10 | Elect Director Lowell W. Robinson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
Page 41
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Director Hans W. Becherer | For | For | Management | ||||
1.2 | Elect Director Director John H. Biggs | For | For | Management | ||||
1.3 | Elect Director Director Lawrence A. Bossidy | For | For | Management | ||||
1.4 | Elect Director Director Stephen B. Burke | For | For | Management | ||||
1.5 | Elect Director Director James S. Crown | For | For | Management | ||||
1.6 | Elect Director Director James Dimon | For | For | Management | ||||
1.7 | Elect Director Director Ellen V. Futter | For | For | Management | ||||
1.8 | Elect Director Director William H. Gray, III | For | For | Management | ||||
1.9 | Elect Director Director William B. Harrison, Jr | For | For | Management | ||||
1.10 | Elect Director Director Laban P. Jackson, Jr. | For | For | Management | ||||
1.11 | Elect Director Director John W. Kessler | For | For | Management | ||||
1.12 | Elect Director Director Robert I. Lipp | For | For | Management | ||||
1.13 | Elect Director Director Richard A. Manoogian | For | For | Management | ||||
1.14 | Elect Director Director David C. Novak | For | For | Management | ||||
1.15 | Elect Director Director Lee R. Raymond | For | For | Management | ||||
1.16 | Elect Director Director William C. Weldon | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | Against | Management | ||||
4 | Establish Term Limits for Directors | Against | Against | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
6 | Limit Executive Compensation | Against | Against | Shareholder | ||||
7 | Adopt Executive Benefit Policy | Against | For | Shareholder |
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 | |||
Meeting Date: | APR 29, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Claudio X. Gonzalez | For | For | Management | ||||
1.2 | Elect Director A. D. David Mackay | For | For | Management | ||||
1.3 | Elect Director William C. Richardson | For | For | Management | ||||
1.4 | Elect Director John L. Zabriskie | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder | ||||
4 | Employ Financial Advisor to Explore Alternatives to Maximize Value | Against | Against | Shareholder |
Page 42
KERR-MCGEE CORP.
Ticker: | KMG | Security ID: | 492386107 | |||
Meeting Date: | JUN 7, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William F. Wallace | For | For | Management | ||||
1.2 | Elect Director Ian L. White-Thomson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Establish Office of the Board of Directors | Against | Against | Shareholder |
KEYCORP
Ticker: | KEY | Security ID: | 493267108 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 8, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward P. Campbell | For | For | Management | ||||
1.2 | Elect Director H. James Dallas | For | For | Management | ||||
1.3 | Elect Director Charles R. Hogan | For | For | Management | ||||
1.4 | Elect Director Lauralee E. Martin | For | For | Management | ||||
1.5 | Elect Director Bill R. Sanford | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Bergstrom | For | For | Management | ||||
1.2 | Elect Director Robert W. Decherd | For | For | Management | ||||
1.3 | Elect Director G. Craig Sullivan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
KINDER MORGAN, INC.
Ticker: | KMI | Security ID: | 49455P101 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael C. Morgan | For | For | Management | ||||
1.2 | Elect Director Stewart A. Bliss | For | For | Management | ||||
1.3 | Elect Director Edward Randall, III | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
Page 43
KLA-TENCOR CORP.
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | OCT 18, 2004 | Meeting Type: | Annual | |||
Record Date: | AUG 23, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.3 | Elect Director Kenneth L. Schroeder | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
LAMAR ADVERTISING COMPANY
Ticker: | LAMR | Security ID: | 512815101 | |||
Meeting Date: | MAY 26, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 6, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Anna Reilly Cullinan | For | For | Management | ||||
1.2 | Elect Director John Maxwell Hamilton | For | For | Management | ||||
1.3 | Elect Director Robert M. Jelenic | For | For | Management | ||||
1.4 | Elect Director Stephen P. Mumblow | For | For | Management | ||||
1.5 | Elect Director Thomas V. Reifenheiser | For | For | Management | ||||
1.6 | Elect Director Kevin P. Reilly, Jr. | For | For | Management | ||||
1.7 | Elect Director Wendell Reilly | For | For | Management |
LEHMAN BROTHERS HOLDINGS INC.
Ticker: | LEH | Security ID: | 524908100 | |||
Meeting Date: | APR 5, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael L. Ainslie | For | For | Management | ||||
1.2 | Elect Director John F. Akers | For | For | Management | ||||
1.3 | Elect Director Richard S. Fuld, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder |
Page 44
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director B. Charles Ames | For | For | Management | ||||
1.2 | Elect Director Ralph E. Gomory | For | For | Management | ||||
1.3 | Elect Director Marvin L. Mann | For | Withhold | Management | ||||
1.4 | Elect Director Teresa Beck | For | For | Management | ||||
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
LIMITED BRANDS
Ticker: | LTD | Security ID: | 532716107 | |||
Meeting Date: | MAY 16, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Donna A. James | For | For | Management | ||||
1.2 | Elect Director Leonard A. Schlesinger | For | For | Management | ||||
1.3 | Elect Director Jeffrey B. Swartz | For | For | Management | ||||
1.4 | Elect Director Raymond Zimmerman | For | For | Management |
LINCOLN NATIONAL CORP.
Ticker: | LNC | Security ID: | 534187109 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marcia J. Avedon, Ph.D. | For | For | Management | ||||
1.2 | Elect Director J. Patrick Barrett | For | For | Management | ||||
1.3 | Elect Director Michael F. Mee | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management |
LOCKHEED MARTIN CORP.
Ticker: | LMT | Security ID: | 539830109 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director E.C. ‘Pete’ Aldridge, Jr. | For | For | Management | ||||
1.2 | Elect Director Nolan D. Archibald | For | For | Management | ||||
1.3 | Elect Director Marcus C. Bennett | For | For | Management | ||||
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management | ||||
1.5 | Elect Director Gwendolyn S. King | For | For | Management | ||||
1.6 | Elect Director Douglas H. McCorkindale | For | For | Management | ||||
1.7 | Elect Director Eugene F. Murphy | For | For | Management | ||||
1.8 | Elect Director Joseph W. Ralston | For | Withhold | Management | ||||
1.9 | Elect Director Frank Savage | For | Withhold | Management | ||||
1.10 | Elect Director Anne Stevens | For | For | Management | ||||
1.11 | Elect Director Robert J. Stevens | For | For | Management | ||||
1.12 | Elect Director James R. Ukropina | For | For | Management | ||||
1.13 | Elect Director Douglas C. Yearley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Performance-Based/Indexed Options | Against | Against | Shareholder |
Page 45
5 | Adopt Simple Majority Vote Requirement for All Issues | Against | For | Shareholder | ||||
6 | Report on Pay Disparity | Against | Against | Shareholder | ||||
7 | and amend its code of conduct and policies related to bidding Review Code of Conduct on Military Contracts | Against | Against | Shareholder |
LOWE’S COMPANIES, INC.
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | MAY 27, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert A. Ingram | For | For | Management | ||||
1.2 | Elect Director Richard K. Lochridge | For | For | Management | ||||
1.3 | Elect Director Robert L. Johnson | For | For | Management | ||||
2 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
MARATHON OIL CORP
Ticker: | MRO | Security ID: | 565849106 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Shirley Ann Jackson | For | For | Management | ||||
1.2 | Elect Director Philip Lader | For | For | Management | ||||
1.3 | Elect Director Seth E. Schofield | For | For | Management | ||||
1.4 | Elect Director Douglas C. Yearley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Amend Governance Documents Regarding Director Nominees by Affirmative Votes | Against | For | Shareholder |
MARRIOTT INTERNATIONAL INC. (NEW)
Ticker: | MAR | Security ID: | 571903202 | |||
Meeting Date: | MAY 6, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.W. Marriott, Jr. | For | For | Management | ||||
1.2 | Elect Director Debra L. Lee | For | For | Management | ||||
1.3 | Elect Director George Munoz | For | For | Management | ||||
1.4 | Elect Director William J. Shaw | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
Page 46
MARSH & MCLENNAN COMPANIES, INC.
Ticker: | MMC | Security ID: | 571748102 | |||
Meeting Date: | MAY 19, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael G. Cherkasky | For | For | Management | ||||
1.2 | Elect Director Stephen R. Hardis | For | For | Management | ||||
1.3 | Elect Director The Rt. Hon. Lord Lang of Monkton, DL | For | For | Management | ||||
1.4 | Elect Director Morton O. Schapiro | For | For | Management | ||||
1.5 | Elect Director Adele Simmons | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Option Exchange Program | For | For | Management | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder | ||||
5 | Request That the Board of Directors Adopt an Executive Compensation Policy That All Future Stock Option Grants to Senior Executives Shall be Performance - Based | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
MARSHALL & ILSLEY CORP.
Ticker: | MI | Security ID: | 571834100 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew N. Baur | For | For | Management | ||||
1.2 | Elect Director John W. Daniels, Jr. | For | For | Management | ||||
1.3 | Elect Director John A. Mellowes | For | For | Management | ||||
1.4 | Elect Director Robert J. O’Toole | For | For | Management | ||||
1.5 | Elect Director John S. Shiely | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
MASCO CORP.
Ticker: | MAS | Security ID: | 574599106 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Verne G. Istock | For | For | Management | ||||
1.2 | Elect Director David L. Johnston | For | For | Management | ||||
1.3 | Elect Director J. Michael Losh | For | For | Management | ||||
1.4 | Elect Director Dennis W. Archer | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
Page 47
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: | MXIM | Security ID: | 57772K101 | |||
Meeting Date: | NOV 18, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 27, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Bergman | For | For | Management | ||||
1.2 | Elect Director John F. Gifford | For | For | Management | ||||
1.3 | Elect Director B. Kipling Hagopian | For | For | Management | ||||
1.4 | Elect Director M.D. Sampels | For | For | Management | ||||
1.5 | Elect Director A.R. Frank Wazzan | For | For | Management | ||||
2 | Amend Employee Stock Purchase Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
MBNA CORP.
Ticker: | KRB | Security ID: | 55262L100 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James H. Berick | For | Withhold | Management | ||||
1.2 | Elect Director Mary M. Boies | For | For | Management | ||||
1.3 | Elect Director Benjamin R. Civiletti | For | Withhold | Management | ||||
1.4 | Elect Director Bruce L. Hammonds | For | For | Management | ||||
1.5 | Elect Director William L. Jews | For | For | Management | ||||
1.6 | Elect Director Randolph D. Lerner | For | For | Management | ||||
1.7 | Elect Director Stuart L. Markowitz, M.D. | For | For | Management | ||||
1.8 | Elect Director William B. Milstead | For | For | Management | ||||
1.9 | Elect Director Thomas G. Murdough, Jr. | For | For | Management | ||||
1.10 | Elect Director Laura S. Unger | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Expense Stock Options | Against | For | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | For | Shareholder |
MCDONALD’S CORP.
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hall Adams, Jr. | For | For | Management | ||||
1.2 | Elect Director Cary D. McMillan | For | For | Management | ||||
1.3 | Elect Director Michael J. Roberts | For | For | Management | ||||
1.4 | Elect Director James A. Skinner | For | For | Management | ||||
1.5 | Elect Director Anne-Marie Slaughter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Genetically Modified Organisms | Against | Against | Shareholder |
Page 48
MEDCO HEALTH SOLUTIONS INC
Ticker: | MHS | Security ID: | 58405U102 | |||
Meeting Date: | MAY 31, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John L. Cassis | For | For | Management | ||||
1.2 | Elect Director Michael Goldstein | For | For | Management | ||||
1.3 | Elect Director Blenda J. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
MEDTRONIC, INC.
Ticker: | MDT | Security ID: | 585055106 | |||
Meeting Date: | AUG 26, 2004 | Meeting Type: | Annual | |||
Record Date: | JUL 2, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William R. Brody, M.D., Ph.D. | For | For | Management | ||||
1.2 | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||
1.3 | Elect Director Antonio M. Gotto, Jr., M.D., D. Phil. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Charitable Contributions | Against | Against | Shareholder |
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||
1.2 | Elect Director William G. Bowen | For | For | Management | ||||
1.3 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
1.4 | Elect Director Thomas E. Shenk | For | For | Management | ||||
1.5 | Elect Director Anne M. Tatlock | For | For | Management | ||||
1.6 | Elect Director Samuel O. Thier | For | For | Management | ||||
1.7 | Elect Director Wendell P. Weeks | For | For | Management | ||||
1.8 | Elect Director Peter C. Wendell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Prohibit Awards to Executives | Against | Against | Shareholder | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder | ||||
5 | Eliminate Animal Testing | Against | Against | Shareholder | ||||
6 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
7 | Report on Product Availability in Canada | Against | Against | Shareholder | ||||
8 | Report on Political Contributions | Against | Against | Shareholder | ||||
9 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | Shareholder |
Page 49
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 | |||
Meeting Date: | APR 22, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||||
1.2 | Elect Director Heinz-Joachim Neuburger | For | For | Management | ||||
1.3 | Elect Director E. Stanley O’Neal | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Non-Employee Director Restricted Stock Plan | For | For | Management | ||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
5 | Limit Executive Compensation | Against | Against | Shareholder |
METLIFE, INC
Ticker: | MET | Security ID: | 59156R108 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cheryl W. Grise | For | For | Management | ||||
1.2 | Elect Director James R. Houghton | For | For | Management | ||||
1.3 | Elect Director Helene L. Kaplan | For | For | Management | ||||
1.4 | Elect Director Sylvia M. Mathews | For | For | Management | ||||
1.5 | Elect Director William C. Steere, Jr. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Establish Other Board Committee | Against | Against | Shareholder |
MGIC INVESTMENT CORP.
Ticker: | MTG | Security ID: | 552848103 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary K. Bush | For | For | Management | ||||
1.2 | Elect Director David S. Engelman | For | For | Management | ||||
1.3 | Elect Director Kenneth M. Jastrow, II | For | For | Management | ||||
1.4 | Elect Director Daniel P. Kearney | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
MICRON TECHNOLOGY, INC.
Ticker: | MU | Security ID: | 595112103 | |||
Meeting Date: | NOV 18, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven R. Appleton | For | For | Management | ||||
1.2 | Elect Director James W. Bagley | For | For | Management |
Page 50
1.3 | Elect Director Ronald C. Foster | For | For | Management | ||||
1.4 | Elect Director Robert A. Lothrop | For | For | Management | ||||
1.5 | Elect Director Thomas T. Nicholson | For | For | Management | ||||
1.6 | Elect Director Gordon C. Smith | For | For | Management | ||||
1.7 | Elect Director William P. Weber | For | For | Management | ||||
2 | Amend Employee Stock Purchase Plan | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 9, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William H. Gates III | For | For | Management | ||||
1.2 | Elect Director Steven A. Ballmer | For | For | Management | ||||
1.3 | Elect Director James I. Cash Jr., Ph.D. | For | For | Management | ||||
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management | ||||
1.6 | Elect Director David F. Marquardt | For | For | Management | ||||
1.7 | Elect Director Charles H. Noski | For | For | Management | ||||
1.8 | Elect Director Dr. Helmut Panke | For | For | Management | ||||
1.9 | Elect Director Jon A. Shirley | For | For | Management | ||||
2 | Amend Bundled Compensation Plans | For | For | Management | ||||
3 | Amend Bundled Compensation Plans | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
MOLSON COORS BREWING CO
Ticker: | TAP | Security ID: | 60871R209 | |||
Meeting Date: | MAY 11, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Cleghorn | For | For | Management | ||||
1.2 | Elect Director Charles M. Herington | For | For | Management | ||||
1.3 | Elect Director David P. O’Brien | For | For | Management |
MONSANTO CO.
Ticker: | MON | Security ID: | 61166W101 | |||
Meeting Date: | JAN 20, 2005 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John W. Bachmann | For | For | Management | ||||
1.2 | Elect Director William U. Parfet | For | For | Management | ||||
1.3 | Elect Director George H. Poste | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
Page 51
4 | Report on Genetically Modified Organisms | Against | Against | Shareholder | ||||
5 | Report on Export of Hazardous Pesticides | Against | Against | Shareholder | ||||
6 | Adopt Human Rights Policy | Against | Against | Shareholder | ||||
7 | Eliminate Animal Testing | Against | Against | Shareholder |
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 | |||
Meeting Date: | MAR 15, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Jacob | For | For | Management | ||||
1.2 | Elect Director Charles F. Knight | For | For | Management | ||||
1.3 | Elect Director Miles L. Marsh | For | For | Management | ||||
1.4 | Elect Director Laura D’Andrea Tyson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder |
MOTOROLA, INC.
Ticker: | MOT | Security ID: | 620076109 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director E. Zander | For | For | Management | ||||
1.2 | Elect Director H. L. Fuller | For | For | Management | ||||
1.3 | Elect Director J. Lewant | For | For | Management | ||||
1.4 | Elect Director W. Massey | For | For | Management | ||||
1.5 | Elect Director T. Meredith | For | For | Management | ||||
1.6 | Elect Director N. Negroponte | For | For | Management | ||||
1.7 | Elect Director I. Nooyi | For | For | Management | ||||
1.8 | Elect Director S. Scott III | For | For | Management | ||||
1.9 | Elect Director R. Sommer | For | For | Management | ||||
1.10 | Elect Director J. Stengel | For | For | Management | ||||
1.11 | Elect Director D. Warner III | For | For | Management | ||||
1.12 | Elect Director J. White | For | For | Management | ||||
2 | Limit Executive Compensation | Against | Against | Shareholder | ||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
NATIONAL CITY CORP.
Ticker: | NCC | Security ID: | 635405103 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jon E. Barfield | For | For | Management | ||||
1.2 | Elect Director James S. Broadhurst | For | For | Management | ||||
1.3 | Elect Director Christopher M. Connor | For | For | Management | ||||
1.4 | Elect Director David A. Daberko | For | For | Management |
Page 52
1.5 | Elect Director Joseph T. Gorman | For | For | Management | ||||
1.6 | Elect Director Bernadine P. Healy | For | For | Management | ||||
1.7 | Elect Director S. Craig Lindner | For | For | Management | ||||
1.8 | Elect Director Paul A. Ormond | For | For | Management | ||||
1.9 | Elect Director Robert A. Paul | For | For | Management | ||||
1.10 | Elect Director Gerald L. Shaheen | For | For | Management | ||||
1.11 | Elect Director Jerry Sue Thornton | For | For | Management | ||||
1.12 | Elect Director Morry Weiss | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management |
NATIONAL FUEL GAS CO.
Ticker: | NFG | Security ID: | 636180101 | |||
Meeting Date: | FEB 17, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 20, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert T. Brady | For | For | Management | ||||
1.2 | Elect Director Rolland E. Kidder | For | Withhold | Management | ||||
1.3 | Elect Director Richard G. Reiten | For | For | Management | ||||
1.4 | Elect Director Craig G. Matthews | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Articles | For | Against | Management | ||||
4 | Limit Executive Compensation | Against | Against | Shareholder |
NCR CORPORATION
Ticker: | NCR | Security ID: | 62886E108 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark P. Frissora | For | For | Management | ||||
1.2 | Elect Director C.K. Prahalad | For | For | Management | ||||
1.3 | Elect Director William S. Stavropoulos | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Eliminate Domestic Partner Benefits for Executives | Against | Against | Shareholder |
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 | |||
Meeting Date: | APR 27, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Glen A. Barton | For | For | Management | ||||
1.2 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.3 | Elect Director Michael s. Hamson | For | For | Management | ||||
1.4 | Elect Director Leo I. Higdon, Jr. | For | For | Management | ||||
1.5 | Elect Director Pierre Lassonde | For | For | Management | ||||
1.6 | Elect Director Robert J. Miller | For | For | Management | ||||
1.7 | Elect Director Wayne W. Murdy | For | For | Management | ||||
1.8 | Elect Director Robin A. Plumbridge | For | For | Management |
Page 53
1.9 | Elect Director John B. Prescott | For | For | Management | ||||
1.10 | Elect Director Donald C. Roth | For | For | Management | ||||
1.11 | Elect Director Seymour Schulich | For | For | Management | ||||
1.12 | Elect Director James V. Taranik | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
NEXTEL PARTNERS, INC.
Ticker: | NXTP | Security ID: | 65333F107 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Adam Aron | For | For | Management | ||||
1.2 | Elect Director John Chapple | For | For | Management | ||||
1.3 | Elect Director Steven B. Dodge | For | For | Management | ||||
1.4 | Elect Director Timothy Donahue | For | For | Management | ||||
1.5 | Elect Director Arthur W. Harrigan, Jr. | For | For | Management | ||||
1.6 | Elect Director James N. Perry, Jr. | For | For | Management | ||||
1.7 | Elect Director Caroline H. Rapking | For | For | Management | ||||
1.8 | Elect Director Dennis M. Weibling | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 | |||
Meeting Date: | SEP 20, 2004 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jill K. Conway | For | For | Management | ||||
1.2 | Elect Director Alan B. Graf, Jr. | For | For | Management | ||||
1.3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
NORFOLK SOUTHERN CORP.
Ticker: | NSC | Security ID: | 655844108 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gerald L. Baliles | For | Withhold | Management | ||||
1.2 | Elect Director Gene R. Carter | For | For | Management | ||||
1.3 | Elect Director Charles W. Moorman | For | For | Management | ||||
1.4 | Elect Director J. Paul Reason | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
Page 54
NORTHROP GRUMMAN CORP.
Ticker: | NOC | Security ID: | 666807102 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Phillip Frost | For | For | Management | ||||
1.2 | Elect Director John B. Slaughter | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Amend Non-employee Director Plan (Stock Awards in Lieu of Cash) | For | For | Management | ||||
5 | Adopt Simply Majority Vote Requirement | Against | For | Shareholder |
NUCOR CORP.
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browing | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Thomas A. Waltermire | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management |
NVIDIA CORPORATION
Ticker: | NVDA | Security ID: | 67066G104 | |||
Meeting Date: | AUG 19, 2004 | Meeting Type: | Annual | |||
Record Date: | JUN 30, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James C. Gaither | For | For | Management | ||||
1.2 | Elect Director Jen-Hsun Huang | For | For | Management | ||||
1.3 | Elect Director A. Brooke Seawell | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
OCCIDENTAL PETROLEUM CORP.
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 6, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Spencer Abraham | For | For | Management | ||||
1.2 | Elect Director Ronald W. Burkle | For | For | Management | ||||
1.3 | Elect Director John S. Chalsky | For | For | Management | ||||
1.4 | Elect Director Edward P. Djerejian | For | For | Management | ||||
1.5 | Elect Director R. Chad Dreier | For | For | Management | ||||
1.6 | Elect Director John E. Feick | For | For | Management |
Page 55
1.7 | Elect Director Ray R. Irani | For | For | Management | ||||
1.8 | Elect Director Irwin W. Maloney | For | For | Management | ||||
1.9 | Elect Director Rodolfo Segovia | For | For | Management | ||||
1.10 | Elect Director Aziz D. Syriani | For | For | Management | ||||
1.11 | Elect Director Rosemary Tomich | For | For | Management | ||||
1.12 | Elect Director Walter L. Weisman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Proposal Regarding Board Sponsored Proposals | Against | Against | Shareholder | ||||
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
ORACLE CORP.
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 29, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 2, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey O. Henley | For | For | Management | ||||
1.2 | Elect Director Lawrence J. Ellison | For | For | Management | ||||
1.3 | Elect Director Donald L. Lucas | For | For | Management | ||||
1.4 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.5 | Elect Director Jack F. Kemp | For | For | Management | ||||
1.6 | Elect Director Jeffrey S. Berg | For | For | Management | ||||
1.7 | Elect Director Safra Catz | For | For | Management | ||||
1.8 | Elect Director Hector Garcia-Molina | For | For | Management | ||||
1.9 | Elect Director Joseph A. Grundfest | For | For | Management | ||||
1.10 | Elect Director H. Raymond Bingham | For | For | Management | ||||
1.11 | Elect Director Charles E. Phillips, Jr. | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Implement China Principles | Against | Against | Shareholder |
PACCAR INC.
Ticker: | PCAR | Security ID: | 693718108 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Fluke, Jr. | For | For | Management | ||||
1.2 | Elect Director Stephen F. Page | For | For | Management | ||||
1.3 | Elect Director Michael A. Tembreull | For | For | Management | ||||
2 | Declassify the Board of Directors | Against | For | Shareholder | ||||
3 | Amend Bylaws to Provide for Director Nominees to be Elected by Majority Vote | Against | For | Shareholder |
Page 56
PACTIV CORP.
Ticker: | PTV | Security ID: | 695257105 | |||
Meeting Date: | MAY 20, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director K. Dane Brooksher | For | For | Management | ||||
1.3 | Elect Director Robert J. Darnall | For | For | Management | ||||
1.4 | Elect Director Mary R. (Nina) Henderson | For | For | Management | ||||
1.5 | Elect Director Roger B. Porter | For | For | Management | ||||
1.6 | Elect Director Richard L. Wambold | For | For | Management | ||||
1.7 | Elect Director Norman H. Wesley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Akers | For | For | Management | ||||
1.2 | Elect Director Robert E. Allen | For | For | Management | ||||
1.3 | Elect Director Ray L. Hunt | For | For | Management | ||||
1.4 | Elect Director Arthur C. Martinez | For | For | Management | ||||
1.5 | Elect Director Indra K. Nooyi | For | For | Management | ||||
1.6 | Elect Director Steven S Reinemund | For | For | Management | ||||
1.7 | Elect Director Sharon P. Rockefeller | For | For | Management | ||||
1.8 | Elect Director James J. Schiro | For | For | Management | ||||
1.9 | Elect Director Franklin A. Thomas | For | For | Management | ||||
1.10 | Elect Director Cynthia M. Trudell | For | For | Management | ||||
1.11 | Elect Director Solomon D. Trujillo | For | For | Management | ||||
1.12 | Elect Director Daniel Vasella | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Corporate Political Contributions | Against | Against | Shareholder |
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael S. Brown | For | For | Management | ||||
1.2 | Elect Director M. Anthony Burns | For | For | Management | ||||
1.3 | Elect Director Robert N. Burt | For | For | Management | ||||
1.4 | Elect Director W. Don Cornwell | For | For | Management | ||||
1.5 | Elect Director William H. Gray III | For | For | Management | ||||
1.6 | Elect Director Constance J. Horner | For | For | Management | ||||
1.7 | Elect Director William R. Howell | For | For | Management | ||||
1.8 | Elect Director Stanley O. Ikenberry | For | For | Management | ||||
1.9 | Elect Director George A. Lorch | For | For | Management | ||||
1.10 | Elect Director Henry A. McKinnell | For | For | Management | ||||
1.11 | Elect Director Dana G. Mead | For | For | Management | ||||
1.12 | Elect Director Ruth J. Simmons | For | For | Management | ||||
1.13 | Elect Director William C. Steere, Jr. | For | For | Management | ||||
1.14 | Elect Director Jean-Paul Valles | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 57
3 | Establish Term Limits for Directors | Against | Against | Shareholder | ||||
4 | Report on Pharmaceutical Price Restraint | Against | Against | Shareholder | ||||
5 | Review and Report on Drug Reimportation Policy | Against | Against | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Report on Product Availability in Canada | Against | Against | Shareholder | ||||
8 | Separate Chairman and CEO Positions | Against | For | Shareholder |
POLYCOM, INC.
Ticker: | PLCM | Security ID: | 73172K104 | |||
Meeting Date: | MAY 25, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert C. Hagerty | For | For | Management | ||||
1.2 | Elect Director Michael R. Kourey | For | For | Management | ||||
1.3 | Elect Director Betsy S. Atkins | For | For | Management | ||||
1.4 | Elect Director John Seely Brown | For | For | Management | ||||
1.5 | Elect Director Durk I. Jager | For | For | Management | ||||
1.6 | Elect Director John A. Kelley, Jr. | For | For | Management | ||||
1.7 | Elect Director Stanley J. Meresman | For | For | Management | ||||
1.8 | Elect Director Kevin T. Parker | For | For | Management | ||||
1.9 | Elect Director Thomas G. Stemberg | For | For | Management | ||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: | PFG | Security ID: | 74251V102 | |||
Meeting Date: | MAY 17, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Betsy J. Bernard | For | For | Management | ||||
1.2 | Elect Director Jocelyn Carter Miller | For | For | Management | ||||
1.3 | Elect Director Gary E. Costley | For | For | Management | ||||
1.4 | Elect Director William T. Kerr | For | For | Management | ||||
2 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management |
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 | |||
Meeting Date: | OCT 12, 2004 | Meeting Type: | Annual | |||
Record Date: | JUL 30, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director R. Kerry Clark | For | For | Management | ||||
1.2 | Elect Director Joseph T. Gorman | For | For | Management |
Page 58
1.3 | Elect Director Lynn M. Martin | For | For | Management | ||||
1.4 | Elect Director Ralph Snyderman, M.D. | For | For | Management | ||||
1.5 | Elect Director Robert D. Storey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Declassify the Board of Directors | Against | For | Management | ||||
5 | Implement/ Report on Animal Welfare Standards | Against | Against | Shareholder |
PROGRESSIVE CORP., THE
Ticker: | PGR | Security ID: | 743315103 | |||
Meeting Date: | APR 15, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles A. Davis | For | For | Management | ||||
1.2 | Elect Director Bernadine P. Healy | For | For | Management | ||||
1.3 | Elect Director Jeffrey D. Kelly | For | For | Management | ||||
2 | Authorize Board to Fill Vacancies | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
PROVIDIAN FINANCIAL CORP.
Ticker: | PVN | Security ID: | 74406A102 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James P. Holdcroft | For | For | Management | ||||
1.2 | Elect Director Ruth M. Owardes | For | For | Management | ||||
1.3 | Elect Director Jane A. Truelove | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
PRUDENTIAL FINANCIAL INC
Ticker: | PRU | Security ID: | 744320102 | |||
Meeting Date: | JUN 7, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James G. Cullen | For | For | Management | ||||
1.2 | Elect Director James A. Unruh | For | For | Management | ||||
1.3 | Elect Director Gordon M. Bethune | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
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PULTE HOMES INC.
Ticker: | PHM | Security ID: | 745867101 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D. Kent Anderson | For | For | Management | ||||
1.2 | Elect Director John J. Shea | For | For | Management | ||||
1.3 | Elect Director William B. Smith | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
QUALCOMM INC.
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 8, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.2 | Elect Director Duane A. Nelles | For | Withhold | Management | ||||
1.3 | Elect Director Brent Scowcroft | For | For | Management | ||||
2 | Declassify the Board of Directors and Eliminate Cumulative Voting | For | For | Management | ||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Amend Articles | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
SARA LEE CORP.
Ticker: | SLE | Security ID: | 803111103 | |||
Meeting Date: | OCT 28, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 1, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brenda C. Barnes | For | For | Management | ||||
1.2 | Elect Director J.T. Battenberg III | For | For | Management | ||||
1.3 | Elect Director Charles W. Coker | For | For | Management | ||||
1.4 | Elect Director James S. Crown | For | For | Management | ||||
1.5 | Elect Director Willie D. Davis | For | For | Management | ||||
1.6 | Elect Director Vernon E. Jordan, Jr. | For | For | Management | ||||
1.7 | Elect Director Laurette T. Koellner | For | For | Management | ||||
1.8 | Elect Director Cornelis J.A. van Lede | For | For | Management | ||||
1.9 | Elect Director Joan D. Manley | For | For | Management | ||||
1.10 | Elect Director C. Steven McMillan | For | For | Management | ||||
1.11 | Elect Director Sir Ian Prosser | For | For | Management | ||||
1.12 | Elect Director Rozanne L. Ridgway | For | For | Management | ||||
1.13 | Elect Director Richard L. Thomas | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Charitable Contributions | Against | Against | Shareholder |
Page 60
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 | |||
Meeting Date: | APR 29, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gilbert F. Amelio | For | For | Management | ||||
1.2 | Elect Director August A. Busch III | For | For | Management | ||||
1.3 | Elect Director Martin K. Eby, Jr. | For | For | Management | ||||
1.4 | Elect Director James A. Henderson | For | For | Management | ||||
1.5 | Elect Director Charles F. Knight | For | For | Management | ||||
1.6 | Elect Director Lynn M. Martin | For | For | Management | ||||
1.7 | Elect Director John B. McCoy | For | For | Management | ||||
1.8 | Elect Director Mary S. Metz | For | For | Management | ||||
1.9 | Elect Director Toni Rembe | For | For | Management | ||||
1.10 | Elect Director S. Donley Ritchey | For | For | Management | ||||
1.11 | Elect Director Joyce M. Roche | For | For | Management | ||||
1.12 | Elect Director Laura D’Andrea Tyson | For | For | Management | ||||
1.13 | Elect Director Patricia P. Upton | For | For | Management | ||||
1.14 | Elect Director Edward E. Whitacre, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||
5 | Report on Executive Compensation | Against | Against | Shareholder | ||||
6 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
7 | Adopt Simple Majority Vote | Against | For | Shareholder |
SCHERING-PLOUGH CORP.
Ticker: | SGP | Security ID: | 806605101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hans W. Becherer | For | For | Management | ||||
1.2 | Elect Director Kathryn C. Turner | For | For | Management | ||||
1.3 | Elect Director Robert F. W. van Oordt | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Eliminate Animal Testing | Against | Against | Shareholder |
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 13, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 2, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Deutch | For | For | Management | ||||
1.2 | Elect Director J.S. Gorelick | For | For | Management | ||||
1.3 | Elect Director A. Gould | For | For | Management | ||||
1.4 | Elect Director T. Isaac | For | For | Management | ||||
1.5 | Elect Director A. Lajous | For | For | Management | ||||
1.6 | Elect Director A. Levy-Lang | For | For | Management | ||||
1.7 | Elect Director M.E. Marks | For | For | Management |
Page 61
1.8 | Elect Director D. Primat | For | For | Management | ||||
1.9 | Elect Director T.I. Sandvold | For | For | Management | ||||
1.10 | Elect Director N. Seydoux | For | For | Management | ||||
1.11 | Elect Director L.G. Stuntz | For | For | Management | ||||
1.12 | Elect Director R. Talwar | For | For | Management | ||||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | For | Management | ||||
3 | ADOPTION OF MANDATORY AMENDMENTS TO THE ARTICLES OF INCORPORATION | For | For | Management | ||||
4 | ADOPTION OF VOLUNTARY AMENDMENTS TO THE ARTICLES OF INCORPORATION | For | For | Management | ||||
5 | APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2005 OPTION PLAN | For | For | Management | ||||
6 | APPROVAL OF ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN | For | For | Management | ||||
7 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Management |
SCIENTIFIC-ATLANTA, INC.
Ticker: | SFA | Security ID: | 808655104 | |||
Meeting Date: | NOV 3, 2004 | Meeting Type: | Annual | |||
Record Date: | SEP 15, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||
1.2 | Elect Director James F. McDonald | For | For | Management | ||||
1.3 | Elect Director Terence F. McGuirk | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
SEALED AIR CORP.
Ticker: | SEE | Security ID: | 81211K100 | |||
Meeting Date: | MAY 20, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Hank Brown | For | For | Management | ||||
1.2 | Elect Director Michael Chu | For | For | Management | ||||
1.3 | Elect Director Lawrence R. Codey | For | For | Management | ||||
1.4 | Elect Director T. J. Dermot Dunphy | For | For | Management | ||||
1.5 | Elect Director Charles F. Farrell, Jr. | For | For | Management | ||||
1.6 | Elect Director William V. Hickey | For | For | Management | ||||
1.7 | Elect Director Jacqueline B. Kosecoff | For | For | Management | ||||
1.8 | Elect Director Kenneth P. Manning | For | For | Management | ||||
1.9 | Elect Director William J. Marino | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 62
SOUTHERN COMPANY
Ticker: | SO | Security ID: | 842587107 | |||
Meeting Date: | MAY 25, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Daniel P. Amos | For | For | Management | ||||
1.2 | Elect Director Dorrit J. Bern | For | For | Management | ||||
1.3 | Elect Director Francis S. Blake | For | For | Management | ||||
1.4 | Elect Director Thomas F. Chapman | For | For | Management | ||||
1.5 | Elect Director Bruce S. Gordon | For | For | Management | ||||
1.6 | Elect Director Donald M. James | For | For | Management | ||||
1.7 | Elect Director Zack T. Pate | For | For | Management | ||||
1.8 | Elect Director J. Neal Purcell | For | For | Management | ||||
1.9 | Elect Director David M. Ratcliffe | For | For | Management | ||||
1.10 | Elect Director Gerald J. St. Pe | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Political Contributions | Against | Against | Shareholder |
SPECTRASITE, INC.
Ticker: | SSI | Security ID: | 84761M104 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Stephen H. Clark | For | For | Management | ||||
1.2 | Elect Director Timothy G. Biltz | For | For | Management | ||||
1.3 | Elect Director Paul M. Albert, Jr. | For | For | Management | ||||
1.4 | Elect Director John F. Chlebowski | For | For | Management | ||||
1.5 | Elect Director Dean J. Douglas | For | For | Management | ||||
1.6 | Elect Director Patricia L. Higgins | For | For | Management | ||||
1.7 | Elect Director Samme L. Thompson | For | For | Management | ||||
1.8 | Elect Director Kari-Pekka Wilska | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 | |||
Meeting Date: | JUN 13, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Brenda C. Barnes | For | For | Management | ||||
1.2 | Elect Director Mary Elizabeth Burton | For | For | Management | ||||
1.3 | Elect Director Richard J. Currie | For | For | Management | ||||
1.4 | Elect Director Rowland T. Moriarty | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Against | Shareholder |
Page 63
STARBUCKS CORP.
Ticker: | SBUX | Security ID: | 855244109 | |||
Meeting Date: | FEB 9, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 2, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara Bass | For | For | Management | ||||
1.2 | Elect Director Mellody Hobson | For | For | Management | ||||
1.3 | Elect Director Olden Lee | For | For | Management | ||||
1.4 | Elect Director Howard Schultz | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Commit to Free Trade certified Coffee | Against | Against | Shareholder |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: | HOT | Security ID: | 85590A203 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
1.2 | Elect Director Jean-Marc Chapus | For | For | Management | ||||
1.3 | Elect Director Bruce W. Duncan | For | For | Management | ||||
1.4 | Elect Director Steven J. Heyer | For | For | Management | ||||
1.5 | Elect Director Eric Hippeau | For | For | Management | ||||
1.6 | Elect Director Steven Quazzo | For | For | Management | ||||
1.7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
1.8 | Elect Director Barry S. Sternlicht | For | For | Management | ||||
1.9 | Elect Director Daniel W. Yih | For | For | Management | ||||
1.10 | Elect Director Kneeland C. Youngblood | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Provide for Confidential Voting | Against | For | Shareholder | ||||
5 | Expense Stock Options | Against | For | Shareholder |
SUNOCO, INC.
Ticker: | SUN | Security ID: | 86764P109 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Darnall | For | For | Management | ||||
1.2 | Elect Director John G. Drosdick | For | For | Management | ||||
1.3 | Elect Director Ursula O. Fairbairn | For | For | Management | ||||
1.4 | Elect Director Thomas P. Gerrity | For | For | Management | ||||
1.5 | Elect Director Rosemarie B. Greco | For | For | Management | ||||
1.6 | Elect Director James G. Kaiser | For | For | Management | ||||
1.7 | Elect Director Richard H. Lenny | For | For | Management | ||||
1.8 | Elect Director R. Anderson Pew | For | For | Management | ||||
1.9 | Elect Director G. Jackson Ratcliffe | For | For | Management | ||||
1.10 | Elect Director John W. Rowe | For | For | Management | ||||
1.11 | Elect Director John K. Wulff | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
Page 64
SUPERVALU INC.
Ticker: | SVU | Security ID: | 868536103 | |||
Meeting Date: | JUN 15, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edwin C. Gage | For | For | Management | ||||
1.2 | Elect Director Garnett L. Keith, Jr. | For | For | Management | ||||
1.3 | Elect Director Marissa Peterson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
TARGET CORPORATION
Ticker: | TGT | Security ID: | 87612E106 | |||
Meeting Date: | MAY 18, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roxanne S. Austin | For | For | Management | ||||
1.2 | Elect Director James A. Johnson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
TEXAS INSTRUMENTS INC.
Ticker: | TXN | Security ID: | 882508104 | |||
Meeting Date: | APR 21, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Adams | For | For | Management | ||||
1.2 | Elect Director David L. Boren | For | For | Management | ||||
1.3 | Elect Director Daniel A. Carp | For | For | Management | ||||
1.4 | Elect Director Carrie S. Cox | For | For | Management | ||||
1.5 | Elect Director Thomas J. Engibous | For | For | Management | ||||
1.6 | Elect Director Gerald W. Fronterhouse | For | For | Management | ||||
1.7 | Elect Director David R. Goode | For | For | Management | ||||
1.8 | Elect Director Pamela H. Patsley | For | For | Management | ||||
1.9 | Elect Director Wayne R. Sanders | For | For | Management | ||||
1.10 | Elect Director Ruth J. Simmons | For | For | Management | ||||
1.11 | Elect Director Richard K. Templeton | For | For | Management | ||||
1.12 | Elect Director Christine T. Whitman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management |
Page 65
THOMAS & BETTS CORP.
Ticker: | TNB | Security ID: | 884315102 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernest H. Drew | For | For | Management | ||||
1.2 | Elect Director T.Kevin Dunnigan | For | For | Management | ||||
1.3 | Elect Director Jeananne K. Hauswald | For | For | Management | ||||
1.4 | Elect Director Dean Jernigan | For | For | Management | ||||
1.5 | Elect Director Ronald B. Kalich Sr. | For | For | Management | ||||
1.6 | Elect Director Kenneth R. Masterson | For | For | Management | ||||
1.7 | Elect Director Dominic J. Pileggi | For | For | Management | ||||
1.8 | Elect Director Jean-Paul Richard | For | For | Management | ||||
1.9 | Elect Director David D. Stevens | For | For | Management | ||||
1.10 | Elect Director William H. Waltrip | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 | |||
Meeting Date: | MAY 20, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James L. Barksdale | For | For | Management | ||||
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||
1.3 | Elect Director Stephen M. Case | For | For | Management | ||||
1.4 | Elect Director Frank J. Caufield | For | For | Management | ||||
1.5 | Elect Director Robert C. Clark | For | For | Management | ||||
1.6 | Elect Director Jessica P. Einhorn | For | For | Management | ||||
1.7 | Elect Director Miles R. Gilburne | For | For | Management | ||||
1.8 | Elect Director Carla A. Hills | For | For | Management | ||||
1.9 | Elect Director Reuben Mark | For | For | Management | ||||
1.10 | Elect Director Michael A. Miles | For | For | Management | ||||
1.11 | Elect Director Kenneth J. Novack | For | For | Management | ||||
1.12 | Elect Director Richard D. Parsons | For | For | Management | ||||
1.13 | Elect Director R. E. Turner | For | For | �� | Management | |||
1.14 | Elect Director Francis T. Vincent, Jr | For | For | Management | ||||
1.15 | Elect Director Deborah C. Wright | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Report on Pay Disparity | Against | Against | Shareholder |
TOYS ‘R’ US, INC.
Ticker: | TOY | Security ID: | 892335100 | |||
Meeting Date: | JUN 23, 2005 | Meeting Type: | Special | |||
Record Date: | MAY 20, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
Page 66
TRANSOCEAN INC.
Ticker: | RIG | Security ID: | G90078109 | |||
Meeting Date: | MAY 12, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Judy J. Kelly | For | For | Management | ||||
1.2 | Elect Director Roberto Monti | For | For | Management | ||||
1.3 | Elect Director Ian C. Strachan | For | For | Management | ||||
2 | APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE UNDER THE PLAN FROM 2,500,000 TO 3,500,000. | For | For | Management | ||||
3 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 | |||
Meeting Date: | MAR 10, 2005 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Dennis C. Blair | For | For | Management | ||||
1.2 | Elect Director Edward D. Breen | For | For | Management | ||||
1.3 | Elect Director George W. Buckley | For | For | Management | ||||
1.4 | Elect Director Brian Duperreault | For | For | Management | ||||
1.5 | Elect Director Bruce S. Gordon | For | For | Management | ||||
1.6 | Elect Director Rajiv L. Gupta | For | For | Management | ||||
1.7 | Elect Director John A. Krol | For | For | Management | ||||
1.8 | Elect Director Mackey J. Mcdonald | For | For | Management | ||||
1.9 | Elect Director H. Carl Mccall | For | For | Management | ||||
1.10 | Elect Director Brendan R. O’Neill | For | For | Management | ||||
1.11 | Elect Director Sandra S. Wijnberg | For | For | Management | ||||
1.12 | Elect Director Jerome B. York | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 | |||
Meeting Date: | APR 19, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joel W. Johnson | For | For | Management | ||||
1.2 | Elect Director David B. O’Maley | For | For | Management | ||||
1.3 | Elect Director O’Dell M. Owens Md, Mph | For | For | Management | ||||
1.4 | Elect Director Craig D. Schnuck | For | Withhold | Management | ||||
1.5 | Elect Director Warren R. Staley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
4 | Performance- Based/Indexed Options | Against | For | Shareholder | ||||
5 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
Page 67
UNITED PARCEL SERVICE, INC.
Ticker: | UPS | Security ID: | 911312106 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John J. Beystehner | For | For | Management | ||||
1.2 | Elect Director Michael L. Eskew | For | For | Management | ||||
1.3 | Elect Director James P. Kelly | For | For | Management | ||||
1.4 | Elect Director Ann M. Livermore | For | For | Management | ||||
1.5 | Elect Director Gary E. Macdougal | For | For | Management | ||||
1.6 | Elect Director Victor A. Pelson | For | For | Management | ||||
1.7 | Elect Director Lea N. Soupata | For | For | Management | ||||
1.8 | Elect Director John W. Thompson | For | For | Management | ||||
1.9 | Elect Director Carol B. Tome | For | For | Management | ||||
1.10 | Elect Director Ben Verwaayen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 | |||
Meeting Date: | APR 13, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director George David | For | For | Management | ||||
1.2 | Elect Director Jean-Pierre Garnier | For | For | Management | ||||
1.3 | Elect Director Jamie S. Gorelick | For | For | Management | ||||
1.4 | Elect Director Charles R. Lee | For | For | Management | ||||
1.5 | Elect Director Richard D. McCormick | For | For | Management | ||||
1.6 | Elect Director Harold McGraw III | For | For | Management | ||||
1.7 | Elect Director Frank P. Popoff | For | For | Management | ||||
1.8 | Elect Director H. Patrick Swygert | For | For | Management | ||||
1.9 | Elect Director Andre Villeneuve | For | For | Management | ||||
1.10 | Elect Director H. A. Wagner | For | For | Management | ||||
1.11 | Elect Director Christine Todd Whitman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Increase Disclosure of Executive Compensation | Against | Against | Shareholder | ||||
5 | Adopt Ethical Criteria for Military Contracts | Against | Against | Shareholder | ||||
6 | Limit Executive Compensation | Against | Against | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 3, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Thomas H. Kean | For | For | Management | ||||
1.2 | Elect Director Robert L. Ryan | For | For | Management | ||||
1.3 | Elect Director William G. Spears | For | For | Management | ||||
1.4 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | For | Shareholder |
Page 68
VALERO ENERGY CORP.
Ticker: | VLO | Security ID: | 91913Y100 | |||
Meeting Date: | APR 28, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director W.E. Bill Bradford | For | For | Management | ||||
1.2 | Elect Director Ronald K. Calgaard | For | For | Management | ||||
1.3 | Elect Director William E. Greehey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management |
VALERO ENERGY CORP.
Ticker: | VLO | Security ID: | 91913Y100 | |||
Meeting Date: | SEP 13, 2004 | Meeting Type: | Special | |||
Record Date: | JUL 27, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Increase Authorized Common Stock | For | Against | Management |
VERITAS SOFTWARE CORP.
Ticker: | VRTS | Security ID: | 923436109 | |||
Meeting Date: | AUG 25, 2004 | Meeting Type: | Annual | |||
Record Date: | JUN 28, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Brown | For | For | Management | ||||
1.2 | Elect Director Kurt J. Lauk | For | For | Management | ||||
1.3 | Elect Director Fred van den Bosch | For | For | Management | ||||
2 | Amend Stock Option Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
VERITAS SOFTWARE CORP.
Ticker: | VRTS | Security ID: | 923436109 | |||
Meeting Date: | JUN 24, 2005 | Meeting Type: | Special | |||
Record Date: | MAY 12, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
Page 69
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 5, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Barker | For | For | Management | ||||
1.2 | Elect Director Richard L. Carrion | For | For | Management | ||||
1.3 | Elect Director Robert W. Lane | For | For | Management | ||||
1.4 | Elect Director Sandra O. Moose | For | For | Management | ||||
1.5 | Elect Director Joseph Neubauer | For | Withhold | Management | ||||
1.6 | Elect Director Thomas H. O’ Brien | For | For | Management | ||||
1.7 | Elect Director Hugh B. Price | For | For | Management | ||||
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
1.9 | Elect Director Walter V. Shipley | For | For | Management | ||||
1.10 | Elect Director John R. Stafford | For | For | Management | ||||
1.11 | Elect Director Robert D. Storey | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
5 | Require Majority of Independent Directors on Board | Against | Against | Shareholder | ||||
6 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
7 | Amend Director/Officer Liability/Indemnifications Provisions | Against | Against | Shareholder | ||||
8 | Report on Political Contributions | Against | Against | Shareholder |
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 | |||
Meeting Date: | APR 19, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Baker, II | For | For | Management | ||||
1.2 | Elect Director Peter C. Browing | For | For | Management | ||||
1.3 | Elect Director Donald M. James | For | For | Management | ||||
1.4 | Elect Director Van L. Richey | For | For | Management | ||||
1.5 | Elect Director G. Kennedy Thompson | For | For | Management | ||||
1.6 | Elect Director John C. Whitaker, Jr. | For | For | Management | ||||
1.7 | Elect Director Wallace D. Malone, Jr. | For | For | Management | ||||
1.8 | Elect Director Robert J. Brown | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 | |||
Meeting Date: | OCT 28, 2004 | Meeting Type: | Special | |||
Record Date: | AUG 20, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management |
Page 70
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 | |||
Meeting Date: | JUN 3, 2005 | Meeting Type: | Annual | |||
Record Date: | APR 5, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James W. Breyer | For | For | Management | ||||
1.2 | Elect Director M. Michele Burns | For | For | Management | ||||
1.3 | Elect Director Douglas N. Daft | For | For | Management | ||||
1.4 | Elect Director David D. Glass | For | For | Management | ||||
1.5 | Elect Director Roland A. Hernandez | For | For | Management | ||||
1.6 | Elect Director John D. Opie | For | For | Management | ||||
1.7 | Elect Director J. Paul Reason | For | For | Management | ||||
1.8 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||||
1.9 | Elect Director Jack C. Shewmaker | For | For | Management | ||||
1.10 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.11 | Elect Director John T. Walton | For | For | Management | ||||
1.12 | Elect Director S. Robson Walton | For | For | Management | ||||
1.13 | Elect Director Christopher J. Williams | For | For | Management | ||||
1.14 | Elect Director Linda S. Wolf | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Report on Executive Compensation | Against | Against | Shareholder | ||||
5 | Prepare Sustainability Report | Against | For | Shareholder | ||||
6 | Report on Stock Option Distribution by Race and Gender | Against | Against | Shareholder | ||||
7 | Report on Political Contributions | Against | Against | Shareholder | ||||
8 | Prepare Equal Opportunity Report | Against | Against | Shareholder | ||||
9 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
10 | Require Majority of Independent Directors on Board | Against | Against | Shareholder | ||||
11 | Performance-Based/Indexed Options | Against | Against | Shareholder |
WALGREEN CO.
Ticker: | WAG | Security ID: | 931422109 | |||
Meeting Date: | JAN 12, 2005 | Meeting Type: | Annual | |||
Record Date: | NOV 15, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David W. Bernauer | For | For | Management | ||||
1.2 | Elect Director William C. Foote | For | For | Management | ||||
1.3 | Elect Director James J. Howard | For | For | Management | ||||
1.4 | Elect Director Alan G. McNally | For | For | Management | ||||
1.5 | Elect Director Cordell Reed | For | For | Management | ||||
1.6 | Elect Director Jeffrey A. Rein | For | For | Management | ||||
1.7 | Elect Director David Y. Schwartz | For | For | Management | ||||
1.8 | Elect Director John B. Schwemm | For | For | Management | ||||
1.9 | Elect Director Marilou M. Von Ferstel | For | For | Management | ||||
1.10 | Elect Director Charles R. Walgreen III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Separate Chairman and CEO Positions | Against | For | Shareholder |
Page 71
WALT DISNEY COMPANY, THE
Ticker: | DIS | Security ID: | 254687106 | |||
Meeting Date: | FEB 11, 2005 | Meeting Type: | Annual | |||
Record Date: | DEC 17, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John E. Bryson | For | For | Management | ||||
1.2 | Elect Director John S. Chen | For | For | Management | ||||
1.3 | Elect Director Michael D. Eisner | For | For | Management | ||||
1.4 | Elect Director Judith L. Estrin | For | For | Management | ||||
1.5 | Elect Director Robert A. Iger | For | For | Management | ||||
1.6 | Elect Director Fred H. Langhammer | For | For | Management | ||||
1.7 | Elect Director Aylwin B. Lewis | For | For | Management | ||||
1.8 | Elect Director Monica C. Lozano | For | For | Management | ||||
1.9 | Elect Director Robert W. Matschullat | For | For | Management | ||||
1.10 | Elect Director George J. Mitchell | For | For | Management | ||||
1.11 | Elect Director Leo J. O’Donovan, S.J. | For | For | Management | ||||
1.12 | Elect Director Gary L. Wilson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Prohibit Greenmail Payments | Against | For | Shareholder | ||||
5 | Report on Vendor Standards in China | Against | Against | Shareholder |
WASHINGTON MUTUAL, INC
Ticker: | WM | Security ID: | 939322103 | |||
Meeting Date: | APR 19, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Phillip D. Matthews | For | For | Management | ||||
1.2 | Elect Director Mary E. Pugh | For | For | Management | ||||
1.3 | Elect Director William G. Reed, Jr. | For | For | Management | ||||
1.4 | Elect Director James H. Stever | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
WATERS CORP.
Ticker: | WAT | Security ID: | 941848103 | |||
Meeting Date: | MAY 4, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joshua Bekenstein | For | For | Management | ||||
1.2 | Elect Director Michael J. Berendt, Ph. D. | For | For | Management | ||||
1.3 | Elect Director Douglas A. Berthiaume | For | For | Management | ||||
1.4 | Elect Director Edward Conard | For | For | Management | ||||
1.5 | Elect Director Laurie H. Glimcher | For | For | Management | ||||
1.6 | Elect Director William J. Miller | For | For | Management | ||||
1.7 | Elect Director Thomas P. Salice | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Other Business | For | For | Management |
Page 72
WELLPOINT INC
Ticker: | WLP | Security ID: | 94973V107 | |||
Meeting Date: | MAY 10, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William H.T. Bush | For | For | Management | ||||
1.2 | Elect Director Warren Y. Jobe | For | For | Management | ||||
1.3 | Elect Director William G. Mays | For | For | Management | ||||
1.4 | Elect Director Senator Donald W. Riegle, Jr. | For | For | Management | ||||
1.5 | Elect Director William J. Ryan | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Performance-Based/Indexed Options | Against | For | Shareholder |
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 | |||
Meeting Date: | APR 26, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 8, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J.A. Blanchard III | For | For | Management | ||||
1.2 | Elect Director Susan E. Engel | For | For | Management | ||||
1.3 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert L. Joss | For | For | Management | ||||
1.5 | Elect Director Reatha Clark King | For | For | Management | ||||
1.6 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
1.7 | Elect Director Richard D. McCormick | For | For | Management | ||||
1.8 | Elect Director Cynthia H. Milligan | For | Withhold | Management | ||||
1.9 | Elect Director Philip J. Quigley | For | For | Management | ||||
1.10 | Elect Director Donald B. Rice | For | Withhold | Management | ||||
1.11 | Elect Director Judith M. Runstad | For | Withhold | Management | ||||
1.12 | Elect Director Stephen W. Sanger | For | For | Management | ||||
1.13 | Elect Director Susan G. Swenson | For | For | Management | ||||
1.14 | Elect Director Michael W. Wright | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Adopt Policy on Payday Lenders | Against | Against | Shareholder | ||||
5 | Link Executive Compensation to Predatory Lending | Against | Against | Shareholder | ||||
6 | Performance-Based/Indexed Options | Against | Against | Shareholder | ||||
7 | Limit Executive Compensation | Against | Against | Shareholder | ||||
8 | Separate Chairman and CEO Positions | Against | For | Shareholder |
WEYERHAEUSER CO.
Ticker: | WY | Security ID: | 962166104 | |||
Meeting Date: | APR 21, 2005 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D. Michael Steuart | For | For | Management | ||||
1.2 | Elect Director Martha R. Ingram | For | For | Management | ||||
1.3 | Elect Director John I. Kieckhefer | For | For | Management | ||||
1.4 | Elect Director Arnold G. Langbo | For | For | Management |
Page 73
1.5 | Elect Director Charles R. Williamson | For | For | Management | ||||
2 | Expense Stock Options | Against | For | Shareholder | ||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||
4 | Performance-Based/Indexed Options | Against | For | Shareholder | ||||
5 | Report on Eliminating the Purchase of Timber from National Forests | Against | Against | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
WYETH
Ticker: | WYE | Security ID: | 983024100 | |||
Meeting Date: | APR 21, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard L. Carrion | For | For | Management | ||||
1.2 | Elect Director Robert Essner | For | For | Management | ||||
1.3 | Elect Director John D. Feerick | For | For | Management | ||||
1.4 | Elect Director Frances D. Fergusson | For | For | Management | ||||
1.5 | Elect Director Robert Langer | For | For | Management | ||||
1.6 | Elect Director John P. Mascotte | For | For | Management | ||||
1.7 | Elect Director Mary Lake Polan | For | For | Management | ||||
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
1.9 | Elect Director Walter V. Shipley | For | For | Management | ||||
1.10 | Elect Director John R. Torell III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Review and Report on Drug Reimportation Policy | Against | Against | Shareholder | ||||
5 | Separate Chairman and CEO Positions | Against | For | Shareholder | ||||
6 | Report on Political Contributions | Against | Against | Shareholder | ||||
7 | Discontinue Promotion of Premarin and Report on Animal Testing | Against | Against | Shareholder |
YAHOO!, INC.
Ticker: | YHOO | Security ID: | 984332106 | |||
Meeting Date: | MAY 19, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Terry S. Semel | For | For | Management | ||||
1.2 | Elect Director Jerry Yang | For | For | Management | ||||
1.3 | Elect Director Roy J. Bostock | For | For | Management | ||||
1.4 | Elect Director Ronald W. Burkle | For | For | Management | ||||
1.5 | Elect Director Eric Hippeau | For | For | Management | ||||
1.6 | Elect Director Arthur H. Kern | For | Withhold | Management | ||||
1.7 | Elect Director Robert A. Kotick | For | Withhold | Management | ||||
1.8 | Elect Director Edward R. Kozel | For | For | Management | ||||
1.9 | Elect Director Gary L. Wilson | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
Page 74
YUM BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 | |||
Meeting Date: | MAY 19, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2.1 | Elect Director David W. Dorman | For | For | Management | ||||
2.2 | Elect Director Massimo Ferragamo | For | For | Management | ||||
2.3 | Elect Director J. David Grissom | For | For | Management | ||||
2.4 | Elect Director Bonnie Hill | For | For | Management | ||||
2.5 | Elect Director Robert Holland, Jr. | For | For | Management | ||||
2.6 | Elect Director Kenneth G. Langone | For | For | Management | ||||
2.7 | Elect Director Jonathan S. Linen | For | For | Management | ||||
2.8 | Elect Director David C. Novak | For | For | Management | ||||
2.9 | Elect Director Andrall E. Pearson | For | For | Management | ||||
2.10 | Elect Director Thomas M. Ryan | For | For | Management | ||||
2.11 | Elect Director Jackie Trujillo | For | For | Management | ||||
2.12 | Elect Director Robert J. Ulrich | For | For | Management | ||||
3 | Elect Directors David W. Dorman, Massimo Ferragamo, Thomas M. Ryan, Robert Ulrich and Jonathan Linen | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Sustainability Report | Against | For | Shareholder | ||||
6 | Prepare a Diversity Report | Against | Against | Shareholder | ||||
7 | Adopt MacBride Principles | Against | Against | Shareholder | ||||
8 | Report on Genetically Modified Organisms (GMO) | Against | Against | Shareholder | ||||
9 | Report on Animal Welfare Standards | Against | Against | Shareholder |
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 | |||
Meeting Date: | MAY 2, 2005 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director J. Raymond Elliott | For | For | Management | ||||
2 | Amend Stock Option Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Prohibit Auditor from Providing Non-Audit Services | Against | Against | Shareholder |
Page 75
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
MANAGED ASSETS TRUST | ||
By: | /s/ Elizabeth M. Forget | |
Elizabeth M. Forget | ||
President | ||
Date: | August 26, 2005 |