UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3578
AQUILA FUNDS TRUST
(Exact name of registrant as specified in charter)
120 West 45th Street Suite 3600
New York, NY 10036
(Address of principal executive offices) (Zip code)
Joseph P. DiMaggio, Chief Financial Officer and Treasurer
120 West 45th Street, Suite 3600
New York, NY 10036
(name and address of agent for service)
Registrant's telephone number, including area code: 212-697-6666
Date of fiscal year end: December 31, 2015
Date of reporting period: June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX/A in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX/A unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
Item. 1 Proxy Voting Record
a.) Aquila Three Peaks High Income Fund ("ATPHIF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2016, ATPHIF did not hold any portfolio securities for which the series was entitled to participate in proxy voting.
b.) Aquila Three Peaks Opportunity Growth Fund ("ATPOGF"), a series of the Registrant
During the twevle month reporting period ended June 30, 2016, ATPOGF did hold portfolio securities for which the series was entitled to participate in proxy voting as follows:
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08168
Reporting Period: 07/01/2015 - 06/30/2016
Aquila Three Peaks Opportunity Growth Fund
| ================== Aquila Three Peaks Opportunity Growth Fund ================== |
| ACADIA HEALTHCARE COMPANY, INC. |
| Ticker: ACHC | Security ID: 00404A109 | | |
| Meeting Date: MAR 03, 2016 | Meeting Type: Special | | |
| Record Date: JAN 25, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Increase Authorized Common Stock | For | For | Management |
| 2 | Adjourn Meeting | For | For | Management |
| ACADIA HEALTHCARE COMPANY, INC. |
| Ticker: ACHC | Security ID: 00404A109 | | |
| Meeting Date: MAY 19, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 24, 2016 | | |
| | | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director William F. Grieco | For | For | Management |
| 1.2 | Elect Director Joey A. Jacobs | For | For | Management |
| 1.3 | Elect Director Reeve B. Waud | For | For | Management |
| 2 | Amend Omnibus Stock Plan | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 5 | Require a Majority Vote for the | Against | For | Shareholder |
| | Election of Directors | | | |
| 6 | Report on Sustainability | Against | For | Shareholder |
| ACTIVISION BLIZZARD, INC. |
| Ticker: ATVI | Security ID: 00507V109 | | |
| Meeting Date: JUN 02, 2016 | Meeting Type: Annual | | |
| Record Date: APR 07, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Robert J. Corti | For | Against | Management |
| 1.2 | Elect Director Hendrik Hartong, III | For | For | Management |
| 1.3 | Elect Director Brian G. Kelly | For | For | Management |
| 1.4 | Elect Director Robert A. Kotick | For | For | Management |
| 1.5 | Elect Director Barry Meyer | For | For | Management |
| 1.6 | Elect Director Robert J. Morgado | For | Against | Management |
| 1.7 | Elect Director Peter Nolan | For | For | Management |
| 1.8 | Elect Director Casey Wasserman | For | For | Management |
| 1.9 | Elect Director Elaine Wynn | For | Against | Management |
| 2 | Advisory Vote to Ratify Named | For | Against | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: ACM | Security ID: 00766T100 | | |
| Meeting Date: MAR 02, 2016 | Meeting Type: Annual | | |
| Record Date: JAN 04, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James H. Fordyce | For | For | Management |
| 1.2 | Elect Director William H. Frist | For | For | Management |
| 1.3 | Elect Director Linda Griego | For | For | Management |
| 1.4 | Elect Director Douglas W. Stotlar | For | For | Management |
| 1.5 | Elect Director Daniel R. Tishman | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Approve Omnibus Stock Plan | For | For | Management |
| 4 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: ALLE | Security ID: G0176J109 | | |
| Meeting Date: JUN 08, 2016 | Meeting Type: Annual | | |
| Record Date: APR 11, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Michael J. Chesser | For | For | Management |
| 1b | Elect Director Carla Cico | For | For | Management |
| 1c | Elect Director Kirk S. Hachigian | For | For | Management |
| 1d | Elect Director David D. Petratis | For | For | Management |
| 1e | Elect Director Dean I. Schaffer | For | For | Management |
| 1f | Elect Director Martin E. Welch, III | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Approve Auditors and Authorize Board | For | For | Management |
| | to Fix Their Remuneration | | | |
| 4A | Amend Memorandum of Association | For | For | Management |
| 4B | Amend Articles of Association | For | For | Management |
| 5A | Amend Articles of Incorporation to | For | For | Management |
| | Provide for Plurality Voting in | | | |
| | Contested Director Elections | | | |
| 5B | Amend Articles of Association to Grant | For | For | Management |
| | the Board of Directors Sole Authority | | | |
| | to Determine Its Size | | | |
| AMC ENTERTAINMENT HOLDINGS, INC. |
| Ticker: AMC | Security ID: 00165C104 | | |
| Meeting Date: APR 26, 2016 | Meeting Type: Annual | | |
| Record Date: FEB 29, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Lin (Lincoln) Zhang | For | Withhold | Management |
| 1.2 | Elect Director Adam Aron | For | Withhold | Management |
| 1.3 | Elect Director Jack Q. Gao | For | Withhold | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | Against | Management |
| | Executive Officers' Compensation | | | |
| Ticker: AMSG | Security ID: 03232P405 | | |
| Meeting Date: MAY 26, 2016 | Meeting Type: Annual | | |
| Record Date: APR 08, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director James A. Deal | For | For | Management |
| 1.2 | Elect Director Steven I. Geringer | For | For | Management |
| 1.3 | Elect Director Claire M. Gulmi | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Amend Omnibus Stock Plan | For | For | Management |
| 4 | Ratify Deloitte & Touche LLP as | For | For | Management |
| | Auditors | | | |
| AVAGO TECHNOLOGIES LIMITED |
| Ticker: AVGO | Security ID: Y0486S104 | | |
| Meeting Date: NOV 10, 2015 | Meeting Type: Court | | |
| Record Date: SEP 25, 2015 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Scheme of Arrangement | For | For | Management |
| 2 | Approve Allotment and Issuance of | For | For | Management |
| | Ordinary Shares | | | |
| Ticker: BLL | Security ID: 058498106 | | |
| Meeting Date: JUL 28, 2015 | Meeting Type: Special | | |
| Record Date: JUN 22, 2015 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Issue Shares in Connection with | For | For | Management |
| | Acquisition | | | |
| 2 | Adjourn Meeting | For | For | Management |
| Ticker: BLL | Security ID: 058498106 | | |
| Meeting Date: APR 27, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 01, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Hanno C. Fiedler | For | Withhold | Management |
| 1.2 | Elect Director Georgia R. Nelson | For | Withhold | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| BERRY PLASTICS GROUP, INC. |
| Ticker: BERY | Security ID: 08579W103 | | |
| Meeting Date: FEB 24, 2016 | Meeting Type: Annual | | |
| Record Date: JAN 19, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Idalene F. Kesner | For | For | Management |
| 1.2 | Elect Director Carl J. 'Rick' | For | For | Management |
| | Rickertsen | | | |
| 1.3 | Elect Director Stephen E. Sterrett | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 4 | Declassify the Board of Directors | Against | For | Shareholder |
| Ticker: BRCM | Security ID: 111320107 | | |
| Meeting Date: NOV 10, 2015 | Meeting Type: Special | | |
| Record Date: SEP 25, 2015 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Adjourn Meeting | For | For | Management |
| 3 | Advisory Vote on Golden Parachutes | For | For | Management |
| Ticker: AVGO | Security ID: Y09827109 | | |
| Meeting Date: APR 06, 2016 | Meeting Type: Annual | | |
| Record Date: FEB 12, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Hock E. Tan | For | For | Management |
| 1b | Elect Director James V. Diller | For | For | Management |
| 1c | Elect Director Lewis C. Eggebrecht | For | For | Management |
| 1d | Elect Director Kenneth Y. Hao | For | For | Management |
| 1e | Elect Director Eddy W. Hartenstein | For | For | Management |
| 1f | Elect Director Justine F. Lien | For | For | Management |
| 1g | Elect Director Donald Macleod | For | For | Management |
| 1h | Elect Director Peter J. Marks | For | For | Management |
| 1i | Elect Director Henry S. Samueli | For | For | Management |
| 1j | Elect Director Lucien Y. K. Wong | For | For | Management |
| 2 | Approve PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors and Authorize Board to Fix | | | |
| | Their Remuneration | | | |
| 3 | Approve Issuance of Shares with or | For | For | Management |
| | without Preemptive Rights | | | |
| 4 | Approve Cash Compensation to Directors | For | For | Management |
| Ticker: CRI | Security ID: 146229109 | | |
| Meeting Date: MAY 11, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 21, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Vanessa J. Castagna | For | For | Management |
| 1b | Elect Director William J. Montgoris | For | For | Management |
| 1c | Elect Director David Pulver | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Amend Omnibus Stock Plan | For | For | Management |
| 4 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: CBG | Security ID: 12504L109 | | |
| Meeting Date: MAY 13, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 14, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Brandon B. Boze | For | For | Management |
| 1b | Elect Director Curtis F. Feeny | For | For | Management |
| 1c | Elect Director Bradford M. Freeman | For | For | Management |
| 1d | Elect Director Christopher T. Jenny | For | For | Management |
| 1e | Elect Director Gerardo I. Lopez | For | For | Management |
| 1f | Elect Director Frederic V. Malek | For | For | Management |
| 1g | Elect Director Paula R. Reynolds | For | For | Management |
| 1h | Elect Director Robert E. Sulentic | For | For | Management |
| 1i | Elect Director Laura D. Tyson | For | For | Management |
| 1j | Elect Director Ray Wirta | For | For | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Amend Right to Call Special Meeting | For | For | Management |
| 5 | Amend Bylaws -- Call Special Meetings | Against | For | Shareholder |
| Ticker: CDW | Security ID: 12514G108 | | |
| Meeting Date: MAY 19, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 21, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas E. Richards | For | For | Management |
| 1.2 | Elect Director Lynda M. Clarizio | For | For | Management |
| 1.3 | Elect Director Michael J. Dominguez | For | For | Management |
| 1.4 | Elect Director Robin P. Selati | For | For | Management |
| 1.5 | Elect Director Joseph R. Swedish | For | For | Management |
| 2 | Adopt Majority Voting for Uncontested | For | For | Management |
| | Election of Directors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 5 | Amend Omnibus Stock Plan | For | For | Management |
| 6 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| CHARTER COMMUNICATIONS, INC. |
| Ticker: CHTR | Security ID: 16117M305 | | |
| Meeting Date: SEP 21, 2015 | Meeting Type: Special | | |
| Record Date: AUG 14, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Issue Class A Shares in Connection | For | For | Management |
| | with Acquisition | | | |
| 3 | Issue Class B Shares in Connection | For | For | Management |
| | with Acquisition | | | |
| 4 | Approve Investment Agreement with | For | For | Management |
| | Liberty Broadband | | | |
| 5 | Amend Certificate of Incorporation | For | For | Management |
| 6 | Amend Certificate of Incorporation to | For | For | Management |
| | Permt Special Approval Requirements | | | |
| | for Certain Business Combination | | | |
| 7 | Amend Certificate of Incorporation to | For | For | Management |
| | Set Size and Composition Requirements | | | |
| 8 | Amend Certificate of Incorporation | For | For | Management |
| 9 | Amend Certificate of Incorporation to | For | For | Management |
| | Provide Certain Vote Restrictions on | | | |
| | Liberty Broadband | | | |
| 10 | Advisory Vote on Golden Parachutes | For | For | Management |
| CHARTER COMMUNICATIONS, INC. |
| Ticker: CHTR | Security ID: 16117M305 | | |
| Meeting Date: APR 26, 2016 | Meeting Type: Annual | | |
| Record Date: FEB 29, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1A | Elect Director W. Lance Conn | For | For | Management |
| 1B | Elect Director Michael P. Huseby | For | For | Management |
| 1C | Elect Director Craig A. Jacobson | For | For | Management |
| 1D | Elect Director Gregory B. Maffei | For | For | Management |
| 1E | Elect Director John C. Malone | For | For | Management |
| 1F | Elect Director John D. Markley, Jr. | For | For | Management |
| 1G | Elect Director David C. Merritt | For | For | Management |
| 1H | Elect Director Balan Nair | For | For | Management |
| 1I | Elect Director Thomas M. Rutledge | For | For | Management |
| 1J | Elect Director Eric L. Zinterhofer | For | For | Management |
| 2 | Approve Executive Incentive Bonus Plan | For | For | Management |
| 3 | Amend Omnibus Stock Plan | For | Against | Management |
| 4 | Ratify KPMG LLP as Auditors | For | For | Management |
| CHURCHILL DOWNS INCORPORATED |
| Ticker: CHDN | Security ID: 171484108 | | |
| Meeting Date: APR 27, 2016 | Meeting Type: Annual | | |
| Record Date: FEB 26, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Ulysses L. Bridgeman, | For | For | Management |
| | Jr. | | | |
| 1.2 | Elect Director William C. Carstanjen | For | For | Management |
| 1.3 | Elect Director Richard L. Duchossois | For | For | Management |
| 1.4 | Elect Director R. Alex Rankin | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Approve Omnibus Stock Plan | For | For | Management |
| 4 | Amend Qualified Employee Stock | For | For | Management |
| | Purchase Plan | | | |
| 5 | Advisory Vote to Ratify Named | For | Against | Management |
| | Executive Officers' Compensation | | | |
| CONSTELLATION BRANDS, INC. |
| Ticker: STZ | Security ID: 21036P108 | | |
| Meeting Date: JUL 22, 2015 | Meeting Type: Annual | | |
| Record Date: MAY 26, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Jerry Fowden | For | For | Management |
| 1.2 | Elect Director Barry A. Fromberg | For | For | Management |
| 1.3 | Elect Director Robert L. Hanson | For | For | Management |
| 1.4 | Elect Director Ernesto M. Hernandez | For | For | Management |
| 1.5 | Elect Director James A. Locke, III | For | Withhold | Management |
| 1.6 | Elect Director Richard Sands | For | For | Management |
| 1.7 | Elect Director Robert Sands | For | For | Management |
| 1.8 | Elect Director Judy A. Schmeling | For | For | Management |
| 1.9 | Elect Director Keith E. Wandell | For | For | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: COT | Security ID: 22163N106 | | |
| Meeting Date: MAY 03, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 15, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Mark Benadiba | For | For | Management |
| 1.2 | Elect Director Jerry Fowden | For | For | Management |
| 1.3 | Elect Director David T. Gibbons | For | For | Management |
| 1.4 | Elect Director Stephen H. Halperin | For | For | Management |
| 1.5 | Elect Director Betty Jane (BJ) Hess | For | For | Management |
| 1.6 | Elect Director Gregory Monahan | For | For | Management |
| 1.7 | Elect Director Mario Pilozzi | For | For | Management |
| 1.8 | Elect Director Andrew Prozes | For | For | Management |
| 1.9 | Elect Director Eric Rosenfeld | For | For | Management |
| 1.10 | Elect Director Graham Savage | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| CROWN CASTLE INTERNATIONAL CORP. |
| Ticker: CCI | Security ID: 22822V101 | | |
| Meeting Date: MAY 19, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 28, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director P. Robert Bartolo | For | For | Management |
| 1b | Elect Director Jay A. Brown | For | For | Management |
| 1c | Elect Director Cindy Christy | For | For | Management |
| 1d | Elect Director Ari Q. Fitzgerald | For | For | Management |
| 1e | Elect Director Robert E. Garrison II | For | For | Management |
| 1f | Elect Director Dale N. Hatfield | For | For | Management |
| 1g | Elect Director Lee W. Hogan | For | For | Management |
| 1h | Elect Director Edward C. Hutcheson, Jr. For | For | Management |
| 1i | Elect Director J. Landis Martin | For | For | Management |
| 1j | Elect Director Robert F. McKenzie | For | For | Management |
| 1k | Elect Director Anthony J. Melone | For | For | Management |
| 1l | Elect Director W. Benjamin Moreland | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: CCK | Security ID: 228368106 | | |
| Meeting Date: APR 28, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 08, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Jenne K. Britell | For | For | Management |
| 1.2 | Elect Director John W. Conway | For | For | Management |
| 1.3 | Elect Director Timothy J. Donahue | For | For | Management |
| 1.4 | Elect Director Arnold W. Donald | For | For | Management |
| 1.5 | Elect Director William G. Little | For | For | Management |
| 1.6 | Elect Director Hans J. Loliger | For | For | Management |
| 1.7 | Elect Director James H. Miller | For | For | Management |
| 1.8 | Elect Director Josef M. Muller | For | For | Management |
| 1.9 | Elect Director Thomas A. Ralph | For | For | Management |
| 1.10 | Elect Director Caesar F. Sweitzer | For | For | Management |
| 1.11 | Elect Director Jim L. Turner | For | For | Management |
| 1.12 | Elect Director William S. Urkiel | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: XRAY | Security ID: 24906P109 | | |
| Meeting Date: MAY 25, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 28, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Michael C. Alfano | For | For | Management |
| 1b | Elect Director David K. Beecken | For | For | Management |
| 1c | Elect Director Eric K. Brandt | For | For | Management |
| 1d | Elect Director Michael J. Coleman | For | For | Management |
| 1e | Elect Director Willie A. Deese | For | For | Management |
| 1f | Elect Director Thomas Jetter | For | For | Management |
| 1g | Elect Director Arthur D. Kowaloff | For | For | Management |
| 1h | Elect Director Harry M. Jansen | For | For | Management |
| | Kraemer, Jr. | | | |
| 1i | Elect Director Francis J. Lunger | For | For | Management |
| 1j | Elect Director Jeffrey T. Slovin | For | For | Management |
| 1k | Elect Director Bret W. Wise | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: DISH | Security ID: 25470M109 | | |
| Meeting Date: NOV 03, 2015 | Meeting Type: Annual | | |
| Record Date: SEP 08, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director George R. Brokaw | For | For | Management |
| 1.2 | Elect Director James DeFranco | For | Withhold | Management |
| 1.3 | Elect Director Cantey M. Ergen | For | Withhold | Management |
| 1.4 | Elect Director Charles W. Ergen | For | Withhold | Management |
| 1.5 | Elect Director Steven R. Goodbarn | For | For | Management |
| 1.6 | Elect Director Charles M. Lillis | For | For | Management |
| 1.7 | Elect Director Afshin Mohebbi | For | For | Management |
| 1.8 | Elect Director David K. Moskowitz | For | Withhold | Management |
| 1.9 | Elect Director Tom A. Ortolf | For | For | Management |
| 1.10 | Elect Director Carl E. Vogel | For | Withhold | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Adopt the Jurisdiction of | For | Against | Management |
| | Incorporation as the Exclusive Forum | | | |
| | for Certain Disputes | | | |
| Ticker: DISH | Security ID: 25470M109 | | |
| Meeting Date: MAY 02, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 10, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director George R. Brokaw | For | For | Management |
| 1.2 | Elect Director James DeFranco | For | Withhold | Management |
| 1.3 | Elect Director Cantey M. Ergen | For | Withhold | Management |
| 1.4 | Elect Director Charles W. Ergen | For | Withhold | Management |
| 1.5 | Elect Director Steven R. Goodbarn | For | For | Management |
| 1.6 | Elect Director Charles M. Lillis | For | For | Management |
| 1.7 | Elect Director Afshin Mohebbi | For | For | Management |
| 1.8 | Elect Director David K. Moskowitz | For | Withhold | Management |
| 1.9 | Elect Director Tom A. Ortolf | For | For | Management |
| 1.10 | Elect Director Carl E. Vogel | For | Withhold | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| Ticker: SATS | Security ID: 278768106 | | |
| Meeting Date: MAY 04, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 07, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director R. Stanton Dodge | For | Withhold | Management |
| 1.2 | Elect Director Michael T. Dugan | For | Withhold | Management |
| 1.3 | Elect Director Charles W. Ergen | For | Withhold | Management |
| 1.4 | Elect Director Anthony M. Federico | For | For | Management |
| 1.5 | Elect Director Pradman P. Kaul | For | Withhold | Management |
| 1.6 | Elect Director Tom A. Ortolf | For | For | Management |
| 1.7 | Elect Director C. Michael Schroeder | For | For | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Adopt the Jurisdiction of | For | Against | Management |
| | Incorporation as the Exclusive Forum | | | |
| | for Certain Disputes | | | |
| ENVISION HEALTHCARE HOLDINGS, INC. |
| Ticker: EVHC | Security ID: 29413U103 | | |
| Meeting Date: MAY 02, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 15, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director William A. Sanger | For | For | Management |
| 1.2 | Elect Director Michael L. Smith | For | For | Management |
| 1.3 | Elect Director Ronald A. Williams | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| Ticker: EQIX | Security ID: 29444U700 | | |
| Meeting Date: JUN 01, 2016 | Meeting Type: Annual | | |
| Record Date: APR 20, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas Bartlett | For | For | Management |
| 1.2 | Elect Director Nanci Caldwell | For | For | Management |
| 1.3 | Elect Director Gary Hromadko | For | For | Management |
| 1.4 | Elect Director John Hughes | For | For | Management |
| 1.5 | Elect Director Scott Kriens | For | For | Management |
| 1.6 | Elect Director William Luby | For | For | Management |
| 1.7 | Elect Director Irving Lyons, III | For | For | Management |
| 1.8 | Elect Director Christopher Paisley | For | For | Management |
| 1.9 | Elect Director Stephen Smith | For | For | Management |
| 1.10 | Elect Director Peter Van Camp | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: EXR | Security ID: 30225T102 | | |
| Meeting Date: MAY 24, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 28, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Kenneth M. Woolley | For | For | Management |
| 1.2 | Elect Director Spencer F. Kirk | For | For | Management |
| 1.3 | Elect Director Karl Haas | For | For | Management |
| 1.4 | Elect Director Diane Olmstead | For | For | Management |
| 1.5 | Elect Director Roger B. Porter | For | For | Management |
| 1.6 | Elect Director Gary B. Sabin- | None | None | Management |
| | Withdrawn Resolution | | | |
| 1.7 | Elect Director K. Fred Skousen | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Elect Director Dennis J. Letham | For | For | Management |
| FIDELITY NATIONAL INFORMATION SERVICES, INC. |
| Ticker: FIS | Security ID: 31620M106 | | |
| Meeting Date: MAY 25, 2016 | Meeting Type: Annual | | |
| Record Date: APR 01, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Ellen R. Alemany | For | For | Management |
| 1b | Elect Director William P. Foley, II | For | For | Management |
| 1c | Elect Director Thomas M. Hagerty | For | For | Management |
| 1d | Elect Director Keith W. Hughes | For | For | Management |
| 1e | Elect Director David K. Hunt | For | For | Management |
| 1f | Elect Director Stephan A. James | For | For | Management |
| 1g | Elect Director Frank R. Martire | For | For | Management |
| 1h | Elect Director Richard N. Massey | For | For | Management |
| 1i | Elect Director Leslie M. Muma | For | For | Management |
| 1j | Elect Director Gary A. Norcross | For | For | Management |
| 1k | Elect Director James B. Stallings, Jr. | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify KPMG LLP as Auditors | For | For | Management |
| GRAPHIC PACKAGING HOLDING COMPANY |
| Ticker: GPK | Security ID: 388689101 | | |
| Meeting Date: MAY 25, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 28, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director David D. Campbell | For | For | Management |
| 1.2 | Elect Director Robert A. Hagemann | For | For | Management |
| 1.3 | Elect Director Harold R. Logan, Jr. | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| Ticker: HCA | Security ID: 40412C101 | | |
| Meeting Date: APR 28, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 04, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director R. Milton Johnson | For | For | Management |
| 1b | Elect Director Robert J. Dennis | For | For | Management |
| 1c | Elect Director Nancy-Ann DeParle | For | For | Management |
| 1d | Elect Director Thomas F. Frist, III | For | For | Management |
| 1e | Elect Director William R. Frist | For | For | Management |
| 1f | Elect Director Charles O. Holliday, Jr. For | For | Management |
| 1g | Elect Director Ann H. Lamont | For | For | Management |
| 1h | Elect Director Jay O. Light | For | For | Management |
| 1i | Elect Director Geoffrey G. Meyers | For | For | Management |
| 1j | Elect Director Michael W. Michelson | For | For | Management |
| 1k | Elect Director Wayne J. Riley | For | For | Management |
| 1l | Elect Director John W. Rowe | For | For | Management |
| 2 | Amend Omnibus Stock Plan | For | Against | Management |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 4 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 5 | Require a Majority Vote for the | Against | Against | Shareholder |
| | Election of Directors | | | |
| Ticker: HSIC | Security ID: 806407102 | | |
| Meeting Date: MAY 31, 2016 | Meeting Type: Annual | | |
| Record Date: APR 04, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Barry J. Alperin | For | For | Management |
| 1b | Elect Director Lawrence S. Bacow | For | For | Management |
| 1c | Elect Director Gerald A. Benjamin | For | For | Management |
| 1d | Elect Director Stanley M. Bergman | For | For | Management |
| 1e | Elect Director James P. Breslawski | For | For | Management |
| 1f | Elect Director Paul Brons | For | For | Management |
| 1g | Elect Director Joseph L. Herring | For | For | Management |
| 1h | Elect Director Donald J. Kabat | For | For | Management |
| 1i | Elect Director Kurt P. Kuehn | For | For | Management |
| 1j | Elect Director Philip A. Laskawy | For | For | Management |
| 1k | Elect Director Mark E. Mlotek | For | For | Management |
| 1l | Elect Director Steven Paladino | For | For | Management |
| 1m | Elect Director Carol Raphael | For | For | Management |
| 1n | Elect Director E. Dianne Rekow | For | For | Management |
| 1o | Elect Director Bradley T. Sheares | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify BDO USA, LLP as Auditors | For | For | Management |
| HILTON WORLDWIDE HOLDINGS INC. |
| Ticker: HLT | Security ID: 43300A104 | | |
| Meeting Date: MAY 05, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 10, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Christopher J. Nassetta | For | For | Management |
| 1.2 | Elect Director Jonathan D. Gray | For | For | Management |
| 1.3 | Elect Director Jon M. Huntsman, Jr. | For | For | Management |
| 1.4 | Elect Director Judith A. McHale | For | For | Management |
| 1.5 | Elect Director John G. Schreiber | For | For | Management |
| 1.6 | Elect Director Elizabeth A. Smith | For | For | Management |
| 1.7 | Elect Director Douglas M. Steenland | For | For | Management |
| 1.8 | Elect Director William J. Stein | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| Ticker: JAH | Security ID: 471109108 | | |
| Meeting Date: APR 15, 2016 | Meeting Type: Special | |
| Record Date: MAR 01, 2016 | | |
| | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Advisory Vote on Golden Parachutes | For | Against | Management |
| 3 | Adjourn Meeting | For | For | Management |
| KAR AUCTION SERVICES, INC. |
| Ticker: KAR | Security ID: 48238T109 | | |
| Meeting Date: JUN 08, 2016 | Meeting Type: Annual | | |
| Record Date: APR 13, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1A | Elect Director Todd F. Bourell | For | For | Management |
| 1B | Elect Director Donna R. Ecton | For | For | Management |
| 1C | Elect Director James P. Hallett | For | For | Management |
| 1D | Elect Director Mark E. Hill | For | For | Management |
| 1E | Elect Director J. Mark Howell | For | For | Management |
| 1F | Elect Director Lynn Jolliffe | For | For | Management |
| 1G | Elect Director Michael T. Kestner | For | For | Management |
| 1H | Elect Director John P. Larson | For | For | Management |
| 1I | Elect Director Stephen E. Smith | For | For | Management |
| 2 | Provide Directors May Be Removed With | For | For | Management |
| | or Without Cause | | | |
| 3 | Ratify KPMG LLP as Auditors | For | For | Management |
| Ticker: KRFT | Security ID: 50076Q106 | | |
| Meeting Date: JUL 01, 2015 | Meeting Type: Special | | |
| Record Date: MAY 13, 2015 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Advisory Vote on Golden Parachutes | For | For | Management |
| 3 | Adjourn Meeting | For | For | Management |
| LEVEL 3 COMMUNICATIONS, INC. |
| Ticker: LVLT | Security ID: 52729N308 | | |
| Meeting Date: MAY 19, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 31, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director James O. Ellis, Jr. | For | For | Management |
| 1b | Elect Director Jeff K. Storey | For | For | Management |
| 1c | Elect Director Kevin P. Chilton | For | For | Management |
| 1d | Elect Director Steven T. Clontz | For | For | Management |
| 1e | Elect Director Irene M. Esteves | For | For | Management |
| 1f | Elect Director T. Michael Glenn | For | For | Management |
| 1g | Elect Director Spencer B. Hays | For | For | Management |
| 1h | Elect Director Michael J. Mahoney | For | For | Management |
| 1i | Elect Director Kevin W. Mooney | For | For | Management |
| 1j | Elect Director Peter Seah Lim Huat | For | For | Management |
| 1k | Elect Director Peter van Oppen | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Provide Directors May Be Removed With | For | For | Management |
| | or Without Cause | | | |
| 4 | Adopt the Jurisdiction of | For | Against | Management |
| | Incorporation as the Exclusive Forum | | | |
| | for Certain Disputes | | | |
| 5 | Ratify KPMG LLP as Auditors | For | For | Management |
| LIBERTY MEDIA CORPORATION |
| Ticker: LMCA | Security ID: 531229102 | | |
| Meeting Date: APR 11, 2016 | Meeting Type: Special | | |
| Record Date: FEB 22, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve the Trading Stock Proposal | For | For | Management |
| 2 | Approve the Recapitalization Proposal | For | For | Management |
| 3 | Approve Conversion of Securities | For | For | Management |
| 4 | Approve the Group Disposition Proposal | For | For | Management |
| 5 | Adjourn Meeting | For | For | Management |
| LIBERTY MEDIA CORPORATION |
| Ticker: LMCA | Security ID: 531229300 | | |
| Meeting Date: APR 11, 2016 | Meeting Type: Special | | |
| Record Date: FEB 22, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve the Trading Stock Proposal | For | For | Management |
| 2 | Approve the Recapitalization Proposal | For | For | Management |
| 3 | Approve Conversion of Securities | For | For | Management |
| 4 | Approve the Group Disposition Proposal | For | For | Management |
| 5 | Adjourn Meeting | For | For | Management |
| LIONS GATE ENTERTAINMENT CORP. |
| Ticker: LGF | Security ID: 535919203 | | |
| Meeting Date: SEP 15, 2015 | Meeting Type: Annual/Special | |
| Record Date: JUL 20, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Michael Burns | For | For | Management |
| 1.2 | Elect Director Gordon Crawford | For | For | Management |
| 1.3 | Elect Director Arthur Evrensel | For | Withhold | Management |
| 1.4 | Elect Director Jon Feltheimer | For | For | Management |
| 1.5 | Elect Director Frank Giustra | For | For | Management |
| 1.6 | Elect Director Harald Ludwig | For | For | Management |
| 1.7 | Elect Director John C. Malone | For | For | Management |
| 1.8 | Elect Director G. Scott Paterson | For | For | Management |
| 1.9 | Elect Director Mark H. Rachesky | For | Withhold | Management |
| 1.10 | Elect Director Daryl Simm | For | Withhold | Management |
| 1.11 | Elect Director Hardwick Simmons | For | For | Management |
| 1.12 | Elect Director Phyllis Yaffe | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | Against | Management |
| | Executive Officers' Compensation | | | |
| 4 | Other Business | For | Against | Management |
| LIVE NATION ENTERTAINMENT, INC. |
| Ticker: LYV | Security ID: 538034109 | | |
| Meeting Date: JUN 14, 2016 | Meeting Type: Annual | | |
| Record Date: APR 18, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Mark Carleton | For | Against | Management |
| 1.2 | Elect Director Jonathan Dolgen | For | Against | Management |
| 1.3 | Elect Director Ariel Emanuel | For | Against | Management |
| 1.4 | Elect Director Robert Ted Enloe, III | For | Against | Management |
| 1.5 | Elect Director Jeffrey T. Hinson | For | Against | Management |
| 1.6 | Elect Director James Iovine | For | Against | Management |
| 1.7 | Elect Director Margaret 'Peggy' Johnson For | Against | Management |
| 1.8 | Elect Director James S. Kahan | For | Against | Management |
| 1.9 | Elect Director Gregory B. Maffei | For | Against | Management |
| 1.10 | Elect Director Randall T. Mays | For | Against | Management |
| 1.11 | Elect Director Michael Rapino | For | Against | Management |
| 1.12 | Elect Director Mark S. Shapiro | For | Against | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| Ticker: LKQ | Security ID: 501889208 | | |
| Meeting Date: MAY 02, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 07, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Sukhpal Singh Ahluwalia | For | For | Management |
| 1b | Elect Director A. Clinton Allen | For | For | Management |
| 1c | Elect Director Robert M. Hanser | For | For | Management |
| 1d | Elect Director Joseph M. Holsten | For | For | Management |
| 1e | Elect Director Blythe J. McGarvie | For | For | Management |
| 1f | Elect Director Paul M. Meister | For | For | Management |
| 1g | Elect Director John F. O'Brien | For | For | Management |
| 1h | Elect Director Guhan Subramanian | For | For | Management |
| 1i | Elect Director Robert L. Wagman | For | For | Management |
| 1j | Elect Director William M. Webster, IV | For | For | Management |
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 4 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 5 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| MARKETAXESS HOLDINGS INC. |
| Ticker: MKTX | Security ID: 57060D108 | | |
| Meeting Date: JUN 07, 2016 | Meeting Type: Annual | | |
| Record Date: APR 11, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Richard M. McVey | For | For | Management |
| 1b | Elect Director Steven L. Begleiter | For | For | Management |
| 1c | Elect Director Stephen P. Casper | For | For | Management |
| 1d | Elect Director Jane Chwick | For | For | Management |
| 1e | Elect Director William F. Cruger | For | For | Management |
| 1f | Elect Director David G. Gomach | For | For | Management |
| 1g | Elect Director Carlos M. Hernandez | For | For | Management |
| 1h | Elect Director Ronald M. Hersch | For | For | Management |
| 1i | Elect Director John Steinhardt | For | For | Management |
| 1j | Elect Director James J. Sullivan | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Amend Omnibus Stock Plan | For | For | Management |
| 5 | Approve Executive Incentive Bonus Plan | For | For | Management |
| Ticker: MYL | Security ID: N59465109 | | |
| Meeting Date: AUG 28, 2015 | Meeting Type: Special | | |
| Record Date: JUL 31, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Issue Mylan N.V. Shares in Connection | For | Against | Management |
| | with Acquisition of Perrigo Company plc | | | |
| Ticker: NLSN | Security ID: G6518L108 | | |
| Meeting Date: JUN 21, 2016 | Meeting Type: Annual | | |
| Record Date: APR 22, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director James A. Attwood, Jr. | For | For | Management |
| 1b | Elect Director Mitch Barns | For | For | Management |
| 1c | Elect Director David L. Calhoun | For | For | Management |
| 1d | Elect Director Karen M. Hoguet | For | For | Management |
| 1e | Elect Director James M. Kilts | For | For | Management |
| 1f | Elect Director Harish Manwani | For | For | Management |
| 1g | Elect Director Kathryn V. Marinello | For | For | Management |
| 1h | Elect Director Robert Pozen | For | For | Management |
| 1i | Elect Director Vivek Ranadive | For | For | Management |
| 1j | Elect Director Javier G. Teruel | For | For | Management |
| 1k | Elect Director Lauren Zalaznick | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Appoint Ernst & Young LLP as UK | For | For | Management |
| | Statutory Auditors | | | |
| 4 | Authorize the Board to Fix | For | For | Management |
| | Remuneration of the UK Statutory | | | |
| | Auditors | | | |
| 5 | Approve Qualified Employee Stock | For | For | Management |
| | Purchase Plan | | | |
| 6 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 7 | Advisory Vote to Ratify Directors' | For | For | Management |
| | Compensation Report | | | |
| 8 | Approve Remuneration Policy | For | For | Management |
| Ticker: NXPI | Security ID: N6596X109 | | |
| Meeting Date: JUL 02, 2015 | Meeting Type: Special | | |
| Record Date: JUN 04, 2015 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1A | Approve Acquisition of Freescale | For | For | Management |
| | Through a Cash and Share Consideration | | | |
| 1B | Approve Issuance of 12,500,000 Shares | For | For | Management |
| | in Connection with the Acquisition | | | |
| | under Item 1A | | | |
| 1C | Grant Board Authority to Issue Share | For | For | Management |
| | Based Remuneration Units Re: Freescale | | | |
| | Acquisition | | | |
| 2A | Elect Gregory L. Summe as | For | For | Management |
| | Non-executive Director | | | |
| 2B | Elect Peter Smitham as Non-executive | For | For | Management |
| | Director | | | |
| Ticker: NXPI | Security ID: N6596X109 | | |
| Meeting Date: JUN 02, 2016 | Meeting Type: Annual | | |
| Record Date: MAY 05, 2016 | | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Open Meeting | None | None | Management |
| 2a | Discussion of the implementation of | None | None | Management |
| | the remuneration policy | | | |
| 2b | Discussion on Company's Reserves and | None | None | Management |
| | Dividend Policy | | | |
| 2c | Adopt Financial Statements and | For | For | Management |
| | Statutory Reports | | | |
| 2d | Approve Discharge of Board Members | For | For | Management |
| 3a | Reelect Richard L. Clemmer as | For | For | Management |
| | Executive Director | | | |
| 3b | Reelect Peter Bonfield as | For | For | Management |
| | Non-Executive Director | | | |
| 3c | Reelect Johannes P. Huth as | For | For | Management |
| | Non-Executive Director | | | |
| 3d | Reelect Kenneth A. Goldman as | For | For | Management |
| | Non-Executive Director | | | |
| 3e | Reelect Marion Helmes as | For | For | Management |
| | Non-Executive Director | | | |
| 3f | Reelect Joseph Kaeser as | For | For | Management |
| | Non-Executive Director | | | |
| 3g | Reelect I. Loring as Non-Executive | For | For | Management |
| | Director | | | |
| 3h | Reelect Eric Meurice as Non-Executive | For | For | Management |
| | Director | | | |
| 3i | Reelect Peter Smitham as Non-Executive | For | For | Management |
| | Director | | | |
| 3j | Reelect Julie Southern as | For | For | Management |
| | Non-Executive Director | | | |
| 3k | Reelect Gregory Summe as Non-Executive | For | For | Management |
| | Director | | | |
| 3l | Reelect Rick Tsai as Director | For | For | Management |
| 4 | Approve Remuneration of Audit, | For | For | Management |
| | Nominating and Compensation Committee | | | |
| 5a | Grant Board Authority to Issue Shares | For | For | Management |
| | Up To 10 Percent of Issued Capital | | | |
| | Plus Additional 10 Percent in Case of | | | |
| | Takeover/Merger | | | |
| 5b | Authorize Board to Exclude Preemptive | For | For | Management |
| | Rights from Issuance Under Item 5a | | | |
| 6 | Authorize Repurchase of Shares | For | For | Management |
| 7 | Approve Cancellation of Ordinary Shares | For | For | Management |
| Ticker: OA | Security ID: 68557N103 | | |
| Meeting Date: AUG 05, 2015 | Meeting Type: Annual | | |
| Record Date: JUN 08, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Kevin P. Chilton | For | For | Management |
| 1.2 | Elect Director Roxanne J. Decyk | For | For | Management |
| 1.3 | Elect Director Mark W. DeYoung | For | For | Management |
| 1.4 | Elect Director Martin C. Faga | For | For | Management |
| 1.5 | Elect Director Lennard A. Fisk | For | For | Management |
| 1.6 | Elect Director Ronald R. Fogleman | For | For | Management |
| 1.7 | Elect Director Robert M. Hanisee | For | For | Management |
| 1.8 | Elect Director Ronald T. Kadish | For | For | Management |
| 1.9 | Elect Director Tig H. Krekel | For | For | Management |
| 1.10 | Elect Director Douglas L. Maine | For | For | Management |
| 1.11 | Elect Director Roman Martinez, IV | For | For | Management |
| 1.12 | Elect Director Janice I. Obuchowski | For | For | Management |
| 1.13 | Elect Director James G. Roche | For | For | Management |
| 1.14 | Elect Director Harrison H. Schmitt | For | For | Management |
| 1.15 | Elect Director David W. Thompson | For | For | Management |
| 1.16 | Elect Director Scott L. Webster | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Approve Omnibus Stock Plan | For | For | Management |
| 4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: OA | Security ID: 68557N103 | | |
| Meeting Date: MAY 04, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 07, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Kevin P. Chilton | For | For | Management |
| 1b | Elect Director Roxanne J. Decyk | For | For | Management |
| 1c | Elect Director Martin C. Faga | For | For | Management |
| 1d | Elect Director Lennard A. Fisk | For | For | Management |
| 1e | Elect Director Ronald R. Fogleman | For | For | Management |
| 1f | Elect Director Robert M. Hanisee | For | For | Management |
| 1g | Elect Director Ronald T. Kadish | For | For | Management |
| 1h | Elect Director Tig H. Krekel | For | For | Management |
| 1i | Elect Director Douglas L. Maine | For | For | Management |
| 1j | Elect Director Roman Martinez, IV | For | For | Management |
| 1k | Elect Director Janice I. Obuchowski | For | For | Management |
| 1l | Elect Director James G. Roche | For | For | Management |
| 1m | Elect Director Harrison H. Schmitt | For | For | Management |
| 1n | Elect Director David W. Thompson | For | For | Management |
| 1o | Elect Director Scott L. Webster | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Approve Executive Incentive Bonus Plan | For | For | Management |
| 4 | Approve Qualified Employee Stock | For | For | Management |
| | Purchase Plan | | | |
| 5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: PF | Security ID: 72348P104 | | |
| Meeting Date: MAY 25, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 29, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Roger Deromedi | For | For | Management |
| 2 | Ratify Deloitte & Touche LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Amend Omnibus Stock Plan | For | For | Management |
| PRESTIGE BRANDS HOLDINGS, INC. |
| Ticker: PBH | Security ID: 74112D101 | | |
| Meeting Date: AUG 04, 2015 | Meeting Type: Annual | | |
| Record Date: JUN 11, 2015 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Ronald M. Lombardi | For | For | Management |
| 1.2 | Elect Director John E. Byom | For | For | Management |
| 1.3 | Elect Director Gary E. Costley | For | For | Management |
| 1.4 | Elect Director Charles J. Hinkaty | For | For | Management |
| 1.5 | Elect Director Sheila A. Hopkins | For | For | Management |
| 1.6 | Elect Director James M. Jenness | For | For | Management |
| 1.7 | Elect Director Carl J. Johnson | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| REGAL ENTERTAINMENT GROUP |
| Ticker: RGC | Security ID: 758766109 | | |
| Meeting Date: MAY 04, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 16, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Thomas D. Bell, Jr. | For | For | Management |
| 1.2 | Elect Director David H. Keyte | For | For | Management |
| 1.3 | Elect Director Amy E. Miles | For | For | Management |
| 1.4 | Elect Director Lee M. Thomas | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify KPMG LLP as Auditors | For | For | Management |
| Ticker: RSG | Security ID: 760759100 | | |
| Meeting Date: MAY 06, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 08, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Ramon A. Rodriguez | For | For | Management |
| 1b | Elect Director Tomago Collins | For | For | Management |
| 1c | Elect Director James W. Crownover | For | For | Management |
| 1d | Elect Director Ann E. Dunwoody | For | For | Management |
| 1e | Elect Director William J. Flynn | For | For | Management |
| 1f | Elect Director Manuel Kadre | For | For | Management |
| 1g | Elect Director Michael Larson | For | For | Management |
| 1h | Elect Director W. Lee Nutter | For | For | Management |
| 1i | Elect Director Donald W. Slager | For | For | Management |
| 1j | Elect Director John M. Trani | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 4 | Provide Proxy Access Right | For | For | Management |
| 5 | Adopt the Jurisdiction of | For | Against | Management |
| | Incorporation as the Exclusive Forum | | | |
| | for Certain Disputes | | | |
| RESTAURANT BRANDS INTERNATIONAL INC. |
| Ticker: QSR | Security ID: 76131D103 | | |
| Meeting Date: JUN 09, 2016 | Meeting Type: Annual/Special | |
| Record Date: APR 20, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Alexandre Behring | For | For | Management |
| 1.2 | Elect Director Marc Caira | For | For | Management |
| 1.3 | Elect Director Martin E. Franklin | For | For | Management |
| 1.4 | Elect Director Paul J. Fribourg | For | For | Management |
| 1.5 | Elect Director Neil Golden | For | For | Management |
| 1.6 | Elect Director John A. Lederer | For | For | Management |
| 1.7 | Elect Director Thomas V. Milroy | For | For | Management |
| 1.8 | Elect Director Daniel S. Schwartz | For | For | Management |
| 1.9 | Elect Director Carlos Alberto Sicupira | For | For | Management |
| 1.10 | Elect Director Roberto Moses Thompson | For | For | Management |
| | Motta | | | |
| 1.11 | Elect Director Alexandre Van Damme | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Approve KPMG LLP as Auditors and | For | For | Management |
| | Authorize Board to Fix Their | | | |
| | Remuneration | | | |
| 4 | Amend Omnibus Stock Plan | For | For | Management |
| 5 | Adopt Policy and Report on Board | None | For | Shareholder |
| | Diversity | | | |
| RYMAN HOSPITALITY PROPERTIES, INC. |
| Ticker: RHP | Security ID: 78377T107 | | |
| Meeting Date: MAY 05, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 17, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1a | Elect Director Michael J. Bender | For | For | Management |
| 1b | Elect Director Rachna Bhasin | For | For | Management |
| 1c | Elect Director William F. Hagerty, IV | For | For | Management |
| 1d | Elect Director Ellen Levine | For | For | Management |
| 1e | Elect Director Patrick Q. Moore | For | For | Management |
| 1f | Elect Director Robert S. Prather, Jr. | For | For | Management |
| 1g | Elect Director Colin V. Reed | For | For | Management |
| 1h | Elect Director Michael D. Rose | For | For | Management |
| 1i | Elect Director Michael I. Roth | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Approve Omnibus Stock Plan | For | For | Management |
| 4 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| Ticker: SABR | Security ID: 78573M104 | | |
| Meeting Date: MAY 25, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 28, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director George Bravante, Jr. | For | For | Management |
| 1.2 | Elect Director Tom Klein | For | For | Management |
| 1.3 | Elect Director Joseph Osnoss | For | For | Management |
| 1.4 | Elect Director Zane Rowe | For | For | Management |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 3 | Approve Omnibus Stock Plan | For | For | Management |
| Ticker: SEE | Security ID: 81211K100 | | |
| Meeting Date: MAY 19, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 21, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Elect Director Michael Chu | For | For | Management |
| 2 | Elect Director Lawrence R. Codey | For | For | Management |
| 3 | Elect Director Patrick Duff | For | For | Management |
| 4 | Elect Director Jacqueline B. Kosecoff | For | For | Management |
| 5 | Elect Director Neil Lustig | For | For | Management |
| 6 | Elect Director Kenneth P. Manning | For | For | Management |
| 7 | Elect Director William J. Marino | For | For | Management |
| 8 | Elect Director Jerome A. Peribere | For | For | Management |
| 9 | Elect Director Richard L. Wambold | For | For | Management |
| 10 | Elect Director Jerry R. Whitaker | For | For | Management |
| 11 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 12 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| SERVICE CORPORATION INTERNATIONAL |
| Ticker: SCI | Security ID: 817565104 | | |
| Meeting Date: MAY 11, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 14, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Alan R. Buckwalter | For | For | Management |
| 1.2 | Elect Director Victor L. Lund | For | For | Management |
| 1.3 | Elect Director John W. Mecom, Jr. | For | For | Management |
| 1.4 | Elect Director Ellen Ochoa | For | For | Management |
| 2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
| | Auditors | | | |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Approve Omnibus Stock Plan | For | Against | Management |
| 5 | Stock Retention/Holding Period | Against | Against | Shareholder |
| SERVICEMASTER GLOBAL HOLDINGS, INC. |
| Ticker: SERV | Security ID: 81761R109 | | |
| Meeting Date: MAY 03, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 07, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Richard P. Fox | For | For | Management |
| 1.2 | Elect Director Laurie Ann Goldman | For | For | Management |
| 1.3 | Elect Director Thomas C. Tiller, Jr. | For | For | Management |
| 2 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 3 | Ratify Deloitte & Touche LLP as | For | For | Management |
| | Auditors | | | |
| Ticker: SLGN | Security ID: 827048109 | | |
| Meeting Date: MAY 27, 2016 | Meeting Type: Annual | | |
| Record Date: APR 11, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director R. Philip Silver | For | Withhold | Management |
| 1.2 | Elect Director William C. Jennings | For | For | Management |
| 2 | Amend Executive Incentive Bonus Plan | For | For | Management |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
| 4 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| SIX FLAGS ENTERTAINMENT CORPORATION |
| Ticker: SIX | Security ID: 83001A102 | | |
| Meeting Date: MAY 04, 2016 | Meeting Type: Annual | | |
| Record Date: MAR 09, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Kurt M. Cellar | For | For | Management |
| 1.2 | Elect Director John M. Duffey | For | For | Management |
| 1.3 | Elect Director Charles A. Koppelman | For | For | Management |
| 1.4 | Elect Director Jon L. Luther | For | For | Management |
| 1.5 | Elect Director Usman Nabi | For | For | Management |
| 1.6 | Elect Director Stephen D. Owens | For | For | Management |
| 1.7 | Elect Director James Reid-Anderson | For | For | Management |
| 1.8 | Elect Director Richard W. Roedel | For | For | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| STARWOOD HOTELS & RESORTS WORLDWIDE, INC. |
| Ticker: HOT | Security ID: 85590A401 | | |
| Meeting Date: APR 08, 2016 | Meeting Type: Special | | |
| Record Date: FEB 02, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1 | Approve Merger Agreement | For | For | Management |
| 2 | Advisory Vote on Golden Parachutes | For | For | Management |
| Ticker: STRZA | Security ID: 85571Q102 | | |
| Meeting Date: JUN 14, 2016 | Meeting Type: Annual | | |
| Record Date: APR 15, 2016 | | |
| # | Proposal | Mgt Rec | Vote Cast | Sponsor |
| 1.1 | Elect Director Gregory B. Maffei | For | Withhold | Management |
| 1.2 | Elect Director Irving L. Azoff | For | For | Management |
| 1.3 | Elect Director Susan M. Lyne | For | For | Management |
| 2 | Ratify KPMG LLP as Auditors | For | For | Management |
| 3 | Advisory Vote to Ratify Named | For | For | Management |
| | Executive Officers' Compensation | | | |
| 4 | Approve Omnibus Stock Plan | For | Against | Management |
