FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
Fund Name: Fidelity Convertible Securities Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: NOVEMBER 30
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/26/2004 11:01:52 AM
EXHIBIT A
VOTE SUMMARY REPORT
Fidelity Convertible Securities Fund
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: AGNICO EAGLE MINES LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE FINANCIAL STATEMENTS OF THE CORPORATION FOR THE YE 31 DEC 2003 AND THE AUDITORS REPORT ON THE STATEMENTS | N/A | N/A | N/A |
2 | ELECT DR. LEANNE M. BAKER AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
3 | ELECT MR. DOUGLAS R. BEAUMON AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
4 | ELECT MR. SEAN BOYD AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
5 | ELECT DR. ALAN GREEN AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
6 | ELECT MR. BERNARD KRAFT AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
7 | ELECT MR. MEL LEIDERMAN AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
8 | ELECT MR. MEL LEIDERMAN AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
9 | ELECT MR. ERNEST SHERIFF AS A DIRECTOR UNTIL THE NEXT AGM OF THE CORPORATION | Management | Unknown | None |
10 | APPOINT ERNST & YOUNG LLP AS THE CORPORATION S AUDITORS AND AUTHORIZE THE DIRECTOR TO FIX THEIR REMUNERATION | Management | Unknown | None |
11 | APPROVE THE AMENDMENTS TO THE CORPORATION S STOCK OPTION PLAN, TO: 1) INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE STOCK OPTION PLAN BY 2,000,000 SHARES FROM 8,000,000 TO 10,000,000 COMMON SHARES; 2) SHORTEN THE MAXIMUM TERM OF OPTIONS FROM 10 TO 5 YEARS AFTER THE DATE OF GRANT; 3) INTRODUCE MANDATORY DELAYED VESTING OF OPTIONS; AND 4) LIMIT THE NUMBER OF STOCK OPTIONS ISSUED IN ANY 1 YEAR TO 1% OF THE CORPORATION S OUTSTANDING SHARES; AND CONDITIONAL UPON THE PASSING OF ... | Management | Unknown | None |
12 | TRANSACT ANY OTHER BUSINESS | N/A | N/A | N/A |
ISSUER NAME: ALCATEL MEETING DATE: 06/04/2004 | ||||
TICKER: ALA SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. | Management | For | None |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2003. | Management | For | None |
3 | RESULT FOR THE FISCAL YEAR-APPROPRIATION. | Management | For | None |
4 | APPROVAL OF REGULATED AGREEMENTS. | Management | For | None |
5 | RENEWAL OF THE TERM OF MR. JOZEF CORNU AS DIRECTOR. | Management | For | None |
6 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE DEBT SECURITIES, AND PARTICULARLY BONDS. | Management | For | None |
7 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. | Management | For | None |
8 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL OF THE COMPANY. | Management | For | None |
9 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. | Management | For | None |
10 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | None |
11 | LIMITATION OF THE OVERALL AMOUNT OF ISSUES TO BE MADE PURSUANT TO THE 9TH AND 10TH RESOLUTIONS. | Management | For | None |
12 | DELEGATION OF POWER TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY. | Management | For | None |
13 | POWERS TO IMPLEMENT THE DECISIONS OF THE SHAREHOLDERS MEETING AND TO CARRY OUT THE CORRESPONDING FORMALITIES. | Management | For | None |
14 | TO TRANSACT SUCH OTHER ORDINARY BUSINESS OF AN ANNUAL GENERAL MEETING AS MAY PROPERLY BE RAISED. | Management | For | None |
ISSUER NAME: ANALOG DEVICES, INC. MEETING DATE: 03/09/2004 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JERALD G. FISHMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT F. GRANT SAVIERS AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. | Management | For | For |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 30, 2004. | Management | For | For |
ISSUER NAME: APACHE CORPORATION MEETING DATE: 12/18/2003 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 215,000,000 SHARES TO 430,000,000 SHARES. | Management | For | For |
ISSUER NAME: AVAYA INC. MEETING DATE: 02/26/2004 | ||||
TICKER: AV SECURITY ID: 053499109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH P. LANDY AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARK LESLIE AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONALD K. PETERSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANTHONY P. TERRACCIANO AS A DIRECTOR | Management | For | For |
2 | DIRECTORS PROPOSAL - APPROVAL OF THE AVAYA INC. 2004 LONG TERM INCENTIVE PLAN, WHICH IS THE AMENDED AND RESTATED AVAYA INC. LONG TERM INCENTIVE PLAN FOR MANAGEMENT EMPLOYEES. | Management | For | Against |
3 | SHAREHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE OFFICER COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: BEA SYSTEMS, INC. MEETING DATE: 07/11/2003 | ||||
TICKER: BEAS SECURITY ID: 073325102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM T. COLEMAN III AS A DIRECTOR | Management | For | For |
1.2 | ELECT L. DALE CRANDALL AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM H. JANEWAY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY AND APPROVE THE ADOPTION OF THE BEA SYSTEMS, INC. 2004 SENIOR EXECUTIVE BONUS PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2004. | Management | For | For |
ISSUER NAME: BEA SYSTEMS, INC. MEETING DATE: 06/11/2004 | ||||
TICKER: BEAS SECURITY ID: 073325102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DEAN O. MORTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT GEORGE REYES AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2005. | Management | For | For |
ISSUER NAME: CABOT MICROELECTRONICS CORPORATION MEETING DATE: 03/09/2004 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JUAN ENRIQUEZ-CABOT AS A DIRECTOR | Management | For | For |
1.2 | ELECT H. LAURANCE FULLER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE ELECTION OF WILLIAM P. NOGLOWS TO THE COMPANY S BOARD OF DIRECTORS FOR THE TERM EXPIRING IN 2006. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2004. | Management | For | For |
4 | APPROVAL OF THE SECOND AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: CHARTER COMMUNICATIONS, INC. MEETING DATE: 07/23/2003 | ||||
TICKER: CHTR SECURITY ID: 16117M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT NANCY B. PERETSMAN AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE COMPANY S 2001 STOCK INCENTIVE PLAN TO INCREASE BY 30,000,000 SHARES THE NUMBER OF SHARES OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN | Management | For | Against |
3 | AMENDMENTS TO THE 1999 OPTION PLAN AND THE 2001 STOCK INCENTIVE PLAN TO AUTHORIZE THE REPRICING OF OUTSTANDING STOCK OPTIONS | Management | For | Against |
4 | RATIFICATION OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
ISSUER NAME: CHICAGO BRIDGE & IRON COMPANY N.V. MEETING DATE: 05/13/2004 | ||||
TICKER: CBI SECURITY ID: 167250109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FIRST POSITION: BALLENGEE | Management | For | For |
2 | FIRST POSITION: BORDAGES | Management | Unknown | Abstain |
3 | SECOND POSITION: SIMPSON | Management | For | For |
4 | SECOND POSITION: LEVENTRY | Management | Unknown | Abstain |
5 | TO AUTHORIZE THE PREPARATION OF THE ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE ENGLISH LANGUAGE AND ADOPT DUTCH STATUTORY ANNUAL ACCOUNTS | Management | For | For |
6 | TO DISCHARGE MANAGEMENT BOARD AND SUPERVISORY BOARD FROM LIABILITY IN EXERCISE OF THEIR DUTIES | Management | For | For |
7 | TO RESOLVE THE FINAL DIVIDEND | Management | For | For |
8 | TO REPURCHASE UP TO 30% OF THE ISSUED SHARE CAPITAL | Management | For | For |
9 | TO CANCEL SHARES TO BE ACQUIRED BY THE COMPANY IN ITS OWN SHARE CAPITAL | Management | For | For |
10 | TO APPROVE THE EXTENSION OF THE AUTHORITY TO ISSUE AND/OR GRANT RIGHTS ON SHARES AND TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS | Management | For | For |
11 | TO INCREASE THE AMOUNT OF THE AUTHORIZED SHARE CAPITAL | Management | For | For |
12 | TO APPOINT DELOITTE & TOUCHE AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
ISSUER NAME: CLEAR MEDIA LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: G21990109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YE 31 DEC 2003 | Management | Unknown | None |
2 | RE-ELECT THE RETIRING DIRECTORS, WHO RETIRE BY ROTATION AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS REMUNERATION | Management | Unknown | None |
3 | APPOINT THE AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | None |
4 | AUTHORIZE THE DIRECTORS TO PURCHASE SHARES DURING THE RELEVANT PERIOD OF HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE OR ANY OTHER STOCK EXCHANGE RECOGNIZED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE, IN ACCORDANCE WITH ALL APPLICABLE LAWS INCLUDING THE HONG KONG CODE ON SHARES REPURCHASES AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE THE LISTING R... | Management | Unknown | None |
5 | AUTHORIZE THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES AND MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE OTHERWISE THAN PURSUANT TO: I) A RIGHTS ISSUE; OR II) THE EXERCISE OF OPTIONS GRANTED UNDER ANY SHARE OPTION SCHEME; OR III) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPAN... | Management | Unknown | None |
6 | APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS 4 AND 5, TO ADD THE AGGREGATE NOMINAL AMOUNT OF SHARES WHICH ARE TO BE PURCHASED BY THE COMPANY PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS UNDER RESOLUTION 5, TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL THAT MAY BE ALLOTTED OR AGREED TO BE ALLOTTED BY THE DIRECTORS PURSUANT TO RESOLUTION 4 | Management | Unknown | None |
ISSUER NAME: CLEAR MEDIA LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: G21990109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE TO GRANT OPTIONS TO MR. HAN ZI JING, PURSUANT TO THE SHARE OPTION SCHEME OF THE COMPANY ADOPTED BY A WRITTEN RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY DATED 28 NOV 2001, WHICH WOULD ENTITLE HIM TO SUBSCRIBE FOR AN AGGREGATE NUMBER OF 1,900,000 SHARES IN RESPECT OF THE RESOLUTION OF THE BOARD 28 MAY 2003 AND 1,000,000 SHARES IN RESPECT OF THE RESOLUTION OF THE BOARD DATE 19 NOV 2003 OF HKD 0.10 EACH IN THE SHARE CAPITAL OF THE COMPANY, AT AN EXERCISE PRICE OF HKD 3.51 AND HKD 5.35 RES... | Management | Unknown | None |
2 | AMEND BYE-LAWS 1, 2, 6, 43(1)(A), 44, 51, 76, 84(2), 88, 89(1), 103, 153, 160 AND 161(B) | Management | Unknown | None |
ISSUER NAME: CLEAR MEDIA LTD MEETING DATE: 05/28/2004 | ||||
TICKER: -- SECURITY ID: G21990109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE MAINTENANCE SERVICES AGREEMENTS AND THE RELATED CONTINUING CONNECTED TRANSACTIONS AND PROPOSED CAPS AS SPECIFIED, AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS | Management | Unknown | None |
2 | APPROVE THE FRAMEWORK AGREEMENT AND THE RELATED CONTINUING CONNECTED TRANSACTIONS AND PROPOSED CAPS AS SPECIFIED, AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS | Management | Unknown | None |
ISSUER NAME: CLEVELAND-CLIFFS INC MEETING DATE: 05/11/2004 | ||||
TICKER: -- SECURITY ID: 185896305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.S. BRINZO AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.C. CAMBRE AS A DIRECTOR | Management | For | For |
1.3 | ELECT R. CUCUZ AS A DIRECTOR | Management | For | For |
1.4 | ELECT D.H. GUNNING AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.D. IRELAND III AS A DIRECTOR | Management | For | For |
1.6 | ELECT F.R. MCALLISTER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.C. MORLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT S.B. ORESMAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT R. PHILLIPS AS A DIRECTOR | Management | For | For |
1.10 | ELECT R.K. RIEDERER AS A DIRECTOR | Management | For | For |
1.11 | ELECT A. SCHWARTZ AS A DIRECTOR | Management | For | For |
ISSUER NAME: COACH, INC. MEETING DATE: 11/05/2003 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH ELLIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT LEW FRANKFORT AS A DIRECTOR | Management | For | For |
1.3 | ELECT SALLY FRAME KASAKS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY LOVEMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT IRENE MILLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT KEITH MONDA AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL MURPHY AS A DIRECTOR | Management | For | For |
ISSUER NAME: COMVERSE TECHNOLOGY, INC. MEETING DATE: 12/16/2003 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KOBI ALEXANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAZ ALON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ITSIK DANZIGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN H. FRIEDMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RON HIRAM AS A DIRECTOR | Management | For | For |
1.6 | ELECT SAM OOLIE AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM F. SORIN AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF THE COMPANY S 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | ADOPTION AND APPROVAL OF THE COMPANY S 2004 MANAGEMENT INCENTIVE PLAN. | Management | For | For |
4 | RATIFICATION OF THE ENGAGEMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING JANUARY 31, 2004. | Management | For | For |
ISSUER NAME: DIEBOLD, INCORPORATED MEETING DATE: 04/22/2004 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L.V. BOCKIUS III AS A DIRECTOR | Management | For | For |
1.2 | ELECT C.M. CONNOR AS A DIRECTOR | Management | For | For |
1.3 | ELECT R.L. CRANDALL AS A DIRECTOR | Management | For | For |
1.4 | ELECT E.C. EVANS AS A DIRECTOR | Management | For | For |
1.5 | ELECT G.S. FITZGERALD AS A DIRECTOR | Management | For | For |
1.6 | ELECT P.B. LASSITER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.N. LAUER AS A DIRECTOR | Management | For | For |
1.8 | ELECT W.F. MASSY AS A DIRECTOR | Management | For | For |
1.9 | ELECT W.W. O'DELL AS A DIRECTOR | Management | For | For |
1.10 | ELECT E.J. ROORDA AS A DIRECTOR | Management | For | For |
1.11 | ELECT W.R. TIMKEN, JR. AS A DIRECTOR | Management | For | For |
1.12 | ELECT H.D.G. WALLACE AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: DUPONT PHOTOMASKS, INC. MEETING DATE: 11/04/2003 | ||||
TICKER: DPMI SECURITY ID: 26613X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. JAMES PRENDERGAST AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM T. SIEGLE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING JUNE 30, 2004. | Management | For | For |
ISSUER NAME: ECHOSTAR COMMUNICATIONS CORPORATION MEETING DATE: 05/06/2004 | ||||
TICKER: DISH SECURITY ID: 278762109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL T. DUGAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES DEFRANCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT CANTEY ERGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT CHARLES W. ERGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RAYMOND L. FRIEDLOB AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEVEN R. GOODBARN AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID K. MOSKOWITZ AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. MICHAEL SCHROEDER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
3 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | Abstain |
ISSUER NAME: ENCANA CORP MEETING DATE: 04/28/2004 | ||||
TICKER: -- SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT FOR THE YE 31 DEC 2003 | N/A | N/A | N/A |
2 | ELECT MR. MICHAEL N. CHERNOFF AS A DIRECTOR | Management | Unknown | None |
3 | ELECT MR. RALPH S. CUNNINGHAM AS A DIRECTOR | Management | Unknown | None |
4 | ELECT MR. PATRICK D. DANIEL AS A DIRECTOR | Management | Unknown | None |
5 | ELECT MR. IAN W. DELANEY AS A DIRECTOR | Management | Unknown | None |
6 | ELECT MR. WILLIAM R. FATT AS A DIRECTOR | Management | Unknown | None |
7 | ELECT MR. MICHAEL A. GRANDIN AS A DIRECTOR | Management | Unknown | None |
8 | ELECT MR. BARRY W. HARRISON AS A DIRECTOR | Management | Unknown | None |
9 | ELECT MR. RICHARD F. HASKAYNE AS A DIRECTOR | Management | Unknown | None |
10 | ELECT MR. DALE A. LUCAS AS A DIRECTOR | Management | Unknown | None |
11 | ELECT MR. KEN F. MCCREADY AS A DIRECTOR | Management | Unknown | None |
12 | ELECT MR. GWYN MORGAN AS A DIRECTOR | Management | Unknown | None |
13 | ELECT MR. VALERIE A.A. NIELSEN AS A DIRECTOR | Management | Unknown | None |
14 | ELECT MR. DAVID P. O BRIEN AS A DIRECTOR | Management | Unknown | None |
15 | ELECT MR. JANE L. PEVERETT AS A DIRECTOR | Management | Unknown | None |
16 | ELECT MR. DENNIS A. SHARP AS A DIRECTOR | Management | Unknown | None |
17 | ELECT MR. JAMES M. STANFORD AS A DIRECTOR | Management | Unknown | None |
18 | APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OFTHE CORPORATION AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | None |
19 | APPROVE THE NEW BY-LAW NO.1 NEW BY-LAW NO.1 WHICH REPLACED ENCANA S BY-LAWSIN EFFECT IMMEDIATELY PRIOR TO 18 FEB 2004; NEW BY-LAW NO.1 SETS FORTH THE GENERAL RULES WITH RESPECT TO THE BUSINESS AND AFFAIRS OF THE CORPORATION, INCLUDING THE FRAMEWORK FOR THE EXECUTION OF DOCUMENTS ON BEHALF OF THE CORPORATION, THE BORROWING POWERS OF THE BOARD, THE FORMALITIES ASSOCIATED WITH MEETINGS OF THE BOARD, THE FORMALITIES ASSOCIATED WITH SHAREHOLDER MEETINGS, THE APPOINTMENT OF OFFICERS, THE DIVISION O... | Management | Unknown | None |
20 | AMEND THE RIGHTS PLAN TO CONTINUE IN EFFECT AFTER THE MEETING, IT MUST BE RECONFIRMED BY A SIMPLE MAJORITY OF VOTES CAST BY THE INDEPENDENT SHAREHOLDERS AT THE MEETING; INDEPENDENT SHAREHOLDERS IS DEFINED IN THE RIGHTS PLAN, IN EFFECT, AS ALL HOLDERS OF COMMON SHARES, EXCLUDING ANY ACQUIRING PERSON AS SPECIFIED , ANY PERSON THAT IS MAKING OR HAS ANNOUNCED A CURRENT INTENTION TO MAKE A TAKE-OVER BID FOR THE COMMON SHARES, AFFILIATES, ASSOCIATES AND PERSONS ACTING JOINTLY OR IN CONCERT WITH SUCH ... | Management | Unknown | None |
21 | TRANSACT SUCH OTHER BUSINESS | N/A | N/A | N/A |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: GENTEX CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN MULDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT FREDERICK SOTOK AS A DIRECTOR | Management | For | For |
1.3 | ELECT WALLACE TSUHA AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE GENTEX CORPORATION QUALIFIED STOCK OPTION PLAN. | Management | For | For |
3 | PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For |
4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: GLOBESPANVIRATA, INC. MEETING DATE: 10/16/2003 | ||||
TICKER: GSPN SECURITY ID: 37957V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARMANDO GEDAY AS A DIRECTOR | Management | For | For |
1.2 | ELECT BAMI BASTANI AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEVEN BILODEAU AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY BLOOM AS A DIRECTOR | Management | For | For |
1.5 | ELECT DIPANJAN DEB AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN MARREN AS A DIRECTOR | Management | For | For |
1.7 | ELECT GARRY MCGUIRE AS A DIRECTOR | Management | For | For |
1.8 | ELECT GIUSEPPE ZOCCO AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDMENT TO THE COMPANY S EMPLOYEE STOCK PURCHASE PLAN. | Management | For | Against |
3 | APPROVAL OF THE COMPANY S 2003 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN. | Management | For | For |
4 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2003. | Management | For | For |
ISSUER NAME: GOLDEN WEST FINANCIAL CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: GDW SECURITY ID: 381317106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICIA A. KING AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARION O. SANDLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT LESLIE TANG SCHILLING AS A DIRECTOR | Management | For | For |
2 | INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 600,000,000. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: INTERACTIVECORP MEETING DATE: 06/23/2004 | ||||
TICKER: IACI SECURITY ID: 45840Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD N. BARTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT R. BENNETT AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDGAR BRONFMAN, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT BARRY DILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT VICTOR A. KAUFMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT DONALD R. KEOUGH* AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARIE-JOSEE KRAVIS AS A DIRECTOR | Management | For | For |
1.8 | ELECT JOHN C. MALONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT STEVEN RATTNER AS A DIRECTOR | Management | For | For |
1.10 | ELECT GEN. H.N. SCHWARZKOPF* AS A DIRECTOR | Management | For | For |
1.11 | ELECT ALAN G. SPOON* AS A DIRECTOR | Management | For | For |
1.12 | ELECT DIANE VON FURSTENBERG AS A DIRECTOR | Management | For | For |
2 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2004 | Management | For | For |
ISSUER NAME: KDDI CORP, TOKYO MEETING DATE: 06/24/2004 | ||||
TICKER: -- SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE PROFIT APPROPRIATION FOR 20 TERM: DIVIDENDS FOR THE CURRENT TERM AS JPY 2,400 PER SHARE JPY 3600 ON A YEARLY BASIS | Management | Unknown | None |
2 | APPROVE THE COMPANY TO PURCHASE ITS OWN SHARES UPON A RESOLUTION OF THE BOARDOF DIRECTORS IN ACCORDANCE WITH THE COMMERCIAL CODE 211-3 AND PARTIALLY AMEND THE COMPANY S ARTICLES OF INCORPORATION | Management | Unknown | None |
3 | APPROVE TO GIVE FREE SHARE SUBSCRIPTION RIGHTS TO THE DIRECTORS, SENIOR EXECUTIVE DIRECTORS, EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AS STOCK OPTION IN ACCORDANCE WITH COMMERCIAL CODE 280-20 AND 280-21 | Management | Unknown | None |
4 | AMEND THE PARTS OF THE RESOLUTIONS ON CONDITIONS FOR EXERCISING AND EXTINCTING FREE SUBSCRIPTION RIGHTS APPROVED AT THE AGM OF SHAREHOLDERS HELD IN JUNE 2002 AND 2003 AND THE CONDITIONS WILL BE FOR THE DIRECTORS, SENIOR EXECUTIVES DIRECTORS THE EXECUTIVE DIRECTORS, ADVISORS, STATUTORY AUDITORS AND THE EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES AND PARTIALLY AMEND THE FREE SUBSCRIPTION RIGHTS | Management | Unknown | None |
5 | ELECT MR. AKIRA HIOKI AS A STATUTORY AUDITOR | Management | Unknown | None |
6 | ELECT MR. YOSHIAKI TSUJI AS A STATUTORY AUDITOR | Management | Unknown | None |
7 | ELECT MR. HIDEKI ISHIDA AS A STATUTORY AUDITOR | Management | Unknown | None |
8 | ELECT MR. KATSUAKI WATANABE AS A STATUTORY AUDITOR | Management | Unknown | None |
9 | GRANT RETIREMENT ALLOWANCES TO THE RETIRED STATUTORY AUDITORS: GRANT RETIREMENT ALLOWANCES JPY16,500,000 IN TOTAL TO 2 RETIRED STATUTORY AUDITORS, MR. TOSHIAKI TERUI AND OSAMU ANDOU | Management | Unknown | None |
10 | GRANT RETIREMENT ALLOWANCES TO THE DIRECTORS AND THE STATUTORY AUDITOR IN CONNECTION WITH ABOLISHMENT OF RETIREMENT ALLOWANCES SYSTEM; GRANT RETIREMENT ALLOWANCES JPY125,287,000 IN TOTAL TO 8 DIRECTORS, MR. MITSUO IGARASHI, MR. TADASHI ONODERA, MR. MASAHIRO YAMAMOTO, MR. NOBUHIKO NAKANO, MR. YASUHIKO ITOU, MR. SATOSHI NAGAO, MR. NOBUO NEZU AND MR. HIROFUMI MOROZUMI AND JPY2,200,000 TO 1 STATUTORY AUDITOR MR. AKIRA HIOKI | Management | Unknown | None |
ISSUER NAME: LYONDELL CHEMICAL COMPANY MEETING DATE: 05/06/2004 | ||||
TICKER: LYO SECURITY ID: 552078107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CAROL A. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM T. BUTLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN I. CHAZEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT TRAVIS ENGEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT S.F. HINCHLIFFE, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT DANNY W. HUFF AS A DIRECTOR | Management | For | For |
1.7 | ELECT RAY R. IRANI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID J. LESAR AS A DIRECTOR | Management | For | For |
1.9 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.10 | ELECT DAN F. SMITH AS A DIRECTOR | Management | For | For |
1.11 | ELECT WILLIAM R. SPIVEY AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT AUDITORS, AS THE COMPANY S AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: M-SYSTEMS FLASH DISK PIONEERS LTD. MEETING DATE: 08/18/2003 | ||||
TICKER: FLSH SECURITY ID: M7061C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MR. DOV MORAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MR. ARYEH MERGI AS A DIRECTOR | Management | For | For |
1.3 | ELECT MR. YOSSI BEN SHALOM AS A DIRECTOR | Management | For | For |
1.4 | ELECT MR. ELI AYALON AS A DIRECTOR | Management | For | For |
1.5 | ELECT MS. DANA GROSS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DR. HANS WAGNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT MR. YAIR SHOHAM* AS A DIRECTOR | Management | For | For |
1.8 | ELECT MR. ITSIK ONFUS* AS A DIRECTOR | Management | For | For |
2 | AUTHORIZATION OF MR. DOV MORAN S CONTINUED SERVICE AS THE COMPANY S CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR AN ADDITIONAL THREE (3) YEAR PERIOD. | Management | For | For |
3 | REAPPOINTMENT OF KOST FORER & GABBAY (A MEMBER OF ERNST & YOUNG INTERNATIONAL) AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31ST, 2003. | Management | For | For |
4 | APPROVAL OF THE GRANT OF STOCK OPTIONS TO DIRECTORS OF THE COMPANY. | Management | For | For |
5 | APPROVAL OF THE COMPANY S UNDERTAKING IN ADVANCE TO INDEMNIFY THE COMPANY S OFFICE HOLDERS AND EXEMPT SUCH OFFICE HOLDERS FROM THEIR DUTY OF CARE TO THE EXTENT PERMITTED UNDER THE COMPANIES LAW. | Management | For | For |
ISSUER NAME: MEGA BLOKS INC. MEETING DATE: 05/07/2004 | ||||
TICKER: MBLKF SECURITY ID: 58515N105 | ||||
TICKER: -- SECURITY ID: 58515N204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARC BERTRAND AS A DIRECTOR | Management | For | None |
1.2 | ELECT VIC BERTRAND AS A DIRECTOR | Management | For | None |
1.3 | ELECT VICTOR J. BERTRAND AS A DIRECTOR | Management | For | None |
1.4 | ELECT MICHEL COUTU AS A DIRECTOR | Management | For | None |
1.5 | ELECT JEAN-GUY DESJARDINS AS A DIRECTOR | Management | For | None |
1.6 | ELECT DAVID I. FOLEY AS A DIRECTOR | Management | For | None |
1.7 | ELECT PETER T. MAIN AS A DIRECTOR | Management | For | None |
1.8 | ELECT PAULA ROZICKI-HOWELL AS A DIRECTOR | Management | For | None |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | None |
ISSUER NAME: NATIONAL-OILWELL, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: NOI SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROGER L. JARVIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT MERRILL A. MILLER, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT FREDERICK W. PHEASEY AS A DIRECTOR | Management | For | For |
ISSUER NAME: NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: 10/29/2003 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 27, 2003, BY AND BETWEEN NEW YORK COMMUNITY BANCORP, INC., AND ROSLYN BANCORP, INC., PURSUANT TO WHICH ROSLYN WILL BE MERGED WITH AND INTO NEW YORK COMMUNITY. | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO NEW YORK COMMUNITY S CERTIFICATE OF INCORPORATION INCREASING THE AMOUNT OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 300 MILLION TO 600 MILLION SHARES. | Management | For | For |
ISSUER NAME: NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DONALD M. BLAKE AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS A. DOHERTY AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL J. LEVINE AS A DIRECTOR | Management | For | For |
1.4 | ELECT GUY V. MOLINARI AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN A. PILESKI AS A DIRECTOR | Management | For | For |
1.6 | ELECT JOHN M. TSIMBINOS AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: NEXTEL COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: NXTL SECURITY ID: 65332V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KEITH J. BANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. JANET HILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: OVERTURE SERVICES, INC. MEETING DATE: 10/07/2003 | ||||
TICKER: OVER SECURITY ID: 69039R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 14, 2003, AMONG OVERTURE SERVICES, INC., YAHOO] INC. AND JULY 2003 MERGER CORP., AND APPROVE THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER. | Management | For | For |
ISSUER NAME: PHARMACEUTICAL PRODUCT DEVELOPMENT, MEETING DATE: 05/19/2004 | ||||
TICKER: PPDI SECURITY ID: 717124101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STUART BONDURANT, M.D. AS A DIRECTOR | Management | For | For |
1.2 | ELECT FREDERICK FRANK AS A DIRECTOR | Management | For | For |
1.3 | ELECT TERRY MAGNUSON, PH.D. AS A DIRECTOR | Management | For | For |
1.4 | ELECT FREDRIC N. ESHELMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT DAVID L. GRANGE AS A DIRECTOR | Management | For | For |
1.6 | ELECT ERNEST MARIO, PH.D. AS A DIRECTOR | Management | For | For |
1.7 | ELECT MARYE ANNE FOX AS A DIRECTOR | Management | For | For |
1.8 | ELECT CATHERINE M. KLEMA AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN A. MCNEILL, JR. AS A DIRECTOR | Management | For | For |
2 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING | Management | For | Abstain |
ISSUER NAME: PMC-SIERRA, INC. MEETING DATE: 05/14/2004 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT BAILEY AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALEXANDRE BALKANSKI AS A DIRECTOR | Management | For | For |
1.3 | ELECT RICHARD BELLUZZO AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES DILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT JONATHAN JUDGE AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM KURTZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT FRANK MARSHALL AS A DIRECTOR | Management | For | For |
1.8 | ELECT LEWIS WILKS AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: PRECISION DRILLING CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: PDS SECURITY ID: 74022D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT AS DIRECTORS FOR THE ENSUING YEAR: W.C. (MICKEY) DUNN, ROBERT J.S. GIBSON, MURRAY K. MULLEN, PATRICK M. MURRAY, FRED W. PHEASEY, ROBERT L. PHILLIPS, HANK B. SWARTOUT, H. GARTH WIGGINS. | Management | For | For |
1 | TO ELECT AS DIRECTORS FOR THE ENSUING YEAR: W.C. (MICKEY) DUNN, ROBERT J.S. GIBSON, MURRAY K. MULLEN, PATRICK M. MURRAY, FRED W. PHEASEY, ROBERT L. PHILLIPS, HANK B. SWARTOUT, H. GARTH WIGGINS. | Management | For | None |
2 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR. | Management | For | For |
2 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR. | Management | For | None |
3 | TO APPROVE THE 2004 STOCK OPTION PLAN AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For |
3 | TO APPROVE THE 2004 STOCK OPTION PLAN AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | None |
ISSUER NAME: SAFEWAY INC. MEETING DATE: 05/20/2004 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT STEVEN A. BURD AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT I. MACDONNELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM Y. TAUSCHER AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
3 | APPROVAL OF AND AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For |
4 | APPROVAL OF STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING EXECUTIVE OFFICERS) PROVIDING FOR THE EXCHANGE OF OPTIONS PREVIOUSLY GRANTED UNDER THE 1999 AMENDED AND RESTATED EQUITY PARTICIPATION PLAN OF SAFEWAY INC. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST STOCKHOLDER PROPOSALS 5, 6, 7, 8, 9 AND 10. | Management | For | Against |
5 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR AS CHAIRMAN OF THE BOARD. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | Shareholder | Against | Abstain |
7 | STOCKHOLDER PROPOSAL REGARDING REPORT ON IMPACT OF GENETICALLY ENGINEERED FOOD. | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT. | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION AND PARTICIPATION REPORT. | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: SAMSUNG ELECTRONICS CO LTD MEETING DATE: 02/27/2004 | ||||
TICKER: -- SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE FINANCIAL STATEMENT, THE BALANCE SHEET, THE PROPOSED DISPOSITION OF RETAINED EARNING, THE STATEMENT OF PROFIT AND LOSS AND KRW 5,000 PER 1 COMMON SHARE AND KRW 5,050 PER 1 PREFERRED SHARE | Management | Unknown | None |
2 | ELECT AN EXTERNAL DIRECTOR | Management | Unknown | None |
3 | ELECT THE AUDITORS | Management | Unknown | None |
4 | ELECT AN INTERNAL DIRECTOR | Management | Unknown | None |
5 | APPROVE THE REMUNERATION LIMIT FOR DIRECTORS | Management | Unknown | None |
ISSUER NAME: SELECT COMFORT CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: SCSS SECURITY ID: 81616X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS J. ALBANI AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID T. KOLLAT AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM R. MCLAUGHLIN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE SELECT COMFORT CORPORATION 2004 STOCK INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
ISSUER NAME: ST. JUDE MEDICAL, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL A. ROCCA AS A DIRECTOR | Management | For | For |
1.2 | ELECT DAVID A. THOMPSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEFAN K. WIDENSOHLER AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For |
4 | PROPOSAL TO INCREASE THE COMPANY S AUTHORIZED SHARES OF COMMON STOCK TO 500 MILLION SHARES. | Management | For | For |
5 | SHAREHOLDER PROPOSAL TO ADOPT THE COMMONSENSE EXECUTIVE COMPENSATION PROPOSAL. | Shareholder | Against | Against |
ISSUER NAME: STRAYER EDUCATION, INC. MEETING DATE: 05/04/2004 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT S. SILBERMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT DR. CHARLOTTE F. BEASON AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM E. BROCK AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID A. COULTER AS A DIRECTOR | Management | For | For |
1.5 | ELECT GARY GENSLER AS A DIRECTOR | Management | For | For |
1.6 | ELECT ROBERT R. GRUSKY AS A DIRECTOR | Management | For | For |
1.7 | ELECT TODD A. MILANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT L. JOHNSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT G. THOMAS WAITE III AS A DIRECTOR | Management | For | For |
1.10 | ELECT J. DAVID WARGO AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR THE CORPORATION. | Management | For | For |
ISSUER NAME: SYSCO CORPORATION MEETING DATE: 11/07/2003 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JONATHAN GOLDEN* AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH A. HAFNER, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS E. LANKFORD* AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. SCHNIEDERS* AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.K. STUBBLEFIELD, JR** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO TWO BILLION (2,000,000,000). | Management | For | For |
3 | APPROVAL OF THE 2003 STOCK INCENTIVE PLAN. | Management | For | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS BY MARCH 2004. | Shareholder | Against | Against |
ISSUER NAME: TREX COMPANY, INC. MEETING DATE: 04/28/2004 | ||||
TICKER: TWP SECURITY ID: 89531P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM F. ANDREWS AS A DIRECTOR | Management | For | For |
1.2 | ELECT PAUL A. BRUNNER AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANDREW U. FERRARI AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS TREX COMPANY S INDEPENDENT AUDITORS FOR 2004 FISCAL YEAR. | Management | For | For |
ISSUER NAME: TRICAN WELL SERVICE LTD MEETING DATE: 05/19/2004 | ||||
TICKER: -- SECURITY ID: 895945103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE AND CONSIDER THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YE 31 DEC 2003, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | N/A | N/A | N/A |
2 | APPROVE TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT 6 | Management | Unknown | None |
3 | ELECT MR. MURRAY L. COBBE AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
4 | ELECT MR. DONALD R. LUFT AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
5 | ELECT MR. KENNETH M. BAGAN AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
6 | ELECT MR. GARY R. BUGEAUD AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
7 | ELECT MR. DOUGLAS F. ROBINSON AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
8 | ELECT MR. VICTOR J. STOBBE AS A DIRECTOR FOR THE ENSUING YEAR | Management | Unknown | None |
9 | APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | Unknown | None |
10 | APPROVE THE AMENDMENT TO THE COMPANY S BY-LAW NUMBER 1 | Management | Unknown | None |
11 | APPROVE TO INCREASE THE NUMBER OF COMMON SHARES ISSUABLE UNDER THE STOCK OPTION PLAN OF THE COMPANY BY 501,685 COMMON SHARES; AND AUTHORIZE ANY ONE OFFICER OR DIRECTOR OF THE COMPANY TO EXECUTE AND DELIVER ALL SUCH AGREEMENTS AND DOCUMENTS, WHETHER UNDER THE CORPORATE SEAL OR OTHERWISE, AND TO TAKE ALL ACTION, AS SUCH OFFICER OR DIRECTOR SHALL DEEM NECESSARY OR APPROPRIATE TO GIVE EFFECT TO THIS RESOLUTION | Management | Unknown | None |
12 | APPROVE, SUBJECT TO THE AMENDMENT OF THE COMPANY MANUAL OF THE TORONTO STOCK EXCHANGE TO PROVIDE FOR STOCK OPTION PLANS WITH A NUMBER OF SHARES BASED ON THE OUTSTANDING COMMON SHARES OF THE CORPORATION RATHER THAN A FIXED NUMBER OF COMMON SHARES, TO AMEND THE STOCK OPTION PLAN OF THE CORPORATION AS DESCRIBED UNDER THE HEADING AMENDMENT TO STOCK OPTION PLAN IN ANTICIPATION OF NEW TSX STOCK OPTION PLAN RULES IN THE INFORMATION CIRCULAR RELATING TO THIS MEETING WITH SUCH OTHER CONFORMING CHANGES ... | Management | Unknown | None |
13 | TRANSACT ANY OTHER MATTER | N/A | N/A | N/A |
ISSUER NAME: TRIDENT MICROSYSTEMS, INC. MEETING DATE: 12/16/2003 | ||||
TICKER: TRID SECURITY ID: 895919108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MILLARD PHELPS AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN LUKE AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2004. | Management | For | For |
ISSUER NAME: TRIDENT MICROSYSTEMS, INC. MEETING DATE: 01/26/2004 | ||||
TICKER: TRID SECURITY ID: 895919108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 60,000,000. | Management | For | For |
ISSUER NAME: TRIDENT MICROSYSTEMS, INC. MEETING DATE: 03/17/2004 | ||||
TICKER: TRID SECURITY ID: 895919108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 30,000,000 TO 60,000,000. | Management | For | For |
ISSUER NAME: TYSON FOODS, INC. MEETING DATE: 02/06/2004 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DON TYSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN TYSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT LELAND E. TOLLETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT BARBARA A. TYSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT LLOYD V. HACKLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT JIM KEVER AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT RICHARD L. BOND AS A DIRECTOR | Management | For | For |
1.9 | ELECT JO ANN R. SMITH AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE TYSON FOODS, INC. 2000 STOCK INCENTIVE PLAN, WHICH WOULD INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 20,000,000 SHARES TO A TOTAL OF 40,660,000 SHARES. | Management | For | Against |
3 | TO RATIFY THE AMENDMENT AND RESTATEMENT OF THE TYSON FOODS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 2, 2004. THE BOARD RECOMMENDS A VOTE AGAINST ITEMS 5 AND 6. | Management | For | For |
5 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ALL STEPS NECESSARY TO RE-CAPITALIZE THE COMPANY S EQUITY STRUCTURE TO RESULT IN ONE SHARE, ONE VOTE FOR ALL OUTSTANDING STOCK OF THE COMPANY. | Shareholder | Against | For |
6 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE THE NECESSARY STEPS TO REQUIRE THAT AN INDEPENDENT DIRECTOR WHO IS NOT NOR WAS FORMERLY THE CHIEF EXECUTIVE OF THE COMPANY SERVE AS CHAIR OF THE BOARD OF DIRECTORS. | Shareholder | Against | Against |
ISSUER NAME: UNITED NATURAL FOODS, INC. MEETING DATE: 12/03/2003 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD ANTONELLI AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH M. CIANCIOLO AS A DIRECTOR | Management | For | For |
1.3 | ELECT STEPHEN H. TOWNSEND AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE CORPORATION S INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2004. | Management | For | For |
ISSUER NAME: UNITEDGLOBALCOM, INC. MEETING DATE: 09/30/2003 | ||||
TICKER: UCOMA SECURITY ID: 913247508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. DICK AS A DIRECTOR | Management | For | For |
1.2 | ELECT TINA M. WILDES AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF UNITEDGLOBALCOM, INC. EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: VALERO ENERGY CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: VLONP SECURITY ID: 91913Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT E. GLENN BIGGS AS A DIRECTOR | Management | For | For |
1.2 | ELECT RUBEN M. ESCOBEDO AS A DIRECTOR | Management | For | For |
1.3 | ELECT BOB MARBUT AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF KPMG LLP AS AUDITORS FOR 2004. | Management | For | For |
3 | CLIMATE CHANGE RESOLUTION. | Shareholder | Against | Against |
ISSUER NAME: VEECO INSTRUMENTS INC. MEETING DATE: 05/07/2004 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HEINZ K. FRIDRICH AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROGER D. MCDANIEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT IRWIN H. PFISTER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AN AMENDMENT TO THE VEECO INSTRUMENTS INC. FIRST AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE VEECO INSTRUMENTS INC. 2000 STOCK OPTION PLAN. | Management | For | Against |
4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: WEATHERFORD INTERNATIONAL LTD. MEETING DATE: 05/25/2004 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PHILIP BURGUIERES AS A DIRECTOR | Management | For | For |
1.2 | ELECT NICHOLAS F. BRADY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID J. BUTTERS AS A DIRECTOR | Management | For | For |
1.4 | ELECT BERNARD J. DUROC-DANNER AS A DIRECTOR | Management | For | For |
1.5 | ELECT SHELDON B. LUBAR AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM E. MACAULAY AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT B. MILLARD AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROBERT K. MOSES, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT ROBERT A. RAYNE AS A DIRECTOR | Management | For | For |
2 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION. | Management | For | For |
ISSUER NAME: WHOLE FOODS MARKET, INC. MEETING DATE: 03/22/2004 | ||||
TICKER: WFMI SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID W. DUPREE AS A DIRECTOR | Management | For | For |
1.2 | ELECT GABRIELLE E. GREENE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN P. MACKEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT MORRIS J. SIEGEL AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE AMENDMENT TO THE 1992 INCENTIVE STOCK OPTION PLAN FOR TEAM MEMBERS. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2004. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING THE COMPANY S SHAREHOLDER RIGHTS PLAN. | Shareholder | Against | Against |
ISSUER NAME: YAHOO JAPAN CORP, TOKYO MEETING DATE: 06/17/2004 | ||||
TICKER: -- SECURITY ID: J95402103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE ALLOCATION OF INCOME, WITH NO DIVIDENDS | Management | Unknown | None |
2 | AMEND ARTICLES TO: EXPAND BUSINESS LINES - INCREASE AUTHORIZED CAPITAL FROM7.52 MILLION TO 15.08 MILLION SHARES - AUTHORIZE SHARE REPURCHASES AT BOARD S DISCRETION | Management | Unknown | None |
3 | ELECT DIRECTOR | Management | Unknown | None |
4 | ELECT DIRECTOR | Management | Unknown | None |
5 | ELECT DIRECTOR | Management | Unknown | None |
6 | ELECT DIRECTOR | Management | Unknown | None |
7 | ELECT DIRECTOR | Management | Unknown | None |
8 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | None |
9 | APPOINT INTERNAL STATUTORY AUDITOR | Management | Unknown | None |
10 | APPROVE EXECUTIVE STOCK OPTION PLAN | Management | Unknown | None |
ISSUER NAME: YAHOO! INC. MEETING DATE: 05/21/2004 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT TERRY S. SEMEL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JERRY YANG AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROY J. BOSTOCK AS A DIRECTOR | Management | For | For |
1.4 | ELECT RONALD W. BURKLE AS A DIRECTOR | Management | For | For |
1.5 | ELECT ERIC HIPPEAU AS A DIRECTOR | Management | For | For |
1.6 | ELECT ARTHUR H. KERN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT A. KOTICK AS A DIRECTOR | Management | For | For |
1.8 | ELECT EDWARD R. KOZEL AS A DIRECTOR | Management | For | For |
1.9 | ELECT GARY L. WILSON AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF THE AMENDED AND RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING OF OPTIONS. | Shareholder | Against | Against |