FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/13/2015 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONVERTIBLE SECURITIES FUND
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLEGION PLC MEETING DATE: JUN 10, 2015 | ||||
TICKER: ALLE SECURITY ID: G0176J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Chesser | Management | For | For |
1b | Elect Director Carla Cico | Management | For | For |
1c | Elect Director Kirk S. Hachigian | Management | For | For |
1d | Elect Director David D. Petratis | Management | For | For |
1e | Elect Director Dean I. Schaffer | Management | For | For |
1f | Elect Director Martin E. Welch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Peter B. Henry | Management | For | For |
1d | Elect Director Franz B. Humer | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Anthony M. Santomero | Management | For | For |
1i | Elect Director Joan E. Spero | Management | For | For |
1j | Elect Director Diana L. Taylor | Management | For | For |
1k | Elect Director William S. Thompson, Jr. | Management | For | For |
1l | Elect Director James S. Turley | Management | For | For |
1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | For | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
9 | Report on Certain Vesting Program | Shareholder | Against | Against |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 29, 2015 | ||||
TICKER: CCI SECURITY ID: 22822V200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Cindy Christy | Management | For | For |
1c | Elect Director Ari Q. Fitzgerald | Management | For | For |
1d | Elect Director Robert E. Garrison, II | Management | For | For |
1e | Elect Director Dale N. Hatfield | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director John P. Kelly | Management | For | For |
1h | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMC CORPORATION MEETING DATE: APR 30, 2015 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Jose E. Almeida | Management | For | For |
1.1b | Elect Director Michael W. Brown | Management | For | For |
1.1c | Elect Director Donald J. Carty | Management | For | For |
1.1d | Elect Director Randolph L. Cowen | Management | For | For |
1.1e | Elect Director James S. DiStasio | Management | For | For |
1.1f | Elect Director John R. Egan | Management | For | For |
1.1g | Elect Director William D. Green | Management | For | For |
1.1h | Elect Director Edmund F. Kelly | Management | For | For |
1.1i | Elect Director Jami Miscik | Management | For | For |
1.1j | Elect Director Paul Sagan | Management | For | For |
1.1k | Elect Director David N. Strohm | Management | For | For |
1.1l | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FORD MOTOR COMPANY MEETING DATE: MAY 14, 2015 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Mark Fields | Management | For | For |
5 | Elect Director Edsel B. Ford II | Management | For | For |
6 | Elect Director William Clay Ford, Jr. | Management | For | For |
7 | Elect Director James P. Hackett | Management | For | For |
8 | Elect Director James H. Hance, Jr. | Management | For | For |
9 | Elect Director William W. Helman Iv | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director William E. Kennard | Management | For | For |
12 | Elect Director John C. Lechleiter | Management | For | For |
13 | Elect Director Ellen R. Marram | Management | For | For |
14 | Elect Director Gerald L. Shaheen | Management | For | For |
15 | Elect Director John L. Thornton | Management | For | For |
16 | Ratify PricewaterhouseCoopers LLPas Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
19 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
GENERAL MOTORS COMPANY MEETING DATE: JUN 09, 2015 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Stephen J. Girsky | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
INGERSOLL-RAND PLC MEETING DATE: JUN 04, 2015 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Elaine L. Chao | Management | For | For |
1d | Elect Director Jared L. Cohon | Management | For | For |
1e | Elect Director Gary D. Forsee | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Linda P. Hudson | Management | For | For |
1h | Elect Director Michael W. Lamach | Management | For | For |
1i | Elect Director Myles P. Lee | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Renew Directors' Authority to Issue Shares | Management | For | For |
5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: OCT 28, 2014 | ||||
TICKER: LVLT SECURITY ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: LVLT SECURITY ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.2 | Elect Director Jeff K. Storey | Management | For | For |
1.3 | Elect Director Kevin P. Chilton | Management | For | For |
1.4 | Elect Director Steven T. Clontz | Management | For | For |
1.5 | Elect Director Irene M. Esteves | Management | For | For |
1.6 | Elect Director T. Michael Glenn | Management | For | For |
1.7 | Elect Director Spencer B. Hays | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Kevin W. Mooney | Management | For | For |
1.10 | Elect Director Peter Seah Lim Huat | Management | For | For |
1.11 | Elect Director Peter van Oppen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Renew Rights Plan (NOL Pill) | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
TICKER: LBTYK SECURITY ID: G5480U120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
LIBERTY GLOBAL PLC MEETING DATE: FEB 24, 2015 | ||||
TICKER: LBTYK SECURITY ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Approve Management and Allocation Policies Relating to the Liberty Global Group and LiLAC Group | Management | For | For |
3 | Approve Share Consolidation | Management | For | For |
4 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
5 | Authorise Shares for Market Purchase | Management | For | For |
6 | Approve the Director Securities Purchase Proposal | Management | For | For |
7 | Approve Employee Savings-Related Share Purchase Plan | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Amend Articles of Association with Respect to Voting on the Variation of Rights Attached to Classes of Shares | Management | For | For |
LIBERTY GLOBAL PLC MEETING DATE: JUN 25, 2015 | ||||
TICKER: LBTYK SECURITY ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael T. Fries | Management | For | For |
2 | Elect Director Paul A. Gould | Management | For | For |
3 | Elect Director John C. Malone | Management | For | For |
4 | Elect Director Larry E. Romrell | Management | For | For |
5 | Approve Remuneration Report | Management | For | Against |
6 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
7 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
METLIFE, INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 05, 2014 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Georgens | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director Jeffry R. Allen | Management | For | For |
1d | Elect Director Tor R. Braham | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director Kathryn M. Hill | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Establish Public Policy Board Committee | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
OMNICARE, INC. MEETING DATE: JUN 01, 2015 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bernbach | Management | For | For |
1b | Elect Director James G. Carlson | Management | For | For |
1c | Elect Director Mark A. Emmert | Management | For | For |
1d | Elect Director Steven J. Heyer | Management | For | For |
1e | Elect Director Samuel R. Leno | Management | For | For |
1f | Elect Director Nitin Sahney | Management | For | For |
1g | Elect Director Barry P. Schochet | Management | For | For |
1h | Elect Director James D. Shelton | Management | For | For |
1i | Elect Director Amy Wallman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2015 | ||||
TICKER: ON SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Atsushi Abe | Management | For | For |
1.2 | Elect Director Curtis J. Crawford | Management | For | For |
1.3 | Elect Director Paul A. Mascarenas | Management | For | For |
1.4 | Elect Director Daryl A. Ostrander | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SIRIUS XM HOLDINGS INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: SIRI SECURITY ID: 82968B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Anthony J. Bates | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director Mark D. Carleton | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director James P. Holden | Management | For | For |
1.7 | Elect Director Gregory B. Maffei | Management | For | For |
1.8 | Elect Director Evan D. Malone | Management | For | For |
1.9 | Elect Director James E. Meyer | Management | For | For |
1.10 | Elect Director James F. Mooney | Management | For | For |
1.11 | Elect Director Carl E. Vogel | Management | For | For |
1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
1.13 | Elect Director David M. Zaslav | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
TENET HEALTHCARE CORPORATION MEETING DATE: MAY 07, 2015 | ||||
TICKER: THC SECURITY ID: 88033G407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Trevor Fetter | Management | For | For |
1b | Elect Director Brenda J. Gaines | Management | For | For |
1c | Elect Director Karen M. Garrison | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director J. Robert Kerrey | Management | For | For |
1f | Elect Director Freda C. Lewis-Hall | Management | For | For |
1g | Elect Director Richard R. Pettingill | Management | For | For |
1h | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1i | Elect Director Tammy Romo | Management | For | For |
1j | Elect Director James A. Unruh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jocelyn Carter-miller | Management | For | For |
2 | Elect Director Deborah G. Ellinger | Management | For | For |
3 | Elect Director H. John Greeniaus | Management | For | For |
4 | Elect Director Mary Steele Guilfoile | Management | For | For |
5 | Elect Director Dawn Hudson | Management | For | For |
6 | Elect Director William T. Kerr | Management | For | For |
7 | Elect Director Henry S. Miller | Management | For | For |
8 | Elect Director Jonathan F. Miller | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director William R. Nuti | Management | For | For |
1.7 | Elect Director Laurence E. Simmons | Management | For | For |
1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VIASYSTEMS GROUP, INC. MEETING DATE: DEC 16, 2014 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
WESTERN REFINING, INC. MEETING DATE: JUN 02, 2015 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin Marcy Barth | Management | For | For |
1.2 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.3 | Elect Director Paul L. Foster | Management | For | For |
1.4 | Elect Director L. Frederick Francis | Management | For | For |
1.5 | Elect Director Robert J. Hassler | Management | For | For |
1.6 | Elect Director Brian J. Hogan | Management | For | For |
1.7 | Elect Director Scott D. Weaver | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EQUITY DIVIDEND INCOME FUND
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 12, 2015 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Sondra L. Barbour | Management | For | For |
1c | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1d | Elect Director Vance D. Coffman | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director Herbert L. Henkel | Management | For | For |
1g | Elect Director Muhtar Kent | Management | For | For |
1h | Elect Director Edward M. Liddy | Management | For | For |
1i | Elect Director Inge G. Thulin | Management | For | For |
1j | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ABBVIE INC. MEETING DATE: MAY 08, 2015 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
1.3 | Elect Director Glenn F. Tilton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 04, 2015 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Dina Dublon | Management | For | For |
1c | Elect Director Charles H. Giancarlo | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Marjorie Magner | Management | For | For |
1f | Elect Director Blythe J. McGarvie | Management | For | For |
1g | Elect Director Pierre Nanterme | Management | For | For |
1h | Elect Director Gilles C. Pelisson | Management | For | For |
1i | Elect Director Paula A. Price | Management | For | For |
1j | Elect Director Wulf von Schimmelmann | Management | For | For |
1k | Elect Director Frank K. Tang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACE LIMITED MEETING DATE: MAY 21, 2015 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Mary A. Cirillo | Management | For | For |
5.5 | Elect Director Michael P. Connors | Management | For | For |
5.6 | Elect Director John Edwardson | Management | For | For |
5.7 | Elect Director Peter Menikoff | Management | For | For |
5.8 | Elect Director Leo F. Mullin | Management | For | For |
5.9 | Elect Director Kimberly Ross | Management | For | For |
5.10 | Elect Director Robert Scully | Management | For | For |
5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.12 | Elect Director Theodore E. Shasta | Management | For | For |
5.13 | Elect Director David Sidwell | Management | For | For |
5.14 | Elect Director Olivier Steimer | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters | Management | For | For |
10 | Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters | Management | For | For |
11.1 | Approve Compensation of the Board of Directors until the Next Annual General Meeting | Management | For | For |
11.2 | Approve Compensation of Executive Management for the Next Calendar Year | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Transact Other Business (Voting) | Management | For | Against |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: APR 30, 2015 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Registered Office to Zug, Switzerland | Management | For | For |
2 | Amend Articles Re: Define the Duties of the Compensation Committee | Management | For | For |
3 | Amend Articles Re: Define the Company's Compensation Principles | Management | For | For |
4 | Amend Articles Re: Notice Period in Employment Agreements With Executive Officers and Agreements with Directors, and to Prohibit Loans and Credit to Executives and Directors | Management | For | For |
5 | Amend Articles Re: Limit the Number of Outside Board Seats the Director and Executives may Hold | Management | For | For |
6 | Amend Articles Re: Provide for Say-On-Pay Votes Required Under Swiss law | Management | For | For |
7.1 | Elect Barbara T. Alexander as Director | Management | For | For |
7.2 | Elect Scott A. Carmilani as Director | Management | For | For |
7.3 | Elect James F. Duffy as Director | Management | For | For |
7.4 | Elect Bart Friedman as Director | Management | For | For |
7.5 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
7.6 | Elect Eric S. Schwartz as Director | Management | For | For |
7.7 | Elect Samuel J. Weinhoff as Director | Management | For | For |
8 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
9.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
9.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
9.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
9.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
9.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
9.6 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
10 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
11 | Approve the 2015 Compensation for Executives as Required under Swiss Law | Management | For | For |
12 | Approve the 2015 Compensation for Directors as Required under Swiss Law | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
15 | Approve Retention of Disposable Profits | Management | For | For |
16 | Approve Dividends | Management | For | For |
17 | Approve Reduction in Share Capital | Management | For | For |
18 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
19 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
20 | Approve Discharge of Board and Senior Management | Management | For | For |
21 | Transact Other Business (Voting) | Management | For | Against |
ALTRIA GROUP, INC. MEETING DATE: MAY 20, 2015 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
7 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
8 | Report on Green Tobacco Sickness | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 21, 2015 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Sandra Beach Lin | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Eliminate Fair Price Provision | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
AMGEN INC. MEETING DATE: MAY 14, 2015 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 29, 2015 | ||||
TICKER: ABI SECURITY ID: 03524A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Amend Articles Re: Remove References to Bearer Shares | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7a | Reelect Michele Burns as Independent Director | Management | For | For |
B7b | Reelect Olivier Goudet as Independent Director | Management | For | For |
B7c | Elect Kasper Rosted as Independent Director | Management | For | For |
B7d | Reelect Paul Cornet de Ways Ruart as Director | Management | For | For |
B7e | Reelect Stefan Descheemaeker as Director | Management | For | For |
B8a | Approve Remuneration Report | Management | For | Against |
B8b | Proposal to Increase Remuneration of Audit Committee Chairman | Management | For | For |
B8c | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Cook | Management | For | For |
1.2 | Elect Director Al Gore | Management | For | For |
1.3 | Elect Director Bob Iger | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Art Levinson | Management | For | For |
1.6 | Elect Director Ron Sugar | Management | For | For |
1.7 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
ASTRAZENECA PLC MEETING DATE: APR 24, 2015 | ||||
TICKER: AZN SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Leif Johansson as Director | Management | For | For |
5(b) | Re-elect Pascal Soriot as Director | Management | For | For |
5(c) | Re-elect Marc Dunoyer as Director | Management | For | For |
5(d) | Elect Cori Bargmann as Director | Management | For | For |
5(e) | Re-elect Genevieve Berger as Director | Management | For | For |
5(f) | Re-elect Bruce Burlington as Director | Management | For | For |
5(g) | Re-elect Ann Cairns as Director | Management | For | For |
5(h) | Re-elect Graham Chipchase as Director | Management | For | For |
5(i) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(j) | Re-elect Rudy Markham as Director | Management | For | For |
5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
5(l) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
AT&T INC. MEETING DATE: APR 24, 2015 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Scott T. Ford | Management | For | For |
1.3 | Elect Director Glenn H. Hutchins | Management | For | For |
1.4 | Elect Director William E. Kennard | Management | For | For |
1.5 | Elect Director Jon C. Madonna | Management | For | For |
1.6 | Elect Director Michael B. McCallister | Management | For | For |
1.7 | Elect Director John B. McCoy | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Indirect Political Contribution | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 11, 2014 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Richard T. Clark | Management | For | For |
1.4 | Elect Director Eric C. Fast | Management | For | For |
1.5 | Elect Director Linda R. Gooden | Management | For | For |
1.6 | Elect Director Michael P. Gregoire | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVIV REIT, INC. MEETING DATE: MAR 27, 2015 | ||||
TICKER: AVIV SECURITY ID: 05381L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J. P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Charles K. Gifford | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Thomas J. May | Management | For | For |
1k | Elect Director Brian T. Moynihan | Management | For | For |
1l | Elect Director Lionel L. Nowell, III | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Establish Other Governance Board Committee | Shareholder | Against | Against |
BLACKROCK, INC. MEETING DATE: MAY 28, 2015 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director David H. Komansky | Management | For | For |
1l | Elect Director Sir Deryck Maughan | Management | For | For |
1m | Elect Director Cheryl D. Mills | Management | For | For |
1n | Elect Director Thomas H. O'Brien | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 05, 2015 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1A | Elect Director Lamberto Andreotti | Management | For | For |
1.1B | Elect Director Giovanni Caforio | Management | For | For |
1.1C | Elect Director Lewis B. Campbell | Management | For | For |
1.1D | Elect Director Laurie H. Glimcher | Management | For | For |
1.1E | Elect Director Michael Grobstein | Management | For | For |
1.1F | Elect Director Alan J. Lacy | Management | For | For |
1.1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1.1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1.1I | Elect Director Vicki L. Sato | Management | For | For |
1.1J | Elect Director Gerald L. Storch | Management | For | For |
1.1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Remove Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 30, 2015 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Richard D. Fairbank | Management | For | For |
1.1b | Elect Director Patrick W. Gross | Management | For | For |
1.1c | Elect Director Ann Fritz Hackett | Management | For | For |
1.1d | Elect Director Lewis Hay, III | Management | For | For |
1.1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1.1f | Elect Director Pierre E. Leroy | Management | For | For |
1.1g | Elect Director Peter E. Raskind | Management | For | For |
1.1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1.1i | Elect Director Bradford H. Warner | Management | For | For |
1.1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
CARDINAL HEALTH, INC. MEETING DATE: NOV 05, 2014 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Anderson | Management | For | For |
1.2 | Elect Director Colleen F. Arnold | Management | For | For |
1.3 | Elect Director George S. Barrett | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charif Souki | Management | For | For |
1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
1.3 | Elect Director G. Andrea Botta | Management | For | For |
1.4 | Elect Director Keith F. Carney | Management | For | Against |
1.5 | Elect Director David I. Foley | Management | For | For |
1.6 | Elect Director Randy A. Foutch | Management | For | Against |
1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.9 | Elect Director Neal A. Shear | Management | For | For |
1.10 | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2015 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Prohibit Political Spending | Shareholder | Against | Against |
7 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
9 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
10 | Proxy Access | Shareholder | Against | Against |
11 | Require Independent Board Chairman | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
13 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
CISCO SYSTEMS, INC. MEETING DATE: NOV 20, 2014 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director John T. Chambers | Management | For | For |
1e | Elect Director Brian L. Halla | Management | For | For |
1f | Elect Director John L. Hennessy | Management | For | For |
1g | Elect Director Kristina M. Johnson | Management | For | For |
1h | Elect Director Roderick C. McGeary | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Steven M. West | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Establish Public Policy Board Committee | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
CMS ENERGY CORPORATION MEETING DATE: MAY 01, 2015 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Barfield | Management | For | For |
1b | Elect Director Deborah H. Butler | Management | For | For |
1c | Elect Director Kurt L. Darrow | Management | For | For |
1d | Elect Director Stephen E. Ewing | Management | For | For |
1e | Elect Director Richard M. Gabrys | Management | For | For |
1f | Elect Director William D. Harvey | Management | For | For |
1g | Elect Director David W. Joos | Management | For | For |
1h | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1i | Elect Director John G. Russell | Management | For | For |
1j | Elect Director Myrna M. Soto | Management | For | For |
1k | Elect Director Laura H. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COACH, INC. MEETING DATE: NOV 06, 2014 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Denton | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director William Nuti | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 21, 2015 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
COMMUNITY TRUST BANCORP, INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: CTBI SECURITY ID: 204149108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Baird | Management | For | For |
1.2 | Elect Director Nick Carter | Management | For | For |
1.3 | Elect Director Jean R. Hale | Management | For | For |
1.4 | Elect Director James E. McGhee, II | Management | For | For |
1.5 | Elect Director M. Lynn Parrish | Management | For | For |
1.6 | Elect Director James R. Ramsey | Management | For | For |
1.7 | Elect Director Anthony W. St. Charles | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify BKD, LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 19, 2014 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Thomas K. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Butler | Management | For | For |
1.4 | Elect Director Steven F. Goldstone | Management | For | For |
1.5 | Elect Director Joie A. Gregor | Management | For | For |
1.6 | Elect Director Rajive Johri | Management | For | For |
1.7 | Elect Director W.G. Jurgensen | Management | For | For |
1.8 | Elect Director Richard H. Lenny | Management | For | For |
1.9 | Elect Director Ruth Ann Marshall | Management | For | For |
1.10 | Elect Director Gary M. Rodkin | Management | For | For |
1.11 | Elect Director Andrew J. Schindler | Management | For | For |
1.12 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Reduction of Share Premium Account | Management | For | For |
3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4 | Amendment to Articles of Association | Management | For | For |
5 | Creation of Distributable Reserves of New Medtronic | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | For |
COVIDIEN PLC MEETING DATE: JAN 06, 2015 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 06, 2015 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Edward J. Kelly, III | Management | For | For |
1f | Elect Director John D. McPherson | Management | For | For |
1g | Elect Director David M. Moffett | Management | For | For |
1h | Elect Director Oscar Munoz | Management | For | For |
1i | Elect Director Timothy T. O'Toole | Management | For | For |
1j | Elect Director David M. Ratcliffe | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Michael J. Ward | Management | For | For |
1m | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CVB FINANCIAL CORP. MEETING DATE: MAY 20, 2015 | ||||
TICKER: CVBF SECURITY ID: 126600105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
1.3 | Elect Director Robert M. Jacoby | Management | For | For |
1.4 | Elect Director Christopher D. Myers | Management | For | For |
1.5 | Elect Director Raymond V. O'Brien, III | Management | For | For |
1.6 | Elect Director Hal W. Oswalt | Management | For | For |
1.7 | Elect Director San E. Vaccaro | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: MAY 07, 2015 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
DARDEN RESTAURANTS, INC. MEETING DATE: OCT 10, 2014 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1.1 | Elect Director Michael W. Barnes | Management | For | Did Not Vote |
1.2 | Elect Director Gregory L. Burns | Management | For | Did Not Vote |
1.3 | Elect Director Jeffrey H. Fox | Management | For | Did Not Vote |
1.4 | Elect Director Christopher J. (CJ) Fraleigh | Management | For | Did Not Vote |
1.5 | Elect Director Steven Odland | Management | For | Did Not Vote |
1.6 | Elect Director Michael D. Rose | Management | For | Did Not Vote |
1.7 | Elect Director Maria A. Sastre | Management | For | Did Not Vote |
1.8 | Elect Director Enrique Silva | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Provide Proxy Access Right | Management | For | Did Not Vote |
5 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
Opposition Proxy (White Card) | ||||
1.1 | Elect Directors Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Directors Margaret Shan Atkins | Shareholder | For | For |
1.3 | Elect Directors Jean M. Birch | Shareholder | For | For |
1.4 | Elect Directors Bradley D. Blum | Shareholder | For | For |
1.5 | Elect Directors Peter A. Feld | Shareholder | For | For |
1.6 | Elect Directors James P. Fogarty | Shareholder | For | For |
1.7 | Elect Directors Cynthia T. Jamison | Shareholder | For | For |
1.8 | Elect Directors William H. Lenehan | Shareholder | For | For |
1.9 | Elect Directors Lionel L. Nowell, III | Shareholder | For | For |
1.10 | Elect Directors Jeffrey C. Smith | Shareholder | For | For |
1.11 | Elect Directors Charles M. Sonsteby | Shareholder | For | For |
1.12 | Elect Directors Alan N. Stillman | Shareholder | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
3 | Ratify Auditors | Management | None | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Report on Political Contributions | Shareholder | For | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | For | Abstain |
DEERE & COMPANY MEETING DATE: FEB 25, 2015 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Joachim Milberg | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director Gregory R. Page | Management | For | For |
1k | Elect Director Thomas H. Patrick | Management | For | For |
1l | Elect Director Sherry M. Smith | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DIAGEO PLC MEETING DATE: SEP 18, 2014 | ||||
TICKER: DGE SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Peggy Bruzelius as Director | Management | For | For |
6 | Re-elect Laurence Danon as Director | Management | For | For |
7 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
8 | Re-elect Ho KwonPing as Director | Management | For | For |
9 | Re-elect Betsy Holden as Director | Management | For | For |
10 | Re-elect Dr Franz Humer as Director | Management | For | For |
11 | Re-elect Deirdre Mahlan as Director | Management | For | For |
12 | Re-elect Ivan Menezes as Director | Management | For | For |
13 | Re-elect Philip Scott as Director | Management | For | For |
14 | Elect Nicola Mendelsohn as Director | Management | For | For |
15 | Elect Alan Stewart as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Approve 2014 Long Term Incentive Plan | Management | For | For |
DINEEQUITY, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: DIN SECURITY ID: 254423106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Dahl | Management | For | For |
1.2 | Elect Director Stephen P. Joyce | Management | For | For |
1.3 | Elect Director Patrick W. Rose | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: MAY 13, 2015 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lamberto Andreotti | Management | For | Did Not Vote |
1.2 | Elect Director Edward D. Breen | Management | For | Did Not Vote |
1.3 | Elect Director Robert A. Brown | Management | For | Did Not Vote |
1.4 | Elect Director Alexander M. Cutler | Management | For | Did Not Vote |
1.5 | Elect Director Eleuthere I. du Pont | Management | For | Did Not Vote |
1.6 | Elect Director James L. Gallogly | Management | For | Did Not Vote |
1.7 | Elect Director Marillyn A. Hewson | Management | For | Did Not Vote |
1.8 | Elect Director Lois D. Juliber | Management | For | Did Not Vote |
1.9 | Elect Director Ellen J. Kullman | Management | For | Did Not Vote |
1.10 | Elect Director Ulf M. Schneider | Management | For | Did Not Vote |
1.11 | Elect Director Lee M. Thomas | Management | For | Did Not Vote |
1.12 | Elect Director Patrick J. Ward | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Did Not Vote |
6 | Establish Committee on Plant Closures | Shareholder | Against | Did Not Vote |
7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Nelson Peltz | Shareholder | For | For |
1.2 | Elect Director John H. Myers | Shareholder | For | For |
1.3 | Elect Director Arthur B. Winkleblack | Shareholder | For | For |
1.4 | Elect Director Robert J. Zatta | Shareholder | For | For |
1.5 | Management Nominee - Lamberto Andreotti | Shareholder | For | For |
1.6 | Management Nominee - Edward D. Breen | Shareholder | For | For |
1.7 | Management Nominee - Eleuthere I. du Pont | Shareholder | For | For |
1.8 | Management Nominee - James L. Gallogly | Shareholder | For | For |
1.9 | Management Nominee - Marillyn A. Hewson | Shareholder | For | For |
1.10 | Management Nominee - Ellen J. Kullman | Shareholder | For | For |
1.11 | Management Nominee - Ulf M. Schneider | Shareholder | For | For |
1.12 | Management Nominee - Patrick J. Ward | Shareholder | For | For |
2 | Ratify Auditors | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Report on Lobbying Payments and Policy | Shareholder | None | Abstain |
5 | Report on Herbicide Use on GMO Crops | Shareholder | None | Abstain |
6 | Establish Committee on Plant Closures | Shareholder | None | Against |
7 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After August 12, 2013 | Shareholder | For | For |
EMC CORPORATION MEETING DATE: APR 30, 2015 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Jose E. Almeida | Management | For | For |
1.1b | Elect Director Michael W. Brown | Management | For | For |
1.1c | Elect Director Donald J. Carty | Management | For | For |
1.1d | Elect Director Randolph L. Cowen | Management | For | For |
1.1e | Elect Director James S. DiStasio | Management | For | For |
1.1f | Elect Director John R. Egan | Management | For | For |
1.1g | Elect Director William D. Green | Management | For | For |
1.1h | Elect Director Edmund F. Kelly | Management | For | For |
1.1i | Elect Director Jami Miscik | Management | For | For |
1.1j | Elect Director Paul Sagan | Management | For | For |
1.1k | Elect Director David N. Strohm | Management | For | For |
1.1l | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
ENBRIDGE INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Arledge | Management | For | For |
2 | Elect Director James J. Blanchard | Management | For | For |
3 | Elect Director Marcel R. Coutu | Management | For | For |
4 | Elect Director J. Herb England | Management | For | For |
5 | Elect Director Charles W. Fischer | Management | For | For |
6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
7 | Elect Director Al Monaco | Management | For | For |
8 | Elect Director George K. Petty | Management | For | For |
9 | Elect Director Rebecca B. Roberts | Management | For | For |
10 | Elect Director Dan C. Tutcher | Management | For | For |
11 | Elect Director Catherine L. Williams | Management | For | For |
12 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Approve Advance Notice Policy | Management | For | For |
14 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2015 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Anthony K. Anderson | Management | For | For |
1.1b | Elect Director Ann C. Berzin | Management | For | For |
1.1c | Elect Director John A. Canning | Management | For | For |
1.1d | Elect Director Christopher M. Crane | Management | For | For |
1.1e | Elect Director Yves C. de Balmann | Management | For | For |
1.1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1.1g | Elect Director Paul L. Joskow | Management | For | For |
1.1h | Elect Director Robert J. Lawless | Management | For | For |
1.1i | Elect Director Richard W. Mies | Management | For | For |
1.1j | Elect Director William C. Richardson | Management | For | For |
1.1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1.1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1.1m | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | Against |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 26, 2015 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Karl Haas | Management | For | For |
1.4 | Elect Director Joseph D. Margolis | Management | For | For |
1.5 | Elect Director Diane Olmstead | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S. Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
7 | Increase the Number of Females on the Board | Shareholder | Against | Against |
8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
11 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 27, 2015 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director William P. Foley, II | Management | For | For |
1c | Elect Director Thomas M. Hagerty | Management | For | For |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director David K. Hunt | Management | For | For |
1f | Elect Director Stephan A. James | Management | For | For |
1g | Elect Director Frank R. Martire | Management | For | For |
1h | Elect Director Richard N. Massey | Management | For | For |
1i | Elect Director Leslie M. Muma | Management | For | For |
1j | Elect Director Gary A. Norcross | Management | For | For |
1k | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 12, 2015 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis J. Gilmore | Management | For | For |
1.2 | Elect Director Virginia M. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FOOT LOCKER, INC. MEETING DATE: MAY 20, 2015 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maxine Clark | Management | For | For |
1b | Elect Director Alan D. Feldman | Management | For | For |
1c | Elect Director Jarobin Gilbert Jr. | Management | For | For |
1d | Elect Director Richard A. Johnson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 14, 2015 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Mark Fields | Management | For | For |
5 | Elect Director Edsel B. Ford II | Management | For | For |
6 | Elect Director William Clay Ford, Jr. | Management | For | For |
7 | Elect Director James P. Hackett | Management | For | For |
8 | Elect Director James H. Hance, Jr. | Management | For | For |
9 | Elect Director William W. Helman Iv | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director William E. Kennard | Management | For | For |
12 | Elect Director John C. Lechleiter | Management | For | For |
13 | Elect Director Ellen R. Marram | Management | For | For |
14 | Elect Director Gerald L. Shaheen | Management | For | For |
15 | Elect Director John L. Thornton | Management | For | For |
16 | Ratify PricewaterhouseCoopers LLPas Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
19 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
FRANK'S INTERNATIONAL N.V. MEETING DATE: MAY 20, 2015 | ||||
TICKER: FI SECURITY ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald Keith Mosing | Management | For | For |
1b | Elect Director Steven B. Mosing | Management | For | For |
1c | Elect Director Kirkland D. Mosing | Management | For | For |
1d | Elect Director William B. Berry | Management | For | For |
1e | Elect Director Sheldon R. Erikson | Management | For | For |
1f | Elect Director Gary P. Luquette | Management | For | For |
1g | Elect Director Michael C. Kearney | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8A | Authorize Management to Repurchase Shares | Management | For | For |
8B | Approve Cancellation of Repurchased Shares | Management | For | For |
8C | Ratify Share Repurchases Prior to AGM within Framework of Share Based Compensation | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 22, 2015 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director W. Geoffrey Beattie | Management | For | For |
A2 | Elect Director John J. Brennan | Management | For | For |
A3 | Elect Director James I. Cash, Jr. | Management | For | For |
A4 | Elect Director Francisco D'Souza | Management | For | For |
A5 | Elect Director Marijn E. Dekkers | Management | For | For |
A6 | Elect Director Susan J. Hockfield | Management | For | For |
A7 | Elect Director Jeffrey R. Immelt | Management | For | For |
A8 | Elect Director Andrea Jung | Management | For | For |
A9 | Elect Director Robert W. Lane | Management | For | For |
A10 | Elect Director Rochelle B. Lazarus | Management | For | For |
A11 | Elect Director James J. Mulva | Management | For | For |
A12 | Elect Director James E. Rohr | Management | For | For |
A13 | Elect Director Mary L. Schapiro | Management | For | For |
A14 | Elect Director Robert J. Swieringa | Management | For | For |
A15 | Elect Director James S. Tisch | Management | For | For |
A16 | Elect Director Douglas A. Warner, III | Management | For | For |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
B2 | Ratify KPMG LLP as Auditors | Management | For | For |
C1 | Provide for Cumulative Voting | Shareholder | Against | Against |
C2 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
C3 | Select One Director from Ranks of Retirees | Shareholder | Against | Against |
C4 | Adopt Holy Land Principles | Shareholder | Against | Against |
C5 | Pro-rata Vesting on Equity Plans | Shareholder | Against | Against |
GENERAL MOTORS COMPANY MEETING DATE: JUN 09, 2015 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Stephen J. Girsky | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC MEETING DATE: DEC 18, 2014 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transaction by the Company with Novartis AG | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 07, 2015 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Philip Hampton as Director | Management | For | For |
4 | Elect Urs Rohner as Director | Management | For | For |
5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Share Value Plan | Management | For | For |
GRAMERCY PROPERTY TRUST INC. MEETING DATE: FEB 26, 2015 | ||||
TICKER: GPT SECURITY ID: 38489R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
GRAMERCY PROPERTY TRUST INC. MEETING DATE: JUN 23, 2015 | ||||
TICKER: GPT SECURITY ID: 38489R605 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan J. Baum | Management | For | For |
1.2 | Elect Director Gordon F. DuGan | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Gregory F. Hughes | Management | For | For |
1.5 | Elect Director Jeffrey E. Kelter | Management | For | For |
1.6 | Elect Director Charles S. Laven | Management | For | For |
1.7 | Elect Director William H. Lenehan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
H&R BLOCK, INC. MEETING DATE: SEP 11, 2014 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Brown | Management | For | For |
1b | Elect Director William C. Cobb | Management | For | For |
1c | Elect Director Robert A. Gerard | Management | For | For |
1d | Elect Director David Baker Lewis | Management | For | For |
1e | Elect Director Victoria J. Reich | Management | For | For |
1f | Elect Director Bruce C. Rohde | Management | For | For |
1g | Elect Director Tom D. Seip | Management | For | For |
1h | Elect Director Christianna Wood | Management | For | For |
1i | Elect Director James F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
HCP, INC. MEETING DATE: APR 30, 2015 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian G. Cartwright | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director James P. Hoffmann | Management | For | For |
1e | Elect Director Lauralee E. Martin | Management | For | For |
1f | Elect Director Michael D. McKee | Management | For | For |
1g | Elect Director Peter L. Rhein | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 27, 2015 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director William S. Ayer | Management | For | For |
1B | Elect Director Gordon M. Bethune | Management | For | For |
1C | Elect Director Kevin Burke | Management | For | For |
1D | Elect Director Jaime Chico Pardo | Management | For | For |
1E | Elect Director David M. Cote | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Bradley T. Sheares | Management | For | For |
1M | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
IDACORP, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: IDA SECURITY ID: 451107106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darrel T. Anderson | Management | For | For |
1.2 | Elect Director Thomas Carlile | Management | For | For |
1.3 | Elect Director Richard J. Dahl | Management | For | For |
1.4 | Elect Director Ronald W. Jibson | Management | For | For |
1.5 | Elect Director Judith A. Johansen | Management | For | For |
1.6 | Elect Director Dennis L. Johnson | Management | For | For |
1.7 | Elect Director J. LaMont Keen | Management | For | For |
1.8 | Elect Director Christine King | Management | For | For |
1.9 | Elect Director Richard J. Navarro | Management | For | For |
1.10 | Elect Director Robert A. Tinstman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 28, 2015 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Alex Gorsky | Management | For | For |
1.7 | Elect Director Shirley Ann Jackson | Management | For | For |
1.8 | Elect Director Andrew N. Liveris | Management | For | For |
1.9 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director Virginia M. Rometty | Management | For | For |
1.12 | Elect Director Joan E. Spero | Management | For | For |
1.13 | Elect Director Sidney Taurel | Management | For | For |
1.14 | Elect Director Peter R. Voser | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Establish Public Policy Board Committee | Shareholder | Against | Against |
INTERNATIONAL PAPER COMPANY MEETING DATE: MAY 11, 2015 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director William J. Burns | Management | For | For |
1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Jay L. Johnson | Management | For | For |
1f | Elect Director Stacey J. Mobley | Management | For | For |
1g | Elect Director Joan E. Spero | Management | For | For |
1h | Elect Director Mark S. Sutton | Management | For | For |
1i | Elect Director John L. Townsend, III | Management | For | For |
1j | Elect Director William G. Walter | Management | For | For |
1k | Elect Director J. Steven Whisler | Management | For | For |
1l | Elect Director Ray G. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
IRON MOUNTAIN INCORPORATED MEETING DATE: JAN 20, 2015 | ||||
TICKER: IRM SECURITY ID: 462846106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
ITV PLC MEETING DATE: MAY 14, 2015 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Mary Harris as Director | Management | For | For |
6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Roger Faxon as Director | Management | For | For |
9 | Re-elect Ian Griffiths as Director | Management | For | For |
10 | Re-elect Andy Haste as Director | Management | For | For |
11 | Re-elect Archie Norman as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: MAR 20, 2015 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Appoint Statutory Auditor Nakamura, Futoshi | Management | For | For |
2.2 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
2.3 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
2.4 | Appoint Statutory Auditor Obayashi, Hiroshi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 40 Million Shares in the Coming Year | Shareholder | Against | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2015 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director William D. Perez | Management | For | For |
1i | Elect Director Charles Prince | Management | For | For |
1j | Elect Director A. Eugene Washington | Management | For | For |
1k | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Policy Regarding Overextended Directors | Shareholder | Against | Against |
5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2015 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
9 | Report on Certain Vesting Program | Shareholder | Against | Against |
10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
KELLOGG COMPANY MEETING DATE: APR 24, 2015 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Carson | Management | For | For |
1.2 | Elect Director John Dillon | Management | For | For |
1.3 | Elect Director Zachary Gund | Management | For | For |
1.4 | Elect Director Jim Jenness | Management | For | For |
1.5 | Elect Director Don Knauss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KINDER MORGAN, INC. MEETING DATE: NOV 20, 2014 | ||||
TICKER: KMI SECURITY ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Mergers | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
KINDER MORGAN, INC. MEETING DATE: MAY 07, 2015 | ||||
TICKER: KMI SECURITY ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Ted A. Gardner | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Gary L. Hultquist | Management | For | For |
1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.7 | Elect Director Deborah A. MacDonald | Management | For | For |
1.8 | Elect Director Michael J. Miller | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director Fayez Sarofim | Management | For | For |
1.12 | Elect Director C. Park Shaper | Management | For | For |
1.13 | Elect Director William A. Smith | Management | For | For |
1.14 | Elect Director Joel V. Staff | Management | For | For |
1.15 | Elect Director Robert F. Vagt | Management | For | For |
1.16 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Amend Charter to Eliminate Inapplicable Provisions | Management | For | For |
7 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
8 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
9 | Report on Sustainability | Shareholder | Against | Abstain |
L BRANDS, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: LB SECURITY ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Gordon Gee | Management | For | For |
1.2 | Elect Director Stephen D. Steinour | Management | For | For |
1.3 | Elect Director Allan R. Tessler | Management | For | For |
1.4 | Elect Director Abigail S. Wexner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 06, 2015 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper to Supervisory Board | Management | For | For |
1c | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1d | Elect Robert G. Gwin to Supervisory Board | Management | For | For |
2a | Elect Kevin W. Brown to Management Board | Management | For | For |
2b | Elect Jeffrey A. Kaplan to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.80 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: JUN 03, 2015 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director William A. Bruckmann, III | Management | For | For |
1.5 | Elect Director Donald C. Heppermann | Management | For | For |
1.6 | Elect Director Randall J. Larson | Management | For | For |
1.7 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.8 | Elect Director William P. Nicoletti | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 21, 2015 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Stephen J. Easterbrook | Management | For | For |
1c | Elect Director Robert A. Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) H. Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne P. Jackson | Management | For | For |
1g | Elect Director Richard H. Lenny | Management | For | For |
1h | Elect Director Walter E. Massey | Management | For | For |
1i | Elect Director Andrew J. McKenna | Management | For | For |
1j | Elect Director Sheila A. Penrose | Management | For | For |
1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1l | Elect Director Roger W. Stone | Management | For | For |
1m | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Proxy Access | Shareholder | Against | Against |
7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
8 | Educate Public About GMO Benefits | Shareholder | Against | Against |
9 | Report on Practices to Mitigate Palm Oil Sourcing Impacts | Shareholder | Against | Abstain |
MEDTRONIC, INC. MEETING DATE: JAN 06, 2015 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Reduction of Share Premium Account | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 26, 2015 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
METLIFE, INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For |
2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: DEC 03, 2014 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates lll | Management | For | For |
1.2 | Elect Director Maria M. Klawe | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director G. Mason Morfit | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 03, 2015 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORDEA BANK AB MEETING DATE: MAR 19, 2015 | ||||
TICKER: NDA SEK SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.62 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 279,000 for Chairman, EUR 132,500 for Vice Chairman, and EUR 86,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Tom Knutzen, Robin Lawther, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Silvija Seres and Birger Steen as New Directors | Management | For | Did Not Vote |
14 | Ratify Ohrlings PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
20a | Authorize the Board of Directors to Decide on Redemption of all C-Shares | Shareholder | None | Did Not Vote |
20b | Amend Article of Association: Each Ordinary Share and Each C-Share Confers One Vote | Shareholder | None | Did Not Vote |
20c | Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act | Shareholder | None | Did Not Vote |
20d | Instruct Board to Establish Shareholders Association in Nordea | Shareholder | None | Did Not Vote |
20e | Special Examination Regarding Nordea's Values and the Legal-Ethical Rules | Shareholder | None | Did Not Vote |
ORACLE CORPORATION MEETING DATE: NOV 05, 2014 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
6 | Adopt Specific Performance Standards | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
PACWEST BANCORP MEETING DATE: MAY 18, 2015 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Carlson | Management | For | For |
1.2 | Elect Director John M. Eggemeyer | Management | For | For |
1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.4 | Elect Director Andrew B. Fremder | Management | For | For |
1.5 | Elect Director C. William Hosler | Management | For | For |
1.6 | Elect Director Susan E. Lester | Management | For | For |
1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
1.8 | Elect Director Timothy B. Matz | Management | For | For |
1.9 | Elect Director Roger H. Molvar | Management | For | For |
1.10 | Elect Director James J. Pieczynski | Management | For | For |
1.11 | Elect Director Daniel B. Platt | Management | For | For |
1.12 | Elect Director Robert A. Stine | Management | For | For |
1.13 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Tax Asset Protection Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
7 | Other Business | Management | For | Against |
PAYCHEX, INC. MEETING DATE: OCT 15, 2014 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2015 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Shantanu Narayen | Management | For | For |
1.7 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.8 | Elect Director Ian C. Read | Management | For | For |
1.9 | Elect Director Stephen W. Sanger | Management | For | For |
1.10 | Elect Director James C. Smith | Management | For | For |
1.11 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Jennifer Li | Management | For | For |
1.6 | Elect Director Jun Makihara | Management | For | For |
1.7 | Elect Director Sergio Marchionne | Management | For | For |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 12, 2015 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director John W. Estey | Management | For | For |
1.4 | Elect Director Gerald W. Grandey | Management | For | For |
1.5 | Elect Director C. Steven Hoffman | Management | For | For |
1.6 | Elect Director Alice D. Laberge | Management | For | For |
1.7 | Elect Director Consuelo E. Madere | Management | For | For |
1.8 | Elect Director Keith G. Martell | Management | For | For |
1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.10 | Elect Director Jochen E. Tilk | Management | For | For |
1.11 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2015 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend By-law | Management | For | For |
6 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
PPL CORPORATION MEETING DATE: MAY 20, 2015 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Adkins | Management | For | For |
1.2 | Elect Director Frederick M. Bernthal | Management | For | For |
1.3 | Elect Director John W. Conway | Management | For | For |
1.4 | Elect Director Philip G. Cox | Management | For | For |
1.5 | Elect Director Steven G. Elliott | Management | For | For |
1.6 | Elect Director Louise K. Goeser | Management | For | For |
1.7 | Elect Director Stuart E. Graham | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
1.13 | Elect Director Armando Zagalo de Lima | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Proxy Access | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Report on GHG Emission Reduction Scenarios | Shareholder | Against | Abstain |
PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: PFG SECURITY ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Hochschild | Management | For | For |
1.2 | Elect Director Daniel J. Houston | Management | For | For |
1.3 | Elect Director Elizabeth E. Tallett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
PROSPERITY BANCSHARES, INC. MEETING DATE: APR 21, 2015 | ||||
TICKER: PB SECURITY ID: 743606105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bouligny | Management | For | For |
1.2 | Elect Director W.R. Collier | Management | For | For |
1.3 | Elect Director Robert Steelhammer | Management | For | For |
1.4 | Elect Director H. E. Timanus, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 09, 2015 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director Steven M. Mollenkopf | Management | For | For |
1j | Elect Director Duane A. Nelles | Management | For | For |
1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1l | Elect Director Francisco Ros | Management | For | For |
1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
1n | Elect Director Brent Scowcroft | Management | For | For |
1o | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: DEC 11, 2014 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 07, 2015 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Jaspal Bindra as Director | Management | For | For |
5 | Elect Mary Harris as Director | Management | For | For |
6 | Elect Pamela Kirby as Director | Management | For | For |
7 | Elect Sue Shim as Director | Management | For | For |
8 | Elect Christopher Sinclair as Director | Management | For | For |
9 | Elect Douglas Tough as Director | Management | For | For |
10 | Re-elect Adrian Bellamy as Director | Management | For | For |
11 | Re-elect Nicandro Durante as Director | Management | For | For |
12 | Re-elect Peter Harf as Director | Management | For | For |
13 | Re-elect Adrian Hennah as Director | Management | For | For |
14 | Re-elect Kenneth Hydon as Director | Management | For | For |
15 | Re-elect Rakesh Kapoor as Director | Management | For | For |
16 | Re-elect Andre Lacroix as Director | Management | For | For |
17 | Re-elect Judith Sprieser as Director | Management | For | For |
18 | Re-elect Warren Tucker as Director | Management | For | For |
19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Amend the Annual Limit of Directors' Fees | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Approve 2015 Long Term Incentive Plan | Management | For | For |
27 | Approve 2015 Savings Related Share Option Plan | Management | For | For |
28 | Authorise Directors to Establish a Further Plan or Plans | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 23, 2015 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director George W. Bryan | Management | For | For |
1.1b | Elect Director Carolyn H. Byrd | Management | For | For |
1.1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1.1d | Elect Director Don DeFosset | Management | For | For |
1.1e | Elect Director Eric C. Fast | Management | For | For |
1.1f | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
1.1g | Elect Director John D. Johns | Management | For | For |
1.1h | Elect Director Ruth Ann Marshall | Management | For | For |
1.1i | Elect Director Susan W. Matlock | Management | For | For |
1.1j | Elect Director John E. Maupin, Jr. | Management | For | For |
1.1k | Elect Director Charles D. McCrary | Management | For | For |
1.1l | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: JAN 28, 2015 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Mergers | Management | For | For |
2 | Issue Shares in Connection with Mergers | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: MAY 07, 2015 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director John P. Daly | Management | For | For |
1.1b | Elect Director Holly Keller Koeppel | Management | For | For |
1.1c | Elect Director Richard E. Thornburgh | Management | For | For |
1.1d | Elect Director Thomas C. Wajnert | Management | For | For |
1.1e | Elect Director Ricardo Oberlander | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Green Tobacco Sickness | Shareholder | Against | Abstain |
5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Against |
SABMILLER PLC MEETING DATE: JUL 24, 2014 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Mark Armour as Director | Management | For | For |
5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
6 | Re-elect Alan Clark as Director | Management | For | Against |
7 | Re-elect Dinyar Devitre as Director | Management | For | Against |
8 | Re-elect Guy Elliott as Director | Management | For | For |
9 | Re-elect Lesley Knox as Director | Management | For | For |
10 | Re-elect John Manser as Director | Management | For | For |
11 | Re-elect John Manzoni as Director | Management | For | For |
12 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
14 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
15 | Re-elect Helen Weir as Director | Management | For | For |
16 | Re-elect Howard Willard as Director | Management | For | Against |
17 | Re-elect Jamie Wilson as Director | Management | For | Against |
18 | Approve Final Dividend | Management | For | For |
19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Approve Employee Share Purchase Plan | Management | For | For |
23 | Approve Sharesave Plan | Management | For | For |
24 | Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SABRA HEALTH CARE REIT, INC. MEETING DATE: JUN 17, 2015 | ||||
TICKER: SBRA SECURITY ID: 78573L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig A. Barbarosh | Management | For | For |
1b | Elect Director Robert A. Ettl | Management | For | For |
1c | Elect Director Michael J. Foster | Management | For | For |
1d | Elect Director Richard K. Matros | Management | For | For |
1e | Elect Director Milton J. Walters | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANOFI MEETING DATE: MAY 04, 2015 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.85 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Serge Weinberg as Director | Management | For | For |
6 | Reelect Suet-Fern Lee as Director | Management | For | For |
7 | Ratify Appointment of Bonnie Bassler as Director | Management | For | For |
8 | Reelect Bonnie Bassler as Director | Management | For | For |
9 | Ratify Appointment of Olivier Brandicourt as Director | Management | For | For |
10 | Advisory Vote on Compensation of Serge Weinberg | Management | For | For |
11 | Advisory Vote on Compensation of Christopher Viehbacher | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
1 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
4 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | Management | For | For |
5 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
6 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
7 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
10 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
11 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
12 | Amend Article 19 of Bylaws Re: Attendance to General Meetings | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2015 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
STERIS CORPORATION MEETING DATE: JUL 30, 2014 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
1.4 | Elect Director David B. Lewis | Management | For | For |
1.5 | Elect Director Kevin M. McMullen | Management | For | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
1.8 | Elect Director John P. Wareham | Management | For | For |
1.9 | Elect Director Loyal W. Wilson | Management | For | For |
1.10 | Elect Director Michael B. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: APR 30, 2015 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Jacynthe Cote | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Michael W. O'Brien | Management | For | For |
1.9 | Elect Director James W. Simpson | Management | For | For |
1.10 | Elect Director Eira M. Thomas | Management | For | For |
1.11 | Elect Director Steven W. Williams | Management | For | For |
1.12 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend By-laws | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director Paul R. Garcia | Management | For | For |
1.3 | Elect Director David H. Hughes | Management | For | For |
1.4 | Elect Director M. Douglas Ivester | Management | For | For |
1.5 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.6 | Elect Director William A. Linnenbringer | Management | For | For |
1.7 | Elect Director Donna S. Morea | Management | For | For |
1.8 | Elect Director David M. Ratcliffe | Management | For | For |
1.9 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.10 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
SVENSKA HANDELSBANKEN AB MEETING DATE: MAR 25, 2015 | ||||
TICKER: SHB A SECURITY ID: W90937181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and an Aggregate Dividend of SEK 17.50 Per Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | Did Not Vote |
13 | Approve 3:1 Stock Split; Amend Articles of Association Accordingly | Management | For | Did Not Vote |
14 | Determine Number of Directors (10) | Management | For | Did Not Vote |
15 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
16 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 640,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
17 | Reelect Anders Nyren, Fredrik Lundberg, Jon Baksaas, Par Boman (Chairman), Tommy Bylund, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors; Elect Lise Kaae and Frank Vang-Jensen as New Directors | Management | For | Did Not Vote |
18 | Ratify KPMG and Ernst & Young as Auditors | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
20 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
21 | Amend Article of Association: Both Class A Shares and Class B Shares Carry One Vote | Shareholder | None | Did Not Vote |
22 | Assign Board to Investigate the Voting Rights Limitation Stated in Section 12 and Authorize the Board to Submit a Proposal for an Amendment | Shareholder | None | Did Not Vote |
23 | Instruct the Board of Directors to Write to the Swedish Government About a Proposal to Set up a Committee Concerning the Change of the Swedish Companies Act | Shareholder | None | Did Not Vote |
24 | Instruct Board to Establish Shareholders Association in Handelsbanken | Shareholder | None | Did Not Vote |
25 | Require a Special Examination Pursuant to Chapter 10, Section 21 of the Swedish Companies Act | Shareholder | None | Did Not Vote |
26 | Close Meeting | Management | None | None |
SYMANTEC CORPORATION MEETING DATE: OCT 28, 2014 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Brown | Management | For | For |
1b | Elect Director Frank E. Dangeard | Management | For | For |
1c | Elect Director Geraldine B. Laybourne | Management | For | For |
1d | Elect Director David L. Mahoney | Management | For | For |
1e | Elect Director Robert S. Miller | Management | For | For |
1f | Elect Director Anita M. Sands | Management | For | For |
1g | Elect Director Daniel H. Schulman | Management | For | For |
1h | Elect Director V. Paul Unruh | Management | For | For |
1i | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 10, 2015 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Henrique De Castro | Management | For | For |
1f | Elect Director Mary E. Minnick | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Derica W. Rice | Management | For | For |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
TE CONNECTIVITY LTD. MEETING DATE: MAR 03, 2015 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pierre R. Brondeau | Management | For | Did Not Vote |
1b | Elect Director Juergen W. Gromer | Management | For | Did Not Vote |
1c | Elect Director William A. Jeffrey | Management | For | Did Not Vote |
1d | Elect Director Thomas J. Lynch | Management | For | Did Not Vote |
1e | Elect Director Yong Nam | Management | For | Did Not Vote |
1f | Elect Director Daniel J. Phelan | Management | For | Did Not Vote |
1g | Elect Director Lawrence S. Smith | Management | For | Did Not Vote |
1h | Elect Director Paula A. Sneed | Management | For | Did Not Vote |
1i | Elect Director David P. Steiner | Management | For | Did Not Vote |
1j | Elect Director John C. Van Scoter | Management | For | Did Not Vote |
1k | Elect Director Laura H. Wright | Management | For | Did Not Vote |
2 | Elect Board Chairman Thomas J. Lynch | Management | For | Did Not Vote |
3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
3d | Elect John C. Van Scoter as Member of Management Development & Compensation Committee | Management | For | Did Not Vote |
4 | Designate Jvo Grundler as Independent Proxy | Management | For | Did Not Vote |
5.1 | Accept Annual Report for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | Did Not Vote |
6 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015 | Management | For | Did Not Vote |
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | Did Not Vote |
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Did Not Vote |
8 | Amend Articles of Association Re: Implementation of Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | Did Not Vote |
9 | Amend Articles of Association Re: Implementation of the New Legal Requirements | Management | For | Did Not Vote |
10 | Amend Articles of Association Re: Vote Standard for Shareholder Resolutions and Elections | Management | For | Did Not Vote |
11 | Amend Articles of Association Re: Applicable Vote Standard for Contested Election of Directors, Chairperson of the Board of Directors or Members of the Compensation Committee | Management | For | Did Not Vote |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
13 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | Did Not Vote |
14 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | Did Not Vote |
15 | Approve Allocation of Available Earnings for Fiscal Year 2014 | Management | For | Did Not Vote |
16 | Approve Declaration of Dividend | Management | For | Did Not Vote |
17 | Renew Authorized Capital | Management | For | Did Not Vote |
18 | Approve Reduction of Share Capital | Management | For | Did Not Vote |
19 | Adjourn Meeting | Management | For | Did Not Vote |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUL 30, 2014 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Dan Propper as Director for a Three Year Term | Management | For | For |
1.2 | Reelect Ory Slonim as Director for a Three Year Term | Management | For | For |
2.1 | Reelect Joseph Nitzani as External Director and Approve Director's Remuneration | Management | For | For |
2.2 | Elect Jean-Michel Halfon as External Director and Approve Director's Remuneration | Management | For | For |
3.1 | Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards | Management | For | For |
3.2 | Approve Grant Annual Equity Awards to CEO and President, Starting 2015 | Management | For | For |
4 | Approve Purchase of D&O Liability Insurance Policie | Management | For | For |
5 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
6 | Discuss Financial Statements and the Report of the Board for 2013 | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Kenneth M. Duberstein | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1e | Elect Director Lawrence W. Kellner | Management | For | For |
1f | Elect Director Edward M. Liddy | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Susan C. Schwab | Management | For | For |
1i | Elect Director Ronald A. Williams | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE CHUBB CORPORATION MEETING DATE: APR 28, 2015 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
THE COCA-COLA COMPANY MEETING DATE: APR 29, 2015 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Howard G. Buffet | Management | For | For |
1.6 | Elect Director Richard M. Daley | Management | For | For |
1.7 | Elect Director Barry Diller | Management | For | For |
1.8 | Elect Director Helene D. Gayle | Management | For | For |
1.9 | Elect Director Evan G. Greenberg | Management | For | For |
1.10 | Elect Director Alexis M. Herman | Management | For | For |
1.11 | Elect Director Muhtar Kent | Management | For | For |
1.12 | Elect Director Robert A. Kotick | Management | For | For |
1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.14 | Elect Director Sam Nunn | Management | For | For |
1.15 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ari Bousbib | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director J. Frank Brown | Management | For | For |
1d | Elect Director Albert P. Carey | Management | For | For |
1e | Elect Director Armando Codina | Management | For | For |
1f | Elect Director Helena B. Foulkes | Management | For | For |
1g | Elect Director Wayne M. Hewett | Management | For | For |
1h | Elect Director Karen L. Katen | Management | For | For |
1i | Elect Director Craig A. Menear | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 14, 2014 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
6 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 20, 2015 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 21, 2015 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.1c | Elect Director Richard K. Davis | Management | For | For |
1.1d | Elect Director Kimberly J. Harris | Management | For | For |
1.1e | Elect Director Roland A. Hernandez | Management | For | For |
1.1f | Elect Director Doreen Woo Ho | Management | For | For |
1.1g | Elect Director Joel W. Johnson | Management | For | For |
1.1h | Elect Director Olivia F. Kirtley | Management | For | For |
1.1i | Elect Director Jerry W. Levin | Management | For | For |
1.1j | Elect Director David B. O'Maley | Management | For | For |
1.1k | Elect Director O'dell M. Owens | Management | For | For |
1.1l | Elect Director Craig D. Schnuck | Management | For | For |
1.1m | Elect Director Patrick T. Stokes | Management | For | For |
1.1n | Elect Director Scott W. Wine | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 07, 2015 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director William R. Johnson | Management | For | For |
1f | Elect Director Candace Kendle | Management | For | For |
1g | Elect Director Ann M. Livermore | Management | For | For |
1h | Elect Director Rudy H.P. Markham | Management | For | For |
1i | Elect Director Clark T. Randt, Jr. | Management | For | For |
1j | Elect Director John T. Stankey | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 27, 2015 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John V. Faraci | Management | For | For |
1b | Elect Director Jean-Pierre Garnier | Management | For | For |
1c | Elect Director Gregory J. Hayes | Management | For | For |
1d | Elect Director Edward A. Kangas | Management | For | For |
1e | Elect Director Ellen J. Kullman | Management | For | For |
1f | Elect Director Marshall O. Larsen | Management | For | For |
1g | Elect Director Harold McGraw, III | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director H. Patrick Swygert | Management | For | For |
1j | Elect Director Andre Villeneuve | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALLEY NATIONAL BANCORP MEETING DATE: APR 15, 2015 | ||||
TICKER: VLY SECURITY ID: 919794107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew B. Abramson | Management | For | For |
1b | Elect Director Peter J. Baum | Management | For | For |
1c | Elect Director Pamela R. Bronander | Management | For | For |
1d | Elect Director Peter Crocitto | Management | For | For |
1e | Elect Director Eric P. Edelstein | Management | For | For |
1f | Elect Director Alan D. Eskow | Management | For | For |
1g | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1h | Elect Director Graham O. Jones | Management | For | For |
1i | Elect Director Gerald Korde | Management | For | For |
1j | Elect Director Michael L. LaRusso | Management | For | For |
1k | Elect Director Marc J. Lenner | Management | For | For |
1l | Elect Director Gerald H. Lipkin | Management | For | For |
1m | Elect Director Barnett Rukin | Management | For | For |
1n | Elect Director Suresh L. Sani | Management | For | For |
1o | Elect Director Robert C. Soldoveri | Management | For | For |
1p | Elect Director Jeffrey S. Wilks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 07, 2015 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Net Neutrality | Shareholder | Against | Abstain |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VF CORPORATION MEETING DATE: APR 28, 2015 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
1.5 | Elect Director Robert J. Hurst | Management | For | For |
1.6 | Elect Director Laura W. Lang | Management | For | For |
1.7 | Elect Director W. Alan McCollough | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Matthew J. Shattock | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 29, 2014 | ||||
TICKER: VOD SECURITY ID: G93882192 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Elect Nick Read as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Elect Sir Crispin Davis as Director | Management | For | For |
7 | Elect Dame Clara Furse as Director | Management | For | For |
8 | Elect Valerie Gooding as Director | Management | For | For |
9 | Re-elect Renee James as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Omid Kordestani as Director | Management | For | For |
12 | Re-elect Nick Land as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Approve Incentive Plan | Management | For | For |
19 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise EU Political Donations and Expenditure | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
W. P. CAREY INC. MEETING DATE: JUN 18, 2015 | ||||
TICKER: WPC SECURITY ID: 92936U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Trevor P. Bond | Management | For | For |
1.2 | Elect Director Nathaniel S. Coolidge | Management | For | For |
1.3 | Elect Director Mark J. DeCesaris | Management | For | For |
1.4 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.5 | Elect Director Axel K.A. Hansing | Management | For | For |
1.6 | Elect Director Jean Hoysradt | Management | For | For |
1.7 | Elect Director Richard C. Marston | Management | For | For |
1.8 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1.9 | Elect Director Charles E. Parente | Management | For | For |
1.10 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.11 | Elect Director Nick J.M. van Ommen | Management | For | For |
1.12 | Elect Director Karsten von Koller | Management | For | For |
1.13 | Elect Director Reginald Winssinger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: DEC 29, 2014 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
WALGREENS BOOTS ALLIANCE, INC. MEETING DATE: MAY 28, 2015 | ||||
TICKER: WBA SECURITY ID: 931427108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Ginger L. Graham | Management | For | For |
1f | Elect Director John A. Lederer | Management | For | For |
1g | Elect Director Dominic P. Murphy | Management | For | For |
1h | Elect Director Stefano Pessina | Management | For | For |
1i | Elect Director Barry Rosenstein | Management | For | For |
1j | Elect Director Leonard D. Schaeffer | Management | For | For |
1k | Elect Director Nancy M. Schlichting | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: APR 28, 2015 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Elizabeth A. Duke | Management | For | For |
1f | Elect Director Susan E. Engel | Management | For | For |
1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director Cynthia H. Milligan | Management | For | For |
1j | Elect Director Federico F. Pena | Management | For | For |
1k | Elect Director James H. Quigley | Management | For | For |
1l | Elect Director Judith M. Runstad | Management | For | For |
1m | Elect Director Stephen W. Sanger | Management | For | For |
1n | Elect Director John G. Stumpf | Management | For | For |
1o | Elect Director Susan G. Swenson | Management | For | For |
1p | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WEYERHAEUSER COMPANY MEETING DATE: MAY 22, 2015 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Bozeman | Management | For | For |
1.2 | Elect Director Debra A. Cafaro | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director Kim Williams | Management | For | For |
1.10 | Elect Director Charles R. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2015 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | For |
1.2 | Elect Director Myra J. Biblowit | Management | For | For |
1.3 | Elect Director James E. Buckman | Management | For | For |
1.4 | Elect Director George Herrera | Management | For | For |
1.5 | Elect Director Brian Mulroney | Management | For | For |
1.6 | Elect Director Pauline D.E. Richards | Management | For | For |
1.7 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
XCEL ENERGY INC. MEETING DATE: MAY 20, 2015 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail K. Boudreaux | Management | For | For |
1b | Elect Director Richard K. Davis | Management | For | For |
1c | Elect Director Ben Fowke | Management | For | For |
1d | Elect Director Albert F. Moreno | Management | For | For |
1e | Elect Director Richard T. O'Brien | Management | For | For |
1f | Elect Director Christopher J. Policinski | Management | For | For |
1g | Elect Director A. Patricia Sampson | Management | For | For |
1h | Elect Director James J. Sheppard | Management | For | For |
1i | Elect Director David A. Westerlund | Management | For | For |
1j | Elect Director Kim Williams | Management | For | For |
1k | Elect Director Timothy V. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
YUM! BRANDS, INC. MEETING DATE: MAY 01, 2015 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Michael J. Cavanagh | Management | For | For |
1.1b | Elect Director Greg Creed | Management | For | For |
1.1c | Elect Director David W. Dorman | Management | For | For |
1.1d | Elect Director Massimo Ferragamo | Management | For | For |
1.1e | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.1f | Elect Director Jonathan S. Linen | Management | For | For |
1.1g | Elect Director Thomas C. Nelson | Management | For | For |
1.1h | Elect Director David C. Novak | Management | For | For |
1.1i | Elect Director Thomas M. Ryan | Management | For | For |
1.1j | Elect Director Elane B. Stock | Management | For | For |
1.1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1.1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY INDEPENDENCE FUND
07/01/2014 - 06/30/2015
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACHAOGEN, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: AKAO SECURITY ID: 004449104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Smither | Management | For | For |
1.2 | Elect Director Alan B. Colowick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 09, 2015 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTAVIS PLC MEETING DATE: MAR 10, 2015 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS PLC MEETING DATE: JUN 05, 2015 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director Nesli Basgoz | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Michael R. Gallagher | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
ACTELION LTD. MEETING DATE: MAY 08, 2015 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.30 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
4.1.5 | Reelect John Greisch as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
4.1.7 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
4.1.8 | Reelect Jean Malo as Director | Management | For | Did Not Vote |
4.2.1 | Elect Herna Verhagen as Director | Management | For | Did Not Vote |
4.2.2 | Elect David Stout as Director | Management | For | Did Not Vote |
4.3 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
4.4.1 | Appoint Herna Verhagen as Member of the Compensation Committee | Management | For | Did Not Vote |
4.4.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
4.4.3 | Appoint John Greisch as Member of the Compensation Committee | Management | For | Did Not Vote |
5.1 | Approve Remuneration of Directors in the Amount of CHF 2.27 Million | Management | For | Did Not Vote |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 17.2 Million | Management | For | Did Not Vote |
6 | Designate BDO AG as Independent Proxy | Management | For | Did Not Vote |
7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 09, 2015 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AETNA INC. MEETING DATE: MAY 15, 2015 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
1m | Elect Director Olympia J. Snowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4A | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
4B | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 13, 2015 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Conrades | Management | For | For |
1.2 | Elect Director Jill Greenthal | Management | For | For |
1.3 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director David R. Brennan | Management | For | For |
1.3 | Elect Director M. Michele Burns | Management | For | For |
1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
1.5 | Elect Director David L. Hallal | Management | For | For |
1.6 | Elect Director John T. Mollen | Management | For | For |
1.7 | Elect Director R. Douglas Norby | Management | For | For |
1.8 | Elect Director Alvin S. Parven | Management | For | For |
1.9 | Elect Director Andreas Rummelt | Management | For | For |
1.10 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Proxy Access | Shareholder | Against | Against |
6 | Amend Charter -- Call Special Meetings | Shareholder | Against | Against |
ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 30, 2014 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Callahan | Management | For | For |
1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
1.3 | Elect Director Mark W. DeYoung | Management | For | For |
1.4 | Elect Director Martin C. Faga | Management | For | For |
1.5 | Elect Director Ronald R. Fogleman | Management | For | For |
1.6 | Elect Director April H. Foley | Management | For | For |
1.7 | Elect Director Tig H. Krekel | Management | For | For |
1.8 | Elect Director Douglas L. Maine | Management | For | For |
1.9 | Elect Director Roman Martinez, IV | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sandy Hook Principles | Shareholder | Against | Abstain |
ALLIANT TECHSYSTEMS INC. MEETING DATE: JAN 27, 2015 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: SEP 25, 2014 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Maraganore | Management | For | For |
1.2 | Elect Director Paul R. Schimmel | Management | For | For |
1.3 | Elect Director Phillip A. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: MAY 01, 2015 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director John K. Clarke | Management | For | For |
1.3 | Elect Director Marsha H. Fanucci | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALTISOURCE RESIDENTIAL CORPORATION MEETING DATE: MAY 27, 2015 | ||||
TICKER: RESI SECURITY ID: 02153W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Reiner | Management | For | For |
1.2 | Elect Director Michael A. Eruzione | Management | For | For |
1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
AMERICAN AIRLINES GROUP INC. MEETING DATE: JUN 03, 2015 | ||||
TICKER: AAL SECURITY ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | For |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 20, 2015 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Carolyn F. Katz | Management | For | For |
1c | Elect Director Gustavo Lara Cantu | Management | For | For |
1d | Elect Director Craig Macnab | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director James M. Cracchiolo | Management | For | For |
1.1b | Elect Director Dianne Neal Blixt | Management | For | For |
1.1c | Elect Director Amy DiGeso | Management | For | For |
1.1d | Elect Director Lon R. Greenberg | Management | For | For |
1.1e | Elect Director Siri S. Marshall | Management | For | For |
1.1f | Elect Director Jeffrey Noddle | Management | For | For |
1.1g | Elect Director H. Jay Sarles | Management | For | For |
1.1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1.1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 14, 2015 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 12, 2015 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Anthony R. Chase | Management | For | For |
1.1b | Elect Director Kevin P. Chilton | Management | For | For |
1.1c | Elect Director H. Paulett Eberhart | Management | For | For |
1.1d | Elect Director Peter J. Fluor | Management | For | For |
1.1e | Elect Director Richard L. George | Management | For | For |
1.1f | Elect Director Joseph W. Gorder | Management | For | For |
1.1g | Elect Director John R. Gordon | Management | For | For |
1.1h | Elect Director Mark C. McKinley | Management | For | For |
1.1i | Elect Director Eric D. Mullins | Management | For | For |
1.1j | Elect Director R. A. Walker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
APPLE INC. MEETING DATE: MAR 10, 2015 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Cook | Management | For | For |
1.2 | Elect Director Al Gore | Management | For | For |
1.3 | Elect Director Bob Iger | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Art Levinson | Management | For | For |
1.6 | Elect Director Ron Sugar | Management | For | For |
1.7 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
ARISTA NETWORKS, INC. MEETING DATE: JUN 01, 2015 | ||||
TICKER: ANET SECURITY ID: 040413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andreas Bechtolsheim | Management | For | For |
1.2 | Elect Director Jayshree Ullal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 06, 2015 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1e | Elect Director Pierre J. P. de Weck | Management | For | For |
1f | Elect Director Arnold W. Donald | Management | For | For |
1g | Elect Director Charles K. Gifford | Management | For | For |
1h | Elect Director Linda P. Hudson | Management | For | For |
1i | Elect Director Monica C. Lozano | Management | For | For |
1j | Elect Director Thomas J. May | Management | For | For |
1k | Elect Director Brian T. Moynihan | Management | For | For |
1l | Elect Director Lionel L. Nowell, III | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Establish Other Governance Board Committee | Shareholder | Against | Against |
BARRATT DEVELOPMENTS PLC MEETING DATE: NOV 12, 2014 | ||||
TICKER: BDEV SECURITY ID: G08288105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect John Allan as Director | Management | For | For |
6 | Re-elect Mark Clare as Director | Management | For | For |
7 | Re-elect David Thomas as Director | Management | For | For |
8 | Re-elect Steven Boyes as Director | Management | For | For |
9 | Re-elect Mark Rolfe as Director | Management | For | For |
10 | Re-elect Richard Akers as Director | Management | For | For |
11 | Re-elect Tessa Bamford as Director | Management | For | For |
12 | Re-elect Nina Bibby as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve EU Political Donations and Expenditure | Management | For | For |
16 | Approve Increase in the Limit of Fees Payable to Directors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BELLWAY PLC MEETING DATE: DEC 12, 2014 | ||||
TICKER: BWY SECURITY ID: G09744155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect John Watson as Director | Management | For | For |
6 | Re-elect Ted Ayres as Director | Management | For | For |
7 | Re-elect Keith Adey as Director | Management | For | For |
8 | Re-elect Mike Toms as Director | Management | For | For |
9 | Re-elect John Cuthbert as Director | Management | For | For |
10 | Re-elect Paul Hampden Smith as Director | Management | For | For |
11 | Re-elect Denise Jagger as Director | Management | For | For |
12 | Reappoint KPMG LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Employee Share Option Scheme | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BIOCRYST PHARMACEUTICALS, INC. MEETING DATE: MAY 20, 2015 | ||||
TICKER: BCRX SECURITY ID: 09058V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nancy J. Hutson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
BIOGEN INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander J. Denner | Management | For | For |
1.2 | Elect Director Caroline D. Dorsa | Management | For | For |
1.3 | Elect Director Nancy L. Leaming | Management | For | For |
1.4 | Elect Director Richard C. Mulligan | Management | For | For |
1.5 | Elect Director Robert W. Pangia | Management | For | For |
1.6 | Elect Director Stelios Papadopoulos | Management | For | For |
1.7 | Elect Director Brian S. Posner | Management | For | For |
1.8 | Elect Director Eric K. Rowinsky | Management | For | For |
1.9 | Elect Director George A. Scangos | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: JUN 09, 2015 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
BLACKROCK, INC. MEETING DATE: MAY 28, 2015 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director David H. Komansky | Management | For | For |
1l | Elect Director Sir Deryck Maughan | Management | For | For |
1m | Elect Director Cheryl D. Mills | Management | For | For |
1n | Elect Director Thomas H. O'Brien | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 05, 2015 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1A | Elect Director Lamberto Andreotti | Management | For | For |
1.1B | Elect Director Giovanni Caforio | Management | For | For |
1.1C | Elect Director Lewis B. Campbell | Management | For | For |
1.1D | Elect Director Laurie H. Glimcher | Management | For | For |
1.1E | Elect Director Michael Grobstein | Management | For | For |
1.1F | Elect Director Alan J. Lacy | Management | For | For |
1.1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1.1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1.1I | Elect Director Vicki L. Sato | Management | For | For |
1.1J | Elect Director Gerald L. Storch | Management | For | For |
1.1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
5 | Remove Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CABELA'S INCORPORATED MEETING DATE: JUN 03, 2015 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director Dennis Highby | Management | For | For |
1.5 | Elect Director Michael R. McCarthy | Management | For | For |
1.6 | Elect Director Thomas L. Millner | Management | For | For |
1.7 | Elect Director Donna M. Milrod | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director James F. Wright | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 17, 2015 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael W. Bonney | Management | For | For |
1.4 | Elect Director Michael D. Casey | Management | For | For |
1.5 | Elect Director Carrie S. Cox | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
CELLDEX THERAPEUTICS, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Karen L. Shoos | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 15, 2015 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert C. Arzbaecher | Management | For | For |
2 | Elect Director William Davisson | Management | For | For |
3 | Elect Director Stephen A. Furbacher | Management | For | For |
4 | Elect Director Stephen J. Hagge | Management | For | For |
5 | Elect Director John D. Johnson | Management | For | For |
6 | Elect Director Robert G. Kuhbach | Management | For | For |
7 | Elect Director Edward A. Schmitt | Management | For | For |
8 | Elect Director Theresa E. Wagler | Management | For | For |
9 | Elect Director W. Anthony Will | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify KPMG LLP as Auditors | Management | For | For |
12 | Proxy Access | Shareholder | Against | Against |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CHENIERE ENERGY, INC. MEETING DATE: SEP 11, 2014 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charif Souki | Management | For | For |
1.2 | Elect Director Vicky A. Bailey | Management | For | Against |
1.3 | Elect Director G. Andrea Botta | Management | For | For |
1.4 | Elect Director Keith F. Carney | Management | For | Against |
1.5 | Elect Director David I. Foley | Management | For | For |
1.6 | Elect Director Randy A. Foutch | Management | For | Against |
1.7 | Elect Director David B. Kilpatrick | Management | For | Against |
1.8 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.9 | Elect Director Neal A. Shear | Management | For | For |
1.10 | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHENIERE ENERGY, INC. MEETING DATE: JUN 11, 2015 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charif Souki | Management | For | For |
1.2 | Elect Director Vicky A. Bailey | Management | For | For |
1.3 | Elect Director G. Andrea Botta | Management | For | For |
1.4 | Elect Director Nuno Brandolini | Management | For | For |
1.5 | Elect Director David I. Foley | Management | For | For |
1.6 | Elect Director David B. Kilpatrick | Management | For | For |
1.7 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.8 | Elect Director Neal A. Shear | Management | For | For |
1.9 | Elect Director Heather R. Zichal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 13, 2015 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Charlesworth | Management | For | For |
1.2 | Elect Director Kimbal Musk | Management | For | For |
1.3 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
1.4 | Elect Director Patrick J. Flynn | Management | For | For |
1.5 | Elect Director Steve Ells | Management | For | For |
1.6 | Elect Director Stephen Gillett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Provide Proxy Access Right | Management | For | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
9 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
12 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
CIGNA CORPORATION MEETING DATE: APR 22, 2015 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Partridge | Management | For | For |
1.2 | Elect Director James E. Rogers | Management | For | For |
1.3 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 14, 2015 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Albi | Management | For | For |
1.2 | Elect Director Michael J. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 11, 2015 | ||||
TICKER: CLVS SECURITY ID: 189464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | For |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
1.3 | Elect Director Thorlef Spickschen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
COBALT INTERNATIONAL ENERGY, INC. MEETING DATE: APR 30, 2015 | ||||
TICKER: CIE SECURITY ID: 19075F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kay Bailey Hutchison | Management | For | For |
1.2 | Elect Director D. Jeff van Steenbergen | Management | For | For |
1.3 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
COMCAST CORPORATION MEETING DATE: OCT 08, 2014 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 21, 2015 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director W. Larry Cash | Management | For | For |
1B | Elect Director John A. Clerlco | Management | For | For |
1C | Elect Director James S. Ely, III | Management | For | For |
1D | Elect Director John A. Fry | Management | For | For |
1E | Elect Director William Norris Jennings | Management | For | For |
1F | Elect Director Julia B. North | Management | For | For |
1G | Elect Director Wayne T. Smith | Management | For | For |
1H | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Proxy Access | Shareholder | Against | Against |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2014 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon McCain | Management | For | For |
1.2 | Elect Director Mark E. Monroe | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 03, 2015 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Cavanaugh | Management | For | For |
1.2 | Elect Director Joseph P. Payne | Management | For | For |
1.3 | Elect Director Kristina Salen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CVS HEALTH CORPORATION MEETING DATE: MAY 07, 2015 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Richard J. Swift | Management | For | For |
1j | Elect Director William C. Weldon | Management | For | For |
1k | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
D.R. HORTON, INC. MEETING DATE: JAN 22, 2015 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donald R. Horton | Management | For | For |
1b | Elect Director Barbara K. Allen | Management | For | For |
1c | Elect Director Brad S. Anderson | Management | For | For |
1d | Elect Director Michael R. Buchanan | Management | For | For |
1e | Elect Director Michael W. Hewatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 23, 2015 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin P. Clark as a Director | Management | For | For |
1.2 | Re-elect Gary L. Cowger as a Director | Management | For | For |
1.3 | Re-elect Nicholas M. Donofrio as a Director | Management | For | For |
1.4 | Re-elect Mark P. Frissora as a Director | Management | For | For |
1.5 | Re-elect Rajiv L. Gupta as a Director | Management | For | For |
1.6 | Re-elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Re-elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Timothy M. Manganello as a Director | Management | For | For |
1.9 | Re-elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Re-elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Re-elect Lawrence A. Zimmerman as a Director | Management | For | For |
12 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 25, 2015 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Francis S. Blake | Management | For | For |
1d | Elect Director Roy J. Bostock | Management | For | For |
1e | Elect Director John S. Brinzo | Management | For | For |
1f | Elect Director Daniel A. Carp | Management | For | For |
1g | Elect Director David G. DeWalt | Management | For | For |
1h | Elect Director Thomas E. Donilon | Management | For | For |
1i | Elect Director William H. Easter, III | Management | For | For |
1j | Elect Director Mickey P. Foret | Management | For | For |
1k | Elect Director Shirley C. Franklin | Management | For | For |
1l | Elect Director David R. Goode | Management | For | For |
1m | Elect Director George N. Mattson | Management | For | For |
1n | Elect Director Douglas R. Ralph | Management | For | For |
1o | Elect Director Sergio A.L. Rial | Management | For | For |
1p | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
DYAX CORP. MEETING DATE: MAY 12, 2015 | ||||
TICKER: DYAX SECURITY ID: 26746E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director David J. McLachlan | Management | For | For |
1.3 | Elect Director Paolo Pucci | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
DYNEGY INC. MEETING DATE: JUN 03, 2015 | ||||
TICKER: DYN SECURITY ID: 26817R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
1.2 | Elect Director Paul M. Barbas | Management | For | For |
1.3 | Elect Director Robert C. Flexon | Management | For | For |
1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
1.6 | Elect Director John R. Sult | Management | For | For |
1.7 | Elect Director Pat Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ECOLAB INC. MEETING DATE: MAY 07, 2015 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Carl M. Casale | Management | For | For |
1.5 | Elect Director Stephen I. Chazen | Management | For | For |
1.6 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.7 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.8 | Elect Director Arthur J. Higgins | Management | For | For |
1.9 | Elect Director Joel W. Johnson | Management | For | For |
1.10 | Elect Director Michael Larson | Management | For | For |
1.11 | Elect Director Jerry W. Levin | Management | For | For |
1.12 | Elect Director Robert L. Lumpkins | Management | For | For |
1.13 | Elect Director Tracy B. McKibben | Management | For | For |
1.14 | Elect Director Victoria J. Reich | Management | For | For |
1.15 | Elect Director Suzanne M. Vautrinot | Management | For | For |
1.16 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
EOG RESOURCES, INC. MEETING DATE: APR 30, 2015 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Janet F. Clark | Management | For | For |
1.1b | Elect Director Charles R. Crisp | Management | For | For |
1.1c | Elect Director James C. Day | Management | For | For |
1.1d | Elect Director H. Leighton Steward | Management | For | For |
1.1e | Elect Director Donald F. Textor | Management | For | For |
1.1f | Elect Director William R. Thomas | Management | For | For |
1.1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
ESTACIO PARTICIPACOES SA MEETING DATE: JUL 01, 2014 | ||||
TICKER: ESTC3 SECURITY ID: P3784E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Acquisition | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Acquisition of 50 Percent of Uniseb Holding S.A. | Management | For | For |
5 | Approve Merger Agreement between the Company and Uniseb Holding S.A. | Management | For | For |
6 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
7 | Approve Independent Firm's Appraisal | Management | For | For |
8 | Approve Merger of Remaining 50 Percent of Uniseb Holding S.A. | Management | For | For |
9 | Amend Articles to Reflect Changes in Capital to Reflect Merger | Management | For | For |
10 | Elect Two New Directors and Ratify Board | Management | For | Against |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 06, 2015 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Elder Granger | Management | For | For |
1e | Elect Director Nicholas J. LaHowchic | Management | For | For |
1f | Elect Director Thomas P. Mac Mahon | Management | For | For |
1g | Elect Director Frank Mergenthaler | Management | For | For |
1h | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1i | Elect Director Roderick A. Palmore | Management | For | For |
1j | Elect Director George Paz | Management | For | For |
1k | Elect Director William L. Roper | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FACEBOOK, INC. MEETING DATE: JUN 11, 2015 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
FIESTA RESTAURANT GROUP, INC. MEETING DATE: APR 28, 2015 | ||||
TICKER: FRGI SECURITY ID: 31660B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack A. Smith | Management | For | For |
1.2 | Elect Director Nicholas Daraviras | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Balson | Management | For | Withhold |
1.2 | Elect Director Mark A. Johnson | Management | For | Withhold |
1.3 | Elect Director Jeffrey S. Sloan | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Adopt Proxy Access Right | Shareholder | Against | Against |
FORD MOTOR COMPANY MEETING DATE: MAY 14, 2015 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Mark Fields | Management | For | For |
5 | Elect Director Edsel B. Ford II | Management | For | For |
6 | Elect Director William Clay Ford, Jr. | Management | For | For |
7 | Elect Director James P. Hackett | Management | For | For |
8 | Elect Director James H. Hance, Jr. | Management | For | For |
9 | Elect Director William W. Helman Iv | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director William E. Kennard | Management | For | For |
12 | Elect Director John C. Lechleiter | Management | For | For |
13 | Elect Director Ellen R. Marram | Management | For | For |
14 | Elect Director Gerald L. Shaheen | Management | For | For |
15 | Elect Director John L. Thornton | Management | For | For |
16 | Ratify PricewaterhouseCoopers LLPas Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
19 | Amend Bylaws to Call Special Meetings | Shareholder | Against | Against |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: MAY 06, 2015 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
1.5 | Elect Director Thomas H. Lister | Management | For | For |
1.6 | Elect Director Gregg A. Lowe | Management | For | For |
1.7 | Elect Director Joanne M. Maguire | Management | For | For |
1.8 | Elect Director John W. Marren | Management | For | For |
1.9 | Elect Director James A. Quella | Management | For | For |
1.10 | Elect Director Peter Smitham | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
1.12 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
GASLOG LTD. MEETING DATE: MAY 12, 2015 | ||||
TICKER: GLOG SECURITY ID: G37585109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Peter G. Livanos as Director | Management | For | Against |
1b | Elect Bruce L. Blythe as Director | Management | For | Against |
1c | Elect Paul J. Collins as Director | Management | For | For |
1d | Elect William M. Friedrich as Director | Management | For | For |
1e | Elect Dennis M. Houston as Director | Management | For | For |
1f | Elect Donald J. Kintzer as Director | Management | For | For |
1g | Elect Julian Metherell as Director | Management | For | Against |
1h | Elect Anthony Papadimitriou as Director | Management | For | For |
1i | Elect Philip Radziwill as Director | Management | For | Against |
1j | Elect Paul Wogan as Director | Management | For | Against |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
GENEL ENERGY PLC MEETING DATE: APR 21, 2015 | ||||
TICKER: GENL SECURITY ID: G3791G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Rodney Chase as a Director | Management | For | For |
4 | Re-elect Tony Hayward as a Director | Management | For | For |
5 | Re-elect Graham Hearne as a Director | Management | For | For |
6 | Re-elect Jim Leng as a Director | Management | For | For |
7 | Re-elect Mehmet Ogutcu as a Director | Management | For | For |
8 | Re-elect George Rose as a Director | Management | For | For |
9 | Re-elect Nathaniel Rothschild as a Director | Management | For | For |
10 | Re-elect Chakib Sbiti as a Director | Management | For | For |
11 | Re-elect Gulsun Nazli Karamehmet Williams as a Director | Management | For | For |
12 | Re-elect Murat Yazici as a Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Political Donations | Management | For | For |
16 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
17 | Approve Share Repurchase Program | Management | For | For |
18 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 06, 2015 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director Rudy F. deLeon | Management | For | For |
1.5 | Elect Director William P. Fricks | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
GENERAL MOTORS COMPANY MEETING DATE: JUN 09, 2015 | ||||
TICKER: GM SECURITY ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Stephen J. Girsky | Management | For | For |
1d | Elect Director Linda R. Gooden | Management | For | For |
1e | Elect Director Joseph Jimenez, Jr. | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
GENMAB A/S MEETING DATE: MAR 26, 2015 | ||||
TICKER: GEN SECURITY ID: K3967W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
4a | Reelect Mats Petterson as Director | Management | For | Did Not Vote |
4b | Reelect Anders Pedersen as Director | Management | For | Did Not Vote |
4c | Reelect Burton Malkiel as Director | Management | For | Did Not Vote |
4d | Elect Paolo Paoletti as New Director | Management | For | Did Not Vote |
4e | Elect Pernille Errenbjerg as New Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6a | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
6b | Amend Articles Re: Editorial | Management | For | Did Not Vote |
6c | Amend Articles Re: Deadline for Voting by Post | Management | For | Did Not Vote |
7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
GILEAD SCIENCES, INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | Abstain |
8 | Report on Specialty Drug Pricing Risks | Shareholder | Against | Abstain |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED MEETING DATE: DEC 03, 2014 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adriane M. Brown | Management | For | For |
1b | Elect Director John W. Diercksen | Management | For | For |
1c | Elect Director Ann M. Korologos | Management | For | For |
1d | Elect Director Edward H. Meyer | Management | For | For |
1e | Elect Director Dinesh C. Paliwal | Management | For | For |
1f | Elect Director Kenneth M. Reiss | Management | For | For |
1g | Elect Director Hellene S. Runtagh | Management | For | For |
1h | Elect Director Frank S. Sklarsky | Management | For | For |
1i | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HCA HOLDINGS, INC. MEETING DATE: APR 30, 2015 | ||||
TICKER: HCA SECURITY ID: 40412C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Milton Johnson | Management | For | For |
1.2 | Elect Director Robert J. Dennis | Management | For | For |
1.3 | Elect Director Nancy-Ann DeParle | Management | For | For |
1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
1.5 | Elect Director William R. Frist | Management | For | For |
1.6 | Elect Director Ann H. Lamont | Management | For | For |
1.7 | Elect Director Jay O. Light | Management | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.9 | Elect Director Michael W. Michelson | Management | For | For |
1.10 | Elect Director Wayne J. Riley | Management | For | For |
1.11 | Elect Director John W. Rowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2015 | ||||
TICKER: HII SECURITY ID: 446413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Miller | Management | For | For |
1.2 | Elect Director C. Michael Petters | Management | For | For |
1.3 | Elect Director Karl M. von der Heyden | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
HYUNDAI DEVELOPMENT CO. - ENGINEERING & CONSTRUCTION MEETING DATE: MAR 27, 2015 | ||||
TICKER: 012630 SECURITY ID: Y38397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.1 | Elect Jung Mong-Gyu as Inside Director | Management | For | For |
2.2 | Elect Lee Jong-Sik as Inside Director | Management | For | For |
2.3 | Elect Yook Geun-Yang as Inside Director | Management | For | For |
2.4 | Elect Park Yong-Suk as Outside Director | Management | For | For |
2.5 | Elect Kim Yong-Duk as Outside Director | Management | For | For |
3 | Elect Park Yong-Suk as Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 27, 2015 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Blaine Bowman | Management | For | For |
1b | Elect Director Karin Eastham | Management | For | For |
1c | Elect Director Jay T. Flatley | Management | For | For |
1d | Elect Director Jeffrey T. Huber | Management | For | For |
1e | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
INDEPENDENCE CONTRACT DRILLING, INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: ICD SECURITY ID: 453415309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.2 | Elect Director Byron A. Dunn | Management | For | For |
1.3 | Elect Director Arthur Einav | Management | For | For |
1.4 | Elect Director Matthew D. Fitzgerald | Management | For | For |
1.5 | Elect Director Edward S. Jacob, III | Management | For | For |
1.6 | Elect Director Daniel F. McNease | Management | For | For |
1.7 | Elect Director Tighe A. Noonan | Management | For | For |
INNOCOLL AG MEETING DATE: DEC 04, 2014 | ||||
TICKER: INNL SECURITY ID: 45780Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 150,920 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
2 | Approve Creation of EUR 452,248 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Elect Joe Wiley to the Supervisory Board | Management | For | For |
4 | Approve EUR 58,953 Increase in Share Capital and Issuance New Shares without Preemptive Rights | Management | For | For |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: JUL 17, 2014 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Luca Benatti | Management | For | For |
1.3 | Elect Director Paolo Fundaro | Management | For | For |
1.4 | Elect Director Sanj K. Patel | Management | For | For |
1.5 | Elect Director Mark Pruzanski | Management | For | For |
1.6 | Elect Director Glenn Sblendorio | Management | For | For |
1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.8 | Elect Director Klaus Veitinger | Management | For | For |
1.9 | Elect Director Nicole S. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ITV PLC MEETING DATE: MAY 14, 2015 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Mary Harris as Director | Management | For | For |
6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Roger Faxon as Director | Management | For | For |
9 | Re-elect Ian Griffiths as Director | Management | For | For |
10 | Re-elect Andy Haste as Director | Management | For | For |
11 | Re-elect Archie Norman as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 31, 2014 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce C. Cozadd | Management | For | For |
1b | Elect Director Heather Ann McSharry | Management | For | For |
1c | Elect Director Rick E. Winningham | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Authorize Jazz Pharmaceuticals plc and/or Any Subsidiary of Jazz Pharmaceuticals plc to Make Market Purchases of Jazz Pharmaceuticals plc's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KB HOME MEETING DATE: APR 02, 2015 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.5 | Elect Director Robert L. Johnson | Management | For | For |
1.6 | Elect Director Melissa Lora | Management | For | For |
1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
1.8 | Elect Director Michael M. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
KEURIG GREEN MOUNTAIN, INC. MEETING DATE: JAN 29, 2015 | ||||
TICKER: GMCR SECURITY ID: 49271M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Kelley | Management | For | For |
1.2 | Elect Director Robert A. Steele | Management | For | For |
1.3 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KING DIGITAL ENTERTAINMENT PLC MEETING DATE: SEP 26, 2014 | ||||
TICKER: KING SECURITY ID: G5258J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Allow Board to Determine Location of Next Annual Meeting | Management | For | For |
4 | Authorise Market Purchases and Overseas Market Purchases of Shares of any Class of King | Management | For | For |
5 | Authorize Reissuance of Repurchased Shares | Management | For | For |
KING DIGITAL ENTERTAINMENT PLC MEETING DATE: JAN 29, 2015 | ||||
TICKER: KING SECURITY ID: G5258J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
2 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | For |
3 | Authorize Directed Share Repurchase Program | Management | For | Against |
KYTHERA BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
TICKER: KYTH SECURITY ID: 501570105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1.2 | Elect Director Hollings C. Renton, III | Management | For | For |
1.3 | Elect Director Camille Samuels | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2015 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director James H. Morgan | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 15, 2015 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director John A. Bryant | Management | For | For |
1c | Elect Director Deirdre P. Connelly | Management | For | For |
1d | Elect Director Meyer Feldberg | Management | For | For |
1e | Elect Director Leslie D. Hale | Management | For | For |
1f | Elect Director Sara Levinson | Management | For | For |
1g | Elect Director Terry J. Lundgren | Management | For | For |
1h | Elect Director Joseph Neubauer | Management | For | For |
1i | Elect Director Joyce M. Roche | Management | For | For |
1j | Elect Director Paul C. Varga | Management | For | For |
1k | Elect Director Craig E. Weatherup | Management | For | For |
1l | Elect Director Marna C. Whittington | Management | For | For |
1m | Elect Director Annie Young-Scrivner | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MALLINCKRODT PLC MEETING DATE: MAR 19, 2015 | ||||
TICKER: MNK SECURITY ID: G5785G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director Don M. Bailey | Management | For | For |
1c | Elect Director David R. Carlucci | Management | For | For |
1d | Elect Director J. Martin Carroll | Management | For | For |
1e | Elect Director Diane H. Gulyas | Management | For | For |
1f | Elect Director Nancy S. Lurker | Management | For | For |
1g | Elect Director JoAnn A. Reed | Management | For | For |
1h | Elect Director Angus C. Russell | Management | For | For |
1i | Elect Director Virgil D. Thompson | Management | For | For |
1j | Elect Director Mark C. Trudeau | Management | For | For |
1k | Elect Director Kneeland C. Youngblood | Management | For | For |
1l | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares | Management | For | For |
7 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 09, 2015 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 29, 2015 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Rebecca Jacoby | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
MEDIVATION, INC. MEETING DATE: JUN 16, 2015 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
1.3 | Elect Director David T. Hung | Management | For | For |
1.4 | Elect Director C. Patrick Machado | Management | For | For |
1.5 | Elect Director Dawn Svoronos | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | Against |
MEDY-TOX INC. MEETING DATE: MAR 19, 2015 | ||||
TICKER: 086900 SECURITY ID: Y59079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Stock Option Grants | Management | For | For |
4 | Appoint Park Joon-Hyo as Internal Auditor | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
MICHAEL KORS HOLDINGS LIMITED MEETING DATE: JUL 31, 2014 | ||||
TICKER: KORS SECURITY ID: G60754101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Idol | Management | For | For |
1b | Elect Director Silas K.F. Chou | Management | For | For |
1c | Elect Director Ann McLaughlin Korologos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOBILEYE N.V. MEETING DATE: DEC 12, 2014 | ||||
TICKER: MBLY SECURITY ID: N51488117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Managing Director Vivian Rinat | Management | For | For |
3 | Approve Discharge of Former Supervisory Board Members for the Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
4 | Amend Articles Re: Majority Requirements for Acquisition | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
MOBILEYE N.V. MEETING DATE: JUN 25, 2015 | ||||
TICKER: MBLY SECURITY ID: N51488117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Current Board Members | Management | For | For |
4 | Approve Discharge of Previous Board Members | Management | For | For |
5a | Elect Ammon Shashua as Executive Director | Management | For | For |
5b | Elect Ziv Aviram as Executive Director | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | eceive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
MORGAN STANLEY MEETING DATE: MAY 19, 2015 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erskine B. Bowles | Management | For | For |
1b | Elect Director Thomas H. Glocer | Management | For | For |
1c | Elect Director James P. Gorman | Management | For | For |
1d | Elect Director Robert H. Herz | Management | For | For |
1e | Elect Director Klaus Kleinfeld | Management | For | For |
1f | Elect Director Jami Miscik | Management | For | For |
1g | Elect Director Donald T. Nicolaisen | Management | For | For |
1h | Elect Director Hutham S. Olayan | Management | For | For |
1i | Elect Director James W. Owens | Management | For | For |
1j | Elect Director Ryosuke Tamakoshi | Management | For | For |
1k | Elect Director Masaaki Tanaka | Management | For | For |
1l | Elect Director Perry M. Traquina | Management | For | For |
1m | Elect Director Laura D. Tyson | Management | For | For |
1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
7 | Report on Certain Vesting Program | Shareholder | Against | Against |
NASPERS LTD MEETING DATE: AUG 29, 2014 | ||||
TICKER: NPN SECURITY ID: S53435103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2014 | Management | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint B Deegan as Individual Registered Auditor | Management | For | For |
4.1 | Elect Craig Enenstein as Director | Management | For | For |
4.2 | Elect Don Eriksson as Director | Management | For | For |
4.3 | Elect Roberto Oliveira de Lima as Director | Management | For | For |
4.4 | Elect Yuanhe Ma as Director | Management | For | For |
4.5 | Elect Cobus Stofberg as Director | Management | For | For |
4.6 | Elect Nolo Letele as Director | Management | For | For |
4.7 | Elect Bob van Dijk as Director | Management | For | For |
4.8 | Elect Basil Sgourdos as Director | Management | For | For |
5.1 | Re-elect Rachel Jafta as Director | Management | For | For |
5.2 | Re-elect Debra Meyer as Director | Management | For | For |
5.3 | Re-elect Boetie van Zyl as Director | Management | For | For |
6.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
6.2 | Elect Don Eriksson as Member of the Audit Committee | Management | For | For |
6.3 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
6.4 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
1.1 | Approve Remuneration of Board Chairman | Management | For | For |
1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
1.2.3 | Approve Remuneration of Board Member (Additional Amount for Non-South African Resident) | Management | For | For |
1.2.4 | Approve Remuneration of Board Member (Daily Amount) | Management | For | For |
1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.14 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
1.15 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
1.1 | Approve Remuneration of Board Chairman | Management | For | For |
1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
1.2.3 | Approve Remuneration of Board Member (Additional Amount for Non-South African Resident) | Management | For | For |
1.2.4 | Approve Remuneration of Board Member (Daily Amount) | Management | For | For |
1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
1.13 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
1.14 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
1.15 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
2 | Amend Memorandum of Incorporation | Management | For | For |
3 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
4 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
6 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
NAVER CORP. MEETING DATE: MAR 20, 2015 | ||||
TICKER: 035420 SECURITY ID: Y62579100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Lee Hae-Jin as Inside Director | Management | For | For |
3.2 | Elect Lee Jong-Woo as Outside Director | Management | For | For |
4 | Elect Lee Jong-Woo as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NEOVASC INC. MEETING DATE: JUN 16, 2015 | ||||
TICKER: NVC SECURITY ID: 64065J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Paul Geyer | Management | For | For |
2.2 | Elect Director Alexei Marko | Management | For | For |
2.3 | Elect Director Doug Janzen | Management | For | For |
2.4 | Elect Director Steven Rubin | Management | For | For |
2.5 | Elect Director Jane Hsiao | Management | For | For |
2.6 | Elect Director William O'Neill | Management | For | For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 12, 2015 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas E. Clarke | Management | For | For |
1b | Elect Director Kevin C. Conroy | Management | For | For |
1c | Elect Director Scott S. Cowen | Management | For | For |
1d | Elect Director Michael T. Cowhig | Management | For | For |
1e | Elect Director Domenico De Sole | Management | For | For |
1f | Elect Director Cynthia A. Montgomery | Management | For | For |
1g | Elect Director Christopher D. O'Leary | Management | For | For |
1h | Elect Director Jose Ignacio Perez-Lizaur | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles Call Special Meetings | Shareholder | Against | Against |
NIMBLE STORAGE, INC. MEETING DATE: JUL 15, 2014 | ||||
TICKER: NMBL SECURITY ID: 65440R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suresh Vasudevan | Management | For | For |
1.2 | Elect Director Varun Mehta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: JUN 02, 2015 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discussion of the implementation of the remuneration policy | Management | None | None |
2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Discharge of Board Members | Management | For | For |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3j | Reelect Rick Tsai as Non-Executive Director | Management | For | For |
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
4b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a | Management | For | For |
5 | Authorize Repurchase of Shares | Management | For | For |
6 | Approve Cancellation of Ordinary Shares | Management | For | For |
7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
OCULAR THERAPEUTIX, INC. MEETING DATE: JUN 11, 2015 | ||||
TICKER: OCUL SECURITY ID: 67576A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Garvey | Management | For | For |
1.2 | Elect Director Charles Warden | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 02, 2015 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Mark A. Kronenfeld | Management | For | For |
1.3 | Elect Director Dennis L. Winger | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: APR 29, 2015 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1a | Elect Director Olivia F. Kirtley | Management | For | For |
1.1b | Elect Director Laurette T. Koellner | Management | For | For |
1.1c | Elect Director W. Kent Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 06, 2015 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 09, 2015 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
RECEPTOS, INC. MEETING DATE: MAY 28, 2015 | ||||
TICKER: RCPT SECURITY ID: 756207106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Heyman | Management | For | For |
1.2 | Elect Director William H. Rastetter | Management | For | For |
1.3 | Elect Director Mary Szela | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
RELYPSA, INC. MEETING DATE: JUN 04, 2015 | ||||
TICKER: RLYP SECURITY ID: 759531106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W.J. McGirr | Management | For | For |
1.2 | Elect Director John A. Orwin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JUN 24, 2015 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
RUCKUS WIRELESS, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: RKUS SECURITY ID: 781220108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Selina Y. Lo | Management | For | For |
1.2 | Elect Director Stewart Grierson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 18, 2015 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEALED AIR CORPORATION MEETING DATE: MAY 14, 2015 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Chu | Management | For | For |
2 | Elect Director Lawrence R. Codey | Management | For | For |
3 | Elect Director Patrick Duff | Management | For | For |
4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
5 | Elect Director Neil Lustig | Management | For | For |
6 | Elect Director Kenneth P. Manning | Management | For | For |
7 | Elect Director William J. Marino | Management | For | For |
8 | Elect Director Jerome A. Peribere | Management | For | For |
9 | Elect Director Richard L. Wambold | Management | For | Against |
10 | Elect Director Jerry R. Whitaker | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 28, 2015 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Dominic Blakemore as Director | Management | For | For |
5 | Re-elect William Burns as Director | Management | For | For |
6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
8 | Re-elect David Kappler as Director | Management | For | For |
9 | Re-elect Susan Kilsby as Director | Management | For | For |
10 | Re-elect Anne Minto as Director | Management | For | For |
11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Long Term Incentive Plan 2015 | Management | For | For |
15 | Approve Global Employee Stock Purchase Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 13, 2015 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SPRINGLEAF HOLDINGS, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: LEAF SECURITY ID: 85172J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas L. Jacobs | Management | For | For |
1.2 | Elect Director Anahaita N. Kotval | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TAYLOR MORRISON HOME CORPORATION MEETING DATE: MAY 27, 2015 | ||||
TICKER: TMHC SECURITY ID: 87724P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Brady | Management | For | For |
1.2 | Elect Director Joe S. Houssian | Management | For | For |
1.3 | Elect Director David Merritt | Management | For | For |
1.4 | Elect Director James Sholem | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
TDC A/S MEETING DATE: MAR 05, 2015 | ||||
TICKER: TDC SECURITY ID: K94545116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
5a | Reelect Vagn Sorensen as Director | Management | For | Did Not Vote |
5b | Reelect Pierre Danon as Director | Management | For | Did Not Vote |
5c | Reelect Stine Bosse as Director | Management | For | Did Not Vote |
5d | Reelect Angus Porter as Director | Management | For | Did Not Vote |
5e | Reelect Soren Sorensen as Director | Management | For | Did Not Vote |
5f | Reelect Pieter Knook as Director | Management | For | Did Not Vote |
5g | Elect Benoit Scheen as New Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
7b | Approve Remuneration of Directors | Management | For | Did Not Vote |
7c | Amend Articles Re: Board-Related | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 13, 2015 | ||||
TICKER: 00700 SECURITY ID: G87572163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1a | Elect Li Dong Sheng as Director | Management | For | Against |
3.1b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Approve Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESARO, INC. MEETING DATE: MAY 14, 2015 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
1.3 | Elect Director David M. Mott | Management | For | For |
1.4 | Elect Director Lawrence M. Alleva | Management | For | For |
1.5 | Elect Director James O. Armitage | Management | For | For |
1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1.7 | Elect Director Garry A. Nicholson | Management | For | For |
1.8 | Elect Director Arnold L. Oronsky | Management | For | For |
1.9 | Elect Director Beth Seidenberg | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
TETRAPHASE PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: TTPH SECURITY ID: 88165N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Chodakewitz | Management | For | For |
1.2 | Elect Director Gerri Henwood | Management | For | For |
1.3 | Elect Director Guy Macdonald | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2015 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: APR 27, 2015 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Kenneth M. Duberstein | Management | For | For |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1e | Elect Director Lawrence W. Kellner | Management | For | For |
1f | Elect Director Edward M. Liddy | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Susan C. Schwab | Management | For | For |
1i | Elect Director Ronald A. Williams | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE HOME DEPOT, INC. MEETING DATE: MAY 21, 2015 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ari Bousbib | Management | For | For |
1b | Elect Director Gregory D. Brenneman | Management | For | For |
1c | Elect Director J. Frank Brown | Management | For | For |
1d | Elect Director Albert P. Carey | Management | For | For |
1e | Elect Director Armando Codina | Management | For | For |
1f | Elect Director Helena B. Foulkes | Management | For | For |
1g | Elect Director Wayne M. Hewett | Management | For | For |
1h | Elect Director Karen L. Katen | Management | For | For |
1i | Elect Director Craig A. Menear | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2015 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director David T. Ching | Management | For | For |
1.5 | Elect Director Michael F. Hines | Management | For | For |
1.6 | Elect Director Amy B. Lane | Management | For | For |
1.7 | Elect Director Carol Meyrowitz | Management | For | For |
1.8 | Elect Director John F. O'Brien | Management | For | For |
1.9 | Elect Director Willow B. Shire | Management | For | For |
1.10 | Elect Director William H. Swanson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC. MEETING DATE: JUN 19, 2015 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James L. Barksdale | Management | For | For |
1b | Elect Director William P. Barr | Management | For | For |
1c | Elect Director Jeffrey L. Bewkes | Management | For | For |
1d | Elect Director Stephen F. Bollenbach | Management | For | For |
1e | Elect Director Robert C. Clark | Management | For | For |
1f | Elect Director Mathias Dopfner | Management | For | For |
1g | Elect Director Jessica P. Einhorn | Management | For | For |
1h | Elect Director Carlos M. Gutierrez | Management | For | For |
1i | Elect Director Fred Hassan | Management | For | For |
1j | Elect Director Kenneth J. Novack | Management | For | For |
1k | Elect Director Paul D. Wachter | Management | For | For |
1l | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Board Oversight of Tobacco Use Depicted in Products | Shareholder | Against | Against |
6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 10, 2015 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director William R. Nuti | Management | For | For |
1.7 | Elect Director Laurence E. Simmons | Management | For | For |
1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2015 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine Klein | Management | For | For |
1.2 | Elect Director Raymond Kurzweil | Management | For | For |
1.3 | Elect Director Martine Rothblatt | Management | For | For |
1.4 | Elect Director Louis Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 01, 2015 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2015 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders O. Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
1k | Elect Director Jeffrey W. Ubben | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VF CORPORATION MEETING DATE: APR 28, 2015 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
1.5 | Elect Director Robert J. Hurst | Management | For | For |
1.6 | Elect Director Laura W. Lang | Management | For | For |
1.7 | Elect Director W. Alan McCollough | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Matthew J. Shattock | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 28, 2015 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Management | For | For |
5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Management | For | For |
5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Management | For | For |
5d | Remove Supermajority Vote Requirement for Removal of Directors | Management | For | For |
5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VISTEON CORPORATION MEETING DATE: MAY 18, 2015 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
VISTEON CORPORATION MEETING DATE: JUN 11, 2015 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Duncan H. Cocroft | Management | For | For |
1b | Elect Director Jeffrey D. Jones | Management | For | For |
1c | Elect Director Timothy D. Leuliette | Management | For | For |
1d | Elect Director Joanne M. Maguire | Management | For | For |
1e | Elect Director Robert J. Manzo | Management | For | For |
1f | Elect Director Francis M. Scricco | Management | For | For |
1g | Elect Director David L. Treadwell | Management | For | For |
1h | Elect Director Harry J. Wilson | Management | For | For |
1i | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
1j | Elect Director Kam Ho George Yuen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | Against |
6 | Proxy Access | Shareholder | Against | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer