As filed with the Securities and Exchange Commission on September 6, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 6, 2011
BANK OF AMERICA CORPORATION
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 1-6523 | | 56-0906609 |
| (State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
| | |
100 North Tryon Street Charlotte, North Carolina 28255 | | | | 28255 |
| (Address of principal executive offices) | | | | (Zip Code) |
(704) 386-5681
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| ITEM 5.02. | DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. |
On September 6, 2011, Bank of America Corporation (the “Registrant”) made announcements concerning the Registrant’s executive management team, which impact named executive officers Sallie L. Krawcheck and Joe L. Price, as well as executive officers Thomas L. Montag and David C. Darnell, to be effective September 6, 2011. For biographical information regarding Mr. Montag and Mr. Darnell, please see the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2010.
A copy of the press release announcing these events is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
| ITEM 9.01. | FINANCIAL STATEMENTS AND EXHIBITS. |
(d) Exhibits.
The following exhibit is filed herewith:
| | |
EXHIBIT NO. | | DESCRIPTION OF EXHIBIT |
| |
| 99.1 | | Press Release dated September 6, 2011 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| BANK OF AMERICA CORPORATION |
| |
| By: | | /s/ Craig T. Beazer |
| | |
| | Craig T. Beazer |
| | Deputy General Counsel |
Dated: September 6, 2011
INDEX TO EXHIBITS
| | |
EXHIBIT NO. | | DESCRIPTION OF EXHIBIT |
| 99.1 | | Press Release dated September 6, 2011 |
