UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 11, 2021
CONNECTONE BANCORP, INC.
(Exact name of Company as specified in its charter)
| New Jersey | 001-11486 | 52-1273725 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No |
| | | |
| 301 Sylvan Avenue | | |
| Englewood Cliffs, New Jersey | | 07632 |
| (Address of principal executive offices) | | (Zip Code) |
Company's telephone number, including area code (201)816-8900
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Title of each class | Trading symbol | Name of each exchange on which registered |
| Common stock | CNOB | NASDAQ |
Item 8.01 Other Events
Exhibit 99.1: Presentation, February 2021, Investor Presentation
Item 9.01 Financial Statements and Exhibits
Exhibits. The following is filed as an Exhibit to this Current Report on Form 8-K:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| | CONNECTONE BANCORP, INC. |
| | (Registrant) |
| Dated: February 11, 2021 | | By: | /s/William S. Burns | |
| | | | WILLIAM S. BURNS | |
| | | | Executive Vice President and | |
| | | | Chief Financial Officer | |
