Page 6 of 8 Pages
ITEM 1(a) - | NAME OF ISSUER: |
Global X Fintech Thematic ETF
ITEM 1(b) - | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: |
c/o Global X Funds
600 Lexington Avenue, 20th Floor
New York, New York 10022
ITEM 2(a) - | NAME OF PERSON FILING: |
The PNC Financial Services Group, Inc.; PNC Bank, National
Association; PNC Delaware Trust Company; and PNC Ohio Trust Company
ITEM 2(b) - | ADDRESS OF PRINCIPAL BUSINESS OFFICE: |
The PNC Financial Services Group, Inc. - 300 Fifth Avenue, Pittsburgh, PA 15222-2401
PNC Bank, National Association - 300 Fifth Avenue, Pittsburgh, PA 15222-2401
PNC Delaware Trust Company - 222 Delaware Avenue, Wilmington, DE 19801
PNC Ohio Trust Company - 1900 East 9th Street, Cleveland, OH 44114
The PNC Financial Services Group, Inc. - Pennsylvania
PNC Bank, National Association - United States
PNC Delaware Trust Company - Delaware
PNC Ohio Trust Company - Ohio
ITEM 2(d) - | TITLE OF CLASS OF SECURITIES: |
Exchange-Traded Fund
37954Y814
ITEM 3 - | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: |
| | | | |
(a) | | ☐ | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| | |
(b) | | ☒ | | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| | |
(c) | | ☐ | | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| | |
(d) | | ☐ | | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| | |
(e) | | ☐ | | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| | |
(f) | | ☐ | | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| | |
(g) | | ☒ | | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| | |
(h) | | ☐ | | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| | |
(i) | | ☐ | | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
| | |
(j) | | ☐ | | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| | |
(k) | | ☐ | | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |