UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 12, 2017
SIGNAL BAY, INC. |
(Exact name of registrant as specified in its charter) |
Colorado
(State or other jurisdiction of incorporation)
000-12350 | | 47-1890509 |
(Commission File No.) | | (IRS Employer Identification No.) |
62930 O.B. Riley Rd #300 Bend, OR | | 97703 |
(Address of principal executive offices) | | (zip code) |
541-633-4568 |
(Registrant’s telephone number, including area code) |
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
Item 3.03 Material Modification to Rights of Security Holders
On March 12, 2017, the holders of a majority of the Series B and C preferred stock of Signal Bay, Inc. (the “Company”), respectively, elected to amend the Series B and C preferred stock designations to remove anti-reverse stock split provisions, so that now the conversion of preferred stock to common stock shall be downwardly adjusted upon a reverse stock split by the Company.
Item 9.01 Financial Statements and Exhibits.
99.1 | | Certificate of Designation, Preferences and Rights of Series B Preferred Stock of Signal Bay, Inc. (Amended as of March 12, 2017) |
| | |
99.2 | | Certificate of Designation, Preferences and Rights of Series C Preferred Stock of Signal Bay, Inc. (Amended as of March 12, 2017) |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | Signal Bay, Inc. | |
| | | | |
| Dated: March 12, 2017 | By: | /s/ William Waldrop | |
| Name: | William Waldrop | |
| | Title: | CEO | |
