UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-03692 |
Morgan Stanley Variable Investment Series |
(Exact name of registrant as specified in charter) |
522 Fifth Avenue, New York, New York | 10036 | |
(Address of principal executive offices) | (Zip code) |
Joseph Benedetti, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | 800-548-7786 |
Date of fiscal year end: | 12/31 |
Date of reporting period: | 7/1/13 – 6/30/14 |
FORM N-PX
ICA File Number: 811-03692
Registrant Name: Morgan Stanley Variable Investment Series
Reporting Period: 07/01/2013 - 06/30/2014
Morgan Stanley Variable Investment Series Aggressive Equity Portfolio
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Morgan Stanley Variable Investment Series European Equity Portfolio
ACCOR Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AC Security ID: F00189120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Severance Payment Agreement with Sebastien Bazin | Management | For | Against |
6 | Approve Severance Payment Agreement with Sven Boinet | Management | For | Against |
7 | Approve Severance Payment Agreement with Denis Hennequin | Management | For | Against |
8 | Approve Severance Payment Agreement with Yann Caillere | Management | For | Against |
9 | Approve Transaction with Institut Paul Bocuse | Management | For | For |
10 | Reelect Sebastien Bazin as Director | Management | For | For |
11 | Reelect Iris Knobloch as Director | Management | For | For |
12 | Reelect Virginie Morgon as Director | Management | For | For |
13 | Elect Jonathan Grunzweig as Director | Management | For | For |
14 | Authorize Repurchase of Up to 22 Million Shares | Management | For | For |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Amend Article 12 of Bylaws Re: Appointment of Employee Representatives and Shareholding Requirements for Directors | Management | For | For |
17 | Advisory Vote on Compensation of Denis Hennequin | Management | For | For |
18 | Advisory Vote on Compensation of Yann Caillere | Management | For | For |
19 | Advisory Vote on Compensation of Sebastien Bazin | Management | For | For |
20 | Advisory Vote on Compensation of Sven Boinet | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AIRBUS GROUP Meeting Date: MAY 27, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: AIR Security ID: N0280E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.2 | Receive Report on Business and Financial Statements | Management | None | None |
2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3 | Discussion of Agenda Items | Management | None | None |
4.1 | Adopt Financial Statements | Management | For | For |
4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
4.5 | Ratify KPMG as Auditors | Management | For | For |
4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
4.7 | Amend Articles Re: Change Company Name | Management | For | For |
4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Close Meeting | Management | None | None |
AMADEUS IT HOLDINGS SA Meeting Date: JUN 25, 2014 Record Date: JUN 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMS Security ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Amend Article 35 Re: Director Term | Management | For | For |
6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
6.3 | Reelect Francesco Loredan as Director | Management | For | For |
6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
6.5 | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | For |
6.6 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
6.7 | Elect Marc Verspyck as Director | Management | For | For |
6.8 | Ratify Appointment of and Elect Roland Busch as Director | Management | For | For |
6.9 | Elect Luis Maroto Camino as Director | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8.1 | Approve Remuneration of Directors | Management | For | For |
8.2 | Approve Remuneration of Executive Directors | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AXA Meeting Date: APR 23, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CS Security ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
9 | Reelect Henri de Castries as Director | Management | For | For |
10 | Reelect Norbert Dentressangle as Director | Management | For | For |
11 | Reelect Denis Duverne as Director | Management | For | For |
12 | Reelect Isabelle Kocher as Director | Management | For | For |
13 | Reelect Suet Fern Lee as Director | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Meeting Date: MAR 13, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BBVA Security ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Reelect Tomas Alfaro Drake as Director | Management | For | For |
2.2 | Reelect Carlos Loring Martinez de Irujo as Director | Management | For | For |
2.3 | Reelect Jose Luis Palao Garcia-Suelto as Director | Management | For | For |
2.4 | Reelect Susana Rodriguez Vidarte as Director | Management | For | For |
2.5 | Ratify Appointment of and Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director | Management | For | For |
2.6 | Appoint Lourdes Maiz Carro as Director | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2014 | Management | For | For |
6 | Fix Maximum Variable Compensation Ratio | Management | For | For |
7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BARCLAYS PLC Meeting Date: APR 24, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: BARC Security ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Maximum Ratio of Fixed to Variable Remuneration | Management | For | For |
5 | Elect Mike Ashley as Director | Management | For | For |
6 | Elect Wendy Lucas-Bull as Director | Management | For | For |
7 | Elect Tushar Morzaria as Director | Management | For | For |
8 | Elect Frits van Paasschen as Director | Management | For | For |
9 | Elect Steve Thieke as Director | Management | For | For |
10 | Re-elect Tim Breedon as Director | Management | For | For |
11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
12 | Re-elect Antony Jenkins as Director | Management | For | For |
13 | Re-elect Dambisa Moyo as Director | Management | For | For |
14 | Re-elect Sir Michael Rake as Director | Management | For | For |
15 | Re-elect Diane de Saint Victor as Director | Management | For | For |
16 | Re-elect Sir John Sunderland as Director | Management | For | For |
17 | Re-elect Sir David Walker as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
BAYER AG Meeting Date: APR 29, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAYN Security ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | Did Not Vote |
4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | Did Not Vote |
5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | Did Not Vote |
9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | Did Not Vote |
9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | Did Not Vote |
9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | Did Not Vote |
9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | Did Not Vote |
9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | Did Not Vote |
9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
BG GROUP PLC Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: BG. Security ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Simon Lowth as Director | Management | For | For |
6 | Elect Pam Daley as Director | Management | For | For |
7 | Elect Martin Ferguson as Director | Management | For | For |
8 | Re-elect Vivienne Cox as Director | Management | For | For |
9 | Re-elect Chris Finlayson as Director | Management | None | None |
10 | Re-elect Andrew Gould as Director | Management | For | For |
11 | Re-elect Baroness Hogg as Director | Management | For | For |
12 | Re-elect Dr John Hood as Director | Management | For | For |
13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
15 | Re-elect Sir David Manning as Director | Management | For | For |
16 | Re-elect Mark Seligman as Director | Management | For | For |
17 | Re-elect Patrick Thomas as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
BNP PARIBAS SA Meeting Date: MAY 14, 2014 Record Date: MAY 08, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNP Security ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
7 | Reelect Baudouin Prot as Director | Management | For | For |
8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
10 | Elect Daniela Schwarzer as Director | Management | For | For |
11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BP PLC Meeting Date: APR 10, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: BP. Security ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Iain Conn as Director | Management | For | For |
6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | Against |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Re-elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Executive Directors' Incentive Plan | Management | For | For |
20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 30, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | Against |
3 | Approve Remuneration Report | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Richard Burrows as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Re-elect Richard Tubb as Director | Management | For | For |
16 | Elect Savio Kwan as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
BRITISH SKY BROADCASTING GROUP PLC Meeting Date: NOV 22, 2013 Record Date: NOV 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: BSY Security ID: G15632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Chase Carey as Director | Management | For | For |
4 | Re-elect Tracy Clarke as Director | Management | For | For |
5 | Re-elect Jeremy Darroch as Director | Management | For | For |
6 | Re-elect David DeVoe as Director | Management | For | For |
7 | Re-elect Nick Ferguson as Director | Management | For | For |
8 | Re-elect Martin Gilbert as Director | Management | For | For |
9 | Elect Adine Grate as Director | Management | For | For |
10 | Re-elect Andrew Griffith as Director | Management | For | For |
11 | Re-elect Andy Higginson as Director | Management | For | For |
12 | Elect Dave Lewis as Director | Management | For | For |
13 | Re-elect James Murdoch as Director | Management | For | Against |
14 | Re-elect Matthieu Pigasse as Director | Management | For | For |
15 | Re-elect Danny Rimer as Director | Management | For | For |
16 | Re-elect Arthur Siskind as Director | Management | For | Against |
17 | Elect Andy Sukawaty as Director | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Remuneration Report | Management | For | Against |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
26 | Approve the Twenty-First Century Fox Agreement as a Related Party Transaction | Management | For | For |
27 | Approve 2013 Sharesave Scheme Rules | Management | For | For |
CREDIT AGRICOLE SA Meeting Date: MAY 21, 2014 Record Date: MAY 15, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ACA Security ID: F22797108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Amendment to Guarantee Agreement with Regionales Banks (Caisses Regionales de Credit Agricole) | Management | For | For |
6 | Ratify Appointment of Gerard Ouvrier-Buffet as Director | Management | For | For |
7 | Ratify Appointment of Pascal Celerier as Director | Management | For | For |
8 | Elect Daniel Epron as Director | Management | For | For |
9 | Elect Jean-Pierre Gaillard as Director | Management | For | For |
10 | Reelect Caroline Catoire as Director | Management | For | For |
11 | Reelect Laurence Dors as Director | Management | For | For |
12 | Reelect Francoise Gri as Director | Management | For | For |
13 | Reelect Jean-Louis Delorme as Director | Management | For | For |
14 | Reelect Gerard Ouvrier-Buffet as Director | Management | For | For |
15 | Reelect Christian Streiff as Director | Management | For | For |
16 | Reelect Francois Veverka as Director | Management | For | For |
17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
18 | Advisory Vote on Compensation of Jean-Marie Sander, Chairman | Management | For | For |
19 | Advisory Vote on Compensation of Jean-Paul Chifflet, CEO | Management | For | For |
20 | Advisory Vote on Compensation of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Vice-CEOs | Management | For | For |
21 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
22 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
25 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 24-26, 28-29, 33 and 34 | Management | For | For |
28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and/or 26 | Management | For | Against |
30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
31 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
32 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
34 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
35 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CRH PLC Meeting Date: MAY 07, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: CRG Security ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5(a) | Re-elect Ernst Bartschi as Director | Management | For | For |
5(b) | Re-elect Maeve Carton as Director | Management | For | For |
5(c) | Re-elect Bill Egan as Director | Management | For | For |
5(d) | Re-elect Utz-Hellmuth Felcht as Director | Management | For | For |
5(e) | Re-elect Nicky Hartery as Director | Management | For | For |
5(f) | Re-elect John Kennedy as Director | Management | For | For |
5(g) | Elect Don McGovern Jr. as Director | Management | For | For |
5(h) | Re-elect Heather Ann McSharry as Director | Management | For | For |
5(i) | Re-elect Albert Manifold as Director | Management | For | For |
5(j) | Re-elect Dan O'Connor as Director | Management | For | For |
5(k) | Elect Henk Rottinghuis as Director | Management | For | For |
5(l) | Re-elect Mark Towe as Director | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Reappoint Ernst & Young as Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise Reissuance of Treasury Shares | Management | For | For |
12 | Approve Scrip Dividend Program | Management | For | For |
13 | Approve Performance Share Plan | Management | For | For |
DAIMLER AG Meeting Date: APR 09, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: DAI Security ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KMPG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
7.1 | Elect Bernd Bohr to the Supervisory Board | Management | For | Did Not Vote |
7.2 | Elect Joe Kaeser to the Supervisory Board | Management | For | Did Not Vote |
7.3 | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | Did Not Vote |
8 | Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | Did Not Vote |
10 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11 | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
EXPERIAN PLC Meeting Date: JUL 17, 2013 Record Date: JUL 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: EXPN Security ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Deirdre Mahlan as Director | Management | For | For |
4 | Elect George Rose as Director | Management | For | For |
5 | Re-elect Fabiola Arredondo as Director | Management | For | For |
6 | Re-elect Chris Callero as Director | Management | For | For |
7 | Re-elect Brian Cassin as Director | Management | For | For |
8 | Re-elect Roger Davis as Director | Management | For | For |
9 | Re-elect Alan Jebson as Director | Management | For | For |
10 | Re-elect Sir John Peace as Director | Management | For | For |
11 | Re-elect Don Robert as Director | Management | For | For |
12 | Re-elect Sir Alan Rudge as Director | Management | For | For |
13 | Re-elect Judith Sprieser as Director | Management | For | For |
14 | Re-elect Paul Walker as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
FRESENIUS SE & CO KGAA Meeting Date: MAY 16, 2014 Record Date: APR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRE Security ID: D27348123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
7 | Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members | Management | For | For |
8 | Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
GLAXOSMITHKLINE PLC Meeting Date: MAY 07, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: GSK Security ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Sir Christopher Gent as Director | Management | For | Against |
5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Jing Ulrich as Director | Management | For | For |
17 | Re-elect Hans Wijers as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
GLENCORE XSTRATA PLC Meeting Date: MAY 20, 2014 Record Date: MAY 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: GLEN Security ID: G39420107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Company Name to Glencore plc | Management | For | For |
2 | Adopt New Articles of Association | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Final Distribution | Management | For | For |
5 | Re-elect Anthony Hayward as Director | Management | For | For |
6 | Re-elect Leonhard Fischer as Director | Management | For | For |
7 | Re-elect William Macaulay as Director | Management | For | For |
8 | Re-elect Ivan Glasenberg as Director | Management | For | For |
9 | Re-elect Peter Coates as Director | Management | For | For |
10 | Elect John Mack as Director | Management | For | For |
11 | Elect Peter Grauer as Director | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve Remuneration Policy | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Approve Scrip Dividend Program | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
HSBC HOLDINGS PLC Meeting Date: MAY 23, 2014 Record Date: MAY 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSBA Security ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Variable Pay Cap | Management | For | For |
5(a) | Elect Kathleen Casey as Director | Management | For | For |
5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
5(c) | Elect Marc Moses as Director | Management | For | For |
5(d) | Elect Jonathan Symonds as Director | Management | For | For |
5(e) | Re-elect Safra Catz as Director | Management | For | For |
5(f) | Re-elect Laura Cha as Director | Management | For | For |
5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
5(h) | Re-elect Joachim Faber as Director | Management | For | For |
5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
5(k) | Re-elect Douglas Flint as Director | Management | For | For |
5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
5(n) | Re-elect John Lipsky as Director | Management | For | For |
5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
5(p) | Re-elect Iain Mackay as Director | Management | For | For |
5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
IMPERIAL TOBACCO GROUP PLC Meeting Date: FEB 05, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: IMT Security ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Dr Ken Burnett as Director | Management | For | For |
6 | Re-elect Alison Cooper as Director | Management | For | For |
7 | Re-elect David Haines as Director | Management | For | For |
8 | Re-elect Michael Herlihy as Director | Management | For | For |
9 | Re-elect Susan Murray as Director | Management | For | For |
10 | Re-elect Matthew Phillips as Director | Management | For | For |
11 | Elect Oliver Tant as Director | Management | For | For |
12 | Re-elect Mark Williamson as Director | Management | For | For |
13 | Re-elect Malcolm Wyman as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
KONE CORPORATION Meeting Date: DEC 02, 2013 Record Date: NOV 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Approve Special Dividends | Management | For | For |
7 | Approve 2:1 Stock Split | Management | For | For |
8 | Close Meeting | Management | None | None |
KONE CORPORATION Meeting Date: FEB 24, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | For |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | For |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Fix Number of Auditors at Two | Management | For | For |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
16 | Authorize Share Repurchase Program | Management | For | For |
17 | Close Meeting | Management | None | None |
MILLICOM INTERNATIONAL CELLULAR S.A. Meeting Date: MAY 27, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MIC SDB Security ID: L6388F128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Jean-Michel Schmit as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
2 | Receive Board's and Auditor's Reports | Management | None | None |
3 | Accept Consolidated and Standalone Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 2.64 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Fix Number of Directors at 9 | Management | For | Did Not Vote |
7 | Reelect Mia Brunell Livfors as Director | Management | For | Did Not Vote |
8 | Reelect Paul Donovan as Director | Management | For | Did Not Vote |
9 | Reelect Alejandro Santo Domingo as Director | Management | For | Did Not Vote |
10 | Reelect Lorenzo Grabau as Director | Management | For | Did Not Vote |
11 | Reelect Ariel Eckstein as Director | Management | For | Did Not Vote |
12 | Elect Cristina Stenbeck as Director | Management | For | Did Not Vote |
13 | Elect Dame Amelia as Director | Management | For | Did Not Vote |
14 | Elect Dominique Lafont as Director | Management | For | Did Not Vote |
15 | Elect Tomas Eliasson as Director | Management | For | Did Not Vote |
16 | Appoint Christina Stenbeck as Board Chairman | Management | For | Did Not Vote |
17 | Approve Remuneration of Directors | Management | For | Did Not Vote |
18 | Renew Appointment of Ernst & Young as Auditor | Management | For | Did Not Vote |
19 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
20 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
21 | Approve Share Repurchase | Management | For | Did Not Vote |
22 | Approve Guidelines for Remuneration to Senior Management | Management | For | Did Not Vote |
1 | Appoint Jean-Michel Schmit as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | Management | For | Did Not Vote |
2 | Authorize Board to Increase Share Capital to a Maximum Amount of USD 199.99 Million within the Framework of Authorized Capital | Management | For | Did Not Vote |
3 | Receive Special Directors' Report Re: Limit Preemptive Rights | Management | None | None |
4 | Change Date of Annual Meeting | Management | For | Did Not Vote |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MUV2 Security ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 a | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting) | Management | None | None |
1 b | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8a | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | Did Not Vote |
8b | Elect Benita Ferrero-Waldner to the Supervisory Board | Management | For | Did Not Vote |
8c | Elect Ursula Gather to the Supervisory Board | Management | For | Did Not Vote |
8d | Elect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
8e | Elect Gerd Haeusler to the Supervisory Board | Management | For | Did Not Vote |
8f | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
8g | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Did Not Vote |
8h | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | Did Not Vote |
8i | Elect Anton van Rossum to the Supervisory Board | Management | For | Did Not Vote |
8j | Elect Ron Sommer to the Supervisory Board | Management | For | Did Not Vote |
9a | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9b | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9c | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9d | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9e | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9f | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9g | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
NESTLE SA Meeting Date: APR 10, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
5.1b | Reelect Paul Bulcke as Director | Management | For | For |
5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
5.1e | Reelect Beat Hess as Director | Management | For | For |
5.1f | Reelect Daniel Borel as Director | Management | For | For |
5.1g | Reelect Steven Hoch as Director | Management | For | For |
5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
5.1i | Reelect Titia de Lange as Director | Management | For | For |
5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
5.1k | Reelect Ann Veneman as Director | Management | For | For |
5.1l | Reelect Henri de Castries as Director | Management | For | For |
5.1m | Reelect Eva Cheng as Director | Management | For | For |
5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
5.4 | Ratify KMPG SA as Auditors | Management | For | For |
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
NOVARTIS AG Meeting Date: FEB 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NOVN Security ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | For |
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | For |
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | For |
5.2 | Reelect Dimitri Azar as Director | Management | For | For |
5.3 | Reelect Verena Briner as Director | Management | For | For |
5.4 | Reelect Srikant Datar as Director | Management | For | For |
5.5 | Reelect Ann Fudge as Director | Management | For | For |
5.6 | Reelect Pierre Landolt as Director | Management | For | For |
5.7 | Reelect Ulrich Lehner as Director | Management | For | For |
5.8 | Reelect Andreas von Planta as Director | Management | For | For |
5.9 | Reelect Charles Sawyers as Director | Management | For | For |
5.10 | Reelect Enrico Vanni as Director | Management | For | For |
5.11 | Reelect William Winters as Director | Management | For | For |
6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | For |
6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | For |
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | For |
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
PRUDENTIAL PLC Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PRU Security ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
6 | Elect Jacqueline Hunt as Director | Management | For | For |
7 | Elect Anthony Nightingale as Director | Management | For | For |
8 | Elect Alice Schroeder as Director | Management | For | For |
9 | Re-elect Sir Howard Davies as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Alexander Johnston as Director | Management | For | For |
12 | Re-elect Paul Manduca as Director | Management | For | For |
13 | Re-elect Michael McLintock as Director | Management | For | For |
14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
16 | Re-elect Philip Remnant as Director | Management | For | For |
17 | Re-elect Barry Stowe as Director | Management | For | For |
18 | Re-elect Tidjane Thiam as Director | Management | For | For |
19 | Re-elect Lord Turnbull as Director | Management | For | For |
20 | Re-elect Michael Wells as Director | Management | For | For |
21 | Appoint KPMG LLP as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
26 | Authorise Issue of Preference Shares | Management | For | For |
27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
RECKITT BENCKISER GROUP PLC Meeting Date: MAY 07, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: RB. Security ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | Against |
3 | Approve Remuneration Report | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Adrian Bellamy as Director | Management | For | For |
6 | Re-elect Peter Harf as Director | Management | For | For |
7 | Re-elect Adrian Hennah as Director | Management | For | For |
8 | Re-elect Kenneth Hydon as Director | Management | For | For |
9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
10 | Re-elect Andre Lacroix as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Nicandro Durante as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
REED ELSEVIER NV Meeting Date: APR 23, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: REN Security ID: N73430113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss Annual Report 2013 | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5a | Approve Discharge of Executive Directors | Management | For | For |
5b | Approve Discharge of Non-Executive Directors | Management | For | For |
6 | Approve Dividends of EUR 0.506 Per Share | Management | For | For |
7 | Ratify Deloitte as Auditors | Management | For | For |
8 | Elect Nick Luff as CFO in Replacement of Duncan Palmer and Approve Conditional Share Grant | Management | For | For |
9a | Reelect Anthony Habgood as Non-Executive Director | Management | For | For |
9b | Reelect Wolfhart Hauser as Non-Executive Director | Management | For | For |
9c | Reelect Adrian Hennah as Non-Executive Director | Management | For | For |
9d | Reelect Lisa Hook as Non-Executive Director | Management | For | For |
9e | Reelect Marike van Lier Lels as Non-Executive Director | Management | For | For |
9f | Reelect Robert Polet as Non-Executive Director | Management | For | For |
9g | Reelect Linda Sanford as Non-Executive Director | Management | For | For |
9h | Reelect Ben van der Veer as Non-Executive Director | Management | For | For |
10a | Reelect Erik Engstrom as Executive Director | Management | For | For |
10b | Reelect Duncan Palmer as Executive Director Until Sept. 25, 2014 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 01, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: RR. Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Lee Hsien Yang as Director | Management | For | For |
5 | Elect Warren East as Director | Management | For | For |
6 | Re-elect Ian Davis as Director | Management | For | For |
7 | Re-elect John Rishton as Director | Management | For | For |
8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
9 | Re-elect Lewis Booth as Director | Management | For | For |
10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
11 | Re-elect James Guyette as Director | Management | For | For |
12 | Re-elect John McAdam as Director | Management | For | For |
13 | Re-elect Mark Morris as Director | Management | For | For |
14 | Re-elect John Neill as Director | Management | For | For |
15 | Re-elect Colin Smith as Director | Management | For | For |
16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
17 | Appoint KPMG LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Payment to Shareholders | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Approve Performance Share Plan | Management | For | For |
22 | Approve Deferred Share Bonus Plan | Management | For | For |
23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 20, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
SCHNEIDER ELECTRIC SA Meeting Date: MAY 06, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SU Security ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
9 | Elect Linda Knoll as Director | Management | For | For |
10 | Reelect Noel Forgeard as Director | Management | For | For |
11 | Reelect Willy Kissling as Director | Management | For | For |
12 | Reelect Cathy Kopp as Director | Management | For | For |
13 | Reelect Henri Lachmann as Director | Management | For | For |
14 | Reelect Richard Thoman as Director | Management | For | For |
15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
23 | Elect Lone Fonss Schroder as Director | Management | For | For |
SES SA Meeting Date: APR 03, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: SESG Security ID: L8300G135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Attendance List, Quorum, and Adoption of Agenda | Management | None | None |
2 | Appoint One Secretary and Two Meeting Scrutineers | Management | None | None |
3 | Receive Board's 2013 Activities Report | Management | None | None |
4 | Receive Explanations on Main Developments during 2013 and Perspectives | Management | None | None |
5 | Receive Information on 2013 Financial Results | Management | None | None |
6 | Receive Auditor's Report | Management | None | None |
7 | Accept Consolidated and Individual Financial Statements | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Standard Accounting Transfers | Management | For | For |
10 | Approve Discharge of Directors | Management | For | For |
11 | Approve Discharge of Auditors | Management | For | For |
12 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Share Repurchase | Management | For | For |
14.1 | Elect M. Beuls as Director | Management | For | For |
14.2 | Elect M. Bicknell as Director | Management | For | For |
14.3 | Elect B. Cosgrave as Director | Management | For | For |
14.4 | Elect R. Potarazu as Director | Management | For | For |
14.5 | Elect R. Steichen as Director | Management | For | For |
14.6 | Elect J.P. Zens as Director | Management | For | For |
15 | Approve Remuneration of Directors | Management | For | For |
16 | Transact Other Business (Non-Voting) | Management | None | None |
SIEMENS AG Meeting Date: JAN 28, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SIE Security ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | Did Not Vote |
8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
10 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
SOCIETE GENERALE Meeting Date: MAY 20, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GLE Security ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Management | For | For |
6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Management | For | For |
7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
9 | Reelect Robert Castaigne as Director | Management | For | For |
10 | Elect Lorenzo Bini Smaghi as Director | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SUEZ ENVIRONNEMENT COMPANY Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SEV Security ID: F4984P118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
4 | Elect Ines Kolmsee as Director | Management | For | For |
5 | Reelect Gilles Benoist as Director | Management | For | For |
6 | Reelect Alain Chaigneau as Director | Management | For | For |
7 | Reelect Penelope Chalmers Small as Director | Management | For | For |
8 | Reelect Guillaume Pepy as Director | Management | For | For |
9 | Reelect Jerome Tolot as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
11 | Renew Appointment of Mazars as Auditor | Management | For | For |
12 | Renew Appointment of CBA as Alternate Auditor | Management | For | For |
13 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | Management | For | For |
15 | Advisory Vote on Compensation of Jean-Louis Chaussade, CEO | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Amend Articles 11.2 and 17.4 of Bylaws Re: Age Limit for Chairman and for CEO | Management | For | For |
18 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 | Management | For | For |
24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 204 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
29 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 408 Million | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SVENSKA CELLULOSA AB (SCA) Meeting Date: APR 10, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCA B Security ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | For |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Close Meeting | Management | None | None |
UMICORE Meeting Date: APR 29, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: UMI Security ID: B95505168 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.00 per Share | Management | For | For |
4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7.1 | Reelect Ines Kolmsee as Independent Director | Management | For | For |
7.2 | Reelect Uwe-Ernst Bufe as Director | Management | For | For |
7.3 | Reelect Arnoud de Pret as Director | Management | For | For |
7.4 | Elect Jonathan Oppenheimer as Director | Management | For | For |
7.5 | Approve Remuneration of Directors | Management | For | For |
8.1 | Ratify PricewaterhouseCooper as Auditors, Permanently Represented by Marc Daelman | Management | For | For |
8.2 | Approve Auditors' Remuneration | Management | For | For |
1 | Approve Change-of-Control Clause Re: Revolving Facility Agreement | Management | For | For |
UNICREDIT SPA Meeting Date: MAY 13, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: UCG Security ID: T960AS101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.a | Approve Allocation of Income | Management | For | For |
2.b | Approve Stock Dividend Program | Management | For | For |
2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
5 | Fix Maximum Variable Compensation Ratio | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve 2014 Group Incentive System | Management | For | For |
8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | For |
3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
VODAFONE GROUP PLC Meeting Date: JUL 23, 2013 Record Date: JUL 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Elect Omid Kordestani as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
VODAFONE GROUP PLC Meeting Date: JAN 28, 2014 Record Date: JAN 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JAN 28, 2014 Record Date: JAN 26, 2014 Meeting Type: COURT | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
VOLKSWAGEN AG (VW) Meeting Date: MAY 13, 2014 Record Date: APR 21, 2014 Meeting Type: SPECIAL | ||||
Ticker: VOW3 Security ID: D94523103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights | Management | For | Did Not Vote |
ZURICH INSURANCE GROUP AG Meeting Date: APR 02, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ZURN Security ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2.1 | Approve Allocation of Income | Management | For | For |
2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1.1 | Reelect Tom de Swaan as Board Chairman | Management | For | For |
4.1.2 | Reelect Susan Bies as Director | Management | For | For |
4.1.3 | Reelect Alison Carnwath as Director | Management | For | For |
4.1.4 | Reelect Rafael del Pino as Director | Management | For | For |
4.1.5 | Reelect Thomas Escher as Director | Management | For | For |
4.1.6 | Reelect Fred Kindle as Director | Management | For | For |
4.1.7 | Reelect Monica Maechler as Director | Management | For | For |
4.1.8 | Reelect Don Nicolaisen as Director | Management | For | For |
4.1.9 | Elect Christoph Franz as Director | Management | For | For |
4.2.1 | Appoint Alison Carnwath as Member of the Compensation Committee | Management | For | For |
4.2.2 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | For |
4.2.3 | Appoint Rafael del Pino as Member of the Compensation Committee | Management | For | For |
4.2.4 | Appoint Thomas Escher as Member of the Compensation Committee | Management | For | For |
4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
5 | Approve Creation of CHF 1 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
Morgan Stanley Variable Investment Series Global Infrastructure Portfolio
AMERICAN TOWER CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AWK Security ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie A. Dobson | Management | For | For |
1b | Elect Director Paul J. Evanson | Management | For | For |
1c | Elect Director Martha Clark Goss | Management | For | For |
1d | Elect Director Richard R. Grigg | Management | For | For |
1e | Elect Director Julia L. Johnson | Management | For | For |
1f | Elect Director George MacKenzie | Management | For | For |
1g | Elect Director William J. Marrazzo | Management | For | For |
1h | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APA GROUP Meeting Date: OCT 24, 2013 Record Date: OCT 22, 2013 Meeting Type: ANNUAL | ||||
Ticker: APA Security ID: Q0437B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steven Crane as Director | Management | For | For |
2 | Elect John Fletcher as Director | Management | For | For |
3 | Approve the Amendments to the Australian Pipeline Trust Constitution | Management | For | For |
4 | Approve the Amendments to the APT Investment Trust Constitution | Management | For | For |
ATLANTIA SPA Meeting Date: AUG 08, 2013 Record Date: JUL 30, 2013 Meeting Type: SPECIAL | ||||
Ticker: ATL Security ID: T05404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendment to Merger Agreement with Gemina SpA | Management | For | For |
2 | Revoke Merger Agreement with Gemina SpA | Management | For | For |
ATLANTIA SPA Meeting Date: APR 15, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: ATL Security ID: T05404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
3 | Approve Remuneration Report | Management | For | For |
4 | Amend Stock Option Plan 2011 and Stock Grant Plan - MBO | Management | For | For |
5 | Approve Phantom Option Plan 2014 | Management | For | Against |
ATMOS ENERGY CORPORATION Meeting Date: FEB 05, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: ATO Security ID: 049560105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Best | Management | For | For |
1b | Elect Director Kim R. Cocklin | Management | For | For |
1c | Elect Director Richard W. Douglas | Management | For | For |
1d | Elect Director Ruben E. Esquivel | Management | For | For |
1e | Elect Director Richard K. Gordon | Management | For | For |
1f | Elect Director Robert C. Grable | Management | For | For |
1g | Elect Director Thomas C. Meredith | Management | For | For |
1h | Elect Director Nancy K. Quinn | Management | For | For |
1i | Elect Director Richard A. Sampson | Management | For | For |
1j | Elect Director Stephen R. Springer | Management | For | For |
1k | Elect Director Richard Ware, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BEIJING ENTERPRISES HOLDINGS LTD. Meeting Date: NOV 08, 2013 Record Date: NOV 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00392 Security ID: Y07702122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale and Purchase Agreement and the Supplemental Agreement | Management | For | For |
CCR S.A. Meeting Date: APR 15, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: CCRO3 Security ID: P1413U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Fix Board Size and Elect Directors | Management | For | For |
5 | Install Fiscal Council and Elect Members | Management | For | For |
6 | Approve Remuneration of Company's Management | Management | For | Against |
CENTERPOINT ENERGY, INC. Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CNP Security ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director Scott J. McLean | Management | For | For |
1e | Elect Director Scott M. Prochazka | Management | For | For |
1f | Elect Director Susan O. Rheney | Management | For | For |
1g | Elect Director Phillip R. Smith | Management | For | For |
1h | Elect Director R. A. Walker | Management | For | For |
1i | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHINA GAS HOLDINGS LTD. Meeting Date: AUG 20, 2013 Record Date: AUG 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00384 Security ID: G2109G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Chen Xinguo as Director | Management | For | For |
3a2 | Elect Huang Yong as Director | Management | For | For |
3a3 | Elect Yu Jeong Joon as Director | Management | For | For |
3a4 | Elect Feng Zhuozhi as Director | Management | For | For |
3a5 | Elect P K Jain as Director | Management | For | Against |
3a6 | Elect Wong Sin Yue, Cynthia as Director | Management | For | For |
3a7 | Elect Zhao Yuhua as Director | Management | For | For |
3b | Authorize Board To Fix Directors' Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve New Share Option Scheme | Management | For | Against |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: MAY 23, 2014 Record Date: MAY 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Zheng Shaoping as Director | Management | For | For |
3a2 | Elect Kut Ying Hay as Director | Management | For | For |
3a3 | Elect Lee Yip Wah Peter as Director | Management | For | For |
3a4 | Elect Li Kwok Heem John as Director | Management | For | For |
3a5 | Elect Li Ka Fai David as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Grant of Options Pursuant to the Share Option Scheme | Management | For | Against |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5d | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | Against |
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Meeting Date: APR 30, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SBSP3 Security ID: 20441A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4 | Elect Directors and Appoint Chairman for Two-Year Term | Management | For | For |
5 | Elect Fiscal Council Members for One-Year Term | Management | For | For |
6 | Approve Remuneration of Company's Management | Management | For | For |
1 | Authorize Capitalization of Reserves | Management | For | For |
2 | Approve Increase in Authorized Capital | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 30, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCI Security ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Dale N. Hatfield | Management | For | For |
1c | Elect Director Lee W. Hogan | Management | For | For |
1d | Elect Director Robert F. McKenzie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DUET GROUP Meeting Date: JUL 18, 2013 Record Date: JUL 16, 2013 Meeting Type: COURT | ||||
Ticker: DUE Security ID: Q32878102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Amendments to the Constitution of DUET1 to Implement the DUET1 Trust Scheme | Management | For | For |
2 | Approve the DUET1 Trust Scheme in Relation to the Acquisition by DUET Company Limited (DUECo) of DUET1 Units | Management | For | For |
1 | Approve the Amendments to the Constitution of DUET3 to Implement the DUET3 Trust Scheme | Management | For | For |
2 | Approve the DUET3 Trust Scheme in Relation to the Acquisition by DUET Management Company 2 Limited (DMC2) of DUET3 Units | Management | For | For |
1 | Approve the DMC1 Company Scheme in Relation to the Acquisition by DUECo of DMC1 Shares | Management | For | For |
1 | Approve the Destapling of DUET1 Units from Diversified Utility and Energy Trust No. 2 (DUET2) Units, DUET3 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | Management | For | For |
1 | Approve the Destapling of DUET2 Units from DUET1 Units, DUET3 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | Management | For | For |
2 | Approve the Amendments to the Constitution of DUET2 in Relation to the New Stapled Securities and Four-Stapled Structure, Issue of DUET2 Units as DUET3 Trust Scheme Consideration, and Change of Name of DUET2 | Management | For | For |
1 | Approve the Destapling of DUET3 Units from DUET1 Units, DUET2 Units, DIHL Shares, DMC1 Shares, and DMC2 Shares | Management | For | For |
1 | Approve the Destapling of DIHL Shares from DUET1 Units, DUET2 Units, DUET3 Units, DMC1 Shares, and DMC2 Shares | Management | For | For |
2 | Approve the Amendments to the Constitution of DIHL in Relation to the New Stapled Securities and Four-Stapled Structure, Director Eligibility Requirements, and Redundant References to Cancelled Share Classes | Management | For | For |
3 | Elect Duncan Sutherland as a Director | Management | For | For |
4 | Elect Shirley In't Veld as a Director | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
6 | Approve the Amendments to the Constitution of DIHL in Relation to Director Remuneration | Management | For | For |
1 | Approve the Destapling of DMC1 Shares from DUET1 Units, DUET2 Units, DUET3 Units, DIHL Shares, and DMC2 Shares | Management | For | For |
1 | Approve the Destapling of DMC2 Shares from DUET1 Units, DUET2 Units, DUET3 Units, DIHL Shares, and DMC1 Shares | Management | For | For |
2 | Approve the Amendments to the Constitution of DMC2 in Relation to the New Stapled Securities and Four-Stapled Structure, Director Eligibility Requirements, Decrease of Maximum Aggregate Director Remuneration, and Change of Name of DMC2 | Management | For | For |
3 | Elect Michael Lee as a Director | Management | For | For |
4 | Elect Jane Harvey as a Director | Management | For | For |
5 | Approve the Change of Company Name to DUET Finance Limited | Management | For | For |
DUET GROUP Meeting Date: NOV 22, 2013 Record Date: NOV 20, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: DUE Security ID: Q32878193 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Douglas Halley as Director | Management | For | For |
3 | Elect Ron Finlay as Director | Management | For | For |
4 | Elect Emma Stein as Director | Management | For | For |
5 | Elect John Roberts as Director | Management | For | For |
6 | Ratify the Past Issuance of 48.54 Million Shares in DIHL to Institutional Investors | Management | For | For |
1 | Ratify the Past Issuance of 48.54 Million Shares in DUECo to Institutional Investors | Management | For | For |
1 | Ratify the Past Issuance of 48.54 Million Units in DFT to Institutional Investors | Management | For | For |
2 | Appove Amendment to DFT Constitution | Management | For | For |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Eric Goodwin as Director | Management | For | For |
3 | Elect Ron Finlay as Director | Management | For | For |
4 | Ratify the Past Issuance of 48.54 Million Shares in DFL to Institutional Investors | Management | For | For |
ENBRIDGE INC. Meeting Date: MAY 07, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ENB Security ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director J. Herb England | Management | For | For |
1.5 | Elect Director Charles W. Fischer | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director David A. Leslie | Management | For | For |
1.8 | Elect Director Al Monaco | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ENN ENERGY HOLDINGS LTD. Meeting Date: DEC 30, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 02688 Security ID: G3066L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Deed of Non-Competition | Management | For | Against |
EUTELSAT COMMUNICATIONS Meeting Date: NOV 07, 2013 Record Date: NOV 01, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ETL Security ID: F3692M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Management | For | For |
5 | Reelect Bertrand Mabille as Director | Management | For | For |
6 | Ratify Appointment of Ross McInnes as Director | Management | For | For |
7 | Advisory Vote on Compensation of CEO | Management | For | For |
8 | Advisory Vote on Compensation of Vice-CEO | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12-14 | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million | Management | For | For |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
FLUGHAFEN WIEN AG Meeting Date: MAY 05, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: FLU Security ID: A2048U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLUGHAFEN ZUERICH AG Meeting Date: APR 10, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: FHZN Security ID: H26552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
3a | Accept Financial Statements and Statutory Reports | Management | For | For |
3b | Approve Remuneration Report (Consultative Vote) | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | For | For |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
7a | Approve Maximum Remuneration of Board of Directors Until the 2015 AGM in the Amount of CHF 1.2 Million | Management | For | For |
7b | Approve Maximum Remuneration of Executive Committee for Fiscal 2015 in the Amount of CHF 3.9 Million | Management | For | For |
8a1 | Reelect Corine Mauch as Director | Management | For | For |
8a2 | Reelect Kaspar Schiller as Director | Management | For | For |
8a3 | Reelect Andreas Schmid as Director | Management | For | For |
8a4 | Reelect Ulrik Svensson as Director | Management | For | Against |
8a5 | Elect Guglielmo Brentel as Director | Management | For | For |
8b | Elect Andreas Schmid as Board Chairman | Management | For | For |
8c1 | Appoint Lukas Briner as Member of the Nomination and Compensation Committee | Management | For | For |
8c2 | Appoint Kaspar Schiller as Member of the Nomination and Compensation Committee | Management | For | For |
8c3 | Appoint Andreas Schmid as Member of the Nomination and Compensation Committee without Voting Rights | Management | For | For |
8c4 | Appoint Martin Wetter as Member of the Nomination and Compensation Committee | Management | For | For |
8d | Designate Markus Meili as Independent Proxy | Management | For | For |
8e | Ratify KPMG AG as Auditors | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
ITC HOLDINGS CORP. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ITC Security ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | Withhold |
1.2 | Elect Director Edward G. Jepsen | Management | For | Withhold |
1.3 | Elect Director William J. Museler | Management | For | Withhold |
1.4 | Elect Director Hazel R. O'Leary | Management | For | Withhold |
1.5 | Elect Director Thomas G. Stephens | Management | For | Withhold |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | Withhold |
1.7 | Elect Director Lee C. Stewart | Management | For | Withhold |
1.8 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: OCT 25, 2013 Record Date: SEP 24, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Non-Public Debt Financing Instruments | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: DEC 20, 2013 Record Date: NOV 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Ultra Short-term Financing Bills and Related Transactions | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: JUN 06, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Approve Annual Budget Report for the Year 2013 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Profit Distribution Scheme in Respect of the Final Dividend | Management | For | For |
6 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors at a Remuneration of RMB 2.1 Million Per Year | Management | For | For |
7 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors for Internal Control at a Remuneration of RMB 680,000 Per Year | Management | For | For |
8 | Approve Issuance of Short-Term Commercial Papers | Management | For | For |
9 | Approve Adjustment of Independent Directors' Remuneration | Management | For | For |
KINDER MORGAN, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.4 | Elect Director Deborah A. Macdonald | Management | For | For |
1.5 | Elect Director Michael J. Miller | Management | For | For |
1.6 | Elect Director Michael C. Morgan | Management | For | For |
1.7 | Elect Director Fayez Sarofim | Management | For | For |
1.8 | Elect Director C. Park Shaper | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John M. Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Financial Risks of Climate Change | Shareholder | Against | For |
4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Shareholder | Against | For |
5 | Report on Sustainability | Shareholder | Against | For |
KONINKLIJKE VOPAK NV Meeting Date: SEP 17, 2013 Record Date: AUG 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: VPK Security ID: N5075T159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Grant Board Authority to Issue Cumulative Preference C Shares | Management | For | For |
2b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2a | Management | For | For |
3 | Amend Articles Re: Create Cumulative Preference C Shares | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Stock Dividend Program | Management | For | For |
6 | Amend Call-Option Agreement with Company Friendly Foundation | Management | For | Against |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
KONINKLIJKE VOPAK NV Meeting Date: APR 23, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: VPK Security ID: N5075T159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Dividends of EUR 0.90 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Reelect E.M. Hoekstra as Executive Director | Management | For | For |
10 | Reelect F. Eulderink as Executive Director | Management | For | For |
11 | Reelect C.J. van den Driestto Supervisory Board | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Approve Cancellation of Cumulative Financing Preference Shares | Management | For | For |
14 | Ratify Deloitte as Auditors | Management | For | For |
15 | Allow Questions | Management | None | None |
16 | Close Meeting | Management | None | None |
MACQUARIE ATLAS ROADS LTD. Meeting Date: APR 15, 2014 Record Date: APR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: MQA Security ID: Q568A7101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Richard England as Director | Management | For | For |
3 | Elect John Roberts as Director | Management | For | For |
1 | Approve PricewaterhouseCoopers as Auditor and Authorize the Board to Fix Their Remuneration | Management | For | For |
2 | Elect Derek Stapley as Director | Management | For | For |
3 | Elect David Walsh as Director | Management | For | For |
4 | Approve Standing Approval for Distributions | Management | For | For |
NATIONAL GRID PLC Meeting Date: JUL 29, 2013 Record Date: JUL 27, 2013 Meeting Type: ANNUAL | ||||
Ticker: NG. Security ID: G6375K151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Tom King as Director | Management | For | For |
7 | Re-elect Nick Winser as Director | Management | For | For |
8 | Re-elect Philip Aiken as Director | Management | For | For |
9 | Re-elect Nora Brownell as Director | Management | For | For |
10 | Elect Jonathan Dawson as Director | Management | For | For |
11 | Re-elect Paul Golby as Director | Management | For | For |
12 | Re-elect Ruth Kelly as Director | Management | For | For |
13 | Re-elect Maria Richter as Director | Management | For | For |
14 | Elect Mark Williamson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
NISOURCE INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: NI Security ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
NORTHEAST UTILITIES Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: NU Security ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director William C. Van Faasen | Management | For | For |
1.12 | Elect Director Frederica M. Williams | Management | For | For |
1.13 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ONEOK, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: OKE Security ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
1.11 | Elect Director Terry K. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
PENNON GROUP PLC Meeting Date: AUG 01, 2013 Record Date: JUL 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: PNN Security ID: G8295T213 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Kenneth Harvey as Director | Management | For | For |
5 | Re-elect Martin Angle as Director | Management | For | For |
6 | Re-elect Gerard Connell as Director | Management | For | For |
7 | Re-elect Colin Drummond as Director | Management | For | For |
8 | Re-elect David Dupont as Director | Management | For | For |
9 | Re-elect Christopher Loughlin as Director | Management | For | For |
10 | Elect Gill Rider as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Against |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | Against |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
PG&E CORPORATION Meeting Date: MAY 12, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Maryellen C. Herringer | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Barbara L. Rambo | Management | For | For |
1.11 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RED ELECTRICA CORPORACION SA Meeting Date: MAY 08, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: REE Security ID: E42807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual Financial Statements | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board | Management | For | For |
5.1 | Ratify Appointment of and Elect Jose Angel Partearroyo Martin as Director | Management | For | For |
5.2 | Elect Socorro Fernandez Larrea as Director | Management | For | For |
5.3 | Elect Antonio Gomez Ciria as Director | Management | For | For |
6.1 | Authorize Share Repurchase Program | Management | For | For |
6.2 | Approve Stock-for-Salary Plan | Management | For | For |
6.3 | Void Previous Share Repurchase Authorization | Management | For | For |
7.1 | Approve Remuneration Policy Report | Management | For | For |
7.2 | Approve Remuneration of Directors for FY 2013 | Management | For | For |
7.3 | Approve Remuneration of Directors for FY 2014 | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Receive Corporate Governance Report | Management | None | None |
SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: SBAC Security ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven E. Bernstein | Management | For | For |
1b | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEMGROUP CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SEMG Security ID: 81663A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
1.3 | Elect Director John F. Chlebowski | Management | For | For |
1.4 | Elect Director Carlin G. Conner | Management | For | For |
1.5 | Elect Director Karl F. Kurz | Management | For | For |
1.6 | Elect Director James H. Lytal | Management | For | For |
1.7 | Elect Director Thomas R. McDaniel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director Kathleen L. Brown | Management | For | For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
1.5 | Elect Director William D. Jones | Management | For | For |
1.6 | Elect Director William G. Ouchi | Management | For | For |
1.7 | Elect Director Debra L. Reed | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director William P. Rutledge | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Jack T. Taylor | Management | For | For |
1.12 | Elect Director Luis M. Tellez | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SES SA Meeting Date: APR 03, 2014 Record Date: MAR 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: SESG Security ID: L8300G135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Attendance List, Quorum, and Adoption of Agenda | Management | None | None |
2 | Appoint One Secretary and Two Meeting Scrutineers | Management | None | None |
3 | Receive Board's 2013 Activities Report | Management | None | None |
4 | Receive Explanations on Main Developments during 2013 and Perspectives | Management | None | None |
5 | Receive Information on 2013 Financial Results | Management | None | None |
6 | Receive Auditor's Report | Management | None | None |
7 | Accept Consolidated and Individual Financial Statements | Management | For | For |
8 | Approve Allocation of Income | Management | For | For |
9 | Approve Standard Accounting Transfers | Management | For | For |
10 | Approve Discharge of Directors | Management | For | For |
11 | Approve Discharge of Auditors | Management | For | For |
12 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Share Repurchase | Management | For | For |
14.1 | Elect M. Beuls as Director | Management | For | For |
14.2 | Elect M. Bicknell as Director | Management | For | For |
14.3 | Elect B. Cosgrave as Director | Management | For | For |
14.4 | Elect R. Potarazu as Director | Management | For | For |
14.5 | Elect R. Steichen as Director | Management | For | For |
14.6 | Elect J.P. Zens as Director | Management | For | For |
15 | Approve Remuneration of Directors | Management | For | For |
16 | Transact Other Business (Non-Voting) | Management | None | None |
SEVERN TRENT PLC Meeting Date: JUL 17, 2013 Record Date: JUL 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: SVT Security ID: G8056D159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Tony Ballance as Director | Management | For | For |
5 | Re-elect Bernard Bulkin as Director | Management | For | For |
6 | Re-elect Richard Davey as Director | Management | For | For |
7 | Re-elect Andrew Duff as Director | Management | For | For |
8 | Re-elect Gordon Fryett as Director | Management | For | For |
9 | Re-elect Martin Kane as Director | Management | For | For |
10 | Re-elect Martin Lamb as Director | Management | For | For |
11 | Re-elect Michael McKeon as Director | Management | For | For |
12 | Re-elect Baroness Noakes as Director | Management | For | For |
13 | Re-elect Andy Smith as Director | Management | For | For |
14 | Re-elect Tony Wray as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
SNAM SPA Meeting Date: APR 15, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRG Security ID: T8578L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
SPARK INFRASTRUCTURE GROUP Meeting Date: MAY 23, 2014 Record Date: MAY 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SKI Security ID: Q8604W120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Andrew Fay as Director | Management | For | For |
SPECTRA ENERGY CORP Meeting Date: APR 15, 2014 Record Date: FEB 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: SE Security ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory L. Ebel | Management | For | For |
1b | Elect Director Austin A. Adams | Management | For | For |
1c | Elect Director Joseph Alvarado | Management | For | For |
1d | Elect Director Pamela L. Carter | Management | For | For |
1e | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Michael McShane | Management | For | For |
1i | Elect Director Michael G. Morris | Management | For | For |
1j | Elect Director Michael E. J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Report on Methane Emissions | Shareholder | Against | For |
SYDNEY AIRPORT Meeting Date: SEP 19, 2013 Record Date: SEP 17, 2013 Meeting Type: SPECIAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | Management | For | For |
2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | Management | For | For |
3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | Management | For | For |
4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | Management | For | For |
1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | Management | For | For |
2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | Management | For | For |
3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | Management | For | For |
4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | Management | For | For |
SYDNEY AIRPORT Meeting Date: NOV 22, 2013 Record Date: NOV 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Change of Responsible Entity | Management | For | For |
2 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | Management | For | For |
3 | Approve the Amendments to SAT 1 Constitution | Management | For | For |
1 | Approve the Amendments to SAT 2 Constitution to Effect the Scheme | Management | For | For |
2 | Approve the Acquisition by Sydney Airport Ltd of All of the SAT 2 Units | Management | For | For |
3 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | Management | For | For |
SYDNEY AIRPORT Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Stephen Ward as Director | Management | For | For |
4 | Elect Ann Sherry as Director | Management | For | For |
1 | Elect Patrick Gourley as Director | Management | For | For |
THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: WMB Security ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
1.9 | Elect Director Steven W. Nance | Management | For | For |
1.10 | Elect Director Murray D. Smith | Management | For | For |
1.11 | Elect Director Janice D. Stoney | Management | For | For |
1.12 | Elect Director Laura A. Sugg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOKYO GAS CO. LTD. Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 9531 Security ID: J87000105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
2.2 | Elect Director Muraki, Shigeru | Management | For | For |
2.3 | Elect Director Hirose, Michiaki | Management | For | For |
2.4 | Elect Director Hataba, Matsuhiko | Management | For | For |
2.5 | Elect Director Kunigo, Yutaka | Management | For | For |
2.6 | Elect Director Yoshino, Kazuo | Management | For | For |
2.7 | Elect Director Mikami, Masahiro | Management | For | For |
2.8 | Elect Director Kobayashi, Hiroaki | Management | For | For |
2.9 | Elect Director Sato, Yukio | Management | For | For |
2.10 | Elect Director Tomizawa, Ryuuichi | Management | For | For |
2.11 | Elect Director Nakagaki, Yoshihiko | Management | For | For |
3 | Appoint Statutory Auditor Tojima, Wako | Management | For | For |
TRANSCANADA CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRP Security ID: 89353D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Benson | Management | For | For |
1.2 | Elect Director Derek H. Burney | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Russell K. Girling | Management | For | For |
1.5 | Elect Director S. Barry Jackson | Management | For | For |
1.6 | Elect Director Paula Rosput Reynolds | Management | For | For |
1.7 | Elect Director John Richels | Management | For | For |
1.8 | Elect Director Mary Pat Salomone | Management | For | For |
1.9 | Elect Director D. Michael G. Stewart | Management | For | For |
1.10 | Elect Director Siim A. Vanaselja | Management | For | For |
1.11 | Elect Director Richard E. Waugh | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TRANSURBAN GROUP Meeting Date: OCT 10, 2013 Record Date: OCT 08, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: TCL Security ID: Q9194A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Lindsay Maxsted as Director | Management | For | For |
2b | Elect Samantha Mostyn as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 382,292 Performance Awards to Scott Charlton, CEO of the Company | Management | For | For |
UNION PACIFIC CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED UTILITIES GROUP PLC Meeting Date: JUL 26, 2013 Record Date: JUL 24, 2013 Meeting Type: ANNUAL | ||||
Ticker: UU. Security ID: G92755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Dr John McAdam as Director | Management | For | For |
5 | Re-elect Steve Mogford as Director | Management | For | For |
6 | Re-elect Russ Houlden as Director | Management | For | For |
7 | Re-elect Dr Catherine Bell as Director | Management | For | For |
8 | Elect Brian May as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Re-elect Sara Weller as Director | Management | For | For |
11 | Appoint KPMG LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Approve Long Term Plan | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Against |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
Morgan Stanley Variable Investment Series Income Plus Portfolio
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Morgan Stanley Variable Investment Series Limited Duration Portfolio
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Morgan Stanley Variable Investment Series Money Market Portfolio
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Morgan Stanley Variable Investment Series Multi Cap Growth Portfolio
AMAZON.COM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Against |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ARCH CAPITAL GROUP LTD. Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACGL Security ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kewsong Lee | Management | For | For |
1b | Elect Director Brian S. Posner | Management | For | For |
1c | Elect Director John D. Vollaro | Management | For | For |
2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2d | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2e | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2f | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2g | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2h | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2i | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2j | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2k | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2l | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2m | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2n | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2o | Elect Director Pat Hartman as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2s | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2t | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2u | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2v | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2w | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2x | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2y | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2z | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aa | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ab | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ac | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ad | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ae | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2af | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ag | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ah | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ai | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ap | Elect Director William A. Soares as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aq | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ar | Elect Director Ryan Taylor as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2as | Elect Director Ross Totten as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2at | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2au | Elect Director Argus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2av | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aw | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC. Meeting Date: JUN 09, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ATHN Security ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Abernethy | Management | For | For |
1.2 | Elect Director Jonathan Bush | Management | For | For |
1.3 | Elect Director Brandon Hull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHRISTIAN DIOR Meeting Date: OCT 18, 2013 Record Date: OCT 14, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CDI Security ID: F26334106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
5 | Reelect Segolene Gallienne as Director | Management | For | For |
6 | Reelect Renaud Donnedieu as Director | Management | For | For |
7 | Reelect Eric Guerlin as Director | Management | For | For |
8 | Reelect Christian de Labriffe as Director | Management | For | For |
9 | Advisory Vote on Compensation of Bernard Arnault | Management | For | For |
10 | Advisory Vote on Compensation of Sidney Toledano | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
CHRISTIAN DIOR Meeting Date: DEC 19, 2013 Record Date: DEC 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: CDI Security ID: F26334106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
5 | Advisory Vote on Compensation of Bernard Arnault, CEO and Chairman for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
6 | Advisory Vote on Compensation of Sidney Toledano, Vice CEO for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
7 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Renew Appointment of Mazars as Auditor | Management | For | For |
10 | Appoint Gilles Rainaut as Alternate Auditor | Management | For | For |
EDENRED Meeting Date: MAY 13, 2014 Record Date: MAY 07, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: EDEN Security ID: F3192L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Advisory Vote on Compensation of Jacques Stern, Chairman and CEO | Management | For | For |
6 | Ratify Appointment of Jean-Romain Lhomme as Director | Management | For | For |
7 | Reelect Jean-Romain Lhomme as Director | Management | For | For |
8 | Reelect Galateri di Genola as Director | Management | For | For |
9 | Elect Maelle Gavet as Director | Management | For | For |
10 | Reelect Jacques Stern as Director | Management | For | For |
11 | Approve Severance Payment Agreement with Jacques Stern | Management | For | For |
12 | Approve Unemployment Private Insurance Agreement with Jacques Stern | Management | For | For |
13 | Approve Health Insurance Coverage Agreement with Jacques Stern | Management | For | For |
14 | Approve Additional Pension Scheme Agreement with Jacques Stern | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
19 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
22 | Authorize Capitalization of Reserves of Up to EUR 225 Million for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
FACEBOOK, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | Withhold |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | For |
FIESTA RESTAURANT GROUP, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRGI Security ID: 31660B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry J. Alperin | Management | For | For |
1.2 | Elect Director Stephen P. Elker | Management | For | For |
1.3 | Elect Director Brian P. Friedman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FIREEYE, INC. Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: FEYE Security ID: 31816Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
1.2 | Elect Director Gaurav Garg | Management | For | For |
1.3 | Elect Director Promod Haque | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | For |
GROUPON, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: GRPN Security ID: 399473107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Lefkofsky | Management | For | For |
1.2 | Elect Director Peter Barris | Management | For | For |
1.3 | Elect Director Robert Bass | Management | For | For |
1.4 | Elect Director Daniel Henry | Management | For | For |
1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
1.6 | Elect Director Bradley Keywell | Management | For | Withhold |
1.7 | Elect Director Theodore Leonsis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ILLUMINA, INC. Meeting Date: MAY 28, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: ILMN Security ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
INTUITIVE SURGICAL, INC. Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: ISRG Security ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | For |
1.4 | Elect Director Craig H. Barratt | Management | For | For |
1.5 | Elect Director Floyd D. Loop | Management | For | For |
1.6 | Elect Director George Stalk, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINKEDIN CORPORATION Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: LNKD Security ID: 53578A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | Withhold |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONSANTO COMPANY Meeting Date: JAN 28, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: MON Security ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Laura K. Ipsen | Management | For | For |
1c | Elect Director William U. Parfet | Management | For | For |
1d | Elect Director George H. Poste | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
MOTOROLA SOLUTIONS, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: MSI Security ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth C. Dahlberg | Management | For | For |
1c | Elect Director David W. Dorman | Management | For | For |
1d | Elect Director Michael V. Hayden | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Anne R. Pramaggiore | Management | For | For |
1g | Elect Director Samuel C. Scott, III | Management | For | For |
1h | Elect Director Bradley E. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Review and Amend Human Rights Policies | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
MSCI INC. Meeting Date: APR 30, 2014 Record Date: MAR 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: MSCI Security ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Benjamin F. duPont | Management | For | For |
1d | Elect Director Alice W. Handy | Management | For | For |
1e | Elect Director Catherine R. Kinney | Management | For | For |
1f | Elect Director Linda H. Riefier | Management | For | For |
1g | Elect Director George W. Siguler | Management | For | For |
1h | Elect Director Patrick Tierney | Management | For | For |
1i | Elect Director Rodolphe M. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RANGE RESOURCES CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: RRC Security ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony V. Dub | Management | For | For |
1b | Elect Director V. Richard Eales | Management | For | For |
1c | Elect Director Allen Finkelson | Management | For | For |
1d | Elect Director James M. Funk | Management | For | For |
1e | Elect Director Jonathan S. Linker | Management | For | For |
1f | Elect Director Mary Ralph Lowe | Management | For | For |
1g | Elect Director Kevin S. McCarthy | Management | For | For |
1h | Elect Director John H. Pinkerton | Management | For | For |
1i | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Methane Emissions Reduction Targets and Measure Progress | Shareholder | Against | Against |
SALESFORCE.COM, INC. Meeting Date: JUN 02, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: CRM Security ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Keith Block | Management | For | For |
1.3 | Elect Director Craig Conway | Management | For | For |
1.4 | Elect Director Alan Hassenfeld | Management | For | For |
1.5 | Elect Director Colin Powell | Management | For | For |
1.6 | Elect Director John V. Roos | Management | For | For |
1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
1.8 | Elect Director Robin Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOLERA HOLDINGS, INC. Meeting Date: NOV 08, 2013 Record Date: SEP 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLH Security ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Thomas A. Dattilo | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Kurt J. Lauk | Management | For | For |
1.5 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.6 | Elect Director Thomas C. Wajnert | Management | For | For |
1.7 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 19, 2014 Record Date: JAN 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Howard Schultz | Management | For | For |
1b | Election Of Director William W. Bradley | Management | For | For |
1c | Election Of Director Robert M. Gates | Management | For | For |
1d | Election Of Director Mellody Hobson | Management | For | For |
1e | Election Of Director Kevin R. Johnson | Management | For | For |
1f | Election Of Director Olden Lee | Management | For | For |
1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
1i | Election Of Director Clara Shih | Management | For | For |
1j | Election Of Director Javier G. Teruel | Management | For | For |
1k | Election Of Director Myron E. Ullman, III | Management | For | For |
1l | Election Of Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
THE ADVISORY BOARD COMPANY Meeting Date: SEP 05, 2013 Record Date: JUL 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABCO Security ID: 00762W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director David L. Felsenthal | Management | For | For |
1.3 | Elect Director Peter J. Grua | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
1.7 | Elect Director Mark R. Neaman | Management | For | For |
1.8 | Elect Director Leon D. Shapiro | Management | For | For |
1.9 | Elect Director Frank J. Williams | Management | For | For |
1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CORPORATE EXECUTIVE BOARD COMPANY Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: CEB Security ID: 21988R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director L. Kevin Cox | Management | For | For |
1.6 | Elect Director Nancy J. Karch | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
1.8 | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PRICELINE GROUP INC. Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VISA INC. Meeting Date: JAN 29, 2014 Record Date: DEC 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WORKDAY, INC. Meeting Date: JUN 03, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDAY Security ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): | Morgan Stanley Variable Investment Series |
By (Signature and Title)* | |
/s/ John H. Gernon | |
John H. Gernon
President and Principal Executive Officer |
Date | August 28, 2014 |
* Print the name and title of each signing officer under his or her signature.