UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-03691
LORD ABBETT MID CAP STOCK FUND, INC.
(Exact name of Registrant as specified in charter)
90 Hudson Street, Jersey City, NJ 07302
(Address of principal executive offices) (Zip code)
Brooke A. Fapohunda, Vice President & Assistant Secretary
90 Hudson Street, Jersey City, NJ 07302
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 201-6984
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2016 through June 30, 2017
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-03691
Reporting Period: 07/01/2016 - 06/30/2017
Lord Abbett Mid Cap Stock Fund, Inc.
======================== Lord Abbett Mid Cap Stock Fund ========================
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 15, 2017 Meeting Type: Annual
Record Date: JAN 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Kunz For For Management
1.2 Elect Director Sue H. Rataj For For Management
1.3 Elect Director George A. Scangos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director Marion C. Blakey For For Management
1c Elect Director Phyllis J. Campbell For For Management
1d Elect Director Dhiren R. Fonseca For For Management
1e Elect Director Jessie J. Knight, Jr. For For Management
1f Elect Director Dennis F. Madsen For For Management
1g Elect Director Helvi K. Sandvik For For Management
1h Elect Director J. Kenneth Thompson For For Management
1i Elect Director Bradley D. Tilden For For Management
1j Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify KPMG LLP as Auditors For For Management
6 Amend Proxy Access Right Against Against Shareholder
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ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: OCT 21, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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ALERE INC.
Ticker: ALR Security ID: 01449J105
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: NOV 04, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. Ginsburg For For Management
1b Elect Director Carol R. Goldberg For For Management
1c Elect Director John F. Levy For For Management
1d Elect Director Brian A. Markison For For Management
1e Elect Director Namal Nawana For For Management
1f Elect Director Gregg J. Powers For For Management
1g Elect Director John A. Quelch For For Management
1h Elect Director James Roosevelt, Jr. For For Management
1i Elect Director Thomas Fulton Wilson For For Management
McKillop
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director James P. Cain For For Management
1.5 Elect Director Maria C. Freire For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director James H. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
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ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
Ticker: AWH Security ID: H01531104
Meeting Date: MAR 22, 2017 Meeting Type: Special
Record Date: FEB 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Approve Special Dividend For For Management
A Transact Other Business (Voting) For Against Management
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AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Amato For For Management
1.2 Elect Director Anthony J. Conti For For Management
1.3 Elect Director Frank S. Hermance For For Management
1.4 Elect Director Gretchen W. McClain For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARAMARK
Ticker: ARMK Security ID: 03852U106
Meeting Date: FEB 01, 2017 Meeting Type: Annual
Record Date: DEC 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Foss For For Management
1.2 Elect Director Pierre-Olivier For For Management
Beckers-Vieujant
1.3 Elect Director Lisa G. Bisaccia For For Management
1.4 Elect Director Richard Dreiling For For Management
1.5 Elect Director Irene M. Esteves For For Management
1.6 Elect Director Daniel J. Heinrich For For Management
1.7 Elect Director Sanjeev K. Mehra For For Management
1.8 Elect Director Patricia Morrison For For Management
1.9 Elect Director John A. Quelch For For Management
1.10 Elect Director Stephen I. Sadove For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
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ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kewsong Lee For For Management
1b Elect Director Louis J. Paglia For For Management
1c Elect Director Brian S. Posner For For Management
1d Elect Director John D. Vollaro For For Management
2a Elect Director Robert Appleby as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2b Elect Director Anthony Asquith as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2c Elect Director Dennis R. Brand as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2d Elect Director Ian Britchfield as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2e Elect Director Pierre-Andre Camps as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2f Elect Director Paul Cole as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2g Elect Director Graham B.R. Collis as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2h Elect Director Michael Constantinides For For Management
as Designated Company Director of
Non-U.S. Subsidiaries
2i Elect Director Stephen J. Curley as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2j Elect Director Nick Denniston as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2k Elect Director Seamus Fearon as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2l Elect Director Michael Feetham as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2m Elect Director Beau H. Franklin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2n Elect Director Giuliano Giovannetti as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2o Elect Director Michael Hammer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2p Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2q Elect Director Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2r Elect Director Michael H. Kier as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2s Elect Director Jason Kittinger as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2t Elect Director Gerald Konig as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2u Elect Director Mark D. Lyons as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2v Elect Director Patrick Mailloux as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2w Elect Director Paul Martin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2x Elect Director Robert McDowell as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2y Elect Director David H. McElroy as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2z Elect Director Francois Morin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aa Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ab Elect Director Mark Nolan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ac Elect Director Nicolas Papadopoulo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ad Elect Director Michael Price as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ae Elect Director Elisabeth Quinn as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2af Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ag Elect Director Andrew T. Rippert as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ah Elect Director Arthur Scace as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ai Elect Director Soren Scheuer as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2aj Elect Director Matthew Shulman as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ak Elect Director Budhi Singh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2al Elect Director William A. Soares as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2am Elect Director Scott Stirling as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2an Elect Director Hugh Sturgess as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ao Elect Director Ross Totten as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2ap Elect Director Gerald Wolfe as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: AGII Security ID: G0464B107
Meeting Date: JUN 01, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Berry Cash For For Management
1b Elect Director John R. Power, Jr. For For Management
1c Elect Director Mark E. Watson, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
Ticker: AF Security ID: 046265104
Meeting Date: JUN 13, 2017 Meeting Type: Special
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Friedman For For Management
1.2 Elect Director Cheryl-Ann Lister For For Management
1.3 Elect Director Thomas C. Ramey For For Management
1.4 Elect Director Wilhelm Zeller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Deloitte Ltd., Hamilton, For For Management
Bermuda as Auditors and Authorize
Board to Fix Their Remuneration
5 Approve Omnibus Stock Plan For For Management
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BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Sheryl M. Crosland For For Management
1.5 Elect Director Anthony W. Deering For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Samuel P. Bell, III For For Management
1.3 Elect Director Hugh M. Brown For For Management
1.4 Elect Director J. Powell Brown For For Management
1.5 Elect Director Bradley Currey, Jr. For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For For Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ernest G. Bachrach For For Management
1b Elect Director Enrique H. Boilini For For Management
1c Elect Director Carol M. Browner For For Management
1d Elect Director Paul Cornet de For For Management
Ways-Ruart
1e Elect Director Andrew Ferrier For For Management
1f Elect Director Andreas Fibig For For Management
1g Elect Director Kathleen Hyle For For Management
1h Elect Director L. Patrick Lupo For For Management
1i Elect Director John E. McGlade For For Management
1j Elect Director Soren Schroder For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 03, 2016 Meeting Type: Annual
Record Date: SEP 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Anderson For For Management
1.2 Elect Director Colleen F. Arnold For For Management
1.3 Elect Director George S. Barrett For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director Patricia A. Hemingway For For Management
Hall
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director Nancy Killefer For For Management
1.11 Elect Director David P. King For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Hentschel For For Management
1.2 Elect Director Thomas E. Jorden For For Management
1.3 Elect Director Floyd R. Price For For Management
1.4 Elect Director Frances M. Vallejo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Michael L. Brosnan For For Management
1c Elect Director Michael A. Carpenter For For Management
1d Elect Director Dorene C. Dominguez For For Management
1e Elect Director Alan Frank For For Management
1f Elect Director William M. Freeman For For Management
1g Elect Director R. Brad Oates For For Management
1h Elect Director Marianne Miller Parrs For For Management
1i Elect Director Gerald Rosenfeld For For Management
1j Elect Director John R. Ryan For For Management
1k Elect Director Sheila A. Stamps For For Management
1l Elect Director Laura S. Unger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Mark Casady For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director Anthony Di Iorio For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director Howard W. Hanna, III For For Management
1.7 Elect Director Leo I. "Lee" Higdon For For Management
1.8 Elect Director Charles J. "Bud" Koch For For Management
1.9 Elect Director Arthur F. Ryan For For Management
1.10 Elect Director Shivan S. Subramaniam For For Management
1.11 Elect Director Wendy A. Watson For For Management
1.12 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS PLC
Ticker: CCE Security ID: G25839104
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Jose Ignacio Comenge For For Management
Sanchez-Real as Director
5 Elect J. Alexander M. Douglas, Jr. as For For Management
Director
6 Elect Francisco Ruiz de la Torre For For Management
Esporrin as Director
7 Elect Irial Finan as Director For For Management
8 Elect Damian Gammell as Director For For Management
9 Elect Alfonso Libano Daurella as For For Management
Director
10 Elect Mario Rotllant Sola as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Waiver on Tender-Bid For For Management
Requirement
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CONDUENT INCORPORATED
Ticker: CNDT Security ID: 206787103
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Galant For For Management
1.2 Elect Director Joie Gregor For For Management
1.3 Elect Director Vincent J. Intrieri For For Management
1.4 Elect Director Courtney Mather For For Management
1.5 Elect Director Michael Nevin For For Management
1.6 Elect Director Michael A. Nutter For For Management
1.7 Elect Director William G. Parrett For For Management
1.8 Elect Director Ashok Vemuri For For Management
1.9 Elect Director Virginia M. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CSRA INC.
Ticker: CSRA Security ID: 12650T104
Meeting Date: AUG 09, 2016 Meeting Type: Annual
Record Date: JUN 13, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith B. Alexander For Against Management
1b Elect Director Sanju K. Bansal For For Management
1c Elect Director Michele A. Flournoy For For Management
1d Elect Director Mark A. Frantz For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director Craig Martin For For Management
1g Elect Director Sean O'Keefe For For Management
1h Elect Director Lawrence B. Prior, III For For Management
1i Elect Director Michael E. Ventling For For Management
1j Elect Director Billie I. Williamson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael C. Alfano For For Management
1b Elect Director David K. Beecken For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Michael J. Coleman For For Management
1e Elect Director Willie A. Deese For For Management
1f Elect Director Thomas Jetter For For Management
1g Elect Director Arthur D. Kowaloff For For Management
1h Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1i Elect Director Francis J. Lunger For For Management
1j Elect Director Jeffrey T. Slovin For For Management
1k Elect Director Bret W. Wise For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Cavanaugh, III For For Management
1b Elect Director Alan H. Cohen For For Management
1c Elect Director James B. Connor For For Management
1d Elect Director Ngaire E. Cuneo For For Management
1e Elect Director Charles R. Eitel For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director Jack R. Shaw For For Management
1i Elect Director Michael E. Szymanczyk For For Management
1j Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Carbone For For Management
1b Elect Director James P. Healy For For Management
1c Elect Director Kevin T. Kabat For For Management
1d Elect Director Frederick W. Kanner For For Management
1e Elect Director James Lam For For Management
1f Elect Director Rodger A. Lawson For For Management
1g Elect Director Shelley B. Leibowitz For For Management
1h Elect Director Karl A. Roessner For For Management
1i Elect Director Rebecca Saeger For For Management
1j Elect Director Joseph L. Sclafani For For Management
1k Elect Director Gary H. Stern For For Management
1l Elect Director Donna L. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Rudolph I. Estrada For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Herman Y. Li For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Keith W. Renken For For Management
1.9 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Gary E. Anderson For For Management
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Michael P. Connors For For Management
1.5 Elect Director Mark J. Costa For For Management
1.6 Elect Director Stephen R. Demeritt For For Management
1.7 Elect Director Robert M. Hernandez For For Management
1.8 Elect Director Julie F. Holder For For Management
1.9 Elect Director Renee J. Hornbaker For For Management
1.10 Elect Director Lewis M. Kling For For Management
1.11 Elect Director James J. O'Brien For For Management
1.12 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vanessa C.L. Chang For For Management
1.2 Elect Director Louis Hernandez, Jr. For For Management
1.3 Elect Director James T. Morris For For Management
1.4 Elect Director Pedro J. Pizarro For For Management
1.5 Elect Director Linda G. Stuntz For For Management
1.6 Elect Director William P. Sullivan For For Management
1.7 Elect Director Ellen O. Tauscher For For Management
1.8 Elect Director Peter J. Taylor For For Management
1.9 Elect Director Brett White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ENVISION HEALTHCARE CORPORATION
Ticker: EVHC Security ID: 29414D100
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol J. Burt For For Management
1.2 Elect Director Christopher A. Holden For For Management
1.3 Elect Director Cynthia S. Miller For For Management
1.4 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter K. Barker For For Management
1B Elect Director Alan M. Bennett For For Management
1C Elect Director Rosemary T. Berkery For For Management
1D Elect Director Peter J. Fluor For For Management
1E Elect Director James T. Hackett For For Management
1F Elect Director Samuel J. Locklear, III For For Management
1G Elect Director Deborah D. McWhinney For For Management
1H Elect Director Armando J. Olivera For For Management
1I Elect Director Joseph W. Prueher For For Management
1J Elect Director Matthew K. Rose For For Management
1K Elect Director David T. Seaton For For Management
1L Elect Director Nader H. Sultan For For Management
1M Elect Director Lynn C. Swann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Adopt Quantitative Company-wide GHG Against Against Shareholder
Goals
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director G. Peter D'Aloia For For Management
1d Elect Director C. Scott Greer For For Management
1e Elect Director K'Lynne Johnson For For Management
1f Elect Director Dirk A. Kempthorne For For Management
1g Elect Director Paul J. Norris For For Management
1h Elect Director Margareth Ovrum For For Management
1i Elect Director Robert C. Pallash For For Management
1j Elect Director William H. Powell For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Gerald J. Ford For For Management
1.3 Elect Director Lydia H. Kennard For For Management
1.4 Elect Director Andrew Langham For For Management
1.5 Elect Director Jon C. Madonna For For Management
1.6 Elect Director Courtney Mather For For Management
1.7 Elect Director Dustan E. McCoy For For Management
1.8 Elect Director Frances Fragos Townsend For For Management
2 RatifyErnst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andrea Botta For For Management
1.2 Elect Director Michael P. Doss For For Management
1.3 Elect Director Larry M. Venturelli For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: SEP 26, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For Against Management
2 Increase Authorized Common Stock For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
Ticker: GXP Security ID: 391164100
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Bassham For For Management
1.2 Elect Director David L. Bodde For For Management
1.3 Elect Director Randall C. Ferguson, Jr. For For Management
1.4 Elect Director Gary D. Forsee For For Management
1.5 Elect Director Scott D. Grimes For For Management
1.6 Elect Director Thomas D. Hyde For For Management
1.7 Elect Director Ann D. Murtlow For For Management
1.8 Elect Director Sandra J. Price For For Management
1.9 Elect Director John J. Sherman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report Analyzing Profit Potential Against Against Shareholder
Based on Renewable Energy Metrics
6 Report on Lobbying Payments and Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 28, 2016 Meeting Type: Annual
Record Date: SEP 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Dattilo For For Management
1e Elect Director Roger B. Fradin For For Management
1f Elect Director Terry D. Growcock For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Vyomesh I. Joshi For For Management
1i Elect Director Leslie F. Kenne For For Management
1j Elect Director James C. Stoffel For For Management
1k Elect Director Gregory T. Swienton For For Management
1l Elect Director Hansel E. Tookes, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2016 Meeting Type: Annual
Record Date: APR 22, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Maurice J. DeWald For For Management
1d Elect Director Warren D. Fix For For Management
1e Elect Director Peter N. Foss For For Management
1f Elect Director Daniel S. Henson For For Management
1g Elect Director Larry L. Mathis For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEALTHSOUTH CORPORATION
Ticker: HLS Security ID: 421924309
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Joan E. Herman For For Management
1.6 Elect Director Leo I. Higdon, Jr. For For Management
1.7 Elect Director Leslye G. Katz For For Management
1.8 Elect Director John E. Maupin, Jr. For For Management
1.9 Elect Director L. Edward Shaw, Jr. For For Management
1.10 Elect Director Mark J. Tarr For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Terrence J. Checki For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director John B. Hess For For Management
1.5 Elect Director Edith E. Holiday For For Management
1.6 Elect Director Risa Lavizzo-Mourey For For Management
1.7 Elect Director Marc S. Lipschultz For For Management
1.8 Elect Director David McManus For For Management
1.9 Elect Director Kevin O. Meyers For For Management
1.10 Elect Director James H. Quigley For For Management
1.11 Elect Director Fredric G. Reynolds For For Management
1.12 Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Plans to Address Stranded Against Against Shareholder
Carbon Asset Risks
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Carlos E. Evans For For Management
1.4 Elect Director Edward J. Fritsch For For Management
1.5 Elect Director David J. Hartzell For For Management
1.6 Elect Director Sherry A. Kellett For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Cardoso For For Management
1.2 Elect Director Anthony J. Guzzi For For Management
1.3 Elect Director Neal J. Keating For For Management
1.4 Elect Director John F. Malloy For For Management
1.5 Elect Director Judith F. Marks For For Management
1.6 Elect Director David G. Nord For For Management
1.7 Elect Director John G. Russell For For Management
1.8 Elect Director Steven R. Shawley For For Management
1.9 Elect Director Richard J. Swift For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Linda P. Hudson For For Management
1f Elect Director Michael W. Lamach For For Management
1g Elect Director Myles P. Lee For For Management
1h Elect Director John P. Surma For For Management
1i Elect Director Richard J. Swift For For Management
1j Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Renew Directors' Authority to Issue For For Management
Shares
6 Renew Directors' Authority to Issue For For Management
Shares for Cash
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Christina A. Gold For For Management
1f Elect Director Richard P. Lavin For For Management
1g Elect Director Frank T. MacInnis For For Management
1h Elect Director Rebecca A. McDonald For For Management
1i Elect Director Timothy H. Powers For For Management
1j Elect Director Denise L. Ramos For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 08, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Natalie A. Black For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Brian Duperreault For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Alex A. Molinaroli For For Management
1g Elect Director George R. Oliver For For Management
1h Elect Director Juan Pablo del Valle For For Management
Perochena
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Omnibus Stock Plan For For Management
8 Approve the Directors' Authority to For For Management
Allot Shares
9 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Election Director Gary Daichendt For For Management
1c Election Director Kevin DeNuccio For For Management
1d Election Director James Dolce For For Management
1e Election Director Mercedes Johnson For For Management
1f Election Director Scott Kriens For For Management
1g Election Director Rahul Merchant For For Management
1h Election Director Rami Rahim For For Management
1i Election Director William R. Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Eliminate Supermajority Vote For For Management
Requirement
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Report on Annual Disclosure of EEO-1 Against Against Shareholder
Data
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Terrence P. Dunn For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Thomas A. McDonnell For For Management
1.7 Elect Director Patrick J. Ottensmeyer For For Management
1.8 Elect Director Rodney E. Slater For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
KENNAMETAL INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 25, 2016 Meeting Type: Annual
Record Date: AUG 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy L. Davis For For Management
1.2 Elect Director William J. Harvey For For Management
1.3 Elect Director William M. Lambert For For Management
1.4 Elect Director Sagar A. Patel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Austin A. Adams For For Management
1.2 Elect Director Bruce D. Broussard For For Management
1.3 Elect Director Charles P. Cooley For For Management
1.4 Elect Director Gary M. Crosby For For Management
1.5 Elect Director Alexander M. Cutler For For Management
1.6 Elect Director H. James Dallas For For Management
1.7 Elect Director Elizabeth R. Gile For For Management
1.8 Elect Director Ruth Ann M. Gillis For For Management
1.9 Elect Director William G. Gisel, Jr. For For Management
1.10 Elect Director Carlton L. Highsmith For For Management
1.11 Elect Director Richard J. Hipple For For Management
1.12 Elect Director Kristen L. Manos For For Management
1.13 Elect Director Beth E. Mooney For For Management
1.14 Elect Director Demos Parneros For For Management
1.15 Elect Director Barbara R. Snyder For For Management
1.16 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Theron I. 'Tig' Gilliam For For Management
1.4 Elect Director Sherrill W. Hudson For For Management
1.5 Elect Director Sidney Lapidus For For Management
1.6 Elect Director Teri P. McClure For For Management
1.7 Elect Director Stuart Miller For For Management
1.8 Elect Director Armando Olivera For For Management
1.9 Elect Director Donna Shalala For For Management
1.10 Elect Director Jeffrey Sonnenfeld For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 26, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deirdre P. Connelly For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Dennis R. Glass For For Management
1.4 Elect Director George W. Henderson, III For For Management
1.5 Elect Director Eric G. Johnson For For Management
1.6 Elect Director Gary C. Kelly For For Management
1.7 Elect Director M. Leanne Lachman For For Management
1.8 Elect Director Michael F. Mee For For Management
1.9 Elect Director Patrick S. Pittard For For Management
1.10 Elect Director Isaiah Tidwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Eliminate Supermajority Vote For For Management
Requirement for Existing Preferred
Stock and Bylaw Amendments
5b Eliminate Supermajority Vote For For Management
Requirement to Remove Directors
5c Eliminate Supermajority Vote For For Management
Requirement for Business Combinations
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director C. Angela Bontempo For For Management
1.3 Elect Director Robert T. Brady For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Gary N. Geisel For For Management
1.6 Elect Director Richard A. Grossi For For Management
1.7 Elect Director John D. Hawke, Jr. For For Management
1.8 Elect Director Newton P.S. Merrill For For Management
1.9 Elect Director Melinda R. Rich For For Management
1.10 Elect Director Robert E. Sadler, Jr. For For Management
1.11 Elect Director Denis J. Salamone For For Management
1.12 Elect Director David S. Scharfstein For For Management
1.13 Elect Director Herbert L. Washington For For Management
1.14 Elect Director Robert G. Wilmers For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MALLINCKRODT PLC
Ticker: MNK Security ID: G5785G107
Meeting Date: MAR 01, 2017 Meeting Type: Annual
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvin D. Booth For For Management
1b Elect Director David R. Carlucci For For Management
1c Elect Director J. Martin Carroll For For Management
1d Elect Director Diane H. Gulyas For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Angus C. Russell For For Management
1g Elect Director Virgil D. Thompson - None None Management
Withdrawn Resolution
1h Elect Director Mark C. Trudeau For For Management
1i Elect Director Kneeland C. Youngblood For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
5 Determine Price Range for Reissuance For For Management
of Treasury Shares
6a Amend Memorandum of Association For For Management
6b Amend Articles of Association For For Management
7 Approve Reduction in Share Capital For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gaurdie E. Banister, Jr. For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director Chadwick C. Deaton For For Management
1d Elect Director Marcela E. Donadio For For Management
1e Elect Director Philip Lader For For Management
1f Elect Director Michael E. J. Phelps For For Management
1g Elect Director Dennis H. Reilley For For Management
1h Elect Director Lee M. Tillman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director John Kilroy For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2016 Meeting Type: Annual
Record Date: JUN 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Matthew W. Chapman For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Esther L. Johnson For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 18, 2017 Meeting Type: Annual
Record Date: NOV 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Patrick J. Byrne For For Management
1.4 Elect Director D. Mark Durcan For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Lawrence N. Mondry For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOLSON COORS BREWING COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya S. Beder For For Management
1.2 Elect Director James R. Crane For Withhold Management
1.3 Elect Director John P. Kotts For Withhold Management
1.4 Elect Director Michael C. Linn For Withhold Management
1.5 Elect Director Anthony G. Petrello For Withhold Management
1.6 Elect Director Dag Skattum For Withhold Management
1.7 Elect Director John Yearwood For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Remuneration Report For Against Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ian G.H. Ashken For For Management
1b Elect Director Thomas E. Clarke For For Management
1c Elect Director Kevin C. Conroy For For Management
1d Elect Director Scott S. Cowen For For Management
1e Elect Director Michael T. Cowhig For For Management
1f Elect Director Domenico De Sole For For Management
1g Elect Director Martin E. Franklin For For Management
1h Elect Director Ros L'Esperance For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Steven J. Strobel For For Management
1k Elect Director Michael A. Todman For For Management
1l Elect Director Raymond G. Viault For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey L. Berenson For For Management
1b Elect Director Michael A. Cawley For For Management
1c Elect Director Edward F. Cox For For Management
1d Elect Director James E. Craddock For Against Management
1e Elect Director Thomas J. Edelman For For Management
1f Elect Director Kirby L. Hedrick For For Management
1g Elect Director David L. Stover For For Management
1h Elect Director Scott D. Urban For For Management
1i Elect Director William T. Van Kleef For For Management
1j Elect Director Molly K. Williamson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Assess Portfolio Impacts of Policies Against Against Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
OM ASSET MANAGEMENT PLC
Ticker: OMAM Security ID: G67506108
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Bain For Against Management
1.2 Elect Director Stuart H. Bohart For Against Management
1.3 Elect Director Russell T. Carmedy For Against Management
1.4 Elect Director Robert J. Chersi For For Management
1.5 Elect Director Ingrid G. Johnson For Against Management
1.6 Elect Director Kyle Prechtl Legg For For Management
1.7 Elect Director James J. Ritchie For For Management
1.8 Elect Director John D. Rogers For For Management
1.9 Elect Director Donald J. Schneider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Appoint KPMG LLP as UK Statutory For For Management
Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Approve Omnibus Stock Plan For For Management
9 Amend Non-Employee Director Omnibus For For Management
Stock Plan
10 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ON Security ID: 682189105
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Atsushi Abe For For Management
1.2 Elect Director Alan Campbell For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director Gilles Delfassy For For Management
1.5 Elect Director Emmanuel T. Hernandez For For Management
1.6 Elect Director Keith D. Jackson For For Management
1.7 Elect Director Paul A. Mascarenas For For Management
1.8 Elect Director Daryl A. Ostrander For For Management
1.9 Elect Director Teresa M. Ressel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Amend Certificate of Incorporation to For For Management
Eliminate Certain Restrictions on
Removal of Directors
8 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Hasan Jameel For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: APR 20, 2017 Meeting Type: Special
Record Date: FEB 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Charles O. Buckner For For Management
1.3 Elect Director Michael W. Conlon For For Management
1.4 Elect Director William Andrew For For Management
Hendricks, Jr.
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Tiffany J. Thom For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Sylvie Gregoire For For Management
1e Elect Director Nicholas A. Lopardo For For Management
1f Elect Director Alexis P. Michas For For Management
1g Elect Director Patrick J. Sullivan For For Management
1h Elect Director Frank Witney For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PINNACLE FOODS INC.
Ticker: PF Security ID: 72348P104
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane Nielsen For For Management
1.2 Elect Director Muktesh Pant For For Management
1.3 Elect Director Raymond Silcock For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Ballantine For For Management
1b Elect Director Rodney L. Brown, Jr. For For Management
1c Elect Director Jack E. Davis For For Management
1d Elect Director David A. Dietzler For For Management
1e Elect Director Kirby A. Dyess For For Management
1f Elect Director Mark B. Ganz For For Management
1g Elect Director Kathryn J. Jackson For For Management
1h Elect Director Neil J. Nelson For For Management
1i Elect Director M. Lee Pelton For For Management
1j Elect Director James J. Piro For For Management
1k Elect Director Charles W. Shivery For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Steven G. Elliott For For Management
1.4 Elect Director Raja Rajamannar For For Management
1.5 Elect Director Craig A. Rogerson For For Management
1.6 Elect Director William H. Spence For For Management
1.7 Elect Director Natica von Althann For For Management
1.8 Elect Director Keith H. Williamson For For Management
1.9 Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Assess Portfolio Impacts of Policies Against Against Shareholder
to Meet 2 Degree Scenario
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: SEP 15, 2016 Meeting Type: Special
Record Date: AUG 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Anthony V. Dub For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Christopher A. Helms For For Management
1f Elect Director Robert A. Innamorati For For Management
1g Elect Director Mary Ralph Lowe For For Management
1h Elect Director Greg G. Maxwell For For Management
1i Elect Director Kevin S. McCarthy For For Management
1j Elect Director Steffen E. Palko For For Management
1k Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 22, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Maritza G. Montiel For For Management
1e Elect Director Ann S. Moore For For Management
1f Elect Director Eyal M. Ofer For For Management
1g Elect Director Thomas J. Pritzker For For Management
1h Elect Director William K. Reilly For For Management
1i Elect Director Bernt Reitan For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Pricewaterhouse Coopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Kevin L. Beebe For For Management
1.3 Elect Director Timothy R. Furey For For Management
1.4 Elect Director Liam K. Griffin For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director David J. McLachlan For For Management
1.9 Elect Director Robert A. Schriesheim For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Keith E. Busse For For Management
1.3 Elect Director Frank D. Byrne For For Management
1.4 Elect Director Kenneth W. Cornew For For Management
1.5 Elect Director Traci M. Dolan For For Management
1.6 Elect Director Jurgen Kolb For For Management
1.7 Elect Director James C. Marcuccilli For For Management
1.8 Elect Director Bradley S. Seaman For For Management
1.9 Elect Director Gabriel L. Shaheen For For Management
1.10 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott C. Donnelly For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director R. Kerry Clark For For Management
1d Elect Director James T. Conway For For Management
1e Elect Director Ivor J. Evans For For Management
1f Elect Director Lawrence K. Fish For For Management
1g Elect Director Paul E. Gagne For For Management
1h Elect Director Ralph D. Heath For For Management
1i Elect Director Lloyd G. Trotter For For Management
1j Elect Director James L. Ziemer For For Management
1k Elect Director Maria T. Zuber For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Siddharth N. (Bobby) For For Management
Mehta
1d Elect Director Jacques P. Perold For For Management
1e Elect Director Andrea Redmond For For Management
1f Elect Director John W. Rowe For For Management
1g Elect Director Judith A. Sprieser For For Management
1h Elect Director Mary Alice Taylor For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Require Independent Board Chairman Against Against Shareholder
7 Lead Director Qualifications Against Against Shareholder
8 Political Contributions Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Angelini For For Management
1.2 Elect Director Jane D. Carlin For For Management
1.3 Elect Director Daniel T. Henry For For Management
1.4 Elect Director Wendell J. Knox For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Kathryn A. Mikells For For Management
1d Elect Director Michael G. Morris For For Management
1e Elect Director Thomas A. Renyi For For Management
1f Elect Director Julie G. Richardson For For Management
1g Elect Director Teresa Wynn Roseborough For For Management
1h Elect Director Virginia P. Ruesterholz For For Management
1i Elect Director Charles B. Strauss For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director H. Patrick Swygert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: NOV 23, 2016 Meeting Type: Annual
Record Date: OCT 07, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Kathleen B. Cooper For For Management
1.5 Elect Director Peter A. Ragauss For For Management
1.6 Elect Director Scott D. Sheffield For For Management
1.7 Elect Director Murray D. Smith For For Management
1.8 Elect Director William H. Spence For For Management
1.9 Elect Director Janice D. Stoney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Charles I. Cogut For For Management
1.5 Elect Director Kathleen B. Cooper For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Peter A. Ragauss For For Management
1.8 Elect Director Scott D. Sheffield For For Management
1.9 Elect Director Murray D. Smith For For Management
1.10 Elect Director William H. Spence For For Management
1.11 Elect Director Janice D. Stoney For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Robert P. Freeman For For Management
1c Elect Director Jon A. Grove For For Management
1d Elect Director Mary Ann King For For Management
1e Elect Director James D. Klingbeil For For Management
1f Elect Director Clint D. McDonnough For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Lynne B. Sagalyn For For Management
1j Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For For Management
1.2 Elect Director David M. Mandelbaum For For Management
1.3 Elect Director Mandakini Puri For For Management
1.4 Elect Director Daniel R. Tisch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC
Ticker: WFT Security ID: G48833100
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Mohamed A. Awad For For Management
1B Elect Director David J. Butters For For Management
1C Elect Director John D. Gass For For Management
1D Elect Director Emyr Jones Parry For For Management
1E Elect Director Francis S. Kalman For For Management
1F Elect Director William E. Macaulay For For Management
1G Elect Director Mark A. McCollum For For Management
1H Elect Director Robert K. Moses, Jr. For For Management
1I Elect Director Guillermo Ortiz For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director Joel S. Becker For For Management
1c Elect Director John J. Crawford For For Management
1d Elect Director Elizabeth E. Flynn For For Management
1e Elect Director Laurence C. Morse For For Management
1f Elect Director Karen R. Osar For For Management
1g Elect Director Mark Pettie For For Management
1h Elect Director Charles W. Shivery For For Management
1i Elect Director James C. Smith For For Management
1j Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 18, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Marc R. Bitzer For For Management
1c Elect Director Greg Creed For For Management
1d Elect Director Gary T. DiCamillo For For Management
1e Elect Director Diane M. Dietz For For Management
1f Elect Director Gerri T. Elliott For For Management
1g Elect Director Jeff M. Fettig For For Management
1h Elect Director Michael F. Johnston For For Management
1i Elect Director John D. Liu For For Management
1j Elect Director Harish Manwani For For Management
1k Elect Director William D. Perez For For Management
1l Elect Director Larry O. Spencer For For Management
1m Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XL GROUP LTD
Ticker: XL Security ID: G98294104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ramani Ayer For For Management
1.2 Elect Director Dale R. Comey For For Management
1.3 Elect Director Claus-Michael Dill For For Management
1.4 Elect Director Robert R. Glauber For For Management
1.5 Elect Director Edward J. Kelly, III For For Management
1.6 Elect Director Joseph Mauriello For For Management
1.7 Elect Director Michael S. McGavick For For Management
1.8 Elect Director Eugene M. McQuade For For Management
1.9 Elect Director Clayton S. Rose For For Management
1.10 Elect Director Anne Stevens For For Management
1.11 Elect Director John M. Vereker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LORD ABBETT MID CAP STOCK FUND, INC.
By: /s/Daria L. Foster
Daria L. Foster
President and Chief Executive Officer
Date: August 21, 2017
