Oppenheimer Gold & Special Minerals Fund (OGMCX)
Filed: 29 Aug 17, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-03694 |
| Exact name of registrant as specified in charter: | Oppenheimer Gold & Special Minerals Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 6/30 |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-03694
Registrant Name: Oppenheimer Gold & Special Minerals Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Gold & Special Minerals Fund
| AGNICO EAGLE MINES LIMITED Meeting Date: APR 28, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AEM Security ID: 008474108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.5 | Elect Director Mel Leiderman | Management | For | For |
| 1.6 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.7 | Elect Director James D. Nasso | Management | For | For |
| 1.8 | Elect Director Sean Riley | Management | For | For |
| 1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ALACER GOLD CORP. Meeting Date: APR 28, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ASR Security ID: 010679108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney P. Antal | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.4 | Elect Director Richard P. Graff | Management | For | For |
| 1.5 | Elect Director Anna Kolonchina | Management | For | For |
| 1.6 | Elect Director Alan P. Krusi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Re-approve Restricted Stock Unit Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ALAMOS GOLD INC. Meeting Date: MAY 11, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AGI Security ID: 011532108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Daniel | Management | For | For |
| 1.2 | Elect Director Patrick D. Downey | Management | For | For |
| 1.3 | Elect Director David Fleck | Management | For | For |
| 1.4 | Elect Director David Gower | Management | For | For |
| 1.5 | Elect Director Claire M. Kennedy | Management | For | For |
| 1.6 | Elect Director John A. McCluskey | Management | For | For |
| 1.7 | Elect Director Paul J. Murphy | Management | For | For |
| 1.8 | Elect Director Ronald E. Smith | Management | For | For |
| 1.9 | Elect Director Kenneth Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| AMERICAS SILVER CORPORATION Meeting Date: MAY 17, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: USA Security ID: 03063L705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darren Blasutti | Management | For | For |
| 1.2 | Elect Director Alex Davidson | Management | For | For |
| 1.3 | Elect Director Alan R. Edwards | Management | For | For |
| 1.4 | Elect Director Peter J. Hawley | Management | For | For |
| 1.5 | Elect Director Bradley R. Kipp | Management | For | For |
| 1.6 | Elect Director Gordon E. Pridham | Management | For | For |
| 1.7 | Elect Director Lorie Waisberg | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ARIZONA MINING INC. Meeting Date: JUN 23, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AZ Security ID: 040521106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director James (Jim) Gowans | Management | For | Withhold |
| 2.2 | Elect Director Poonam Puri | Management | For | For |
| 2.3 | Elect Director Donald R. Siemens | Management | For | For |
| 2.4 | Elect Director Donald Taylor | Management | For | Withhold |
| 2.5 | Elect Director Robert P. Wares | Management | For | For |
| 2.6 | Elect Director Richard W. Warke | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ASANKO GOLD INC. Meeting Date: JUN 09, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AKG Security ID: 04341Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Colin Steyn | Management | For | For |
| 2.2 | Elect Director Peter Breese | Management | For | For |
| 2.3 | Elect Director Shawn Wallace | Management | For | For |
| 2.4 | Elect Director Gordon J. Fretwell | Management | For | For |
| 2.5 | Elect Director Marcel de Groot | Management | For | For |
| 2.6 | Elect Director Michael Price | Management | For | For |
| 2.7 | Elect Director William Smart | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| ATLANTIC GOLD CORPORATION Meeting Date: NOV 24, 2016 Record Date: OCT 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGB Security ID: 04854Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Steven G. Dean | Management | For | For |
| 2.2 | Elect Director Robert G. Atkinson | Management | For | For |
| 2.3 | Elect Director W. David Black | Management | For | For |
| 2.4 | Elect Director Donald Siemens | Management | For | For |
| 2.5 | Elect Director William P. Armstrong | Management | For | For |
| 2.6 | Elect Director Walter Bucknell | Management | For | For |
| 2.7 | Elect Director John Morgan | Management | For | For |
| 2.8 | Elect Director Ryan Beedie | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Other Business | Management | For | Against |
| AVINO SILVER & GOLD MINES LTD. Meeting Date: MAY 25, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ASM Security ID: 053906103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Michael Baybak | Management | For | For |
| 2.2 | Elect Director Ross Glanville | Management | For | For |
| 2.3 | Elect Director Gary Robertson | Management | For | For |
| 2.4 | Elect Director David Wolfin | Management | For | For |
| 2.5 | Elect Director Jasman Yee | Management | For | For |
| 3 | Approve Manning Elliott LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| B2GOLD CORP. Meeting Date: JUN 16, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BTO Security ID: 11777Q209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Jerry Korpan | Management | For | For |
| 2.5 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.6 | Elect Director Kevin Bullock | Management | For | For |
| 2.7 | Elect Director George Johnson | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BARKERVILLE GOLD MINES LTD. Meeting Date: JUN 09, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BGM Security ID: 067642108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sean Roosen | Management | For | For |
| 1.2 | Elect Director Chris Lodder | Management | For | For |
| 1.3 | Elect Director Thomas Obradovich | Management | For | For |
| 1.4 | Elect Director Morris Prychidny | Management | For | For |
| 1.5 | Elect Director Anthony Makuch | Management | For | For |
| 1.6 | Elect Director John Kutkevicius | Management | For | For |
| 1.7 | Elect Director John F. Burzynski | Management | For | For |
| 1.8 | Elect Director Andree St-Germain | Management | For | For |
| 1.9 | Elect Director John Sabine | Management | For | For |
| 2 | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| BARRICK GOLD CORPORATION Meeting Date: APR 25, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ABX Security ID: 067901108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gustavo A. Cisneros | Management | For | For |
| 1.2 | Elect Director Graham G. Clow | Management | For | For |
| 1.3 | Elect Director Gary A. Doer | Management | For | For |
| 1.4 | Elect Director Kelvin P.M. Dushnisky | Management | For | For |
| 1.5 | Elect Director J. Michael Evans | Management | For | For |
| 1.6 | Elect Director Brian L. Greenspun | Management | For | For |
| 1.7 | Elect Director J. Brett Harvey | Management | For | For |
| 1.8 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.9 | Elect Director Pablo Marcet | Management | For | For |
| 1.10 | Elect Director Dambisa F. Moyo | Management | For | For |
| 1.11 | Elect Director Anthony Munk | Management | For | For |
| 1.12 | Elect Director J. Robert S. Prichard | Management | For | For |
| 1.13 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.14 | Elect Director John L. Thornton | Management | For | For |
| 1.15 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| BELO SUN MINING CORP. Meeting Date: JUN 07, 2017 Record Date: MAY 01, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BSX Security ID: 080558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Tagliamonte | Management | For | For |
| 1b | Elect Director Stan Bharti | Management | For | For |
| 1c | Elect Director Mark Eaton | Management | For | For |
| 1d | Elect Director Denis Arsenault | Management | For | For |
| 1e | Elect Director Carol Fries | Management | For | For |
| 1f | Elect Director William Clarke | Management | For | For |
| 1g | Elect Director Bruce Humphrey | Management | For | For |
| 2 | Approve Collins Barrow LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| BLACKHAM RESOURCES LTD. Meeting Date: NOV 25, 2016 Record Date: NOV 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BLK Security ID: Q1529P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | Against |
| 2 | Elect Milan Jerkovic as Director | Management | For | Against |
| 3 | Elect Alan Thom Director | Management | For | Against |
| 4 | Ratify the Past Issuance of Shares to Professional and Sophisticated Investors | Management | For | For |
| 5 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| BRIO GOLD INC. Meeting Date: MAY 05, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BRIO Security ID: 10971P306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gil Clausen | Management | For | For |
| 1.2 | Elect Director Sarah A. Strunk | Management | For | For |
| 1.3 | Elect Director John Gravelle | Management | For | For |
| 1.4 | Elect Director Daniel Racine | Management | For | For |
| 1.5 | Elect Director William Washington | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Incentive Plan | Management | For | Against |
| CARDINAL RESOURCES LIMITED Meeting Date: NOV 07, 2016 Record Date: NOV 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CDV Security ID: Q81179154 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Malik Easah as Director | Management | For | Against |
| 3 | Elect Mark Connelly as Director | Management | For | Against |
| 4 | Approve the Issuance of Securities to Julian Barnes | Management | For | For |
| 5 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | Against |
| 6 | Appoint Greenwich & Co Audit Pty Limited as Auditors | Management | For | For |
| CENTAMIN PLC Meeting Date: MAR 21, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CEY Security ID: G2055Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Approve Remuneration Report | Management | For | For |
| 3.2 | Approve Remuneration Policy | Management | For | For |
| 4.1 | Re-elect Josef El-Raghy as a Director | Management | For | For |
| 4.2 | Re-elect Andrew Pardey as a Director | Management | For | For |
| 4.3 | Re-elect Edward Haslam as a Director | Management | For | For |
| 4.4 | Re-elect Trevor Schultz as a Director | Management | For | Against |
| 4.5 | Re-elect Mark Arnesen as a Director | Management | For | For |
| 4.6 | Re-elect Mark Bankes as a Director | Management | For | For |
| 5.1 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5.2 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Preemptive Rights | Management | For | For |
| 7.1 | Authorise Issue of Equity without Preemptive Rights | Management | For | For |
| 7.2 | Authorise Issue of Equity without Preemptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 8 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| CENTERRA GOLD INC. Meeting Date: MAY 02, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CG Security ID: 152006102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard W. Connor | Management | For | For |
| 1.2 | Elect Director Eduard D. Kubatov | Management | For | For |
| 1.3 | Elect Director Nurlan Kyshtobaev | Management | For | For |
| 1.4 | Elect Director Stephen A. Lang | Management | For | For |
| 1.5 | Elect Director Michael Parrett | Management | For | For |
| 1.6 | Elect Director Scott G. Perry | Management | For | For |
| 1.7 | Elect Director Jacques Perron | Management | For | For |
| 1.8 | Elect Director Sheryl K. Pressler | Management | For | For |
| 1.9 | Elect Director Terry V. Rogers | Management | For | For |
| 1.10 | Elect Director Bektur Sagynov | Management | For | For |
| 1.11 | Elect Director Bruce V. Walter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Restricted Share Unit Plan | Management | For | For |
| 4 | Approve Employee Share Purchase Plan | Management | For | For |
| CHINA SILVER GROUP LTD. Meeting Date: JUL 27, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: 815 Security ID: G21177103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Silver Apex Subscription Agreement and Related Transactions | Management | For | For |
| 2 | Approve Treasure Delight Subscription Agreement and Related Transactions | Management | For | For |
| COEUR MINING, INC. Meeting Date: MAY 09, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CDE Security ID: 192108504 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda L. Adamany | Management | For | For |
| 1.2 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.3 | Elect Director Sebastian Edwards | Management | For | For |
| 1.4 | Elect Director Randolph E. Gress | Management | For | For |
| 1.5 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.6 | Elect Director Robert E. Mellor | Management | For | For |
| 1.7 | Elect Director John H. Robinson | Management | For | For |
| 1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COMPANIA DE MINAS BUENAVENTURA S.A. Meeting Date: MAR 28, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BVN Security ID: 204448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Appoint Auditors | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Elect Directors | Management | For | For |
| CONTINENTAL GOLD INC. Meeting Date: JUN 05, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CNL Security ID: 21146A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leon Teicher | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Martin Carrizosa | Management | For | For |
| 1.4 | Elect Director James Gallagher | Management | For | For |
| 1.5 | Elect Director Claudia Jimenez | Management | For | For |
| 1.6 | Elect Director Paul J. Murphy | Management | For | For |
| 1.7 | Elect Director Christopher Sattler | Management | For | For |
| 1.8 | Elect Director Kenneth G. Thomas | Management | For | For |
| 1.9 | Elect Director Timothy A. Warman | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DALRADIAN RESOURCES INC. Meeting Date: JUN 23, 2017 Record Date: MAY 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DNA Security ID: 235499100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Rutherford | Management | For | For |
| 1.2 | Elect Director Nicole Adshead-Bell | Management | For | For |
| 1.3 | Elect Director Patrick F. N. Anderson | Management | For | For |
| 1.4 | Elect Director Patrick G. Downey | Management | For | For |
| 1.5 | Elect Director Ronald P. Gagel | Management | For | For |
| 1.6 | Elect Director Thomas J. Obradovich | Management | For | For |
| 1.7 | Elect Director Sean E. O. Roosen | Management | For | For |
| 1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DETOUR GOLD CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DGC Security ID: 250669108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Colnett | Management | For | For |
| 1.2 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| DORAY MINERALS LTD Meeting Date: NOV 28, 2016 Record Date: NOV 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DRM Security ID: Q3254K104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Peter Alexander as Director | Management | For | For |
| 3 | Ratify the Past Issuance of Shares to Chalice Gold Mines limited | Management | For | For |
| 4 | Approve the Grant of Performance Rights to Allan Kelly | Management | For | For |
| 5 | Approve the Employee Incentive Scheme | Management | For | For |
| DRDGOLD LTD Meeting Date: NOV 25, 2016 Record Date: OCT 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DRD Security ID: 26152H301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company with Okkie Potgieter as the Designated Auditor | Management | For | For |
| 2 | Re-elect Johan Holtzhausen as Director | Management | For | For |
| 3 | Re-elect James Turk as Director | Management | For | For |
| 4 | Re-elect Niel Pretorius as Director | Management | For | For |
| 5 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 6.1 | Re-elect Johan Holtzhausen as Chairman of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Edmund Jeneker as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect James Turk as Member of the Audit Committee | Management | For | For |
| 6.4 | Re-elect Geoff Campbell as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| ELDORADO GOLD CORPORATION Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ELD Security ID: 284902103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Albino | Management | For | For |
| 1.2 | Elect Director George Burns | Management | For | For |
| 1.3 | Elect Director Pamela M. Gibson | Management | For | For |
| 1.4 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.5 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.6 | Elect Director Michael A. Price | Management | For | For |
| 1.7 | Elect Director Steven P. Reid | Management | For | For |
| 1.8 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.9 | Elect Director John Webster | Management | For | For |
| 1.10 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ENDEAVOUR MINING CORPORATION Meeting Date: JUN 27, 2017 Record Date: MAY 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EDV Security ID: G3040R158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Beckett | Management | For | For |
| 1.2 | Elect Director Ian Cockerill | Management | For | For |
| 1.3 | Elect Director Olivier Colom | Management | For | For |
| 1.4 | Elect Director Livia Mahler | Management | For | For |
| 1.5 | Elect Director Wayne McManus | Management | For | For |
| 1.6 | Elect Director Sebastien de Montessus | Management | For | For |
| 1.7 | Elect Director Naguib Sawiris | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Performance Share Unit Plans | Management | For | Against |
| EVOLUTION MINING LTD. Meeting Date: NOV 24, 2016 Record Date: NOV 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EVN Security ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | For |
| 2 | Elect Colin Johnstone as Director | Management | For | For |
| 3 | Approve the Issuance of Performance Rights to Jacob (Jake) Klein | Management | For | For |
| 4 | Approve the Issuance of Retention Rights to Jacob (Jake) Klein | Management | For | Against |
| 5 | Approve the Issuance of Performance Rights to Lawrence (Lawrie) Conway | Management | For | For |
| 6 | Approve the Issuance of Additional Performance Rights to Jacob (Jake) Klein | Management | For | For |
| 7 | Approve the Issuance of Additional Performance Rights to Lawrence (Lawrie) Conway | Management | For | For |
| 8 | Approve the Issuance of Share Rights to Non-Executive Directors | Management | For | For |
| EVOLUTION MINING LTD. Meeting Date: JUN 21, 2017 Record Date: JUN 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: EVN Security ID: Q3647R147 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Acquisition of Relevant Interest in Evolution Shares | Management | For | For |
| 2 | Approve the Grant of Performance Rights to Jacob (Jake) Klein | Management | For | Against |
| FRANCO-NEVADA CORPORATION Meeting Date: MAY 09, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FNV Security ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Catharine Farrow | Management | For | For |
| 1.7 | Elect Director Louis Gignac | Management | For | For |
| 1.8 | Elect Director Randall Oliphant | Management | For | For |
| 1.9 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FREEPORT-MCMORAN INC. Meeting Date: JUN 06, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FCX Security ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Andrew Langham | Management | For | For |
| 1.5 | Elect Director Jon C. Madonna | Management | For | For |
| 1.6 | Elect Director Courtney Mather | Management | For | For |
| 1.7 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.8 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | RatifyErnst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FRESNILLO PLC Meeting Date: MAY 23, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FRES Security ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Alberto Bailleres as Director | Management | For | Abstain |
| 6 | Re-elect Juan Bordes as Director | Management | For | For |
| 7 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 8 | Re-elect Jaime Lomelin as Director | Management | For | For |
| 9 | Re-elect Alejandro Bailleres as Director | Management | For | For |
| 10 | Re-elect Fernando Ruiz as Director | Management | For | Abstain |
| 11 | Re-elect Charles Jacobs as Director | Management | For | For |
| 12 | Re-elect Guy Wilson as Director | Management | For | For |
| 13 | Re-elect Barbara Laguera as Director | Management | For | For |
| 14 | Re-elect Jaime Serra as Director | Management | For | Abstain |
| 15 | Elect Alberto Tiburcio as Director | Management | For | For |
| 16 | Elect Dame Judith Macgregor as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| GALAXY RESOURCES LTD. Meeting Date: MAY 18, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GXY Security ID: Q39596103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Adoption of Remuneration Report | Management | For | Against |
| 2 | Elect Martin Rowley as Director | Management | For | Against |
| 3 | Elect Peter Bacchus as Director | Management | For | For |
| 4 | Elect John Turner as Director | Management | For | For |
| 5 | Ratify the of Past Issuance of 24.75 Million Options to Apollo Corporation (WA) Pty Ltd | Management | For | For |
| 6 | Ratify the of Past Issuance of 8.75 Million Shares to Canaccord | Management | For | For |
| 7 | Ratify the of Past Issuance of 10 Million Warrants to OL Master (Singapore Fund No.1) Pte Limited | Management | For | For |
| 8 | Ratify the of Past Issuance of 40 Million Warrants to OL Master (Singapore Fund No.1) Pte Limited | Management | For | For |
| 9 | Ratify the of Past Issuance of 625,000 Shares and 500,000 Options to Primero Group Pty Ltd | Management | For | For |
| 10 | Ratify the of Past Issuance of 78,125 Shares to James McCann | Management | For | For |
| 11 | Ratify the of Past Issuance of 113 Million Shares to Sophisticated and Professional Investors | Management | For | For |
| 12 | Approve Consolidation of Capital | Management | For | For |
| 13 | Approve the Adoption of Employee Option Plan | Management | For | Against |
| 14 | Approve the Issuance of Director Incentive Options to Martin Rowley | Management | For | Against |
| 15 | Approve the Issuance of Director Incentive Options to Anthony Tse | Management | For | Against |
| 16 | Approve the Issuance of Director Incentive Options to Jian-Nan Zhang | Management | For | Against |
| 17 | Approve the Issuance of Director Incentive Options to Peter Bacchus | Management | For | Against |
| 18 | Approve the Issuance of Director Incentive Options to John Turner | Management | For | Against |
| 19 | Approve the Increase to Non-Executive Director's Remuneration | Management | None | Against |
| GEMFIELDS PLC Meeting Date: NOV 24, 2016 Record Date: NOV 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GEM Security ID: G3910W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Graham Mascall as Director | Management | For | Abstain |
| 3 | Elect Janet Boyce as Director | Management | For | For |
| 4 | Re-elect Clive Newall as Director | Management | For | Against |
| 5 | Re-elect Finn Behnken as Director | Management | For | For |
| 6 | Reappoint BDO LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GOLD ROAD RESOURCES LTD. Meeting Date: OCT 19, 2016 Record Date: OCT 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GOR Security ID: Q4202N117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Sharon Warburton as Director | Management | For | For |
| 3 | Elect Tim Netscher as Director | Management | For | For |
| 4 | Approve the Employee Incentive Plan | Management | For | For |
| 5 | Approve the Grant of Up to 269,057 Performance Rights to Ian Murray | Management | For | For |
| 6 | Approve the Grant of Up to 827,868 Performance Rights to Ian Murray | Management | For | For |
| 7 | Approve the Grant of 139,344 Performance Rights to Justin Osborne | Management | For | For |
| 8 | Approve the Grant of 426,229 Performance Rights to Justin Osborne | Management | For | For |
| 9 | Ratify the Past Issuance of Shares to Professional and Sophisticated Investors | Management | For | For |
| 10 | Ratify the Past Issuance of Shares to Asarco Exploration Company Inc | Management | For | For |
| 11 | Appoint KPMG as Auditor | Management | For | For |
| 12 | Approve the Renewal of the Proportional Takeover Provisions | Management | For | For |
| GOLDCORP INC. Meeting Date: APR 26, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: 380956409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Beverley A. Briscoe | Management | For | For |
| 1.2 | Elect Director Margot A. Franssen | Management | For | For |
| 1.3 | Elect Director David A. Garofalo | Management | For | For |
| 1.4 | Elect Director Clement A. Pelletier | Management | For | For |
| 1.5 | Elect Director P. Randy Reifel | Management | For | For |
| 1.6 | Elect Director Charles (Charlie) R. Sartain | Management | For | For |
| 1.7 | Elect Director Ian W. Telfer | Management | For | For |
| 1.8 | Elect Director Blanca A. Trevino | Management | For | For |
| 1.9 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GOLDEN REIGN RESOURCES LTD. Meeting Date: JAN 30, 2017 Record Date: DEC 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GRR Security ID: 38116E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Kevin Bullock | Management | For | For |
| 2.2 | Elect Director Kim Evans | Management | For | For |
| 2.3 | Elect Director John Conlon | Management | For | For |
| 2.4 | Elect Director Leonard Dennis | Management | For | For |
| 2.5 | Elect Director William Meyer | Management | For | For |
| 2.6 | Elect Director Rael Lipson | Management | For | For |
| 2.7 | Elect Director Akiba Leisman | Management | For | For |
| 2.8 | Elect Director Abraham Jonker | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| GOLDEN STAR RESOURCES LTD. Meeting Date: MAY 04, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GSC Security ID: 38119T104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy C. Baker | Management | For | For |
| 1.2 | Elect Director Gilmour Clausen | Management | For | For |
| 1.3 | Elect Director Samuel T. Coetzer | Management | For | For |
| 1.4 | Elect Director Anu Dhir | Management | For | For |
| 1.5 | Elect Director Robert E. Doyle | Management | For | For |
| 1.6 | Elect Director Daniel Owiredu | Management | For | For |
| 1.7 | Elect Director Craig J. Nelsen | Management | For | For |
| 1.8 | Elect Director Mona Quartey | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve 2017 Performance and Restricted Share Unit Plan | Management | For | Against |
| GUYANA GOLDFIELDS INC. Meeting Date: MAY 02, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GUY Security ID: 403530108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean-Pierre Chauvin | Management | For | For |
| 1b | Elect Director Alan Ferry | Management | For | For |
| 1c | Elect Director Daniel Noone | Management | For | For |
| 1d | Elect Director Wendy Kei | Management | For | For |
| 1e | Elect Director David Beatty | Management | For | For |
| 1f | Elect Director Rene Marion | Management | For | For |
| 1g | Elect Director Scott Caldwell | Management | For | For |
| 1h | Elect Director J. Patrick Sheridan | Management | For | For |
| 1i | Elect Director Michael Richings | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Deferred Share Unit Plan | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD Meeting Date: NOV 25, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HAR Security ID: 413216300 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Cathie Markus as Director | Management | For | For |
| 2 | Re-elect Karabo Nondumo as Director | Management | For | For |
| 3 | Re-elect Vishnu Pillay as Director | Management | For | For |
| 4 | Re-elect Andre Wilkens as Director | Management | For | For |
| 5 | Re-elect John Wetton as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Re-elect Fikile De Buck as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Simo Lushaba as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect Modise Motloba as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Re-elect Karabo Nondumo as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 13 | Amend Harmony 2006 Share Plan | Management | For | For |
| 14 | Approve Non-Executive Directors' Remuneration | Management | For | For |
| HIGHLAND GOLD MINING LTD Meeting Date: MAY 17, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HGM Security ID: G4472X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Duncan Baxter as Director | Management | For | For |
| 4 | Re-elect Valery Oyf as Director | Management | For | For |
| 5 | Re-elect John Mann as Director | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| HOCHSCHILD MINING PLC Meeting Date: MAY 11, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HOC Security ID: G4611M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Graham Birch as Director | Management | For | For |
| 4 | Re-elect Enrico Bombieri as Director | Management | For | For |
| 5 | Re-elect Jorge Born Jr as Director | Management | For | Against |
| 6 | Re-elect Ignacio Bustamante as Director | Management | For | For |
| 7 | Re-elect Eduardo Hochschild as Director | Management | For | For |
| 8 | Elect Eileen Kamerick as Director | Management | For | For |
| 9 | Re-elect Michael Rawlinson as Director | Management | For | For |
| 10 | Elect Sanjay Sarma as Director | Management | For | For |
| 11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HOCHSCHILD MINING PLC Meeting Date: MAY 15, 2017 Record Date: MAY 11, 2017 Meeting Type: SPECIAL | ||||
| Ticker: HOC Security ID: G4611M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Final Dividend | Management | For | For |
| INDUSTRIAS PENOLES S.A.B DE C.V. Meeting Date: APR 25, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PE&OLES * Security ID: P55409141 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Board's Report | Management | For | For |
| 1.2 | Accept CEO's Report and Auditors' Opinion | Management | For | For |
| 1.3 | Approve Individual and Consolidated Financial Statements | Management | For | For |
| 1.4 | Accept Report on Principal Policies and Accounting Criteria and Information | Management | For | For |
| 1.5 | Accept Audit and Corporate Practices Committees' Report | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 4 | Elect or Ratify Directors; Verify Director's Independence Classification; Approve Their Respective Remuneration | Management | For | Against |
| 5 | Elect or Ratify Chairman of Audit and Corporate Practices Committee | Management | For | Against |
| 6 | Appoint Legal Representatives | Management | For | For |
| 7 | Approve Minutes of Meeting | Management | For | For |
| IVANHOE MINES LTD. Meeting Date: JUN 28, 2017 Record Date: MAY 03, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IVN Security ID: 46579R104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Markus Faber | Management | For | For |
| 2.4 | Elect Director William B. Hayden | Management | For | For |
| 2.5 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.6 | Elect Director Livia Mahler | Management | For | For |
| 2.7 | Elect Director Peter G. Meredith | Management | For | For |
| 2.8 | Elect Director Guy J. de Selliers | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Equity Incentive Plan | Management | For | Against |
| 5 | Approve Deferred Share Unit Plan | Management | For | Against |
| JAGUAR MINING INC. Meeting Date: JUN 05, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: JAG Security ID: 47009M400 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2 | Empower the Board of Directors to Determine the Number of Directors of the Board Within the Minimum and Maximum Provided in the Articles | Management | For | For |
| 3a | Elect Director Rodney D. Lamond | Management | For | For |
| 3b | Elect Director Richard D. Falconer | Management | For | For |
| 3c | Elect Director Edward V. Reeser | Management | For | For |
| 3d | Elect Director Luis Ricardo Miraglia | Management | For | For |
| 3e | Elect Director Thomas Weng | Management | For | For |
| 3f | Elect Director John Ellis | Management | For | For |
| 3g | Elect Director Robert Getz | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Adopt New Articles | Management | For | Against |
| KAMINAK GOLD CORPORATION Meeting Date: JUL 12, 2016 Record Date: JUN 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: KAM Security ID: 48356P202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan of Arrangement | Management | For | For |
| KINROSS GOLD CORPORATION Meeting Date: MAY 03, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: K Security ID: 496902404 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian Atkinson | Management | For | For |
| 1.2 | Elect Director John A. Brough | Management | For | For |
| 1.3 | Elect Director John M. H. Huxley | Management | For | For |
| 1.4 | Elect Director Ave G. Lethbridge | Management | For | For |
| 1.5 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
| 1.6 | Elect Director John E. Oliver | Management | For | For |
| 1.7 | Elect Director Kelly J. Osborne | Management | For | For |
| 1.8 | Elect Director Una M. Power | Management | For | For |
| 1.9 | Elect Director J. Paul Rollinson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KIRKLAND LAKE GOLD INC. Meeting Date: NOV 25, 2016 Record Date: OCT 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: KGI Security ID: 49740P106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Newmarket Gold Inc. | Management | For | For |
| KIRKLAND LAKE GOLD LTD. Meeting Date: MAY 04, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KL Security ID: 49741E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2a | Elect Director Jonathan Gill | Management | For | For |
| 2b | Elect Director Arnold Klassen | Management | For | For |
| 2c | Elect Director Pamela Klessig | Management | For | For |
| 2d | Elect Director Anthony Makuch | Management | For | For |
| 2e | Elect Director Barry Olson | Management | For | For |
| 2f | Elect Director Jeff Parr | Management | For | For |
| 2g | Elect Director Eric Sprott | Management | For | For |
| 2h | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | For | For |
| 5 | Approve Deferred Share Unit Plan | Management | For | For |
| 6 | Amend Stock Option Plan | Management | For | For |
| KLONDEX MINES LTD. Meeting Date: MAY 04, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KDX Security ID: 498696103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney Cooper | Management | For | For |
| 1.2 | Elect Director Mark J. Daniel | Management | For | For |
| 1.3 | Elect Director James Haggarty | Management | For | For |
| 1.4 | Elect Director Richard J. Hall | Management | For | For |
| 1.5 | Elect Director Paul Huet | Management | For | For |
| 1.6 | Elect Director William Matlack | Management | For | For |
| 1.7 | Elect Director Charles Oliver | Management | For | For |
| 1.8 | Elect Director Blair Schultz | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LUNDIN GOLD INC. Meeting Date: JUN 01, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: LUG Security ID: 550371108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carmel Daniele | Management | For | For |
| 1.2 | Elect Director Ian W. Gibbs | Management | For | For |
| 1.3 | Elect Director Chantal Gosselin | Management | For | For |
| 1.4 | Elect Director Ashley Heppenstall | Management | For | For |
| 1.5 | Elect Director Ron F. Hochstein | Management | For | For |
| 1.6 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.7 | Elect Director Paul McRae | Management | For | For |
| 1.8 | Elect Director Pablo J. Mir | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| LYDIAN INTERNATIONAL LIMITED Meeting Date: JUN 19, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LYD Security ID: G5724R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon Wylie | Management | For | For |
| 1.2 | Elect Director Howard H.J. Stevenson | Management | For | For |
| 1.3 | Elect Director Willan J. Abel | Management | For | For |
| 1.4 | Elect Director Timothy Read | Management | For | For |
| 1.5 | Elect Director Stephen J. Altmann | Management | For | For |
| 1.6 | Elect Director Josh Parrill | Management | For | For |
| 1.7 | Elect Director John Stubbs | Management | For | For |
| 1.8 | Elect Director Gillian Davidson | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MAG SILVER CORP. Meeting Date: JUN 15, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MAG Security ID: 55903Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Barnes | Management | For | For |
| 1.2 | Elect Director Richard P. Clark | Management | For | For |
| 1.3 | Elect Director Richard M. Colterjohn | Management | For | For |
| 1.4 | Elect Director Jill D. Leversage | Management | For | For |
| 1.5 | Elect Director Daniel T. MacInnis | Management | For | For |
| 1.6 | Elect Director George N. Paspalas | Management | For | For |
| 1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.8 | Elect Director Derek C. White | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Share Unit Plan | Management | For | For |
| 5 | Amend Deferred Share Unit Plan | Management | For | For |
| MCEWEN MINING INC. Meeting Date: MAY 25, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MUX Security ID: 58039P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Allen V. Ambrose | Management | For | For |
| 1.3 | Elect Director Michele L. Ashby | Management | For | For |
| 1.4 | Elect Director Leanne M. Baker | Management | For | For |
| 1.5 | Elect Director Richard W. Brissenden | Management | For | For |
| 1.6 | Elect Director Gregory P. Fauquier | Management | For | For |
| 1.7 | Elect Director Donald R.M. Quick | Management | For | For |
| 1.8 | Elect Director Michael L. Stein | Management | For | For |
| 1.9 | Elect Director Robin Dunbar | Management | For | For |
| 2 | Issue Shares to Robert R. McEwen in Connection with the Acquisition of Lexam VG Gold | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| METALS X LTD. Meeting Date: NOV 24, 2016 Record Date: NOV 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MLX Security ID: Q60408129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Warren Hallam as Director | Management | For | Against |
| 3 | Elect Simon Heggen as Director | Management | For | For |
| 4 | Ratify the Past Issuance of Shares to Sophisticated and Professional Investors | Management | For | For |
| 5 | Approve the Employee Share Option Plan | Management | For | For |
| 6 | Approve the Grant of Options to Peter Cook | Management | For | Against |
| 7 | Approve the Grant of Options to Warren Hallam | Management | For | Against |
| METALS X LTD. Meeting Date: NOV 24, 2016 Record Date: NOV 22, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MLX Security ID: Q60408129 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction of Share Capital to Effect the Demerger of the Company's Gold Assets | Management | For | For |
| MILLENNIUM MINERALS LTD. Meeting Date: MAY 29, 2017 Record Date: MAY 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MOY Security ID: Q6091H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Gregory Bittar as Director | Management | For | For |
| 3 | Elect Timothy Paul Kennedy as Director | Management | For | For |
| 4 | Elect Peter Robert Lester as Director | Management | For | For |
| 5 | Approve Amendment and Renewal of Employee Share Option Plan | Management | For | Against |
| 6 | Approve Variations to the Terms of Incentive Options and Provision of Termination of Benefits to Gregory Bittar | Management | For | Against |
| 7 | Approve Variations to the Terms of Incentive Options and Provision of Termination of Benefits to Richard Hill | Management | For | Against |
| 8 | Approve Variations to the Terms of Incentive Options and Provision of Termination of Benefits to Peter Cash | Management | For | Against |
| 9 | Approve Variations to the Terms of Incentive Options and Provision of Termination of Benefits to Pierre Malherbe | Management | For | Against |
| 10 | Approve Variations to the Terms of Incentive Options and Provision of Termination of Benefits to Glenn Dovaston | Management | For | Against |
| 11 | Approve Variation to the Terms of Incentive Options to Employees | Management | For | Against |
| 12 | Approve Grant of Incentive Options to Timothy Paul Kennedy | Management | For | Against |
| 13 | Approve Grant of Incentive Options to Peter Robert Lester | Management | For | Against |
| 14 | Approve Performance Rights Plan | Management | For | Against |
| NEW GOLD INC. Meeting Date: APR 26, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: NGD Security ID: 644535106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Emerson | Management | For | For |
| 1.2 | Elect Director James Estey | Management | For | For |
| 1.3 | Elect Director Vahan Kololian | Management | For | For |
| 1.4 | Elect Director Martyn Konig | Management | For | For |
| 1.5 | Elect Director Randall Oliphant | Management | For | For |
| 1.6 | Elect Director Ian Pearce | Management | For | For |
| 1.7 | Elect Director Hannes Portmann | Management | For | For |
| 1.8 | Elect Director Kay Priestly | Management | For | For |
| 1.9 | Elect Director Raymond Threlkeld | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Long Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| NEWCASTLE GOLD LTD. Meeting Date: JUN 15, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NCA Security ID: 65106Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Stuart Angus | Management | For | For |
| 1b | Elect Director Lenard F. Boggio | Management | For | For |
| 1c | Elect Director Louis Dionne | Management | For | For |
| 1d | Elect Director Jacques McMullen | Management | For | For |
| 1e | Elect Director Gerald Panneton | Management | For | For |
| 1f | Elect Director Richard W. Warke | Management | For | For |
| 2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| NEWCREST MINING LTD. Meeting Date: NOV 08, 2016 Record Date: NOV 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NCM Security ID: Q6651B114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Peter Hay as Director | Management | For | For |
| 2b | Elect Philip Aiken as Director | Management | For | For |
| 2c | Elect Rick Lee as Director | Management | For | For |
| 2d | Elect John Spark as Director | Management | For | For |
| 2e | Elect Vickki McFadden as Director | Management | For | For |
| 3a | Approve the Grant of Performance Rights to Sandeep Biswas | Management | For | For |
| 3b | Approve the Grant of Performance Rights to Gerard Bond | Management | For | For |
| 4 | Approve the Remuneration Report | Management | For | For |
| NEWMARKET GOLD INC. Meeting Date: NOV 25, 2016 Record Date: OCT 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: NMI Security ID: 65158L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Change Company Name to Kirkland Lake Gold Ltd. | Management | For | For |
| 3 | Approve Stock Consolidation | Management | For | For |
| 4 | Fix Number of Directors at Nine | Management | For | For |
| 5a | Elect Director Anthony Makuch | Management | For | For |
| 5b | Elect Director Maryse Belanger | Management | For | For |
| 5c | Elect Director Jonathan Gill | Management | For | For |
| 5d | Elect Director Arnold Klassen | Management | For | For |
| 5e | Elect Director Pamela Klessig | Management | For | For |
| 5f | Elect Director Barry Olson | Management | For | For |
| 5g | Elect Director Jeffrey Parr | Management | For | For |
| 5h | Elect Director Eric Sprott | Management | For | For |
| 5i | Elect Director Raymond Threlkeld | Management | For | For |
| 6 | Empower the Board to Determine the Number of Directors of the Board from Time to Time | Management | For | For |
| NEWMONT MINING CORPORATION Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NEM Security ID: 651639106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.5 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.8 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 1.10 | Elect Director Julio M. Quintana | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| NORTHERN DYNASTY MINERALS LTD. Meeting Date: JUN 23, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NDM Security ID: 66510M204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Thiessen | Management | For | For |
| 1.2 | Elect Director Robert A. Dickinson | Management | For | For |
| 1.3 | Elect Director Kenneth W. Pickering | Management | For | For |
| 1.4 | Elect Director Desmond M. Balakrishnan | Management | For | For |
| 1.5 | Elect Director Steven A. Decker | Management | For | For |
| 1.6 | Elect Director Christian Milau | Management | For | For |
| 1.7 | Elect Director David C. Laing | Management | For | For |
| 1.8 | Elect Director Gordon B. Keep | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| NORTHERN STAR RESOURCES LTD Meeting Date: NOV 29, 2016 Record Date: NOV 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NST Security ID: Q6951U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect John Fitzgerald as Director | Management | For | For |
| 3 | Elect Shirley In'tVeld as Director | Management | For | For |
| 4 | Elect David Flanagan as Director | Management | For | For |
| 5 | Elect William Beament as Director | Management | For | For |
| 6 | Approve the Long Term Incentive Plan | Management | For | For |
| 7 | Approve the Termination Benefits | Management | For | For |
| 8 | Approve the Grant of Performance Rights to William Beament, Managing Director of the Company | Management | For | For |
| NOVAGOLD RESOURCES INC. Meeting Date: MAY 05, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NG Security ID: 66987E206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Dowdall | Management | For | For |
| 1.2 | Elect Director Marc Faber | Management | For | For |
| 1.3 | Elect Director Thomas Kaplan | Management | For | For |
| 1.4 | Elect Director Gregory Lang | Management | For | For |
| 1.5 | Elect Director Gillyeard Leathley | Management | For | For |
| 1.6 | Elect Director Igor Levental | Management | For | For |
| 1.7 | Elect Director Kalidas Madhavpeddi | Management | For | For |
| 1.8 | Elect Director Gerald McConnell | Management | For | Withhold |
| 1.9 | Elect Director Clynton Nauman | Management | For | For |
| 1.10 | Elect Director Rick Van Nieuwenhuyse | Management | For | Withhold |
| 1.11 | Elect Director Anthony Walsh | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Re-approve Performance Share Unit Plan | Management | For | For |
| 6 | Amend Non-Employee Director Deferred Compensation Plan | Management | For | For |
| OCEANAGOLD CORPORATION Meeting Date: JUN 23, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OGC Security ID: 675222103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
| 1.3 | Elect Director Geoff W. Raby | Management | For | For |
| 1.4 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.5 | Elect Director William H. Myckatyn | Management | For | For |
| 1.6 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.7 | Elect Director Diane R. Garrett | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| OSISKO MINING INC. Meeting Date: JUN 08, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OSK Security ID: 688281104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Burzynski | Management | For | Withhold |
| 1b | Elect Director Jose Vizquerra | Management | For | Withhold |
| 1c | Elect Director Sean Roosen | Management | For | Withhold |
| 1d | Elect Director Robert Wares | Management | For | Withhold |
| 1e | Elect Director Patrick F.N. Anderson | Management | For | For |
| 1f | Elect Director Keith McKay | Management | For | For |
| 1g | Elect Director Amy Satov | Management | For | For |
| 1h | Elect Director Murray John | Management | For | Withhold |
| 1i | Elect Director David Christie | Management | For | Withhold |
| 1j | Elect Director Bernardo Alvarez Calderon | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Deferred Share Unit Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| 5 | Approve Employee Share Purchase Plan | Management | For | For |
| OSISKO MINING INC. Meeting Date: JUN 08, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OSK Security ID: 688281708 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Burzynski | Management | For | Withhold |
| 1b | Elect Director Jose Vizquerra | Management | For | Withhold |
| 1c | Elect Director Sean Roosen | Management | For | Withhold |
| 1d | Elect Director Robert Wares | Management | For | Withhold |
| 1e | Elect Director Patrick F.N. Anderson | Management | For | For |
| 1f | Elect Director Keith McKay | Management | For | For |
| 1g | Elect Director Amy Satov | Management | For | For |
| 1h | Elect Director Murray John | Management | For | Withhold |
| 1i | Elect Director David Christie | Management | For | Withhold |
| 1j | Elect Director Bernardo Alvarez Calderon | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Deferred Share Unit Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| 5 | Approve Employee Share Purchase Plan | Management | For | For |
| PAN AFRICAN RESOURCES PLC Meeting Date: NOV 25, 2016 Record Date: NOV 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PAF Security ID: G6882W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Hester Hickey as Director | Management | For | For |
| 4 | Re-elect Thabo Mosololi as Director | Management | For | For |
| 5 | Re-elect Hester Hickey as Member of the Audit Committee | Management | For | For |
| 6 | Re-elect Keith Spencer as Member of the Audit Committee | Management | For | Against |
| 7 | Re-elect Thabo Mosololi as Member of the Audit Committee | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | Against |
| 9 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PAN AFRICAN RESOURCES PLC Meeting Date: FEB 09, 2017 Record Date: FEB 07, 2017 Meeting Type: SPECIAL | ||||
| Ticker: PAF Security ID: G6882W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 3 | Authorise Issue of Shares for Cash in Accordance with the JSE Listings Requirements | Management | For | Against |
| PERSEUS MINING LIMITED Meeting Date: NOV 25, 2016 Record Date: NOV 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRU Security ID: Q74174105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Colin Carson as Director | Management | For | Against |
| 3 | Elect Michael Bohm as Director | Management | For | For |
| 4 | Elect John McGloin as Director | Management | For | Against |
| 5 | Elect Alexander Davidson as Director | Management | For | For |
| 6 | Approve the Grant of Performance Rights to Jeffrey Quartermaine | Management | For | For |
| 7 | Approve the Grant of Performance Rights to Colin Carson | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 9 | Ratify the Past Issuance of Shares | Management | For | For |
| PERSHING GOLD CORPORATION Meeting Date: AUG 09, 2016 Record Date: JUL 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PGLC Security ID: 715302204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen Alfers | Management | For | For |
| 1.2 | Elect Director D. Scott Barr | Management | For | For |
| 1.3 | Elect Director Barry Honig | Management | For | For |
| 1.4 | Elect Director Edward Karr | Management | For | For |
| 1.5 | Elect Director Alexander Morrison | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KBL, LLP as Auditors | Management | For | For |
| POLYMETAL INTERNATIONAL PLC Meeting Date: MAY 16, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: POLY Security ID: G7179S101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Bobby Godsell as Director | Management | For | For |
| 6 | Re-elect Vitaly Nesis as Director | Management | For | For |
| 7 | Re-elect Konstantin Yanakov as Director | Management | For | For |
| 8 | Re-elect Marina Gronberg as Director | Management | For | For |
| 9 | Re-elect Jean-Pascal Duvieusart as Director | Management | For | For |
| 10 | Re-elect Jonathan Best as Director | Management | For | Against |
| 11 | Re-elect Russell Skirrow as Director | Management | For | For |
| 12 | Re-elect Leonard Homeniuk as Director | Management | For | For |
| 13 | Re-elect Christine Coignard as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| PREMIER GOLD MINES LIMITED Meeting Date: JUN 22, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PG Security ID: 74051D104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Begeman | Management | For | For |
| 1b | Elect Director Ewan S. Downie | Management | For | For |
| 1c | Elect Director Claude Lemasson | Management | For | For |
| 1d | Elect Director Ronald Little | Management | For | For |
| 1e | Elect Director Anthony Makuch | Management | For | For |
| 1f | Elect Director John Seaman | Management | For | For |
| 1g | Elect Director Michael Vitton | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRETIUM RESOURCES INC. Meeting Date: MAY 12, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PVG Security ID: 74139C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Robert A. Quartermain | Management | For | For |
| 2.2 | Elect Director C. Noel Dunn | Management | For | For |
| 2.3 | Elect Director Joseph J. Ovsenek | Management | For | For |
| 2.4 | Elect Director George Paspalas | Management | For | For |
| 2.5 | Elect Director Peter Birkey | Management | For | For |
| 2.6 | Elect Director Shaoyang Shen | Management | For | For |
| 2.7 | Elect Director Nicole Adshead-Bell | Management | For | For |
| 2.8 | Elect Director David Smith | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| RAMELIUS RESOURCES LTD Meeting Date: NOV 23, 2016 Record Date: NOV 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RMS Security ID: Q7982E108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Kevin James Lines as Director | Management | For | For |
| 3 | Ratify the Past Issuance of Shares | Management | For | For |
| 4 | Appoint Grant Thornton Audit Pty Ltd as Auditor of the Company | Management | For | For |
| 5 | Approve the Performance Rights Plan | Management | For | For |
| 6 | Approve the Grant of Performance Rights to Mark Zeptner | Management | For | For |
| 7 | Approve the Renewal of the Proportional Takeover Provision | Management | For | For |
| RANDGOLD RESOURCES LTD Meeting Date: MAY 02, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RRS Security ID: 752344309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Safiatou Ba-N'Daw as Director | Management | For | For |
| 6 | Re-elect Mark Bristow as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Jamil Kassum as Director | Management | For | For |
| 9 | Elect Olivia Kirtley as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Reappoint BDO LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 17 | Approve Award of Ordinary Shares to the Senior Independent Director | Management | For | For |
| 18 | Approve Award of Ordinary Shares to the Chairman | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares and American Depositary Shares | Management | For | For |
| RED EAGLE MINING CORPORATION Meeting Date: JUN 01, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RD Security ID: 756566204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Ian Slater | Management | For | Withhold |
| 2.2 | Elect Director Jay Sujir | Management | For | Withhold |
| 2.3 | Elect Director Tim Petterson | Management | For | Withhold |
| 2.4 | Elect Director Robert Bell | Management | For | Withhold |
| 2.5 | Elect Director Jeffrey Mason | Management | For | For |
| 2.6 | Elect Director Robert Pease | Management | For | For |
| 2.7 | Elect Director Stephen Dixon | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 6 | Approve Shareholder Rights Plan | Management | For | Against |
| REGIS RESOURCES LTD. Meeting Date: NOV 18, 2016 Record Date: NOV 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RRL Security ID: Q8059N120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Paul Thomas as Director | Management | For | Against |
| 3 | Elect James Mactier as Director | Management | For | For |
| 4 | Elect Mark Okeby as Director | Management | For | For |
| 5 | Approve the Regis Resources Limited Executive Incentive Plan | Management | For | For |
| 6 | Approve the Grants of Performance Rights to Mark Clark | Management | For | Against |
| 7 | Approve the Grants of Performance Rights to Paul Thomas | Management | For | Against |
| RESOLUTE MINING LTD. Meeting Date: NOV 29, 2016 Record Date: NOV 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RSG Security ID: Q81068100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Peter Ernest Huston as Director | Management | For | Against |
| 3 | Elect Martin John Botha as Director | Management | For | For |
| 4 | Approve the Resolute Mining Limited Performance Rights Plan | Management | None | For |
| 5 | Approve the Grant of Performance Rights Plan to John Welborn | Management | For | For |
| 6 | Approve the Special Grant of Performance Rights to John Welborn | Management | For | Against |
| 7 | Ratify the Past Issuance of Shares to Institutional Investors | Management | For | For |
| 8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| RICHMONT MINES INC. Meeting Date: MAY 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RIC Security ID: 76547T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rene Marion | Management | For | For |
| 1.2 | Elect Director Renaud Adams | Management | For | For |
| 1.3 | Elect Director Elaine Ellingham | Management | For | For |
| 1.4 | Elect Director Michael Pesner | Management | For | For |
| 1.5 | Elect Director Peter Barnes | Management | For | For |
| 2 | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ROXGOLD INC. Meeting Date: JUN 28, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ROG Security ID: 779899202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Oliver Lennox-King | Management | For | For |
| 2.2 | Elect Director Richard Colterjohn | Management | For | For |
| 2.3 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 2.4 | Elect Director John L. Knowles | Management | For | For |
| 2.5 | Elect Director Robin G. Mills | Management | For | For |
| 2.6 | Elect Director John Dorward | Management | For | For |
| 2.7 | Elect Director Kate Harcourt | Management | For | For |
| 2.8 | Elect Director Norman Pitcher | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Restricted Share Unit Plan | Management | For | For |
| 5 | Amend Deferred Share Unit Plan | Management | For | Against |
| ROYAL GOLD, INC. Meeting Date: NOV 16, 2016 Record Date: SEP 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RGLD Security ID: 780287108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William M. Hayes | Management | For | For |
| 1b | Elect Director Ronald J. Vance | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ROYAL NICKEL CORPORATION Meeting Date: JUN 13, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RNX Security ID: 780357109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Goudie | Management | For | For |
| 1.2 | Elect Director Scott M. Hand | Management | For | For |
| 1.3 | Elect Director Peter C. Jones | Management | For | For |
| 1.4 | Elect Director Frank Marzoli | Management | For | For |
| 1.5 | Elect Director Gilles Masson | Management | For | For |
| 1.6 | Elect Director Donald McInnes | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Change Company Name to RNC Minerals Corporation | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | Against |
| SABINA GOLD & SILVER CORP. Meeting Date: JUN 08, 2017 Record Date: MAY 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SBB Security ID: 785246109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director David A. Fennell | Management | For | For |
| 2.2 | Elect Director Jonathan Goodman | Management | For | For |
| 2.3 | Elect Director James N. Morton | Management | For | For |
| 2.4 | Elect Director D. Bruce McLeod | Management | For | For |
| 2.5 | Elect Director Anthony P. Walsh | Management | For | For |
| 2.6 | Elect Director LeRoy E. Wilkes | Management | For | For |
| 2.7 | Elect Director Walter Segsworth | Management | For | For |
| 2.8 | Elect Director Anna Stylianides | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SANDSTORM GOLD LTD. Meeting Date: JUN 02, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SSL Security ID: 80013R206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Nolan Watson | Management | For | For |
| 2.2 | Elect Director David Awram | Management | For | For |
| 2.3 | Elect Director David E. De Witt | Management | For | For |
| 2.4 | Elect Director Andrew T. Swarthout | Management | For | For |
| 2.5 | Elect Director John P.A. Budreski | Management | For | For |
| 2.6 | Elect Director Mary L. Little | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Other Business | Management | For | Against |
| SARACEN MINERAL HOLDINGS LTD. Meeting Date: NOV 30, 2016 Record Date: NOV 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SAR Security ID: Q8309T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Martin Reed as Director | Management | For | For |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Approve the Saracen Mineral Holdings Limited Performance Rights Plan | Management | For | For |
| 4 | Approve the Grant of Performance Rights to Raleigh Finlayson | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| SEMAFO INC. Meeting Date: MAY 04, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SMF Security ID: 816922108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terence F. Bowles | Management | For | For |
| 1.2 | Elect Director Benoit Desormeaux | Management | For | For |
| 1.3 | Elect Director Flore Konan | Management | For | For |
| 1.4 | Elect Director Jean Lamarre | Management | For | For |
| 1.5 | Elect Director John LeBoutillier | Management | For | For |
| 1.6 | Elect Director Gilles Masson | Management | For | For |
| 1.7 | Elect Director Lawrence McBrearty | Management | For | For |
| 1.8 | Elect Director Tertius Zongo | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Shareholder Rights Plan | Management | For | For |
| 4 | Approve Advance Notice Requirement | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SILVER WHEATON CORP. Meeting Date: MAY 10, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SLW Security ID: 828336107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| a1 | Elect Director George L. Brack | Management | For | For |
| a2 | Elect Director John A. Brough | Management | For | For |
| a3 | Elect Director R. Peter Gillin | Management | For | For |
| a4 | Elect Director Chantal Gosselin | Management | For | For |
| a5 | Elect Director Douglas M. Holtby | Management | For | For |
| a6 | Elect Director Charles A. Jeannes | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | For |
| a8 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Change Company Name to Wheaton Precious Metals Corp. | Management | For | For |
| d | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ST BARBARA LTD. Meeting Date: NOV 30, 2016 Record Date: NOV 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SBM Security ID: Q8744Q173 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect David Moroney as Director | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
| 4 | Approve the Grant of Performance Rights to Robert (Bob) Vassie, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| TAHOE RESOURCES INC. Meeting Date: MAY 03, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: THO Security ID: 873868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.2 | Elect Director Ronald W. Clayton | Management | For | For |
| 1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
| 1.4 | Elect Director Charles A. Jeannes | Management | For | For |
| 1.5 | Elect Director Drago G. Kisic | Management | For | For |
| 1.6 | Elect Director Alan C. Moon | Management | For | For |
| 1.7 | Elect Director A. Dan Rovig | Management | For | For |
| 1.8 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.9 | Elect Director James S. Voorhees | Management | For | For |
| 1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TALGA RESOURCES LIMITED Meeting Date: JUL 27, 2016 Record Date: JUL 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: TLG Security ID: Q8833K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify the Past Issuance of 20.94 Million Shares | Management | For | Against |
| 2 | Ratify the Past Issuance of 14.63 Million Shares | Management | For | Against |
| 3 | Approve the Issuance of Placement Options | Management | For | For |
| TECK RESOURCES LIMITED Meeting Date: APR 26, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TCK.B Security ID: 878742204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mayank M. Ashar | Management | For | For |
| 1.2 | Elect Director Quan Chong | Management | For | For |
| 1.3 | Elect Director Laura L. Dottori-Attanasio | Management | For | For |
| 1.4 | Elect Director Edward C. Dowling | Management | For | For |
| 1.5 | Elect Director Eiichi Fukuda | Management | For | For |
| 1.6 | Elect Director Norman B. Keevil | Management | For | For |
| 1.7 | Elect Director Norman B. Keevil, III | Management | For | For |
| 1.8 | Elect Director Takeshi Kubota | Management | For | For |
| 1.9 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.10 | Elect Director Tracey L. McVicar | Management | For | For |
| 1.11 | Elect Director Kenneth W. Pickering | Management | For | For |
| 1.12 | Elect Director Una M. Power | Management | For | For |
| 1.13 | Elect Director Warren S. R. Seyffert | Management | For | For |
| 1.14 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TERANGA GOLD CORPORATION Meeting Date: MAY 02, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TGZ Security ID: 880797105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Hill | Management | For | For |
| 1.2 | Elect Director Richard S. Young | Management | For | For |
| 1.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.4 | Elect Director Jendayi E. Frazer | Management | For | For |
| 1.5 | Elect Director Edward Goldenberg | Management | For | For |
| 1.6 | Elect Director David J. Mimran | Management | For | For |
| 1.7 | Elect Director Alan R. Thomas | Management | For | For |
| 1.8 | Elect Director Frank D. Wheatley | Management | For | For |
| 1.9 | Elect Director William J. Biggar | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Stock Consolidation | Management | For | For |
| TERNIUM S.A. Meeting Date: MAY 03, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TX Security ID: 880890108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Elect Directors (Bundled) | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Allow Board to Delegate Company's Day-to-Day Management to One or More of its Members | Management | For | For |
| 9 | Allow Board to Appoint One or More of its Members as Company's Attorney-in-Fact | Management | For | For |
| THARISA PLC Meeting Date: FEB 01, 2017 Record Date: JAN 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: THA Security ID: M8789F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3.1 | Re-elect Omar Marwan Kamal as Director | Management | For | For |
| 3.2 | Re-elect Carol Bell as Director | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities | Management | For | For |
| 5 | Eliminate Preemptive Rights | Management | For | For |
| 6 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Approve Reduction in Issued Share Capital | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| TMAC RESOURCES INC. Meeting Date: JUN 20, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TMR Security ID: 872577101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew B. Adams | Management | For | For |
| 1.2 | Elect Director Leona Aglukkaq | Management | For | For |
| 1.3 | Elect Director Joao P. S. Carrelo | Management | For | For |
| 1.4 | Elect Director Franklin L. Davis | Management | For | For |
| 1.5 | Elect Director E. Randall Engel | Management | For | For |
| 1.6 | Elect Director David R. Faley | Management | For | For |
| 1.7 | Elect Director Catharine E. G. Farrow | Management | For | For |
| 1.8 | Elect Director John W. Lydall | Management | For | For |
| 1.9 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve New Incentive Plan | Management | For | Against |
| TOREX GOLD RESOURCES INC. Meeting Date: JUN 21, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TXG Security ID: 891054603 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.2 | Elect Director Andrew Adams | Management | For | For |
| 1.3 | Elect Director James Crombie | Management | For | For |
| 1.4 | Elect Director Frank Davis | Management | For | For |
| 1.5 | Elect Director David Fennell | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director William M. Shaver | Management | For | For |
| 1.8 | Elect Director Elizabeth A. Wademan | Management | For | For |
| 1.9 | Elect Director Fred Stanford | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TREVALI MINING CORPORATION Meeting Date: MAY 17, 2017 Record Date: APR 03, 2017 Meeting Type: SPECIAL | ||||
| Ticker: TV Security ID: 89531J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with Acquisition of Certain Assets of Another Company | Management | For | For |
| 2 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
| 3 | Approve Termination of Shareholder Rights Plan | Management | For | For |
| TREVALI MINING CORPORATION Meeting Date: JUN 21, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TV Security ID: 89531J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Cruise | Management | For | For |
| 1.2 | Elect Director Anton Drescher | Management | For | For |
| 1.3 | Elect Director Christopher Eskdale | Management | For | For |
| 1.4 | Elect Director Catherine Gignac | Management | For | For |
| 1.5 | Elect Director Michael Hoffman | Management | For | For |
| 1.6 | Elect Director David Huberman | Management | For | For |
| 1.7 | Elect Director David Korbin | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option and Stock Bonus Plan | Management | For | Against |
| 4 | Amend Share Unit Plan | Management | For | Against |
| WESDOME GOLD MINES LTD. Meeting Date: JUN 21, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: WDO Security ID: 95083R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Duncan Middlemiss | Management | For | For |
| 1.2 | Elect Director Nadine Miller | Management | For | For |
| 1.3 | Elect Director Charles Main | Management | For | For |
| 1.4 | Elect Director Charles Page | Management | For | For |
| 1.5 | Elect Director Warwick Morley-Jepson | Management | For | For |
| 1.6 | Elect Director Rowland Uloth | Management | For | For |
| 1.7 | Elect Director Bill Washington | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Equity Incentive Plan | Management | For | For |
| WEST AFRICAN RESOURCES LTD Meeting Date: NOV 18, 2016 Record Date: NOV 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WAF Security ID: Q9594D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | Against |
| 2 | Elect Mark Connelly as Director | Management | For | For |
| 3 | Ratify the Past Issuance of Shares to Sophisticated and Professional Investors | Management | For | For |
| 4 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | Against |
| 5 | Elect Richard Hyde as Director | Management | For | For |
| 6 | Elect Simon Storm as Director | Management | For | For |
| 7 | Appoint HLB Mann Judd as Auditor of the Company | Management | For | For |
| 8 | Approve the Share Option Plan | Management | For | For |
| ZHAOJIN MINING INDUSTRY CO., LTD. Meeting Date: AUG 15, 2016 Record Date: JUL 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 1818 Security ID: Y988A6104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Renewable Bonds | Management | For | For |
| ZHAOJIN MINING INDUSTRY CO., LTD. Meeting Date: SEP 19, 2016 Record Date: AUG 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 1818 Security ID: Y988A6104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employee Share Purchase Plan | Management | For | Against |
| ZHAOJIN MINING INDUSTRY CO., LTD. Meeting Date: SEP 19, 2016 Record Date: AUG 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 1818 Security ID: Y988A6104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employee Share Purchase Plan | Management | For | Against |
| ZIJIN MINING GROUP CO., LTD. Meeting Date: AUG 25, 2016 Record Date: JUL 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 2899 Security ID: Y9892H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Approve Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.02 | Approve Methods and Time of Issuance in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.03 | Approve Issuing Objects and Methods of Subscription in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.04 | Approve Subscription Price and Pricing Principles in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.05 | Approve Number of Shares to be Issued in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.06 | Approve Lock-up Period in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.07 | Approve Use of Proceeds Raised in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.08 | Approve Arrangement of the Accumulated Distributable Profits before the Non-public Issuance of A Shares | Management | For | For |
| 1.09 | Approve Listing Place of Shares in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 1.10 | Approve Validity Period of the Resolutions in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 2 | Approve Plan for the Non-public Issuance of A Shares | Management | For | For |
| 3 | Authorize Board to Handle All Matters in Relation to the Non-public Issuance of A Shares | Management | For | For |
| ZIJIN MINING GROUP CO., LTD. Meeting Date: AUG 25, 2016 Record Date: JUL 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 2899 Security ID: Y9892H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Phase 1 of the Employee Stock Ownership Scheme | Management | For | For |
| 2 | Approve Formulation of the Administrative Policy of the Employee Stock Ownership Scheme | Management | For | For |
| 3 | Authorize Board to Handle All Matters in Relation to the Current Employee Stock Ownership Scheme | Management | For | For |
| 4 | Approve Satisfaction of the Conditions for the Non-public Issuance of A Shares | Management | For | For |
| 5.01 | Approve Class and Nominal Value of the Shares to be Issued in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.02 | Approve Methods and Time of Issuance in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.03 | Approve Issuing Objects and Methods of Subscription in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.04 | Approve Subscription Price and Pricing Principles in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.05 | Approve Number of Shares to be Issued in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.06 | Approve Lock-up Period in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.07 | Approve Use of Proceeds Raised in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.08 | Approve Arrangement of the Accumulated Distributable Profits before the Non-public Issuance of A Shares | Management | For | For |
| 5.09 | Approve Listing Place of Shares in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 5.10 | Approve Validity Period of the Resolutions in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 6 | Approve Plan for the Non-public Issuance of A Shares | Management | For | For |
| 7 | Approve Feasibility Report on the Use of Proceeds Raised in the Non-public Issuance of A Shares | Management | For | For |
| 8 | Approve Non-Production of Report on the Use of Proceeds Previously Raised | Management | For | For |
| 9 | Approve Connected Transactions Under the Non-public Issuance of A Shares | Management | For | For |
| 10 | Approve Conditional Share Subscription Agreement for the Non-public Issuance of A Shares with Its Controlling Shareholder | Management | For | For |
| 11 | Approve Conditional Share Subscription Agreement for the Non-public Issuance of A Shares with Phase 1 of the Employee Stock Ownership Scheme | Management | For | For |
| 12 | Approve Dilutive Impact of the Non-public Issuance of A Shares on Immediate Returns and Adoption of Recovery Measures | Management | For | For |
| 13 | Approve Undertakings of the Directors and Senior Management of the Company in Relation to the Recovery Measures for Returns | Management | For | For |
| 14 | Authorize Board to Handle All Matters in Relation to the Non-public Issuance of A Shares | Management | For | For |
| 15 | Approve Satisfaction of Conditions for Issuance of the Renewable Corporate Bonds | Shareholder | For | For |
| 16.01 | Approve Size of Issuance and Face Value in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.02 | Approve Maturity in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.03 | Approve Coupon Rate and Determination Method in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.04 | Approve Method of Issuance in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.05 | Approve Guarantee Arrangement in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.06 | Approve Redemption Terms or Repurchase Terms in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.07 | Approve Terms for Deferring Interest Payment in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.08 | Approve Restrictions on Deferring Interest Payment in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.09 | Approve Use of Proceeds Raised in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.10 | Approve Issuing Objects and Placement Arrangements for Shareholders in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.11 | Approve Underwriting Method and Listing Arrangement in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.12 | Approve Creditworthiness and the Guarantee Measures of Repayment in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.13 | Approve Resolutions Validity Period in Relation to the Renewable Corporate Bonds | Shareholder | For | For |
| 16.14 | Authorize Board to Handle All Matters in Relation to Issuance of the Renewable Corporate Bonds | Shareholder | For | For |
| ZIJIN MINING GROUP CO., LTD. Meeting Date: JUN 30, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2899 Security ID: Y9892H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 2 | Approve Provision of Guarantee to Overseas Wholly-Owned Subsidiaries of the Company | Management | For | For |
| 3 | Approve Provision of Guarantee to Jilin Zijin Copper Company Limited | Management | For | For |
| 4 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 5 | Approve 2016 Report of the Independent Directors | Management | For | For |
| 6 | Approve 2016 Report of Supervisory Committee | Management | For | For |
| 7 | Approve 2016 Financial Report | Management | For | For |
| 8 | Approve 2016 Annual Report and Its Summary Report | Management | For | For |
| 9 | Approve 2016 Profit Distribution Plan | Shareholder | None | For |
| 10 | Approve Remuneration of Executive Directors and Chairman of Supervisory Committee | Management | For | For |
| 11 | Approve Ernst & Young Hua Ming (LLP) as Auditor and Authorize Chairman of the Board of Directors, President and Financial Controller to Fix Their Remuneration | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Gold & Special Minerals Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |