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S-3ASR Filing
Raymond James Financial (RJF) S-3ASRAutomatic shelf registration
Filed: 8 May 24, 4:31pm
Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Raymond James Financial, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection Unsold Securities to be Carried Forward | |||||||||||||
Newly Registered Securities* | ||||||||||||||||||||||||
Fees to Be Paid: | Debt | Debt Securities | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | ||||||||||||
Other | Warrants | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Other | Purchase Contracts | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Other | Units (3) | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Equity | Preferred Stock, par value $0.10 per share | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Equity | Depositary Shares (4) | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Equity | Common Stock, par value $0.01 per share | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |||||||||||||
Fees Previously Paid | — | — | — | — | — | — | — | |||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||
Carry Forward Securities | — | — | — | — | — | — | — | — | — | |||||||||||||||
Total Offering Amounts | — | — | ||||||||||||||||||||||
Total Fees Previously Paid | — | |||||||||||||||||||||||
Total Fee Offsets | — | |||||||||||||||||||||||
Net Fee Due | $0 (2) |
(1) | Raymond James Financial, Inc. is registering an unspecified aggregate initial offering price or number of the securities of each identified class, which may from time to time be offered at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities. |
(2) | In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the registrant is deferring payment of the entire registration fee. Registration fees will be paid subsequently on a pay-as-you-go basis. Pursuant to Rule 457(q) under the Securities Act, no separate registration fee is required for the registration of the indeterminate amount of securities to be offered solely for market-making purposes by affiliates of Raymond James Financial, Inc. |
(3) | Each unit will be issued under a unit agreement, indenture, or other agreement and will represent an interest in one or more debt securities, warrants, purchase contracts, shares of preferred stock, and depositary shares, as well as debt or equity securities of third parties, in any combination, which may or may not be separable from one another. |
(4) | Each depositary share will be issued under a deposit agreement, will represent an interest in a fractional share or multiple shares of preferred stock and will be evidenced by a depositary receipt. |